You are on page 1of 12

4 H W RQ

6Hu H 2

RRNoHW 6o 1R
:u WH KHuH 5Roo 1 peHu dQG Q Hu 6KHHW 1R

5Roo 1R Q Hu 6KHHW 1R

UDWLRQ R U 7RWDO 0DUNV


HFodudW RQ e QY odWRu HFodudW RQ e dQG GdWH
, HUWLI WKDW , KDYH FKHFNHG WKDW WKH 5ROO 1 PEHU DQG WKH , QGHUWDNH QRW WR HPSOR DQ QIDLU PHDQV LQ WKLV H DP , KDYH FKHFNHG WKH 4 HVWLRQ
QV HU 6KHHW 1 PEHU ULWWHQ E WKH DQGLGDWH RQ WKH T HVWLRQ RRNOHW 1 PEHU DQG WKH QV HU 6KHHW 1 PEHU DQG ERWK DUH LGHQWLFDO DQG KDYH
SDSHU DQG WKH 205 6KHHW DUH FRUUHFW DQG WKH QV HU 6KHHW EHHQ FRUUHFWO HQWHUHG E PH KHUHYHU LQGLFDWHG
1 PEHU PDWFKHV WKH 4 HVWLRQ RRNOHW 1 PEHU H DFWO

6 QdW uH RI WKH QY odWRu WK 1dpH 6 QdW uH RI WKH dQG GdWH WK 1dpH

5HDG WKH IROOR LQ LQVWU FWLRQV FDUHI OO EHIRUH R EH LQ WR DQV HU WKH T HVWLRQV

03257 17 16758 7 216 72 1 7 6


7KH 5ROO 1R LV D GL LW 1R WKH FDQGLGDWH QHHGV WR FLUFOH WKH 5ROO 1R LQ WKH QV HU 6KHHW
7KH DSSURSULDWH LUFOH VKR OG EH VKDGHG IRU 5ROO 1R 7KLV VKR OG EH GRQH FDUHI OO EHFD VH RQO
WKH VKDGHG FLUFOHV DUH VFDQQHG
9DO DWLRQ RI QV HU 6KHHW LOO EH GRQH RQ WKH FRPS WHU DQGLGDWH VKR OG QRW PDNH DQ VWUD
PDUNV RQ WKH QV HU 6KHHW WDPSHU LWK RU P WLODWH LW 2WKHU LVH LW LOO QRW EH HYDO DWHG
3OHDVH FKHFN DOO WKH SD HV RI WKH RRNOHW FDUHI OO ,Q FDVH RI DQ GHIHFW SOHDVH DVN WKH ,QYL LODWRU
IRU UHSODFHPHQW RI WKH RRNOHW
R P VW QRW WHDU RII RU UHPRYH DQ VKHHW IURP WKLV RRNOHW 7KH QV HU 6KHHW P VW EH KDQGHG
RYHU WR WKH ,QYL LODWRU EHIRUH R OHDYH WKH ( DPLQDWLRQ DOO
OO T HVWLRQV DUH FRPS OVRU DQG HDFK 4 HVWLRQ FDUULHV PDUNV
7KH SdSHu Fduu H QH dW YH pduN Q Ru HdFK uRQ dQ Hu pduN oo eH GHG FWHG
7KLV RRNOHW FRQWDLQV T HVWLRQV
8VH RI DOF ODWRU 3DOPWRS /DSWRS 2WKHU L LWDO ,QVWU PHQW 0RELOH HOO 3KRQH 3D HU LV QRW DOOR HG
DQGLGDWHV IR QG LOW RI PLVFRQG FW VLQ QIDLU PHDQV LQ WKH ( DPLQDWLRQ DOO LOO EH OLDEOH IRU DSSURSULDWH SHQDO OH DO
DFWLRQ
1R 5R K :RuN WR eH GRQH RQ WKH Q Hu 6KHHW dQG RQo Q oH 205 Q Hu 6KHHW oo eH SuRY GHG
7KLV ERRNOHW FRQWDLQV SD HV
uHFW RQ (DFK T HVWLRQ RU LQFRPSOHWH VWDWHPHQW LV IROOR HG E IR U DOWHUQDWLYH V HVWHG DQV HUV RU FRPSOHWLRQV
,Q HDFK FDVH R DUH UHT LUHG WR VHOHFW WKH RQH WKDW FRUUHFWO DQV HUV WKH T HVWLRQ RU FRPSOHWHV WKH VWDWHPHQW DQG EODFNHQ
DSSURSULDWH FLUFOH D E F RU G E O H ODFN DOO 3RLQW 3HQ SURYLGHG E WKH ERDUG D DLQVW WKH T HVWLRQ FRQFHUQHG LQ WKH
QV HU 6KHHW
0DUN R U DQV HU E VKDGLQ WKH DSSURSULDWH FLUFOH D DLQVW HDFK T HVWLRQ 7KH FLUFOH VKR OG EH VKDGHG FRPSOHWHO LWKR W
OHDYLQ DQ VSDFH 7KH FRUUHFW PHWKRG RI VKDGLQ LV LYHQ EHOR

:URQ 0HWKRG :URQ 0HWKRG :URQ 0HWKRG RUUHFW 0HWKRG


  

7KH DQGLGDWH P VW PDUN KLV KHU UHVSRQVH DIWHU FDUHI O FRQVLGHUDWLRQ DV LW LV QRW SRVVLEOH WR FKDQ H WKH UHVSRQVH RQFH LW
LV PDUNHG

7KHUH LV RQO RQH FRUUHFW DQV HU WR HDFK T HVWLRQ R VKR OG EODFNHQ WKH FLUFOH RI WKH DSSURSULDWH FRO PQ YL D E F RU G
,I R EODFNHQ PRUH WKDQ RQH FLUFOH D DLQVW DQ RQH T HVWLRQ WKH DQV HU LOO EH WUHDWHG DV URQ
8VH WKH VSDFH IRU UR K RUN LYHQ DW WKH EH LQQLQ RI WKH 4 HVWLRQ RRNOHW RQO DQG QRW RQ WKH QV HU 6KHHW
R duH 127 uHt uHG WR pduN R u dQ Hu Q WK RRNoHW oo dQ Hu p W eH QG FdWHG Q WKH Q Hu 6KHHW RQo
5(
(
7(
5,
:
2 7
1
2
63 25 528 :25.
63 25 528 :25.
6WHDP HQ LQH LV DQ H DPSOH IRU
D ,QWHUQDO FRPE VWLRQ HQ LQH E ( WHUQDO FRPE VWLRQ HQ LQH
F VWURNH HQ LQH G VWURNH HQ LQH

,Q 9 HQ LQH WKH F OLQGHUV DUH DUUDQ HG LQ 9 VKDSH DW DQ DQ OH RI


D GH UHH E GH UHH F GH UHH G GH UHH

,Q KHDY YHKLFOHV BBBBBBBBBB F OLQGHU HQ LQHV DUH VHG


D E F G

UHDWHU Q PEHU RI F OLQGHUV LYHV BBBBBBBBBBBB HQ LQH RSHUDWLRQ


D 5R K E 6PRRWKHU F 1RLV G 1RQH RI WKHVH

(Q LQHV KDYLQ PRUH WKDQ RQH F OLQGHU LV


D 6LQ OH F OLQGHU HQ LQH E 0 OWL F OLQGHU HQ LQH
F VWURNH HQ LQH G VWURNH HQ LQH

,Q D 6SDUN , QLWLRQ HQ LQH BBBBBBBBBBBBB LV VHG DV I HO


D 3HWURO E LHVHO F RDO G 6WHDP

,Q D 6SDUN , QLWLRQ HQ LQH G ULQ V FWLRQ VWURNH BBBBBBBBBBBBBBBB LV V FNHG LQ


D LU E LU DQG I HO PL W UH
F ) HO PL W UH G 3HWURO

RPSUHVVLRQ UDWLR LQ 6SDUN , QLWLRQ HQ LQH LV


D /R E L K F 0HGL P G 9HU L K

BBBBBBBBBBBBBB DV LV HPLWWHG LQ 6SDUN , QLWLRQ HQ LQH


D DUERQ 0RQR LGH E 0HWKDQH
F DUERQ GLR LGH G (WKDQH

,Q RPSUHVVLRQ , QLWLRQ , HQ LQH BBBBBBBBBB LV VHG DV I HO


D 3HWURO E LHVHO
F .HURVHQH G U GH RLO
,Q 6SDUN , QLWLRQ HQ LQH BBBBBBBBBBBBB LV VHG WR DWRPL H YDSRUL H DQG PHWHU WKH
FRUUHFW DPR QW RI I HO DFFRUGLQ WR WKH UHT LUHPHQW
D DUE UHWWRU E ) HO LQMHFWLRQ
F LU ILOWHU G ) HO LQMHFWLRQ MHW

,Q 2WWR F FOH HQ LQH FRPE VWLRQ WDNHV SODFH DW FRQVWDQW


D 9RO PH E 3UHVV UH
F 7HPSHUDW UH G HDW

7KH GLVWDQFH WUDYHOOHG E WKH SLVWRQ IURP 7 WR RU WR 7 LV


D 6WURNH E RPSUHVVLRQ UDWLR
F FOH G 3R HU

VHW RI RSHUDWLRQV SHUIRUPHG LQ VHT HQFH E WKH PRWLRQ RI WKH SLVWRQ LQ DQ HQ LQH
WR SURG FH SR HU LV FDOOHG
D 6WURNH E RPSUHVVLRQ UDWLR
F FOH G 7KUR

7KH UDWH DW KLFK RUN LV GRQH LQ D VSHFLILF WLPH LV FDOOHG


D 6WURNH E 3R HU
F FOH G (IILFLHQF

BBBBBBBBBBBBBBBB LV WKH UDWLR EHW HHQ WKH DLU GUD Q LQ WKH F OLQGHU G ULQ WKH
V FWLRQ VWURNH DQG WKH YRO PH RI WKH F OLQGHU
D 0HFKDQLFDO HIILFLHQF
E 7KHUPDO HIILFLHQF
F 9RO PHWULF HIILFLHQF
G RUVH SR HU

BBBBBBBBBBBBBBB LV DQ LQVWU PHQW WKDW LQGLFDWH GLVWDQFH WUDYHOOHG E D YHKLFOH V FK


DV PRWRU F FOH DQG PRWRU YHKLFOH D WRPRELOH
D 2GRPHWHU E ) HO LQGLFDWRU
F 6SHHGRPHWHU G 6SHHGRPHWHU VHQVRU
BBBBBBBBBBBBBB LQGLFDWRU LV VHG WR GLVSOD WKH DFFHOHUDWRU RSHQLQ OHYHO WR PDLQWDLQ
WKH VHW VSHHG
D U LVH FRQWURO E 3UR LPLW VHQVRU
F 7 FRLO G 6SHHGRPHWHU VHQVRU

BBBBBBBBBBBB LV VHG WR NQR WKH T DQWLW RI I HO DYDLODEOH LQ WKH I HO WDQN


D ) HO D H E 6SHHGRPHWHU
F 2GRPHWHU G ) HO LQMHFWRU

BBBBBBBBBBBBB LV VHG WR NQR WKH SUHVV UH RI O EULFDWLQ RLO G ULQ WKH RUNLQ RI
WKH HQ LQH DQG VHUYHV DV D DUQLQ VL QDO WR WKH GULYHU D DLQVW DQ V GGHQ IDLO UH
RI WKH O EULFDWLRQ V VWHP
D ) HO D H E 2LO SUHVV UH D H
F 7HPSHUDW UH D H G 3UHVV UH D H

BBBBBBBBBBBB LV VHG WR FRQYHUW WKH URWDU PRWLRQ LQWR UHFLSURFDWLQ PRWLRQ LWK
WKH KHOS RI WKH FDP OREH
D DPVKDIW E 7DSSHW
F 3LVWRQ G 7LPLQ FKDLQ

BBBBBBBBBBB LV VHG WR V SSRUW URWDWLQ FRPSRQHQWV DQG WR UHG FH IULFWLRQ EHW HHQ
WKH VWDWLF DQG UROOLQ FRPSRQHQWV
D HDULQ E 6KDIW
F DP G 1RQH RI WKHVH

BBBBBBBBBB LV VHG LQ WKH FRROLQ V VWHP LV WR FRRO KRW DWHU FRPLQ R W RI HQ LQH
D 5DGLDWRU E / EULFDWLRQ
F RRODQW G 7KHUPDO VHQVRU

BBBBBBBBBB LV GHYLFH SUHYHQWV WKH HQ LQH IURP RYHUKHDWLQ E DFWLYDWLQ UDGLDWRU


FRROLQ IDQ PHDV ULQ WKH FRRODQW WHPSHUDW UH DQG FRQWUROOLQ WKH OHYHO D HV
DQG DUQLQ OL KWV RQ WKH HQ LQH FRQWURO QLW
D 7KHUPR V LWFK E 7UDFWLRQ VHQVRU
F RRODQW G 7HPSHUDW UH LQGLFDWRU
BBBBBBBBBBB LV D SURSHUW RI O EULFDWLQ RLOV KLFK GHWHUPLQHV WKHLU DELOLW WR IOR
D 9LVFRVLW E )LUH SRLQW
F )ODVK SRLQW G :HWWDELOLW

BBBBBBBBBBBLV D GHYLFH KLFK LQFUHDVH WKH SUHVV UH RI WKH DLU I HO PL W UH IURP WKH
FDUE UHWWRU EHIRUH LW HQWHUV WKH HQ LQH
D 6 SHUFKDU HUV E 1LWUR
F 7 UER G 0 IIOHU

BBBBBBBBBBB LQFUHDVHV WKH DPR QW RI DLU GHOLYHUHG WR WKH HQ LQH F OLQGHU WKHUHE
PRUH I HO FDQ EH E UQW KLFK LQFUHDVHV HQ LQH SR HU
D 6 SHUFKDU HU E ,QWHUFRROHU
F 7 UERFKDU HU G ( KD VWHU

,Q PRWRU F FOHV DQG VFRRWHUV I HO IHHG V VWHP VHG LV


D UDYLW IHHG V VWHP E 9DF P IHHG V VWHP
F )RUFHG IHHG V VWHP G ) HO LQMHFWRU V VWHP

BBBBBBBBBBBBLV D PHDV UH WR GHWHUPLQH WKH E UQLQ T DOLW RI WKH DVROLQH


D HWDQH Q PEHU E 2FWDQH Q PEHU
F ) HO GHQVLW G WDQH Q PEHU

BBBBBBBBBBBB LV WKH DELOLW RI WKH DVROLQH WR HYDSRUDWH VR WKDW LWV YDSR U LOO
DGHT DWHO PL LWK DLU IRU FRPE VWLRQ
D 9RODWLOLW E (YDSRUDWLRQ
F 9LVFRVLW G RQGHQVDWLRQ

BBBBBBBBBBBBB LV SURYLGHG LQ WKH I HO WDQN WR PLQLPL H WKH VO VKLQ RI I HO G H WR


PRYHPHQW LQVLGH WKH WDQN
D )LOWHU E DIIOH
F )LOOHU 1HFN DQG FDS G )ORDW
7KH I QFWLRQ RI BBBBBBBBBBBBBLV WR GHOLYHU ILQHO DWRPL HG I HO QGHU KL K SUHVV UH
WR WKH FRPE VWLRQ FKDPEHU IRU WKH HQ LQH
D ) HO S PS E ) HO LQMHFWRU
F DUE UHWWRU G LU ILOWHU

UUDQ H LQ FRUUHFW VHT HQFH WR SURG FH SR HU LQ IR U VWURNH HQ LQH RSHUDWLRQ


3R HU VWURNH
6 FWLRQ VWURNH
( KD VW VWURNH
RPSUHVVLRQ VWURNH
D E
F G

RPSUHVVLRQ , QLWLRQ HQ LQH RSHUDWHV QGHU FRQVWDQW BBBBBBBBBBBBB F FOH


D 3UHVV UH E 7HPSHUDW UH
F 9RO PH G HDW

:KLFK W SH RI HQ LQH KDV PRUH HIILFLHQF


D VWURNH HQ LQH E VWURNH HQ LQH
F RWK RI WKHVH G LHVHO HQ LQH

LVSODFHPHQW YRO PH RI D SLVWRQ LV


D 6 HSW YRO PH
E (Q LQH YRO PH
F 9RO PHWULF HIILFLHQF
G (IILFLHQF

BBBBBBBBBBBB LV VHG WR GLVSOD WKH HQ LQH URWDWLRQ LQ UHYRO WLRQ SHU PLQ WH
D (Q LQH 530 PHWHU E 2GRPHWHU
F 6SHHGRPHWHU G 7DFKRPHWHU
KRRVH WKH FRUUHFW GLVPDQWOLQ SURFHG UH RI GLHVHO HQ LQH IURP WKH YHKLFOH
D 3DUN WKH YHKLFOH RQ D OHYHO V UIDFH
E KRNH DOO WKH IR U KHHOV LWK RRGHQ EORFNV
F 8QVFUH WKH ERQQHW PR QWLQ V DQG UHPRYH LW DORQ LWK WKH ULOO
G OO WKH DERYH

F OLQGULFDO VKDSH KLFK UHFLSURFDWHV LQVLGH WKH F OLQGHU ERUH LV


D UDQNVKDIW E 9DOYH
F DPVKDIW G 3LVWRQ

KRRVH WKH V LWDEOH SURSHUW RI D SLVWRQ LV LYHQ EHOR


D EOH WR LWKVWDQG KL K WHPSHUDW UH DQG SUHVV UH RI FRPE VWLRQ
E RRG FRQG FWRU RI KHDW
F /L KW HQR K WR PLQLPLVH WKH LQHUWLD ORDG
G OO RI WKHVH

7KH OR HVW SRUWLRQ RI WKH SLVWRQ LV FDOOHG DV


D 7 E 6NLUW F G /DQG

7KH DS EHW HHQ WKH ULQ DQG WKH URRYH LQ WKH SLVWRQ LV FKHFNHG E
D 0HDV ULQ VFDOH E )HHOHU D H
F 9HUQLHU FDOOLSHU G 6FUH D H

5DWLR RI WKH YRO PH RI WKH FKDU H LQ WKH F OLQGHU DERYH WKH SLVWRQ DW ERWWRP GHDG
FHQWUH DQG WKH YRO PH RI WKH FKDU H KHQ WKH SLVWRQ LV DW WRS GHDG FHQWUH LV
D RPSUHVVLRQ UDWLR E 9RO PHWULF UDWLR
F OHDUDQFH UDWLR G LVSODFHPHQW UDWLR

3LVWRQ SLQV DUH PDGH KROOR EHFD VH


D WR UHG FH LQHUWLD ORDG G H WR WKH UHFLSURFDWLQ PRWLRQ
E WR PDNH LW OL KWHU
F WR IDVW KHDW GLVVLSDWLRQ
G WR DYRLG IULFWLRQ
7KH FDSDFLW RI WKH EHDULQ WR DGM VW WR WKH FRQGLWLRQV RI FUDQNFDVH GLVWRUWLRQ DQG
FUDQNVKDIW DUSD H DQG FRQIRUP WR WKH MR UQDO DW DOO WLPHV LV WHUPHG DV
D )DWL H VWUHQ WK E RQIRUPDELOLW
F (PEHGDELOLW G 6 UIDFH DFWLRQ

BBBBBBBBBBBBB LV VHG WR FRQQHFW DQG GLVFRQQHFW WUDQVPLVVLRQ RI SR HU IURP WKH


HQ LQH IO KHHO WR WKH HDU ER GULYH VKDIW
D HDU E O WFK
F UDQNVKDIW G 3UHVV UH SODWH

:KLFK RI WKH IROOR LQ LV QRW WU H UH DUGLQ WKH GLHVHO HQ LQH LWK UHVSHFW WR W UELQH
HQ LQH
D /DU H SR HU DFKLHYHG E UHODWLYHO VPDOO VL H
E /R HIILFLHQF
F /HVV KD DUGR V
G /R WRUT H

LU FRROLQ LQ DQ HQ LQH LV H DPSOH IRU BBBBBBBBBBB W SH RI FRROLQ


D LUHFW E ,QGLUHFW
F )RUFHG FLUF ODWLRQ G 7KHUPRVWDW

:DWHU FLUF ODWLRQ LV REWDLQHG G H WR WKH GLIIHUHQFH LQ WKH GHQVLWLHV RI KRW DQG FROG
DWHU WKLV LV D
D 7KHUPR VLSKRQ V VWHP
E :DWHU FLUF ODWLRQ V VWHP
F 3 PS FLUF ODWLRQ V VWHP
G LU FRROHG V VWHP

7KH IULFWLRQ EHW HHQ W R PRYLQ V UIDFHV KLFK DUH LQ FRQWDFW LWK HDFK RWKHU LV
PLQLPLVHG E
D 2LOLQ E UHDVLQ
F / EULFDWLRQ G RROLQ

You might also like