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ISSN 0020-4412, Instruments and Experimental Techniques, 2021, Vol. 64, No. 5, pp. 641–656. © Pleiades Publishing, Ltd.

, 2021.
Russian Text © The Author(s), 2021, published in Pribory i Tekhnika Eksperimenta, 2021, No. 5, pp. 5–21.

Novel Technologies for Compact Electron


Linear Accelerators (Review)
S. V. Kutsaev
RadiaBeam Technologies LLC,
1717 Stewart st., Santa Monica, CA, 90404, United States
e-mail: kutsaev@radiabeam.com
Received February 25, 2021; revised April 14, 2021; accepted April 16, 2021

Abstract—This paper reviews new technologies that make it possible to implement such modern principles of
development and creation of applied linear electron accelerators as modularity, miniaturization, and cost
reduction. The development of accelerators in this direction became possible due to the emergence of tech-
nologies such as compact sources of radio-frequency (RF) power supply and efficient approaches to the fab-
rication of accelerating structures, as well as an increase in accelerating gradients and a decrease in the power
of RF losses in structures. The review is based on the author’s experience in developing compact accelerators.

DOI: 10.1134/S0020441221050079

INTRODUCTION isotopes [15]. The tendencies of miniaturization of


Particle accelerators are critical research tools in industrial accelerators were described in more detail in
nuclear physics, high-energy physics, materials sci- [1].
ence, and radiochemistry, and are also used in micro- The high cost of accelerators is also a significant
circuitry, radiotherapy, security, and industrial appli- obstacle to the spread of accelerators in some areas of
cations. The development of accelerators became pos- industry. Currently, sterilization of medical equip-
sible due to developments in the physics of charged ment, food disinfection, polymer production, and
particle beams, microwave technologies, the use of nondestructive testing are the main parts of the mass
new materials and methods of their processing, etc. commercial application of electron accelerators in
[1]. Although large accelerators of the “mega-science” industry. Together, these areas form a market with a
class used for scientific purposes, such as the Large volume of more than US $500 million per year [16].
Hadron Collider [2], are best known to a wide range of At the same time, the use of accelerators as radiation
specialists and ordinary people, this class accounts for sources is mainly concentrated in developed countries.
only ~1% of all accelerators in the world [3]. The In low- and middle-income countries [17], whose pop-
remaining 95% of accelerators are used for applied ulation is more than 80% of the world’s population [18],
purposes, of which 62% are used for industrial and radioisotopes still dominate as sources of industrial
medical purposes [4]. The majority of applied-class exposure, mainly 60Co.
accelerators are linear electron accelerators (electron One of the main reasons for the insufficient dis-
linacs) with energies from a few to several tens of semination of accelerator technologies in industry in
megaelectronvolts. these countries is the high capital cost of installations
One of the most important tasks in this area is to and the need for qualified and trained service person-
reduce the size and weight of accelerators for such nel. The cost of industrial-grade accelerators starts at
areas of their application as cargo inspection [5–7]. US $2 million for an linac-based system with energies
As an example, in the case of border patrols, the accel- of 10 MeV and an average power of 20 kW to more than
erator, together with the power supply system, protec- 5 million US dollars for an accelerator of the rhodo-
tion, control system, and detector station, should be tron type [19]. In addition, these accelerators require
placed on a car for a rapid change of location [8, 9]. at least one technician or operator at a time during the
Accelerators for medical applications must also be entire operation of the installation (usually 24 hours
placed on a mobile robotized platform to allow access per day, 7 days a week) and a team of engineers ready
of the beam from all sides of the tumor [10, 11]. Indus- to troubleshoot it [20]. The latter are usually employ-
trial applications of portable accelerators include ees of the accelerator manufacturer, but their services
blood irradiation [12], field radiography [13], oil well are paid for by the operator. Finally, delivery times for
logging [14], and safety systems currently using radio- spare parts for accelerators can be up to several

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642 KUTSAEV

and more energy efficient. However, reducing the size


and cost of accelerators for applied applications is
impossible without the use of new technologies. As an
example, to operate in shorter wavelength ranges,
microwave power sources are required that can pro-
vide a sufficient power level for efficient particle accel-
eration.
Traditional industrial accelerators operate in the
142 cm S-frequency band1 (3 GHz) and use a klystron as a
power source [23]. The klystron, as an RF power ampli-
fier, has such advantages as the availability of high peak
and average power and phase stability; however, it
37 cm requires a master signal source and a focusing solenoid
for operation, which significantly increases the size
and weight of the RF power supply system [24].
In modern accelerators, there is a tendency to use
(a) (b) more compact RF energy sources, that is, magnetrons.
Magnetrons are cheaper and smaller than klystrons (see
Fig. 1), but their power is limited to a few megawatts
Fig. 1. Comparison of the sizes of of S-band RF power per pulse and a few kilowatts on average [25]. The
sources (a) an NJR M1466T magnetron with a pulse power
of 3.1 MW and an average power of 3.1 kW, (b) a CPI VKS- power of klystrons can be tens of times higher than the
8262F klystron with a pulse power of 5 MW and an average power of magnetrons. Most commercial medical
power of 36 kW, located inside the solenoid. accelerators use magnetrons as a power source, so
their prevalence, availability, and reliability are very
high. At the same time, their capacity is insufficient
months, since they are not produced in large quanti- for industrial accelerators used for the disinfection of
ties. water, food, sterilization of instruments, and the pro-
This is in clear contrast to the successful commer- duction of polymers.
cial use of medical accelerators for radiotherapy It is interesting to compare the dependence of the
around the world. Although their number is still insuf- cost of accelerators on the choice of a power source.
ficient, their distribution in developing countries is As an example, an e2v MG5349 modulator for an
rapidly increasing [21]. Due to the volume of produc- S-band magnetron [26] with a peak power of 3.1 MW
tion of such accelerators (up to 1000 per year [22]), and an average of 3.1 kW, which is widely used in med-
there is a developed and efficient supply network of the ical accelerators, will cost approximately US $45000.
necessary components around the world and there are Together with the magnetron itself and other compo-
significant stocks of these components. Medical accel- nents, the RF power cost is approximately $45 per 1 W
erator manufacturers have a staff of engineers and ser- of beam power (see Table 1). On the other hand, the
vice technicians located in different parts of the world, cost of a modulator from the same manufacturer
who are ready to quickly arrive on site and repair a (Scandinova Systems [27]) designed for the CPI VKS-
breakdown. In addition, there is a market for used 8262F klystron [28] with a peak power of 5 MW and an
accelerators that are successfully sold in many coun- average of 36 kW used in industrial accelerators costs
tries. Thus, one of the paths for the development of more than $500000, which together with the cost of
industrial accelerators can be the unification of their the klystron itself and other components determines
design with medical accelerators, namely, the use of the the cost of 1 W of the beam as $39. Thus, the unit cost
same RF power sources (magnetrons and klystrons), of an RF power supply system is approximately the
pulse voltage sources (modulators), electron sources same for systems with both low and high average
(guns), etc. power.
This fact makes it possible to implement the para-
1. HIGH-FREQUENCY POWER SUPPLIES digm of modular construction of systems with high
beam power, when an accelerator with a high average
Most of the size and weight of a traditional acceler- power is replaced by several accelerators of lower
ator is determined by the power source and radiation power (modules). The advantages of this approach are
protection elements. The dimensions of the shield that the cost per module is significantly reduced. First,
layer directly depend on the size of the accelerating 1 The
section. One of the ways to reduce the size of these radio frequency bands have different designations (accord-
ing to GOST, IEEE, etc.) in different areas of their use, there-
components is to increase the frequency of oscillations fore, we present the designations we use and the corresponding
of the electromagnetic field in accelerators. Higher frequency bands: S, 2–4 GHz, C – 4–8 GHz, X – 8–12 GHz,
frequency structures and power supplies are smaller Ku – 12–18 GHz, K – 18–27 GHz, Ka, 27–40 GHz.

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NOVEL TECHNOLOGIES FOR COMPACT ELECTRON 643

this allows one to reduce the amount of the necessary Table 1. A comparison of the cost of RF systems for medical
start-up costs for purchasing an accelerator for indus- and industrial accelerators (assuming 50% efficiency of
trial use, which is currently a serious obstacle to the energy transfer to the beam from the RF field)
spread of accelerator technologies in many countries Accelerator type Medical Industrial
[15]. Secondly, it allows one to add technological
capacities for industrial installations as the throughput Pulse power, MW 3.1 5
of the enterprise increases (see Fig. 2).
Average power, kW 3.1 36
Another advantage is the higher reliability of mod-
ular systems. As an example, in the event of a failure of Beam power (average), kW 1.55 18
an accelerator with a power of 18 kW, the entire pro- RF system cost, $ 70000 700000
duction is stopped, while in the event of failure of one
of 12 accelerators with a power of 1.55 kW, each unit Power cost
can continue to operate with a reduced performance per 1 W beam, $ 45 39
(by 8%). Finally, the reduction in the power of one
module allows the use of magnetrons for medical
accelerators, which are produced in large quantities
and are widely available from many suppliers. The uni- tures [31]. In the case of structures based on a standing
fication of industrial accelerator technologies with wave, the stored energy, as determined by the Q-factor
medical accelerators also simplifies the process of of the resonator Q, decreases proportionally to f –1/2,
training and attracting maintenance personnel, since the which reduces the filling interval of the RF structure
task of finding or training specialists capable of working operating in the standing wave mode, during which
with complex high-power accelerators is more difficult the power is not used to accelerate the beam: τ =
than finding specialists familiar with medical accelera- QL −3/2
~ f [32], which also leads to increased effi-
tors, due to the fact that the latter number approximately πf
12000 around the world [22, 29]. ciency.
Another trend in the development of applied accel- One important problem is the limited presence of
erators is to increase the operating frequency f [30]. compact RF power sources that operate in shorter
This not only makes it possible to reduce the size of the wavelength ranges (than the S-band) with a sufficient
accelerating structure (approximately as f –5/2), the power level. As an example, the most common power
power source, and radiation protection, but also to source for medical accelerators is the X-band magne-
increase the efficiency of high-frequency energy use. tron. Such magnetrons usually have a pulse train duty
As an example, one such important criterion for the cycle (the so-called duty factor) of 10–4 up to 2 × 10–3
efficiency of conversion of RF-field energy into beam and pulsed power values from 1 to 2 MW. From the
energy is the shunt impedance, which is defined as the point of view of the efficiency of RF power use, a high
ratio of the square of the particle energy gain to the pulse power is preferable to a duty cycle, since for a
power dissipated in the structure (Rsh = V 2/P), which given radiation dose the average power consumption
increases with frequency as f 1/2 for traditional struc- increases linearly with the duty factor, but the radia-

(а) (b)

Fig. 2. Examples of the implementation of an industrial conveyor for irradiation of objects, built according to the classical (a) and
modular (b) principle.

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644 KUTSAEV

Table 2. A comparison of the characteristics and dimensions of compact air-cooled magnetrons for different frequency
ranges [28]
Range Model* Frequency, kW Pulse power, kWt Weight, kg Size, cm

S VMS1610 2.7–2.9 1000 34 39 × 40 × 33


C SFD349 5.4–5.9 1000 26 37 × 24 × 13
X SFD375 9.0–10.0 325 10.0 24 × 12.7 × 9.5
Ku VMU1724 14.6–15.2 250 9.1 25 × 16 × 9.6
Ka SFD332 32.9–33.5 60 ~3.5 ~12 × 11 × 7
*CPI manufacturer, United States.

tion dose itself grows with energy as Y = k(En), where plex and is larger than a klystron; however, it does not
Y, Gy/min is the dose of bremsstrahlung; E, MeV is allow direct connection to the accelerating structure
the energy of the electron beam; n = 2.7–3.0; and k is [44]. The use of such sources makes sense for the cre-
the conversion rate, depending on the design of the ation of small (in comparison with existing analogs)
target [33]. The most powerful commercially available accelerators for high energies (more than several hun-
X-band magnetron used in medical accelerators is the dred megaelectronvolts) using efficient high-gradient
L-6170 magnetron, which is supplied by the L-3 com- technologies.
pany (United States), with a power of 2 MW [34]. Recently, the issue of developing solid-state micro-
Another promising alternative to traditional wave generators operating in the centimeter range and
klystrons is the Russian development of S-band multi- higher has also been considered. Such sources have
beam klystrons with reverse focusing by permanent high efficiency. (60–80%) [45–47] and also are attrac-
magnets [35], which are comparable in size and power tive due to their reliability and modularity [48, 49].
supply characteristics to magnetrons, but have high However, their cost increases significantly with the
average and pulse powers and retain all the advantages operating frequency, which is due to the technological
of klystrons. In recent years, a similar C-band klystron cost of high-frequency gallium-nitride transistors (or
with a pulse power of 3.5 MW has been developed in Gunn diodes in the case of the millimeter wave range);
Russia. Such klystrons are used in modern compact the dimensions of such power supplies significantly
electron accelerators [36]. exceed the dimensions of magnetrons with compara-
ble power values. As an example, the most popular and
For higher frequency magnetrons, the maximum cheapest 2.45 GHz source has a power of 500 W and a
power of commercially available magnetrons decreases cost of $2000 [50], while the cost of 1 kW of sources
with frequency. This is due to the fact that it is techno- from CPI and ApiTech for 9.3 GHz reaches $60000.
logically more difficult to cool compact power supplies. Therefore, at present, these technologies are impracti-
Table 2 shows a comparison of the parameters of mag- cal to use in applied accelerators.
netrons of various frequencies, with air cooling (the
smallest in its class). It can be seen that the dimensions
of such sources decrease insignificantly, starting from 2. SPLIT ACCELERATING
the X-band frequency, while Ka-band power sources STRUCTURE TECHNOLOGY
with a power of more than 100 kW are not available on Another problem in the transition to higher frequen-
the market; therefore, an increase in the operating fre- cies is the progressive complexity of precision manufac-
quency for applied accelerators powered by a magne- turing, since the size of the elements and structural
tron above 15–17 GHz is impractical. details of high-frequency structures decreases in pro-
To operate at higher frequencies, it is necessary to portion to the wavelength, while the sensitivity of their
use klystrons [39], gyroklistrons [40], or gyrotrons [41, parameters increases with frequency. To solve this
42], whose dimensions become several times larger problem, the technology of the “split structure” was
than the dimensions of the accelerating structure, proposed [51, 52], whose principle is that instead of
which in fact neutralizes the advantages of short-wave the traditional manufacture of many individual accel-
systems. As an example, the dimensions of powerful erating cells, which must then be soldered and tuned,
pulsed Ka-band sources can be seen in Fig. 3. The the structure is made of only two halves, from each of
problem of the presence of an RF source is signifi- which the profile of all cells is machined; these are
cantly aggravated in the development of accelerators then connected (brazed, welded, or diffusion bonded
that operate in the millimeter range, since the only [53]), as shown in Fig. 4. This manufacturing method
source with a power of hundreds of kilowatts or higher not only allows one to reduce the number of elements
is currently a gyrotron [43], which is even more com- and connections, but also significantly simplifies the

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NOVEL TECHNOLOGIES FOR COMPACT ELECTRON 645

(а) (b)

Fig. 3. Ka-band high pulse power sources: (a) 34 GHz gyroklistron with a power of 500 kW, a pulse duration of 100 μs and a rep-
etition rate of 1000 Hz, similar to that developed by NPO GIKOM [37], (b) 34 GHz magnicon with a power of 17 MW, a pulse
duration of 0.25 μs and a repetition rate of 1–2 Hz, developed at the Budker Institiute, SB, RAS [38].

access of tools for machining structural details [54, colleagues from RadiaBeam Technologies to adapt this
55]. The advantages of this manufacturing method can technology for applied centimeter wave accelerators in
also be attributed to the greater accuracy of manufac- order to reduce their cost. Examples of such structures
turing and alignment due to the absence of problems are shown in Fig. 6 and include the following projects:
associated with changing the dimensions of the struc-
ture during brazing [56], as well as high vacuum con- • A C-band biperiodic accelerating structure
ductivity inside the structure and the absence of vac- (BAS) with external coupling between cells (the so-
uum-water joints, which are undesirable in the design called side-coupled linac or SCL) A C-band for a
of accelerators [57]. compact slit microtron [65] intended for inspection of
The concept of a split structure has been developed cargo by the method of continuous irradiation, for exam-
and increased its popularity in the context of the ple, an inspection system for fast neutrons [66]; here, the
development of a linear electron–positron collider technological feasibility of manufacturing separated
with energies of the order of teraelectronvolts for
experiments in high-energy physics [58, 59]. Installa-
tions of this class, for example, the CLIC Compact (а)
Linear Collider [60] (CERN, Switzerland), require
the development of low-cost high-gradient structures.
The structure shown in Fig. 5 [61, 62] was developed
as a scientific experiment to determine the limiting
values of the microwave field strength in normally
conducting copper structures. Nevertheless, these
developments have demonstrated that such structures (b)
are promising for industrial accelerators. The struc-
ture in Fig. 5 has an operating frequency of 110 GHz,
which is at least 10 times higher than the frequencies
used in commercial accelerators, and was manufac-
tured by micromachining with elements of electrical
discharge machining [63, 64], which made it possible
to achieve a manufacturing accuracy of 1 μm and a
surface roughness of 200 nm. At the same time, the
cost of manufacturing one of the halves did not exceed
$10000.
Fig. 4. Sections of a split accelerating structure consisting
The results obtained while working with split struc- of two identical halves (a) connected to each other to form
tures of the millimeter wave prompted the author and his a diaphragm waveguide (b).

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646 KUTSAEV

fabricating such structures. The introduction of the


split-structure technology changes the paradigm for
the fabrication of accelerating structures and opens up
the possibility of using micro-processing methods for
the precise fabrication of high-frequency structures at
a low cost. It is important to note that this approach
makes it possible to achieve the mass production of
accelerators due to the fact that an identical part (half
of the structure) can be turned many times from one
piece of copper, significantly reducing the time for a
mechanic to participate in the manufacturing process.
In addition, the structure manufactured using this
technology does not require the participation of an
2 cm engineer to adjust the frequencies of the cells, as well
as the introduction of mechanisms for such adjust-
ment [56], which also reduces its cost. According to
Fig. 5. A photo of a 110 GHz split accelerating structure our estimates, during mass production of separated
developed at SLAC, United States (photo by V.A. Dolga- accelerating structures, the cost of their manufacture
shev).
can be reduced by a factor of 10: from approximately
$10000 to $1000.
structures with complex elements (drift tubes, cells and One of the first structures that consisted of two halves
communication slots) was demonstrated the first time. was the high-gradient X-band structure (11.424 GHz),
• A high gradient X-band Disk-loaded waveguide developed and manufactured jointly by the SLAC lab-
(DLW), in which the technology of electric beam oratories (United States) and CERN (Switzerland) in
welding was first applied for separated structures; the framework of the research program of the CLIC
collider [68, 69]. This structure, as shown in Fig. 7 was
• A Ku-band DLW consisting entirely of cells with made by conventional milling. However, more com-
a phase velocity less than the speed of light (0.3–1.0) pact structures can also be fabricated using electrical
[56]. Using this structure as an example, the possibil- discharge machining (EDM). In this case, the sinker
ity of manufacturing groupers with variable parame- (a cartridge used as an electrode) can be reused to pro-
ters using the technology of separated structures was duce identical structures.
demonstrated for the first time.
The principle of EDM technology is illustrated in
Although attempts to develop accelerating struc- Fig. 8 and is as follows. A high voltage is applied
tures at frequencies above the X-band were made ear- between the cartridge, made in the form of a part (neg-
lier [67], they faced the problem of the complexity of ative), and the workpiece material, which creates an
electrical discharge that burns out the metal of the
Table 3. A comparison of the threshold temperature of
part. Thus, the material to be processed takes the form
structure damage for different materials and methods of of a chuck (positive). The accuracy of sample fabrica-
their processing tion by this method is 2 μm; however, the accuracy of
some features of the geometry can be lower, up to
Damage 40 μm [70].
Material Treatment
temperature, °C
Despite the described advantages, the wear of the
Cu Annealed 66 cartridge over time will lead to the need to restore it to
Cu Annealed, oxygen-free 50 its original shape. The rate of electrode wear is highly
Cu Undercut with a single point dependent on the amount of material that needs to be
100 removed. In this regard, this method is more suitable
diamond cutter
for Ku-band and above structures, since such wave-
Cu Hot isostatic pressing 57 guides have finer geometry than the X-band struc-
Cu Monocrystalline 97 tures. Wear mainly occurs on local areas of the elec-
Cu Electroplating 80 trode surface; therefore it is necessary to take this into
Cu Silver plated 60
account when developing the geometry of the cells
and, possibly, to apply EDM after rough milling of the
CuZr Cold processing >114 part to maximize the life of the electrode. Finally,
CuZr Annealed 58 since the EDM process can leave traces of electrode
CuCr Annealed 52 material less than 1 μm in size, which are burned on
CuCr Unannealed 121
the top surfaces of the part, electrochemical cleaning
of the part is required to smooth the surface. Fortu-
CuAg Without processing 107 nately, this process is highly scalable and after the ini-

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NOVEL TECHNOLOGIES FOR COMPACT ELECTRON 647

(а)

Fig. 7. The split X-band accelerating structure for the


CLIC collider (photo from CERN, Switzerland).

comparing EDM and micromilling [71, 72], their gen-


eral conclusion is that micromilling provides greater
dimensional accuracy at a higher production cost.
(b) 2 cm In addition, this technology is more reproducible than
EDM due to the lack of uncertainty regarding elec-
trode wear. At the same time, it requires a greater
degree of intervention from a skilled mechanic and
therefore results in higher production costs.
However, with the traditional approach to milling
small parts, it is possible to process a large number of
parts in a single pass, which can achieve significant
labor savings and thus reduce manufacturing costs.
(c) In fact, this method consists in the fact that it is possi-
ble to attach one copper bar to the machine bed, start
the main machining cycle and come back after 1–2
days to remove the parts and clean the geometry of the
back of the structure. This approach to mass produc-
tion allows up to 100 structures to be fabricated simul-
taneously.
One of the difficulties of the technology of micro-
milling of accelerating structures is the manufacture of
bunching cells with a low phase velocity. Figure 10
shows an example of split Ku-band section [56]. This
3 mm figure clearly shows that the ratio of the depth of the
(d)
cells to their width is approximately 1 : 1 in the case of
a phase velocity of 0.7 and more than 3 : 1 for a velocity
Fig. 6. Split type accelerating structures designed and built of 0.3 (hereinafter, we mean the relative phase veloc-
by RadiaBeam Technologies: (a) C-band SCL for use in a ity: the ratio of the absolute phase velocity to the speed
compact microtron; (b) Ku-band DLW with a bunching
section for a portable accelerator; (c) X-band DLW for lin- of light). This significant aspect ratio requires longer
ear collider, (d) 182 GHz DLW for the wake accelerator. cutter tools, which increases their susceptibility to
deformation and vibration and can affect achievable
tolerances and surface roughness.
tial investment in equipment and tools it does not lead
Regardless of the manufacturing method that is
to high costs per structure.
chosen, the split structure must be welded to ensure
An alternative to EDM is a micromilling technol- vacuum tightness and flanges. Unlike the traditional
ogy that uses small diameter tools operating at very (cell-by-cell) method of fabricating structures, it takes
high spindle speeds and configured into high precision two cycles to solder separated structures. Brazing is car-
machines to produce small parts with high precision ried out using alloys of gold and copper, with the gold
(Fig. 9). There are a number of studies focused on content increasing in subsequent brazing steps to ensure

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648 KUTSAEV

in mass production, as dozens of structures of this size


Instrument holder can be brazed in a single furnace cycle.
At the end of the topic of the technology of manu-
Discharge
facturing separated structures, let us note that the
Dielectric liquid
manufacture of a C-band BAS [65] consisting of nine
regular cells and eight communication cells (see Fig. 6a),
Electrode required only 70 hours of automatic processing to cre-
ate two halves Ku-band structure (see Fig. 6b) required
40 hours per halve. This is significantly less time that
would be required with the traditional technology of
Article manufacturing individual cells (see Fig. 11), which is
now the standard for industrial linear accelerators.
Attachment

3. INCREASING THE ACCELERATING


Fig. 8. An illustration of the principle of the EDM tech- GRADIENTS
nique.
In addition to increasing the operating frequency,
another way to reduce the size of the accelerators is to
increase the accelerating gradient. In fact, the length
of the structure decreases in inverse proportion to the
accelerating gradient. However, at the same time, the
value of the RF power P required to power such struc-
tures also increases (initially as the square of the accel-
erating voltage Eacc, but it becomes linear if we take the
decrease in the length of the structure into account):
2
WEacc
P = W = . (1)
Rsh L Rsh
Increasing requirements for power values, in turn,
leads to the need to use more bulky power supplies.
As a result, the benefit from operating at high gradi-
ents in the case of electron accelerators for low and
medium energies (<10 MeV) may be negligible or
absent altogether. However, in the development of
accelerators with energies ranging from several tens of
Fig. 9. The process of manufacturing a split section of a megaelectronvolts (for example, linacs for the produc-
Ku-band DLW by milling.
tion of radioisotopes [73] or secondary neutron flux [74])
to hundreds of megaelectronvolts (for example, for radi-
ation sources based on the inverse Compton effect [75]),
the benefits of working at higher gradients become sig-
nificant.
The main factor that limits the attainment of high
1.27 mm
3.56 mm gradients in normally conducting accelerating struc-
tures is high-RF breakdown (see Fig. 12 [76]).
4.83 mm 3.81 mm Although the physics of this phenomenon in the con-
text of increasing gradients in RF structures has been
studied for more than 2 decades [77, 78], the data on
RF breakdown remain mostly empirical with a very
limited analytical understanding of the mechanism,
Fig. 10. The bunching section of the Ku-band DLW, illus- conditions, and breakdown dynamics. However, at
trating the difference in the ratio of the length of the cells
to their radius depending on of the phase velocity. present there is a clear correlation between the proba-
bility of occurrence of an RF breakdown with the
amplitudes of the electric and magnetic fields, as well
that previously brazed joints do not melt. In this case, as the pulse duration. In particular, the following cri-
the first brazing step is needed to connect the two teria are used to design high-gradient structures [79]:
halves, and the second is to attach the vacuum and • The maximum value of the electric field strength
waveguide flanges. Furnace brazing also offers savings on the surface of multicellular structures should not
exceed 160 MV/m in the S-band, 250 MV/m in the

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NOVEL TECHNOLOGIES FOR COMPACT ELECTRON 649

500 nm
2 mm

Fig. 12. A typical picture of damage to the surface of the


diaphragm of the accelerating structure due to high-RF
breakdown (photograph by Dolgasheva).

E 30t 5 = const. (4)


BDR
Fig. 11. X-band DLW accelerating cells, manufactured in Achieving high gradients requires a deep revision of
the traditional “cell-by-cell” method, and auxiliary com- the approach to the creation of accelerators, namely:
ponents for their brazing.
the use of new materials (hard copper alloys, nano-
structure, etc.), manufacturing methods (split struc-
X-band and 500 MV/m in the millimeter range [80– tures, electron beam welding, and clamping struc-
83] to achieve an average breakdown pulses of approx- tures) and working conditions (for example, cryo-
imately 10–6 (pulses m)–1. At the same time, the Kil- cooling). In all cases, understanding the RF break-
patrick criterion [84, 85], which is often used to esti- down mechanism is of decisive importance for the
mate the limiting values of RF fields in meter-wave- development of reliable high-gradient structures.
length resonators, is poorly applicable for frequencies The choice of materials, manufacturing technology,
in the centimeter and millimeter ranges. and geometry of accelerating structures significantly
• The value of the peak surface magnetic field affects the characteristics of RF breakdown [83]. Recent
strength should not lead to pulsed heating with a peak high-gradient research at SLAC shows that the use of
temperature of more than 50°C, which can damage hard (unannealed) copper alloys offers significant advan-
the structure [86]: tages over annealed copper [90]. In these studies, special
attention was paid to cyclic mechanical stresses created
H t
2 by local thermal expansion of the material due to pulsed
ΔT = , (2) RF heating [91]. The nature of this effect can be
σδ πρce k described as follows. Surface magnetic fields cause
heating of the material of the accelerating structure,
where H  is the value of the surface magnetic field which leads to a rapid (during the RF pulse duration)
strength, t is the duration of the RF pulse, σ is the con- increase in the surface temperature. The resulting
ductivity of the structure material, δ is the depth of the temperature gradient between the hot surface and the
skin layer, ρ is the density of the material, ce is the spe- cold volume leads to a material density gradient due to
cific heat capacity of the material, and k is the thermal thermal expansion, which in turn causes a transient
conductivity of the material. stress gradient in the material, since the hot expanding
• According to studies carried out at CERN (Swit- surface is physically limited by the bulk material below
zerland) [87, 88], it also makes sense to keep the values it. The character of this stress changes from compres-
of the modified Poynting vector Sc below values of sion to tension as the material is heated and cooled,
5 MW/mm2 for a pulse duration of 200 ns: and the magnitude of the stress depends on the pulse
duration, peak power, and pulse duty cycle [92].
Im{S} The test results of coupons made of various materi-
Sc = Re{S} + , (3)
6 als placed in cylindrical resonators [90] showed a sig-
nificant increase in the threshold temperature of
where S Is the Poynting vector. pulsed heating, at which surface damage was observed
• Finally, the maximum field values are scaled with as a result of RF breakdown (see Table 3). This effect is
the required RF breakdown frequency (BDR) and pulse most pronounced in unannealed hard copper alloys: to a
duration as [89]: higher degree CuAg and to a lower degree CuCr, and

INSTRUMENTS AND EXPERIMENTAL TECHNIQUES Vol. 64 No. 5 2021


650 KUTSAEV

Breakdown probability, (pulse m)–1 face. This critical shortcoming has prompted the study
100
of alternative low-temperature joining methods that
Hard alloy provide reliable hermetically sealed vacuum seals [96],
CuAg#3
101 such as electron beam welding [97, 98].
102 The most promising method is the combination of
split structure technology and electron beam welding.
103 Copper, 45 К This approach makes it possible to significantly reduce
104 the electric and magnetic fields at the junction of the
Soft copper two halves (in the place where the RF currents flow)
105 and to simplify the assembly process [69]. If we com-
Hard alloy pare the separated structure with the classical one,
106 CuAg#1
then in the last RF-connection of two cells is a surface
Hard
copper
107 inhomogeneity in the place with the strongest mag-
50 100 150 200 250 300 350 netic field [99] and is the most vulnerable spot for RF
Gradient, MV/m breakdown (see Fig. 14a ). In a split structure, the two
halves do not adjoin each other, but are separated by
Fig. 13. The dependence of the RF breakdown probability an out-of-bounds gap, which does not allow RF
in X-band accelerating structures on the accelerating gra- power to propagate in the direction of the joint at the
dient, measured as a result of experiments by scientists operating frequency, attenuating it to values less than
from SLAC, United States under the leadership of Dolga-
shev (her drawing). Experiments were carried out for hard 50–60 dB (Fig. 14b). Thus, the influence of the non-
and soft copper, copper-silver alloy, and copper cooled to uniformity of the joint on the characteristics of the
45 K. The duration of the RF pulse was 150 ns. accelerating structure is significantly reduced.
Since the main mechanism for the occurrence of
CuZr. In these samples, damage began to be observed RF breakdowns is the motion of crystal defects caused by
upon pulsed heating to 110°C, which is more than 2 times cyclic mechanical stress [100], methods for decreasing
higher than in annealed high conductivity oxygen-free this voltage can also help to reduce the probability of
copper (OFHC). breakdown. One way to reduce fatigue is to use impact
After testing flat samples in a cylindrical resonator, hardening, such as blasting with metal or ceramic
a group of SLAC scientists led by S. Tantawi and beads. Upon impact, the surface of the part is com-
V.A. Dolgashev tested RF breakdown in multicell pressed and plastically deformed, resulting in the for-
accelerating structures made of various materials [76]. mation of a thin, hardened layer with an increased
The main conclusion of this experiment was that density of defects and residual compressive stress
structures made of hard copper alloys (for example, [101]. This hard surface improves fatigue properties as
CuAg) are superior to copper ones subjected to soft it resists the cyclic tensile stress that causes crack for-
heat treatment in terms of maximum accelerating gra- mation and growth. Unfortunately, mechanical shot
dients and RF breakdown probabilities, as shown in blasting leaves indentations on the surface, which
Fig. 13. Obviously, hard copper and copper–silver increases the surface roughness and requires addi-
alloys perform better at high gradients than soft tional polishing. In addition, work hardening is diffi-
annealed copper. In addition, in structures made of a cult to control because the impact velocity and surface
copper–silver alloy it was possible to achieve a larger coverage of the shot are random and the impact envi-
accelerating gradient of approximately 210 MV/m. ronment can potentially contaminate the surface of
the device.
In addition to the material and manufacturing
technology of the cells (or split halves) of the acceler- To solve these problems, it is proposed to adapt a
ating structures, the quality of their connection plays new technology of Laser shock peening (LSP) [102],
an important role; it must preserve the hardness, qual- widely used in the automotive industry, power genera-
ity, and surface finish of the structure, which are tion, nuclear waste disposal and the aerospace indus-
important for operation at high gradients. The two try. As shown in Fig. 15 [103], LSP uses a powerful
most commonly used joining technologies, that is, nanosecond pulsed laser with a spot size of 3–5 mm to
high-temperature brazing and diffusion welding, have create a localized plasma plume on the surface of the
proven themselves well in the manufacture of nor- material. The plasma layer is mechanically restrained
mally conductive accelerators and have excellent RF, by an optically transparent conformal inertial com-
mechanical and vacuum bonding characteristics. paction layer, such as water. The contained plasma has
Although the technology of high-temperature brazing enough energy to create a shockwave within the mate-
of copper accelerators has reached its maturity [93– rial, while the ablative plastic layer deforms the surface
95], the corresponding thermal cycle anneals the cold and creates a deeper and more controlled residual
layer inside the material, leaving an extremely soft sur- stress profile than with traditional shot blasting.

INSTRUMENTS AND EXPERIMENTAL TECHNIQUES Vol. 64 No. 5 2021


NOVEL TECHNOLOGIES FOR COMPACT ELECTRON 651

(а) In addition, the LI apparatus can be mounted on a


robotic platform for selective and precise hardening of
Soldering seam large complex surfaces, such as accelerating structures
[104]. Since an ablation layer is used to absorb the
incident laser energy, LI can be used on highly reflec-
tive copper surfaces. After impact treatment, this layer
is chemically removed, followed by polishing and
RF current etching of the surface of the structure.
Another promising approach to increasing the gra-
dient when operating in frequency bands with avail-
able RF power sources and wavelengths of 1–10 cm is
the operation of accelerating structures at cryogenic
(<77 K) temperatures. At these temperatures, copper
becomes more durable and has a lower coefficient of
thermal expansion, which makes it possible to reduce
Diaphragm mechanical stresses and deformations due to pulsed
heating by an RF field [105]. Compared to room tem-
perature, copper accelerating structures cooled by liq-
(b) uid nitrogen have a lower surface resistance and a
Gap higher (by a factor of 2.5–2.7 [106]) shunt impednace
[107]. Cooling the structure to lower temperatures, for
example, with liquid neon, makes it possible to further
reduce the surface resistance of copper (see Fig. 16
[105]). Recent studies by scientists from UCLA and
SLAC [108, 109] have shown that electric fields with
strengths of up to 500 MV/m can be achieved on the
surface of accelerating structures in the X-band when
cooled to temperatures below 45 K (see Fig. 13 ).
Due to the high values of the intrinsic figure of
merit, cryogenic normally conducting structures have
good prospects for use in applied accelerators, where
EBW seam high peak beam currents are required. In the tradi-
RF current tional approach to the design of a high-current linear
accelerator, the power balance is determined for a sta-
tionary operation mode, so that the RF power trans-
mitted to the electron beam is equal to the RF power
transmitted from the source to the structure, minus
Fig. 14. Bonding of DLW accelerating structures: (a) the
classic cell-by-cell method, (b) split structure, edge- the resistive losses into the walls of the linear accelera-
welded by electron beam welding (EBW). The figure shows tor and power reflections from the structure. To over-
the contact areas and paths of RF currents. come the peak current limitations, it is possible to

Pressure wave

Laser beam High-pressure


λ ~ 1 μm plasma
25 J, 25 ns

Article Inertial water layer Article Inertial water layer

Ablation layer Ablation layer


(paint or tape) (paint or tape)

Fig. 15. A diagram of laser shock peening . The workpiece is covered with a protective ablation layer and an inertial tamping layer.
A laser pulse generates high pressure plasma on the surface of the part, forcing the shock wave through depth and plastically
deforming the material in its path (Curtiss–Wright pattern).

INSTRUMENTS AND EXPERIMENTAL TECHNIQUES Vol. 64 No. 5 2021


652 KUTSAEV

Surface resistance, mΩ Power, MW


22 12
20 10
2
18 8
16 1
6
14
4
12 4
2 3
10
8 RRR = 50 0 1 2 3 4 5 6 7
6 RRR = 200 Time, μs
RRR = 1000
4 NSE (RRR = 200)
2 Fig. 17. Comparison of the effects of beam loading in sta-
tionary (dashed lines) and transient (solid) modes: 1, 3,
0 high-frequency power in short-pulse (1) and long-pulse
0 50 100 150 200 250 300
(3) mode; 2, 4, beam power in short-pulse (2) and long-
Temperature, К pulse (4) mode. Due to the finite transient time of the
beam loading, much higher peak currents can be acceler-
Fig. 16. The dependence of the surface resistance of cop- ated using the same source power.
per, including the anomalous skin effect, on temperature
for different classes of the coefficient of residual copper
resistance (RRR, Residual-resistance ratio), measured at a practical implementation of many modern and prom-
frequency of 5.712 GHz (figure based on data from SLAC,
United States). ising systems for various applications is impossible.
This review describes modern and promising technol-
ogies and tools developed with the participation of the
accelerate short high current beams in a transient author that he used to create compact applied acceler-
regime. In this case, the resonator is filled with RF ators. The main factors that determine the size of the
power without loading by the beam; then, a short accelerator (including subsystems) and methods of
high-current beam is accelerated, absorbing the their reduction are considered. These methods include
energy stored in the resonator (see Fig. 17). If the beam increasing the operating frequency of accelerators using
duration is much shorter than the structure filling time, compact microwave sources (magnetrons) or millime-
then the effect of current loading will not have time to
develop, and the beam will receive the maximum energy, ter waves (gyrotrons), increasing the accelerating gradi-
even at high currents [74]. The formula for calculating the ent using new materials and manufacturing technolo-
maximum current that can be accelerated in the mode gies, and special designs of the accelerating structure, as
of short pulses is as follows [110]: well as ways to increase their energy efficiency to reduce
the requirements for the power source.
PRF τ fill
I max = , (5)
Wmax τ bunch ADDITIONAL INFORMATION
where Wmax is the maximum increase in energy that a
The material of this review is based on information pub-
particle can receive in an accelerating resonator with-
out a current load, τbunch is the beam duration, PRF is lished in open sources and reflects the author’s personal
the available RF power, and τfill is the cavity filling view of current trends in accelerator development. Some
time, defined as [111] borrowed drawings and photographs taken from open
sources are used here. Figures whose sources are not given
QL in the text belong to the author and RadiaBeam Technolo-
τ fill = , (6) gies (https://radiabeam.com).
πfRF
where QL is the loaded Q-factor of the resonator and
fRF is the resonant frequency. More details about vari- ACKNOWLEDGMENTS
ous accelerator development techniques and operating
modes can be found in [112]. The author would like to thank his colleagues from
RadiaBeam Technologies for their help in preparing the
material: S. Boucher, R. Agustsson, P. Carriere, A. Mur-
CONCLUSIONS okh, and A.Yu. Smirnov. The author also thanks V.A. Dol-
The development of small and cost-effective accel- gashev from the SLAC Stanford Accelerator Laboratory,
erators is an important task; without its solution the United States for much advice on the subject of this review.

INSTRUMENTS AND EXPERIMENTAL TECHNIQUES Vol. 64 No. 5 2021


NOVEL TECHNOLOGIES FOR COMPACT ELECTRON 653

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