Professional Documents
Culture Documents
Edocument 6733
Edocument 6733
MOTOR LEARNING
AND CONTROL
C o n cepts a n d A p p l i c a ti on s
RICHARD A. MAGILL
Teachers College, Columbia University, and New York University
DAVID I. ANDERSON
San Francisco State University
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viii PREFACE
It is with this point in mind that we have as a pri- ∙∙ Included discussion of OPTIMAL theory in
mary intent to present examples of research stud- section on “The Present State of the Control
ies that provide empirical support for the concepts Theories Issue”
discussed rather than to provide exhaustive reviews ∙∙ Updated and added new research relevant to
of the available research. the concept discussed in the chapter
Chapter 1: The Classification of Motor Skills ∙∙ Updated several figures within the chapter and
added a figure on the knee jerk reflex
∙∙ Updated and added new research relevant to ∙∙ Updated the definition of proprioception
the concept discussed in this chapter ∙∙ Provided additional information on how mus-
cle spindles encode joint angle
Chapter 2: The Measurement of Motor ∙∙ Added new research about how sensory neu-
Performance ropathy patients control movement
∙∙ Clarified situations in which discrimination ∙∙ Added new research showing tendon vibration
reaction time is important can improve and impair motor performance
∙∙ Clarified the distinction between consistency ∙∙ Described technological innovations related to
and bias in error measures the temporal occlusion procedure
∙∙ Described additional tools for recording move- ∙∙ Updated and added new research relevant to
ment kinematics the concept discussed in the chapter
∙∙ Added a new figure showing the four types of
EEG waves Chapter 7: Performance and Motor Control
∙∙ Expanded the description of transcranial mag- Characteristics of Functional Skills
netic stimulation (TMS) ∙∙ Added new information to section on the role of
∙∙ Updated and added new research relevant to visual information in the speed-accuracy trade-off
the concept discussed in the chapter ∙∙ Added text about the role of vision in prehension
∙∙ Added section to “A Closer Look” (on the
Chapter 3: Motor Abilities Constraint-Induced movement therapy inter-
∙∙ Updated and added new research relevant to vention strategy) describing and discussing the
the concept discussed in the chapter HABIT (Hand-Arm Bimanual Intensive Ther-
∙∙ Expanded discussion of research evidence apy) strategy to include therapeutic strategies
related to the relative independence of static for improving bimanual coordination skills for
and dynamic balance people with cerebral palsy (CP)
∙∙ Added to section on handwriting information
Chapter 4: Neuromotor Basis about the role of sensory feedback
for Motor Control ∙∙ Expanded discussion of “Why do spontane-
ous gait transitions occur?” to update prevalent
∙∙ Updated several figures within the chapter hypotheses
∙∙ Updated and added new research relevant to ∙∙ Expanded discussion in “A Closer Look”
the concept discussed in the chapter (Visual Cues Can Aid Walking with Parkin-
son’s Disease”) to update research evidence
Chapter 5: Motor Control Theories
supporting the visual cueing benefit
∙∙ Added section describing and discussing the ∙∙ Updated and added new research relevant to
OPTIMAL theory of motor learning and control the concept discussed in the chapter
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PREFACE ix
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x PREFACE
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PREFACE xi
text; to describe a situation that applies a point in for easy reference. Other important terms in the
the discussion to a professional practice situation; text appear in italics for emphasis.
or to describe a relevant issue that allows the stu-
dent to explore a topic beyond the limits of the text. Lab Links
The previous four editions included, as part of
Summary McGraw-Hill’s Online Learning Center for this
Each chapter concludes with a summary that pres- book, a laboratory manual of laboratory experiences
ents the main ideas addressed in the discussion sec- for most chapters. These experiences are available
tion. Using this tool, the student can return easily for this edition as well. In the twelfth edition, these
to a topic in the chapter for clarification or study. laboratory experiences are identified by “Lab Links”
boxes in the margins.
Points for the Practitioner
This feature describes how the chapter topic relates Glossary
to the practice or performance setting. It encour- At the end of the book, all the key terms defined
ages students to think about how they will use this in the definition boxes are included in a com-
information in practical ways. prehensive glossary. This glossary is useful as a
quick reference and a helpful review to prepare for
Related Readings examinations.
For students who want to know more about a par-
ticular topic, this list at the end of each chapter Name Index
offers carefully selected research journal articles, In addition to the regular subject index, this book
books, and book chapters for further exploration. features a name index, which identifies and locates
all the names referred to in the book. Included in
Study Questions this list are the names of important people who
A set of questions appears at the end of each chap- have been or are leaders in the field of motor learn-
ter to encourage students to review and analyze the ing and control.
chapter content.
DIGITAL RESOURCES
Specific Application Problem as a Study Question
The final study question presents an application The twelfth edition of Motor Learning and
problem to solve as a culminating experience for Control is now available online with Connect,
the student to use the information presented in the McGraw-Hill Education’s integrated assignment
chapter. This problem differs from the one located and assessment platform. Connect also offers
at the beginning of the chapter by describing a situ- SmartBook for the new edition, which is the first
ation students might experience in their future pro- adaptive reading experience proven to improve
fessional experience. grades and help students study more effectively.
All of the title’s website content is also available
Definition Boxes on Connect, including access to the full course
Key terms, which are highlighted in the text in Instructor’s Manual, Test Bank, and PowerPoint
boldface type, are defined in corresponding boxes slides, and Student Lab Manual.
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®
FOR INSTRUCTORS
No surprises.
The Connect Calendar and Reports tools keep you on track with the
work you need to get done and your assignment scores. Life gets busy;
Connect tools help you keep learning through it all.
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■
From Richard:
To my wife
Susan R. Koff
From David:
To my wife
Suzanne D. Anderson
■ CHAPTER 1
The Classification of Motor Skills
■ CHAPTER 2
The Measurement of Motor Performance
■ CHAPTER 3
Motor Abilities
of resourcefulness and adaptability that far exceeds common characteristic, we can see that these two
the capabilities of other animals. These traits have seemingly diverse skills are related.
enabled humans to profoundly change the environ-
ment in which we live.
This book examines our fascinating capacity to Application Problem to Solve Identify five motor
control and acquire motor skills. The book focuses on skills that you can perform, either those that you
helping you understand how people perform and do routinely or those you do for recreation, fit-
learn, and how you can help people perform and learn, ness, or sports, and classify each into one of the
motor skills. It highlights a wide range of factors that categories in each of the motor skill classification
are known to influence how motor skills are per- systems you will study in this chapter; indicate why
formed, how quickly they are learned, how well they each skill would be classified this way.
are learned, and how well they are retained over long
periods of time. In addition to the traditional factors
that have been emphasized in the field, such as the
DISCUSSION
way in which instruction and augmented feedback
are provided, and the amount and type of practice
To begin our study of motor learning and motor
given to the learner, the book also covers a range of
control, we will describe how researchers and pro-
other variables that have become prominent in the
fessionals use these two terms to delineate areas
last few years, including the learner’s motivation and
of research and professional application. Both
self-confidence, as well as his or her control over
areas of study share a focus on the performance of
what happens during practice.
motor skills, which we define as activities or tasks
As you engage in this study, you will find it useful
that require voluntary control over movements of
to draw general conclusions to apply what you learn
the joints and body segments to achieve a goal.
to a broad range of motor skills, rather than making
Researchers study motor skills in many ways. Two
many specific statements about many skills. The start-
are especially relevant to discussions in this book:
ing point for doing this is the classification of motor
motor learning and motor control; a third (known as
skills into broad categories that emphasize the simi-
motor development) is commonly related to these
larities rather than the differences among skills.
two areas of study, but it is not a focus of this book.
For example, the skill of maneuvering a wheel-
The study of motor learning emphasizes the acqui-
chair through a crowded hallway and that of hitting
sition of motor skills, the performance enhancement
a pitched baseball seem quite distinct. However, both
of learned or highly experienced motor skills, or the
skills have one characteristic in common that influ-
ences how they are learned and performed. People
must perform both skills in an “open” environment.
This means that to perform the skill successfully, motor skills activities or tasks that require volun-
a person must adapt certain aspects of his or her tary control over movements of the joints and body
movements to changing characteristics in the per- segments to achieve a goal.
formance environment. For the wheelchair skill, this
means that the person must be able to maneuver suc- motor learning the acquisition of motor skills,
cessfully through a crowded hallway in which people the performance enhancement of learned or highly
are walking in various directions and speeds. For hit- experienced motor skills, or the reacquisition of
skills that are difficult to perform or cannot be
ting a baseball, the changing environment involves the
performed because of injury, disease, and the like.
ball itself as it moves toward the person. For both
Of interest are the behavioral and/or neurological
of these skills, performance success requires the changes that occur as a person learns a motor skill
performer to adapt quickly and accurately to chang- and the variables that influence those changes.
ing conditions. When we view them in terms of this
reacquisition of skills that are difficult to perform behavioral level, researchers investigate questions
or cannot be performed because of injury, disease, by observing and analyzing human behavior as it is
and the like. Of interest are the behavioral and/or affected by characteristics of any or a combination
neurological changes that occur as a person learns of these influences. Researchers may observe peo-
a motor skill and the variables that influence those ple performing motor skills in laboratory, clinical, or
changes. An example of a question that a motor natural settings. To answer the research questions
learning researcher would seek to answer is, Does described in the preceding paragraphs, researchers
the type of feedback an instructor gives to a person could engage in either the behavioral or neurophysi-
learning (or relearning) a motor skill influence how ological level of study. As you will read in chapter 2,
quickly and how well the skill will be learned? researchers, as well as practitioners, use a variety
In the study of motor control, the question of of performance measures to quantitatively or quali-
interest is how our neuromuscular system functions tatively evaluate a person’s performance of a skill.
to activate and coordinate the muscles and limbs Researchers who study motor learning, control, and
involved in the performance of a motor skill. Research- development will often use their observations of
ers may investigate this question while a person is behavior (i.e., motor skill performance) to infer neu-
learning a new skill or performing a well-learned or rophysiological mechanisms that are responsible for
highly experienced skill. An example of a question that the behavior. For investigations at a neurophysiolog-
a motor control researcher would seek to answer is, ical level of study, researchers directly or indirectly
Are the movements of the arms and legs coordinated in observe central and peripheral nervous system com-
similar or distinct ways when a person walks or runs at ponents as they interact with muscles involved in per-
various speeds? forming a motor skill.
A related area is the study of motor development, The focus of this textbook is on motor learning and
which concerns issues related to either or both motor control without reference to developmental concerns,
learning and control, but is primarily interested in the although developmental relevance is considered in
relationship between these issues and human develop- several instances. Also, while you will be introduced
ment from infancy through old age. Those who study to some neurophysiological aspects of motor learn-
motor development place much greater emphasis on ing and control, a behavioral level of study dominates
how processes such as growth and maturation influ- the textbook’s approach. In addition, you will see evi-
ence changes in motor behavior. An example of a dence for and examples of how the three influences
question that a motor development researcher would on motor skill performance, as described in the previ-
seek to answer is, How do the elderly compare with ous paragraph, form the basis for our understanding
young adults in terms of how quickly they can decide of the learning and control of motor skills.
what they need to do to avoid a collision with another To establish a foundation on which to build your
person while walking in a crowded hallway? study of motor learning and control, it is essential to
In their investigations researchers in these areas of have a good understanding of motor skills, which are
study assume that motor skill performance is influenced the focus of both areas of study and are an impor-
by the (1) motor skill, (2) performance environment, and tant component of the three general influences on
(3) physical and psychological characteristics of the motor skill performance depicted in figure 1.1. To help
person performing the skill (see figure 1.1). Research- you develop your understanding of motor skills, the
ers use this assumption to investigate questions about remainder of this chapter will address two impor-
learning, control, and development from behavioral tant points. First, we will consider what distinguishes
and/or neurophysiological levels of study.1 At the motor skills from other skills and define some other
commonly used terms related to the term motor skill.
1
You will sometimes see the term level of analysis rather than Second, we will discuss four different approaches to
level of study. We will consider these phrases to be synonymous classifying motor skills into categories that identify
and interchangeable. common characteristics of various skills.
The person
Motor skill
performance
Performance
The skill
environment
FIGURE 1.1 Three influences on how we perform a motor skill. To understand the learning
and control of motor skills, it is important to recognize that the performance of any motor skill is
influenced by characteristics of the skill itself, the person performing the skill, and the environment
in which the skill is performed.
The benefit of classifying skills is that it can provide goal to achieve. We will elaborate on this usage
you with an appropriate basis for establishing general- of the term in the next section of the chapter. Sec-
izations, or principles, about how we perform and learn ond, the term skill is used to denote some degree
motor skills. These generalizations will enable you in of competence or capacity to perform a task. For
turn to understand theories about skill performance example, we might refer to someone as a skilled
and learning. Additionally, they help establish guide- golfer, or a skilled neurosurgeon, or a skilled
lines for instructors, coaches, and therapists who must pianist. When the term is used in this way, we
develop effective strategies that will enhance motor place a value judgment on the quality of some-
skill learning and rehabilitation. one’s performance. We classify their performance
somewhere along a continuum that varies from
unskilled to highly skilled.
SKILLS, ACTIONS, MOVEMENTS, AND
NEUROMOTOR PROCESSES
motor control how our neuromuscular system
Several terms in the motor learning and control lit- functions to activate and coordinate the muscles and
erature are related to the term motor skills. These limbs involved in the performance of a motor skill.
are skills, actions, movements, and neuromotor Researchers may investigate this question while a
processes. Each term is used in a specific way you person is learning a new skill or performing a well-
should understand and use correctly. learned or highly experienced skill.
Although the second usage of the term skill has Skills and Actions
been defined in many different ways, three criteria As noted above, the term skill is also used to denote
are typically analyzed to determine a person’s skill an activity or task that has a specific purpose or
level, which refers to where along the skill contin- goal to achieve. For example, we commonly say
uum a person’s performance would be classified. The that “multiplication is a fundamental skill of
first criterion is the extent to which the person can mathematics” or “playing the piano is a skill that
consistently achieve the goal of the task, with highly takes practice.” Of these two examples, the skill
skilled individuals showing a greater capacity to con- of piano playing includes a motor skill because it
sistently achieve the goal of the task than less-skilled requires voluntary limb movement to achieve its
participants. The second criterion is the extent to goal, which is to produce music. Looked at this
which the person can achieve the task under a range way, the skill of piano playing involves the goal
of different conditions. Highly skilled individuals of striking the correct keys in the proper sequence
can achieve success under a much wider range of and at the appropriate time, and it requires control
conditions and circumstances than their less-skilled over posture and finger and hand movement to
counterparts. For example, the skilled quarterback achieve that goal. The purpose of a motor skill is to
in American football can complete passes to many cause some type of change in the environment or in
different receivers running many different routes at the person’s relation to the environment. The pur-
many different speeds. He can complete the passes pose describes the specific problem for the mover
on different fields, in different weather conditions, to solve. Sometimes, many different movements
when fatigued or injured, and when faced with many are required to solve the problem.
different types of pressure from his opponents or It is important to point out that multiplication,
from the consequences associated with not perform- which was used in the previous paragraph as an
ing up to expectation. The highly skilled individual example of a skill, is commonly referred to as a cog-
typically has a much richer repertoire of movements nitive skill. This means that the skill requires cogni-
to draw upon when faced with the myriad of situa- tive (i.e., mental) activity, which includes decision
tions he or she is likely to encounter. making, problem solving, remembering, and the
The final criterion used to assess individuals’ like. It differs from a motor skill in that it does not
level of skill is their degree of efficiency. Skilled require voluntary limb movement to achieve its goal.
individuals are much more efficient than less-skilled Although a person could use a motor skill such as
individuals. Their efficiency can be seen in the strat- handwriting or pressing the keys on a calculator or
egies they use to solve problems, in the way they computer to carry out the multiplication task, move-
pick up and process information and deploy their ment activities such as these are not required. In con-
attention, and in the amount of muscular effort they trast, the skill of piano playing involves cognitive
use to accomplish a task. Skilled individuals often activities, but requires hand and finger movements.
make difficult tasks look effortless and they can In the motor learning and control research lit-
appear to have all the time in the world, even in tasks erature, a term that has become increasingly com-
that impose severe time limitations on the performer. mon is actions. For our purposes, we will use this
As students of motor learning and control, term synonymously and interchangeably with the
understanding the characteristics of skill and how term motor skills.
we become skillful is a central concern. One might
say that it is the central concern. Throughout the Characteristics of skills and actions. Several char-
book you will see many references to the character- acteristics are common to motor skills. First, there
istics of skill and we will pay particular attention to is a goal to achieve. This means that motor skills
the process of becoming skillful in chapter 12 and have a purpose. Sometimes you will see the term
to the variety of ways in which skill acquisition can action goal used to refer to the goal of a motor
be facilitated in chapters 13 to 19. skill. Second, the types of motor skills of interest in
this text are performed voluntarily; in other words, and distinct ways when we walk on a concrete side-
we are not considering reflexes as skills. Although walk and when we walk on an icy sidewalk—or on
an eye blink may have a purpose and involve a sandy beach. However, although certain motions
movement, it occurs involuntarily and is therefore may differ, the motor skill we perform in each of
not a skill in the sense in which we are using the these different situations is walking.
term. Third, a motor skill requires movement of The important point here is that a variety of
joints and body segments to accomplish the goal movements can accomplish the same action goal.
of the task. This characteristic is especially impor- This highlights the many-to-one relationship
tant because it is the basis for distinguishing motor between movements and actions. For example, if
skills from other types of human skills. a person’s goal when walking up a set of stairs is
One additional characteristic identifies the types to get to the top of the stairs, he or she can achieve
of motor skills of interest in this text: They need to be this goal by using a variety of different movements.
learned, or relearned, in order for a person to achieve A person can take one step at a time very slowly,
the goal of the skill. In our example, piano playing or take each step very quickly, or take two steps at
clearly must be learned. But consider a skill like a time, and so on. In each situation, the action goal
walking. Although walking may seem to be some- is the same but the movements the person uses to
thing that humans do “naturally,” it must be learned achieve the goal are different. Similarly, if a per-
by the infant who is attempting to move in his or son’s action goal is to throw a ball so that it hits a
her environment by this new and exciting means of target—which might be a person who would catch
locomotion. And walking is a skill some people may it—the goal can be achieved with several different
need to relearn. Examples are people who have had movement characteristics. For example, the person
strokes, or hip or knee joint replacements, as well as could throw the ball overhand, sidearm, or under-
people who must learn to walk with artificial legs. hand. All would achieve the action goal but would
use very different movement characteristics.
Movements The relationship between movements and actions
In the motor learning and control research litera- is also one-to-many, meaning that one movement
ture, the term movements indicates specific patterns pattern could be used to achieve many different
of motion among joints and body segments. This action goals. For example, walking or swimming
means that movements are the component parts of could be used to move the body from one location
motor skills. In other words, movements are the to another, but they could also be used to maintain
means by which action goals are accomplished or the body in one location if walking on a treadmill
problems are solved. For example, locomotion is or swimming against a current. So, when the con-
an action that has the goal of transporting the body text changes, the same movement can be used to
from one location to another. The action goal could accomplish completely different purposes. Movie
be accomplished using many different movement aficionados may remember the classic scene from
patterns, including walking, running, hopping, the movie The Karate Kid in which Mr. Miyagi
skipping, galloping, and so on. Each movement asks Daniel to wash and then polish his car using
pattern is defined by a particular pattern of relative wax-on-wax-off movements with his hands. This
motions among joints and body segments, though is another example of the one-to-many relationship
each would be an effective way of solving the prob- between movements and actions. In one context,
lem of transporting the body from one location to
another. In addition, assuming a person chooses
actions see motor skills.
walking as the means to locomote from one place to
another, a variety of head, body, and limb motions movements specific patterns of motion among joints
can occur that enable a person to walk successfully. and body segments used to accomplish action goals.
For example, our arms and legs move in different
A CLOSER LOOK
Examples of Skills/Actions, Goals, and Movements
The following examples illustrate how a skill or action can have various goals, which would require movements
that differ according to the action goal. For each of the goals within a skill/action, consider different movements
that could be used to allow a person to achieve the goal while carrying out the same skill/action.
Skills/Actions Goal
1. Locomotion a. To move from the front of an empty room to the back of the room
b. To move from one store to another store in a crowded mall
c. To move on a treadmill
2. Throwing a. To accurately throw a small round ball at a target on the wall
b. To throw a small round ball as far as possible
c. To throw a beach ball to a friend to catch
Reaching and
3. a. To pick up a full coffee mug from a table and drink from it
grasping an b. To pick up a bowl of soup to move it from one location on a table to another
object location on the table
c. To pick up a can of juice and shake it
4. Sit to stand a. To stand up from sitting in a wheelchair
b. To stand up from sitting on a seat in a moving bus
c. To stand up from sitting on the side of a bed
the wax-on-wax-off movements could be used to the neuromuscular system enables the arm motion
polish a car, and in another context, they could be to be reproduced consistently even though some
used to protect the person against an attacker. The muscle fibers might not contribute to the move-
take-home message here is that the purpose any ment because they become fatigued or injured. On
movement fulfills is entirely determined by the the other hand, highlighting the one-to-many rela-
context in which the movement occurs. tionship between neuromotor processes and move-
ments, a muscle might be activated in an identical
Neuromotor Processes way from one moment to the next but lead to a dif-
Neuromotor processes represent the third level on ferent movement if the context changes. The func-
which motor behavior is often analyzed. In contrast tion of the pectoralis major muscle provides a good
to actions and movements, which can be clearly example here. When the arm is held out to the side
seen by the naked eye, neuromotor processes are below the horizontal, activation of the pectoralis
the mechanisms within the central and peripheral major muscle brings the arm back to the side (it
nervous system as well as the muscular system that adducts the arm). However, when the arm is above
underlie the control of movements and actions. the horizontal, the same activation of the pectora-
These processes cannot be observed directly with lis muscle will bring the arm closer to the head (it
the naked eye, though they can be measured quite abducts it). The resulting movement is completely
precisely using a number of different techniques dependent on the initial position of the arm even
that are introduced in chapter 2. The relationship though the muscle is activated in exactly the same
between neuromotor processes and movements is way. Similarly, the same activation of the biceps
also many-to-one and one-to-many. For example, brachii might flex the elbow in one situation but
many combinations of muscle fibers could be used lead to no movement or elbow extension when a
to lift the arm above the head. This capacity of weight is held in the hand. Again, the resulting
movement is dependent on the context in which the The third reason to distinguish the different lev-
neuromotor processes are activated. els of study is that different measures are used to
evaluate what’s happening at each level of study.
Why Distinguish Actions, Movements, and Given the order in which the different levels are
Neuromotor Processes prioritized during motor control and learning, this
There are three reasons why it is important and use- implies that different measures might be taken to
ful to distinguish these three levels of study. First, assess learning at different stages of practice. In
actions (skills), movements, and neuromotor pro- addition, researchers are often interested in ask-
cesses represent the order in which motor control ing questions about motor control and learning that
and learning are prioritized, thus highlighting what require different levels of study. These questions
should be emphasized at different stages of learn- can only be answered by selecting measures that
ing. The learner’s first priority is to understand the are appropriate for that level of study. In chapter 2
action goal and to explore strategies to achieve it. you will see examples of the many different types
The second priority is to discover the best move- of measures used to characterize actions, move-
ment to accomplish the action goal given the unique ments, and neuromotor processes.
characteristics of the learner and environmental con-
text. The third priority is to refine the movement and
ONE-DIMENSION CLASSIFICATION
make it more efficient by modifying neuromotor
SYSTEMS
processes. Too often, practitioners ignore this hier-
archy of priorities and introduce skills as movement We can classify motor skills by determining which
patterns to be learned rather than as action goals to skill characteristics are similar to those of other skills.
accomplish. Learners are less actively involved in The most prevalent approach has been to categorize
the learning process when this happens and are less skills according to one common characteristic. This
likely to develop the problem-solving skills needed common characteristic is divided into two catego-
to become independent learners. ries, which represent extreme ends of a continuum
The second reason to distinguish the different rather than dichotomous categories (as illustrated in
levels of study is that not all people can accomplish figure 1.2). This continuum approach allows a skill
the action goal using the same movement pattern to be classified in terms of which category the skill
or perform the same movement using the same characteristic is more like, rather than requiring that
neuromotor processes. Learners must discover a the characteristic fit one category exclusively.
movement pattern that is effective and efficient Consider an analogy. The concepts “hot” and
given their unique characteristics, including body “cold” represent two categories of temperatures.
size, injuries, disabilities, abilities, fitness, prior Although we typically consider them as distinct
learning, and psychological attributes among many categories, we also can view hot and cold as words
others. The effective teacher or therapist acknowl- describing opposite ends of a temperature contin-
edges this diversity and helps the learner to dis- uum, because there are degrees of hot or cold that
cover the most suitable way to perform a skill. do not fit exclusively into one or the other category.
Even world-class athletes come up with unique By considering hot and cold as anchor points on a
ways to accomplish the skills within their sports. continuum, we can maintain the category distinc-
For example, Hall of Fame basketball player, tions, while at the same time we can more accu-
Rick Barry, made 90% of his free throws during rately classify various temperature levels that do
his 14-year professional career by tossing the ball not fit into only one or the other category.
“granny style” with two hands. Similarly, Dick We will consider three motor skill classification
Fosbury revolutionized the sport of high jumping systems that use the one-dimension approach to
when he introduced his “Fosbury Flop” at the 1968 categorize skills. These classification systems are
Mexico City Olympics. summarized in figure 1.2.
V.
The whole history of humanity protests against this assertion of M.
le Hardy de Beaulieu, that inventions “being realisable only on the
condition of a just remuneration, sufficient for the exceptional work
which they require, and of a compensation in proportion to the risks
they cause, property in them, which alone can assure this
remuneration and this compensation, is necessary.” Let us remark,
first, that by a just and sufficient remuneration he probably means a
special, exceptional, and exclusive one.
We will now ask it to be observed that man’s most indispensable
and useful tools were invented, and were everywhere in daily use,
many years or centuries before there was any question of property of
invention. We shall only cite the hammer, the file, the saw, the screw,
the pincers, the plough, spades, needles, &c.
Did any of the inventors of these tools take out a Patent? Did he
who first put a shoe on a horse claim a property in the idea?
All the great inventions, with the exception of a few of the most
modern, and for which it was not possible to take a Patent, date from
the earliest times. Who, then, invented the art of smelting the ores of
iron, copper, lead, and tin? of making malleable iron and steel?
When did man first invent the manufacture of glass, of pottery,
porcelain, paper, ink, boats, and carriages?
Railways existed in a rudimentary state in the coal mines of
Northumberland and Durham long before Patents were dreamed of.
Printing and gunpowder appeared in the world without the guarantee
of Patents; so also with the tanning of hides, the spinning of thread,
weaving, dyeing, printing, &c. The electric telegraph is the result of a
series of studies, and of the social capital of knowledge which these
studies, and others foreign to the object as it were, have formed.
Patents or rewards which have since been granted only concern
modifications, more or less ingenious, of the original principle.
For what are inventors now doing? Without seeking in any way to
detract from the merit of their labours, we may boldly assert that they
modify in a profitable and economical way the older processes;
instead of welding iron, they roll it; instead of the cold, they use the
hot blast, in smelting.
To the tanning of hides they add currying, shamming, graining,
polishing, &c. Are these services which cannot be sufficiently
rewarded in the free working of the idea? Are they services which
exceed by a hundred cubits those rendered by great manufacturers,
large capitalists, intrepid seamen, or profound thinkers? And if,
carrying out the argument of M. le Hardy de Beaulieu, we should
say, credit being necessary to the progress of the community, and
being realisable only on condition of a just and ample remuneration
for the exceptional labour which it requires, and of a recompense
proportionate with the risks incurred, the community ought to grant to
the bankers exceptional rewards, or assure to them a special and
perpetual privilege,—should we not be going on the premisses of the
learned Belgian Professor?
No doubt that branch of credit, the issue of notes, is at present
allowed in many countries to the great privileged banks; but may not
the same arguments apply to discount, the receiving of deposits,
quite as well as to the issue of notes?
VI.
To admit, with M. le Hardy de Beaulieu, “that the rights of inventors
are useful even to non-inventors,” we must allow that the progress of
invention would be stopped if the privileges guaranteed by Patents
were withdrawn. Now, we have already said that all human history
up to a very recent period demonstrates the weakness of the
assertion. Man has invented from the time he began to think and
compare, and he will continue to invent while he exists on this
planet. Invention is nothing else than thought.
If, as M. le Hardy de Beaulieu says—but which we doubt—there
be no fear that property in invention allows the inventor to exact for
his services a higher price than they are worth, neither need it be
feared that the absence of this right of property would hinder the
inventor from obtaining by his discovery all the profit which he has a
right to expect from it. This fear would only be justified in the event of
his being deprived by law of the right of using his own discovery.
Now, this right remains intact; only it is not exclusive. If the inventor
saves labour or outlay, the inventor will profit by this saving, like his
neighbours; he will profit by it before his neighbours; he will profit by
it exclusively so long as he can keep his secret, and while his
opponents are establishing rival works on the same principle.
M. le Hardy de Beaulieu tells us that the inventor can never take
advantage of his property to hold an unjust and injurious monopoly.
We will quote one example of a thousand from M. Louis
Reybaud’s excellent work on wool. Speaking of the wool-carding
machines, the learned Academician thus writes: “There may be cited
twenty names engaged in these discoveries, incomplete as a whole,
almost all fortunate in some detail. What is incomplete is laid aside,
what is fortunate is so much gain; the new comers discriminate and
choose. After a period of twenty years there are only three
processes in use—those of Leister, Hellsmann, and Hubner; of
analogous merit, and each having its partisans. Will they strive one
with another? No, they compromised. M. Holden gets the
assignment, and also acquires, either by purchase or by judicial
decisions, the rights of Donisthorpe, Noble, and Croft. Messrs.
Schlumberger and Co., the assignees of Heilman, retain only the
manufacture of certain machines. We may imagine the wealth of a
business established on so many purchases and decisions. M.
Holden has added inventions of his own, and he may be considered
the master of wool-carding until his Patents expire. Nothing is more
interesting than the answers he gave on this subject before the
Commission on the Commercial Treaties. On his own avowal he is
proprietor of 45 Patents, 28 taken by himself, and 17 purchased from
others. In these 45 are good, middling, and bad. He works them all in
obedience to the law and to guard against lapses. In the bad, as well
as the good, there is an idea to defend and a chance of upsetting; he
fears that in abandoning them they might be used against him; for
one machine in constant use there are forty-four which make a
pretence of working; he does not hide it—it is his interest to hinder,
as much as to work.
What would it be if, as it is demanded, property in invention, put on
the same footing with property in the land, were perpetual? By the
present system it may be the interest of one man to fetter
improvement, and, having acquired the mastery of it, to mortally
wound it wherever it appears! Is this not already too much the case?
Must we, then, repeat what reason and experience teach us, that
unjust exactions cannot be made under a system of open
competition, but always spring up under the shelter of privilege?
VII.
The eminent Professor of the “Musée de l’Industrie Belge” makes
a just and well-founded criticism on the diverse laws of different
countries relating to Patents. Usually law-makers do not appear so
perplexed, nor contradict themselves so frankly; this is because,
when we forget what is right, when we leave principles to make a
legal caprice, we sail over unknown seas, where no lighthouse
guides us, nor compass shows us the right direction.
He attributes to the defective state of these laws “the almost
unanimous censure displayed either against the legislation or
against property in inventions.”
Would it not be more reasonable to acknowledge that if the
learned law-makers of the numerous countries in which the principle
of property in inventions has been adopted have not been able to
frame laws capable of protecting the rights of pretended proprietors
conjointly with those of individuals and society at large, it is because
the principle is radically wrong, and contrary to the general interests
of mankind? The law-giver finds an obstacle at every side in
legitimate scruples; he fears to give too much, and he fears to take
too much.
At present the censure is almost unanimous, it is acknowledged.
Let us suppose that property in invention were abolished, and what
complaints would result from the abolition? Few or none. When the
inventor knew that, placed on the same level as all other workers, he
must only rely on his intelligence, his capital, his time, and his right
arm he would leave off claiming a privilege and complaining of the
insufficiency of his rewards. At present the inventor says to the
State: “I have found out a great thing, but I require your protection;
you must place at my disposal your agents and your law-courts; the
first shall enter the homes of my fellow-citizens, shall search their
drawers, examine their books and papers, in my interest. By the
second, their cause being lost, shall be condemned to ruin and
misery. I am about to bring ruin on such and such manufacturers, to
condemn a crowd of work-people to idleness; but you must grant me
a privilege which will place me beyond the reach of all opposition,
and allow me to make a fortune, quietly and without much chance of
a failure.”
What difference do the champions of Patents find between this
language and that which was held by the Protectionists? They also
required Custom-house officers, and law-courts always open, to
punish the smuggler; they further required the ruin of those who
traded with distant countries, and the continual inactivity of our
mercantile marine and sea-board population.
VIII.
The honourable Belgian economist next combats the opinion of
those who, struck by the numerous and weighty inconveniences
presented by the Patent-Laws, and their extreme diversitude in every
country, have imagined a remedy in the expropriation of invention for
the public good.
We shall be far from attaining our object if the reader has not
already understood that, renouncing all idea of property as applied to
manufacture, we shall not discuss this phase of the question. We will
say, however, that we must protest with all our might against the
following principle, expressed by M. le Hardy de Beaulieu: “Neither
can we admit,” says he “the justice of expropriation for the public
good so far as it concerns property in inventions any more than in
real property. Here also,” he adds, “the right of one ought to prevail
over the interest of the greater number.”
It is no doubt intentionally that the word interest in this phrase is
put in opposition to the word “right.” But would it not be more correct
to say, the right of the community ought to prevail over the interest of
the individual.
Individual right in property is certainly worthy of respect, and
cannot be called in question; but to our thinking, the right of the
community precedes and is superior to it. A part cannot be greater
than the whole; no one can place his right above that of mankind,
and the individual cannot oppose his will, good or bad, on the whole
community.
We belong to no learned corporation—a simple volunteer in the
army of economist disputants—and have no other banner than that
of the truth; but we cannot refrain from saying one word in defence of
those whom the learned Belgian speaks of among many others in
these terms: “The judgment of the Academy of Sciences on the
steamboat invented by Fulton may help to form an estimate of the
contradiction which experience sometimes inflicts on the best-
intentioned verdict of a committee of savants.”
We assert as a fact that if the steamboat presented to the
Academy of Sciences by Fulton were now submitted to the judgment
of a committee of machine builders, they would declare unanimously
that the boat could not navigate. We wish in no way to seek to
depreciate the acknowledgments which mankind owes to Fulton; but
his invention, as all are at starting, was only a sketch, which required
half a century of labour to perfect and to make as practical as it now
is.
Here there is room for an observation which must be noted.
The advocates for the principle of property in inventions fall into
ecstacies before a transatlantic steamer, and exclaim, “Behold, what
a crying injustice! what deplorable ingratitude! Society has denied
the rights of the inventor to this wonder of the sea! He died in
poverty, or nearly so.”
Others go further back, and attribute to Solomon de Caux, or to
Papin, all the honour; they forget that between Papin, or Solomon de
Caux and Fulton, a crowd of men of genius brought their
contributions of knowledge, experiment, and work of every kind; and
that between Fulton and the makers of our day there are so many
inventors, so many explorers, fortunate or unfortunate, ridiculous or
serious, whose attempts or applications have helped to perfect the
steam-engine, that it may truly be said that every one has had a
hand in it.
It is the same with the railway, the electric telegraph, and the
different machines for spinning, carding, weaving, &c.
IX.
To pretend, as does the defender of the principle of property in
inventions, in the ninth paragraph of his work, that the sudden and
inconsiderate introduction of a new invention may cause a sensible
injury to existing manufacturers, and that it is consequently advisable
to maintain the system of Patents, which during a certain time limits
their use and hinders production, to prevent the lowering of prices
immediately at least; so to pretend is to renew the plea of the
protected manufacturers, who demanded that the greatest
precautions should be taken to facilitate the transition from
Protection to Free-trade. But we do not see clearly what benefit there
can be to the community at large in delaying the advantages to be
derived from an invention. The misunderstood interests of certain
manufacturers may appear to require this delay, but common sense
tells us that manufacturers and consumers have every interest in
immediately adopting every invention which saves labour, capital,
and time.
If we look back, we will see that a delay of this kind would have
retarded for an indefinite period the discoveries of Columbus in order
to avoid a sensible injury to the monopoly which Venice had acquired
in Eastern commerce. We maintain, as indeed experience proves,
that however innovating inventions may be, displacement of labour
occurs gradually. We will only cite, in support of this assertion, the
well-known instance of the substitution of printing for manuscript
copying. It may be answered that the substitution of mechanical
spinning and weaving for hand-work caused great suffering. We
answer, that you should blame the system of Patents, which, raising
inordinately the cost of the machines, must have restricted labour,
although they lowered the price of the product. If there had been no
royalty to pay to the inventor, the number of the machines would
have rapidly increased, and a greater number of workmen would at
once have found employment similar to that to which they had been
accustomed.
How many enterprising and intelligent speculators would most
eagerly have availed themselves of these new outlets for their
activity, if the course had been cleared of all these obstructions
which the law has arbitrarily established.
At the risk of being considered by the honourable Professor
grossly ignorant of the laws of political economy, we do not believe
that monopolies will always exist, as he ventures to affirm. We know
that there always will be intellectual superiority, unrivalled artistic
ability, or special natural advantages; but these do not constitute
monopolies, in the proper acceptation of the term; and the object we
shall not cease to strive for is that no others shall exist.
X.
It is beyond our province to consider the inquiries of M. le Hardy
de Beaulieu as to the best plan of securing to inventors exclusive
right in their discoveries. To take up this question is to undertake the
discovery of the philosopher’s stone, or the squaring of the circle;
several generations have vainly grappled with it, and the different
attempts made without satisfactory results in almost every country
prove this conclusively.
But the honourable Professor seems to calculate on the
improvement of public morals, in order to reach the point where
every attempt against the property of the inventor shall be
considered as guilty as robbery, or as any injury done to property
existing in material shape.
Under the uncompromising Protective system also it was
attempted to improve the morals of the public, who would not see the
equal guilt of the smuggler and the robber, and always loudly
protested when repression was enforced by bloodshed.
No reform of public morals will change the nature of these acts;
they will always be received as the appeal of right against abuse;
and we would deeply pity the country where it would be sufficient to
say such is the law, and where no conscience might protest against
it.
XI.
“Discovery, the appropriation and creation of outlets, is too
complicated a work,” says M. le Hardy de Beaulieu, “for the inventor
singly, and especially without the aid of capital, to undertake with
sufficient chance of success.”
Here again we believe the learned economist is in error; he seems
to imagine one inventor arriving at perfection either at a jump, or
after many attempts—one inventor giving us at once our ocean
steamer, or a spinning-mill with a hundred thousand spindles!
Inventions go more slowly; when they spring from the brain of the
thinker, they are only sketches, and no man in his senses will risk a
large capital before making many trials, and that only on a small
scale. We do not believe there has been a single invention which,
after numerous trials, has not been modified, improved, and
perfected.
And how many have at last been thrown into oblivion, from which
they will never be recalled?
Also, when we see the defenders of property in invention draw a
sad picture of the piercing miseries which inventors of these last
have had to endure, we are always tempted to ask them to show us
the pitiful account of ruin caused among those who placed faith in
their promises and delusions. Every medal has its reverse, and if
more than one real inventor has been misunderstood, many of the
too-confident have been victims of the mad and inapplicable ideas of
inventors who imagined themselves men of genius.
Is the law, which seems to promise an Eldorado to all inventors, to
blame for these losses, for these undeserved sufferings?
Bernard de Palissy’s saying, “Poverty hinders the success of the
clever man,” is often quoted. But this saying will always be true,
whatever the law may be. Can we admit that if perpetual property of
invention had existed in his time, Bernard would more easily have
found the money which he required?
The success of an invention is secured by the services it can
render being easily understood, immediate, and speedily realisable.
The capitalist, in dealing with hazardous undertakings—and
inventors’ undertakings “are always hazardous”—does not calculate
on perpetuity. He works for immediate and large profits; he is in a
hurry to realise, because he knows that some other invention may
dispossess him of all his advantages. Little does he care, therefore,
about the perpetuity.
XII.
In his twelfth and last paragraph the learned Professor answers
several minor objections to the system of property in inventions—
objections which seem to us not to carry great weight.
However, in answer to the objection taken from the case of two
applications for similar Patents, made at intervals of a few minutes
only, the eminent economist says that this case occurs only at rare
intervals, and making light of the rights of the slower, affirms that it is
not worth considering. Does not this denial of a right on account of
its infrequency, however, seem to show how arbitrary and artificial is
the constituting of property in invention?
We are among those who believe in the harmony of all economic
relations, of all legitimate interests; and when we see the right of one
sacrificed to false exigencies, we mistrust the exigencies. We believe
them unjust and contrary to the principles of equity, which forms the
basis of all economic science. We should wish to have seen M. le
Hardy de Beaulieu more logical in his deductions, claiming, as he
has done, for real property [la propriété foncière] that the right of one
ought to prevail over the interest of the greater number, and give a
chance of obtaining an indemnity, if he could not be assured of a part
of the property [Donner ouverture a l’obtention d’une indemnité si
l’on ne pouvait lui assurer une part de propriété].
But we repeat, these questions of the arrangement [organization]
of property, which we do not acknowledge, are beyond our province,
and if we accidentally touch upon them, it is only to show how little
the foundations of this right are similar to those on which rests the
principle of material property.
In recapitulation, we reject property in inventions and the
advantages claimed for it, because it seems to us that all this
scaffolding of legal prescription and Government protection only
results in throwing out of their natural course a crowd of workmen
who would become more useful to society and to themselves in
ceasing to pursue chimeras.
We reject the proposed assimilation of this property to that of the
soil, because the privilege sought to be created cannot fail to hinder
and lessen the right of each member of the body politic. We reject
this privilege because nothing justifies it; the services rendered to
society by inventors being nowise different in their nature from those
daily conferred by skilful manufacturers, intelligent agriculturists,
savants, navigators, &c.
Finally, we reject it because history attests that great discoveries
were made before there was any conception of such property, and
that it could hardly be in operation at this day, except with regard to
modifications, or, if you will, improvements [perfectionnements],
which do not merit this abstraction from the common right.
II.
III.