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DESIGN SERVICES OF
L I S T O F M A PS
vii
Hendrik Witbooi 3
Raphael Lemkin 5
Indian massacre of settlers 10
The Battle of Ascalon 13
Statue of Leopold II 19
Mutilated Congolese 21
Uncle Sam and the “White Man’s Burden” 25
Mayan women call for justice 27
Darfur refugee camp, 2009 31
Abdul Hamid II 49
Enver Pasha 51
Armenians driven into the Syrian desert 54
Starvation claims two Armenian boys 57
Armed resistance in Van 59
Headline announcing acquittal of Talât’s assassin 62
Funeral march and protest for Hrant Dink 64
“Protocols of the Elders of Zion” 81
Hitler at a Munich pro-war rally 86
Nazi racism 89
Racist eugenics 96
Antisemitism in Vichy France 99
Soviet POW 102
Yugoslav partisan 107
Europe in ruins 111
Angkor Wat 123
Pol Pot 128
Norodom Sihanouk 130
S-21 140
Cambodian refugees, 1979 143
ix
I’ll start in an unusual fashion: by apologizing to the many colleagues, friends, and
students I am surely forgetting. Any decent book is to some degree a collective
effort, and I am fortunate to have profited from the selfless assistance of many,
many people. I am deeply grateful for the generous support and feedback of several
of the world’s top genocide experts. Drs. Uğur Ümit Üngör and Ronald Grigor Suny
took the time to read the Armenian chapter and spare me some embarrassment;
Christopher Browning and Ed Westermann helped me sharpen my analysis, and
detected a handful of errors, in the Holocaust chapter; Craig Etcheson as well as
Ben Kiernan performed similar services for the chapter on Cambodia; and my col-
league Beth Whitaker shared her considerable expertise on Rwanda and east
Africa. Adam Jones somehow found the time, between writing his twentieth or
thirtieth book, to carefully read the entire manuscript and was also gracious in
offering some of his masterful photographs. Thomas Pegelow-Kaplan helped like-
wise, sans photos, as did David Crowe. For any factual or interpretative errors that
slipped through, please blame me alone.
I appreciate the generosity and professionalism of the research staffs at the
Institute for War, Holocaust, and Genocide Studies (NIOD) in Amsterdam; Kigali’s
genocide center; the Wiener Library for the Study of the Holocaust and Genocide in
London; and especially the Jack, Joseph, and Morton Mandel Center for Advanced
Holocaust Studies at the Holocaust museum (USHMM) in Washington. This book
also benefitted enormously from fellowships and symposia at the USHMM in the
summers of 2012 and 2013, and from feedback I received at conferences of the In-
ternational Network of Genocide Scholars, the Holocaust Educational Foundation
of Northwestern, the World History Association, and the University of Zaragoza.
I have also found inspiration as well as valuable ideas each summer at the annual
Holocaust symposia at Appalachian State University. And thanks again, Rennie
Brantz—the founder of ASU’s Holocaust Studies Center—for setting me on this
path lo’ those many years ago.
xi
Nicola Foote provided some astute insights to help refine my passages on Latin
America, as well as helping me reconsider a fundamental topic: the relationships
of various atrocities to one another. And, once again, Nicola: I’m sorry! (Inside
joke.) My longtime friends and compañeros Will Cox and Tim Austin, as well as my
UNC Charlotte colleagues Ritika Prasad, Jill Massino, and Oscar de la Torre, also
deserve big “shout-outs” and abrazos for sharing their thoughts and for their
support.
Charles Cavaliere, my editor at Oxford University Press, helped refine my prose
and has been a great friend and ally for several years. I will be fortunate indeed to
work with such an outstanding editor in the future. The other members of OUP’s
staff, as well as project manager Lori Bradshaw and copyeditor Leslie Anglin, also
deserve the highest praise, as well as large pay raises. A few typos and errors always
survive countless edits; some will perhaps survive, alongside the cockroaches, the
destruction of the earth in a few years. This book followed a circuitous path to
publication, and from the start Alfred Andrea has been immensely helpful and
supportive, as well as wise and skillful in his editorial assistance. Your generous
spirit and infectious joie de vivre, Al, sustained me through difficult times!
“Every historical question is a moral question,” Yehuda Bauer remarked at a lec-
ture in Chapel Hill many years ago. A work like this should be infused with this
understanding, and with humanism as well as moral indignation. My father and
mother, Richard Cox and Mary Alicia Cox, are largely responsible for imbuing me
with a desire to contribute to a better world and for alerting me, from a very early
age, to the evils of racism and bigotry. Not a small feat, in the southern United
States during that time. Thanks also to the many wonderful students I have
taught—and learned from—at Florida Gulf Coast University and at the University
of North Carolina Charlotte while composing this book. Finally, let me express my
eternal gratitude to my partner and soulmate, Louise Clark: A sustained study of
humankind’s follies and crimes can bring one low, but you always help me see the
many beautiful and noble things in this world.
John Cox
Charlotte, North Carolina
January 2016
xiii
xiv
Chinese, Indochinese,
Indigenous peoples displaced; casualties are 10 – 14 million displaced Koreans, Malays, Filipinos,
ca. 1900-1914 extremely difficult to estimate
other Asian peoples
100,000
1937-1945
U.S. war in Vietnam 10 – 20 million
South and North Vietnamese
1964-1973
Nigeria 2 – 2.5 million civilians
Burundi
Ibos Hutus
1966-1969 Rwanda 1972
1 – 2 million Tutsi 200,000
1994
500,000 – 800,000
Indonesia
Leftists, other political
enemies; ethnic minorities
1965-1966
500,000
Indonesian occupation
German South-West Africa of East Timor
Herero and Nama East Timorese
1904-1908 1976-1999
65,000 – 75,000 150,000 – 180,000
0 km 2000
0 miles 2000
DESIGN SERVICES OF
Genocidal Violence, 1900 to the Present
24/12/15 2:34 PM
Introduction
G EN OC I D E AS A PR AC T IC E
A N D A CO NC EP T
I, the great General of the German soldiers, address this letter to the Herero
people. . . . The Herero are no longer German subjects. . . .You Herero people must
now leave this land, it belongs to the German. If the populace does not do this I
will force them with the cannon. Within the German borders every Herero, with or
without a gun, with or without cattle, will be shot. I will no longer accept women
and children, I will drive them back to their people or I will let them be shot at.
These are my words to the Herero people.1
With those words, General von Trotha announced a policy of the murder and
destruction of an entire people: in other words, genocide, to use a term that was
later coined. At the end of his speech von Trotha turned his gaze toward thirty-five
recently captured Herero, write the authors of an important study of this geno-
cide. “On the general’s orders, two of their number were dragged toward a make-
shift gallows where they became victims” of what another officer “described in his
diary as a ‘theatrical hanging.’”2 The following April, von Trotha reiterated this
threat, declaring that rebellious Hereros suspected of killing whites “have by law
forfeited their lives.” Women and children uninvolved in any fighting should be
treated likewise, von Trotha affirmed in a letter to the chief of the General staff in
1
“Proklamation General von Trothas an das Volk der Herero,” in Jürgen Zimmerer, Von
Windhuk nach Auschwitz? Beiträge zum Verhältnis von Kolonialismus und Holocaust (Münster:
LIT Verlag, 2011), 51–52. Translation by John Cox.
2
David Olusoga and Casper W. Erichsen, The Kaiser’s Holocaust: Germany’s Forgotten Genocide
(London: Faber and Faber, 2010), 150.
Berlin: “I deem it wiser for the entire nation to perish” than to attempt to hold any
sick civilians or prisoners.3
A latecomer to the “scramble for Africa,” which was ruthlessly pursued by Western
European powers in the late nineteenth and early twentieth centuries, Germany had
secured colonies in scattered regions of the continent. The Germans had gained con-
trol of South-West Africa—present-day Namibia—in 1884. As elsewhere, European
rule provoked resistance, and in 1904 the Herero people revolted against the colonial
authorities. The German administration and army responded with detentions in
concentration camps, hangings, and shootings; and finally, by driving the remnants
of the Herero into the parched Kalahari Desert, where most of the survivors then
perished. By 1910, about 80 percent of the Herero people had been killed, while an-
other 5 to 10 percent were driven into exile. The death toll was approximately 65,000
Herero plus roughly half the pre-genocide Nama population of 20,000.4 This geno-
cide marked the first use by the Germans of the term Konzentrationslager (concentra-
tion camp) and included the first “death camp”—designed specifically for mass
killing; the concepts of “living space” (Lebensraum) and “war of annihilation,” which
guided the Holocaust, were introduced; and some individuals who orchestrated the
murder of the Herero and Nama were later involved in the Nazi genocide.
This was not the first time European colonizers had unleashed indiscriminate
violence upon their colonial subjects. Today, the concentration camp is linked in
the public imagination solely to the Nazis. By the end of the first decade of the
twentieth century, however, Western powers had already introduced the concen-
tration camp for dissident elements opposing colonial rule in such places as Cuba
(the Spaniards), South Africa (British authorities), the Philippines (US forces), and
Germany’s colony of South-West Africa. British and French airplanes also rained
bombs upon “rebellious tribes” and helpless civilians in North Africa and the
Middle East. But the German assault on the Herero and Nama heralded a more
merciless response to colonial unrest and brought into the twentieth century an
age-old ambition: to destroy an entire people. This ambition, coupled with modern
technology and organization, created the “century of genocide” that this book
chronicles.
A few short years later, the decaying Ottoman Empire attempted to destroy its
Armenian population, the topic of Chapter 1. The architects of history’s most no-
torious genocide—the Nazi Holocaust—borrowed tactics and strategies from the
Herero and Armenian genocides. Post–World War II revelations of the extent and
3
Manus I. Midlarsky, The Killing Trap: Genocide in the Twentieth Century (New York: Cambridge
University Press, 2005), 32. In a November 1904 letter, von Trotha declared his intention to
unleash “extreme terror and cruelty” in order to destroy “the rebellious tribes in rivers
of blood.” Quoted in Horst Dreschler, Südwestafrika unter deutscher Kolonialherrschaft:
Der Kampf der Herero und Nama gegen den deutschen Imperialismus (1884–1915) (Berlin:
A kademie-Verlag, 1984), 156. In 1933 Nazi authorities named a street in Munich, birthplace
of their party, in Von Trotha’s honor. It kept that name until 2006, when Munich’s city gov-
ernment changed the name to “Herero Street.”
4
Olusoga and Erichsen, 228–230.
Hendrik Witbooi
Hendrik Witbooi (1830–1905) was a masterful political and military leader of the Nama people
in German South-West Africa. After initially siding with the Germans, who employed a classic
“divide and rule” policy in hopes of preventing Herero-Nama unity, Witbooi responded to an
appeal from the Herero to rise against the colonizers. He organized a Nama uprising that began
the day after General Von Trotha’s infamous “annihilation order.” Witbooi was killed in battle
in October 1905.
barbarity of the Nazi regime’s crimes provoked universal outrage and sincere but
ineffectual calls for vigilance against the repetition of such horrors. This has not
prevented genocidal outbreaks since World War II from South and Central America
to Africa and the Middle East and to South and Southeast Asia. Genocide was not
invented at the dawn of the “century of genocide,” though: The genocidal impulse
can be traced back to antiquity. The Nazi Holocaust shocked the world with its
cruelty, scope, and zealous organization, but we have come to understand that this
was merely the most notorious—and by no means the final—chapter in a long,
dismal history.
To Kill a People does not presume to offer a thorough overview of twentieth-cen-
tury genocide and mass killing. The following chapters explore four case studies—
the Armenian genocide, the Holocaust, and the genocides in Cambodia and
Rwanda—that provide some chronological and geographic breadth but that also
allow us to find similarities and differences that have wider applicability. In selecting
the genocides for this book, there were unfortunately far too many to choose from.
As Holocaust historian Yehuda Bauer once noted, “The horror of the Holocaust is not
that it deviated from human norms; the horror is that it didn’t.”5
DEFINING GENOCIDE
5
Yehuda Bauer, Rethinking the Holocaust (New Haven, CT: Yale University Press, 2002), 42.
6
Raphael Lemkin, Axis Rule in Occupied Europe (Clark, NJ: The Lawbook Exchange, 2008), i.
The first edition of his book was published by the Carnegie Endowment for International
Peace in November 1944. Lemkin coined the term while writing the book’s preface one year
earlier.
7
Ibid., 85.
Raphael Lemkin
Raphael Lemkin (L) with Ricardo Alfaro, chairman of the legal committee of the U.N. General
Assembly (and former Panamanian president) on December 9, 1948—the day that the UN adopted
the genocide resolution for which Lemkin campaigned so vigorously. Lemkin’s work would continue:
He consumed the remaining eleven years of his life trying to convince individual governments to ratify
the genocide treaty. (Technically, the process of ratification ended in 1951, and since then individual
countries may sign or “accede” to it.)
organized by the League of Nations in Madrid. After the end of the war in 1945,
Lemkin continued his restless campaign to criminalize and prevent genocide. His
new term was widely adopted within a few years and was cited in the Nuremberg
indictments of Nazi war criminals. Largely at Lemkin’s instigation, in 1948 the
United Nations (UN) held the Convention on the Prevention and Punishment of
the Crime of Genocide, which formulated the most widely cited and influential
definition to date:
Any of the following acts committed with intent to destroy, in whole or in part, a
national, ethnical [sic], racial or religious group, as such: (a) Killing members of
the group; (b) Causing serious bodily or mental harm to members of the group; (c)
Deliberately inflicting on the group conditions of life calculated to bring about its
physical destruction in whole or in part; (d) Imposing measures intended to
prevent births within the group; (e) Forcibly transferring children of the group to
another group.8
Borrowing from Lemkin, this definition is very carefully phrased, each compo-
nent significant. But while the UN definition is the only definition that carries the
force of international law, it is imperfect, as its own framers acknowledged at the
time. The exclusion of political, social, sexual, or economic groups from the list of
categories is a glaring weakness, made even more troubling by the knowledge that
Soviet diplomats, whose government had targeted people for presumably belong-
ing to ill-defined political and social groups, were instrumental in preventing those
categories from being included.9 The Soviets were not alone in shunting aside some
of Lemkin’s more universal, inclusive concepts. South Africa, Brazil, and other un-
democratic states were also opposed to Lemkin’s warnings against attacks on cul-
tural traditions and institutions, which implied the protection of minorities.10
Even after his apparent success at the UN Convention in 1948, Lemkin contin-
ued his lonesome struggle, now focused on convincing individual countries to adopt
the Genocide Convention. The refusal of the US Congress to adopt the Convention
was one of his bitterest disappointments. In August 1959 Lemkin collapsed and
died from a heart attack in the Manhattan office building of a public relations firm,
“his blazer leaking papers at the seams. His one-room apartment . . . was left over-
flowing with memos prepared for foreign ministers” and piles of other documents
and books related to his work. The New York Times eulogized him by noting that
“diplomats of this and other nations” who dreaded the sight of “the slightly stooped
figure” of Dr. Lemkin—knowing he would corner them and beseech them to join his
campaign—“need not be uneasy anymore. They will not have to think up explana-
tions for their failure to ratify the genocide convention for which Dr. Lemkin
worked so patiently and unselfishly for a decade and a half.”11
In recent years—especially since the advent of genocide studies in the 1980s and
1990s—numerous scholars, human rights activists, and legal experts have criticized
8
Article II of United Nations Resolution 260, adopted December 9, 1948; the full text, in the
original French and English, is available here: http://www.un.org/documents/ga/res/3/
ares3.htm (accessed May 3, 2013).
9
Norman Naimark, Stalin’s Genocides (Princeton, NJ: Princeton University Press, 2010),
20–23. “Argentina, Brazil, the Dominican Republic, Iran, and South Africa,” reported
Naimark, “were worried that they could be accused of genocide if they fought against domes-
tic political insurgencies by revolutionary groups. Thus the Soviets and their right-wing polit-
ical opponents joined forces in the United Nations on the genocide issue.” Naimark, 22.
10
Mark Levene, The Meaning of Genocide, Vol. 1, Genocide in the Age of the Nation State (London:
I.B. Taurus, 2008), 44. A Brazilian delegate, whose government repressed numerous indige-
nous groups, stated his concern that minorities could use such language as “an excuse for
opposing perfectly normal assimilation.” William A. Schabas, Genocide in International Law
(New York: Cambridge University Press, 2000), 184, quoted in Levene, 45.
11
Samantha Power, A Problem from Hell: America and the Age of Genocide (New York: Harper
Perennial, 2003), 78. See Power, 17–78, for a fuller description of Lemkin’s single-minded,
quarter-century-long campaign. Also see Raphael Lemkin, Totally Unofficial: The Autobiography
of Raphael Lemkin (New Haven, CT: Yale University Press, 2013), edited by Donna-Lee Frieze.
or, in other cases, enhanced this definition, but so far no adequate alternative has
won wide acceptance. Dutch scholar Pieter Drost offered a simple but clear definition
in 1959: “Genocide is the deliberate destruction of [the] physical life of individual
human beings by reason of their membership of any human collectivity as such.” This
is closer to Lemkin’s spirit as well as to a 1946 UN draft, which defined genocide as
“the denial of the right of existence of entire human groups.”12 “Human groups” is, in
my view, preferable to the excessive concern with categorization that often attends
these debates. (And most humans, after all, have multiple, overlapping, complex
identities and would resist having their self-identity reduced to a single element,
such as their religion or nationality.)
Many definitions formulated by scholars since Drost have enhanced our under-
standing and pointed toward other avenues of research, but none has been fully
satisfactory. In 1982, Jack Nusan Porter, a Ukrainian-born US sociologist, defined
genocide as “the deliberate destruction, in whole or in part, by a government or its
agents, of a racial, sexual, religious, tribal or political minority. It can involve not
only mass murder, but also starvation, forced deportation, and political, economic
and biological subjugation.” Insisting that a victimized group must be a “minority,”
though, is problematic: In Burundi in 1972, for example, the majority Hutu popu-
lation was targeted by a Tutsi-led government for genocidal massacres that killed
200,000 people. In Bosnia-Herzegovina in the 1990s, the principal victims of
genocidal campaigns were the Bosnian Muslims (also termed “Bosniaks”), who
constituted roughly three-sevenths of the population, a larger proportion than
either of the other two major demographic groups.
Other definitions have stressed “innocence” and “vulnerability.” In an important
1976 book, for example, American sociologist Irving Louis Horowitz wrote,
“[Genocide is] a structural and systematic destruction of innocent people by a state
bureaucratic apparatus. . . . Genocide represents a systematic effort over time to
liquidate a national population, usually a minority . . . [and] functions as a funda-
mental political policy to assure conformity and participation of the citizenry.”
Israel Charny, an Israeli pioneer of genocide studies, stressed that genocide e ntailed
the “mass killing” of peoples “under conditions of the essential defencelessness of
the victim.” The 1994 Rwandan genocide (Chapter 4) highlights the problem with
this emphasis. An invasion organized by a Tutsi-led army from abroad was among
the factors that precipitated the genocide of hundreds of thousands of Rwandan
Tutsi, and a closer examination of other genocides—such as those of the Herero and
the Armenians—also finds that the exterminations often occurred in the context of
rebellion or insurgency. This in no way mitigates the guilt of the perpetrators, and
students of history should not shy away from these sorts of moral complexities.
Steven Katz, a philosopher known principally for his writing on Jewish intellec-
tual traditions, as well as on the Holocaust, sees genocide as “the actualization
[emphasis added] of the intent, however successfully carried out, to murder in its to-
tality any national, ethnic, racial, religious, political, social, gender or economic
group, as these groups are defined by the perpetrator, by whatever means.”13 Katz has
been justly criticized for arguing that the Jewish catastrophe was utterly unique, and
his emphasis on the “actualization,” as well as the “totality” of the attempt, makes his
definition overly exclusive. Even the architects of the Rwandan genocide—one of his-
tory’s most brutal and thorough—did not aim to murder all Tutsi, which would re-
quire going well beyond the nation’s borders. The Nazis’ p ursuit of small, unarmed,
utterly harmless Jewish populations in all corners of Germany and German-occupied
territory is indeed among the Holocaust’s distinctive features; it could also be said,
though, that the high proportion of civilian murderers—higher than in others—
marks the Rwandan genocide as “uniquely horrible.” Katz, among others, attempts to
use the Nazi Holocaust as a yardstick or standard by which to measure other mass
atrocities, and by doing so to deny them the status of “genocide.”
Helen Fein and Adam Jones have offered two conceptions of “genocide” that are
closest to my own. In a 1990 book, Fein saw genocide as “a series of purposeful
actions by a perpetrator(s) to destroy a collectivity.” She added some clarifications
(see footnote), but this first phrase is particularly effective and clear, and con-
fronts the “intent” issue through her more subtle understanding of “purposeful
actions.”14 More recently, Jones expanded upon earlier definitions by Katz and
others, and crafted this inclusive but concise phrasing: “the actualization of the
intent,” by whatever means and “however successfully carried out, to murder in
whole or in substantial part [emphasis in the original] any national, ethnic, racial,
religious, political, social, gender or economic group, as these groups are defined
by the perpetrator.”15 Jones’s “in substantial part” is a significant improvement
upon definitions that would exclude any cases that did not end in near-total anni-
hilation, which is a rare occurrence (see footnote 36).
13
Charny, Drost, Horowitz, Katz, and Porter definitions from Adam Jones, Genocide: A Com-
prehensive Introduction (New York: Routledge, 2010), 15–18.
14
Helen Fein, Genocide: A Sociological Perspective (London: Sage Publications, 1990). Fein con-
tinued that this series of actions included “mass or selective murders of group members and
suppressing the biological and social reproduction of the collectivity. This can be accom-
plished through the imposed proscription or restriction of reproduction of group members,
increasing infant mortality, and breaking the linkage between reproduction and socialization
of children in the family or group of origin. The perpetrator may represent the state of the
victim, another state, or another collectivity.” Quoted in Jones, Genocide, 18.
15
Adam Jones, “Gendercide and Genocide,” Journal of Genocide Research 2, no. 2 (June 2000), 199.
16
Ben Kiernan, Blood and Soil: A World History of Genocide and Extermination from Sparta to
Darfur (New Haven, CT: Yale University Press, 2007), 17.
17
Norbert Finzsch, “If it looks like a duck, if it walks like a duck, if it quacks like a duck,”
Journal of Genocide Research 10, no. 1 (March 2008), 120.
18
Dirk A. Moses, “Genocide and Settler Society in Australian History,” in Moses, ed., Genocide
and Settler Society: Frontier Violence and Stolen Indigenous Children in Australian History (New
York: Berghahn, 2005), 28.
19
Christopher Powell, Barbaric Civilization: A Critical Sociology of Genocide (Kingston, Ontario:
McGill-Queen’s University Press, 2011), 64.
20
Leo Kuper, Genocide: Its Political Use in the Twentieth Century (New Haven, CT: Yale University
Press, 1981), 39.
21
In the early twenty-first century, homosexuals suffer harsh, government-sanctioned perse-
cution in Iran, Uganda, Mauritania, and elsewhere—far short of genocide, but an indication
that under certain conditions it is conceivable that a government could attempt a systematic
extermination of homosexuals, in particular gay men.
p.m.
2:12Tromsö (+ polar station Jan Mayen, Björnöya)
2:20Königswusterhausen (Germany)
2:35Lyngby (Denmark)
2:40Karlsborg (Sweden)
2:50Oslo (Norway)
3:00London (England and Faroe Islands)
3:15Grudziadz (Poland)
3:20Paris (France, Switzerland, Belgium, Holland)
3:30Sandhamn (Finland)
3:50London (collected messages)
4:00Tromsö (collected messages)
5:00Paris (collected messages)
5:45Oslo (Norwegian observations 5 o’clock)
5:50London (English observations 5 o’clock)
6:30Stavanger (repetition of Annapolis, U.S.A.)
p.m.
7:12Tromsö (+ polar station Jan Mayen, Björnöya)
7:20Königswusterhausen (Germany)
7:35Lyngby (Denmark)
7:40Karlsborg (Sweden)
7:50Oslo (Norway)
8:00London (England and Faroe Islands)
8:15Grudziadz (Poland)
8:20Paris (France, Switzerland, Belgium, Holland)
8:30Sandhamn (Finland)
8:40London (ships’ observations)
8:50Tromsö (collected messages)
9:15Haapsalu (Estland)
10:00Paris (collected messages)
THE COURSE OF THE SHIPS ON WATCH, “FRAM” AND “HOBBY,” DURING THE
COURSE OF THE EXPEDITION
The dotted area indicates the pack ice.
Furthermore, in the English, French and Norwegian despatches
there were a certain number of observations from ships in the Atlantic,
which in themselves formed a bridge between the American and
European stations. The whole station system therefore formed an
almost complete circle round the polar regions, with the exception of
Northeast Siberia, where telegraphic communications are still bad, and
this of course makes a wide gap.
When it was necessary to have two men for the pilot balloon
ascents, Mr. Calwagen got excellent assistance from ice-pilot Ness,
who, according to what he himself said, was only too glad to be
employed a little on such an occupation during the long hours in which
“Fram” lay idle, not giving him enough to do.
Altogether sixty-two pilot balloons were sent up between the 15th
of April and the 29th of May. It was possible to follow one of them
through glasses to a height of 10,500 meters. This, however, was only
possible because there was very little wind all the way up. Generally
the wind was so strong that the balloon was lost sight of at a much
lower height.
It will lead us too far into scientific spheres to describe all the
methods used in determining the weather conditions from weather-
charts and from observations which were made. I shall have to content
myself by just mentioning the main principles which must be taken into
consideration when choosing the starting day.
It is the general experience that the regions which have low air
pressure mostly have cloudy weather and rainfall, whilst places with
high air pressure have fine weather with a clear sky. The point was
therefore to avoid conditions where a depression was moving towards
the Pole.
In order to be pretty safe from bad weather it was necessary to
choose a high pressure condition. Further, the high pressure would
have to lie north of Spitzbergen so that the aeroplanes should not fly
out of good weather directly into bad on the way north. A high pressure
condition over the Pole would necessarily bring with it northeasterly
winds and cold weather in Spitzbergen. This northeasterly wind would
(at West Spitzbergen) be an off-shore wind and therefore would signify
clear weather. Along the north coast of Spitzbergen the weather would
be more doubtful, with a northeast wind which would cause the air to
rise up against the hills and form clouds. But these cloud-masses on
the north coast would very often only stretch out over a limited area
which the flyers could pass in a short time, preferably by flying over the
clouds.
One has the best guarantee for stable weather conditions when
the pilot balloons show that northeast winds are not only to be found
on the ground but also higher up. One knows then that the high
pressure condition around the Pole will reach high up in the
atmosphere and is not just a low formation which could be swept away
by the first attack of a storm center from elsewhere.
The first high pressure condition in May occurred on the 4th, just
when the aeroplanes were finished mounting. This favorable condition
did not last long. The low pressure over North Norway increased and
passed northeast (along the dotted line on the chart) by pushing the
polar high pressure aside towards Greenland. Before the final
preparations were finished on the 8th of May the low pressure had got
so near the Pole that it was not advisable to start.
A period of drizzly weather followed now when it was impossible to
do anything else but wait. The wind was mostly between west and
south, and the sky was overcast and we often had snow showers. Only
now and again it cleared for half a day, but never long enough that
there could be a question of starting. This state of affairs lasted until
the 18th of May, when a change took place. A heavy storm center,
which passed Björnöya, turned the wind easterly at Spitzbergen, and
behind the bad weather a high pressure region appeared which moved
from Labrador via Greenland towards the Pole. The wind was still too
strong, and it was not quite clear at Spitzbergen, but there were good
prospects that the next few days would bring good weather conditions
for the flight. The planes were therefore made ready to start at short
notice.
We had still to wait three days before the weather was as it ought
to be. The high pressure region had spread itself long ago over the
Arctic Sea, and the bad weather which passed Björnöya had moved to
North Siberia, but right up to the morning of the 21st we had dull
weather with snow now and again in King’s Bay. The reason was a
slight local depression which had remained persistently over the warm
current which the Gulf Stream sends along the west coast of
Spitzbergen. On the 21st there was, for the first time, sufficient easterly
wind to drive the snowy weather out to sea, so that from midday on we
had radiant sunshine and a cloudless sky.
At last the condition had arrived for which we had waited so long,
the first useful condition since the planes had been ready to start. It
had to be used, especially as the season was getting on towards the
end of May and the danger of fog was increasing each day.
So far we had not seen any fog at Spitzbergen and if one had not
had the knowledge about polar fogs which “Fram’s” observations,
1893–6, had given us, it would have been tempting enough to wait
longer. It was still pretty cold, -9° c. in King’s Bay on the 21st of May
and at the Pole one might risk calculating that the temperature would
be down to -15° c. Both for the planes and the crews it would have
been better and more comfortable to have had a more summery
temperature. But of two evils choose the lesser. As soon as the
summer arrives in North Europe, North Siberia, Alaska and North
Canada, fog starts to reign over the polar sea. Each air current above
the Arctic, no matter from which direction it comes, will bring with it
warm air, which is exposed to a lowering of the temperature on contact
with the polar ice. This cooling of the warm air which contains a great
deal of dampness causes fog. This formation takes place quite
independently regardless of whether there is high or low pressure.
Even the best high pressure condition in the summer, might therefore
be useless for flying. During the high pressure one will certainly be free
from the clouds which produce snow and rain, and the flight can take
place in radiant sunshine, but fog, even if it only reaches twenty meters
up from the ground, will make a landing impossible.
Fog of that kind was very unlikely on the 21st, in fact, one might
say the possibility of its existence was quite excluded. The northeast
wind on that day was so cold (-9° c.) that it must have come from the
very central regions of the polar ice, and it is hardly probable that on its
way to Spitzbergen it should have been exposed to the further
lowering of temperature, which would have been necessary to produce
fog.
All these observations led to the following result: “Conditions to-
day are as favorable as can be expected so late in the summer. It was
not without nervousness that I advised the airmen of this result on the
morning of the 21st—never have I given a weather forecast with such
a heavy sense of responsibility. It was almost weighing me down with
its fateful importance, but on the other hand it was bracing to note how
the airmen arrived at their much more responsible decision: “We start
to-day.”
And it was so! The last reports which were received at midday did
not show any change for the worse, so there was not the slightest
reason for calling off the start. The sky grew clearer continually; Mr.
Calwagen had the opportunity of following the ascension of a pilot
balloon with binoculars to a height of 4,000 meters. It showed a
northeasterly wind, apart from the lowest belt, where the wind blew
southeast from King’s Bay. The northeast wind high up had a speed of
between eighteen to twenty kilometers per hour. Therefore if this
strength should continue throughout the eight hours of the flight
towards the Pole, it would give the planes a deviation of 130–160
kilometers. So much petrol was to be kept in reserve that the last
stretch could also be flown, especially if one could reckon on the wind
being with the planes throughout the flight homeward. Mr. Calwagen
wrote down the results of the pilot’s calculations and handed them over
to Captain Amundsen to assist him in the work of navigation.
Herewith the task of the meteorologists was ended, and in the last
unforgettable minutes we all stood as spectators, filled with admiration
for the six brave men who smilingly said good-by as if they were just
going on an everyday flying-trip. Not long afterwards both machines
were out of sight in the bright blue sky flying in the direction of Cape
Mitra.
* * * * *
Forty-five days later the polar flyers are home in Oslo again and
Captain Amundsen and Ellsworth’s meteorological notes are handed
over to us. We read them through with excitement. They contain news
from that part of the world which otherwise is out of the meteorologists
reach. They give him something to think about—especially after he has
dared to predict what kind of weather the polar flyers were likely to
meet in the unknown.
We start with the reports referring to the very beginning of the flight
from King’s Bay and see what the meteorological notes tell us.
After flying along the coast and passing the seven glaciers, the
flyers find Danskeöen’s and Amsterdamöen’s hills enveloped in fog
which continues northwards as far as the eye can see. What can this
have been caused by?
I cannot judge by personal examination because when twelve
hours later we ourselves arrived up at Danskeöen on board the “Fram”
there was not a sign of fog to be seen. But I am inclined to believe that
the fog has been composed of a layer of certain low-lying clouds,
which had often been seen by us at the beginning of May while we
were lying in Syd Gat waiting for suitable weather for the expedition’s
start. These clouds will often just form suddenly when a cold wind
blows from the polar ice towards the open sea. The moment the air
arrives over the first water-lanes or open sea it gets heated from
below. The heated layer rises above and whilst ascending forms
clouds. Other colder parts of the air then come into contact with the
water, get heated and rise also forming clouds, etc. According to the
observations which we had occasion to make at Danskeöen in the
beginning of May, the lower surface of these clouds is about 200
meters from the ground. Below this there is generally a thick mist of
fine snow which reduces atmospheric visibility and will certainly be
very disturbing for flying. Luckily these clouds do not reach to any
great height, seldom over 1,000 meters, so that one can easily fly
above them. Besides, one can count on their not forming further north
than where one finds open water channels of fairly large dimensions. It
is therefore not too risky to undertake a flight above the cloud-belt
towards clearer weather farther north.
The polar flyers took this risk, and quite rightly too. After two hours’
flight from Danskeöen going northwards there were no clouds, and on
the remainder of the flight there was nothing that obscured the view
over the polar ice.
The expedition has here made a meteorological reconnaissance of
great importance to all later flying explorations in the Arctic.
If a cold wind blows from the Pole one must reckon with the
formation of a low cloud belt over the wider water channels, even if it is
cloudless nearer the Pole. These clouds will form at all seasons of the
year, but perhaps mostly in the colder periods, when the difference in
temperature between ice and sea is greatest.
The landing took place in a light wind, therefore probably near to
the center of the high pressure region, which covers the Arctic Sea. On
the way into the high pressure region the wind, however, must have
been considerably stronger as is shown by the very considerable
deviation of 250 kilometers on an eight hours’ flight. In the middle
period of the flight it must therefore have been thirty kilometers per
hour, which is considerably more than the pilot observations over
King’s Bay had shown, namely, twenty kilometers per hour. The
aeroplanes must have flown, therefore, through a zone with strong
northeasterly winds blowing north of Spitzbergen, and then later come
into calmer wind conditions nearer the Pole.
This raises the question: Could one not have found a day with a
gentler wind blowing, when the deviation would have been less and
the Pole might have been reached? Probably the next day, 22nd of
May, would have been better as far as wind was concerned. Mr.
Calwagen measured the speed that day at Danskeöen, finding an east
wind blowing three kilometers per hour at a height of 500 meters. This
wind would only have brought a deviation of about 100 kilometers. But
according to Amundsen’s observation reports there was, on the same
day, a little northerly breeze at the landing place at 87° 43′, which
means that a contrary wind was also blowing on that day over the
district nearest to the Pole. And what was worse, on the 22nd May
there was no longer clear weather near the Pole.
The observations were as follows: During the last two hours of the
flight slight high clouds had begun to appear, but not so dense that
they could prevent the taking of solar observations immediately after
landing. The next day the clear weather was gone and solid gray cloud
layers covered the whole sky. It was the polar summer weather which
had started, just as we calculated it would from the “Fram” expedition’s
observations. And it did not improve during the following days; the
23rd, 24th and 25th were all gray-weather days, certainly without
rainfall, but also without sunshine. A northerly breeze was blowing on
the 22nd, 23rd and 24th, but it got calmer on the 25th.
The big high-pressure region which we had over the Arctic Sea on
the starting day continued, and the polar flyers must have been very
near the high pressure center as they now had calm weather. As far as
could be seen everything looked favorable, and whilst we were lying
and waiting at Danskeöen in radiant sunshine, the whole day long, I
personally thought that this good weather would certainly stretch right
up to the Pole. But here the expedition’s observations have taught us
something else, that in the best of weather conditions there is gray
weather at the Pole when the year is so far advanced as the end of
May. This is also one of the new meteorological results which this
expedition has brought to light—in regard to the “Fram’s” expedition it
happened that they did not meet any high pressure regions at the end
of May.
There were a few occasions when the clouds broke up at 87° 42′;
for instance, the 29th of May “dawned with sunshine from an almost
quite clear sky.” But this was only a sign that worse weather was
approaching. In the night, between the 28th and 29th, snow had
passed Spitzbergen on the way north. It reached the polar flyers on the
30th in their camp 87° 43′. The clearing on the 29th was therefore just
a passing phenomenon, and if the aeroplanes had started that day
southwards they would after a few hours’ flight have got right into a
heavy snowfall. These clearings, before the large wandering snow-
masses, are well known in lower latitudes. It is, however, interesting for
meteorologists to find that the same rules also apply to the weather
conditions at the Pole.
Now follows a period of prevailing southerly and southeasterly
winds which cause the temperature to rise quickly. On the coldest day,
the 24th of May, there had been -12.5° c., but at the end of the month
we already had +7° c. and on the 7th of June the temperature was up
to 0°. This enormously quick change from winter to “summer
temperature” is typical of the polar conditions.
“Spring” does not last “month’s,” as in the lower latitudes—it is
finished in a few weeks’ time.
From the 7th of June onwards the temperature did not rise much; it
remained about 0°. Sometimes a little over, sometimes a little under.
One can say that 0° is the characteristic summer temperature of the
Arctic region. Warmer air than 0° is very often carried there from lower
latitudes, but this gets cooled down immediately through contact with
the ice, and gets a temperature of about 0°. As mentioned before, it is
this cooling down which is responsible for the fog because it causes
the air’s moisture to condense. The first fog, which extended right
down to the ground, was observed on the 2nd of June; the next was on
the 8th of June, and thereafter happened fairly often, so in the end
whole days free of fog were exceptions.
Luckily on the 15th of June, when the starting place was ready,
there was sufficient visibility for them to start and to find their way out
of their “Foggy” home.
THE END
Transcriber’s Notes
Punctuation, hyphenation, and spelling were made
consistent when a predominant preference was found in the
original book; otherwise they were not changed.
Simple typographical errors were corrected; unbalanced
quotation marks were remedied when the change was
obvious, and otherwise left unbalanced.
Illustrations in this eBook have been positioned between
paragraphs and outside quotations. In versions of this eBook
that support hyperlinks, the page references in the List of
Illustrations lead to the corresponding illustrations.
The table on page 175 was printed in a way that was
difficult to understand, so its appearance in this eBook may be
incorrect.
Page 249: “we reached the N 24” was printed that way,
but the narrative suggests that it should be “N 25”.
*** END OF THE PROJECT GUTENBERG EBOOK OUR POLAR
FLIGHT ***