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ORIGINAL ARTICLE
Focus on Alternative and
Complementary Therapies
Volume 19(3) September 2014 148–155
© 2014 Royal Pharmaceutical Society
DOI 10.1111/fct.12130
ISSN 1465-3753

A randomised controlled trial comparing the impact of yoga


and physical education on the emotional and behavioural
functioning of middle school children

Sara C Haden, Leslie Daly, Marshall Hagins

Abstract
Background Yoga programmes geared for school children have become more widespread, but research regarding its
impact on children is lacking. Several studies have reported positive outcomes, though there is a need for more RCTs.
Objectives To determine the effects of yoga on children’s emotional and behavioural functioning when compared with
physical education (PE) classes.
Methods Thirty middle school children were randomised to participate in either a school-based ashtanga-informed yoga
or PE class three times a week for 12 weeks. Emotional (i.e. affect, self-perceptions) and behavioural (i.e. internalising and
externalising problems, aggression) functioning were measured pre- and post-intervention.
Results There were no significant changes between groups in self-reported positive affect, global self-worth, aggression
indices or parent reports of their children’s externalising and internalising problems. However, negative affect increased for
those children participating in yoga when compared to the PE programme.
Conclusions In general, findings suggest that yoga and PE classes do not differentially impact on middle school children’s
emotional and behavioural functioning. However, children reported experiencing increased negative emotions after receiv-
ing yoga while children in the PE group reported a decrease in these feelings. Implications of these results and potential
directions for future research on children’s yoga are discussed.

Keywords
Children • emotions • psychology • RCT • yoga

Introduction academic functioning than those who deny interper-


sonal stressors.1 It has also been shown that early
Today’s youth experience a variety of stressors from adolescents who self-regulate have a more positive
family interpersonal problems, peer relationship development and are less likely to engage in problem
troubles and academic concerns. Research tends to behaviours than youth who have difficulties regulat-
focus on extraordinary stressors experienced by chil- ing their experiences.2,3
dren; however, even less severe forms of stress are Programmes that provide exercise, relaxation and
likely to have negative impacts on healthy emo- stress management skills have been shown to lead to
tional, behavioural and academic functioning. In improved self-regulation in children.4 While exercise
fact, youth who experience conflicts with friends and alone has proven to be effective in improving well-
family are more likely to act out (e.g. break rules, being, studies examining the practice of yoga with
experience increased negative affect), report sadness, school children have also demonstrated beneficial
feeling less socially competent and having poorer results relative to stress management.5,6

148
Original Article 149

Yoga geared specifically towards children in schools programme, and the other half randomly assigned to
has become more common, with multiple pro- the general PE course.1 None of the participants with-
grammes training teachers in the USA.7 Possible drew after the intervention. Allocation to interven-
reasons for this increase in yoga practice among chil- tion groups was randomly generated by having a
dren may be that it combines physical activity, research assistant who was not involved in the evalu-
breathing exercises, meditation and relaxation, has ations pull names out of a hat. No random numbers
limited space and equipment requirements, is were generated; rather, each subsequent name was
focused on individual progression rather than com- assigned to a different intervention. Group assign-
petition, and is explicitly aimed at the control of ment was then conveyed to the DOE teacher by
mental processes related to perception and the the research assistant. Those administering the out-
control of stress. comes measures were blinded to group assignment;
Yoga has been suggested to improve physical however, blinding success was not formally evalu-
ability, reduce stress, strengthen cognitive abilities, as ated. Data were collected during the Spring of 2013.
well as decrease aggression, negativity, fear and feel-
ings of helplessness.8 Some studies have shown that Outcome measures
yoga can improve motor performance such as steadi- Demographic information
ness of execution of a physical task,9 and improve Parents were asked to complete a demographic infor-
objective measures of the autonomic nervous system mation sheet created by the researchers to obtain
known to be associated with the management of fear information about the child and the child’s family.
and anxiety.10 Yoga practice (or practices that include Table 1 provides a summary of the demographic
a component of yoga) would appear to have helped information by group. Most participants were 11
children remain calm and focused,11 reduced absen- years old, white and reported having a biological
teeism from the classroom,12 and even increased per- mother and father as the primary parental figures. For
formance on the planning of cognitive tasks.13 the majority of participants, both parental figures
Although these studies all suggest positive outcomes worked, with the estimated family income falling
from youth participation in yoga, the number of into either the US$10 000–75 000 range or the over-
studies is low and the methodology weak, so conse- US$125 000 range.
quently the findings can be considered preliminary. Participants were also screened for any medical
In particular, there is a need for randomised con- conditions, including heart problems, low/high
trolled studies to examine the effects of yoga on chi- blood pressure, fainting spells, asthma, diabetes, neu-
ldren’s emotional and behavioural functioning rological disorders, hearing loss/damage and special
relative to stress. educational needs. Asthma was the only medical con-
The goal of this project, conducted in New York, dition reported.
USA, was to use a RCT design to determine the effects
of yoga on children’s emotional and behavioural
Positive and negative affect
functioning using a comparison group consisting of
In order to measure the child’s degree of positive and
physical education (PE) classes. It was hypothesised
negative affect, the Positive and Negative Affect
that youth in the yoga group would demonstrate
Scales (PANAS)14 were completed at both time-point
greater positive affectivity and fewer emotional and
one (pre-intervention) and time-point two (post-
behavioural functioning problems compared to
intervention). Participants were asked to rate 30
youth in the PE group.
words (15 positive- and 15 negative-affect words)
based on how much they felt each emotion over the
Participants and methods past 2 weeks, ranging from ‘very slightly/not at all’
(1) to ‘extremely’ (5). Mean values were computed
Institutional review board approval was granted from
for each scale. The PANAS demonstrates strong psy-
both the New York City Department of Education
chometric properties including convergent and
(DOE) and the Long Island University prior to the
divergent validity with child depression and anxiety
recruitment of participants. Enrolment was con-
measures.14,15
ducted by the primary investigators and graduate
research assistant. Parents of all sixth grade students
were informed of the study via flyers, e-mails and a Parent-reported child problems
presentation by the investigators at a student orien- Participants’ parents were asked to complete the
tation (n=66). The final sample consisted of 30 stu- Child Behaviour Check List (CBCL),16 which assesses
dents enrolled in the sixth grade at a New York City emotional and behavioural problems in children. It
public school who provided assent to participate and 1
Originally 31 students enrolled. One student dropped out
whose parents consented to their participation. Of after the pre-intervention measures were completed but
the 30 students enrolled (Figure 1), half of the par- prior to the intervention and was therefore not included in
ticipants (n=15) were randomly assigned to the yoga any of the analyses.
150 Focus on Alternative and Complementary Therapies September 2014 19(3)

Enrolment

Assessed for eligibility (n=31)

Excluded (n=1)
ᅁ Not meeting inclusion criteria (n=0)
ᅁ Declined to participate (n=1)
ᅁ Other reasons (n=0)

Randomised (n =30)

Allocation
Allocated to intervention (n=15) Allocated to intervention (n=15)
ᅁ Received allocated intervention (n=15) ᅁ Received allocated intervention (n=15)
ᅁ Did not receive allocated intervention (n=0) ᅁ Did not receive allocated intervention (n=0)

Follow-up
Lost to follow-up (n=0) Lost to follow-up (n=0)
Discontinued intervention (n=0) Discontinued intervention (n=0)

Analysis
Analysed (n=15) Analysed (n=15)
ᅁ Excluded from analysis (n=0) ᅁ Excluded from analysis (n=0)

Figure 1 Consolidated Standards of Reporting Trials (CONSORT) 2010 flow diagram.

has strong psychometric properties and, among delinquent rule-breaking behaviour, social prob-
broadband child behaviour rating scales, is consid- lems). The internalising problems scale is computed
ered the gold standard.17 The measure consists of 120 by collapsing t-scores for boys and girls on symptoms
items regarding the child’s functioning now or over of anxiety, depression, withdrawal and somatic
the past 6 months that are answered on a three-point symptoms. The externalising problems scale is com-
scale (0 = not at all true, 1 = somewhat true or some- puted by collapsing t-scores for boys and girls on
times true, and 2 = very true or often true). The symptoms of rule-breaking and aggressive behaviour.
measure is consistent with child disorder symptoms
reflected in the Diagnostic and Statistical Manual Self-reported aggressive behaviour
of Mental Disorders (DSM-IV).18 The present study Participants also completed a self-reported measure
focused on internalising (e.g. anxious/depressed, about their aggressive behaviours using the Revised
attention problems, somatic complaints) and ex- Parent Rating Scale for Reactive and Proactive Aggres-
ternalising problems (e.g. aggressive behaviour, sion (R-PRA).19 The R-PRA taps both reactive (RA; e.g.
Original Article 151

Table 1 Baseline characteristics of participants (n=30)

Yoga (n=15) PE (n=15) Test statistic

Gender Chi-squared (1, n=30) = 1.22, P=0.46, phi=0.20


Boys 10 Seven
Girls Five Eight
Age Chi-squared (1, n=24) = 0.25, P=0.62, phi=−10
10 years Three Nine
11 years Two 10
Race/ethnicity Chi-squared (4, n=24) = 1.53, P=0.82, phi=0.25
White Seven Five
Black Zero One
Asian One One
Hispanic Two Two
Other Two Three
Primary figure Chi-squared (1, n=24) = 0.00, P=0.1.00, phi=0.00
Mother two 10
Mother and father two 10
Family incomea Chi-squared (8, n=22) = 11.87, P=0.16, phi=0.73
US$10–25K Three Zero
US$25–50K One Zero
US$50–75K Zero Four
US$75–100K Two One
US$100–125K Zero One
US$125–150K Zero One
US$150–175K Two One
US$175–200K Zero One
US$200K+ Three Two
Class attendanceb 28.38 (0.77) 24.17 (6.58) F(1,29)=5.29, P=0.03, eta2=0.19
Engagement (T1)c 2.69 (0.48) 2.42 (0.51) F(1,29)=1.92, P=0.18, eta2=0.08
Engagement (T2)c 2.62 (0.51) 2.67 (0.49) F(1,29)=0.07, P=0.80, eta2=0.00

K, thousand; PE, physical education; T1, time-point one; T2, time-point two.
a
Income ranges not mutually exclusive.
b
Student engagement rated on a three-point scale.
c
Class attendance = number of classes attended.

gets angry when they do not get their own way) and SPPC is the most widely used measure assessing
proactive aggressive functions (PA; e.g. changes youth self-esteem and has demonstrated strong inter-
the rules of the game to help them win). The child nal consistency and test-retest reliability in child
indicates how often he/she engages in each behav- samples,22 as well as discriminant validity with
iour from never (1), sometimes (2), to very often psychopathology.23
(3). Past research has documented strong internal
reliability and validity in child samples as well Student engagement
as cross-informant agreement between parents and A brief measure was created by the researchers to
children.20 assess the students’ level of engagement in either the
PE or yoga programme in an effort to tap active
engagement with the intervention. The measure
Child self-worth included descriptions of a minimally, moderately and
The Self Perception Profile for Children (SPPC)21 is a maximally engaged student. The instructor was asked
36-item measure completed by the child. It consists to observe and assign which description best
of six sub-scales tapping five domains: scholastic matched each student at two time-points during the
competence, social acceptance, athletic competence, intervention.
physical appearance, behavioural conduct and a
global self-worth scale. The questions have a ‘struc- Interventions
tured alternative format’, which presents the child Participants were randomly assigned to a 12-week
with two descriptions and asks the child to first yoga or PE programme. Classes met for 1.5 h, three
choose which one is most like him or her, and then times a week. Two teachers, who had completed a
asks whether the statement is ‘sort of true for me’ or 200-h certification programme and had used the fol-
‘really true for me’. The Global Self-Worth Scale lowing curriculum for at least 3 years, conducted the
(GSWS) was computed for the present study. The yoga classes.
152 Focus on Alternative and Complementary Therapies September 2014 19(3)

The yoga intervention is considered an ashtanga- Student engagement and attendance were also ana-
informed yoga practice, consisting of physical pos- lysed by group and time-point. Primary analyses
tures, breathing practices and relaxation techniques tested the main hypothesis that children who partici-
in addition to short meditation practises and class pated in the yoga programme would be better able to
rules that reflected the moral and ethical compo- regulate stress, as demonstrated by reports of greater
nents of yoga. Specifically, each of the classes con- positive affect, show less negativity, reduced aggres-
sisted of: (1) an opening ritual (centring, conscious sion and fewer internalising and externalising prob-
breathing) for 3–7 min; (2) 30-min asana practice lems than youth in the PE group at time-point two
(standing for 15 min, seated for 5 min, backbends/ (post-intervention). All statistical analyses were con-
inversions for 5–10 min) with each pose held for a ducted using IBM SPSS Statistics for Mac (version
count of five, or occasionally taught as a ‘vinyasa 22.0; Armonk, NY, USA).
flow’ linking all the poses together for one breath; (3)
brief seated meditation for 2–5 min; and (4) closing
ritual of guided relaxation in savasana (body scan) for Results
4 min. Homework on a specific aspect of the practice
Preliminary analyses
was encouraged each week. All classes integrated the
All outcome measures demonstrated adequate inter-
eight limbs of yoga but in an indirect and varied
nal consistency at time-points one and two, with
manner (no required memorisation of Sanskrit
Cronbach’s alpha values ranging from 0.68–0.95
terms). See Hagins et al.24 for a thorough description
across all measures. Prior to testing the main hypoth-
of the yoga intervention. Home practice was not pre-
eses, differences between groups in attendance and
scribed but was encouraged and included the follow-
demographic variables were analysed using ANOVA
ing options: (1) choose one pose to practise, (2)
and chi-squared as appropriate. There were no statis-
practise sury namaskar A every morning, (3) develop
tically significant differences between groups related
a sequence of five poses in a vinyasa style, (4) practise
to demographic variables (see Table 1). However,
a pose the participant disliked the most, (5) invent a
there was a statistically significant difference in
new yoga pose and (6) try to teach someone at home
attendance rates, such that there was greater attend-
what you learned in class. The yoga curriculum was
ance in the yoga classes compared to the PE classes.
created in accordance with the New York State and
Participants were also screened for any medical
National Physical Education Standards.
conditions, including heart problems, low/high
The PE curriculum included regular physical edu-
blood pressure, fainting spells, asthma, diabetes, neu-
cation classes offered by the school. The PE class used
rological disorders, hearing loss/damage and special
common games such as soccer and volleyball, as well
educational needs. Parents did not report any of
as an indoor walking programme to encourage mod-
these conditions except for asthma (n=3, 17%). One
erate levels of physical activity and to provide an
participant was prescribed medication for their
opportunity for social interaction among students.
asthma.
Approximately 75% of the total – was spent actively
participating in games or walking, while approxi-
mately 25% was spent being physically inactive Primary analyses
during attendance and instruction on rules of the A series of repeated measures ANOVA (RM-ANOVA)
various games or related instruction. tests were performed to test for within-subject by
Participants were first contacted by the research group interaction effects for positive and negative
team at their school and parents were provided with affect, global self-worth, self-reported aggression
information about the study and a consent form. and internalising and externalising problems. The
Pre-testing occurred 1 week prior to group assign- between-subject variable was group assignment
ment, while post-testing occurred approximately (PE or yoga group). The alpha level was set at 0.025
1 week after the end of the intervention programmes. for all models. The RM-ANOVA allowed assessment
In the testing session, trained research assistants of changes in the variables from pre-to post-
met individually with children to complete all of the intervention, as well as by group assignment, and by
measures in one session lasting approximately time-point and group assignment.
45 min. The children also completed a stressor task There was no significant interaction effect between
and physiological measurements were recorded.24 time-point and condition for positive affect
The focus of the present study is on the questionnaire [F(1,28)=0.04, P=0.84, eta2=0.00], global self-worth,
data. See Hagins et al.24 for a more thorough descrip- [F(1,25)=0.82, P=0.37, eta2=0.02], self-reported reac-
tion of the study procedures. tive aggression [F(1,28)=0.92, P=0.35, eta2=0.04], pro-
active aggression [F(1,28)=0.85, P=0.36, eta2=0.05], or
Data analysis plan externalising [F(1,17)=0.20, P=0.66, eta2=0.02] and
Preliminary analyses computed the reliability of the internalising problems [F(1,15)=0.41, P=0.53,
scales at both time-point one and time-point two. eta2=0.10] (Table 2).
Original Article 153

Table 2 Means for study variables by treatment group (PE and yoga) at time-point one (pre-intervention) and time-point two (post-intervention)
(n=25)

Variables Yoga (n=14) PE (n=12)

Mean (SD) Mean (SD)

Time-point one Time-point two Time-point one Time-point two

Positive affect 50.00 (4.26) 51.57 (3.46) 47.33 (4.60) 48.67 (3.74)
Negative affect 20.79 (1.86) 24.93 (1.96) 24.08 (2.01) 21.58 (2.12)
Global self-worth 20.39 (1.31) 18.62 (1.39) 19.50 (1.50) 19.70 (1.58)
Reactive aggression 8.00 (0.36) 8.86 (0.71) 7.75 (0.38) 8.17 (0.76)
Proactive aggression 12.29 (0.43) 13.71 (1.15) 10.17 (0.47) 10.83 (1.24)
Externalising 45.00 (2.90) 46.64 (2.72) 45.67 (3.92) 47.67 (3.68)
Internalising 48.00 (2.89) 48.00 (3.13) 44.75 (4.79) 41.75 (5.19)

PE, Physical education.

A significant interaction between time-point and participate in yoga two or three times a week. More-
group on negative affect emerged [F(1,28)=7.59, over, performing only two measurements at time-
P<0.01, eta2=0.21)]. Simple effects tests for negative points one and two may not have been optimal.
affect for time-points one and two were conducted Perhaps the effects of yoga are time-limited when
but there was no main effect for group on negative performed only a few times a week for 12 weeks, and
affect at time-point one [F(1,29)=1.84, P=0.19, changes in affect and self-perception may have only
eta2=0.06] or time-point two [F(1,24)=1.20, P=0.28, been evident immediately after the intervention.
eta2=0.0]. However, inspection of the means revealed Third, one of the outcomes of yoga practise may be
a crossover-effect, such that negative affect increased greater self-awareness and mindfulness. These vari-
for the yoga condition and decreased for the PE con- ables were not assessed in the current study. It might
dition. Specifically, negative affect at time-point two be argued that increased self-awareness may lead to
was greater for the yoga condition (mean=24.27, increased reports of stress. For example, findings
SD= 1.94) than the PE condition (mean= 21.27, showed that children in the yoga classes reported
SD=1.94), while at time-point one it was greater for increased negative feelings such as sadness and
the PE condition (mean=24.20, SD=1.91) than the shame. While yoga has been associated with a
yoga condition (mean=20.53, SD=1.91). decrease in negative affect in a previous study,26 this
was with an older sample and only after a single
90-min session of hatha yoga. In another study,
Discussion
Noggle et al.27 reported a significant decrease in nega-
Failure to find differences in middle school children’s tive affect among a predominantly white sample of
emotional and behavioural functioning was not high-school students (mean age 17 years) who par-
expected. The findings suggest that yoga and PE do ticipated in a PE class compared with students who
not differentially impact middle school children’s completed a kripalu-based yoga programme two to
functioning as measured by these domains. Several three times a week for 10 weeks. However, both of
explanations are offered for this finding. First, expo- these studies assessed older samples and the yoga
sure to a new discipline such as yoga may be chal- instruction was different. It could be argued that
lenging for children at this age and therefore may hypothesising that the ‘direction’ would be more
increase measures of stress in the short-term. In fact, positive may not be the prediction to test. Increases
several of the outcome measures showed a non- in awareness included both awareness of negative
significant increase at time-point two for children in and positive affect. Perhaps for this specific age
the yoga condition. Benavides and Caballerro25 have group, children’s increased mindfulness due to the
shown that participants in yoga show increased self- yoga intervention may have led to increased percep-
worth but that this is dependent on one’s confidence. tions of negative emotions. White28 theorises, based
Perhaps children did not feel confident participating on her findings with fourth- and fifth-grade girls
in the yoga programme and this negatively impacted (aged 8–11 years) who completed a mindfulness-
on their emotional and behavioural functioning, based stress reduction programme for 1 h a week over
albeit non-significantly. the course of 8 weeks, increasing awareness of
Second, the ‘dose’ of yoga may not have been sat- stressors via a yoga-type practice can increase stress
isfactory. Streeter et al.6 have suggested that the ben- possibly as part of the developmental processes of
efits of yoga are most evident when individuals are younger children. Kokinakis29 reported similar re-
able to perform it daily. Students were only able to sults among ninth-grade girls (aged approximately
154 Focus on Alternative and Complementary Therapies September 2014 19(3)

15 years) who participated in at least 13 classes of Acknowledgements


either a PE or kripalu yoga curriculum. She found that
We would like to thank Rachel Goldstein, Cara
negative affect only decreased for boys who com-
Spitalewitz, David Mazer, Janae Johnson and Lainie
pleted the yoga programme compared with those
Posecion for their assistance with data collection, and
enrolled in the PE course. In light of these contradic-
students from the Institute of Collaborative Educa-
tory findings, future research would benefit from
tion for their participation in this study.
measuring intervening variables – mindfulness and
body
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