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ENGINEERING PROCEDURES

GEOTECHNICAL INVESTIGATIONS PROCEDURE

NEOM-NEN-PRC-001 Rev 02.00, June 2021

©NEOM [2021]. All rights reserved.


Document History

Revision code Description of changes Purpose of issue Date

Rev 01.00 First Issue Issued for Implementation 13.05.2020

Rev 02.00 Changes as marked Issued for Implementation 01.06.2021

Document Approval

Prepared by Reviewed by Approved by


Name Dr. Abdullah AlOmani Dr. Ahmed Shuraim Saad Al Sheikh

Job Title Engineering Manager - Director, Engineering Codes and Executive Director -
ETSD Standards, ETSD ETSD

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Contents
1. PURPOSE .................................................................................................................. 4
2. SCOPE ....................................................................................................................... 4
3. DEFINITIONS AND ABBREVIATIONS ...................................................................... 4
4. RELATED NEOM DOCUMENTS ............................................................................... 5
5. PROCEDURE ............................................................................................................. 6
Master Plan/Concept Design (Stages 2A, 2B and 3A) ................................................................. 6
Design Development (Schematic Design) (Stage 3B) .................................................................. 6
Detailed Design Phase (Stage 3C) ................................................................................................ 7
Verification during Construction (Stage 4A) ................................................................................ 7
Stages of Geotechnical Investigations ......................................................................................... 7
In-Situ Tests ................................................................................................................................. 8
Laboratory Tests ........................................................................................................................ 10
Geophysical Methods ................................................................................................................ 11
6. FORMS/TEMPLATES .............................................................................................. 11
7. REFERENCES ......................................................................................................... 11
8. APPENDICES .......................................................................................................... 12
APPENDIX A ...................................................................................................................... 13
APPENDIX B ...................................................................................................................... 17
APPENDIX C ...................................................................................................................... 20
APPENDIX D ...................................................................................................................... 22
APPENDIX E ...................................................................................................................... 24

List of Tables
Table 1: Table of Definitions ............................................................................................................... 4
Table 2: Table of Abbreviations ......................................................................................................... 5
Table 3: Table of related NEOM Engineering Procedures ............................................................ 5
Table 4: Table of related NEOM Cost Estimation Manual and Procedures ................................ 6
Table 5: Table of related NEOM Programme, Planning & Control Manual and Procedures ... 6
Table 6: Recommended staging of Geotechnical Investigations based on Projects’ Types .... 7
Table 7: Typical in-situ Testing and Sampling ................................................................................. 8
Table 8: Typical Laboratory Tests ................................................................................................... 10

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1. Purpose

This Procedure establishes guidelines and recommendations for the design of geotechnical
investigations, with the objective of ensuring the collection of sufficient ground information for efficient
and optimal geotechnical design solutions, and for mitigating the effect of the geotechnical risk on the
project design and construction. It is intended for geotechnical engineers and contractors working on
NEOM projects.

2. Scope

This Procedure provides recommendations for the design of geotechnical investigations at different
design phases, and for various types of developments for NEOM. Geotechnical investigations shall
produce the necessary ground information and enable timely, reliable, and economic design solutions
to be developed. The guidelines presented henceforth set the minimum criteria for frequency of
exploration points and depth of exploration in relation to various structures at specific design phases.
In addition, in-situ and laboratory tests are recommended for the proper identification of the parameters
needed for design development, as well as the identification of geological hazards.

The requirements set forth in this Procedure are based on International and National Codes and
Standards, as well as industry best practices. Nevertheless, designers shall not be relieved from their
liability to provide safe designs, and thus will assess if the minimum requirements as set in this
document, are adequate and sufficient in relation to the project magnitude, complexities, and
constraints.

Geotechnical investigations must be conducted for all new projects and developments, as well as
expansions and upgrades of existing structures. For the purpose of advancing the design and providing
the required information, geotechnical investigations may be split into various phases corresponding to
the status of the design. Geotechnical investigations must be designed to allow identification of
subsurface formations, assessment of groundwater conditions, derivation of soil/rock strength and
deformation parameters/properties, determination of the chemical aggressiveness of the soil, and
identification of geological and seismic hazards, and problematic soils.

The Contractor maintains and implements a Quality Assurance program in line with NEOM-NEN-SCH-
002 Schedule Q Quality Requirements for Contractors and Appendix C. The Contractor shall abide by
the Environmental requirements as indicated in documents in Appendix D of this procedure.

3. Definitions and Abbreviations

Table 1: Table of Definitions

Term Definition
As-Built documents, including drawings and notes that depict the final
As Built as-constructed state.
Refers to the required physical buildings or infrastructure such as
residential, business facilities, commercial & retail facilities, media
centre, recreation, entertainment & sports facilities, marinas, hospital,
Asset medical clinics, religious facilities, school, library, fire stations,
roads/streets/bridges, infrastructure system, and utility networks. Also, it
relates to components of buildings and structures that need to be tracked
and managed.
Different entities and divisions constituting NEOM organization, which
Department
may include the Project Department, Operations Department,

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Term Definition
Proponent/Sponsor, Urban Department, Environment Department, Loss
Prevention & Fire Safety Department, etc.
Appointed Project Management Consultant, Supervision Consultant,
NEOM Representative other Consultants or NEOM Departments.
Refers to the development and delivery of a NEOM Asset or a group of
Project NEOM Assets.
Encompass all associated engineering, services, procurement,
construction (including temporary and permanent), installation, pre-
Works commissioning, commissioning and performance tests that are essential
to accomplish the required Asset.
Table 2: Table of Abbreviations

Abbreviation Description
AASHTO American Association of State Highway and Transportation Officials
ASTM American Society for Testing and Materials
BRE Building Research Establishment
EBRD European Bank for Reconstruction & Development
FHWA Federal Highway Administration
IBC International Building Code
IFC International Finance Corporation
ISSMGE International Society for Soil Mechanics and Geotechnical Engineering
NCHRP National Cooperative Highway Research Program
PIANC Permanent International Association of Navigation Congresses
SBC Saudi Building Code
TRB Transportation Research Board
US EPA United States Environmental Protection Agency

4. Related NEOM Documents

The requirements contained in the following procedures apply to the extent specified in this Procedure.
Table 3: Table of related NEOM Engineering Procedures

Document Code Document Name


NEOM-NEN-PRC-002 Topographic Survey Procedure
NEOM-NEN-PRC-009 BIM & GIS Procedure
NEOM-NEN-PRC-010 Drawing and Drafting Procedure
NEOM-NEN-PRC-011 Site Specific Seismic Hazards Study Procedure
NEOM-NEN-PRC-012 Hydrological Study Procedure
NEOM-NEN-SCH-002 Schedule Q Quality Requirements for Contractors
NEOM-NEN-SCH-002NEOM-

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Table 4: Table of related NEOM Cost Estimation Manual and Procedures

Document Code Document Name


NEOM-NCE-MNL-001 Cost Estimation Policies and Guidelines
NEOM-NCE-PRC-001 Cost Estimating Procedure
NEOM-NCE-PRC-002 Performance Evaluation of Estimators Key Performance Indicator
Procedure

Table 5: Table of related NEOM Programme, Planning & Control Manual and Procedures

Document Code Document Name


NEOM-NEN-MNL-001 Programme, Planning and Control Manual
NEOM-NEN-PRC-023 Programme Management Procedure
NEOM-NEN-PRC-025 Construction Planning Management Procedure
NEOM-NEN-PRC-028 Risk Management Procedure

5. Procedure

Master Plan/Concept Design (Stages 2A, 2B and 3A)

During the Master Plan phase and/or concept design phase, geotechnical investigations shall be
designed to provide an initial ground model, which includes information about project location and
setting, history of the site, general geologic conditions, surface and groundwater conditions, geological
hazards, seismicity, and conceptual assessment of foundation types, need for shoring and for ground
improvement works.

The scope of work at the Master Plan phase and/or concept design phase is initiated by a desk study,
which evaluates the available and relevant collected documents. The data can be obtained from several
sources such as:

1. Topographical maps.
2. Geological maps and descriptions.
3. Hydrogeological maps.
4. Aerial/satellite photographs showing site history.
5. Previous investigations at the site.

In addition to the desk study, a site walkover survey, or otherwise called a site reconnaissance, is crucial
at this stage and shall aim at identifying geological hazards such as poor soil or rock conditions, surface
hydrology (including flooding), topographical constraints, and finalizing the selection of the site. The site
reconnaissance shall also provide essential information for planning and designing subsequent
geotechnical investigations. Moreover, geological mapping and a limited number of boreholes and test
pits (refer to Appendices A & B) with wide spacing are necessary to provide a preliminary understanding
of the subsurface conditions, assess the geological hazards, and the general suitability of the site.

Design Development (Stage 3B)

During the (design development) schematic design phase, geotechnical investigations provide the
necessary data to develop the design of foundations and retaining walls, slope stability assessment,
pavement, and subgrade design, concrete exposure identification, and site seismicity. The cost of
design development (schematic) investigations should remain low compared to detailed design
investigation and the spacing of boreholes and test pits shall be designed to provide sufficient sampling

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for laboratory testing as well as the performance of in-situ tests (refer to Appendices A & B). In addition,
the design development (schematic) investigation shall use the results of the concept stage
investigation and build on it in order to further assess any identified hazard or constraint which could
affect or cause difficulties during construction. The main objectives of conducting the investigation shall
cover, but shall not be limited to the following:

1. Studying the identified hazards whether below or above ground,


2. Obtaining representative data on the engineering properties and characteristics of the founding
terrain,
3. Obtaining representative data on the physical soil properties for assessment of slope stability,
earthworks, excavation support, pavement subgrade, ground improvement,
4. Identification of concrete exposure class,
5. Assessing site seismic class,
6. Identification of groundwater conditions,
7. Identification of further studies to be conducted during the detailed design phase.

Detailed Design Phase (Stage 3C)

Detailed geotechnical investigations are similar to design development (schematic) investigations in


relation to the nature of the data and objective, however, they differ in terms of frequency of exploratory
points and their depth. Detailed investigations entail a higher frequency and larger depth, as needed,
of exploratory points which depend on the specific structure type/stresses and subsurface formations
(refer to Appendices 1 & 2). Inherently, a larger number of in-situ and laboratory tests are conducted at
this stage, and the level of reliability and confidence in the data collected is reflected in the design by
eliminating/mitigating uncertainties.

Verification during Construction (Stage 4A)

Geotechnical investigations may be conducted during construction to verify that the design parameters
are in-line with the prevailing geotechnical conditions. The objective of conducting investigations at the
construction stage is to collect information to determine if the existing conditions are in accordance with
the design, re-assess the long-term performance of the Works, identify any risk of failure, and highlight
any required adjustments to constructed works. The investigation during construction can be either
performed by the Contractor to confirm the site conditions and constraints (and/or to meet local authority
requirements), or it can be planned as Quality Control tests and/or post improvement tests that shall be
performed by the Contractor in accordance with specific project requirements. For example, ground
improvement might be extended deeper into the soil if, during construction, the post improvement tests
do not satisfy the target criteria of the design. Notwithstanding the above, geotechnical investigations
for verification during construction are highly site/project/structure specific and shall be adapted to
particular project requirements and conditions.

Stages of Geotechnical Investigations

Depending on the project size, ground conditions, design schedule, and type of construction contract,
the geotechnical investigations can be performed in multiple stages involving concept, design
development (schematic), and detailed phases, or in a single stage; the following table gives
recommendations for the stages of investigations which can be adjusted by the geotechnical engineer
to suit project conditions:

Table 6: Recommended staging of Geotechnical Investigations based on Projects’ Types

Type of development Stage of Geotechnical Investigation


Category 1 project Investigations can be performed in one stage consisting of a detailed
investigation phase for a detailed design project; or a design

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Type of development Stage of Geotechnical Investigation
development (schematic) investigation phase for a Design-Build
project.
Category 2 project Investigations can be performed in two stages consisting of design
development (schematic) and detailed investigation phases for a
detailed design project; or in one stage consisting of a design
development (schematic) investigation phase for Design-Build
Project.
Category 3 project Investigations can be performed in three stages consisting of the
concept, design development (schematic), and detailed investigation
phases for a detailed design project; or in two stages consisting of
concept and (design development (schematic) investigation phases
for Design-Build Project.

In-Situ Tests

In-situ tests are conducted further to the minimum requirements of frequency of exploratory points and
their corresponding minimum depths, and the results are used for the characterization of the subsurface
formations. The list below presents the typical in-situ tests with the recommended standard. The
designer shall adapt the listed frequencies to the site conditions and add tests, as deemed necessary,
for the purpose of performing a safe and economic design.

Table 7: Typical in-situ Testing and Sampling

In-Situ Testing/Sampling Remarks

Field Logging of Subsurface Explorations of To be conducted as per ASTM D5434.


Soil and Rock
Thin-walled tube sampling of fine-grained soils To be conducted as per ASTM D1587/D1587M.
for geotechnical purposes
Thick wall, ring lined, split-barrel, drive sampling To be conducted as per ASTM D3550/ D3550M.
of soils
Rock Core Drilling and Sampling of Rock for To be conducted as per ASTM D2113.
Site Exploration
Standard Penetration Test (SPT) To be conducted as per ASTM D1586/ D1586M.
SPT must be performed in all boreholes, every
1m for the first 5m and every 1.5m for the
remaining borehole depth and at each change of
soil type.
Piezocone Penetration Test (CPT/ PCPT) To be conducted as per ASTM D5778. The test
shall be terminated at refusal or as directed by
the Engineer.
Plate Load Test (PLT) To be conducted as per ASTM D1196/D1196M,
or ASTM D1195/D1195M. Soaked Plate load
tests shall be performed in soils where
collapsibility/swelling is expected.
Dynamic Cone Penetrometer (DCP) To be conducted as per ASTM D6951/D6951M.
DCP is used to obtain CBR value by correlation
for pavement design.

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Field Density Test To be conducted as per ASTM D1556/D1556M
or ASTM D4914/D4914M, whichever is
applicable. Field density tests are normally
performed for quality assurance purposes in
compacted/engineered fill and embankments.
Pressure meter Test To be conducted as per ASTM D4719. This test
is used to provide the stiffness, in-situ stresses
and strength. The test is performed at intervals
of 1m to 3m depending on ground variability.
Permeability Tests (Falling Head, Constant Falling head test: to be conducted as per ASTM
Head, Packer Test) D6391.
Constant Head Test: to be conducted as per
ASTM D6391.
Packer Test: to be conducted as per ASTM
D6391. Permeability tests shall be performed as
necessary to build the hydrogeological model of
the site. For that purpose, permeability tests are
conducted in all encountered lithological layers.
Percolation/soakaway Test To be conducted as per BRE Digest 365.
Soakaway tests are performed for drainage
design purposes, they are infiltration tests and not
permeability tests. Note: Test requires approval
by NEOM.
Piezometers Open standpipe for measuring ground water
level.
Casagrande type or vibrating wire piezometer for
measuring pore water pressure in a soil/rock
layer.
Probe Drilling To be conducted as per ASTM D2113, for cavity
detection under foundations of buildings and
infrastructure. Engineer shall assess the
frequency of probe drilling based on project
geology/extent.
Selection of Geophysical Testing To be conducted as per ASTM D6429 & TRB
circular E-C130, under foundations of buildings
and infrastructure. Engineer shall assess the
type/frequency based on a project's local
geology, extent, and project specific conditions.
Ground Penetrating Radar (GPR) To be conducted as per ASTM D6432, for
detecting buried objects and utilities.
Multichannel Analysis of Surface Waves Surface method for measuring shear velocities,
(MASW) detecting cavities and weak zones in the ground.
P&S Suspension Logging Intrusive method for measuring shear wave and
compression wave velocities at a specific depth in
the borehole.
Cross-Hole Seismic Testing To be conducted as per ASTM D4428/ D4428M;
Intrusive method for measuring shear wave and
compression wave velocities in subsurface strata
and detecting local anomalies.

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Seismic Refraction Method To be conducted as per ASTM D5777, for
determining the thickness of soil deposit and
depth to the top of bedrock, or the thickness of
soft deposits overlying firm strata below seabed
level.
Seismic Reflection Method To be conducted as per ASTM D7128, for
determining the stratification and lateral continuity
of lithologic units, and buried channels below the
seabed.
Electrical Resistivity Testing To be conducted as per ASTM G57, for
measuring the electrical soil resistivity.
Thermal Resistivity Testing To be conducted as per ASTM D5334, for
measuring the thermal soil resistivity.
Vibration Monitoring Measuring peak particle velocity by a set of
vibration sensors (min. 2). Engineer shall assess
the number of sensors and frequency of
measurements based on project type/extent,
specific conditions, and local geology.
Vane Field Test To be conducted as per ASTM D2573 to measure
the in-situ strength of clay soils.
Groundwater Level Measurements Ground water level measurements shall be made
daily in all drill holes prior to the start of drilling
and at the end of each shift. Record all
groundwater conditions, including colour,
character, and quantity of water return, gain or
loss of drilling fluid, and the presence of gas or
artesian flow. If a sudden loss of drilling fluid is
encountered during drilling, the depth shall be
noted at which the loss occurred. Whenever
required, holes shall be bailed for observation of
ground water conditions.

Laboratory Tests

Laboratory tests shall be performed on samples retrieved from boreholes and test pits, and their
frequency shall increase as the investigation phases progress. The below list presents typical laboratory
tests used for soil classification, determining the strength and deformation properties of soil and rock,
permeability, and chemical aggressiveness.

Table 8: Typical Laboratory Tests

Laboratory Test Standard


Grain Size Analysis ASTM D2487
Moisture Content ASTM D2216
Particle Size Analysis by Sedimentation ASTM D1140
Dry and Bulk Densities ASTM D4254
Plasticity Indices ASTM D4318
Unconsolidated Undrained Triaxial Compression Test ASTM D2850

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Laboratory Test Standard
Consolidated Undrained Triaxial Compression Test ASTM D4767
Consolidated Drained Triaxial Compression Test ASTM D7181
Consolidated Drained direct shear Compression Test ASTM D3080/3080 M
Unconfined Compression Test on Cohesive Soil ASTM D2166/ D2166M
One Dimensional Consolidation Test ASTM D2435/2435 M
Specific Gravity of Soil Particles ASTM D854
Chloride Content of Soil AASHTO T291
Sulphate Content of Soil ASTM C1580
Calcium Carbonate Content of Soil ASTM D4373
PH Value of Soil ASTM D4972
Chloride Content of Groundwater ASTM D512
Sulphate Content of Groundwater ASTM D516
PH Value of Groundwater ASTM D1293
Linear Shrinkage of Soil ASTM D4943
One Dimensional Swell or Collapse Potential of Soils ASTM D4546
Determination of The Dry Density / Moisture Content ASTM D1557 or ASTM D698
Relationship of Soil
Determination of The California Bearing Ratio (CBR) ASTM D1883
Uniaxial Compression Test for Rock ASTM D7012-14 Method C
Uniaxial Compression Test and Static Elastic Modulus ASTM D7012-14 Method D
for Rock
Point Load Test ASTM D5731

Geophysical Methods

Geophysical methods shall be applied in order to complement geotechnical data obtained from in-situ
and laboratory testing. They shall not form a substitute for drilling boreholes and excavating pits. The
interpretation of geophysical tests shall be calibrated with borehole logging and data. The selection of
geophysical methods depends on the local geology and the project conditions and extent. Typical
geophysical methods suitable for the geological conditions at NEOM are listed in table 3, together with
the purpose of their application. The frequency and locations of geophysical testing shall be developed
by expert(s) in geophysics in coordination with the designer considering the project geological
conditions.

6. Forms/Templates

NEOM-NEN-PRC-001_FRM01: Geotechnical factual report checklist form (enclosed in Appendix E).

7. References

Applicable International and National Codes and Standards are listed below; nevertheless, the design
of geotechnical investigations shall implement the minimum requirements set in this Procedure:

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1. SBC 303 2018, Soils and Foundations.
2. ASTM, American Society for Materials and Testing.
3. AASHTO LRFD 2017.
4. AASHTO subsurface investigation manual (1988, 2008).
5. Basic geological mapping. 5th ed. / Richard J. Lisle, Peter J. Brabham, and John W. Barnes.
(2011).
6. BRE (Building Research Establishment) Digest 365, Soakaway Design (2016).
7. EBRD, Environmental and Social Policy (2019).
8. FHWA, NHI-01-031 Subsurface investigations- Geotechnical Site Characterization (2002).
9. Geotechnical Engineering Office, Civil Engineering and Development Department, The
Government of the Hong Kong Special Administrative Region, Engineering Geological Practice
in Hong Kong, Geo Publication No. 1/2007.
10. IBC, International Building Code (2012).
11. IFC Performance Standards on Environmental and Social Sustainability (2012).
12. IFC Environmental Hazardous Materials Management (2007).
13. ISSMGE Geotechnical & Geophysical Investigations for Offshore and Nearshore
Developments (2005).
14. Mapping in engineering geology. Published by the Geological Society of London/ Griffiths, J.
S. (2002).
15. NCHRP Manual on Subsurface Investigation (2019).
16. NEOM Environmental Code of Compliance - Construction (ECC-C).
17. PIANC, Site Investigation Requirements for Dredging Works, Report of Working Group No.23
of the Permanent Technical Committee II (2000).
18. PIANC, Guidelines for Marina Design, Report No. 149/Part I (2016).
19. TRB, Transportation Research Circular E-C130: Geophysical Methods Commonly Employed
for Geotechnical Site Characterization.
20. US EPA Handbook of Groundwater Protection and Clean-up Policies for RCRA Corrective
Action (2004).
21. US EPA Ground Water Issue Dense Non-Aqueous Phase Liquids (1991).
22. US EPA Guidance for Cleaning up Soil.
23. US EPA Quality System and Technical Procedures for LSASD (Lab Services and Applied
Sciences Divisions) Field Branches.

8. Appendices

Appendix A: Guidelines for Explorations Points: Frequency & Depth-Onshore.

Appendix B: Guidelines for Explorations Points: Frequency & Depth-Offshore.

Appendix C: Geotechnical Investigation Contractor’s Responsibilities & Obligations.

Appendix D: Environmental Standards for Geotechnical Investigation.

Appendix E: Geotechnical Factual Report Checklist Form.

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Appendix A

Guidelines for Explorations Points


Frequency & Depth-Onshore

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Asset Stage
Concept / Master Plan - (Stages 2A, 2B and 3A) Design Development (Schematic) - (Stage 3B) Detailed Design - (Stage 3C)
Minimum Requirements/
Minimum Requirements/ Depth of Exploration Minimum Requirements/
Type of Project Frequency of Exploration Depth of Exploration points Depth of Exploration points
Frequency of Exploration points points Frequency of Exploration points
points
Buildings (residential, - Desk Study. Minimum depth of Minimum 1 borehole per 1000 Depth below foundation level shall be: Minimum 1 borehole per 300 sqm, Depth below foundation level shall be:
commercial, industrial) - Walkover survey. borehole 10m. sqm, but not less than 1 - For isolated footings: minimum 2 times but not less than 3 boreholes per - For isolated footings: minimum 3 times
one to three story - Geological Mapping 1/10,000. borehole per building. the expected width of the foundation. building. the expected width of the foundation.
- Boreholes at 500m grid pattern. -For raft: minimum, the width of the For multiple buildings: optimize the - For raft: minimum 1.5 times the width of
foundation. number of boreholes according to the foundation.
- For piles: Below pile tip by minimum 3 uniformity of ground conditions. - For piles: minimum 5 times pile diameter
times pile diameter or width of pile group. or width of pile group, below pile tip.
-Borehole depth shall not be less than - Borehole depth shall not be less than
15m. 15m. Depth of borehole shall be adjusted
according to the depth of hard/dense
stratum.
Buildings (residential, - Desk Study. Minimum depth of Minimum 1 borehole per 1000 Depth below foundation level shall be: Minimum 1 borehole per 300 sqm, Depth below foundation level shall be:
commercial, industrial) - Walkover survey. borehole 15m. sqm, but not less than 1 - For isolated footings: minimum 2 times but not less than 3 boreholes per - For isolated footings: minimum 3 times
Four + stories - Geological Mapping 1/10,000. borehole per building. the expected width of the foundation. building. the expected width of the foundation.
- Boreholes at 500m grid pattern. -For raft: minimum, the width of the For multiple buildings: optimize the - For raft: minimum 1.5 times the width of
foundation. number of boreholes according to the foundation.
- For piles: Below pile tip by minimum 3 uniformity of ground conditions. - For piles: minimum 5 times pile diameter
times pile diameter or width of pile group. or width of pile group, below pile tip.
-Borehole depth shall not be less than - Borehole depth shall not be less than
20m. 20m.
Depth of borehole shall be adjusted
according to the depth of hard/dense
stratum.
Large area Structures - Desk Study. Minimum depth of Minimum 1 borehole per 1000 Depth below foundation level shall be: Minimum 1 borehole per 500 sqm. Depth below foundation level shall be:
(Hangars, storage yards, - Walkover survey. borehole 15m. sqm, but not less than 1 - For isolated footings: minimum 2 times - For isolated footings: minimum 3 times
industrial facilities, - Geological Mapping 1/10,000. borehole per building. the expected width of the foundation. the expected width of the foundation.
commercial centres) - Boreholes at 500m grid pattern. -For raft: minimum, the width of the - For raft: minimum 1.5 times the width of
foundation. the foundation.
- For piles: Below pile tip by minimum 5 - For piles: minimum 5 times pile diameter
times pile diameter or width of pile group. or width of pile group, below pile tip.
-Borehole depth shall not be less than - Borehole depth shall not be less than
15m. 15m. Depth of borehole shall be adjusted
according to the depth of hard/dense
stratum.
Bridges - Shallow - Desk Study. Minimum depth of Minimum 1 boring per 2 piers, Depth below foundation level shall be: Minimum 1 boring per pier and 2 Depth below foundation level shall be:
Foundations - Walkover survey. borehole 20m. and 1 boring per abutment. - For isolated footings: minimum 2 times borings per abutment. - For isolated footings: minimum 3 times
- Geological Mapping 1/5,000. the expected width of the foundation. the expected width of the foundation.
- Minimum 1 borehole per bridge. -For raft: minimum, the width of the -For raft: minimum 1.5 times the width of
foundation. the foundation.
-Borehole depth shall not be less than -Borehole depth shall not be less than
20m. 20m. Depth of borehole shall be adjusted
according to the depth of hard/dense
stratum.
Bridges - Deep - Desk Study. Minimum depth of Minimum 1 boring per 2 piers, Depth below pile tip shall be the largest Minimum 1 boring per pier, and 2 Depth below pile tip shall be the largest
Foundations - Walkover survey. borehole 20m. and 1 boring per abutment. of: borings per abutment. of:
- Geological Mapping 1/5,000. - 5 times pile diameter, - 5 times pile diameter,
- Minimum 1 borehole per bridge. - Or width of pile group. - Or width of pile group.
- For shafts/piles in rock, extend - For shafts/piles in rock, extend
boreholes at least 3 pile diameters or 5m boreholes at least 3 pile diameters or 5m
into competent rock. into competent rock.
- Borehole depth shall not be less than - Borehole depth shall not be less than
20m. 20m.

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©NEOM [2021]. All rights reserved.


Asset Stage
Concept / Master Plan - (Stages 2A, 2B and 3A) Design Development (Schematic) - (Stage 3B) Detailed Design - (Stage 3C)
Minimum Requirements/
Minimum Requirements/ Depth of Exploration Minimum Requirements/
Type of Project Frequency of Exploration Depth of Exploration points Depth of Exploration points
Frequency of Exploration points points Frequency of Exploration points
points
Roads-Highways- - Desk Study. Minimum depth of - Minimum 1 borehole every -Minimum depth of borehole 10m. - Minimum 1 borehole every -Minimum depth of borehole 10m.
Railways & Culverts - Walkover survey. borehole 10m. 2000m. -For sections in cut and at grade: 1000m. -For sections in cut and at grade:
- Geological Mapping 1/10,000. - Minimum 1 test pit every minimum depth shall be 5m below - Minimum 1 test pit every 250m in minimum depth shall be 5m below
- Minimum 1 borehole per 5,000m. 500m in changeable and finished grade or 0.75m into rock. heterogeneous and problematic finished grade or 0.75m into rock.
problematic soils and every -For section infill, adopt embankment soils, and every 500m in uniform -For section infill, adopt embankment
1000m in uniform soils. requirements. soils. requirements.
- Geologic Mapping 1/50,000 -For culverts: follow large area structure - Geologic Mapping 1/2,000 where -For culverts: follow large area structure
where hazards are identified requirements. hazards are identified along the requirements.
along the alignment. - borehole depth shall not be less than alignment. - borehole depth shall not be less than
- Minimum 1 borehole per 15m. - Minimum 1 borehole per culvert. 15m.
culvert.
Transmission Lines & - Desk Study. Minimum depth of Minimum 1 boring per Tension Depth below foundation level shall be Minimum 1 boring per Tension Depth below foundation level shall be
Electrical Substations - Walkover survey. borehole 10m. Tower and Structure, and at - For isolated footings: minimum 3 times Tower and structure and at every - For isolated footings: Minimum 3 times
- Geological Mapping 1/10,000. every 2,000m. the expected width of the foundation. 1,000m. the expected width of the foundation.
- Minimum 1 borehole every - For raft: minimum 1.5 times the width of - For raft: minimum 1.5 times the width of
5,000m. the foundation. the foundation.
- For piles: depth to be taken 5 times the - For piles: depth to be taken 5 times the
pile diameter below pile tip. pile diameter below pile tip.
- Borehole depth shall not be less than - Borehole depth shall not be less than
20m. 20m.

Circular Tanks - Desk Study. Minimum depth of test Minimum 1 borehole at the Minimum depth of 1.5 times the tank Minimum 1 borehole at the center Minimum depth of 1.5 times the tank
- Walkover survey. pit 3m. center of the tank. diameter or 5m into competent rock. of tank and boreholes at diameter or 5m into competent rock.
- Test Pits. circumference at 50m spacing.
Retaining Structures - Desk Study. Minimum depth of A minimum of one borehole for Minimum depth below wall base shall be - A minimum of one borehole for Minimum depth below wall base shall be
- Walkover survey. borehole 15m. each the wall height, or 5m into competent each wall, and at intervals of 100 the wall height, or 5m into competent
- Geological Mapping 1/10,000. wall, and at 200 linear meter rock. m with rock.
- Minimum 1 borehole every 1000m, intervals. locations alternating from in front
and at a location of each high to behind the wall.
retaining structure. - Anchored walls: additional
locations in the anchorage zone
spaced at intervals of 150m.
- Soil nail walls: additional
locations behind the wall at a
distance of 1 to 1.5x the wall
height. Spacing shall be at
intervals of 150m.
- For extensive stretches, optimize
the number of boreholes according
to uniformity of ground conditions.
Rock Slopes and - Desk Study. Minimum depth of A minimum of one borehole at The minimum depth shall be defined - Minimum 2 boreholes every The minimum depth shall be defined
Hillsides - Walkover survey. borehole 15m. 200 linear meter intervals. based on ground stability requirements, or 150m. based on ground stability requirements, or
- Geological Mapping 1/10,000. 5m into competent rock. - Perform geologic mapping at 5m into competent rock.
- Minimum 1 borehole every 1000m, 1/2,000.
or at a location of each high slope. - Optimize the number of
boreholes according to uniformity
of ground conditions.

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©NEOM [2021]. All rights reserved.


Asset Stage
Concept / Master Plan - (Stages 2A, 2B and 3A) Design Development (Schematic) - (Stage 3B) Detailed Design - (Stage 3C)
Minimum Requirements/
Minimum Requirements/ Depth of Exploration Minimum Requirements/
Type of Project Frequency of Exploration Depth of Exploration points Depth of Exploration points
Frequency of Exploration points points Frequency of Exploration points
points
High Embankments and - Desk Study. Minimum depth of Minimum 1 borehole every - For cuts: minimum borehole depth is - Minimum 2 perpendicular - For cuts: minimum borehole depth is
Cut Slopes - Walkover survey. borehole 15m. 200m for cuts, and every 200m 10m below cut level or 0.4 times the depth boreholes every 100m for cuts and 10m below cut level or 0.4 times the
- Geological Mapping 1/10,000. for embankments. of cut whichever is greater. If groundwater every 150m for the embankment. depth of cut whichever is greater. If
- Minimum 1 borehole per zone of is encountered, extend the depth of - For cut slopes in rock, perform groundwater is encountered, extend the
high embankment or high cut. boreholes to identify pervious strata. geologic mapping along the length depth of boreholes to identify pervious
- For embankments: minimum borehole of the cut slope at 1/2,000. strata.
depth for embankments is the height of - For extensive stretches, optimize - For embankments: minimum borehole
the embankment. If soft strata are the number of boreholes according depth for embankments is the height of
encountered extend the depth of to uniformity of ground conditions. embankment. If soft strata are
investigation to a competent layer. encountered extend depth of investigation
to a competent layer
Tunnels (Bored, Mined, - Desk Study The minimum depth of - Geological Mapping 1/5,000. The minimum depth for borings is 1 tunnel - Geological Mapping 1/2,000. The minimum depth for borings is 1 tunnel
Cut & cover) - Walkover survey borehole is 1 tunnel - In Urban areas: minimum 1 diameter (or width) below the tunnel - In Urban areas: minimum 1 diameter (or width) below the tunnel
- Geological Mapping 1/10,000 diameter (or width) boring every 1,000m. invert. boring every 500m. invert.
-Minimum 1 borehole every 2,000m, below tunnel invert. - In Non-Urban areas: minimum - In Non-Urban areas: minimum 1
but not less than 3 boreholes per 1 boring every 2,000m. boring every 1,000m.
tunnel. - Minimum 1 borehole at each - Minimum 3 boreholes at each
portal and shaft location. portal and 2 boreholes at each
shaft location.
Airports Fields - Desk Study. Minimum depth is 3m Minimum 1 test pit every 500m. -For section in cut and at grade: minimum Minimum 1 test pit every 250m. -For section in cut and at grade: minimum
- Walkover survey. below finished grade in depth shall be 5m below finished grade or depth shall be 5m below finished grade or
- Geological Mapping 1/10,000. cut section or up to 0.75m into rock. 0.75m into rock
- Minimum 1 test pit or borehole rock. In shallow fill, -For section infill, adopt embankment -For section infill, adopt embankment
every 1,000m. the minimum depth is requirements. requirements.
3m below natural
subgrade or up to
rock.
Large Diameter - Desk Study. Minimum depth of Minimum 1 borehole every Minimum depth of borehole 15m. Minimum 1 borehole and 1 Minimum depth of borehole 15m.
Pipelines/Culverts - Walkover survey. borehole 10m. 1000m, and 1 electrical Depth of ERT test 1m-2m. electrical resistivity test every Depth of ERT test 1m-2m.
- Geological Mapping 1/10,000. resistivity test for determining 500m.
- Minimum 1 borehole every the corrosivity of each type of
2,000m. soil.

Landscape Areas - Desk Study. Minimum depth of test Minimum 1 test pit per Minimum depth of test pits 3m. Minimum 1 test pit per 5,000sqm, Minimum depth of test pits 3m.
- Walkover survey. pit 3m. 10,000sqm, but not less than 3 but not less than 3 pits.
- Geological Mapping 1/10,000. pits.
- Test pits at 500m grid pattern.
Seismic Site Class - Geological mapping 1/10,000. Minimum depth of - Boreholes at 500m grid Minimum depth of boreholes 30m. - Boreholes at 250m grid pattern. Minimum depth of boreholes 30m.
- Geophysical Testing: MASW, P&S boreholes 30m. pattern. - Mapping of geological hazards:
suspension Logging, Cross-hole - Mapping of geological 1/2,000.
seismic test. hazards: 1/5,000. - Geophysical Testing: MASW,
- Boreholes at 1,000m grid pattern. - Geophysical Testing: MASW, P&S suspension Logging, Cross-
P&S suspension Logging, hole seismic test. Engineer shall
Cross-hole seismic test. assess the frequency based on
Engineer shall assess the project geology/extent.
frequency based on project
geology/extent.

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©NEOM [2021]. All rights reserved.


Appendix B

Guidelines for Explorations Points


Frequency & Depth-Offshore

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©NEOM [2021]. All rights reserved.


Asset Stage

Concept / Master Plan - (Stages 2A, 2B and 3A) Design Development (Schematic) - (Stage 3B) Detailed - (Stage 3C)
Minimum Requirements/ Depth of Exploration Minimum Requirements/ Depth of Exploration Minimum Requirements/ Depth of Exploration points
Application/Type of
Type of Structure Frequency of Exploration points Frequency of points Frequency of Exploration
Structure
points Exploration points points
Reclamation Dredging/ - Desk study. Minimum borehole depth to Minimum 1 borehole and Minimum borehole depth to Minimum 3 boreholes Minimum borehole depth to reach
Lowering seabed - Site reconnaissance. reach 5m below design 1 (P)CPT per 10,000m2. reach 5m below design +A0.5.D0.33/50, where A 5m below design dredge level.
- Minimum 1 borehole per dredging level. dredging level. is area in m2 and
25,000m2. D is the average thickness
of material to
be removed in meters.
Slope Stability - Desk study. Minimum borehole depth: Minimum 1 borehole or 1 Minimum borehole depth: Minimum 1 borehole or 1 Minimum borehole depth:
- Site reconnaissance. - 0.5 H below the toe of the (P)CPT every 300m. - 0.5 H below the toe of the (P)CPT every 100m. - 0.5 H below the toe of the slope
- Minimum 1 borehole or 1 slope where H is slope slope where H is slope where H is slope height.
(P)CPT every 750m. height. height. But not less than the full thickness
But not less than the full But not less than the full of compressible or soft material,
thickness of compressible or thickness of compressible or plus 5m into dense stratum.
soft material, plus 5m into soft material, plus 5m into
dense stratum. dense stratum.
Fill Material - Desk study, Minimum borehole depth: Minimum 1 borehole and Minimum borehole depth: Minimum 1 borehole and 1 Minimum borehole depth:
- Site reconnaissance, - H below the toe of the slope 1 (P)CPT per 10,000m2. - H below the toe of the slope (P)CPT per 5,000m2. - H below the toe of the slope
- Minimum 1 borehole and 1 where H is slope height. The additional where H is slope height. -See Note 1. where H is slope height.
(P)CPT per 25,000m2. But not less than the full investigation points as But not less than the full But not less than the full thickness
- Additional investigation thickness of compressible or needed if ground thickness of compressible or of compressible or soft material,
points as needed if ground soft material, plus 5m into conditions are variable. soft material, plus 5m into plus 5m into dense stratum.
conditions are variable. dense stratum. dense stratum.
Settlement and - Desk study. Minimum borehole depth: Minimum 1 borehole and Minimum borehole depth: Minimum 1 borehole and 1 Minimum borehole depth:
Stability of subsoil of - Site reconnaissance. - H below the toe of the slope 1 (P)CPT per 10,000m2. - H below the toe of the slope (P)CPT per 5,000m2. - H below the toe of the slope
Reclamation Area - Minimum 1 borehole and 1 where H is slope height. The additional where H is slope height. -See Note 1. where H is slope height.
(P)CPT per 25,000m2. But not less than the full investigation points as But not less than the full But not less than the full thickness
- Additional investigation thickness of compressible or needed if ground thickness of compressible or of compressible or soft material,
points as needed if ground soft material, plus 5m into conditions are variable. soft material, plus 5m into plus 5m into dense stratum.
conditions are variable. dense stratum. dense stratum.
Near Shore Structures Rubble mound, Minimum 1 borehole and 1 Minimum borehole depth: Minimum 1 borehole and Minimum borehole depth: Minimum 1 borehole and 1 Minimum borehole depth:
Vertical Breakwater (P)CPT every 500m. - H below the base of 1 (P)CPT every 300m. - H below the base of (P)CPT every 100m. - H below the base of breakwater
with thin rubble breakwater where H is breakwater where H is -See Note 1. where H is breakwater height
mound breakwater height including breakwater height including including rubble mound thickness.
Composite rubble mound thickness. rubble mound thickness. But not less than the full thickness
breakwater But not less than the full But not less than the full of compressible or soft material,
thickness of compressible or thickness of compressible or plus 5m into dense stratum.
soft material, plus 5m into soft material, plus 5m into
dense stratum. dense stratum.
-See Note 1.

Sloping Seawall Minimum 1 borehole and 1 Minimum borehole depth: Minimum 1 borehole and Minimum borehole depth: Minimum 1 borehole and 1 Minimum borehole depth:
(P)CPT every 300m. - 0.75 H below the toe of 1 (P)CPT every 150m. - 0.75 H below the toe of (P)CPT every 50m. - 0.75 H below the toe of seawall
seawall where H is seawall seawall where H is seawall -See Note 1. where H is seawall height.
height. height. But not less than the full thickness
But not less than the full But not less than the full of compressible or soft material,
thickness of compressible or thickness of compressible or plus 5m into dense stratum.
soft material, plus 5m into soft material, plus 5m into
dense stratum. dense stratum.
-See Note 1.

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©NEOM [2021]. All rights reserved.


Asset Stage

Concept / Master Plan - (Stages 2A, 2B and 3A) Design Development (Schematic) - (Stage 3B) Detailed - (Stage 3C)
Minimum Requirements/ Depth of Exploration Minimum Requirements/ Depth of Exploration Minimum Requirements/ Depth of Exploration points
Application/Type of
Type of Structure Frequency of Exploration points Frequency of points Frequency of Exploration
Structure
points Exploration points points
Vertical, Gravity Type Minimum 1 borehole and 1 Minimum borehole depth: Minimum 1 borehole and Minimum borehole depth: Minimum 1 borehole and 1 Minimum borehole depth:
Seawall, and Quay (P)CPT every 300m. - 2 B below the base of wall 1 (P)CPT every 150m. - 2 B below the base of wall (P)CPT every 50m. - 2 B below the base of wall where
Wall where B is wall foundation where B is wall foundation -See Note 1. B is wall foundation width.
width. width. But not less than the full thickness
But not less than the full But not less than the full of compressible or soft material,
thickness of compressible or thickness of compressible or plus 5m into dense stratum.
soft material, plus 5m into soft material, plus 5m into
dense stratum. dense stratum.
-See Note 1.
Piled Structure Minimum 1 borehole and Borehole depth: Minimum 1 borehole and Borehole depth: Minimum 1 borehole and 1 Borehole depth:
(P)CPT: - 4 times the pile diameter 1 (P)CPT: - 4 times the pile diameter (P)CPT: - 4 times the pile diameter below
per 50 piles, below pile tip, per 30 piles, below pile tip, per 10 piles, pile tip,
or pile group, - or 1.5 times the width of a or pile group, - or 1.5 times the width of a or pile group, - or 1.5 times the width of a pile
or every 300m for sheet piles. pile group, whichever is or every 150m for sheet pile group, whichever is or every 50m for sheet group, whichever is greater.
greater. piles. greater. piles. For sheet piles, the minimum
- For sheet piles, the - For sheet piles, the borehole depth below the seabed
minimum borehole depth minimum borehole depth level shall be the wall height.
below seabed level shall be below seabed level shall be
the wall height. the wall height.

Heavy Seawall Minimum 1 borehole and Borehole depth: Minimum 1 borehole and Borehole depth: Minimum 1 borehole and 1 Borehole depth:
(ports, industrial, etc.) (P)CPT: - 4 times the pile diameter 1 (P)CPT: - 4 times the pile diameter (P)CPT: - 4 times the pile diameter below
per 50 piles, below pile tip, per 30 piles, below pile tip, per 10 piles, pile tip,
or pile group, - or 1.5 times the width of a or pile group, - or 1.5 times the width of a or pile group, - or 1.5 times the width of a pile
or every 200m for large pile group, whichever is or every 100m for large pile group, whichever is or every 50m for large group, whichever is greater.
diameter piles(D˃1.2m) greater. diameter piles(D˃1.2m) greater. diameter piles (D˃1.2m)

Note 1: Notwithstanding the indicated figures, optimize the frequency of investigation considering soil uniformity.

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©NEOM [2021]. All rights reserved.


Appendix C

Geotechnical Investigation Contractor’s


Responsibilities & Obligations

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©NEOM [2021]. All rights reserved.


The Contractor is responsible for the following:

 Execution and completion of the investigations as set in the RFP and to the satisfaction of
NEOM,
 Submitting plans/ layouts/ procedures/ method statements as necessary for all activities to
NEOM for approval before execution/ implementation,
 Safety of all site operations and compliance with all NEOM Health and Safety regulations,
 All investigations shall be executed in accordance with the applicable NEOM codes and
standards for safe execution and environmental controls,
 Adhering to the Schedule of Works as set in the RFP,
 Submitting certifications of Quality Management Systems,
 Suitability of equipment,
 Suitability of sampling methods and procedures,
 Suitability of testing methods and procedures,
 Submitting organization charts listing key personnel,
 Submitting the necessary laboratory certifications and CVs of personnel,
 Submitting a list of equipment and tools,
 Knowledge of investigations (category, quality and quantity of equipment and labour required)
and site conditions (means of access, hydrological, climatic and meteorological conditions) as
to be able to complete the works in a timely manner and to the set standards,
 Knowledge of any statutes, orders, regulations, by-laws or other constraints applicable to the
site or Works,
 Obtaining all necessary permits and permissions for personnel and equipment from the relevant
authorities,
 Offshore investigations required specialist certified vessels, procedures and operators shall be
certified by the KSA Marine Authorities,
 All operations shall be planned and executed in accordance with any conditions prescribed in
the NEOM Land Use Permit,
 All operations shall be planned and executed in accordance with Mandatory Environmental
Controls, detailed in NEOM Environmental Code of Compliance - Construction (ECC-C),
 Protection of the environment as stipulated in Appendix No. 4,
 Compliance with IFC Performance Standards on Environmental and Social Sustainability,
 Coordination with NEOM representatives to finalize the interfaces, create all necessary
documents, execution of the construction works and maintain safety and security requirements,
 Protection of all existing utilities and services from damage during the execution of the
investigations: existing structures, utilities, sidewalks, pavements and other facilities on or
adjacent to the site. Any damage shall be reinstated to original condition by the Contractor, as
acceptable to NEOM,
 Re-execution of work and replacement of unfit work.

Providing adequate supervision according to the magnitude of work with qualified approved personnel
from Contractor’s direct hires in their respective disciplines to complete the scope of work according to
the project milestones ensuring related technical, safety and quality standards.

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©NEOM [2021]. All rights reserved.


Appendix D

Environmental Requirements for Geotechnical Investigation

DOCUMENT CO DE : NEO M-NEN-PRC-001 REVI SION C ODE: 02. 00 PAGE 22 OF 27

©NEOM [2021]. All rights reserved.


All investigations executed by the Contractor shall comply with international environmental
standards, including, but not limited to, standards and principles stipulated by International Finance
Corporation (IFC), European Bank for Reconstruction & Development (EBRD), United States
Environmental Protection Agency (US EPA) and Dutch standards, including but not limited to:

 IFC Environmental Hazardous Materials Management (2007);


 IFC Performance Standards on Environmental and Social Sustainability (2012);
 EBRD, Environmental and Social Policy (2019);
 US EPA Ground Water Issue Dense Non-Aqueous Phase Liquids (1991);
 US EPA Guidance for Cleaning up Soil;
 US EPA Handbook of Groundwater Protection and Clean-up Policies for RCRA Corrective
Action (2004);
 US EPA Quality System and Technical Procedures for LSASD (Lab Services and Applied
Sciences Divisions) Field Branches; and
 Dutch Soil Remediation Circular (2013).

The following criteria shall also be followed:

Contamination avoidance and/or aquifer protection measures required:


The Contractor shall take all reasonable precautions to minimise the risk of causing the migration of
contaminants, the contamination of groundwater or the creation of pollution pathways.

If any signs (visual and/or olfactory) of contamination are encountered, particularly Non-Aqueous Phase
Liquid (NAPL), the Contractor shall inform the Investigation Supervisor immediately.

The Contractor shall provide details of the drilling method in his method statement. Aquifer protection
measures are required where boreholes are constructed in the potentially contaminated ground where
the depth of the boreholes may penetrate an aquiclude / aquitard creating a potential preferential
pathway to an underlying aquifer.

During all site operations, the storage and use of potentially hazardous materials (e.g. fuels, oils and
solvents) shall take place in a manner that safeguards against accidental loss or spillage to the ground.
Any such loss or spillage shall be dealt with immediately to leave the ground in its previous condition.
The resulting contaminated materials will then be disposed off to an appropriate landfill facility.

Reinstatement Requirements:
Reinstatement shall be provided on a like for like basis unless otherwise instructed by the Investigation
Supervisor.

Unavoidable damage to be reinstated by Contractor:


Unavoidable damage caused by the Contractor shall be reinstated unless otherwise instructed by the
Investigation Supervisor.

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©NEOM [2021]. All rights reserved.


Appendix E

Geotechnical Factual Report


Checklist Form

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