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2.

6 Geometric Interpretation of a Derivative

For this section, we need to recall the following properties of a


line L:
A. The linear equation in two variables

Ax + By + C = 0,

where A, B, C are real numbers is a line on the Cartesian plane or


R2 plane. This equation is called the

standard form of equation of a line.

For any constant k, x = k is a vertical line, while y = k is a


horizontal line.

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B. Let P1 (x1 , y1 ) and P2 (x2 , y2 ), x1 6= x2 , be any two different
points on the line L. Then,
1. Slope m of the line L is given by the fomula
y2 − y1 y − y2
m= or m = 1 .
x2 − x1 x1 − x2

2. The slope m of a horizontal line y = y0 , where y0 = y1 or


y0 = y2 , is m = 0, for y2 = y1
y2 − y1 0
m= = = 0.
x2 − x1 x2 − x1

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3. If x1 = x2 , then the line L is a vertical line x = x0 , where
x0 = x1 or x0 = x2 , and its slope m is undefined, for
y2 − y1 y − y1
m= = 2 .
x2 − x1 0

4. Lines are parallel if and only if they have the same slopes.
5. Lines are perpendicular if their slopes are negative reciprocal
of each other.

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Equation of a Line L
6. The equation of the line L is
y2 − y1
1 y − y0 = (x − x0 ), where x0 = x1 and y0 = y1 or
x2 − x1
x0 = x2 and y0 = y2 .
The Two-Point Form equation of a line
2 y − y0 = m(x − x0 ), where where x0 = x1 and y0 = y1 or
x0 = x2 and y0 = y2 .
The Slope -Point Form equation of a line
3 y = mx + b where m is the slope and b is the y-intercept.
The Slope-intercept Form equation of a line

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Let the curve of a function f , defined by y = f (x), be
given. Draw a line Lh through the point P0 and P on the graph of
y = f (x) (see Figure 6 )

Figure : Line Lh through P0 and P

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The line Lh is a secant line (a line passing through two points on
a curve). Supppose the P0 has coordinates (x0 , y0 ) and P has an
abscissa x0 + h.

Figure : Line Lh through P0 and P

Then P0 is the point (x0 , f (x0 )) and P is the point having


coordinates (xo + h, f (x0 ) + h).

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The slope of the line Lh is

f (x0 + h) − f (x0 )
mh =
x0 + h − x0
f (x0 + h) − f (x0 )
= .
h

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Now, as h tends to zero, the point p tends to the point P0 .

Figure : Line Lh through P0 and P

We see geometrically that the secant line Lh rotates about the


point P0 .

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Also, we find that the line Lh tends to a limiting position as h
approaches to zero. This limiting position is actually the tangent
line to the curve at P0 . Observe that if f is differentiable at x0 ,
the by definition of derivative,

f (x0 + h) − f (x0 )
lim = lim mLh
h→0 h h→0
= f 0 (x0 ).

This means that the slope mLh of the line Lh tends to a limiting
slope which is the derivative of f at x0 . Since the limiting
position of Lh is the line LT which is the line tangent to the curve
at P0 , it follows that f 0 (x0 ) is the slope of the tangent line to the
curve at P0 .

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2.6.1 Tangent and Normal Lines
Definition 2.6.1
Let f be a function such that f 0 (x0 ) exists. The tangent line to
the curve y = f (x) at P0 (x0 , y0 ) is the line through P0 having a
slope m = f 0 (x0 ).

Remark 2.6.2
Note that we may view a tangent line to a curve at a point P0 as
the line that ’best approximates’ the curve near P0 .

Definition 2.6.3
The normal line, denoted by LN , to the curve y = f (x) at
P0 (x0 , y0 ) is the line through P0 perpendicular to the tangent line
to the curve at P0 .

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1. From the definition of a normal line, it follows that the slope of
the normal line to the curve y = f (x) at P0 (x0 , y0 ) is
1
mLN = − ,
f 0 (x 0 )

provided f 0 (x0 ) 6= 0 (that is, the tangent line to the curve at P0 is


neither a horizontal nor a vertical line). An equation of the normal
line can then be obtained by using the point-slope form of a line.

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2. If the tangent line to the curve at P0 (x0 , y0 ) is the horizontal
line y = y0 = f (x0 ) (that is, f 0 (x0 ) = 0), then the normal line to
the curve at P0 is the line x = x0 , a vertical line. On the other
hand, if x = x0 is the tangent line, then y = y0 is the normal line
at P0 (x0 , y0 ).

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Example 2.6.4
1 Find the equation of the lines tangent and normal to the
curve f (x) = x2 − 1 at the point P0 (−2, 3).
2 Find the equations of the tangent and normal lines to the
curve y = 2 − x2 at x = −1
3 Find the equations of the tangent line and the normal line to
the curve y = 3x2 − 2x − 1 at the point P0 (1, 0).
4 Given the circle (x + 1)2 + y 2 = 4. Find the equation of the
lines tangent and normal to this circle at the point where
x = −1.

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Exercise
Determine as indicated:
1 Find the equation of the lines tangent and normal to the
curve given by the equation y 4 + 3y − 4x3 = 5x + 1 at the
point P0 (1, −2)
2 Find the equations of the tangent line and
 π the
 normal line to
the curve y = 5 sin(2x) at the point P0 ,5 .
4
3 Find the equation of the lines tangent and normal to the
graph of y = arcsin (x − 1) at the point (3/2, π/6).

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2.6 Geometric Interpretation of a Derivative

For this section, we need to recall the following properties of a


line L:
A. The linear equation in two variables

Ax + By + C = 0,

where A, B, C are real numbers is a line on the Cartesian plane or


R2 plane. This equation is called the

standard form of equation of a line.

For any constant k, x = k is a vertical line, while y = k is a


horizontal line.

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B. Let P1 (x1 , y1 ) and P2 (x2 , y2 ), x1 6= x2 , be any two different
points on the line L. Then,
1. Slope m of the line L is given by the fomula
y2 − y1 y − y2
m= or m = 1 .
x2 − x1 x1 − x2

2. The slope m of a horizontal line y = y0 , where y0 = y1 or


y0 = y2 , is m = 0, for y2 = y1
y2 − y1 0
m= = = 0.
x2 − x1 x2 − x1

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3. If x1 = x2 , then the line L is a vertical line x = x0 , where
x0 = x1 or x0 = x2 , and its slope m is undefined, for
y2 − y1 y − y1
m= = 2 .
x2 − x1 0

4. Lines are parallel if and only if they have the same slopes.
5. Lines are perpendicular if their slopes are negative reciprocal
of each other.

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Equation of a Line L
6. The equation of the line L is
y2 − y1
1 y − y0 = (x − x0 ), where x0 = x1 and y0 = y1 or
x2 − x1
x0 = x2 and y0 = y2 .
The Two-Point Form equation of a line
2 y − y0 = m(x − x0 ), where where x0 = x1 and y0 = y1 or
x0 = x2 and y0 = y2 .
The Slope -Point Form equation of a line
3 y = mx + b where m is the slope and b is the y-intercept.
The Slope-intercept Form equation of a line

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Let the curve of a function f , defined by y = f (x), be
given. Draw a line Lh through the point P0 and P on the graph of
y = f (x) (see Figure 6 )

Figure : Line Lh through P0 and P

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The line Lh is a secant line (a line passing through two points on
a curve). Supppose the P0 has coordinates (x0 , y0 ) and P has an
abscissa x0 + h.

Figure : Line Lh through P0 and P

Then P0 is the point (x0 , f (x0 )) and P is the point having


coordinates (xo + h, f (x0 ) + h).

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The slope of the line Lh is

f (x0 + h) − f (x0 )
mh =
x0 + h − x0
f (x0 + h) − f (x0 )
= .
h

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Now, as h tends to zero, the point p tends to the point P0 .

Figure : Line Lh through P0 and P

We see geometrically that the secant line Lh rotates about the


point P0 .

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Also, we find that the line Lh tends to a limiting position as h
approaches to zero. This limiting position is actually the tangent
line to the curve at P0 . Observe that if f is differentiable at x0 ,
the by definition of derivative,

f (x0 + h) − f (x0 )
lim = lim mLh
h→0 h h→0
= f 0 (x0 ).

This means that the slope mLh of the line Lh tends to a limiting
slope which is the derivative of f at x0 . Since the limiting
position of Lh is the line LT which is the line tangent to the curve
at P0 , it follows that f 0 (x0 ) is the slope of the tangent line to the
curve at P0 .

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2.6.1 Tangent and Normal Lines
Definition 2.6.1
Let f be a function such that f 0 (x0 ) exists. The tangent line to
the curve y = f (x) at P0 (x0 , y0 ) is the line through P0 having a
slope
m = f 0 (x0 ).

Remark 2.6.2
Note that we may view a tangent line to a curve at a point P0 as
the line that ’best approximates’ the curve near P0 .

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Definition 2.6.3
The normal line, denoted by LN , to the curve y = f (x) at
P0 (x0 , y0 ) is the line through P0 perpendicular to the tangent line
to the curve at P0 .

From the definition of a normal line, it follows that the slope of


the normal line to the curve y = f (x) at P0 (x0 , y0 ) is
1
mLN = − ,
f 0 (x 0 )

provided f 0 (x0 ) 6= 0 (that is, the tangent line to the curve at P0 is


neither a horizontal nor a vertical line). An equation of the normal
line can then be obtained by using the point-slope form of a line.

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If the tangent line to the curve at P0 (x0 , y0 ) is the horizontal
line y = y0 = f (x0 ) (that is, f 0 (x0 ) = 0), then the normal line to
the curve at P0 is the line x = x0 , a vertical line. On the other
hand, if x = x0 is the tangent line, then y = y0 is the normal line
at P0 (x0 , y0 ).

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Example 2.6.4
1 Find The equation of the lines tangent and normal to the
curve f (x) = x2 − 1 at the point P0 (−2, 3).
2 Find the equations of the tangent line and the normalline to
the ccurve y = 3x2 − 2x − 1 at the point P0 (1, 0).
3 Find the equations of the tangent and normal lines to the
curve y = 2 − x2 at x = −1.
4 Find the equations of the tangent and normal lines to the
curve f (x) = 2x3 − 3x2 + 2x − 1 at the point where x = 1.

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Exercise:
Determine as indicated:
1 Find the equation of the lines tangent and noraml to the
curve given by the equation y 4 + 3y − 4x3 = 5x + 1 at the
point P0 (1, −2)
2 Find the equations of the tangent line and
 π the
 normal line to
the curve y = 5 sin(2x) at the point P0 ,5 .
4
3 Find the equation of the lines tangent and normal to the
graph of y = arcsin (x − 1) at the point (3/2, π/6).
4 Given the circle (x + 1)2 + y 2 = 4. Find the equation of the
lines tangent and normal to this circle at the point where
x = −1.

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2.6.2 Maximum and Minimum Values of Function

Definition 2.6.5
A function f is said to have a relative maximum value at x0
(the value is f (x0 )) if there exists an open interval I containing x0
on which f is defined and that f (x0 ) ≥ f (x) for all x in this
interval I. It has a relative minimum value at x0 (the value is
f (x0 )) if there exists an open interval I containing x0 on which f
is defined and that f (x0 ) ≤ f (x) for all x in this interval I. If the
function f has either a relative maximum or a relative minimum
value at x0 , then f is said to have a relative extremum at x0 .

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Theorem 2.6.6
If f (x) exists for all values of x in the open interval (a, b), and if
f has a relative extremum at x0 , where a < x0 < b, and if f 0 (x0 )
exists, then f 0 (x0 ) = 0.

Remark 2.6.7
A function may have one or more relative maximum (minimum)
values. Of course, it may have no relative maximum or a relative
minimum value.

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Critical Value and Critical Point of a Function

Definition 2.6.8
If x0 is a number in the domain of the function f , and if either
f 0 (x0 ) = 0 or f 0 (x0 ) does not exist, then x0 is called a critical
number or a critical value of f . A critical point is a point
(x0 , f (x0 )) on the function f corresponding to the critical number
x0 .

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Definition 2.6.9
The function f is said to have an absolute maximum value on
an interval if there is some number x0 in the interval such that
f (x0 ) ≥ f (x) for all x in this interval. In such a case, f (x0 ) is the
absolute maximum value of f on the interval. The function f is
said to have an absolute minimum value on an interval if there
is some number x0 in the interval such that f (x0 ) ≤ f (x) for all x
in this interval. The value f (x0 ) is the absolute minimum value of
f on the interval. An absolute extremum of a function on an
interval is either an absolute maximum value or an absolute
minimum value of the function on that interval.

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Remark 2.6.10
A relative maximum or relative minimum value of f is not
necessarily the absolute maximum or absolute minimum value of
f.

Theorem 2.6.11 (Extreme-Value Theorem)


If a function f is continuous on the closed interval [a, b], then f
has an absolute maximum value and an absolute minimum value
on [a, b].

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(Steps to find the Absolute Extrema)
1 Let f 0 (x) = 0 and solve for the critical values or numbers of f .
2 Find the function values at the critical numbers of f on (a, b).
3 Find the values f (a) and f (b).
4 The largest of the values obtained in (1) and (2) is the
absolute maximum value of f . The smallest of the values
obtained is the absolute minimum value of f .

Example 2.6.12
Given the function
 f (x) = x3 + x2 − x + 1, find the absolute
extrema of f on −2, 12 .


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Theorem 2.6.13 (Rolle’s Theorem)
Let f be a function such that
1 it is continuous on the closed interval [a, b];
2 it is differentiable on the open interval (a, b);
3 f (a) = 0 and f (b) = 0.
Then there is a number c in the open interval (a, b) such that
f 0 (c) = 0.

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Theorem 2.6.14 (Mean-Value Theorem)
Let f be a function such that
1 it is continuous on the closed interval [a, b], and
2 is differentiable on the open interval (a, b).
Then there is a number c in the open interval (a, b) such that

f (b) − f (a)
f 0 (c) = .
b−a

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2.6.4 Increasing/Decreasing Functions and the First
Derivative Test

Definition 2.6.15
A function f defined on an interval is said to be (strictly)
increasing on that interval if and only if f (x1 ) < f (x2 ) whenever
x1 < x2 , where x1 and x2 are any numbers in the interval. A
function f defined on an interval is said to be (strictly)
decreasing on that interval if and only if f (x1 ) > f (x2 ) whenever
x1 < x2 , where x1 and x2 are any numbers in the interval. If a
function is either increasing or decreasing on an interval, then it is
said to be monotonic on the interval.

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Theorem 2.6.16
Suppose the function f is continuous on an open interval I and
f 0 6= 0 on I. Then f 0 is either positive on all of I or negative on
all of I.

Theorem 2.6.17 [Intervals for Increasing or


Decreasing ]
Let the function f be continuous on the closed interval [a, b] and
differentiable on the open interval (a, b).
1 If f 0 (x) > 0 for all x in (a, b), then f is increasing on [a, b].
2 If f 0 (x) < 0 for all x in (a, b), then f is decreasing on [a, b].

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Theorem 2.6.18 (First Derivative Test for Relative
Extrema)
Let the function f be continuous at all points of the open interval
(a, b) containing the number x0 , and suppose that f 0 exists at each
point of (a, b), except possibly at x0 .
1 If f is increasing (f 0 (x) > 0) on some open interval to the
left of x0 with x0 as endpoint of this interval, and if f is
decreasing (f 0 (x) < 0) on some open interval to the right of
x0 with x0 as endpoint, then f has a relative maximum value
at x0 .
2 If f is decreasing (f 0 (x) < 0) on some open interval to the left
of x0 with x0 as endpoint, and if f is increasing (f 0 (x) > 0)
on some open interval to the right of x0 with x0 as endpoint
of this interval, then f has a relative minimum value at x0 .

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Steps to determine the intervals where a function is
increasing or decreasing:
1 Solve for f 0 (x).
2 Find the critical value/s of f , that is, the value(s) of x in the
domain of f for which f (x) = 0 or does not exist.
3 If a1 , a2 , · · · , ak are the distinct critical values of f and
a1 < a2 < · · · < ak , then consider (k + 1) open intervals
(−∞, a1 ), (a1 , a2 ), · · · , (ak−1 , ak ) and (ak , +∞) (provided
these intervals are in the domain of f).
4 Choose a value of x in each of these intervals. If f 0 (x) > 0,
then f 0 > 0 on this interval and hence, f is increasing on this
interval. Similarly, If f 0 (x) < 0 , then f 0 < 0 on this interval
and hence, f is decreasing on this interval.
5 Using step 4 and the previous theorem, determine the
relative maximum and relative minimum of f .

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Example 2.6.19
Given the function f (x) = x3 + x2 − x + 1.
Apply the
1 Mean-Value Theorem on [a, b] = [−2, 0];
2 Determine the intervals where the function
f (x) = x3 + x2 − x + 1 is increasing or decreasing.
3 Determine the relative maximum and relative minimum
point(s).

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3.6.5 Concavity and Points of Inflection

Definition 2.6.20
The graph of a function f is said to be concave upward on a
given interval I, if at each point of I the graph of f always
remains above the line tangent to the curve at this point. The
graph of a function f is said to be concave downward on a
given interval I, if at each point of I the graph of f always
remains below the line tangent to the curve at this point.

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Theorem 2.6.21 (Second Derivative Test for
Concavity)
[0.1in] Let f be a function such that f 00 (x) exists for every x in
some open interval I.
1 If f 00 (x) > 0 for all x on I, then the graph of f is concave
upward on I.
2 If f 00 (x) < 0 for all x on I, then the graph of f is concave
downward on I.

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Theorem 2.6.22 (Second Derivative Test for Relative Extrema)
00
Suppose that f (x) exists on I and suppose x0 ∈ I is a critical
value of f .
1 If f 00 (x) > 0 for all x on I, then x0 corresponds to a relative
minimum value of f .
2 If f 00 (x) < 0 for all x on I, then x0 corresponds to a relative
maximum value of f .

NOTE: If f 00 (x0 ) = 0, then the above second derivative test for


relative extrema does not apply.
Example 2.6.23
Use the second derivative test (whenever possible) to find the
relative extrema of
 
3 2 1
f (x) = x + x − x + 1 on −2, .
2
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Definition 2.6.24
A point (x0 , f (x0 )) is a point of inflection of the graph of the
function if the graph has a tangent line there, and if there exists
an open interval I containing x0 such that if x is in I, then either
1 f 00 (x) < 0 if x < x0 , and f 00 (x) > 0 if x > x0 , or
2 f 00 (x) > 0 if x < x0 , and f 00 (x) < 0 if x > x0 .

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Theorem 2.6.25
If the function f is differentiable on some open interval containing
x0 and if (x0 , f (x0 )) is a point of inflection of the graph of f , then
if f 00 (x0 ) exists, or f 00 (x0 ) = 0.

Remark 2.6.26
1 The converse of the theorem above is not true. That is, if
f 00 (x0 ) = 0, then it is not always true that (x0 , f (x0 )) is a
point of inflection of the graph f
2 From the definition and theorem above, it follows that a
point (x0 , f (x0 )) is a point of inflection if
f 00 (x0 ) = 0 or f 00 (x0 ) does not exist and
the graph of f is concave upward on one side of (x0 , f (x0 ))
and concave downward on the other.

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Intervals of Concavity:
1 Find f 00 (x).
2 Find the values of x in the domain of f for which f 00 (x) = 0
or f 00 (x) does not exist.
3 If a1 , a2 , · · · , ak are distinct values of x obtained in (2) and
a1 < a2 < · · · < ak , then consider the (k + 1) open intervals
(−∞, a1 ), (a1 , a2 ), · · · , (ak−1 , ak ) and (ak−1 , ak ) (provided
these intervals are in the domain of f ). If no such values of x
exist, then the critical values of f may be considered instead.
4 Choose a value of x in each of these intervals. If f 00 (x) > 0 ,
then the graph of f is concave upward on this interval.
Similarly, If f 00 (x) < 0, then the graph of f is concave
downward on this interval.
5 Using step 4 and the previous remark, determine which of the
values correspond to the point of inflection of the graph of f .

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Example 2.6.27
Given the function f , discuss the intervals where it is increasing
or decreasing, its relative maximum and minimum points, the
intervals of concavity, and the points of inflection. Construct a
sketch of the graph of the function.
1 f (x) = −x3 + 3x
2 f (x) = x3 + x2 − x + 1
3 f (x) = x4 − 2x2 + 3

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Exercise
Given the function f , discuss its relative maximum and minimum
points, the intervals where it is increasing or decreasing, the
intervals of concavity, and the points of inflection. Construct a
sketch of the graph of the function.
3
1 f (x) = x3 − x2
2
2 f (x) = x4 − 8x3 + 18x2 − 27
3 f (x) = (x − 1)3 (x − 3)

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