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Critical Theory

J J Ryoo and P McLaren, University of California, Los Angeles, CA, USA


ã 2010 Elsevier Ltd. All rights reserved.

As a philosophy within the social sciences, critical the-


Glossary
ory refers to the prolific work of several generations of
Critical pedagogy – A teaching approach that German thinkers belonging to Western European and
brings together critical theory and educational Marxist traditions who can be broadly categorized as mem-
practice in order to help students question and bers of the Frankfurt School. Philosophers of the Frankfurt
challenge dominant beliefs and practices for higher School moved away from traditional theory by seeking to
social, critical consciousness. radically reconstruct the meaning of human emancipation
Dialectic – Initially conceptualized as a Socratic through what Max Horkheimer has described as ‘‘liberat
technique of employing discussion, reasoning, and, [ing] human beings from the circumstances that enslave
therefore, dialog to expose false beliefs, Hegel them’’ (Horkheimer, 1972: 244). Critical theory is rooted in
applied the dialectic to mean a critical investigation of historicizing, critiquing, and exposing the relationships of
the process of change resulting in the theoretical domination and subordination as well as the contradictions
application of such a process to the social sciences. in which humankind is entrenched and thus, in essence, is a
Domination – The exercise of ruling power with liberatory philosophy. Such critique focuses on decon-
supremacy or preeminence over another. structing how knowledge is produced, whose knowledge
Exploitation – The act of making use of another in is valued, and how control of such knowledge equates to
an unfair or mean manner for one’s own advantage. power in society, with the purpose of preventing people
Inquiry – A systematic investigation and from becoming slaves to the ideas and activities that socie-
examination of facts or principles. tal institutions push upon them. As a result of this search
Praxis – A union of action and reflection and of for a theory that – through critique of social constructs –
theory and practice; critical praxis in education refers could articulate freedom for all, while arguing against the
to a threefold process of self-reflection, reflective suppression of human consciousness, multiple and diverse
action, and collective reflective action for social critical theories have developed since the birth of the
change. Frankfurt School, including (but not limited to): critical
race theory, critical pedagogy, critical literacy, critical fem-
inist theory, etc. (see the section titled Global Critical
Philosophies).
Viewed as a process of critique or methodology, critical
Critical Theory: An Overview theory may also be defined as a type of self-conscious means
of addressing the need for dialog and a dialectic approach
Critical theory has a long history of informing and shaping around transformative, emancipatory practice. Such a pro-
diverse qualitative research practices. Such a theoretical cess of critique pushes theorists to continuously question
lens – both for educational researchers and otherwise – how they look at – and depict – the world in comparison to
has proven particularly valuable in – first, challenging qual- how the world actually exists, and, as a result, challenges
itative researchers to question more positivist approaches theorists to question the very theories they form through
that can inaccurately assume scientific neutrality among such a process. According to critical theory, when a philos-
objective observers while, second, engaging researchers in ophy is embraced without question and fails to problema-
more reflexive research practices that question the biases tize wider society, it has become an ideology in need of
from which they view the world. Through using critical critique. The Frankfurt School valued the use of such
theory, qualitative researchers can push educational reform inquiry or critique as a tool articulating praxis – therefore,
for the better of all humanity. engaging a relationship between theory and society.
Although it is difficult to point to one, universally
accepted critical theory that has been unproblematically
embraced by all critical philosophers, one could still rec- A Brief History of Critical Theory and the
ognize a shared notion of critical theory as referring to Frankfurt School
both the legacy of Western theoretical traditions following
the Frankfurt School, as well as an evolving school of The best way to understand critical theory is to first
thought and process of critique. locate it within Western philosophy’s historical trajectory.

348
Critical Theory 349

In doing so, one will find that critical explorations of the with the world. Hegel’s great contribution to the founda-
nature of knowledge production that form the framework tions of critical theory exists in his use of dialectic
of critical theory today can be traced back as far as 2500 reasoning to reach perfection, which involves engaging
years before the first critical scholars. in dialog to overcome the contradictions between thesis
and antithesis toward a synthesis that would, in turn, be
challenged repeatedly until perfect synthesis (Utopia)
Classical Philosophers
could be reached.
A critical approach to understanding the relationship Following Hegel, Karl Marx’s (1818–83) work with
between knowledge and power in society can be found Friedrich Engels with regard to the historical and material
in the work of the Greek philosophers Socrates (469–399 conditions of capitalism, is recognized as the most influ-
BCE), Plato (428/427–348/347 BCE), and Aristotle (384– ential to shaping critical theory. Although seen, primarily,
322 BCE). Through Plato’s dialogs – most notably Gorgias as an economic philosopher, Marx’s elucidation of how
and The Apology – one can see how Socrates (Plato’s the proletariat (working class) has been alienated and
mentor) questioned the way the Sophists (classical exploited by the bourgeoisie (ruling class) – who benefit
Greek philosophers who exercised great power in Athens) through the accumulation of wealth – helped develop an
used rhetoric to persuade people to manufacture and understanding of how ideologies reinforce false con-
believe in false truths, rather than use rhetoric to search sciousness that can be used to maintain power in the
for ultimate truth for the better of humankind. Similarly, hands of those in control. Thus, Marx provided the basic
Plato’s determination to record Socrates’ stories through idea on which critical theory is constructed: those who
the written word – despite Socrates’ skepticism about the have economic power in society also control the cultural
technology of writing – reflects the ways in which Plato superstructure of that society. Marx recognized how pro-
recognized the importance of language as a meaning- duction and consumption of media (through language)
making tool for the development of critical thought. Fol- controlled class consciousness and how, simultaneously,
lowing Plato, Aristotle theorized and deconstructed the such a tool could also be used against oppressive capitalist
power of knowledge creation in language manipulation ideologies for a better humanity.
through The Art of Rhetoric and Poetics. Aristotle outlines
the process of writing persuasive speeches that appeal to
The Frankfurt School
logos (reason), pathos (emotion), and ethos (confidence in
the orator’s personal character). Although thousands of The original home of the Frankfurt School was in the
years would pass between the lives of these Greek philo- Institute for Social Research (Das Institut für Sozial-
sophers and the foundations of critical theory which grew forschung) that was originally founded in Frankfurt,
out of the Enlightenment, the examination of linguistic Germany, in February 1923, but was forced to move under
tools in knowledge production that explored in Socrates, Nazi threat, in 1933. In 1930, the Institute came under
Plato, and Aristotle’s work proved invaluable to Western the directorship of Max Horkheimer and grew to include
philosophy traditions. critical theorists such as Erich Fromm, Herbert Marcuse,
Theodor Adorno, and Walter Benjamin who shifted its
theoretical focus from an analysis of bourgeois society’s
Kant, Hegel, Marx, and Modern Foundations of
socioeconomic substructures to bourgeois cultural super-
Critical Philosophy
structures. Although primarily influenced by Marxism, the
Following the Middle Ages – that marked the hegemony Frankfurt School rejected an orthodox reading of Marx and
of the Catholic Church – and the Renaissance, that represented a different form of Marxism than their Bolshe-
marked the break from this Church’s control, came the vik contemporaries, as they did not envision an inevitable
birth of the Enlightenment in Europe and America. Dur- proletariat revolution nor focus solely on economic produc-
ing this era, Immanuel Kant (1721–1804) highlighted the tion. Instead, the Frankfurt School sought to understand the
value of critique as the only way to find true knowledge relationship between theory and society through a dialecti-
and combat illusory ideologies by separating the self from cal framework that also examined the realm of culture
the dogmas surrounding us and by questioning those ‘‘including not only the so-called spiritual contents of sci-
concepts that are presented to us as facts. Georg Wilhelm ence, art, and religion, but also law, ethics, fashion, public
Friedrich Hegel (1770–1831) also theorized about knowl- opinion, sport, amusement, life style, etc.’’ (Horkheimer,
edge production but wished to push beyond Kant’s sepa- 1972). Thus, the Frankfurt School became both a represen-
ration of mind and self when deconstructing ideologies. tation of Western Marxism and a critique of it.
Hegel, instead, sought to historicize the process of arriv- Central to the Frankfurt School’s articulation of criti-
ing at truth. Hegel’s approach suggested that history could cal theory was its critique of the Enlightenment’s con-
be viewed as progress toward a greater humanity – and ceptualization of instrumental reason, rationality, and
Utopia – through a higher consciousness of self in and positivism (as explored by diverse thinkers including
350 Qualitative Research

Saint-Simon, Comte, the Vienna Circle, and others). The The Frankfurt School also used critical theory to reject
Frankfurt School believed there was a breakdown in rea- essentializing and hierarchical perspectives of culture that
son due to a ‘‘crisis of science’’ that reduced the concept were supported by sociologists and orthodox Marxists of
of knowledge to a limited scientific methodology of the time. The Frankfurt School rejected definitions of
‘‘description, classification, and generalization of phe- culture as a stagnant, objectified ideology, and, instead,
nomena, with no care to distinguish the unimportant embraced culture’s processual and politically and eco-
from the essential’’ that could only be resolved through nomically situated role in the development of human
the creation of ‘‘a correct theory of the present social relationships over time. Such was visible in the work of
situation’’ (Horkheimer, 1972). Echoing Nietzsche’s belief Horkheimer and Adorno.
that it was not science but the scientific method that More specifically, Theodor Adorno (1903–69) power-
proved triumphant during the nineteenth century, the fully shaped the future of cultural theory through his
Frankfurt School sought to rescue the world from the work in the Frankfurt School by recognizing how major
basic assumptions of logical positivism – that valued culture industries used popular culture – such as film and
objective observation as the only way to produce truth – radio – to advance the oppressive ideologies of the domi-
by envisioning critical theory as an improved approach to nant, capitalist society. Through Adorno’s work, critical
human reasoning, supporting a more self-conscious cri- theory grew to question the dehumanizing relationship
tique of human action for transformation. The Frankfurt between media culture and its consumers, while simulta-
School believed that positivist rationality and its narrow neously recognizing the power of using new media lite-
view of science endangered human ability to think criti- racies against such control. In One Dimensional Man
cally and subjectively with regard to the world – freezing (Marcuse, 1964), Herbert Marcuse (1898–1979) critiques
human history behind selected, organized, and fetishized industrialism’s oppression of individuals for the main-
facts in false-value neutrality, rather than recognizing how tenance of systems of production. Through this work,
natural reality and science relate both to human con- Marcuse pushed critical theory to demonstrate how indi-
sciousness and lack of consciousness as well as subjectivity viduals are completely controlled by a system of produc-
and objectivity positions. Furthermore, the Frankfurt tion and consumption. In other work, Marcuse also helps
School articulated how those engaged in using positivist to elucidate the purpose of dialectical thought as a con-
rationality were not necessarily conscious of the ways in nection between thought and action in Reason and Revolu-
which such an approach could maintain an oppressive tion (Marcuse, 1960), where he writes how ‘‘Thought
power imbalance or the status quo in work labeled as ‘corresponds’ to reality only as it transforms reality by
scientific, and thus urged philosophers to consider their comprehending its contradictory structure . . . to break
positionality as producers of knowledge. down the self-assurance and self-contentment of common
In order to address these problems with logical positiv- sense, to undermine the sinister confidence in the power
ity and Enlightenment rationality, the Frankfurt School and language of facts.’’ Max Horkheimer’s (1895–1973)
formulated a critical theory that first recognized the rela- work focused primarily on the function of reason within
tionship between individuals and society as a whole. In this philosophy and the creation of oppressive ideologies
way, critical theory develops a capacity for meta-theory in larger society which proved particularly significant
by acknowledging the cultural–historical positionality of during a period in which the Nazis were using evil and
interested, non-neutral parties whose political or social dehumanizing methods to manipulate society to engage
interests affect how they navigate and present knowledge in the mass murder and torture of Jewish people.
or information. With such a self-critical and self-conscious Horkheimer used critical theory as a tool to fight such
lens, critical theory engages in dialectical thought that lives destructive mass ideologies in a rapidly changing world.
within the tension between critique and theoretical recon- Habermas’ contributed to critical theory in his develop-
struction. As noted by Marcuse (1960), ‘‘Dialectical thought ment of the theory of communicative reason or commu-
starts with the experience that the world is unfree; that is to nicative rationality couched in discourse ethics and idea
say, man and nature exist in conditions of alienation, exist exchange. Walter Benjamin (1892–1940) engaged in cri-
as ‘other than they are.’ . . . Thought ‘corresponds’ to reality tiques of literary and artistic work – building on aesthetic
only as it transforms reality by comprehending its contra- theory while pushing critical theory to discuss the realm
dictory structure.’’ Dialectical methodologies synthesize of culture and its historical context. Thus, critical theory
philosophy, the social sciences, and radical politics to help was created to give people the agency to challenge taken-
illustrate how society, state, economy, culture, and the for-granted assumptions through tools such as dialectical
individual are all related to one another. Thus, critical reasoning and praxis that promote free-thinking and self-
theory should work towards an improved society devoid determination for all individuals in society. As elucidated
of injustice and oppression and ‘‘emancipation from slav- by Horkheimer, a truly critical theory ‘‘has as its object
ery’’ (Horkheimer, 1972) through equal engagement of human beings as producers of their own historical form of
theory and practice in critical praxis. life’’ (Horkheimer, 1993: 21).
Critical Theory 351

Global Critical Philosophies theorists engage critical theory in ways most applicable to
the current reality of globalization. Although often asso-
Although critical theory itself was born of a Western and ciated with postmodern theory in its methodology under
European philosophical history, other great philosophies the influence of Jacques Derrida’s concepts of deconstruc-
have also developed worldwide that should be recognized tion, Jacques Lacan’s psychoanalysis, and Michel Foucault’s
as part of the critical theory canon in its current, living discourse analysis, postcolonial theory still relates to criti-
form. Some such traditions have borrowed from Western cal theory in the ways that colonized, indigenous peoples
philosophies while others have developed more indepen- have found agency in critiquing the oppressive societies in
dently and, while not all such work has been unearthed which they live. In Orientalism (Said, 1978), Said critiques
due to language barriers and imbalanced power relation- the ways in which the West continues to romanticize Asian
ships between Western imperialists and scholars of other and Middle Eastern nations as the archaic and unchanging
nations, an attempt will be made here to bring some of ‘other’, while using such false ideologies to justify continued
these global critical philosophies to the mainstream of imperialism throughout the Orient. Similarly, in Nation
Eurocentric critical thought. and Narration (Bhabha, 1990), Bhabha problematizes how
Within the African American tradition, one can see postcolonial countries continue to be treated as one, homo-
important developments in critical theory through the geneous group by their ex-colonizers, with concepts of
work of W.E.B. DuBois (1868–1963) in his famous work – nationhood narrativized through power imbalances between
The Souls of Black Folk (originally published in 1903, DuBois, ex-colonizing nations and their ex-colonial states.
1903). Through his deep exploration of race in America, Frantz Fanon (1925–61) made immeasurable contribu-
DuBois theorizes about ‘‘double consciousness’’ experi- tion to the furthering of critical theories through his own
enced in the African American who sees herself/himself work in Africa focusing on Algerian resistance to French
through the gaze of those who hate people of color, and rule. Believed to be influenced by the 1930s Négritude
describes the torment this places on the spirits of all people movement – that rejected French colonial racism and was
in a racist society. DuBois recognizes how ideologies of race led by Martinican poet Aimé Césaire, Guianan Léon
are formed through dominant languages, but how a critical Damas, and future Senegalese President Léopold Sédar
approach to education could help transcend such oppres- Senghor – Fanon explored how the psychology of oppres-
sive ideologies for social change. Following the Harlem sion and the impact of colonialism affected the mental
Renaissance and the growth of amazing art and literary health of colonized people in works like A Dying Colonial-
works that helped engage humanity in a critique of America’s ism (Fanon, 1959) or Black Skin, White Masks (Fanon, 1967).
social structures and institutions, Carter G. Woodson By critiquing the way colonial powers control colonial
(1875–1950) published The Miseducation of the Negro ideology production and dissemination and how media
(Woodson, 1933) which challenged the ways classical is used to manipulate colonized people into believing in
education incorporated forms of scientific racism by Western racial hierarchies of language, custom, or skin
revising world histories to enforce ideas about the racial color, Fanon illustrates how indigenous peoples can
inferiority of people of color. By removing African Americans deconstruct dominant language and texts toward ideology
and African peoples from school knowledge with regard change for liberation. Fanon’s work highly influenced the
to history and science, classical education dehumanized revolutionaries of other nations – most notably Fidel
African Americans and continued to oppress and mold Castro in Cuba, Paulo Freire in Brazil, and the Black
them to the racist, hierarchical American fabric. Woodson Panthers in the United States.
calls for a critical education in which people of color could Of course, Latin American and Central American devel-
question the schooling they receive for individual and opment of new critical theories can be traced through the
community liberation. Such works not only influenced work of Liberation Theology that united indigenous people
innumerable educators, scholars, artists, and activists toward with Catholic clergy against the oppressive, racist structures
a critique of society for the purpose of social change as of the European Catholic church, or in the work of Ernesto
is visible in the work of Frederick Douglass, Langston Ché Guevara – Minister of Education in post-revolution
Hughes, Marcus Garvey, Malcolm X, and the Black Panther Cuba and organizer of the guerrilla mountain schools – but
Movement – all of who engaged in challenging how the most notable development of critical theory can be
knowledge is produced and used to manipulate truth in found in the work of Paulo Freire (1921–97), in Brazil.
a racially hierarchical society. Freire’s most famous work – The Pedagogy of the Oppressed –
During the 1980s, other great scholars – such as explores the ways the educational system proves central to
Edward Said and Homi Bhabha – pushed critical theorists the dehumanizing processes of capitalist and neocolonial
to think in new ways by developing studies in colonialism societies through banking education that treats students as
and postcolonialism. Recognizing how Western colonial- empty vessels that passively collect the oppressive norms
ism maintained its hegemony through the control of and knowledge of teachers. Freire focused on literacy and
knowledge and knowledge production, postcolonial literacy education while teaching illiterate adults how to
352 Qualitative Research

interrogate and deconstruct dominant texts within a racist, the world . . . through reading the word’’ (p. 35) as stu-
classist Brazil. Freire believed in the power of praxis and dents gain new critical literacies by being taught to engage
dialog to push critical thought against oppressive forces that in questioning social relations existent in society.
control schooling structures. Following this critical theory tradition, developers of
While critical theory has surely influenced revolution- critical pedagogy – including, but not limited to, Paulo
aries, scholars, and activists throughout East Asia, the Freire, Peter McLaren, Ernest Morrell, Henry Giroux,
continued imbalance of power relationships that maintain Ira Shor, Antonia Darder, bell hooks, Joe Kincheloe,
hierarchies with regard to race, class, color, and language Paula Allman, Donald Macedo, and Maxine Greene –
in the Western world continues to negate and oppress East encourage educators to apply the ideas of critical theory
Asian critical scholarship. Little of East Asian critical to schooling structures in ways that revolutionize the ways
theory has been translated and shared with Western aca- we think about both the purpose and practices of educa-
demia and this issue should be immediately addressed. tion. Although diverse in its applications to schooling,
critical pedagogy challenges the conservative policies
and practices of banking education that – in the current
Critical Theory in Education era – are tied to standardized testing and curricula in a
classist, racist, sexist, and heterosexist world. By embrac-
The critical theory of the Frankfurt School and other ing the power of student, educator, and researcher agency
global critical theories prove crucial to educational within an oppressive American school system, critical
reform and can be used to revolutionize today’s schools pedagogy grounds social justice education using tools of
toward a more just, humanizing, and democratic system. critique that question how knowledge is produced, con-
First of all, the ways in which critical theory challenges trolled, and disseminated. Critical pedagogy proves a
positivist rationality that assumes political neutrality in valuable example of how critical theory can be applied
educational spaces is invaluable to opening a space for to education. Critical revolutionary pedagogy (see the
educators to recognize the hidden curricula of current work of Peter McLaren, Paula Allman, Glenn Rikowski,
standardized schooling. Second, critical theory values Mike Cole, and Dave Hill) has also been developed in
historical consciousness as fundamental to engaging in opposition to more domesticated and sanitized versions of
critical thought and critical literacy. Recognizing the critical pedagogy and critical theory found in educational
sociohistorical framework in which knowledge is pro- reform efforts that do not contest neoliberal capitalism,
duced and the pedagogical tools used by teachers in and attempts to unite critical pedagogy and classical
today’s schools proves essential not only to deconstructing Marxist theory.
what students are learning, but also how students are Critical theory pushes educators and educational
learning. Third, engaging in historical consciousness researchers to rethink the power dynamics that both influ-
through critical theory in education simultaneously forces ence and work within schooling systems and, as explored
us to re-mediate the ways in which educators and admin- by Antonio Gramsci (1891–1937) – who believed that all
istrators of schools view race, class, gender, language, humans were capable of intellectual and rational faculties –
sexuality, and culture. Critical theory perspectives allow critical theory can help us recognize the ways in which
for people to engage in an informed critique toward education, similar to media, is an ideological apparatus of
reforming education so that it treats each student with the state that reproduces the hegemony of those in control.
respect toward the funds of knowledge and perspectives Thus, educational researchers can find agency through
from which she/he comes without essentializing or reify- critical theory to engage in social inquiry that transforms
ing her/his experiences. Fourth, critical theory can be the space of schools, the practice of teachers, the treatment
usefully applied to education through the use of dialecti- of students, the sharing of diverse knowledge, and the
cal thought and praxis which pushes teachers and students improvement of society at large.
alike to actively use social inquiry to question oppressive,
dominant structures in society while moving toward a See also: Critical Ethnography; Critical Race Theory;
more liberatory practice. Fifth, critical theory in educa- Discourse Analysis; Hermeneutics.
tion believes in the power of schooling as a tool for social
justice by engaging in the needs of students’ home com-
munities. Thus, using critical theory not only as a means
of meaning-making, but also as a means of connecting Bibliography
diverse students and teachers to each other in shared
practices through education can build a new community Bhabha, H. (ed.) (1990). Nation and Narration. New York: Routledge.
of learners who can change the world. As recognized by DuBois, W. E. B. (1903/1982). The Souls of Black Folk. New York:
Signet.
Freire and Macedo (1987), critical theory can be engaged Fanon, F. (1959). A Dying Colonialism. New York: Grove Press.
in education through critical praxis that involves ‘‘reading Fanon, F. (1967). Black Skin, White Masks. New York: Grove Press.
Critical Theory 353

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Adorno, T. (1987). Negative Dialectic. New York: Continuum. itc_data/postmodern.html#resources (accessed September 2009).
Bourdieu, P. and Passeron, J. (1992). Reproduction in Education, Sim, S. and Van Loon, B. (2001). Introducing Critical Theory. Royston,
Society and Culture. London: Sage. UK: Icon Books.
Darder, A., Baltodano, M., and Torres, R. D. (eds.) (2003). The Critical Wiggershaus, R. (1994). The Frankfurt School. Cambridge, UK: Polity
Pedagogy Reader. New York: RoutledgeFalmer. Press.
Dubiel, H. (1985). Theory and Politics: Studies in the Development of
Critical Theory. Cambridge, MA: MIT.
Freire, P. (1970). Pedagogy of the Oppressed. New York: Continuum.
Freire, P. (1994). Pedagogy of the Oppressed, anniversary edn.
New York: Continuum. Relevant Websites
Foucault, M. (1980). Power/Knowledge: Selected Interviews and Other
Writings. New York: Pantheon.
Giroux, H. (1983). Theory and Resistance in Education. South Hadley, http://www.humanities.uci.edu – Critical Theory Institute, University of
MA: Bergin and Garvey. California, Irvine.
Green, M. (1988). The Dialectics of Freedom. New York: Teachers http://www.uta.edu – Illuminations, The University of Texas at Arlington.
College. http://www.marxists.org – Marxists Internet Archive.

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