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An exact knowledge of the structure, dynamics, and reactions of molecules provides the key
to understand their functions and properties. NMR spectroscopy has developed, through
the introduction of two-dimensional methods, into the most important method for the in-
vestigation of these questions in solution. A great variety of different techniques is availa-
ble. However, for their successful application not only the appropriate equipment is re-
quired, but also the right choice of experiments and optimum measurement parameters, as
well as a careful evaluation of the spectra. This contribution describes the necessary back-
ground for modern NMR spectroscopy. With the aid of the so-called product operator for-
malism it is possible to understand pulsed Fourier transform N M R spectroscopy both qual-
itatively and quantitatively. Very few, readily understandable assumptions are sufficient for
confident application of these methods. This article attempts to introduce in a simple man-
ner this formalism as well as phase cycles necessary for the understanding of pulse se-
quences, and to train the reader through the discussion of several 2D NMR techniques. An
overview of the most important techniques is given in the second part of this article.
490 0 VCH Verlagsgesellschaft mbH. 0-6940 Weinheim, 1988 0570-0833/88/0404-0490 $ 02.50/0 Angew. Chem. Inf. Ed. Engl. 27 (1988) 490-536
nantly to investigate nuclei with spin 1 / 2 , which have no so-called flip angle, depending on the duration of the B , field (the
quadrupole moment and hence give rise to sharp spectral pulse length). Therefore pulses are often characterized by their flip
lines. The nuclei of greatest interest for organic chemistry angle, rather than by their field strength and duration.
and biochemistry, H, C, N, and P, all have isotopes with
spin 1/2, though for C and N the natural abundance of Pulses may be described as rotations by a certain angle
these isotopes is very small. The proton, the most abun- (flip angle) about a certain axis in the x,y plane (phase).
dant nucleus in organic compounds, has (with the excep- For example, application of a short radio frequency pulse
tion of tritium) the largest nuclear magnetic moment and generally labeled /?, will rotate the magnetization about the
hence is the simplest nucleus for investigation. However, y axis by a n angle p from the z axis [Eq. ( 3 ) and Fig. l].[*]
the N M R spectroscopy of the more “exotic” nuclei, which
are of greater significance in organometallic and inorganic
chemistry, has also become increasingly important.
M, -
01
M, C O f~i t + M y sin flt (4)
I I j positive
: single-quantum coherence (SQC)
i
.’\ : negative
b oz -olio1 8
-o* i single-quantum coherence ( - SQC)
Fig. 2. Evolution of the chemical shift during time 1. A view onto the x.y
plane in the rotating frame is shown.
Iy - ntr,
Iycos R t - I, sin R t (9)
p, which is essential for describing phase cycles (see Sec-
tion 2.2.3). Although in general many of the possible co-
herences occur under the influence of pulses in a pulse se-
quence, only a few are associated with observable magneti-
zations, namely those for which Am,= k 1 (the selection
rule for N M R spectroscopy). Of these so-called single-
quantum coherences only a few are detectable under weak
The detection of x magnetization means that the signal
coupling conditions, those in which the state of exactly
is built u p (in Eq. (9), for instance) by the coefficient
one spin is changed, i.e., product operators with only one
-sin Q t of I,. Fourier transformation yields a single line at
transverse operator.
f Q .Quadrature detection, which is now available on all
Finally, a technical remark: The induced signal in 1D
spectrometers, allows the selection of only one frequency,
N M R experiments is not registered in a continuous man-
+ Q o r -Q.
ner. The signal picked up by the receiver coil is sampled in
Quadrature detection means, as we have seen earlier, the addi-
discrete time intervals At (“horizontal” time digitization)
tion of the measured x components of the magnetization to i times and then digitized “vertically” by an analog-to-digital con-
the corresponding y components (K,+iK,). This yields the com- verter. An F I D is obtained consisting of N points, where
plex signal eio‘. This corresponds to the detection of I - according N . At yields the acquisition time. The horizontal digitiza-
to the conventions and transformations (1 1)-( 13). tion is possible according to the sampling theorem [68-733
Preparation
90;
Detection
tz
~
-- Fourier
transformation 0 Spectrum
“c I I -
4 h
since the spectral width, i.e., the range of possible frequen- a 90; pulse, transverse magnetization I, (single-quantum
cies, is limited due to the nature of the sample and to ana- coherence) is generated from the equilibrium magnetiza-
log filtering. Discrete sampling is essential for 2 D N M R tion. During the evolution time t l , I , evolves with its char-
spectroscopy, since it enables the definition of a second acteristic frequency [Eq. (14)]. Through the mixing se-
time scale in digital form (see Section 2.2).
The pulse sequence of a 2 D NMR experiment may be quence consisting of 90” pulses in ‘H and I3C, the proton
divided in general into the following blocks:‘21 coherence is transferred to I3C coherence (i.e., I, trans-
preparation-evolution(f,)-rnixingdetection(f2). forms into &). The I , term is not considered further, since,
as we shall see in Section 2.2.1, it is not relevant for this
The detection period corresponds exactly to the one for 1 D experiment. The mechanism of the coherence transfer is li-
NMR spectroscopy (Section 2.1). The time t2 provides, kewise not discussed further at this point. S, evolves dur-
after Fourier transformation, the w2 frequency axis of a 2 D ing t2 with its characteristic frequency [Eq. (15)]. The state
NMR spectrum. The trick of 2 D NMR spectroscopy is that of the spin system after a time t2 is given by Equation (16).
a second time variable, the evolution time tl, is introduced.
The evolution time t l is made stepwise longer, i.e., incre-
mented, in analogy to the detection time tl. For each t l
increment a separate F I D is detected in t2. Thus a signal
is obtained which is a function of two time variables, cos n,t, (S, cos n$, + S, sin Rst,) (16)
t l and t 2 : S ( t l , t 2 ) .A series of w2 spectra is then obtained
upon Fourier transformation of each of the FIDs. They Thus the coefficients of the S operator describing the time
differ from one another in the intensities and/or phases of evolution in t , and t 2 contain not only its own characteris-
the individual signals, according to the different t i incre- tic frequencies Q,, but also the I-spin frequency Q,. This is
ments. A second Fourier transformation over t , , “perpen- sometimes referred to as “labeling.” S,, is labeled during t l
dicular” to the w2 dimension, results in a spectrum as a with the I frequency. Quadrature detection converts the
function of two frequencies (w2 horizontal, w i vertical). operator combination of Equation (16) into a complex sig-
The principles of 2 D N M R spectroscopy are demon-
strated in Figure 5 with a n example of proton-carbon
chemical shift correlation (H,C-COSU). First, a transverse
proton magnetization (coherence) is generated, which is
subsequently transferred to carbon during the mixing pe- nal [Eq. (17)]. Fourier transformation along tI and t2 results
riod by means of ‘ H and I3C90” pulses. The exact mecha- in the frequencies, namely, +Q, in o1and Q, in w2. A
nism of this transfer will be discussed in Section 2.2.1. Fi- spectrum like the one shown schematically in Figure 6 is
nally, the carbon magnetization is detected. obtained. A line in position (Q,, Q,) in the 2 D N M R spec-
Let us consider this experiment again in greater detail trum will appear when the signal is modulated in t , by the
using the pulse sequence of Figure 5 with product opera- frequency Q, and in t2 by the frequency as.
tors.“’ After the preparation, which in this case consists of The 2 D N M R spectrum is thus a representation of the
[*] Originally I and S were identified with “insensitive” and “sensitive,” re- transfer processes of coherences, whereby peaks arise at
spectively. Nevertheless we use here I for the proton, although it is mag-
netically the more sensitive nucleus, and S for the heterospin, to corre-
the characteristic frequencies of the interconnected coher-
spond to conventional use. ences. The intensity of the signals is determined by the ef-
- “2
spectrum. The spectra on the margins represent projections along the axes. Scalar coupling underlies most of the 2 D N M R experi-
I n o2the Redfield technique (see Fig. 3) was used.
ments. It also leads to the failure of the vector description
of N M R experiments. Because of the fundamental role of
ficiency of the mixing process. The transferability of co- scalar coupling in 2 D N M R spectroscopy we shall discuss
herences depends, o n the one hand, on the properties of it first.
the spin system: on structural, dynamic, and chemical mo-
lecular properties which reflect the behavior of the magne- Scalar Coupling in the Product Operator Formalism
tically active nuclei. O n the other hand, it is determined by Scalar coupling is the interaction between two spins,
the mixing sequence of the particular 2 D N M R experi- which occurs predominantly through bonds (indirect cou-
ment. The multitude of 2 D N M R experiments relates di- pling) and only occasionally “through space.”[“81 It leads
rectly to these various transfer processes. to splitting of the resonances in the N M R spectrum (multi-
In high-resolution N M R spectroscopy there are essen- plet structure). In terms of the product operator formalism,
tially two spin-spin interactions which can be used to ef- spin-spin coupling between two nuclei 1 and 2 may be de-
fect coherence transfer: one is the through-bond scalar scribed according to (1 8)-(21). The resulting expressions
spin-spin coupling ( J coupling), well known in 1 D N M R
spectroscopy since it gives rise to the observed multiplet
splitting. It is effective only between spins which are sepa- IIXI
rated by few bonds in the molecule. Therefore it is particu-
larly useful for the elucidation of connectivities, i.e.,
bonds, between atoms, and serves for the investigation of
the constitution of organic compounds, as well as for spec-
(201
tral assignments. The magnitude of the scalar coupling is a
sensitive measure of the torsion angle about single and
double bonds, and hence provides important information (21)
about spatial structure ( c o n f ~ r m a i i o n ) . [ ~ ~ - ~ ~ ]
The other interaction is the dipolar coupling of two are quite similar to those obtained for the evolution of
spins, which operates through space. It is responsible for chemical shifts. However, here for the first time products
the dominating mechanism of relaxation in s o l ~ t i o n , [ ~ ~ - ~of~ two ~ operators are obtained, to which this formalism
but is only indirectly apparent in the 1D N M R spectrum as owes its name. We turn back for a moment to the vector
line broadening. Dipolar coupling generates also the mu- description in order to clarify the above equations. Cou-
tual relaxation between spatially neighboring nuclei, the pling between spin 1 and spin 2 is shown in the vector pic-
so-called cross relaxation. The intramolecular cross relaxa- ture as two vectors for spin 1, precessing at different angu-
tion gives rise to the nuclear Overhauser enhancement lar velocities corresponding to either the a state o r the
(NOE) effect, i.e., to a variation in the intensity of a signal state of spin 2 (Fig. 7). The x magnetization of spin 1 is
as a result of a disturbance in the populations of another
n~cleus.[~’-”~ The NOE effect depends on the distance be-
tween the cross-relaxing nuclei, and hence allows the de-
termination of intramolecular interatomic distance^.'^^-^^^
NOE values therefore provide the most important parame-
ter for the determination of three-dimensional structures. Y
The quantitative measurement of distances for larger mole-
cules became only p r a ~ t i c a b l e [ ~ ~through
- ’ ~ ’ ~ 2 D NMR
s p e c t r o s c ~ p y NOE
. ~ ~ ~effects
~~~~ and J couplings are com-
plementary to each other in their structural information
content.
A third mechanism for coherence transfer is provided by Fig. I . Evolution of scalar coupling during time 1. starting from x magnetiza-
exchange processes, such as chemical reactions.[10z~’031 In tion. The resulting anti-phase magnetization is shown in red, the remaining
in-phase magnetization in green.
contrast to the other processes mentioned above, this co-
herence transfer does not involve multispin systems. The
fact that a nucleus may have different chemical shifts when apparently modulated by c o s z J t , as is also shown in the
it is in molecule A o r B is sufficient to observe so-called first part of Equation (18). In addition there is a magneti-
exchange spectra. This was applied very early in kinetic zation along the y axis (red), which is described by
studies.[“’2-’’S1The introduction of 2 D exchange N M R Zl,,(ZT - I $ ) (the y magnetization of spin 1 points to + y for
1251
11, -
Fig. 8 Schematic in-phase double doublet (line spectrum)
(i.e., only the transverse operator 11,evolves [cf. Eq. (IS)]).
Under 1,2 coupling, however, 2 11, IZZevolves according to
Equation (26).
ble doublet at chemical shift Q,. This results from Equa-
tion (31). We make use of the fact that only 11,and I,, are
(261
llx Ilxcos n1tcos nJ,,t cos nJ13t + Ilysin R,t cos nJlzt cos nJ,,t + ... (31I
cosnJi$.cosxilI,f u- + J l p *--JI3-
I,,
Fig. 12. Construction of a double doublet with antiphase structure with re-
spect to JI2and in-phase structure with respect to J,,.
sin (33)
90" 90" t,
(PI)
plings to nuclei that are not responsible for the transfer
2
enter as cosine factors. Here only one such coupling, to
-!. nucleus 3 , was considered. The polarization transfer takes
place through the 90; pulse, resulting in (36). This evolves
into observable magnetization according to Equations (1 8)
and ( 2 0 ) . The overall amplitude of the signal, the so-called
Historically 2 D COSY was the first 2 D N M R experi-
transfer function, is given by (37).
ment,"] and it remains the most important one. It relates to
the earlier mentioned coherence transfer. We have seen
that coupling is associated with antiphase terms such as
2ZlJk sin n1flsin nJI2tl cos nJ13fl (36)
2 I , , Izz, which can lead to observable magnetization. When
a 90; pulse is applied to an operator 21,,12, the latter
transforms into -2Z1,12, [cf. also Eq. (22)]. That means sin nltl sin nJ12t,cos nJ& sin n2tzsin nJ12t2cos nJz,tz (37)
that spin 1, which was transverse before the pulse, be-
comes longitudinal, and the longitudinal spin 2 becomes
Construction of 2 0 Multiplets
transverse. Thus the coherence of spin 1 ( 2 1 , x I , z evolves
We have discussed the construction scheme for 1D
with the chemical shift of nucleus 1) has been transferred
N M R spectra from their time-domain signals, and now ap-
into the coherence of spin 2 . The COSY experiment is
ply it to the construction of a 2D NMR spectrum. From
based on this coherence transfer.
the multiplets shown in Figure 14 in w i and w 2 the 2 D
Let us examine again a three-spin system with spins 1 , 2 ,
NMR spectrum is constructed by placing peaks at the in-
and 3. The first 90; pulse generates from the equilibrium
tersection points of the lines. The intensity is obtained
magnetization a transverse magnetization I , , 12x &. In + + from the product of the intensities of the crossing lines.
the following discussions we shall not evaluate all the
The phases in w , and w , are identical with those of the
corresponding "1 D N M R spectra" discussed above.
[*] The "staffs" given under the actual pulse sequences show the corre-
sponding coherence-transfer pathway. They will be explained separately
So far we have only dealt with a single cross peak, that
later in the text. for spins 1 and 2. The others are obtained similarly, e.g.,
00 00
0 0 00
+-+-
Fig. 14. Construction of a 2 D multiplet
from the corresponding 1D NMR spectra.
The signals in the 2 0 NMR spectrum
(right) arise at the crossing points of the
ID NMR spectra (left). Their intensities
result from the product of the intensities of
R2J237 the I D NMR spectra.
that between 2 and 3 by starting with ZZx after the 90" pulse ignored. In the COSY experiment, so-called axial peaks
and detecting 13x. occur as artifacts. They arise when an I , term at the end of
We now summarize again the formation of cross signals. t l is converted by the 90" pulse into a transverse operator
During t , , coherences evolve under the chemical shift of I , observable in t2. Since it is not modulated in 1 , it gives
spin 1 ; during t 2 , under the chemical shift of spin 2. For a rise to a signal at SZ, = O (axial peak). The spectroscopist
coherence transfer with a 90; pulse a term 2Zl,Z2z is re- has, nevertheless, a powerful tool to suppress artifacts:
quired, which is converted into -2ZlzZ2x; i.e., antiphase phase cycling. Before we elaborate further on this, we wish
magnetization exists before and after the coherence trans- to describe the second important process for magnetization
fer, caused by the J , 2 coupling. The J , 2 coupling is referred transfer between two spins, the dipolar coupling.
to as active coupling. Couplings to other nuclei such as spin
3 appear in-phase and are termed passive. They d o not par- 2.2.2. Dipolar Coupling
ticipate in the transfer.
Diagonal signals (e.g., w , = w 2 =a,) are also formed in a The dipolar coupling plays an entirely different role in
COSY spectrum. For a 1,l diagonal signal the product op- high-resolution N M R spectroscopy compared to the scalar
erator must have one transverse operator for spin 1 before coupling. In 1 D N M R spectroscopy it operates only as a
the mixing, o r else no chemical shift for that spin would relaxation phenomenon and gives rise to line broadening
evolve during tl. Likewise the operator for spin 1 must re- (T2),and of course T I processes are responsible for the es-
main transverse after the mixing, in order to appear as a tablishment of the Boltzmann state after a certain time.
signal at SZ, in w2. No terms with more than one I, opera- Scalar coupling, on the other hand, leads to oscillations of
tor can exist before the mixing pulse, for they would trans- the F I D and splitting of lines in the spectrum. As ex-
form into transverse operators by the 90" pulse, and thus plained above, J coupling generates during evolution peri-
generate unobservable terms with more than one trans- ods operators which cause coherence transfer under the in-
verse operator at the beginning of t 2 . The transfer diagram fluence of pulses. Thus the scalar coupling generates a
for diagonal signals is given by (38) and the corresponding state which can then (even without the effect of coupling
transfer amplitude by (39). during the mixing) be converted by pulses into the desired
final state [Eq. (40)].
Fig. 17. Population changes due lo dipolar relaxation. Note that only devia-
tions from the Boltzmann distribution are shown schematically. a) Initial
state I,, b) after relaxation under the influence of W, alone, c) after relaxa-
tion under W, alone.
and the signs of the diagonal and cross signals are the
same. the axial signals are dependent on the phase of the second
The NOESY signal is in-phase with respect to all the pulse in the COSY experiment.
couplings (only cosine factors), and can be corrected to Therefore, the axial signals can be suppressed and the
pure absorption. We shall later discuss in greater detail the desired signals preserved by adding u p the two experi-
analysis of NOESY spectra and a few of its variants. ments: 90,%-90~-t, and 90,”-tI-90 ?,-iz. The axial sig-
We now come to discuss phase cycles, which are an im- nals are canceled, while the desired signals add up. We
portant means for the elimination of artifact (i.e., un- turn now to describe a systematic way which will lead to a
wanted) signals from spectra. For example, it is evident recipe for the construction of phase cycles.
from the NOESY sequence that also the transfer (48) be-
Coherence Order[29.301
As we have seen, pulse phases are related to rotation
about the z axis. Hence, let us consider now the behavior
of the various operators under such rotation [Eq. (5 3 )-(SS),
note the analogy with Eq. (8)-(10) with v=Qt]. It is appar-
In a phase cycle a pulse sequence is repeated, whereby ent that the operators Z, and I , d o not transform indepen-
the phases of the single pulses (transmitter) and the re- dently under rotation about the z axis, but rather as a mix-
ceiver phase are varied systematically (“cycled”), while all ture; i.e., a pure I , operator transforms into a mixture of I ,
other parameters (delays, flip angles, etc.) remain constant. and I,,. The Cartesian basis is, for reasons beyond the
All the FIDs obtained in this way for one t l increment are scope of this article, rather unsuitable for describing phase
cycles. However, there exists another basis in which opera-
[“I Here and later in the text the index i (or j) in the product denotes the tors d o transform independently. It is the basis of the one-
spins in the system which d o not appear in the equation. element operator^^'^^-'^^^ [Eq. (56) and (57)].
The Cartesian product operators are always associated Fig. 20. Coherence orders resulting from longitudinal magnetization after a @
with a set of coherence orders. Thus 11, and I , , represent pulse.
1
3
2
1
-1
-Ap=2
1
0
-1
-2
4- Ap = -1 -1
-3
A p = -4
I
a b C
Table 1. Various 2D NMR experiments with three 90" pulses [a].
Fig. 21. a) Coherence orders of a three-spin system generated by a pulse from
a single-quantum coherence (fSQC). Schematic representation of the phase Experiment A, A2 Comment Section
cycle mask (b), by which certain coherence order jumps (c) can be selected.
The mask selects all of the jumps of Ap fk N (k = 0, 1,2, ...). where the selec- COSY with MQF [b] I, A A is very small 3. I
tivity N in this example is 3 and Ap is - 1. Thus, from +SQC all of the Relayed COSY f, A Refocusing by a 180" pulse 3.1.6
generated coherence orders can pass the mask which correspond to a jump during the mixing time is
Ap of -4, - 1 , 2, or 5 (c). advantageous
NOESY I, r Transfer of dipolar coupling 2.2.2
If we now place this mask over the excitation scheme of during r
MQ spectroscopy A f, Refocusing in the middle of A 3.1.8
Figure 2 la, the number of possible coherence-transfer by a 180" pulse is advantageous
pathways is reduced dramatically (Fig. 21c). Only 5 of the
14 possible ways were selected. [a] Because there is no generally accepted preference for the meaning of de-
lays A and r, we use in this article mainly A if the delay evolves coupling, and
r if other processes such as relaxation or exchange are of importance. [b]
Setting Up Phase Cycles Multiple-quantum filter.
The selectivity N of a phase cycle for a pulse
(qVk)= k Aq5 +#(') with k = 0, 1 ...) is related to the phase in- techniques. They differ essentially in the function of the
crement A q : A q = 2 x / N . It follows that for the mask in second 90" pulse: In the Relayed COSY experiment it
Figure 21 with N = 3 the phase increment is 12Oo=2n/3. creates coherence transfer via single-quantum antiphase
Ap determines the receiver phase qdet: if the pulse phase is magnetization (2IkxZ1,+2Ik~I&~); in the NOESY experi-
increased by Aq, the receiver phase must also be increased ment it generates longitudinal z magnetization (Zx+Zz);
by - A p . A q , hereby - ( - 1).120"= 120". It relates to the while in DQF-COSY as well as in MQ experiments it pro-
periodicity of the trigonometric functions that any selected duces multiple-quantum coherence (21kx IfZ+2I k x Z,J. The
Ap can be chosen. In this way the desired coherence path- desired effect is determined by the direction of the second
way is followed exactly by the receiver. Other unwanted 90" pulse relative to the first one in the selection of anti-
pathways are turned off. Finally, the general formula (67) phase magnetization [see (68)].
is obtained for the calculation of phase cycles. Api is the
coherence-order jump which should be selected by the i-th
pulse.
-1
The determination of the receiver phase qdeiis demon-
-2 strated for the fourteenth scan, which is framed in the
Fig. 22. Coherence-transfer pathways for a phase-sensitive DQF-COSY (left) above scheme [Eq. (69)].
and a NOESY experiment (right).
9,3cf=-{(+1)*1+(+1)*3+(-3)*1)= -1 (69)
On the right-hand side of Figure 22 is shown, for com- This result corresponds to a receiver phase shift of 3,
parison, the here unwanted pathway which would lead to a due to the fourfold periodicity of phase shifting
NOESY experiment (selection of longitudinal magnetiza- ( - 1 P -90" = + 270" 3). The alternative way through
tion, which in the phase cycles behaves like a zero-quan- p = - 1 during f , can similarly be formulated.
tum coherence). This pathway is successfully suppressed Thus a phase-sensitive DQF-COSY experiment requires
by phase cycling. Sequences with the same coherence- a 32-scan phase cycle. This could lead to excessively long
transfer pathway as in NOESY, but with mixing pulses measuring times in cases where the desired resolution calls
smaller than 90°, are known as z-COSY (Section 3.1.4) and for many t , increments, or where sample concentrations
zz spectroscopy (Section 3.4.2).[1z7-1301 are high enough to permit fewer scans. A reduction of the
In the DQF-COSY example discussed above the Ap for phase cycle can be obtained as follows:
the first pulse is + 1 o r -1, for the second pulse either (a) Out of the 32 phase constellations introduced above,
+ I / - 3 or + 3 / - 1, and in the third pulse + 1 or -3. The 24 can be constructed from 8 basic phases, when at the
complete phase cycle for an experiment with L pulses con- same time all phases are rotated by 90". This rotation of
sists of N, x Nz x . . . x N L variations, where each pulse i is the phases by 90" serves to compensate for imperfect re-
varied independently of other pulses by 2n/N, steps. We ceiver phase shifts. The eight basic phases are obtained by
have seen that in addition to the desired pathways with Ap, leaving out the variation of the third pulse. This yields the
+
also pathways having Ap, k N, are selected. The greater first eight experiments shown in the scheme above.
N,, the more selective is the phase cycle. However, with the (b) Additional reduction is obtained when one realizes
increase of N, also the number of necessary accumulations that axial peaks, which are formed from z magnetization at
for each t , increment increases. Thus N, is kept as small as the end o f t , , cannot be transformed by the second pulse
possible; i.e., one must decide whether the undesired into double quanta. The double-quantum filter thus sup-
transfer pathways which pass the phase cycle really matter. presses also axial peaks. Therefore the explicit suppression
Often this decision is made unnecessary by the availability of axial peaks with the second pulse may be left out. The
of only a 90"-phase shifter; hence only N,=2,4 are availa- remaining four phases are:
ble options. If we take N , = 4 in our example, we obtain
(4,: 0 1 2 3
43=64 variations.
9,: 0 1 2 3
When phase-sensitive spectra are recorded (see Section
qs: 0 0 0 0
2.2.4) it must be noted that during t l both the positive and qde,: 0 2 0 2
the negative coherence orders (in this case, p = 1 and +
p = - 1) are necessary. Only in this way can a Fourier Experience shows, however, that pulse and phase imper-
transformation over t , lead to signals of pure phase (i.e., fections are best averaged out when large phase cycles are
either absorption or dispersion). It follows that the relative used. In order to cancel out differences in receiver chan-
phase shifts of both pulses that limit the t , period (in this nels it is useful to apply the CYCLOPS ~ e q u e n c e " ~in
"
case, with phases cp, and cpz) can only be 0 or n. Thus the both 1D and 2 D NMR spectroscopy; i.e. all the phases are
number of variations in a phase-sensitive spectrum is re- shifted by 90" increments.
duced by one-half ( = 32 for our case).
At first the phase of the first pulse (q,)is shifted in steps 2.2.4. Phase-Sensitive 2 0 NMR Spectra
of 90". The phase variation (qZ)of the second pulse fol-
lows from the rules for phase-sensitive detection. The The expression "phase-sensitive'' reception of 2 D N M R
phase cp3 for the third pulse is kept constant at first. The spectra is somewhat unfortunate, since, in fact, every ac-
the single-spin operator terms (dispersive diagonal signals) COSY experiment. They are now antiphase and absorptive
introduced above [Eq. (71)l. as desired (like the cross peaks). We realize also that,
through the factor 0.5, the transfer is now only half as effi-
cient as in a conventional COSY.
3 0 N M R experiments
3 D J.6 12521
cosY-cosY [253-2551
NOESY-COSY, and other combinations
Various
CIDNP-COSY Connection of photochemical Part of the molecule must be 12561
CIDNP-NOESY excitation with 2D NMR photochemically active (e. g. W I
spectroscopy arenes)
COCONOSY Simultaneous COSY and D: Low resolution in the 12581
NOESY experiment COSY spectrum
1
t
i
8.0 7.0 6.0 - 8 50 4.0 3.0
NH ~
IbS
8.6
i " " l " " " " ' " ' " i " ' ' l ' ' ' 8
from the enlarged section of the spectrum shown in Figure 4.5 4.4 4.3 4.2 41 4.0 3.9 [ppml
25. -6
The coupling constants over three bonds depend on di-
Fig. 25. Expansions from the spectrum in Figure 24: the NH-H, region (bot-
hedral angles according to the Karplus r e l a t i o n ~ h i p . [ ~ ~ , ' ~ I tom) and Ha-H, region (top). The signals labeled 1, 2 , and 3 were used for
The magnitude of the coupling constants is thus related to the DISCO procedure (see Fig. 28).
the spatial structure of the corresponding molecule.
In 1 D N M R spectra of complex systems the coupling
constants can no longer be read out directly. Therefore 2D The Effect of 180" Pulses
N M R methods suitable for the analysis of not-too-strongly 180" pulses are often used to improve pulse sequences.
coupled systems (see Section 3.1.2) were developed. They have different effects on chemical shift and coupling,
and can therefore be utilized to manipulate interactions.
3. I . 2. 2 D J Spectroscopy We show now that the evolution of coupling is not affected
by a 180" pulse [Eq. (74) and (75)l. The relative signs of the
The first 2D N M R experiment suggested for the analysis
of spin systems was the 2 D J-resolved The
pulse sequence (P4)for this experiment is the only one, in
addition to that in the COSY experiment, with only two
pulses and is hence likewise easy to analyze.
I, -t
I. cos nt +
180"
sin nt ---A I, cos nt - I? sin nt -I, I, (78)
described by (80) and for the 2,3 cross signal by (81). Sum-
mation of the two signals yields a signal in the time do-
main described by (82); i.e., the active coupling in this "hy-
Thus chemical shift evolves in the 2 D J sequence only sin nJlzt2cos nJ& 7 cos nJzit2 (80)
during t2, while coupling evolves during both tl and t2. The
resulting signal amplitude for spin 1 is given by (79), where
(79)
sin n(J12+ JB)f2 ? cos nJ,,t, (82)
a b
LIZ 2.3 CP
2-DIA
B U
o1j2n *,72n t, 1
1.2 CP
2 3
Fig. 26. a) Schematic peak i n a homonuclear2DJ-resolved NMRspectrumofa
three-spin system ;b) separationofchemical shifts(projectionon thew,axis)and DISCO decoupling DISCO of cross signals
coupling constants (projection on the w I axis) after tilting.
3.1.4. E. COSY
the active coupling (decoupled multiplet), in a position
shifted by either +nJ12or -nJl,. Comparison of the two A second procedure (E. COSY['44-'461)simplifies the
spectra obtained by addition o r subtraction yields the ac- cross-signal pattern, as shown schematically in Figure 29.
tive coupling constant.
A practical example is shown in Figure 28, with a DOF-COSY E. COSY
DISCO evaluation of the cross signals due to the a protons
of the amino acid Phe' in the spectrum of the cyclic penta-
peptide from Figure 25.
1 2 3
Fig. 29. Multiplet fine structure of a cross signal in a DQF-COSY spectrum
(center) and in an E. COSY spectrum (right).
L I I 1 1 1
Fig. 30. Fine structure of an E. COSY cross signal from a DQF-COSY and d
v-7' I i 1 ' ' I " -v TQF-COSY spectrum. The E. COSY spectrum is obtained, theoretically,
from weighted addition of these two spectra. When additional passive cou-
4.55 4.50 455 4.50 4.55 4.50 4.55 4.50
-6 plings render the spectrum more complex, correspondingly more multiple-
quantum spectra must be added.
Fig. 28. DISCO spectra from the spectrum of Figure 25. The signals labeled
there with I , 2, and 3 were used. Pseudo 1D spectra (top), obtained by coad-
dition of the traces, were added up or subtracted (bottom). The simplification [*I Coaddition is a special way of addition where each trace is multiplied
of multiplets is clearly evident, particularly after addition, in that the signals with the sign of a reference point in that trace in order to avoid cancella-
are well resolved. tion when summing up over antiphase multiplets.
99 90; AQ
Single quantum T,,
2 lP6)
herences and populations are selected. The zero-quantum = sin aJA, ...
sin XJA, cos rlr, cos dfZ+
w,-Decoupled COSY
w ,-Decoupling can be achieved almost universally
through "constant time" variants of pulse sequences. (evolution of chemical shifts and coupling during t l )
wl-Decoupling causes complete disappearance of the (2 IIyIZz)the first mixing pulse follows. Antiphase magneti-
multiplet structure in w l r which means a gain in zation of spin 2 is obtained (-21,z12y), labeled with the
r e s o l u t i ~ n . "The
~ ~ ~simplest
~ ~ ~ ~ sequence of this type is chemical shift of spin 1. In the following period A l 2 -
the w,-decoupled COSY''371(P7), in which chemical shift 180°-A/2 only coupling evolves, since chemical shifts are
evolution is generated by a "wandering" 180" pulse. refocused. The .Ilr coupling refocuses (- 2 11,12y-+12x)and
antiphase magnetization with respect to spin 3 evolves
(12,+2 12yZ3z).Spin 3 becomes transverse through the sec-
90" 180" 90" fl
I 1,/2 I A-r,/2 [ ond mixing pulse ( -2IZzI3J, and, after refocusing of the
coupling to spin 2 during t 2 , magnetization of spin 3 can be
2 detected. Since the coherence-transfer pathways in Re-
layed COSY correspond to those in COSY, relayed as weN
as direct COSY signals can always be found in the spec-
trum. Phase-sensitive processing is possible like in COSY.
In the 2D J N M R experiment (Section 3.1.2) 180" pulses However, only the phases of the relayed peaks are pure,
d o not affect the evolution of coupling, but they reverse whereas those of the COSY-type peaks are mixed and de-
the evolution of chemical shifts. As a result the homonu- pend o n A. The relayed peaks have no simple multiplet
clear coupling in the pulse sequence (P7) evolves during structure when more than one intermediate spin contri-
the entire delay A between the 90" pulses, whereas chemi- butes to a cross peak. The transfer amplitude is given by
cal shift evolves during - t l / 2 + ( A - t l / 2 ) = A - t l . The (88).
transfer amplitude for a 1,2 cross signal between two nu-
clei in constant time COSY is given by (86). The multiplet
sin 7rJ12A 7 cos n&A cos Ql(A - r l ) sin xJl2f27 cos nG1t2cos Q2t2 (86)
L 5 0
r -
4 5 4 0
" ' I
3 5
" " I
3 0
1 ' "I "
2 5
" I
2 0
1 ' ' I
1 5
" ' I
-6
Fig. 32. H-Relayed H,H-COSY of cycio(-Pro'-AIa2-Ala3-~-Pro'-Phes-Phe6-) in CDCI, (270 MHz). The N H region in w , is shown and the
corresponding cross signals with a and 0 protons ( 0 2 Note
). that two conformations exist in slow exchange in this solvent (two signal sets
labeled with upper- and lower-case letters). The alanine (A and a) and phenylalanine (F, 9 spin systems are readily identified through the
relayed peaks to the B protons in the right part of the spectrum. This type of spectrum does not lead to assignment of the signals to the
peptide sequence. Signals o n the counterdiagonal are due to instrument-specific artifacts.
- 40
6 IHzl
0
/$
IPI I I
3.2.1. The Role of 180" Pulses I: ir! v f
-1
-2
Let us first treat the role of 180" pulses in heteronuclear
pulse sequences. The effect of a 180; pulse on the evolu-
- s: 0
tion of chemical shift of spin I after time t (the chemical -1
-2
shift of the heterospin S is obviously unaffected) is shown
in (101). Thus a time reversal of period t before the 180"
pulse takes place [cf. Eq. (76) and (77)]. We now analyze the INEPT experiment in terms of the
product operator formalism. The starting magnetization at
thermal equilibrium is y, I, + y&. The 90; 1 pulse gener-
ates transverse I-spin magnetization: yII,. The S-spin mag-
netization remains longitudinal and can be suppressed by
phase cycling (x, - x for the first pulse). During the follow-
The homonuclear I coupling remains, as we saw earlier, ing period Al/2-l 80°(I,S)-Al/2, heteronuclear coupling
unaffected. The same is true also for homonuclear S lJls as well as homonuclear coupling " J , , evolve, while
coupling. The heteronuclear coupling, however, behaves chemical shifts for both nuclei are refocused. If the direct
differently [Eq. (102)l. The corresponding expression heteronuclear coupling ' J l s is large relative to the hetero-
for the 180" (S) pulse is (103). Thus, in contrast to homo- nuclear long-range coupling "Jls and the homonuclear
nuclear coupling, after time t and a 180" pulse on one coupling J,,, one obtains Equation (104). As usual only the
of the heteronuclear species the heteronuclear cou- antiphase term is effective in the polarization transfer [Eq.
-usy - -Upzcos nJtSA2+ S, sin nJ,,A? (106) It should further be noted that the quality of the editing
by INEPT depends on the assumption of equal coupling
constants. A 10%variation in coupling constants changes
The broadband decoupling at the beginning of the ac- the angles 0 = 4 5 " , 90", and 135" to ca. 0=40", 80",and
quisition time destroys all the I-spin magnetization. This 120°, respectively. The corresponding signal intensities are
means that all the product operators that contain I-spin shown in Table 7. Clearly, the signal suppression under
operators are destroyed, and hence can be left out.
these conditions is no longer complete.
The delays Al and A, can be set to A l = A 2 = ( 2 J ) - ' so
that all the transfer factors equal 1 (sinnJA= I, Table 7. Relative signal intensities with editing using the INEPT sequence
cosnJA=O); the full factor y I / y s is gained in sensitivity assuming a 10% deviation of the coupling from the ideal value.
relative to a broadband decoupled spectrum (without Intensity of
NOE), because of the initial excitation of the I spin. A fac- CH CHZ CH,
tor 4 is obtained for 'H/I3C, and a factor 10 for 'H/"N.
C H subspectrum 0.99 0.3 0.07
When several I nuclei are bound to one S nucleus, care C H I subspectrum - 0.2 1.88 0.43
must be taken that the passive I spins contribute a cosnJA2 C H 3 subspectrum 0. I -0.34 1.72
term during the delay A2. Hence we find for an SI, group
(only relevant operators are observed) Equation (107).
Transfer through Long-Range Couplings
Magnetization can obviously also be transferred in the
INEPT experiment from the I spin to the S spin through
long-range couplings "Jls.1i881The delays must be changed
for this purpose. In contrast with transfer through direct
couplings, homonuclear I,I couplings must also be taken
into account, for they are in general of the same order of
This transfer function is the key to editing methods, magnitude as the heteronuclear long-range couplings.
which enable sorting of signals according to the number of The amplitude for a transfer from Ik to S, in the INEPT
I nuclei connected to S. We note the analogy to multiple- experiment is given by (109). The optimal setting of the de-
quantum filters. Here, however, we are no longer dealing
with a high-pass filter, but with a band-pass filter, which
selects product operators with exactly n operators. With
n'JlsA2= 0 and neglecting the factor y,sin7c1JISA1,which lays depends on the actual coupling constants. When these
is anyhow always the same, we obtain the factor are known approximately, the delays can be optimized,
nsinOcos"-'O for the signal intensity. whereby due to relaxation short delays should be pre-
The cosine factor is negative for 0 > 90". It follows that ferred.
c o s " - ' 0 responds to the multiplicity of the S nucleus, i.e., The excitation pathway is not evident from the INEPT
to the number of I nuclei connected to S. Negative signals experiment; i.e., it is not known from which I spin the
are obtained for even n, and positive ones for odd n. A measured magnetization was transferred to the S spin. If,
selection according to multiplicity is achieved through the however, clarification of this pathway is desired for the
combination of spectra with different 0 values. This is elucidation of connectivities, either a selective INEPT or a
done by adding three successive experiments with different 2D NMR experiment must be performed.
0 values (for the sake of simplicity we use here degrees
rather than radians): Selective INEPT
In this method all the I pulses are replaced by selective
@ , = +@; 0 2 = 9 0 " ; O1= 180"-@ pulses on Ib.[295.2961 In this way all the passive I spins relate
to the S spin as well as to the Ik spin as heterospins. The
If 0 = 345 is chosen, the coefficients shown in Table 6 are transfer amplitude is thus simplified to ( I 10); i.e., the in-
obtained. From the Table we see that the spectrum for S13
groups is obtained according to (108),while for SI groups
(PI21
.;- -
-7-
-.a
There is a direct analogy with the o,-decoupled homo-
nuclear COSY experiment (Section 3.1.5): here, too, the
cross signals in oIare decoupled (no homonuclear I cou-
editing results summarized in Table 8. This result is significantly
pling). The transfer amplitude is, except for the term for better in comparison with the INEPT experiment (see Table 7).
chemical shift evolution, the same as for the INEPT ex- Further improvement is achieved through DEPT-GL.I3"']
periment. All the signals appear in one spectrum, which
makes up for the lower intensity relative to the selective
Table 8. Relative signal intensities with editing using the DEPT sequence
INEPT experiment. However, the selective INEPT experi- assuming a 10%deviation of the coupling from the ideal value.
ment is more sensitive if one is only interested in a few ~ ~
Intensity of
correlations, ignoring the greater effort in setting u p the CH CH2 CHI
experiment.
C H subspectrum 10 0 02 0 002
C H 2 subspectrum 00 19 0 14
3.2.4. DEPT CH, subspectrum 00 00 2 89
H-Relayed H,X-COS Y
12
S: Other heteronuclear experiments can be designed
through combinations of pulse sequences. Thus by insert-
I
ing an additional H,H polarization transfer in the H,X-
I. 0 ! \
1 L
COSY sequence we arrive at the H-Relayed H,X-COSY
-2 sequence[213.2 141 (P17). After evolution with heterodecou-
I:
S:
; I: -1A (PIS)
-2
I:
s: 0
s: 0 f \
-1
-2 We find that in comparison with the H,C-COSY spec-
trum (Fig. 35a) additional signals, so-called relayed peaks,
The DEPT-COSY sequence is fully refocused; i.e., for appear, which are marked by arrows. They are formed by
f l = f 2 = 0 no chemical shift evolves. This is an advantage H'-H2-CZ fragments and hence provide indirect informa-
for the phase correction, since only small frequency-de- tion on carbon connectivity.[2151For example, all proton
pendent phase correction values are obtained. Spectrum signals and carbon signals of the tetrabenzylglucose ring
editing is equally possible as in the 1D variant.[3021In con- were assigned as shown in Figure 35. However, the signals
trast, the INEPT sequence is less suitable for pure phase due to direct HZ,C2coupling are also seen in the spectrum.
2 D spectra, since for f , =t2=0 proton chemical shift This is due to the fact that relayed transfer uses single-
evolves in A, as well as heteronuclear chemical shift in A2. quantum coherence, like the magnetization remaining on
This introduces a large first-order phase correction in w , HI, and thus selection through phase cycling is impossible
and m2.[171. ,721 (see homonuclear relayed experiment). If necessary, the
H,X-COSY parts can be filtered with a low-pass J-filter,
taking advantage of the different magnitudes of the cou-
The COLOC sequence and its variant with a BIRD pulse (see
pling constants (e.g., lJHCand "JHC)(see Section 3.2.8).
Section 3.2.8) can also be used for heteronuclear shift correlation
via one bond,""] if the requirement for resolution in I , (protons) is
sufficiently small. We only see an advantage in the constant time X-Relayed H,X-COS Y
variants of I N E P T and DEPT transfers if the 'JIsdependence of A further variant of the heteronuclear relayed spectros-
the transfer amplitude is eliminated through the application of a copy is the X-Relayed H,X-COSY e ~ p e r i m e n t . [ ~The
'~.~~~~
pair of time-shifted "wandering" 180" pulses."*" pulse sequence is (P19). This experiment, like the INADE-
5
01
6 /OR 6('H)
RO*H
RO I
6
Ro OH
H
HO -
7
90
- 80
6 ('3C)
70 90
- 80
6 (13C)
70
Fig. 35. a) H.C-COSY and b) H-Relayed H,C-COSY of tetrabenzylglucose in [D,]DMSO. The CH cross-signal assignment of the sugar is given in (a). It follows
directly from the relayed spectrum (b) without additional assumptions, when the proton signal intensities are consulted (signal 6 is due to two protons attached to
one carbon and can hence serve as a starting point for the sequential assignment).
BIRD
Let us consider the "pulse (P21) with
3.2.7. Heteronuclear NOESY A=(2'JIS)-'. This BIRD, pulse is essentially a 360" pulse
180" 90" r,
S: I
Iy - -
99
I,
A
I,
18o;(I,s)
-1,
A
------* -I,
90"
a I, (114)
,/2 i A3 A2 BB So far we have worked only with ideal pulses; for exam-
ple, a 90" pulse should be exactly 90" for all of the nuclei
of one type, should have no phase distortions, and should
be of zero length. In real pulses there are complications
due to off-resonance effects and B , inhomogeneity. Off-
COLOC with Protonated Carbons resonance effects arise because the chemical shift is not
During the refocusing period A, in the COLOC experi- "turned o f f ' during the pulse. As a result the magnetiza-
ment also the rapidly oscillating lJCHcouplings evolve tion rotates about a tilted field and by a greater angle than
with the amplitude cosn'JCHA2. Even a small scatter in the nominal pulse angle. Inhomogeneities in B , arise from
lJCH will therefore have a strong effect on the transfer am- imperfect coils, which do not generate a constant field
plitude. The problem can be solved with a BIRD, within a given volume, and outside this volume generate
which inverts protons bound to 13C. In this way no field at all.
the 'JcH couplings are selectively refocused in Composite pulses serve to remove these imperfections.
~,,1194.195,306-3081 while the long-range couplings remain The literature is quite Yet, with the exception
unaffected. of decoupling and TOCSY sequences, composite pulses
The BIRD,, pulse in t l of the COLOC experiment serves have rarely been used. We therefore limit the discussion to
also to discriminate between 'JCHand 3JCH couplings in a few examples.
long-range correlations to proton-bearing I3C nuclei
180" Pulse
(XCORFE['94]).The pair of wandering 180" pulses in the
The most common pulse is 90,"-180,"-90,".[3093271 It
COLOC sequence is replaced by a BIRD, pulse. The latter
achieves an inversion of z magnetization over a large
has no effect on protons directly bound to I3C (H' in the
chemical-shift range, and is moderately sensitive to Bi in-
fragment '3CH'-'2CHZ-'2CH3), as opposed to the other
homogeneities. It is applied, for instance, in Ti measure-
protons. Now protons H2, which are coupled to H ' and
ments of I3C resonances and in shift correlations in the
inverted by the BIRD, pulse, evolve coupling. If
3JHlH~
middle of 1 , .
this coupling is large enough, then splitting of the C H 2
cross signal is observed (doublet for 13CH-"CH2, double 90" Pulse
doublet for 13CHZ-'2CH2, etc.). However, protons that are The 90" pulse is substantially self-compensating against
coupled to that carbon through 3JcH (e.g., in the fragment offset effects. Similar compensation against B, inhomoge-
H1zC-"C-'3CHA) transmit to the corresponding proton H i neities is achieved through the sequence 90,"-90,".L309,3'01
only a negligibly small 45HH coupling, which does not lead Note that this pulse is exactly one-half of the composite
to measurable splitting."941 In this way the coupling via inversion pulse.
ite-pulse decoupling sequences. The first of these se- Experiment S/N Amplification "C "N
quences, MLEV with 16 composite pulses, uses the com- factor
posite 180" pulse (90,"-180,"-90,")[309.3151to achieve an in- Yx(Yx)"2 1.0 1.0
a) Direct observation
version of the spins to be decoupled with as little as possi- b) INEPT YH(YX)3'2
ble offset dependence. A sophisticated e ~ p a n s i o n [ ~ * ~ ~ compared
~ ~ ~ ~ with a) (YH/YX) 4.0 9.9
c) Inverse INEPT YX(YH)"'
leads to compensation for imperfections of ever higher or- (YH/yX)'' *
*
der. The band width of MLEV-16 is about yB2, which is
compared with a)
compared with b)
d) Inverse shift correlation
(YH/YX)"*
7.9
2.0
31.0
3I
the strength of the decoupler field. YH(YH)"2
compared with a) ( ~ ~ / y ~ ) ~ ' ' 31.6 306.0
Another method, which is now generally used for decou- compared with b) lYri/YX)3'2 7.9 31.0
pling of I3C-NMR spectra, is WALTZ-16. Here, in contrast
to the MLEV sequences, 90" pulses are permuted. The ba-
sic inversion pulse is 90,"-180:-270,". WALTZ, like
MLEV, has an offset range of f yB2. However, the scaling
of the coupling is by far better. Precision measure-
ments showed I3C-NMR line broadening of only ca. 10
mHZ.[32y-?211 WALTZ IS . also significantly less sensitive to 2
nals by homonuclear coupling in t l disappears. The spectra can be edited to produce subspectra which result
from any desired number of S, operators. Depending on the pulse
3.3. Homonuclear Correlations through Heterospins phase one obtains for different n values the different coefficients
The NMR experiments described in the following sec- shown in Table 10, by which the corresponding transfer functions
tions d o not involve proton and heteroatom correlations, must be multiplied.
but correlations between protons which are, either singly Table 10. Coefficients for different numbers n of S, operators as a function
or together, coupled to a heterospin. The experiments that of the phase fl in the X-filter.
fall in this category are essentially the X-Relayed H,H-
n fl=O 60 I20 I80
COSY, as well as sequences like COSY, NOESY, and
TOCSY combined with X-filter or X-half-filter. 0 I -8 8 I
1 I -4 -4 I
3.3. I . X- Relayed H, H- COS Y 2 I -1 -I I
3 I -2 2 -I
The oldest of these experiments is the X-Relayed H,H-
COSY"20.22'1(P29). It correlates protons in a fragment H-
X-H. The magnetization is stepwise transferred from H to In the following section we shall examine a series of use-
X and back to H. I-spin magnetization that evolved during ful sequences, in which the X-filter has been installed.
t , is transferred to S magnetization by the two 90" pulses.
The second I spin is activated through the heteronuclear X-Filter COS Y
coupling and finally the S magnetization is transferred to In the sequence (P32) only protons that are coupled to a
the I spin. Consequently the sequence detects a linear H- common heterospin should give rise to cross signals. The
X-H coupling network. Application of this technique to
94 90" r2
"P-NMR spectra has been described in the litera- I 11
ture.1220.'2'I
lP32)
90" 90" 180" 90" I,
I: I f, I A/2 I A/2
S:
filter[lS1-153.3361 (P30) have been introduced. They are build- If the subspectra for 90,"-90," or for 90,"-90Yx are ad-
ing blocks which can be incorporated into any homonu- ded, cross signals resulting from operators without hetero-
I spin are formed (i.e., the cross signals are in-phase with
(P30l respect to the heteronuclear coupling). If, however, the
subspectra are subtracted, only cross signals due to I spins
that are coupled to a common S spin are obtained, since
clear pulse sequence. The purpose of the filter is to test at a the terms without an S, operator are eliminated. The hetero-
given point in a pulse sequence whether or not a hetero- nuclear coupling appears in antiphase. The spectrum is
spin is involved in the product operator, and depending on substantially simplified compared with the conventional
the result either to suppress o r to select cross signals. Note spectrum, since now only a part of the total number of
the similarity with the low-pass J-filter. Coherences with cross signals appears.
an S, operator remain unchanged under 90,"-90",, but The X-filter can obviously be applied not only with a
change sign under 90,"-90,". Coherences without a n S, op- 90" mixing pulse, but with more complicated mixing se-
erator remain totally unaffected. Subtraction of two such quences (MQF-COSY, E. COSY). The heteronuclear cou-
sequences suppresses all of the coherences which d o not pling is then present as antiphase splitting in the spec-
contain S,. trum.
obtained. The sequence for the (al)-half-filter COSY is reorientation, r,, for the various distance vectors are equal.
thus (P34). This filter can also be introduced at the begin- This can be verified experimentally through I3C relaxation
ning of t , instead of at the beginning of t , , whereby the times o r steady-state values of the heteronuclear NOES. A
(a,)-half-filter COSY (P35) is obtained. The simultaneous different way is the simultaneous evaluation of NOESY
90" (S) pulse and 90" (I) mixing pulse serve to select, at the and ROESY, which permits the determination of rc and
beginning of t,, only product operators which d o not con- o.13701
zz- cos Y
The pulse sequence is the same as in zz spectroscopy.
However, in zz-COSY one is only interested in the
"COSY"-type cross signals which are formed in zz spec-
troscopy; hence z, is set correspondingly short. zz Opera-
tors are selected as above. The transfer efficiency is
%sin22[j; i.e., @=45" corresponds to the maximum inten- NOE, the ROE is always positive (negative cross signals
sity, which is, however, only one-quarter of that of a con- with respect to the diagonals). This is shown in Figure 38,
ventional COSY experiment. The sequence is nevertheless which gives a graphic representation of the maximum
useful, for it offers an effective method for suppression of NOE and ROE as a function of the correlation time z, in a
water signals.'1291By applying a homospoil pulse the unde- two-spin system.
sired transverse magnetization of water is destroyed. The In addition, the ROE build-up rates are always (except
remaining longitudinal magnetization is suppressed, since for z,=O) greater than the NOE rates, as shown in Figure
it cannot evolve into longitudinal multiple-spin order. The 39. However, the time for which the linear approximation
pulse sequence is (P37). is valid is also shorter than in NOESY.
0.25 /I 0.25
I::;/&
I 00 00 1 Fig. 38. Maximum intensity ;f of a cross signal in 2D
NOESY and 2D ROESY spectra for a rwo-spin system, nor-
c-0 <- 0 Ig:?/:'/4 malized for It,, the intensity of a diagonal signal with a mix-
-0.25 - 0 25 ing time 7,=0. I n the NOESY spectrum the intensity of the
cross signal at r,-0 is ca. 20% of that of a diagonal signal, it
Tc--
vanishes at onre= I , and reaches 50% of the diagonal signal
-0.5 -0.5 intensity for 4- m . In the ROESY spectrum, in contrast,
I I I
the maximum intensity is about 20% for r'+O, and ca. 34%
-1 0
Iglwr,l -1
for L- m .
Fig. 39. The relation of the cross relaxation rates u in a 2D NOESY and a 2D
ROESY spectrum. For r,+O the rates are equal. Otherwise uRob is always
greater than uNoE.
F*G=
~
I F(x-y)G(y)dy
Its significance for NMR spectroscopy results from the following relation: F * G =F(f.g), whereby F ( f ) is the
Fourier transform o f f . That is, the Fourier transform of a product of two functions equals the convolution of
the Fourier transforms of the functions
Correlation time The correlation time T, is the mean time required for a rotation of a molecule. It is responsible for relaxa-
tion
Cross relaxation Describes the mutual relaxation (inter- or intramolecular) of magnetically active nuclei, for instance through
dipolar relaxation
Density matrix Describes the state of a quantum mechanical object
Dipolar coupling A through-space interaction between two spins. It is orientation dependent, and averages out in solution due
to rapid reorientation of the molecule. Responsible for relaxation and NOE
F(o) = j e-’“‘f(r)d/
-ar
F(o) = 1 f(r)cos(wt+rp)dt
- m
Homospoil pulse, HS A pulse which generates short-time field inhomogeneities. Serves to eliminate undesired coherences (trans-
verse magnetizations)
In-phase Multiplet structure with equal phase, multiplet lines d o not change signs
Inverse techniques Heteronuclear experiments which detect the heteronucleus indirectly through proton magnetization. Also
called “reversed techniques”
Longitudinal magnetization Magnetization along the Bo field, i. e., along the z axis
Long-range coupling Scalar coupling over several bonds
“Low-pass filter” Filter for the selection of coherence orders 5 p
Multiplicity The splitting of NMR signals by scalar coupling into doublets, triplets, etc.; in I3C-NMR spectra it is also
used synonymously to describe the large splitting through direct coupling in order to distinguish quaternary
“C nuclei, CH, CH2, and CH3 groups
NOE Nuclear Overhauser Enhancement. An intensity change of an NMR signal induced by another nucleus in a
nonequilibrium state. It is caused by dipolar coupling
Peak Signal in an NMR spectrum; also used for a part of a multiplet
Phase cycle Pulse sequences used for NMR spectra are mostly combinations of sequences which differ from one another
only in the phases of the individual pulses. Systematic variation of the phases constitutes the phase cycle
which suppresses unwanted coherences and artifacts
Polarization It is based on the population difference of energy levels. A polarization must not always be connected with
magnetization
Polarization transfer Transfer of polarization from one nucleus type to another: it is often used synonymously with coherence
transfer, even if coherences are transferred
Precession frequency Larmor frequency w of the nucleas precessing about the z axis. I n the rotating frame it describes only the
difference frequency a, from an individual Larmor frequency of the nuclei w,= yBCfrand the carrier fre-
quency w o = y B o
Product operator Set of orthogonal operators which can be connected to each other by a product
Product operator formalism Formalism to describe NMR experiments (see extensive explanation in the text)
Pulse Application of an additional high-frequency magnetic field with a carrier frequency wo for a short time
interval
Pulse sequence Carefully designed series of radio frequency pulses and times of free evolution (delays) with subsequent
detection of the produced transverse magnetization
Quadrature detection A procedure for the detection of N M R signals which allows discrimination of signs of frequencies (in con-
trast: one-channel detection)
ROE Rotating frame NOE. NOE caused by relaxation in the rotating frame TI,
Rotating frame Frame rotating at frequency w o ; simplifies the description of pulses and periods of free precession
Scan A single running of an N M R experiment
Scalar coupling Mutual interaction between two spins, which is transmitted through chemical bonds. Also called J coupling.
It is scalar, i.e., independent of the orientation, and yields the multiplet splittings of the NMR signals
Evolution time. Incremented time in a 2 D NMR experiment. Yields after Fourier transformation the first
frequency domain
12 Detection time, generates after Fourier transformation the second frequency domain
t , noise Noise which appears in 2 D N M R spectra parallel to the w , axis, and is particularly visible where there are
intense signals in the spectrum. It is mostly due to technical factors associated with the instrument such as
random variations of phases, pulses, temperature, Bo inhomogeneity
Thermal equilibrium A state in which the energy levels are populated according to the Boltzmann distribution:
p ( ~ ,=) -E,’h.r/ Ce- E . / h T
Tilting Transformation of a spectrum by w ; = w , o ; = w , + k - w ,
TQ F Triple-quantum filter
Appendix 2
E x p l a n a t i o n of acronyms used in the text:
BIRD Bilinear Rotation Decoupling
CAMELSPIN Cross-Relaxation Appropriate for Minimolecules Emulated by Locked Spins
CIDNP Chemically Induced Dynamic Nuclear Polarization
COCONOSY Combined Correlated and Nuclear Overhauser Enhancement Spectroscopy
COLOC Correlation via Long-range Couplings
COSY Correlated Spectroscopy
DEPT Distortionless Enhancement by Polarization Transfer
DE PT-G L DEPT-Grand Luxe
DISCO Differences and Sums in COSY spectra
E. COSY Exclusive COSY
CARP Globally Optimized Alternating Phase Rectangular Pulse
HETCOR Hereronuclear Correlation
HOESY Heteronuclear 2 D NOE Spectroscopy
HOHAHA Homonuclear Hurtmann-Huhn experiment
I N A DEQU ATE Incredible Natural Abundance Double Quantum Transfer Experiment
INEPT Insensitive Nuclei Enhanced by Polarization Transfer
MLEV Malcom Leuitt
NOESY Nuclear Overhauser Enhancement and Exchange Spectroscopy
P. E. COSY Primitive E. COSY
RCT Relayed Coherence Transfer
ROESY Rotating Frame Nuclear Overhauser Effect Spectroscopy
ROT0 ROESY-TOCSY
TOCSY Total Correlation Spectroscopy
TOR0 TOCSY-ROESY
WALTZ Wideband Alternating Phase Low-Power Technique for Zero Residue Splitting
XCORFE X-Nucleus Correlation with Fixed Evolution Time