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The American Journal of Clinical Nutrition xxx (xxxx) xxx

journal homepage: https://ajcn.nutrition.org/

Original Research Article

Hemoglobin measurement in venous blood compared with pooled and


single-drop capillary blood: a method-comparison study in a controlled and
survey setting in Uganda among children and women
Sorrel ML Namaste 1, *, Rhona Baingana 2, Eleanor Brindle 3
1
The DHS Program, ICF, Rockville, MD, United States; 2 Makerere University College of Natural Sciences, Kampala, Uganda, Africa; 3 The DHS
Program, PATH, Rockville, MD, United States

A B S T R A C T

Background: Standard practice for estimating anemia in population-based surveys is to use a point-of-care device to measure hemoglobin (Hb) in a
single drop of capillary blood. Emerging evidence points to larger than expected differences in Hb concentration depending on the blood source.
Objective: We evaluated use of different blood sources to measure Hb with a HemoCue 201þ analyzer compared with the reference method of venous
blood tested with a Sysmex XN-450 hematology analyzer.
Methods: Hb concentration in venous, pooled capillary, and single-drop capillary blood were collected in controlled (laboratory) and survey (De-
mographic Health Survey-8 pilot) settings in Uganda among children 6–59 mo and nonpregnant women 15–49 y. Venous and capillary blood collected
from the same individual was tested using a HemoCue 201þ analyzer and the venous blood was also measured with a Sysmex XN-450 hematology
analyzer. Agreement between measures was estimated using Lin’s concordance correlation coefficient, Bland–Altman plots, and Deming regression.
Means and prevalences were compared using paired t-tests and McNemar’s tests, respectively.
Results: The limits of agreement between Hb measured using a HemoCue 201þ analyzer and the reference method were lowest for venous (1.1–1.96 g/
dL), followed by pooled capillary (1.45–2.27 g/dL), and single-drop capillary blood (2.23–3.41 g/dL). Mean differences were <0.5 g/dL across com-
parators. There were statistically significant differences in Hb concentration from both types of capillary blood. Anemia prevalence was lower in pooled
capillary blood compared with the reference method.
Conclusions: The variability of Hb measured by capillary blood using the HemoCue 201þ analyzer is higher than venous blood but the extent to which
this impacts the validity of Hb and anemia estimates requires further exploration. Future research is also needed to evaluate the implications of using
venous compared with capillary blood in population-based surveys.
This trial was registered at clinicaltrials.gov (NCT05059457).

Keywords: anemia, capillary, comparative study, Demographic and Health Survey, hemoglobin, measurement, population-based survey, validation,
venous

Introduction World Health Assembly targets and the Sustainable Development


Goals [5].
Anemia is associated with increased risk of morbidity and mor- The Demographic and Health Survey (DHS) Program is the primary
tality among young children and women of reproductive age [1–4]. source of anemia data globally [6]. The DHS Program has measured
It is a disorder that occurs when there are insufficient or impaired hemoglobin (Hb), the biomarker recommended by the WHO, to assess
circulating red blood cells for tissue oxygenation, which is caused by anemia in populations since the mid-1990s [7,8]. The protocol for DHS
factors that affect the morphology, production, turnover, loss, or surveys has been to measure Hb concentration using the third single
half-life of red blood cells. Estimates of anemia are used to inform drop of capillary blood from a finger or heel prick with the HemoCue
and monitor country programs and track global targets such as the 201þ analyzer although some surveys have used a different blood drop

Abbreviations: DHS, Demographic and Health Survey; ELCL, Ebenezer Limited Clinical Laboratory; Hb, hemoglobin; IDI, Infectious Diseases Institute; LOA, Limit of
Agreement.
* Corresponding author.
E-mail address: sorrel.namaste@icf.com (S.M. Namaste).

https://doi.org/10.1016/j.ajcnut.2023.12.025
Received 13 May 2023; Received in revised form 3 December 2023; Accepted 28 December 2023; Available online xxxx
0002-9165/© 2024 The Authors. Published by Elsevier Inc. on behalf of American Society for Nutrition. This is an open access article under the CC BY license (http://
creativecommons.org/licenses/by/4.0/).
S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

or hemoglobinometer [8]. Until recently, this method has been samples with the HemoCue 201þ analyzer. Same day testing on all
considered an acceptable measure of Hb concentration [9]. However, venous blood samples, whether collected in a controlled or survey
substantial differences in anemia prevalence estimates have been setting, was conducted using a Sysmex XN-450 hematology analyzer.
observed using venous compared with capillary blood when comparing The protocol was for samples to be delivered within 6 h to the labo-
surveys matched by country and time [6,10]. ratory and for samples to be tested no more than 8 h after data
Recent reviews have identified several preanalytical and analytical collection. The data collection period was from August 23, 2021, to
factors that can affect Hb concentration estimates [11–14]. Much of the September 26, 2021.
evidence contributing to these reviews is based on data from studies not
designed to answer these questions or on studies conducted in non- Blood collection procedures
survey settings. This limits our ability to isolate the factors that result in The phlebotomists collected 3 mL of venous blood in a BD Vacu-
meaningful differences in Hb concentration and to ascertain the extent tainer® containing EDTA as an anticoagulant (Becton, Dickinson).
to which these factors compromise the use of anemia data. They slowly inverted the tube 10 times to prevent clot formation and
Blood sample source has emerged as a potential factor affecting then used a small plastic pipette to transfer 2–3 large drops of whole
Hb concentration [12]. Capillary blood samples were adopted as a blood (minimum ~50 μL) onto parafilm. The phlebotomists then filled
field-friendly alternative to venous blood, but can be compromised by a HemoCue 201þ microcuvette and immediately tested the Hb con-
squeezing or “milking” the finger, poor lancet technique, not allowing centration in the HemoCue 201þ analyzer.
a sufficient blood drop to form, or touching the microcuvette to the The capillary sample was drawn from the finger (or heel in the case
finger or heel when filling the microcuvette [11]. There is some of children 6–11 mo) using a high-flow BD Microtainer® contact-
indication of interindividual (for example, sex and age) and intra- activated lancet (Becton, Dickinson). For the single drop of capillary
individual inherent drop-to-drop Hb variability from capillary blood blood, the first 2 blood drops were wiped away, and the third drop of
[13,15]. Pooled capillary blood samples, rather than a single drop, blood was placed in the microcuvette directly from the finger or heel
may provide greater within-subject reliability but evaluations of this and Hb concentration was immediately tested in the HemoCue 201þ
approach are scarce [16]. analyzer. For pooled capillary blood, the first drop was wiped away and
In this study, we evaluated the impact of blood sample collection then blood was captured directly in a BD Microtainer tube (250–500
technique (venous, pooled capillary, and single-drop capillary blood) μL) containing EDTA. The microtainer tube was slowly inverted 10
and Hb testing method (HemoCue 201þ analyzer compared with times, and the same procedures were followed to transfer and test the
Sysmex XN-450 hematology analyzer) on Hb concentration among blood as the venous samples.
children and women of reproductive age in a controlled setting and in a The remaining venous blood in both settings was conveyed to
population-based survey setting to inform Hb data collection proced- ELCL. In the controlled setting, venous specimens were placed in a
ures and improve the interpretation of anemia data. cold box immediately after being tested with the HemoCue 201þ
analyzer and the cold boxes were hand-delivered to the laboratory. In
Methods the survey setting, the venous specimens were placed in a cold box
while in the household and then transferred to a portable refrigerator for
Study site and design transport to the laboratory. The target temperature range for the entire
Ebenezer Limited Clinical Laboratory (ELCL) conducted the blood cold chain was 2 C–8 C, but samples were considered viable if the
collection in the controlled setting in Kampala, Uganda. A convenience temperature was between 0 C and 25 C and did not exceed 20 C for
sample of apparently healthy children aged 6–59 mo and nonpregnant >2 h [17,18]. Temperature determination was based on Elitech RC5þ
women aged 15–49 y was recruited from the community. All 3 blood data logger information when available and manual records on trans-
sources (venous, pooled capillary, and single-drop capillary blood) mittal sheets.
were collected from each individual.
In the survey setting, blood collection was nested within the DHS-8 Laboratory methods and quality control
questionnaire pilot designed to test select content of the new DHS-8 ELCL conducted same day testing on all venous blood specimens
standard questionnaires and modules. The pilot was designed to using a Sysmex XN-450 hematology analyzer. The ELCL is accredited
mimic an actual DHS survey and was implemented by the Uganda by the South African National Accreditation System and undergoes
Bureau of Statistics in communities outside of Kampala, Uganda. periodic testing of samples provided as part of that program. ELCL
Recruitment was also a convenience sample and blood was collected at conducted daily quality control checks using Sysmex quality control
participants’ households in conjunction with DHS survey questionnaire materials at 3 levels. To provide additional internal imprecision esti-
data. To minimize participant burden and risk, individuals were mates, a subset of venous blood specimens was randomly selected and
randomly assigned to provide either pooled or single-drop capillary tested 3 additional times by ELCL on the same day they were collected.
blood and venous blood was collected from all individuals. For external quality control, the same 3 specimens selected for repeat
Blood collection was performed by 2 phlebotomists in the testing were sent by courier to the accredited Infectious Diseases
controlled setting and 7 phlebotomists in the survey setting. In the Institute (IDI) laboratory for triplicate testing on the same day. The IDI
controlled setting, the venous blood was collected first and tested, is accredited by The College of American Pathologists’ Laboratory
followed by the single drop of capillary blood and then the pooled Accreditation Program.
capillary blood using a different finger. In the survey setting, the venous Quality control checks for the HemoCue 201þ analyzer were per-
blood was collected first and tested, followed by only 1 of the 2 types of formed prior to data collection and daily during data collection using a
capillary blood. The median time between venous and capillary blood set of 3 levels of HemoTrol controls. Phlebotomists were instructed to
collection in the controlled and survey setting was 3 and 5 min, clean the microcuvette holder daily and the optics unit of the HemoCue
respectively. Participants remained seated between measurements. In 201þ analyzer weekly. A single HemoCue 201þ analyzer was
both settings, Hb concentration was measured immediately on all assigned to each phlebotomist. To investigate whether analyzers

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S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

[19,20]. On the basis of 80% power, a P value of 0.05, and inflation of


the sample size by 1.25, the samples size was 140 participants for each
comparison, amounting to a total sample of 840 (n ¼ 280 for the
controlled setting and n ¼ 560 for the survey setting) [20].

Statistics
Stata version 17.0 was used for all statistical analyses. To mimic the
standard analysis used for DHS surveys, we adjusted Hb concentration
for altitude among children and women. In the survey setting, we used
a centroid of each cluster, and from that obtained the elevation using the
digital elevation model. In the laboratory setting, we identified the
longitude and latitude in a gazetteer on the basis of the town or village
and district where the participant resides and obtained the elevation
using the digital elevation model. An adjustment of 0.2 g/dL was
FIGURE 1. Comparisons between sample type, test method, and both in the applied to all participants (altitude ranged from 1132 to 1257 m).
controlled and survey setting. Adjustments were not made for smoking status because the quantity
was below the cutoff for adjustment with only 6 smokers. There were
performed similarly and whether there were variations between the no implausible Hb values (defined as Hb concentrations outside of
phlebotomist, we analyzed Bland–Altman bias by the instrument. 4–18 g/dL after adjusting for altitude) [21]. We removed 9 extreme
outliers defined as a 3 g/dL difference between the reference method
Sample size (Sysmex XN-450 hematology analyzer, venous) and comparators as
Because the primary aim of the study was to determine the per- these likely indicated data entry errors rather than analytic variability.
formance of the methods, the sample size estimation was based on the We tested for demographic differences in participant groups using
Bland–Altman agreement assessment [19,20]. The following pre- chi-square test. In the event of a statistically significant global differ-
defined values were derived from previous studies: 1) an expected ence, we considered an absolute residual of >3 to contribute to the
mean difference of Hb of 0.9 g/dL and 2) SD of mean difference of 0.07 significant difference.

TABLE 1
Sample size and demographic characteristics of participant groups among children and women
Controlled Survey pooled capillary Survey single-drop capillary P value
Children 6–59 mo
N
Eligible participants1 143 363 370
Consent granted 143 168 162
Sufficient volume2 142 144 139
Cold chain maintained 142 121 114
Included in analysis3 138 119 114
Male (%) 42 49 54 0.19
Age (mo, %) 0.05
6–11 94 1 3
12–23 22 19 18
24–35 20 29 29
36–47 22 24 26
48–59 27 27 24
Women 15–49 y
N
Eligible participants1 139 515 467
Consent granted 139 216 204
Sufficient volume2 138 187 199
Cold chain maintained 138 142 147
Included in analysis3 135 142 147
Age (y, %) 0.33
15–19 28 24 22
20–29 41 51 52
30–39 21 17 21
40–49 10 8 5
1
Excludes children and women who did not meet the eligibility requirements
2
Children: evacuated tube blood volume < 2.5 mL (n ¼ 28) and unknown blood volume (n ¼ 11); pooled capillary blood < 250 μL (n ¼ 4), >500 μL (n ¼ 1),
and unknown blood volume (n ¼ 7); women: evacuated tube blood volume < 2.5 mL (n ¼ 2) and unknown blood volume (n ¼ 11); pooled capillary blood < 250
μL (n ¼ 2), >500 μL (n ¼ 13), and unknown blood volume (n ¼ 7); note can have insufficient blood volume and/or unknown blood volume for both evacuated
tube and microtainer.
3
Outliers removed if there was 3 g/dL difference between the reference method (Sysmex XN-450 hematology analyzer, venous) and comparators. Total of 9
outliers removed.
4
Residual >3.

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S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

For each individual, we assessed the agreement between paired Hb dL). Statistical significance was defined as P < 0.05 before applying
concentration of the reference method (Sysmex XN-450 hematology the Bonferroni corrections to correct for multiple comparisons (P ¼
analyzer, venous blood) against blood type measured on a HemoCue 0.05  k, where k equals the number of comparisons).
201þ analyzer (venous, pooled capillary, and single-drop capillary To show the deviation from perfect agreement between paired
blood) (Figure 1). We also assessed the agreement using the HemoCue measurements, we calculated Lin’s concordance correlation co-
201þ analyzer with venous against either pooled or single-drop efficients and visually examined Lin's concordance correlation plots
capillary blood; for these comparisons, we refer to the HemoCue [23]. We also performed a Deming regression to assess bias.
201þ analyzer as the field method (Figure 1). These comparisons allow
for the evaluation of differences attributable to analyzer and attributable Ethics
to blood source. This study was approved by the ICF Institutional Review Board, the
We generated Bland–Altman plots to assess whether there was Research and Ethics Committee, School of Health Sciences, Makerere
agreement between paired measurement and whether there was any University (MAKSHSREC-2021-106), and the Uganda National
concentration-dependent bias. An acceptable limit of agreement (LOA) Council for Science and Technology (HS1529ES). This study was
was defined as 95% of the data points lying within 1.96 SD [22]. We registered at www.clinicaltrials.gov (NCT05059457). Informed con-
calculated the average mean difference [average(reference methodobs  sent was provided prior to study participation.
comparatorobs)]. We also took the absolute values of the difference and
calculated the average mean difference {average[abs(reference meth- Results
odobs  comparatorobs)]} to assess variations from 0 in either direction.
The same approach was used for the field method. Quality control
We used a paired t-test to test differences in means for each blood All daily internal Sysmex XN-450 quality control checks performed
source measured on the HemoCue 201þ analyzer compared against the at ECLC were found to be within range [mean (SD) g/dL: 6.1 (0.1),
reference method and capillary blood sources measured on the 12.2 (0.1), 16.4 (0.1) and CV (N ¼ 21): 2.09%, 1.52%, and 1.49% for
HemoCue 201þ analyzer compared with the field method, and a the low, medium, and high controls, respectively]. In the subsets of
McNemar’s chi-square statistics test to compare anemia prevalence venous blood selected at random for repeat testing, intralaboratory CVs
estimates. We calculated receiving operating curve area, sensitivity, calculated across the 3 replicate measures for a single sample ranged
specificity, and percentage correct on the basis of any anemia. Anemia from 0.00% to 1.35% [mean (SD) g/dL: 12.6 (1.4) and average CV:
for children was defined as Hb < 11 g/dL and for women as Hb < 12 g/ 0.51%]. For Sysmex XN-450 external quality control, a total of 84

FIGURE 2. Bland–Altman plots, hemoglobin g/dL: Sysmex XN-450 hematology analyzer compared with HemoCue 201þ analyzer by blood source in the
controlled setting.1
1
Bland–Altman plots of difference in hemoglobin concentration between (A) venous (HemoCue 201þ)-venous (Sysmex XN-450) in children, (B) pooled
capillary (HemoCue 201þ)-venous (Sysmex XN-450) in children, (C) single-drop capillary (HemoCue 201þ)-venous (Sysmex XN-450) in children, (D)
venous (HemoCue 201þ)-venous (Sysmex XN-450) in women, (E) pooled drop capillary (HemoCue 201þ)-venous (Sysmex XN-450) in women, and (F)
single-drop capillary (HemoCue 201þ)-venous (Sysmex XN-450) in women. Y axes: difference between paired measurements; X axes: average of the mea-
surements. The horizontal lines represent 95% confidence intervals around the mean difference between the hemoglobin concentration comparisons. Average
difference (SD) presented in bottom right of each plot. N ¼ 138 children and N ¼ 135 women.

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S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

samples were tested at IDI. This resulted in similar mean and SDs for more children aged 6–11 mo in the controlled setting than those in the
the Hb concentration, and the low interlaboratory CVs indicated good survey setting (Table 1).
reproducibility [mean (SD) g/dL and average CV: 12.8 (1.4) and 0.45%
at IDI compared with 12.8 (1.4) and 0.78% at ELCL]. The mean Comparison of reference method to HemoCue 201þ
agreement between the results from ELCL and IDI was 99.48% (SD:
analyzer by blood source
0.44%). All external quality control check sample results from ELCL
were within 4% of the IDI value. Bland–Altman plots
Daily quality control checks for the HemoCue 201þ analyzer Mean differences between each blood source measured on the
showed that 1 out of 148 quality control tests was outside the stated HemoCue 201þ analyzer and the reference method (Sysmex XN-450
range of the control materials and for the 1 out of range value on hematology analyzer, venous) were plotted against the average be-
subsequent days, values were all in range [mean (SD): 8.0 (0.2), 11.9 tween the 2 measurements in a Bland–Altman plot depicted in
(0.2), 15.9 (0.3) and CV percentages: 1.19%, 1.72%, and 2.10%, or- Figures 2–4. In these plots, the average bias and LOA was used to
dered from lowest to highest level). However, Bland–Altman plots of evaluate the agreement between different blood sources in the Hemo-
results from a single phlebotomist using a single analyzer showed no Cue 201þ analyzer compared with the reference method. The
differences in Hb bias between instruments (Supplemental Table 1). consistent distribution of differences (Y axis values) across the range of
Given that a HemoCue 201þ analyzer was assigned to each phlebot- Hb concentration (X axis) indicated that the bias was not concentration
omist, these results also indicate that the analyzers performed similarly. dependent for any comparators.
The average mean difference between Hb measured using a
Participant characteristics HemoCue 201þ analyzer against the reference method was lowest for
Matched venous Hb concentration on the Sysmex XN-450 hema- venous blood (0.1 to 0.16 g/dL), followed by single-drop capillary
tology analyzer and from the different blood sources on the HemoCue blood (0.21 to 0.34 g/dL), and pooled capillary blood (0.25–0.48 g/
201þ analyzer was available for 371 children aged 6–59 mo and 424 dL); this indicated a bias in both directions depending on the participant
women aged 15–49 y (Table 1 and Supplemental Figure 1). There were group for venous blood and single-drop capillary blood, and a positive
fewer younger children than older children in the study sample. The bias for pooled capillary blood measured on the HemoCue 201þ
demographic information did not differ between the subsets of par- analyzer (Figures 2–4). In contrast, when taking the absolute value of
ticipants who contributed to the study groups, except that there were the differences and then examining the average mean difference, the

FIGURE 3. Bland–Altman plots, hemoglobin g/dL: Sysmex XN-450 hematology analyzer compared with HemoCue 201þ analyzer by blood source in the
pooled capillary survey setting.1
1
Bland–Altman plots of difference in hemoglobin concentration between (A) venous (HemoCue 201þ)-venous (Sysmex XN-450) in children, (B) pooled
capillary (HemoCue 201þ)-venous (Sysmex XN-450) in children, (C) venous (HemoCue 201þ)-venous (Sysmex XN-450) in women, and (D) pooled drop
capillary (HemoCue 201þ)-venous (Sysmex XN-450) in women. Y axes: difference between paired measurements; X axes: average of the measurements. The
horizontal lines represent 95% confidence intervals around the mean difference between the hemoglobin concentration comparisons. Average difference (SD)
presented in bottom right of each plot. N ¼ 119 children and N ¼ 142 women.

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FIGURE 4. Bland–Altman plots, hemoglobin g/dL: Sysmex XN-450 hematology analyzer compared with HemoCue 201þ analyzer by blood source in the
single-drop survey setting.1
1
Bland–Altman plots of difference in hemoglobin concentration between (A) venous (HemoCue 201þ)-venous (Sysmex XN-450) in children, (B) single-drop
capillary (HemoCue 201þ)-venous (Sysmex XN-450) in children, (C) venous (HemoCue 201þ)-venous (Sysmex XN-450) in women, and (D) single-drop
capillary (HemoCue 201þ)-venous (Sysmex XN-450) in women. Y axes: difference between paired measurements; X axes: average of the measurements.
The horizontal lines represent 95% confidence intervals around the mean difference between the hemoglobin concentration comparisons. Average difference
(SD) presented in bottom right of each plot. N ¼ 114 children and N ¼ 147 women.

largest was for single-drop capillary (0.54–0.69), followed by pooled anemia estimates when using pooled capillary blood were statistically
capillary blood (0.43–0.52), and the lowest for venous blood significantly lower than those in the reference method among children
(0.20–0.29). in the survey setting and among women in the controlled setting. There
The variation was higher in capillary blood than in venous blood. were no other statistically significant differences between prevalence
For single-drop capillary blood, the SD of the mean difference ranged estimates comparing the different blood techniques to the reference
from 0.57 to 0.87 g/dL and the SD of the absolute mean difference method. Classification bias for anemia is provided in Supplemental
ranged from 0.42 to 0.58 g/dL. For pooled capillary blood, the SD of Tables 2–6.
the mean difference ranged from 0.50 to 0.58 and the absolute mean
difference ranged from 0.39 to 0.48 g/dL. For venous blood, the SD of Lin’s concordance correlation
the mean difference ranged from 0.29 to 0.50 g/dL and the SD of the Lin’s concordance correlation plots measured on the HemoCue
absolute mean difference ranged from 0.21 to 0.44 g/dL. 201þ analyzer using venous, pooled capillary, and single-drop capil-
The LOA range was the lowest for venous blood (1.1–1.96 g/dL), lary blood compared with the reference method are provided in Table 3
followed by pooled capillary blood (1.45–2.27 g/dL), and the highest and Supplemental Figures 2–4. The coefficients of agreement were the
for single-drop capillary (2.23–3.41 g/dL). The LOA 95% confidence strongest for venous blood (0.89–0.97), followed by pooled capillary
interval of the Bland–Altman plot encompassed all but 3.4%–6.7% of blood (0.81–0.91), and single-drop capillary blood (0.76–0.88)
the observations across settings and participant groups. (Table 3). The Deming regression analysis is provided in Supplemental
Table 7.
Mean Hb and anemia differences
Mean Hb differences were 0.5 g/dL between the reference method Comparison of field method by blood source
and all comparisons (Table 2). A paired t-test showed a small statisti-
cally significant mean difference between the reference method and Bland–Altman plots
both sources of capillary blood measured with the HemoCue 201þ Bland–Altman plots comparing blood source measured on the
analyzer, whereas venous blood was statistically significantly different HemoCue 201þ analyzer are provided in Figures 5 and 6. The bias was
for half of the comparisons. not concentration dependent for any comparators. The average mean
A comparison of any anemia prevalence estimates between the difference ranged from 0.25 to 0.31 g/dL for pooled capillary
reference method and each blood source is provided in Table 2. The compared with venous blood, 0.17–0.29 g/dL for single-drop capillary

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TABLE 2
Hemoglobin concentration and anemia prevalence of participant groups among children and women1
Venous Sysmex XN-450 Venous HemoCue 201þ Pooled capillary HemoCue 201þ Single drop capillary HemoCue 201þ
Controlled setting: Children 6–59 mo, n ¼ 138
Hb mean (SE) 11.2 (1.2)a,b 11.2 (1.2)c,d 11.5 (1.2)a,c,e 11.0 (1.4)b,d,e
Hb median 11.4 11.3 11.6 11.1
Hb minimum, maximum 7.7, 14.1 7.4, 14.1 7.8, 15.1 7.3, 14.5
Hb < 11.0 g/dL (CI) 39.9 (21.6, 48.5) 40.6 (32.3, 49.3)a 31.9 (24.2, 40.4)a,b 45.7 (37.2, 54.3)b
Survey setting pooled capillary group: children 6–59 mo, n ¼ 119
Hb mean (SE) 11.2 (1.0)a,b 11.3 (1.1)a,c 11.6 (1.1)b,c —
Hb median 11.4 11.4 11.7 —
Hb minimum, maximum 7.8, 13.6 7.5, 13.7 7.4, 14.3 —
Hb < 11.0 g/dL (CI) 35.3 (26.8, 44.6)a 31.9 (23.7, 41.1)b 21.8 (14.8, 30.4)a,b —
Survey setting single-drop capillary group: children 6–59 mo, n ¼ 114
Hb mean (SE) 10.9 (1.4)a 11.0 (1.4)b — 11.2 (1.5)a,b
Hb median 11.2 11.2 — 11.5
Hb minimum, maximum 6.4, 13.4 6.3, 13.6 — 6.2, 13.9
Hb < 11.0 g/dL (CI) 41.2 (32.1, 50.8) 40.4 (31.3, 49.4) — 35.1 (26.4, 44.6)
Controlled setting: women 15–49 y, n ¼ 135
Hb mean (SE) 12.8 (1.1)a,b,c 13.0 (1.1)a,d 13.3 (1.1)b,d 13.1 (1.3)c
Hb median 12.9 13.0 13.3 13.2
Hb minimum, maximum 7.5, 15.5 7.5, 15.6 7.4, 16.0 7.3, 16.2
Hb < 12.0 g/dL (CI) 18.5 (12.4, 26.1)a 13.3 (8.1, 20.3) 8.9 (4.7, 15.0)a,b 17.8 (11.7, 25.3)b
Survey setting pooled capillary group: women 15–49 y, n ¼ 142
Hb mean (SE) 12.6 (1.3)a 12.7 (1.3)b 12.9 (1.4)a,b —
Hb median 12.7 12.8 13.0 —
Hb minimum, maximum 8.2, 15.6 8.1, 15.8 7.4, 16.3 —
Hb < 12.0 g/dL (CI) 23.9 (17.2, 31.8) 23.2 (16.6, 31.1) 19.7 (13.5, 27.2) —
Survey setting single-drop capillary group: women 15–49 y, n ¼ 147
Hb mean (SE) 12.8 (1.3)a,b 12.9 (1.3)a,c — 13.2 (1.4)b,c
Hb median 13.0 13.0 — 13.3
Hb minimum, maximum 8.0, 15.4 7.8, 15.6 — 7.6, 16.5
Hb < 12.0 g/dL (CI) 20.4 (14.2, 27.8) 19.7 (13.6, 27.1) — 15.0 (9.6, 21.8)

Abbreviation: CI, confidence interval.


1
The statistical significance of each participant group was compared with each other. A common lowercase letter indicates result pairs with a significant
difference, P < 0.05 (adjusted using Bonferroni correction).

compared with venous blood, and 0.15 and 0.46 for pooled capillary venous compared with pooled capillary blood in most comparisons.
compared with single-drop capillary blood. The average mean difference The LOA range for pooled capillary compared with venous blood was
based on absolute values ranged from 0.38 to 0.48 for venous compared lower for most groups (1.61–2.43) than single-drop capillary compared
with pooled capillary blood, from 0.43 to 0.67 for venous compared with with venous blood (2.08–3.29), or pooled capillary compared with
single-drop capillary blood, and was 0.72 and 0.60 for single-drop single-drop capillary blood (2.94–3.33). For capillary blood compared
capillary compared with pooled capillary blood. with venous blood, the percentage of data outside of the LOA 95%
The SD of the mean difference (range: 0.41–0.62 g/dL) and the confidence interval of the Bland–Altman plot ranged from 2.96% to
absolute mean difference (range: 0.33–0.47 g/dL) was lowest for 6.34% across settings and participant groups. For pooled capillary

TABLE 3
Lin's concordance correlation coefficients between participant groups among children and women.
Venous Sysmex XN-450 Venous HemoCue 201þ Single-drop
capillary HemoCue 201þ
Venous Pooled capillary Single-drop Pooled Single-drop Pooled
HemoCue 201þ HemoCue 201þ capillary capillary capillary capillary
HemoCue 201þ HemoCue 201þ HemoCue 201þ HemoCue 201þ
Children 6–59 mo
Controlled setting: n ¼ 138 0.93 (0.01) 0.87 (0.02) 0.76 (0.03) 0.92 (0.01) 0.78 (0.03) 0.75 (0.04)
Survey setting pooled capillary 0.91 (0.02) 0.81 (0.03) — 0.81 (0.03) — —
group: n ¼ 119
Survey setting single-drop capillary 0.96 (0.01) — 0.88 (0.02) — 0.92 (0.01) —
group: n ¼ 114
Women 15–49 y
Controlled setting: n ¼ 135 0.89 (0.02) 0.82 (0.03) 0.76 (0.04) 0.90 (0.02) 0.81 (0.03) 0.81 (0.03)
Survey setting pooled capillary 0.97 (<0.01) 0.91 (0.01) — 0.93 (0.01) — —
group: n ¼ 142
Survey setting single-drop capillary 0.96 (0.01) — 0.88 (0.02) — 0.90 (0.02) —
group: n ¼ 147

7
S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

FIGURE 5. Bland–Altman plots, hemoglobin g/dL: HemoCue 201þ by blood source in the controlled setting.1
1
Bland–Altman plots of difference in hemoglobin concentration between (A) pooled capillary (HemoCue 201þ)-venous (HemoCue 201þ) in children, (B)
single-drop capillary (HemoCue 201þ)-venous (HemoCue 201þ) in children, (C) pooled capillary (HemoCue 201þ)-single-drop capillary (HemoCue 201þ) in
children (2 outliers not shown), (D) pooled capillary (HemoCue 201þ)-venous (HemoCue 201þ) in women, (E) single-drop capillary (HemoCue 201þ)-venous
(HemoCue 201þ) in women, and (F) pooled capillary (HemoCue 201þ)-single-drop capillary (HemoCue 201þ) in women. Y axes: difference between paired
measurements; X axes: average of the measurements. The horizontal lines represent 95% confidence intervals around the mean difference between the he-
moglobin concentration comparisons. Average difference (SD) presented in bottom right of each plot. N ¼ 138 children and N ¼ 135 women. Note that pooled
refers to pooled capillary blood and single drop refers to single-drop capillary blood. Note: target on the Y and X axes refers to either the field method (venous
blood) or single-drop capillary blood and the comparator refers to pooled capillary or single-drop capillary blood as specified in each plot.

compared with single-drop capillary blood, the percentage of data Discussion


outside of the LOA 95% confidence interval of the Bland–Altman plot
was 3.6% and 3.7%. We compared Hb results from 3 blood sources tested with the
HemoCue 201þ analyzer to a reference method, venous blood tested
Mean Hb and anemia differences using a Sysmex XN-450 hematology analyzer. Venous blood showed
Mean Hb differences were 0.3 g/dL or less between venous and the lowest bias, least variability, and highest concordance compared
pooled or single-drop capillary blood for all comparisons measured on with the reference method, and pooled capillary blood performed
the HemoCue 201þ analyzer, and this was statistically significant for marginally better than single-drop capillary blood. Results were similar
nearly all comparisons (Table 2). The mean difference for pooled comparing Hb results between blood sources using the field method,
capillary and single-drop capillary blood was 0.5 g/dL for children and HemoCue 201þ analyzer, to isolate the effects of the analyzer type
0.2 g/dL and was statistically significant. from blood source. In our study, it appears that the error was random for
Any anemia was statistically significantly different between pooled single-drop capillary blood whereas for pooled capillary blood, the
capillary compared with venous and single-drop capillary blood for random error appeared to be smaller but biased in the positive di-
children and between pooled capillary and single-drop capillary blood rections. Whether this would be robust in other settings requires further
for women (Table 2). Classification bias for anemia is provided in exploration.
Supplemental Tables 2–6. The Bland–Altman LOA was selected as the primary outcome of
our study for evaluating differences attributable to blood sources.
Lin’s concordance correlation Although an acceptable LOA Hb range has not been established for
Lin’s concordance correlation plots are provided in Table 3 and population surveys, LOA Hb ranges from a laboratory quality assur-
Supplemental Figures 5 and 6. The coefficients of agreement between ance program were consistent with our findings for venous and pooled
venous with pooled and with single-drop capillary blood were similar capillary blood and narrower to what we observed for single-drop
(0.81–0.93 and 0.78–0.92, respectively) (Table 3); comparisons be- capillary blood. In studies similar to ours, we found narrower and
tween single-drop and pooled capillary blood were 0.75 and 0.81. The wider LOA Hb ranges for venous blood measured with various ana-
Deming regression analysis is provided in Supplemental Table 7. lyzers [24,25]. LOAs were narrower, similar, or wider measured on

8
S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

FIGURE 6. Bland–Altman plots, hemoglobin g/dL: HemoCue 201þ by blood source in the survey setting.1
1
Bland–Altman plots of difference in hemoglobin concentration between (A) pooled capillary (HemoCue 201þ)-venous (HemoCue 201þ) in children, (B)
single-drop capillary (HemoCue 201þ)-venous (HemoCue 201þ) in children, (C) pooled capillary (HemoCue 201þ) -venous (HemoCue 201þ) in women, and
(D) single-drop capillary (HemoCue 201þ)-venous (HemoCue 201þ) in women. Y axes: difference between paired measurements; X axes: average of the
measurements. The horizontal lines represent 95% confidence intervals around the mean difference between the hemoglobin concentration comparisons.
Average difference (SD) presented in bottom right of each plot. N ¼ 119 children and N ¼ 142 women for pooled capillary blood comparison and N ¼ 114
children and N ¼ 147 women for single-drop capillary comparison. Note that pooled refers to pooled capillary blood and single drop refers to single-drop
capillary blood.

pooled capillary blood [25–27] and single-drop capillary [12,13,25,28] is the target value, the average percentage difference was within the
compared with venous blood (analytical method varied). 4% variation bias for pooled and single-drop capillary blood but a
In absence of criteria for LOA, studies have defined an acceptable large percentage of individual results exceed the criteria (31.6% pooled
Hb difference as <1.0 g/dL or 7% of the target Hb mean concen- and 46.4% single-drop capillary at the 4% threshold, and 11.6%
tration [24,28,29]. For clinical laboratories, the allowable variation pooled and 22.7% single drop at the 7% threshold). In the same re-
from target values was recently revised from 7% to  4% (approx- view by Whitehead et al. [29], when comparing pooled capillary and
imately equivalent to an Hb difference of 0.5 g/dL for values within single-drop capillary blood at the aggregate level, all comparisons were
the normal range) [30]. Although this is the currently available within the 7% variation bias, but only included adults.
benchmark, it was established as a quality standard for individual Small differences in mean Hb concentration have been found to
diagnostic testing, not for accuracy of population-level estimates. In result in large differences in anemia prevalence and misclassification of
our study, all comparisons to the reference method met the criteria of the burden of anemia [12,13,24,28,31,32]. We found small but statis-
4% (on the basis of an average percent difference that approximates tically significant differences in mean Hb concentration between most
how the criteria are applied for laboratory accreditation). Similarly, a of the comparisons. This translated into statistically significantly lower
systematic review by Whitehead et al. [29] comparing venous or anemia prevalence using Hb measured in pooled capillary blood only.
single-drop capillary blood measured on a HemoCue 201þ analyzer This is likely because differences in Hb concentration tended to be
against an automated hematology found that 25 of 26 comparisons more unidirectional for pooled than single-drop capillary blood. For
were within the 7% variation bias. However, at the individual sample other comparisons, we found nonsignificant differences in anemia of
level, we found that results that exceed the criteria for the acceptable 5% or less. This study focused on Hb measurement in surveys in which
variation were higher for capillary (14.0% pooled and 23.8% single this magnitude of difference is unlikely to meaningfully impact policies
drop at the 7% threshold; 34.8% pooled and 46.3% single drop at the and programs as it might for other uses (for example, responsiveness to
4% threshold) than venous blood (4.7% and 11.9% at the 7% and an intervention).
4% thresholds, respectively). We hypothesized that pooled capillary blood may mitigate chal-
We note that these comparisons include differences due to the in- lenges seen in single-drop capillary blood collection, but in our study,
strument (analytic variation) and by sample type (preanalytic varia- pooled capillary blood performed only marginally better. Previously,
tion). If venous blood Hb measured using the HemoCue 201þ analyzer Conway et al. found that less experienced technicians had reduced

9
S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

variability using pooled compared with single-drop capillary blood, are required for laboratory-based testing. Further exploration is
and pooled capillary blood performed well in a recent study in needed to determine an effective approach to measuring Hb in pop-
Mexico [16,25]. The most effective approach to collecting pooled ulation surveys.
capillary blood has not been examined. Anecdotally, the small blood
volume in a microtainer might make it difficult to solubilize the Acknowledgments
anticoagulant, potentially leading to microclots and an inconsistent
blood-to-anticoagulant ratio (D. Killilea, personal communication). We would like to thank the phlebotomists, the Ebenezer Limited
In addition, loading the microcuvette using an intermediate surface Clinical Laboratory staff, and the Uganda Bureau of Statistics for their
(as in our study) may allow technicians to see more clearly when a contributions in collecting and testing results. We would also like to
microcuvette is properly filled than collecting directly from the thank Shonda Gaylord and Peter Aka for co-leading the biomarker
microtainer or finger (in the case of a single drop) and has performed training of trainers. We would like to dedicate this articles to the,
better for single-drop capillary blood [28]. memory of Kama Bakunda who co-led the biomarker training for this
Our findings do not align with previous observations of lower study and who made many contributions to the field throughout her
anemia prevalence in children (but not women) among surveys where career. We thank The DHS Program pilot team, Yodit Bekele, Trevor
Hb was measured in capillary instead of venous blood [6,10]. These Croft, Joy Fishel, Joanna Lowell, and Keith Purvis, for providing
previous observations might be explained by the difficulty of collecting oversight support for the pilot implementation and data processing. The
high-quality capillary samples under challenging field conditions, protocol was informed by the USAID Advancing Nutrition “Protocol
especially in children. A study in Mexico found that a single drop rather for Comparative Evaluation of Blood Sampling Methods and Analyt-
than pooled capillary or venous blood was less accurate and precise for ical Devices in the Measurement of Hemoglobin in Population Surveys
children [25]. In the present study, patterns were similar between – A Laboratory Study” developed under the guidance of the HEmo-
children and women, across settings, and between phlebotomists. This globin MEasurement (HEME) working group. Eric Ohuma contributed
may be because phlebotomists were well trained, and some had prior to the development of the statistical analysis through the USAID
experience collecting capillary blood, and although the survey setting Advancing Nutrition Project. Dean Garrett contributed to the early
was designed to mimic a DHS-like survey, implementation was rela- design of the protocol.
tively simple (for example, near capital, fewer data collectors, shorter
collection period, and exclusion of anthropometry).
A unique contribution of this study is that it mirrors a real survey
Author contributions
context because it was part of a DHS pilot. Other strengths include
comparing Hb concentration against a reference method on the same The authors’ responsibilities were as follows – SMLN designed the
individuals, and the observation of a range of Hb concentrations. research, performed the statistical analysis, drafted the manuscript, and
Limitations were high refusal rates and loss of samples because of cold was responsible for the final content. RB conducted the research and
chain issues; although the study population may not be fully repre- reviewed the manuscript. EB contributed to the design of the research,
sentative (for example, wealth, age, and health status), this likely did provided input on the statistical analysis, and contributed to the drafting
not affect the results because groups were randomly assigned. A barrier of the manuscript. All authors reviewed and approved the final
to using our and others’ validation results to inform recommendations manuscript.
is a lack of acceptability standards in population surveys. Evaluation of
the evidence should include an examination of techniques and mate- Conflict of interest
rials used to determine differences that can be attributed to blood source
from insufficient skills of the technicians or factors such as lancet type The authors report no conflicts of interest.
[33]. Respondent variables may also influence results (for example,
age, sex, and hemoglobinopathies) [11,32]; for example, a recent study Funding
suggests iron status, body composition, and inflammation may
contribute to differences [34]. Lastly, we used the HemoCue 201þ;
The study was implemented with support from the United States
there are other HemoCue models (301, 801) that may yield different
Agency for International Development (USAID) and the Bill &
results [6].
Melinda Gates Foundation through The DHS Program (#720-OAA-
Accurate, yet simple and inexpensive methods are vital to Hb
18C-00083). The views expressed are those of the authors and do not
measurement at the population level. The current procedure that
necessarily reflect the views of USAID or the United States
meets these criterion—point-of-care testing using a single drop of
Government.
capillary blood—may result in too much variation to estimate anemia.
Further research is needed to confirm this (for example, additional
testing in survey contexts), along with research on whether pooled Data availability
capillary blood is an acceptable alternative to single-drop capillary
blood. The benefit of improved quality using venous blood should be Data described in the manuscript, code book, and analytic code will
weighed against risk of Hb being excluded from surveys because of be made available upon request to the corresponding author.
increased logistics and costs. Research is also needed on unintended
consequences of switching to venous blood, such as introduction of Disclaimers
selection bias if there are large differences in refusal rates by location,
wealth, age, or health status [35]. A benefit of using venous blood is The findings and conclusions in this report are those of the authors
the ability to include more biomarkers, although extensive logistics and do not necessarily represent the official position of the United

10
S.M. Namaste et al. The American Journal of Clinical Nutrition xxx (xxxx) xxx

States Agency for International Development or reflect the views of the [17] D.W. Wu, Y.M. Li, F. Wang, How long can we store blood samples: a
Bill & Melinda Gates Foundation. systematic review and meta - analysis, EBioMedicine 24 (2017) 277–285.
[18] National Health and Nutrition Examination Survey (NHANES), MEC
Laboratory Procedures Manual, Centers for Disease Control and Prevention,
2020.
Appendix A. Supplementary data [19] M.J. Lu, W.H. Zhong, Y.X. Liu, H.Z. Miao, Y.C. Li, M.H. Ji, Sample size for
Supplementary data to this article can be found online at https://doi. assessing agreement between two methods of measurement by Bland-Altman
method, Int. J. Biostat. 12 (2) (2016).
org/10.1016/j.ajcnut.2023.12.025.
[20] USAID Advancing Nutrition, Protocol for Comparative Evaluation of Blood
Sampling Methods and Analytical Devices in the Measurement of Hemoglobin
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