Annexure #1

CSM Star rating assessment key findings and feedback form

(A) Key Audit findings:

1. In JHA , environmental concern is missing, PUC as control measures not included.

2. continual improvement trend has been prepared as per the set objectives and target but some
part is missing considering business perspective, Training perspective , Health & Environment
perspective etc ..
3. In site severity report, root cause not done on why why analysis- BBS part is missing
somehow.
4. TNI i.e training need identification needs to be reviewed based on the organizational structure
of different level specially the generic and specific training like BBS etc.
5. Training on traffic rules amendment is missing from the plan.
6. Purpose and benefits is missing in the executed campaign i.e for World environment day.
7. Criteria has been set for applying various level of consequences but as per the record one
violation has been noted for which consequences has not been applied..
8. Root cause is not done on why why analysis in Near Miss.
9. Pictorial SOP’s to be rewiewed.
10. Emergency planning system needs to be reviewed appropriately in terms of onsite and
enroute emergency situation.

(B) Feedback by CO (TSL employee) and Vendor : Mr. Hemant Sarna- P.No- 149325(CO)

a) Are the auditors following Scope of assessment?

Ans: Yes / No
b) Behavior of Auditor?
Ans: Good / Satisfactory
c)Field visit conducted by the Auditor?
Ans: Yes / no
d)Have you understood Auditor’s inputs?
Ans: Yes / No
e) Any suggestion on assessment process of auditors?
Ans:
(C) Contract Owner (TSL employee - Name & signature): Mr. Hemant Sarna- P.No- 149325(CO)
Email id :- hsarna@tatasteel.com Mobile number: 7763807685
(D) Vendor code:17353,17960 Organization name: Union Roadways
Email id :- Jamshedpur@unionroadwaysltd.com Mobile number: 9308791173
( E ) Name of the person and signature :- Mr. Sanjay Kr. Srivastava- Deputy Manager
Assessor Name and signature: Abhishek Vishal- DNV.GL

4.Audit Date :- 15.06.2021 Time :- 02.00PM Location :- Jsr Team Meet- Online