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The Review of Metaphysics
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ARE THERE NATURAL RIGHTS IN ARISTOTLE?
RICHARD KRAUT
The Review of Metaphysics 49 (June 1996): 755-74. Copyright ? 1996 by The Review of
Metaphysics
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756 RICHARD KRAUT
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NATURAL RIGHTS IN ARISTOTLE? 757
II
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758 RICHARD KRAUT
the polis?he also uses the concept of justice so broadly that it applies
to other groups, including associations that came into existence prior
to the development of the polis. Before there were political communi
ties, people formed families and possessed slaves. Aristotle recog
nizes that the concepts of justice and injustice apply to those pre-po
litical relations; for he notoriously argues that the master-slave
relation is based on justice when the master really does possess a cer
tain kind of superiority and the slave has a natural inferiority. The jus
tice of this relationship holds whether it exists within or without polit
ical communities.
We can say, then, that according to Aristotle one would be com
mitting an injustice and wronging a natural master if one tried to inter
fere with his efforts to acquire a natural slave or if one tried to take his
slave from him. If someone is naturally free it is fitting for him to own
slaves, and others owe it to him not to undermine his efforts to ac
quire what naturally ought to belong to him. It accords with justice
that he should own slaves; or, to switch now to talk of rights, we
might say that according to Aristotle the master has a right to own
slaves. Here it may seem innocuous and unobjectionable to move
from an assertion about the justice of owning slaves to a claim about a
right to own slaves. If other people owe it to a natural master to re
frain from interfering with his ownership of slaves because his superi
ority makes him worthy of being a master, then why not also say that
he has a right to acquire and possess slaves?6
Notice, too, that according to Aristotle there are certain other
ways in which natural masters ought not be treated even in pre-politi
cal circumstances. If you are naturally free, then others owe it to you
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NATURAL RIGHTS IN ARISTOTLE? 759
to recognize your status and not to treat you like a slave: they must
not try to enslave you; and if you have done nothing harmful to others,
they must not humiliate, assault, or kill you. We might put this by say
ing that one's position as a free person gives one a right not to be
treated in these ways. We cannot call this a human right, because it
does not follow merely from one's humanity and does not belong to all
human beings. Nonetheless, it is a natural right both in the sense that
such noninterference is grounded in one's nature as a free person and
is not a mere convention, and in the sense that it exists prior to and
outside the political community.7
If these points are accepted, then there seems to be a significant
similarity between Aristotle and a rights-theorist like Locke. Both of
them think that one's status as a free person and one's full possession
of reason entitle one to be treated in certain ways by all others: one is
not to be assaulted or enslaved, and one must be allowed to retain
one's property. This is a restriction that applies as much in a state of
nature as it does in civil societies. Of course, Locke rejects Aristotle's
theory of natural slavery; for Locke, all human beings whatsoever are
owed the treatment that Aristotle thinks is owed solely to those who
are naturally free.8 However, why should we not describe this differ
ence by saying that according to Locke all adult human beings have
rights, whereas according to Aristotle all free adult human beings have
rights?
I will now go one step further and suggest that we can even find
in Aristotle the idea that all human beings have, by virtue of their hu
manity, certain rights. At one point in the Politics, he holds that one
must not hunt human beings for the purposes of eating or sacrificing
them, but must only hunt edible wild animals.9 So even a slave is to be
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760 RICHARD KRAUT
Ill
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NATURAL RIGHTS IN ARISTOTLE? 761
10 For a fuller discussion, see Joel Feinberg, Doing and Deserving (Prince
ton University Press, 1970), 55-87, especially 86.
11 This feature of Aristotle's thinking is especially prominent in Politics
3.12-13; note especially the analogy he makes in 3.12 between assigning the
best flutes to the best flute-players and awarding political offices to qualified
citizens.
12Miller tries to address the point I am making on p. 98 of NJR. He
agrees that "someone can deserve a job . . . without have a 'right' to it." But
he points out that Aristotle applies the concept of justice (to dikaion) to dis
putes over property, and claims that in these cases the question to be decided
by the judge is not who deserves it but who has a right to it. I do not think
this adequately addresses the problem with which I am concerned. Miller
thinks that Aristotle attributes natural political rights to certain persons and
must therefore confront the difficulty presented by the fact that for Aristotle
political offices should be filled by those who best deserve them. Pointing
out that property rights are not for Aristotle a matter of desert does not ad
dress this difficulty. (I will turn to the topic of property rights later.)
13See Politics 3.11.1281a42-b7, b24-31. It may be objected that in these
passages, Aristotle is merely recording a common opinion, and that he does
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762 RICHARD KRAUT
IV
not endorse it. Although I cannot defend my interpretation here, I think that
Aristotle does in fact accept this common opinion. On my reading, he thinks
there is some legitimate basis for including skilled workers as members of
imperfect cities, and that this is not merely a strategy for achieving stability.
14 To address this problem, we might speak instead of a group right
rather than an individual right: those who are individually undistinguished
might be members of a group that has a right to power, even though no mem
ber of the group considered on his own has such a right. However, I take
Miller to be claiming that Aristotle has a conception of individual rights and
that everyone who ought to be a member of the political community has a
right as an individual to share in power. The term "individual rights" is used
from the start (see Miller, "Preface and Acknowledgments," in NJR, vii), and
Aristotle is repeatedly described as a kind of individualist; ibid., 17, 114, 138,
193-6, 198-9).
15See Politics 7.9.1329a30-4; cf. 7.12.13314b-6 for the separate sites of
common meals for rulers and priests. Aristotle criticizes Sparta for giving
certain officials life tenure because, he says, the mind grows old; Politics
2.9.1270b35-1271al. Rhetoric 2.14.1390b9-ll says that the mental prime of
life occurs at 49.
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NATURAL RIGHTS IN ARISTOTLE? 763
we must add that those rights are held only for a period of time and
are then lost.
Notice how much more stable the rights of modern theories are:
For example, although it is commonly said that the right to life is lost
by those who violate the same right of others, no modern theorist
holds that in order to retain the right to life one must use one's talents
to benefit the community. The underlying idea behind this conception
of the right to life is that the conditions under which one possesses
rights must be undemanding. For the value of having rights, as we
conceive them, lies in having some protection from the demands of
others; a modern right carves out a zone in which one is relieved of
the task of having to contribute to the common good. Accordingly, if
the conditions under which one possesses a right are extremely de
manding, then the moral significance of the right diminishes. (Imag
ine how shocked we would be, for example, by the proposal that if
one fails to become a person of exemplary virtue, one loses one's right
to life.)
This should lead us to ask the following: If Aristotle has a concep
tion of rights, how stable are they? In the ideal city, high political of
fice is taken away from citizens only when their mental abilities de
cline with age. Here the right to rule lasts most of a lifetime, and
citizens can be assured that if they obey the laws, their political rights
will not be taken away prematurely. But what of the more common
cases? How robust is the right to rule in imperfect cities? To develop
an answer to this question, we should recall that Aristotle favors a re
quirement that citizens have a moderate amount of property;16 only
those who are wealthy enough to purchase their own military equip
ment should be entrusted with significant civic responsibilities. Fur
thermore, he advocates frequent adjustments in the property require
ment, and as a result those who qualify as citizens one year may find
that they no longer qualify the following year, and lose their civic
rights.17 There is a world of difference between the stability of the
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764 RICHARD KRAUT
modern right to life and the instability of the Aristotelian right to par
ticipate in civic affairs.
years) and adjust the citizen rolls accordingly; cf. 5.3.1301a21-5, 5.7.1307a27
9. Note, too, that even if someone is legally permitted to enroll as a citizen, a
city may attach significant financial disincentives to doing so; 4.13.1297a24-9.
18At Politics 3.2.1275b22-34 Aristotle notes that ancestry cannot serve
as a universal criterion of citizenship and is used by cities merely as a conve
nience. At 6.4.1319b6-18 he notes the democratic device of lowering the an
cestral requirement in order to increase the citizen rolls, but advises against
taking it to an extreme.
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NATURAL RIGHTS IN ARISTOTLE? 765
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766 RICHARD KRAUT
VI
Miller holds that Aristotle recognizes not only political rights but
property rights as well, to which I now turn. Aristotle of course has a
theory about the role land, slaves, and other possessions should play
in the life of citizens and their community. His theory of the good
holds that in order to engage in virtuous activity over a long period of
time, one must possess external equipment, and possessions (in mod
eration) are part of that equipment. Furthermore, he argues against
Plato's proposal that property be held in common.21 He also distin
guishes between natural and unnatural ways of acquiring property.22
Nonetheless, I believe that he is not guided by the notion that people
have a right to property based on natural justice.
Let us begin by reminding ourselves that according to Aristotle
most people do not make good use of the goods they own. This is be
cause they do not have practical wisdom: they do not understand the
proper ends of human life, and so do not know what use to make of
their property or wealth. Therefore, although money, land, and the
like are goods, they are not good for these people.23 Furthermore, he
holds that many goods are acquired in a way that is contrary to nature:
the point of their acquisition is unlimited increase rather than neces
sary exchange.24 So let us imagine someone who has no wisdom con
cerning the use of his property and who has acquired excessive hold
ings merely for the sake of acquisition. We take away some of his
property: does Aristotle think that we have violated his natural rights?
Certainly, we have taken away something that according to law is his.
Thus we have done something contrary to legal justice. Nevertheless,
we are asking about natural rights based on natural justice. Have we
violated a natural right he has to the particular piece of property we
have taken from him? If his acquisition of that property was contrary
to nature, could it be contrary to natural justice to take it away from
him?
These doubts can be reinforced if we bear in mind that we cannot
attribute to Aristotle a theory of rights that makes rights independent
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NATURAL RIGHTS IN ARISTOTLE? 767
26SeeJV?5.4.1132a2-6.
26MiUer, NJR, 95.
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768 RICHARD KRAUT
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NATURAL RIGHTS IN ARISTOTLE? 769
sell or give away, then the parcels of land owned by the citizens of the
ideal city are not truly private.29 One might say that they have their
own land in the same way that certain members of a university have
their own library carrels: this is their own private space and is not
available to others for the asking, but nonetheless it is not their prop
erty. In the city that is based on perfect justice, land is private in just
this sense. In less than ideal cities, the ownership of property is regu
lated not by some scheme of individual and natural rights, but by the
general need for stability and order.
VII
29As Miller notes (see NJR, 312, 322-3), Aristotle says that a possession
is one's own (oikeion) if it is up to one whether or not to sell it or give it
away; see Rhetoric 1.5.1361a21-2. So, on Aristotle's own definition, not all
possessions ought to be entirely one's own. In chapter 9, Miller takes Aristo
tle to be arguing in favor of property rights, where property rights are taken
to include the right to give away or sell (p. 310); but he overlooks the need to
restrict this right in the ideal city. I think it is fair to generalize and say that
Aristotle is willing to restrict ownership of property whenever doing so
would serve the common good.
30 See especially chapter 6 of NJR, where Miller argues that Aristotle is
concerned with protecting strong rights claims in the sense that "the interest
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770 RICHARD KRAUT
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NATURAL RIGHTS IN ARISTOTLE? 771
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772 RICHARD KRAUT
34 Can the person who has extraordinary virtue refuse to accept the king
ship? As Miller points out (NJR, 250), Aristotle does not recognize this "lib
erty right"; refusing to rule is not an option. See Politics 2.9.1271al 1-12; cf.
4.9.1294a35-bl, 4.13.1297al7-20.
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NATURAL RIGHTS IN ARISTOTLE? 773
VIII
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774 RICHARD KRAUT
It is obvious that Locke has the concept of rights, because he uses the
word and it does real work in his political theory. However, Aristotle
does not have any word that divides up the moral universe in roughly
the way our word "rights" does. He undoubtedly has the concept of
justice, but none of the varieties of justice that he explicitly distin
guishes matches our notion of respecting someone's rights. So per
haps all that can be said in favor of the idea that Aristotle has the con
cept of rights is that there is a similarity between some of his claims
and later claims made by philosophers who have full-scale theories of
natural rights. Whether the similarity is strong enough to warrant say
ing that he has a concept of rights may be a question too vague to war
rant a decisive answer. By reviving and proposing an answer to the
question, "Are there natural rights in Aristotle," Miller has made a
great contribution to our understanding of the Politics. Yet here, as
so often happens in philosophy, insight into the complexity of a ques
tion may be the best we can achieve.36
Northwestern University
Aristotle has the concept of a right? We might reply that it is essential to the
concept of a right that rights are not to be infringed merely in order to maxi
mize the good, and that anyone who does not express this thought does not
have the concept. But as I said earlier, I am suspicious of this essentialism.
If Locke fails to express the thought that rights are not to he, infringed merely
in order to maximize the good, does that show that he does not have the con
cept of rights? We are sure that he does have the concept, even though we
may have no idea whether he expresses this thought. It would be equally
questionable to say that no one should be credited with the concept of a right
who fails to hold that when rights are infringed compensation is due. (Note
that Aristotle never hints that those who are legitimately taken off the citizen
rolls are due compensation.)
361 am grateful to John Deigh for his criticism of an earlier draft.
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