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Thesis-Dissertation Writing Guideline Final Version
Thesis-Dissertation Writing Guideline Final Version
Final Version
May 2022
Addis Ababa, Ethiopia
By
1. Amsalu Bedemo (Ph.D., Associate Professor)
2. Admasu Tesso (Ph.D., Associate Professor)
3. Tesfa Nega (Ph.D., Assistant Professor)
4. Kassa Moges (Ph.D., Assistant Professor)
5. Mrs. Selamawit W/Silasie (Assistant Professor)
6. Melkamu Moshago (Ph.D., Assistant Professor)
7. Belete Ejigu (Ph.D., Assistant Professor)
Contents
1. OVERVIEW OF THE GUIDELINE.............................................................................................1
1.1. Introduction.................................................................................................................................1
4. PRELIMINARY PAGES...........................................................................................................17
7. References........................................................................................................................................39
8. Annexes...........................................................................................................................................40
1. OVERVIEW OF THE GUIDELINE
1.1. Introduction
Scientific research is a series of planned research processes that involve critical examination of the
problems under investigation to come up with suggestions for future action. Writing a master’s
thesis or a doctoral dissertation test candidates’ intelligence, endurance, and commitment. The
successful completion of these undertakings opens up the opportunity to organize, write up and
present scholarly work in a scientific and convincing manner. It will also lead to the conduct of other
scholarly works and presentation of the findings to a wider audience at a higher level following the
standards prescribed in this Thesis and Dissertation Writing Guideline. This sub-section of the
guideline presents the purpose, scope, and structure of the guideline.
The guideline is a result of extensive work by members of the task force established by the
Academic Vice President, ECSU which comprises a group of seven academic staff members two
from each college and the Director of the School of Graduate Studies. Since the assignment, the task
force has been working on the modification of the old guideline by collecting experiences from
different universities and research institutions inland and abroad. A number of guidelines from
public and private Higher Education Institutions in the country were reviewed, and useful
experiences were drawn from abroad in order to enrich the guideline. Besides, the guideline has been
well substantiated with the provisions of the existing ECSU Legislation (2017).
As such, the guideline is expected to be implemented by all academic units under ECSU that are
running graduate studies at the master’s and Ph.D. levels. In some circumstances, however,
academic units may revise some parts of the guideline in relation to their specific requirements
depending on the nature of their fields of study. However, the provisions of this guideline are equally
applicable to all graduate studies at ECSU. Finally, the SGS would like to extend its gratitude to the
members of the Task Force for their extraordinary commitment to revising the guideline, and to
concerned offices, academic staff for support throughout the entire process of the revision of the
guideline.
1.2. Purpose of the Guideline
The purpose of this guideline is to:
Provide a quick and special reference to academic unit heads, supervisors, candidates, and other
stakeholders involved in their thesis/dissertation writing.
Establish uniform working procedures across academic departments/schools, colleges/ institutes
in the university.
Determine the ways in which graduate studies can be integrated and run smoothly at ECSU so as
to maintain the quality of graduate studies.
Establish a sense of accountability, responsibility, and transparency, at all levels, students and
their supervisors.
Integrate our graduate research endeavors into international research practices so as to enhance
internationalization of our graduate research work.
Thus, students must consider the introduction section in chapter one, literature review in chapter
two and research methodology in chapter three. Here, all research methodology issues that refer to
the entire dissertation work such as research design and approach, sampling issues and procedure,
data collection techniques and the like are stated under chapter three (methodology). However, some
specific objective related issues such as method of analysis and model specification (if any) for a
particular objective must be addressed under each chapter (objective). Thus, after completing chapter
three (research methodology part), PhD students should organize their result and discussion sections
as a separate chapter for each specific objective. That means, the first objective of the dissertation
must come as chapter four. This chapter should begin with a brief introduction about the chapter
followed by the model specification and methods of analysis specific to this objective (chapter) if
any without any repetition. Moreover, reporting the findings, rigorous interpretation and discussion
on the findings should be made in this section. When providing result and discussion, first state the
findings in separate sub-title and discussion using another sub-section as prescribed for master’s
thesis.
Similarly, the second objective of the dissertation must come as chapter five following similar
procedures as outlined for chapter three above emphasizing on objective specific methodology
issues, findings, interpretation, discussion. This trend continues to the remaining objectives of the
dissertation till all objectives should exhaustively analysed and included as a chapter following
similar procedure. Then after, comes the summary, conclusions and recommendations as the last
common chapter followed by reference list. Generally, dissertation research with, say, 4 objectives
will have eight chapters. All related explanations and elaborations provided in each section of the
guideline applies both to the PhD and masters study programs.
Spacing and Margins: The whole document (proposal or thesis/dissertation) must be written in a
1.5 line spacing (space between lines) for the whole text. However, it is important to note the
following exceptions;
The abstract, reference section, long quotations, long endnotes or footnotes, and long captions
are recommended to be prepared in a single space.
One free spacing in between paragraphs, as well as in between the headings (sub-headings) and
a paragraph is recommended.
Tables, figures, and appendixes must be single-spaced as far as they are readable. Moreover,
single space between each reference entry is required and the second line of a reference needs to
be indented (or as prescribed by APA style).
Set a 1.5-inch spacing margin at the left border, and 1-inch margins for the top, bottom, and
right sides.
To make the document easier to read, it is necessary to align your content in both left and right
margins (or the document should be justified) in the main text.
Page numbers
All preliminary pages should be numbered in the Roman numeral system (i, ii, iii, etc.) but
the main body must be numbered in the Arabic numeral system (1,2, 3.) and should be
centered.
New chapters must always start on a new page.
The first line after the heading or sub-heading should be indented and the rest of the text
quoted to the left.
It is recommended that a table needs to be completed on one page, that is, as much as
possible a table must not be extended to the next page.
Table of contents, list of figures, and list of tables should be automatically generated using
the Microsoft Word tools.
Language and grammar
The final proposal or thesis/dissertation must be properly written and seriously edited for
language issues and grammar problems. The student and his supervisor/s must take full
responsibility for the problem.
If necessary, students may be required to bring testimonial letters for language and related
editorial services from professional editors.
Plagiarism: Plagiarism is academic theft. It is stealing someone’s words or ideas and passing them
off as your own. In the context of academic writing, it means quoting someone’s words without
quotation marks or paraphrasing an idea without including a proper citation. As it is an academic
theft, the University has zero tolerance for the problem. The following guiding issues will help avoid
or reduce plagiarism cases;
Ensure that your Thesis/Dissertation is original, has not been published, and has not been
submitted for publication or for the award of any degree elsewhere or at Ethiopian Civil
Service University.
If you are quoting more than 500 words of a published work in your thesis/dissertation, you
need to submit a copy of the permission obtained from the respective copyright holder.
If you are quoting a Table or a Figure or a Photograph in your thesis/dissertation which is not
the result of your original fieldwork, the source of the item needs to be properly cited.
If you made modifications to the original figure or table or photograph; it must be indicated as;
‘modified from ‘name of author/organization’ or after ‘name of author/organization’.
All other quotations, reviewed literature, tables, figures, photographs, etc. must be cited and
prepared properly using “APA Style”.
If any Table, Figure, or Photograph is the result of your own fieldwork; you must mention it as
a source i.e.: Field Survey, 2010.
If one fails to follow the above rules and is found plagiarized, several serious measures may be taken
as indicated on Senate Legislation and graduate research policy. The measures may include
academic dismissal, cancellation of thesis/dissertation degree and re-working the research on another
topic or maybe withdrawal of graduation degree, etc depending on the severity of
problem/plagiarism.
The master’s thesis proposal should range between 25 pages (minimum) to 32 pages
(maximum); but the final thesis document must range between 50 pages (minimum) to 70
pages (maximum); excluding all preliminary pages and list of annexes).
Similarly, the Ph.D. dissertation proposal must range between 32 pages (minimum) to 42
pages (maximum) and the final dissertation document should have minimum of 120 pages and
maximum of not more than 250 pages; all excluding preliminary pages, references, and the
annex. As a rule, the page numbers less than the minimum or greater than maximum specified
are not acceptable.
The submission date must strictly follow the academic calendar of the University and any
submission after or before that calendar is not acceptable. Table 1 and 2 below describes the
proportional distribution of pages for each chapter.
Table 1: Page limits and proportions for each chapter (PhD dissertation and Master’s Thesis)
Table 2: Page limits and chapter weights for PhD Dissertation and Master’s Thesis
Narrative citations: - this form of citation includes the author's name directly in the 'narrative' of
your writing, with the year and page number in separate sets of parentheses. The year always appears
in brackets after the author's name. You will typically use this style when introducing a direct
quotation, but it can also be used when paraphrasing.
Examples:
1) According to Admassu and Beneberu (2019, p.1), “there is no dietary diversity difference
between male headed and female headed households in the rural Ethiopia”.
2) Admassu and Beneberu (2019, pp.15-16) argue that “human, natural and physical capital
possession differences among the rural households greatly influence their dietary diversity”.
Note that double “pp” indicates that the information is taken from more than a page.
Parenthetical citations: - this form of citation include the author's name, date, and page number all
in one set of parentheses at the end of a sentence containing secondary material. You will likely use
this form of a citation with paraphrased information, though it can also be used for direct quotations.
Example: Human, natural, and physical capital possession differences among the rural households
greatly influence their dietary diversity (Admassu & Beneberu, Determinants of household dietary
diversity in the Yayo biosphere reserve of Ethiopia: An empirical analysis using sustainable
livelihood framework, 2019).
When citing reference someone quoted in another author's work (a secondary citation), please
follow the following example:
1) Narrative example: Hoddinott & Yohannes (2002 as cited in Admassu & Beneberu, 2019)
argued that the Household Dietary Diversity score is a good measure of food security.
2) Parenthetical example: Household Dietary Diversity score is a good measure for food
security (Hoddinott & Yohannes, 2002, as cited in Admassu and Beneberu, 2019).
In both cases note that only Admassu and Beneberu’s work appears in the reference list; never list
the work of Hoddinott & Yohannes. When you cite multiple sources, write the sources from the most
recent to the old by separating the sources with a semicolon as shown in the example below:
Example: A number of authors (Kriesemer, Keding, Huluka, & Dürr, 2021; Admassu &
Beneberu,2019; Arndt & Jones, 2015; Tesfay, Seifu, Solomon, & Katia, 2014) acknowledge that
“food security exists when all people, at all times, have physical and economic access to sufficient,
safe and nutritious food that meets their dietary needs and food preferences for an active and healthy
life.
A bibliography is a list of all of the sources you read and which may have influenced or directed
your research, whether or not you actually quote or paraphrase information from them in your work.
A reference list is a list of ONLY the sources whose information you quote directly or paraphrase in
your work. Your tutors will usually only require you to include a reference list with your
assignments.
A reference list is an alphabetically arranged list of sources used in a paper. It starts on a new page
immediately after the last page of the paper. The list has the heading References (centered, not in
italics, and not underlined). Each reference has a hanging indent of 1 cm. No bullets or numbers. It is
helpful to add extra space (8 pts) after each entry. Hint: begin your reference list as you start work on
your assignment, adding items as you locate each source. This will save time and energy later. To
this end, you are strongly advised to use any of such software (EndNote, Mendeley, Lytro, or
Microsoft Word).
In any case, any source that you use in your paper should appear in an alphabetized list on this page.
Here are the basic guidelines,
Entries are in alphabetical order by author’s last name, or by title for sources without authors.
Author’s first name is always reduced to initials.
Entries should be double-spaced and have a period at the end.
In article titles, only capitalize the first word and proper nouns.
Use the ampersand “&” instead of “and” for entries with multiple authors.
Use p. or pp. to abbreviate paper number.
The first line of an entry is flush with the left margin. If an entry goes on to two lines, indent
it one-half inch.
Italicize, not underline, books.
Citing Books
Basic Format
Author Name. (Year of publication). Title and subtitle. City of publication: Name of publisher.
Citing Articles from Journals, Magazines, and Newspapers
Basic Format
Author’s Name. (Date of publication in Parenthesis). Title and subtitle. Journal Title, Volume
number, Page number.
Citing Internet Websites and Blogs
Websites don’t follow the same rules as some of the other traditional sources from above do. Given
this fact, you may need to improvise at times, doing your best to still supply the same kind of
information that is required of a traditional publication.
Author, if listed
Website Title
Date of Publication, (If none, put “n.d.”)
Retrieval Statement (or “Available from” and a homepage)
Single Web Page
ECSU Library. Introduction to Research. (n.d.). Retrieved April 1, 2022, from the ECSU Library
website: [URL]
YouTube Video
Basic Format
Poster’s Username/Author. (Publication Year) Title of Video Clip. Medium. Retrieved from [URL to
video]
Personal communications
Personal communications include:
telephone conversations
interviews or notes that are not recoverable
emails
private letters
non-archived discussion groups
In-text citation:
Shibabaw (personal communication, January 25, 2019) suggested in an email that..... Note that No
entry in the reference list is needed as personal communications are unable to be retrieved.
The following examples illustrate the basic reference listing following APA 7th referencing style
guide. For a more detailed guide, please visit: https://aut.ac.nz.libguides.com/APA7th
4. PRELIMINARY PAGES
This section provides a detailed explanation for writing the preliminary pages of the proposal and the
final thesis/dissertation.
Cover Page: The cover page should contain the official logo of the University (ECSU) at the top
centre of the page. The name of the college will be stated on the first line followed by the name of
the department/school/institute the student belongs to. Then write the title of the dissertation/thesis in
block (capital) letters, followed by the word ‘by’ and the name of the candidate. The month, year,
and place of submission (separated by commas) must be written at the bottom right end of the page.
See annex 1.
Title page: the title page contains the name of the university (now without a logo), the name of the
college, and then the department/school/institute to which the student belongs. This should be
followed by the title of the thesis/dissertation written in capital letters. Then, type the word ‘by’
followed by the name of the student and the names of his/her supervisors. This will be followed by
the statement ‘Thesis/dissertation is submitted to (name of department/school/institute) in partial
fulfilment of the requirements for the degree of Masters/Ph.D. in (write field of specialization or
specific program). Finally, the month and year of submission as well as the location of the university
(Addis Ababa, Ethiopia) will be stated in the end. See annex 2.
Declaration: The declaration is required for the final thesis or dissertation but is optional to the
proposal. This is the place where the candidate declares that the thesis/dissertation is fully his own
original work and has never been submitted to any other institution to acquire any degree or
certificate. See annex 3.
Dedication (Optional) – This is a formal inscription written in a simple statement to whom you are
dedicating your work.
Supervisor’s Approval page: The supervisor approval form (approval page) is a page where the
supervisors confirm (by their signature) the completion of the research work and readiness for its
submission to the respective department for defense. This page must contain; the name of the
college, department, and then the phrase ‘Approval of Proposal/Thesis/Dissertation for Defense’ as a
heading. Finally, a statement of a declaration by supervisors followed by their names, signature, and
date must be provided. See annex 4.
Examiners' Approval Form: - This form is meant for the final thesis/dissertation to be signed by
the board of examiners after the open defense examination (after incorporating the comments). It
contains the following points as listed in the order below;
Name of the University and then the college;
Name of the department/school/institute
‘Approval of Thesis/Dissertation after Defense’ as a heading
Statement of the board of examiners
The board of examiners’ name, signature, and date. See annex 5.
Acknowledgment: An acknowledgment contains words of appreciation for any special assistance
offered by individuals or institutions in recognition of their financial, technical, or moral support
during the research work. It is optional for a proposal but needed for the final thesis/dissertation.
Please, do not reference religious terms such as Jesus Christ or Allah since a thesis/dissertation work
is a scholarly document prepared in a secular institution. See annex 6.
Table of contents: The table of contents should list all of the major headings and sub-headings
within the body of the thesis/dissertation. They must be worded exactly as they appear in the body of
the thesis/dissertation or proposal. The table of contents shall be generated automatically or prepared
in a hyperlink format so that searching topics in the document can be easily done.
List of Tables: First, the term ‘List of tables’ should be written in block letters and centered at the
top of the page. Tables are simply numerical values or text displayed in rows and columns indicated
by captions in the document. When listing tables, students must use the captions as they appear
above the tables in their main text.
List of Figures: First, the term ‘List of figures’ should be written in block letters and centered at the
top of the page. Figures are illustrations expressed using charts, graphs, maps, or photos used to
elaborate on the issue. They have to be listed by using the captions as they appear above the tables in
their main text.
List of abbreviations and acronyms: Abbreviations and acronyms are short forms of words or
phrases or the name of an institution. Specifically, an abbreviation is usually a shortened form of
words used to represent the whole (such as Dr.) but an acronym contains a set of initial letters from a
phrase that usually form another word (ECSU, FDRE). The list of abbreviations and acronyms
should be presented in alphabetical order. It is important to note that the universally recognized or
well-known abbreviations and acronyms (such as kg, km, etc) must not be included in the list of
abbreviations and acronyms.
Abstract: - An abstract is a concise explanation of the thesis or dissertation work that provides the
reader with a summary of the contents of the thesis/dissertation. The abstract must be
prepared/written after completing the write-up of the whole document. It should contain brief but
sufficient information to be self-contained so that readers can have a good initial impression of the
whole thesis/dissertation work. The abstract should be written in a single paragraph, italic form, and
should not exceed 250 words for Thesis and 450 words for dissertation. No reference is cited in the
abstract and abbreviations are not recommended. The abstract for proposal is optional. The abstract
is expected to include;
A brief and precise statement of the problem followed by the main objective of the study;
Brief methodology of the study (data nature and source, data collection methods; sampling
issues including sample size and methods of data analysis);
The major findings of the study as per the specific objectives, then followed by concluding
remarks and a brief recommendation.
Finally, the abstract should contain three to six keywords
5. MAIN BODY OF PROPOSAL AND THESIS/DISSERTATION)
Based on the structure/organization of the proposal and thesis/dissertation outlined above (in section
two), the following detailed explanation is given on what and how to write each section.
Introduction (optional)
The introduction sub-section is optional. If the candidate includes this, it should tell the reader what
the chapter is about, the key variables of the study, and how the chapter is organized. It should not
be numbered. At the end, the researcher may outline number of sections and their sequences in the
first chapter. Note that the introduction section should be very brief and just one paragraph.
While scholars A, B, and C state that corporate governance issue is linked directly to the
dispersion of shareholders, scholars X, Y, and Z disagree and state that corporate
governance issue arises out of a lack of independence between board members and the
management. While both sets of scholars disagree, all the research cited above suggests that
there is more than one dimension to the study of corporate governance. Therefore, the idea
of research on corporate governance from a multidimensional standpoint is important to
financial economists. Furthermore, this multidimensional approach will be adopted in this
research study.
Analyse and interpret: don’t just paraphrase other researchers—add your own interpretations
where possible, discussing the significance of findings in relation to the literature as a whole
Critically evaluate: mention the strengths and weaknesses of your sources
It needs to be brief and to the point, the student relates his/her study to the larger, ongoing
debates/dialogue/ discourses in the literature about the topic, filling in gaps and extending
prior studies.
The review of empirical literature should place the current project in context through a
critical analysis of selected research reports.
Place a given research project in the context of its contribution to the understanding of the
subject under review
Identify areas of prior scholarship to prevent duplication of effort
Provide a synthesis of findings in a "state-of-knowledge" summary in regard to the problem
area, including additional evidence as to the nature and/or the importance of the problem;
Make clear how further research should extend, differ from, or replicate past studies,
including the identification of the critical variables in the problem area and important
hypotheses to be tested;
Indicate shortcomings in the design of prior research that should be avoided, as well as
strengths to be repeated, in conducting another study;
Provide a critique of the literature as a basis for any controversial methodological decisions
to be presented in the proposal.
Resolve conflicts amongst seemingly contradictory previous studies
Point the way forward for further research
It is important to note that some literatures which are neither theoretical nor empirical such as
policies, country contextual features, strategies, programs, and best practices that are relevant to the
research topic, can be provided in background of the study or at the last section of empirical review.
In this sub-section, candidates are expected to operationally define the concepts, factors, and
variables to be used in the research. The operational definitions would indicate the way the concepts,
factors, variables, and indicators need to be understood by the reader. The conceptual framework can
better be illustrated using a diagram, accompanied by a textual description of its elements: the
factors that cause and the effects of a phenomenon; the possible measures/indicators of a variable,
assessment themes/issues, etc.
Research approach refers to the tools, techniques, procedures or processes used to collect or review
data or information. There are different types of research approaches to choose from such as
deductive or inductive. Thus, students should rationally state their overall research and approach that
helps them to address the question “what approach do you select in finding the reality or knowledge
or answer your research questions?”
Research investigation can be either a Census based or sample survey. Census survey involves a
study conducted on entire population or engaging all members in research work as respondents.
Here, there is no need to discuss about sampling issues as samples are not used. Whereas, sample
survey requires a study on a part of the entire population since the whole population will not be
practically manageable due to limited resource such as time, money, and effort). When the study is a
sample survey, the candidate is expected to provide sample design showing detail procedures during
selection of the respondent. Hence, researchers need to draw samples with the right quality and
adequate quantity of elements from the population. This will be done by defining the target
population and determining sample size and sampling methods. However, there are some fields of
studies (such as engineering with different approaches to sample design or law or others that may
require purely qualitative approaches and related field specific design, sampling approaches and
techniques. In such cases, under the umbrella of this guideline, the concerned
departments/schools/institutes can revise a specific part of this document related to their
particular fields of study and get the approval from AC and Council of Graduate Studies before
its implementation.
Population here refers to the entire elements of the unit of analysis from which a researcher draws a
sample and depending on the sample result will make conclusions (or infer) about it. The population
for your study may be individuals, households, organizations, regions, countries, plants, animals,
records, etc depending on the nature of your study. The nature and characteristics of the population
such as homogeneity or heterogeneity must be clearly defined in consistent with the statement of the
problem and stated objectives. The sample frame, also known as the source list, is the list of the
sampling units from which the researcher chooses his sample, whereas the unit of analysis refers to
the elements from which the researcher actually collects data. The unit of analysis may be a
household, an individual or organization or some other depending on your study.
In order to facilitate the process of sampling and sample size determination, it is very essential to
clearly identify and state the sampling frame and the unit of analysis. Thus, the sampling frame lies
between the population and sample. The frame may consist of either a list of units or a map of the
area (in case a sample of the area is being taken), such that every element in the population belongs
to one and only one unit. The frame should be accurate, free from omission and duplication
(overlapping), adequate, and up-to-date and the units must cover the whole of the population and
should be well-identified. This enables researchers to reduce the probability of sampling error or
random error. Generally, the way you define your study population, the sample frame and unit of
analysis depends on the problem you want to investigate and on the objectives of the study. The
exact number of N must be indicated if it is finite and known with an appropriate citation or source.
Since sample size has an important implication on the quality of research and resource requirement,
it must be carefully determined based on scientific, statistical and logical procedures. In this regard,
the researcher should consider many factors when determining size of a sample in quantitative
researches. These may include the level of precision, different population proportions, operational
constraints such as cost and time, population size and characteristics such as homogeneity vs
heterogeneity etc.
For example, the smaller is acceptable error (the higher is the level of precision), the larger will be
the sample size. Similarly, given the need to balance time and costs, some sample sizes generated
from statistical formulas tend to give a large number of respondents that students may not be able to
handle within the short space of time allocated to them. Moreover, if your target population is
homogenous, you may not benefit much from large numbers since you will most likely get the same
information. That is, for a homogeneous population small sample may be adequate while in a
heterogeneous population, a larger sample size should be considered since there is wider variability
or diversification in the population. Generally, as a researcher, you may be required to justify what is
known as ‘optimal sample size’ by balancing all these factors. Remember, it’s better to be ‘honest’
and utilize a small sample size than to be ‘fake’ and use a large unrealistic sample size.
In experimental researches and qualitative types of studies, the sample size may not be that much
worrisome because such studies prefer to be more intensive and detail in their studies than to explore
issues extensively. In such cases, relatively small sample size may be adequate. When determining
sample size for qualitative studies, it is important to remember that there are no hard and fast rules.
There are, however, at least some factors that need to be considered. For example, the size of the
sample depends on the content and nature of the study, and perspectives he/she tries to investigate in
her/his research. The other factor may be the sample size that will reach saturation or redundancy.
For example- depending on the complexity of the research objectives, researchers can start with few
numbers of respondents and if the different data sets reconfirm each other the researcher may end the
discussion or sample selection at this point. The other factor may be the variation within the target
population. That means, the researcher may consider larger sample size that is adequate enough to
assess an appropriate amount of diversity exist in the population of interest. In general, researchers
should convince the readers that the sample size determined has used well-accepted statistical
decision criteria (formula) and followed scientific procedure and other logical considerations.
As outlined above, determining adequate and representative sample size (n) based on scientific and
acceptable procedure is an essential step in sample survey research. Under such conditions, after
determining the total sample size, the researcher is expected to clarify the sampling procedures and
techniques employed in his/her research. Broadley speaking there are two main sampling techniques;
probability and non-probability sampling. The probability sampling requires giving equal chance to
all members of the population to be included in the sample. They involve a random selection of the
unit of analysis or some group of population characteristics. It requires that a list of the population
under investigation exists or can be compiled, which is termed as the sampling frame. Sometimes it
is impossible to obtain a complete list of the population in which case researcher can use a wider
categorization and consider samples proportionately to the size procedure to make selection easier.
The methods of probability sampling include simple random, systematic sampling, stratified, and
cluster (area) random sampling.
As procedure, the researcher can apply multistage sampling, or also known as multistage cluster
sampling in situations where researchers divide geographically wide area and large population into
groups (or clusters) and further split into sub-groups at various stages to make it simpler to arrive at
the sample unit from whom data are collected. Researchers are expected to clarify the detail
procedures till arriving the last respondent.
A key characteristic of sampling is its representativeness. Since researchers are expected to draw
valid conclusions about the population on the basis of a sample, they should give due care for the
whole procedure to get representative sample. A representative sample has all the important
characteristics of the population from which it is drawn. Generally, whichever techniques is applied,
researchers must provide specific types of sampling techniques and the actual selection procedures
used to arrive at the unit of analysis following clear, consistent, scientifically acceptable techniques
and procedures to select the last respondent.
The data collection methods, instruments, and detailed procedures used in a particular research work
must be clearly stated and well-justified in the document. Different methods and instruments are
available to collect quantitative and qualitative data from primary sources. For instance, to collect
primary data, instrumentations such as questionnaire (close or open-ended), interview (personal or
telephonic, informal or key informant), Focus Group Discussion (FGD), personal observation
(participant or non-participant), physical testing, case studies, and other relevant methods can be
applied. In the case where the researcher prepares and uses instruments or checklists for data
collection, the process of developing and designing the questionnaire, the sections, and the nature of
the questions in the instrument (as open-ended or clothed ended) should be described clearly. If
instruments are adopted from other authors, the source should be cited properly.
The manageability type and number of questions, typography and grammatical/issues of questions
(language, wording, and pre-test of questions), and training of data collectors need to be well
considered and stated. In any case, the development of a data collection instruments should consider
the context of the research such as the research objectives/question. The researcher should also
provide a reasonable description of the method(s) and the procedures. For example, each data
collection method has its own procedures or techniques which should be clearly stated. Each data
collection methods and procedure should be clearly stated with its justification.
Data quality assurance is the process of data proofing to identify and eliminate inconsistencies and
other anomalies in the data by means of data cleansing activities (e.g., removing outliers, missing
data interpolation) so as to improve the data quality. Researchers should take the responsibility to
control the quality of their data to ensure its completeness, validity, and consistency. To do this, they
should state the methods and tools of assuring data quality in detail and clear way. This can be done
by means of making a pilot study or pre-test, to check the effectiveness and make improvements if
necessary. They are helpful in identifying potential issues early, which can then be rectified before
committing to the length and expense of a full investigation. Any part of the study could be tested,
for instance, the validity of the measure (e.g., does the questionnaire measure what it is supposed
to?) or whether a procedure is effective (e.g., does it take too long? Are the instructions too
complicated for participants to understand? or have any vital steps been left out? etc). Therefore,
researchers should describe the means to assure the data quality, validity, reliability, practicability,
and generalizability of the data before commencing the task of data analysis.
Once adequate and right quality data have been collected, the task of data processing and analysis
should proceed. Data processing involves editing, coding, classifying, and tabulation of the collected
data so that they are amenable to analysis. The researcher will start data analysis after all data have
been checked and cleared for problems. The researcher must look for appropriate methods of data
analysis depending on the nature and type of data collected. Data analysis involves finding out
interpretable results and conducting different tests to facilitate further discussion and interpretation.
Basically, purpose of the study, type of data and level of data measurement, number of variables
involved, size of the sample, and application of ethical principles are important factors to be
considered during selection of a particular method of data analysis.
Model specification refers to describing the type of the model used and expressing the relationship
between dependent and explanatory variables in equation form. It involves identifying dependent
and independent variables, explaining their expected theoretical relationships and stating the
parameters to be estimated. Model specification must be done during proposed development time. In
general, the specification of a model should be based primarily on the purpose of the study, the
nature of the variable, the number of dependent and independent variables, and other relevant
factors. The research should tell the readers how and why the model is chosen.
This requires defining the variables used in the model, stating how they are measured and explaining
the expected theoretical relationships that may exist between dependent and independent variables if
such relationships exist. The operational definition and measurement of key variables should be
described in detail for each specific research objective or question. A detailed discussion of indexes
or scales of measurement is also needed. Besides, you need to show the potential external or
confounding variables and how you minimized them by using various kinds of controls.
Most variables can easily be defined and measured in terms of a numerical unit of measurement yet,
there are many different concepts that cannot be measured in such quantitative terms. Hence,
definition, conceptualization and operationalization of variables for such types concepts to be used in
the research should be discussed and well-presented. The measurement of concepts involves the
process of defining abstract concepts with specific characteristics (conceptualization) and specifying
the characteristics of such concepts to operationalize them to a specific study context. As a result,
researchers are expected to change their research-specific objectives or questions into operational
variables. In this regard, various levels of measurement scales may be used whenever appropriate.
The scales of measurement that are helpful to operationalize abstract concepts include nominal,
ordinal, interval, and ratio scales.
Statistical data analysis: As part of quantitative data analysis, various statistical methods may be
used to analyze the data such as methods of descriptive and inferential analysis. Descriptive analysis
is a statistical method of analysis using tabular, graphical, and numerical techniques for organizing,
analyzing data presenting the results. Researchers should specify the right analytical tools to be used
in research as part of descriptive statistical analysis. These may include distribution (absolute &
relative frequency, percentage, and proportions), a measure of central tendencies (like mean, median,
and mode), and a measure of dispersion (such as minimum value, maximum value, interquartile
range, variance, and standard deviation).
Besides to descriptive method of data analysis, researchers can also use inferential statistical
methods analysis based on the nature of their study. The inferential analysis is a statistical method
used to estimate parameters and infer about the population using sample statistical results. Several
methods, tools, and tests (parametric and non-parametric) may be used in inferential statistical
analysis in order to test mean difference, association/relationship and establish cause-effect.
Different methods of multivariate analysis such as factor analysis, principal component analysis,
discriminant analysis, etc. can be to estimate measurement models and create abstract constructs as
variables.
Work Plan: A good research timetable enables both the researchers and the advisor to inspect work
progress and provide timely feedback for modification. Accordingly, the GANTT chart is often used
to indicate the various research activities that must be completed and the duration of each activity.
Researchers should consider the research road map to be issued by the department (college) or
school of graduate studies and need to consider the following issues:
Financial Plan: To facilitate budget approval and clearance processes for this specific research,
budget items need to be explicitly stated with adequate justification considering the existing research
finance policy of the university. It may include expenditure/cost components such as peridium,
travel costs, expenses to data collectors and data collection supervisors, expenses to consumable
supplies such as stationeries, secretarial services and educational materials, communications
expenses etc. Just like the activity timetable, the budget breakdown should also be included as an
appendix during proposal development.
The introduction sub-section is optional and if the candidate includes this in the document, it should
not be numbered and should briefly tell the reader about the chapter and its main contents. Any
introductory idea related to the subject matter under investigation or any other explanations related
to methodological issues of your research should not be included as a part of an introduction here.
Note also that tables and graphs here and elsewhere in the documents should be well formatted, with
proper headings or captions indicated at the top for tables and at the bottom for graphs. Please refer
to the formatting sub-section in this document for more information on this issue.
It is preferable to number tables and figures sequentially in Arabic numerals, beginning with
for example (Table/Figure 1.1, if there is a table or figure in chapter one) and Table/Figure
4.1 for tables/figures in chapter 4, and so on.
If information is taken from another source/s, there must be an appropriate citation and the
source must be written in the referencing list. For more information on citation and reference
writing please refer to the citation and reference writing section of this guideline.
Tables
Table and figure placement should be consistent throughout the text
Keep table and figure captions brief (or short) and do not use multiple sentences.
The spacing of all table and figures captions, as well as equations, should remain consistent
throughout the document.
The title of a table should precisely reflect the content of the table and be placed above the
table, in single-spaced and 11 font size.
The source should be written below the table.
Do not split a table if it can fit on a single page or it is expected to be finalized on one page.
Tables may be inserted vertically (i.e., in the “portrait” orientation)
Figures
All kinds of illustrations - such as photographs, graphs, diagrams, and maps are presented as
figures.
As with tables, each figure must have a figure caption that is precisely and uniquely titled
and must be presented below the figure.
Equations
Equations should be prepared and numbered sequentially
Equations must be prepared using Microsoft equation on MS-Word and should be well-
formatted.
A list of equations is not required. It is customary/expected to set equations off from the rest
of the text and you may choose to number them consecutively throughout the document,
especially if a list of equations is present in the front matter
The interpretation and the discussions made should strictly be in line with findings, must be clear
and strong (rigorous), and should try to link (compare) the findings with similar empirical studies
elsewhere as reviewed in the literature. Moreover, the discussion should provide logical links with
the ongoing debates, links with pervious empirical studies and must show policy implications.
Finally, it should be noted that the candidate must follow a similar procedure for presenting findings
and making discussion for the remaining objectives of your study till they are all done.
5.2. Conclusions
A conclusion is the end of a chapter and its main purpose is to conclude the text smoothly.
A good conclusion should be both interesting and attractive and must provide the reader with
a good impression of the whole document. It is expected to contain the deductions made
based on the main points of the study, and implications of the problems discussed in a way it
can help for recommendations.
Conclusions are answers to the hypothesis or research question stated in chapter one. They
are not the same as summary statements and should not simply restatement the finding.
A student can make concluding remarks primarily based on the findings; but can also take into
consideration, the existing policy contexts, and the researcher’s experiences and exposures in
expressing them. A conclusion is broader and more encompassing than a specific finding and several
findings may be incorporated into one conclusion or several findings may be used to support one
conclusion.
5.3. Recommendations
The final section of the chapter is a recommendation that emerges out of the findings and
conclusions. Recommendations should be softly and precisely stated, justified by the finding of the
data. Recommendations are provided for practical action. Practice recommendations are expected to
be strict or inflexible and must address what should be done by practitioners or concerned bodies in
terms of professional practice and policy. These recommendations are generally based on the results
of the study. Please don’t use jargon and some general statements or generic issues when writing
recommendations. They must be clear, specific, and written for each research finding.
7. References
The explanation for this is provided on reference writing and intext citation section.
8. Annexes
Annex 1. Sample Cover page
ETHIOPIAN CIVIL SERVICE UNIVERSITY
By
[Month, Year]
Addis Ababa, Ethiopia
By
[Month, Year]
Addis Ababa, Ethiopia
Declaration
This is to declare that the thesis/dissertation entitled “----------------------”, submitted in
partial fulfillment of the requirements for the degree of Doctor of Philosophy/Master
of [Science/Arts] in the (write the name of Department/School/Institute) of ---,
Ethiopian Civil Service University, is a record of original work carried out by me and
has never been submitted to any other institution to get any other degree or
certificates. The assistance and help I received during the course of this investigation
have been duly acknowledged.
I hereby certify that I have supervised, read, and evaluated this thesis/dissertation
titled “___________________________________________________________” by
________________________________ prepared under my guidance. I recommend
the thesis/dissertation be submitted for oral defense.
_____________________ ________________ _____________
Supervisor’s name Signature Date
Board of Examiners
External examiner 1
Name Signature Date
_____________________ ________________ _____________
Internal examiner
Name Signature Date
____________________ ________________ _____________
Chair person’s
Name Signature Date
_____________________ ________________ ______________
References
1. Manual for Masters Research Proposal and Thesis Writing of Ethiopian Civil Service
University, 2012.
2. Senate Legislation, ECSU, (2017).
3. Dissertation and Thesis Guideline, Bahir Dar University, 2020.
4. A Comprehensive Graduate Studies Guideline (For Master’s and PhD Programs), Hawassa
University, 2020.
5. Guideline to Writing Thesis/Dissertation, KDI School of Public Policy and Management
6. Comprehensive Graduate Studies Guideline (For Master’s and PhD Programs), 2020, Hawassa
University
7. Guideline for Doctoral Training Program, 2021, Jimma University.