Professional Documents
Culture Documents
International Ir Singer 1
International Ir Singer 1
' l"(i'tLtv
+I lL
hft"
/
I J'
,-/ THE I.IAR-PRONEN
vV
--t"'*'
N{/
'x/
L,
Y)/
)J
Classiff it
While generating the war datz
coding, classification, quanti{
manageable. There is a fair cc
tutes a sovereign state, a war I
epistemological and methodological (as well as psychological) roots ol the amonnt of freedor
the impasse, but need not venture into that particular thicket here. states. No type of regin:
Rather. let us proceed to describe the scheme we used and the rationale stupidity, incompetence
that lies behind it. Considering these car
After a careful perusal of some representative ellorts to classify pol- geois democracies all tI
itical regimes around the world rn the past two centuries, we linally periodrcally scheduled e
settled for the limited objective of differentraturg between the type ol to run as government 1
"democratic" regime that most believers in democratic peacefulness the adr-rlt populatiou w
seemed to have in mind, and all others. That is, we limited ourselves to lor (c) a parliament thi
.14 l a rather crude dichotomy. Among th_q1_riteria often invoked under such executive br:inch of gor
l ab e l s as " d e m o c r at i c, " " re p re s e n t a t ive' -oT-@iliarn e-nta ry, " w e fin d a reditary rulers with circ
\:l legislative body that is latfairly representative of rnosl classes:(bldoh- irxample - were includ,
inant over or at least equal to tire executive'(O cb-Itposed of candida.tes ular1y elected parliamer
1; put forward by two or more parties or lactions, each of which is fairly lree Germany of the turn o
to criticize the other(s) and contest in d elections; only the most limited ar
and (d) eleetedby-A fal{_l.e.ttq1 o! tle t{rt!!_population. -some Several states met th
modificat'ion-{described beiow)_, rve u_sed these cifteria,an_d_!i-be1ed'-those trage isstte: England un
natious that satislied them as "bourgeois' dcinb.rlcies." its electoral reform ol
There are. of colrrse. liabilities associated with this label, just as there 1887. During the peri
are with such 1abe1s as "parliantentary," "constitutional," "freely failed to meet our reial
elected," "pluralistic," "1ibera1," "polycentric," etc. For some, the obvior.ts, but reasonable
term "bourgeois" is highly pejorative; we use it in the literal - attd 1919 and Israel in 194
historical - sense to indicate that social class to which this form of war before elections co
democracy was originally (and perhaps still is) attractive or acceptable. on the eve of their wars
More particr.tlarly, it was the bourgeoisie wllo were most successful itt We reiterate that we
overturning the more autocratic regimes in Europe, the Far East and those states that do n
the Western Hemisphere during the nineteenth and early twentietlt Whether these others
centuries. Further, we introduced this adjective to distinguish between syncretic, oligarchlc. fa
that historical type of regime and the more contemporary "socialistic - to sllggest some of
democracies" or "peopie's democracies." While the latter ofterr have exercise. We are addres
regular elections as rvell as a wider franchise than their boLtrgeois the rvar experietrce of
counterparts, they usually do not feature organized opposition parties states that have Partici
or executives subordinate to a parliamentary body. Neediess to say, ive The basic data gent
are not suggesting that opposition-party states always assure a wide or J'ables 1 and 2 wirere n
clear electoral choice, or that "responsible executives" always serre cal order, together witl
under the effective authority of the legislature. Nor are we discussiirg pants tliat maintained
italicized. Wars 1 throu
s Babst lists his criteria for a freell, elected government (a) legislation and finances con- tliose fought betweeu '
- bI
trolled by a legislature chosen in periodic elections, (b) administrative control of government national system. Wars
leaders elected by citizens, (c) present hts ltstoL
secret ballot and civil liberties - but does not systemic wars - those
as h:
sources. Further, he seems not to have been concerned with the size of the electorate'
i83l lnd system and a political
does mention that Engtand after 1832 was a freely elected government. Between
1867, only three percent of the electorate was eligible to participate in British elections' latter category include
iiiiillriii
WALL AND J. DAVID SII/GER THE WAR-PRONENESS OF DEM@CRATIC REGIMES 55
psychological) roots of
:11 as the amount of freedom, equality or even classic democracv in such
particular thicket here. states. No type of regime has demonstrated a monopoly on brutisharess.
that J* . ,
me we used and the rationale stupidity, incompetence or inhumanity.
C n,t *'7*,,,)*'
' considering these caveats, then, we included in the categorliof bor.- "'.jo^/.-.
ntative efforts to classify pol- geois democracies all those nations from" 1g16 to l9€jtrai (a) rreta "w- |
ast two centuries, we finallv r\ periodically scheduled elections in which opposition pffiiwere as free
ntiaring between the type oi Y' to run as government parties, and in which (b) at least ten percent of i;
; in democratic peacefulnessp{' the adult population was allowed to vote either directly or indirectly
i
hat is, we limited ourselves to y' for (c) a parliament that either controlled or enjoyed parity with thl :
:ria often invoked under such x.,r executive branch of government. constitutional monarchies having he-
reditary rulers with circumscribed powers
rr "parliamentary," we find a - England and Belgium, for
example - were included in this category. But the existence of a pop-
Ltive of most classes; (b) dom- \
:; (c) composed of candidates
U ularly elected parliament alone was not sufficient for qualification. The
)ns, each of which is fairly free Germany of the turn of this century featured a parliament which held..-
'egularly scheduled elections; only the most limited authority over the Kaiser.
dult population.s With some
/ Several states met the parliamentary criterion but failed on the suf-
.frage
rese criteria and labeled those issue: England until the Second Reform Bill of 1867, Italy until
emocracies. " its electoral reform of 1882, and Holland until a comparable reform in
,d with this label, just as there 1887. During the periods prior to these rerorms, all of these states
,r" "constitutional," "freely failed to meet our relatively modest ten percent suffrage criterion. Less
)entric," etc. For some, the obvious, but reasonable and consistent, we note that Czechoslovakia in
e use it in the literal - and 1919 and Israel in 1948 - both "declared" repubrics participated in
-
war before elections could be held. Thus they had not met our criteria
class to which this form of
ili is) attractive or accepta.ble. on the eve of their wars.
who were most'successlul in we reiterate that we are not here interested in differentiating among
in Europe, the Far East and those states that do not fit into our bourgeois democratic category.
eteenth and earlY twentieth whether these others were juntas, cabars, military dictatorships, or
syncretic, oligarchic, fascist, communist, socialist or personalist regimes
iective to distinguish between
ore contemporary "socialistic - to suggest some of the possibilities - is irrelevant to our limited
' While the latter often have exercise. we are addressing only the following question: what has been
anchise than their bourgeois the war ex-pq1igngq. .pf .hpurgp.sis__.-d,e-qro,_Era9"Lp_A"-_q-o^mp_el9d tij_-ihG offif
stateS that have parti9ipat,eQ..i13-i4t-_e-rn-ationaL w_a{ f_rgm-- iSiO
r organized oPPosition Parties lq tg6.5?
.ary body. Neediess to saY, we
The basic data generated to handle this question are presented in
Tables 1 and2 where we list the wars from 1816 to 1965 in chronologi-
;tates always assure a wide or
cal order, together with their dates, participants and initiators. partici-
ible executives" alwaYs serve
pants that maintained bourgeois democratic governmental systems are
slature. Nor are we discussing
italicized. wars I through 50, displayed in Table 1, are interstate wars
those fought between two or more independent members of the inter-
-
nent - (a) legislation and hnances con'
rdministrative control of government by national system. wars 51 through 93, presented in Table 2, are extra-
rerties - but does not present his list of systemic wars - those fought between one or more members of the
rd with the size of the electorate, as he system and a political entity that did not qualify for membership. The
,lected government. Between 1832 and
: participate in British elections' latter category includes colonies such as Algeria, engaged in war with
THE WAR.PRONENESS OF I
MELVIN SMALL AND J. DAVID
SINGER
Date
1g62, and such independent but Name
French forces from 1g54 through English in 1845 and
unrecogniz"O as the Sikhs' who fought the
",iitl"' t2. Spanish-Moroccan 1859-6(
1 848.
preliminary and tentative probe' While our Italo-Roman
Clearly, we are engaged in a 13. 1850
and unlikeiy to command any sort of
scheme is far from operational
that it is at least adequate for the limited t4 Italo-Sicilian i 860-6
elobal assent, we teti"ve
a subsequent report' we wili develop
purposes of the inquiry at hand' In plan to 15. Franco-Mexican 1862-6'
a more *o'" topt'isticated and more operational
"o*pi"i", year' that have been active partici- Ecuadorian- i853
classify all of it'" "ei*tt' y"u'by
16.
we will be able not only to Colombian
pants in the international system' Then
bourgeois democracies to those of
compare ,f,t *u' experiences of
17. Second Schleswig' 1864
general
also to explore the more Holstein
other states that engaged in wat' but
type and the frequency' magnitude
... relationstip uti*"t'i fo'""''*"ntal by our 18. SPanish-Chilean 1865-6
,i' of *u' through the century and a half covered
and severit, 19. Austro-Prussian 1866
lt" study.
Table 1
20. Franco-Prussian 1870-
INTERSTATE WARS, 1816-1965
21. Russo-Turkish 187'7'
Initiator(s)
Name Date ParticiPants
22. Pacific r879-
France
1823 Frcnce I SPain
Franco-SPanish
23. Sino-French 1884-
/ TurkeY Unclear
t82T England, France, Russia
Navarino BaY
24. Central American 1885
Russia
t828-29 Russia / TurkeY
3. Russo-Turkish
United Srutes
25. Sino-JaPanese I894-
4. Mexican-American 1846-48 Mexico / tlnited States
Sardinia
Greco-Turkish 1897
43. World Wat II 1939-45 Germany, Hungary. Italy, Bulgaria, Germany, 10. Second Syrian
Rumania, Finland, JaPan I United Finland et al.
States, England, Belgium, France,
Canada, Brazil, Greece, Holland, 11. Peruvian-Bolivian
Poland, Yugoslavia, Russia, ly'orwa7,
EthioPia, South Africa, Mongolia, 12. First British-Sikh
Australia, New Zealand, IlalY,
Rumania, Bulgaria, China 13. SecondBritish-Sikh
i 45. Palestine 1948-49 Israel i Iraq, Egypt, Jordan, Syria, Syria, Lebanon
I
Lebanon et al. 15. FirstTurco-Montenegran
46. Korean 1950-53 North Korea, Chita I United Srates, North Korea 16. Sepoy Mutiny
Ca nada, Colombia, E n gland, Holland,
Belgium, France, Greece, EthioPia, 11. SecondTurco-Montenegran
TurkeY, South Korea, Thailand,
Philipp in es, Australia 18. Second Polish
I United States, North Korea 16. Sepoy Mutiny 1857-59 Engiand / Indians
ingland, Holland,
eece, EthioPia, 17. SecondTurco-Montenegran 18s8-s9 Turkey / Montenegrans
a, Thailand,
18. Second Polish 1 86 3-64 Russia / Poles
35. t9t7
Then we would be able to ar
RussianNationalities -2t Russia / Subject PeoPles
of existence in the sYstem v
36. Riffian t92t-26 France, Spain / Riffs by no war entries. Using tht
test for any deviation from
37. Druse t925-27 France f Syrians
by chance alone. In percen
38. Indonesian t945-46 England, Holland I distribution would be one i
Indonesians rndicating that, for each of
39. Indochinese 945 France I Indochinese
ber of each type), democrat
1
-54
thar-r the nondemocratic on
40. Madagascan t947 -48 France f Madagascans there were, let us say, an av
regi rnes as democratic ones
4L. First Kashmir 194'.1-48 India I Kashmiris
be 10% in each of the LlPPer
42. Algerian 1954-62 France f Algerians But as we said, to classil
system is a project we are
43. Tibetan 1 956-59 China / Tibetans
rvould be quite advantageou
prise undertaken by sPeciali
bLrt few scholars seem willi
EXAMINING THE DATA olfer here only a partial anr
Given these coding decisions and the reasoning behind them, the next
step was to bring together the resuiting data sets and begin to exarnine The Frequ
the operative question: how much more or less war-prone have tbe On the matter of mere wal
bourgeois democracies been, compared to all other regimes? comparisons. It shows, for
.*{
. o,ii,*riil,iff,
i,.*\"
'(n ''*'L 'r '.
1r"du-f
I
MALL AND J. DAVID SII/GER THE WAR-PRONENESS OF DEMOCRATIC REGIMES 61
This general
"^-2
question may, in turn, be broken down into four more
I
Participants
limited questions: (a) do bourgeois democracies become involved in
Austria-Hungary / Bosnians proportionately fewer wars than nondemocratic regimes? (b) are these
wars shorter or less bloody? (c) do democracies initiate fewer wars?
England / Afghanistan
(d) do they fight against one another less frequentry than do other re-
England lZuJus gimes?
In order to answer these questions in any complete sense, we would
France f lndochinese
require a considerably more extensive data base than has been gen-
England / Sudanese erated. More specifically, we would have to classify not only all those
regimes that have entered into interstate wars, but al1 those that have
Serbia / Buigarians not; in fact, each state in the system would have to be classified each
France I Madagascans year. were that complele a data base available, we could then construct
and analyze a standard 2x2 contingency table year by year for each
Spain / Cubans nation:
Italy lEthiopia
War Entries
Spain / Filipinos Yes No
Nation Democratic
Lrnited States / Filipinos
Year Nondemocratic
England f Boers
Russia / Subject peoples Then we would be able to ascertain how many democratic nation-years
of existence in the system were marked by war entries and how many
France, Spain / Riffs by no war entries. using the chi-square or a similar statistic, we would
test for any deviation from randomness, i.e., what wourd be expected
France I Syians
by chance alone. In percentage terms, of course, a perfectry random
Engtand, Holland I distribution would be one in which each celr showed a value of 25%,
Indonesians indicating that, for each of the 150 years (if there were an equal num-
France I Indochinese ber of each type), democratic nations were neither more nor less likeiy
than the nondemocratic ones to get into or stay out of war. And if
France f Madagascans there were, let us say, an average of four times as many nondemocratic
lndra / Kashmiris
regimes as democratic ones in the typical year, then the figures would
be l0% in each of the upper cells and 40% in each of the lower ones.
France I Algerians t as we said, to classify every state for every year it was in the
system is a project we are unprepared to iaunch at the moment. It
China / Tibetans
would be quite advantageous to the social sciences were such an enter-
prise undertaken by specialists in comparative government and politics,
but few scholars seem willing to become that comparative. Thus we
DATA offer here only a partial and tentative examination of these questions.
soning behind them, the next
lata sets and begin to examine The Frequency of War Involvement
re or less war-prone have the on the matter of mere war involvement Table 3 permits some useful
all other regimes? comparisons. It shows, for the entire 150 years under review, that
62 t"'tr"iy MELVIN SMALL AND J. DAVID S11/G!-R THE WAR.PRONENESS OF D)
/\ineteen (38%) of the fifty interstate wars included one or more demo- even less demonstrable. Hel
f cratic regimes, and forty-seven (25%) of the 191 nation entries into war tween the .bourgeois demot
/ we.e accounted for by the democracies. And if we divide the epoch and the other warring nat
/ into two periods - with 1871 marking the upsurge in new democratic severity of the different se1
/ regimes - the table shows that fifteen (50%) out of the thirty wars in that nations with a more o
I the latter period included one or more democracies and that forty-one would fight shorter and less
il \ (SZE") of the 129 war entries were by such regimes. would begin to protest as
t;
I l8i6-196s 43 ls 48 16
l-'
, i.y' 1816-70 zo o 23
( ba'
o
-\ €v
/i 187r-196s 23 15 zs
{+t. \{/4
16
i U AVERAGE D
,/ i
t\ J" Looking to extrasystemic wars, we find a goodly number of bour- I OF WARS FOUGHT
{ .l geois democracies in that dreary catalogue of wars against the Third I
AND OTHE
)'y ,^World. Thus, fifteen (35%) of the forty-three involved democratic
I ;/ regimes, most often France and England, and sixteen (33%) of the \
Nu
/ forty-eight participants came from that group. The situation is even
- i more dramatic after 1871, when bourgeois democracies prosecuted fif- Type and Participation
included one or more dems- even less demonstrable. Here we examine the differences, if any, be-
i 91 nation entries into war tween the bourgeois denrocracies that have fought in interstate wars
\nd if we divide the epocfi and the other warring nations in terms of the average duration and
upsurge in new democratic severity of the different sets of wars. one might expect, for example,
/o) or,rt of the thirty wars in that nations with a more open diplomacy and with periodic elections
: j?)'
locracies and that forty-one would fight shorter and less bioody wars, since the powerful electorates ;,+i
egimes. -would begin t-o__prote&t-€s-+a.tt1e-deaths- -mstmted. During both the
Koreal an-d yigl_11q1-It9s-e--!yqfq, f!Le:5a!rple,.American discontent grew
to qqssi,ve prgportionl qs lh9-cg.n-flict-s escalated (Mueller 1973). More
.,oL-
authoritarian regimes with institutions that can repress dissent might, in i jl -
\TIONAL WAR principle, tie able to fight longer wars with higher casualty levels before ';g'i,y'-cct*,"
ACIES AND pubiic discontent threatened their tenure. conversely, as Lippmarua )J 1
,r'
{S (1955) and others have warned, because of erections and the ne_ed to
convince citizens to surrender their second son and extra dollars, bour-
S Number of Number ol geois democracies must oaint their enemies in dark tones indeed. And :
Nation Democratic onGnfe p_q,q1cs_qre _aonviuled-Jhat,they-a{e-_gq_i[s !!_a_q+s;a;;.n-.v i
Participants Participants miglrt become reluctant to accept any outcome short of toial victory. i
According to this scenario. it wouid appear that bourgeois democracies
might be just as likely, if not more so, to figat longer and bioodier wars
191 47 ;
than autocratic states. -/
62 6
t29 4t Table 4 compares the average duration of wars and the average num-
ber of battle deaths sustained by bourgeois democracies and other
states in international wars from 1816 to 1965.
48 L6
23 0
25 16 Table 4
AVERAGE DURATION AND SEVERITY
a goodly nllmber of bour- OF WARS FOUGHT BY BOURGEOIS DEMOCRACIES
of wars against the Third AND OTHER NATIONS, 1816 1965
-three invoived democratic
and sixteen (33%') of the Average Average Battle
'oup. The situation is eveu Number of Duration Number of Deaths per
democracies prosecuted fil- Type and Participation Wars in Months Nations Nation
,nflicts.
Interstate wars
rticipated in their share of democratic participation 19 i s.8 41 91,900
, such a finding is of limited nondemocratic participation 3t 11.8 144 1 67,300
proach our data in order to democratic participation
(excluding world wars) t1 10.s 30 5,i00
nondemocratic participation
(excluding world wars) 31 1 1.8 118 38,400
ar Involvement Extrasystemic wars
rf war experiences to their democratic participation 15 J).2 16 12,200
nondemocratic participation 2B 26.8 5/.
lemocratic regimes becomes 18.400
64 MELVIN SMALL AND T. DAVID ,SII/GER THE IUAR-PRONENESS A
wars involving democracies were longer (15.8 vs. 11.8 months) than
wars in which there were no democratic participants. Of course, if we o
o
( eliminate the long and bloody world wars, the average length of wars J
with bourgeois democratic participants drops slightly below that of o
o
\' co
That is, the average national fatality figure was 91,900 for the interstate a
wars in which the democracies participated, compared to 167,300 per Z
*
nation in all other wars. Similarly, for extrasystemic wars, thoqe fought & u
n
,'1.'-,
by .1o,-^^rofin raaimoo
democratic regimes nrndrrnod
produced average-ef{?200
oh 4r/arofta
an nf 1? lOfl hattle-deatfis
hof+Ia riaqf-ho per
rar 'itl 6
r
.+
stu@attle deaths for those fo-ught by non- F. or
s
o
Thess--differences certainly offer food for thought. The dem- z
c
ocracies' wars (including the world wars) laslJongerlhan-.those-not F m
.\)
.involving*such regimes-hut thev turn out lo he discernibly less bloo(y. o
& o
The obvious inference is that a1t is democracies 'r)D
UA
wilffi-16 tolerate 1o";;**r,ihe unwillind-tqJGraid?smany _o
H
,,' duration and severity, we cannot conclude that the wars of bourgeois o P:-
L- democracies are much different from those of the other states. Cn 8,, 6
F
..1 >O
</ The Initiation of Hostilities p -a
,"A / 7 . In add,ition to the frequency of wars and their duration or severity, the a 6)
+.]
/ i.n g
.-i- b6''.o',Yh:uestion of initiation was taken into consideration. As indicated above'
"t.^f tir* relative war-proneness of different regimes may not be reflected
might
, i- ,.," adequately by mere involvement in wars. A more valid index
' 'ou" conceivably be that of war initiation. After all, as bourgeois democratic
B
\J./ t ' mythology would have it, although peace-loving societies fight only o
oo
y.cv wnen tney have no choice, nondemocratic reginies usually enjoy that 0)
o. oo
#/ .=-
,-Y /
choice.
Let us recall that we are not trying to ascertain who is the aggtessoT
F -! ,:
SMALI, AND I. DAVID SINGER THE WAR-PRONENESS OF DEMOCRATIC REGIMES 6s
(j 666
rh6
roo O\dO
+N€ .++o
lhs for those fought by non- lJ. p. \- t/ o. S \os
C (_)
r! o
od for thought. The dem- z 5Q\
lJr
(n
s) last longer than those not ts o r
F @sN rd$
to be discernibly less bloody. >(€
o
q) soo
i6 )F () U
os+
O\Od
& r! o :nN
bourgeois democracies seem D \OA
()
6)
U
unwilling to tolerate as many 0)
IJ t-.t
t4 o
ideration. As indicated above,
,& d
o
z O
(d
o
o
il 6
egimes may not be reflected ON
'E
d
s. A more valid index might E
o
:r all, as bourgeois democratic spe Po
F r> o
B !>E o B gtr
,ce{oving societies fight onlY o o ciEj
!e3vo u
o P5e b0 o !qrs-!>
tic regimes usually enjoy that o
o. o
;v9
tsidt 2
i; o
o
p.
aa'r9=
oo-/5
o
x
F
.Y!
;x r
F .x
F *
ts
*
ascertain who is the aggressor
MELVIN SMALL AND J. DAVID SINGER THE WAR-PRONENESS OF Dl
(u2 '/ 66
q I!-
,V
I
t nor to identify whose policies account most for the escalation of con-
flict into war. As noted previously, we are interested in initiation as
Who
Although bgurgeois democr
I' defined by who fired the first salvo or crossed an undisputed boundary. both as particiPants and ir
{ The tabulation of the wars in Table I shows that there is indeed little 1 B 1 6, they do not seem tc
V-" + difference between regimes on this score. Of the nineteen wars in which two cases of wars betwee:
1
. ,f,t*ffi
LL AND l. DAVID SII/GER THE WAR-PRONENESS OF DEMOCRATIC REGIMES 67
yo of these were the world Austria, Belgium and Hoiland. In the period since world war II, many
:en freedom{oving demo- European neighbors have adopted bourgeois democratic systems, but
f these two wars resulted for the period prior to that time, few such states in Europe (where the
utocratic Serbia and auto- bulk of the wars were initiated) bounded one another. In the western
:tively. In those two cases Hemisphere, the United states and canada for much of the period, and
cies were generally aligned the United states and Mexico for the more recent decades, are two
rore carefully, we discover more cases of bourgeois democratic neighbors. In south America, even
s democratic side in World to trleltv states over the
:rnments, and one of the period, ':T:
3:,:-^t iff"'"::j:Tl":: l'?l
only chiie, Argentina and uruguayl""enoperated under bourgeois .r- .n- ;
r
re twenty-one active mem- the incidence of geographic contiguity between democratic nations Is \ u/
rents that could be labeled quite small. Thus if war is most likely between neighbors, and if bour-
geois democracies have rarely been neighbors, this may well explain
n of initiation, then, we y they have rarely fought against one another.
Jemocracies oniy become o.,rf ,u-
uytt'a-\
mocratic predators of the CONCLUSION
nalysis, we do find some Given these findings, what can we now say about tfr6 notion that bour-
; of the bourgeois demo- geois democracies have been or might become forces for peace? In the
first place, states with such governments have not been noticeably
MELVIN SMALL AND J, DAVID SII/GER THE WAR'PRONENESS O
J,
-,1
a-"#a-t.arre ;fa; I
X
|';il H*:,::H#jffi:n"i" nfticf-Benerat*r9f@
r\
4 '\^r"n[l
r- .)perties
i"rties of the
system in which we all must live'