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Analytic Combinatorics
A Multidimensional Approach
Analytic Combinatorics
A Multidimensional Approach
Marni Mishna
CRC Press
Taylor & Francis Group
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Preface xiii
Symbols xvii
I Enumerative Combinatorics 1
vii
viii Contents
2 Combinatorial Parameters 35
2.1 Combinatorial Parameters . . . . . . . . . . . . . . . . 36
2.1.1 Bivariate Generating Functions . . . . . . . . . 36
2.2 What Can We Do with a Bivariate Generating
Function? . . . . . . . . . . . . . . . . . . . . . . . . . 37
2.2.1 Higher Moments . . . . . . . . . . . . . . . . . 38
2.2.2 Moment Inequalities and Concentration . . . . 40
2.3 Deriving Multivariate Generating Functions . . . . . . 41
2.3.1 Multidimensional Parameters . . . . . . . . . . 41
2.3.2 Inherited Parameters . . . . . . . . . . . . . . . 42
2.3.3 Marking Substructures . . . . . . . . . . . . . . 43
2.4 On the Number of Components . . . . . . . . . . . . . 46
2.5 Linear Functions of Parameters . . . . . . . . . . . . . 46
2.6 Pathlength . . . . . . . . . . . . . . . . . . . . . . . . . 47
2.7 Catalytic Parameters and the Kernel Method . . . . . 49
2.8 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . 51
2.9 Problems . . . . . . . . . . . . . . . . . . . . . . . . . . 51
9 Partitions 191
9.1 Integer Partitions . . . . . . . . . . . . . . . . . . . . . 192
9.2 Vector Partitions . . . . . . . . . . . . . . . . . . . . . . 194
9.2.1 Integer Points in Polytopes . . . . . . . . . . . . 196
Contents xi
Bibliography 213
Glossary 225
Index 227
Preface
Marni Mishna
Bordeaux, France
Symbols
Symbol Description
N The set of natural numbers, {0, 1, . . . , }
R The set of real numbers
C The set of complex numbers
K A field of characteristic zero
K[x] Polynomials in x with coefficients in K
K[[x]] Formal power series in x with coefficients in K
K(x) Rational functions in x over K
K[x, x−1 ] Laurent polynomials in x with coefficients in K
K((x)) Laurent series in x with coefficients in K
[xn ]F(x) Coefficient of xn in a Taylor/Laurent series expansion of F(x)
around 0.
ej Elementary basis vector
x (x1 , x2 , . . . , xd )
α α
xα x1 1 · · · xd d
x−1 (x1−1 , . . . , xd−1 )
ex (ex1 , . . . , exd )
T (z) Torus of the point z= z0 | zj0 = zj
D(z) Polydisk z0 | zj0 ≤ zj
P n
F(x) n f (n) x
Supp(F) The series support: {n | f (n) , 0}
CT F(x) The constant term P f (0) n
∆F(x) Diagonal series n f (n, n, P. . . , n) xd
r
∆ F(x) Diagonal series along r: n f (r1 n, r2 n, . . . , rn n) xdn
n n!
Multinomial n !...n
n1 ,...,nk 1 k!
resz=z0 F(z) The residue of F(z) at z0
P
h(z) The height function − log |zi |
relog(z) Relog map (− log |z1 |, . . . , − log |zd |)
h i
H Hessian matrix ∂j ∂k φ(t)
z− (z1 , . . . , zd−1 )
P A convex polytope
nP The n-th dilate of P
LP (n) Lattice point enumerator: #nP ∩ Nd
xvii
Welcome to Analytic Combinatorics
xix
xx Welcome to Analytic Combinatorics
We encode the basic property of size in the base variable, and track
other combinatorial properties with other variables. Analysis of mul-
tivariable complex functions at their singular points gives very precise
enumerative information and also distribution information about the
parameter values.
Enumerative Combinatorics
1
A Primer on Combinatorial Calculus
CONTENTS
1.1 Combinatorial Classes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.2 Words and Walks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.2.1 Words and Languages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
1.2.2 Lattice Walks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
1.2.3 What Is a Good Combinatorial Formula? . . . . . . . . . . . . . . . . 7
1.2.4 Bijections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
1.2.5 Combinatorial Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
1.3 Formal Power Series . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
1.3.1 Ordinary Generating Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
1.3.2 Coefficient Extraction Techniques . . . . . . . . . . . . . . . . . . . . . . . . 13
1.4 Basic Building Blocks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
1.4.1 Epsilon Class . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
1.4.2 Atomic Class . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
1.4.3 Admissible Operators and Generating Functions . . . . . . . 15
1.5 Combinatorial Specifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
1.6 S-regular Classes and Regular Languages . . . . . . . . . . . . . . . . . . . . . . . . 18
1.6.1 Finite Automata . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
1.7 Tree Classes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
1.7.1 Lagrange Inversion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
1.8 Algebraic Classes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
1.9 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
1.10 Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
3
4 Analytic Combinatorics: A Multidimensional Approach
Cn := {γ ∈ C : γ = n}. (1.1)
We next illustrate the definitions and the philosophy with some ex-
amples.
FIGURE 1.1
A large word and a large walk: (left) A binary word of size 1000; (right)
A simple walk of size 100 000.
The words of length 2 form the set B2 = {◦◦, ◦•, •◦, ••}. We write b2 =
4. By elementary counting argument, bn = 2n . As a side remark: A map
from B to N given by the number of ◦ in the word does not define a
combinatorial class – there are an infinite number of words with no
◦, for example. We will investigate binary words using this value as a
parameter in the next chapter. /
6 Analytic Combinatorics: A Multidimensional Approach
These are the main features of the two classes of mental disease,
but the line between them is not a hard and fast one, and it is not
seldom impossible to place a particular diseased person definitely in
the one or the other.
As late as the last quarter of the last century the insane, when not
starving or neglected, were for the most part confined in jails and
poorhouses or kept in chains. In Scotland a farmer reputed to be as
large as Hercules was said to cure them by severity. In England the
practice of exhibiting the inmates of Bethlehem Hospital (Bedlam) to
the populace for a small fee was given up only in 1770. In Paris a
few of the insane were treated in general hospitals, and the asylums
were considered as receptacles for chronic cases, where the
attendants, often convicts serving out their time, were allowed to
whip them. Van Helmont recommended the sudden immersing of the
insane into cold water and keeping them there for several moments
—a remedy brought even to this country. Rush says, as late as
1812, that by the proper application of mild and terrifying modes of
punishment (the strait waistcoat, the tranquillizer chair, privation of
customary pleasant food, pouring water under the coat-sleeve so
that it may descend into the armpits and down the trunk of the body,
the shower-bath continued for fifteen or twenty minutes, and a resort
to the fear of death) chains will seldom, and the whip never, be
required to govern mad people. The intelligent ideas of the
Egyptians, Greeks, and Romans regarding insanity were degraded
first by the Jewish, and then by the Goth and Vandal, influences in
Europe, until, after sixteen centuries of perverse teaching, the
stimulus given to all medical work by John Hunter and Bichat, and to
humanity by John Howard, prepared the way in France for the
philosopher-physician Pinel and his pupil the clinical observer
Esquirol. In Italy, Chiarruggi; in Germany, Langemann; in England,
Tuke; in America, Rush,—began the reform. Up to that time the
metaphysicians had nearly usurped the study of insanity. Hospitals
for the treatment of curable mental disease were built in Germany
besides the asylums for the chronic insane, but still sudden plunges
in water, rapid whirling around, and all sorts of shocks and surprises
formed a part of the treatment, while Heinroth, Pinel's leading pupil
in Germany, thought that all insanity began in vice, that its source
was a conscious neglect of God's will, that its best treatment
consisted in a pious life, and the only means of prevention to be in
the Christian religion. From that time to this, especially since the
metaphysical theory of insanity was abandoned, and more
particularly during the last quarter of this century, during which the
theory of physical disease as the basis of insanity has prevailed,
there has been a great and rapid advance in our knowledge of the
pathology and treatment of the diseases of the mind, so as to place
them beyond the pale of mystery, but on the same footing with other
diseases, to be treated on the general principles of common sense
and medical science.
In the United States, even after due allowance for the fact that the
enumeration of the insane was quite complete for the first time in
1880, the following table shows a recent large increase in their
numbers. Of the 91,997 insane reported in 1880, there were 40,942
in lunatic hospitals, 9302 in almshouses without special departments
for the insane, and 417 in jails. There are no statistics of the insanity
prevalent among the 265,565 Indians living in tribal relations by the
enumeration of 1883.
2 Unknown, 55.
3 Unknown, 148.
4 Unknown, 1.
Population
545 662 253 505 1,097 618 250
to 1 insane.
Population
652 596 1,666 644 693 581 1,642
to 1 idiotic.
Population
to 1 of
297 314 220 283 425 299 217
unsound
mind.
It is true that there are families in which insanity occurs where the
allied neuroses do not often appear, and that various diseases of the
nervous system may be frequent in a stock in which insanity is rare
or absent. A person who has recovered from an acute attack of
cerebro-mental disorder, if previously healthy and without hereditary
predisposition to such diseases, may marry and not transmit to
offspring either insanity or any of its allied diseases, while it is not
uncommon for an individual seemingly the least liable to mental
disease of a whole family to become insane, leaving several brothers
and sisters with ill-balanced minds to get through life without
breaking down, the morbid energy in the latter case expending itself
in irregularities of conduct and of mental operations as fast as it is
created, instead of being stored up for occasional outbreaks. The
degree to which insanity may be expected to follow any given
antecedents can only be estimated very approximately, as the laws
of heredity are very little known, and as there is a tendency in nature,
so strong that it is constantly asserting itself, to return to the healthy
type if it has a chance. But, in general, it may be said that the more
individuals of both branches in whom insanity and its allied diseases
are found, just so far may a larger proportion of the children be
expected to suffer. The character of the particular disease or
tendency to disease which is likely to develop from any given
antecedents is still a very obscure matter. But the case is often clear
enough to justify the remark that if childhood has any rights it has the
right to be born healthy.
Admissions per
Number of Population by
Age. 100,000 of
Admissions. Census of 1875.
Population.
15 and under 366 312,103 6 117
15 to 20 1,380 165,936 832
20 to 30 5,269 310,861 1695
30 to 40 4,632 240,966 1922
40 to 50 3,372 182,823 1789
50 to 60 1,797 126,430 1421
60 to 70 976 79,186 1106
70 to 80 382 38,283 997
Over 80 58 11,167 519
Age not reported 190 10,302
Total 18,422 1,478,0576 1246
Total of all ages —— 1,651,912 1115
Insanity prevails not only at a time of life when the strain on mind
and body is great, as is shown by the preceding table, but also in
those places where the effort is most intense. That fact is well shown
in the distribution of insanity over the State in the large and small
towns, being greatest where the concentration of population brings
with it extremes of poverty and wealth, as indicated by the following
table, showing the number of admissions accredited to cities and
towns in the McLean, South Boston, and State hospitals for the
insane per 100,000 inhabitants from 1871 to 1880, the difference
being exaggerated by the proximity of the hospitals and greater ease
of commitment in the larger towns:
Of 9381 men and 9041 women admitted to our asylums, 7435 were
married, 8193 single, and 1620 widowed or divorced. Of the 9381
males, 2215 were laborers, 1357 farmers, 313 clerks, 62 clergymen,
59 physicians, 43 lawyers, 201 students, of whom 114 were in
school. Of 4673 females, 52 were school-girls.
It is not always easy to say how and when the furrows left in the
brain by the mental and so-called moral causes of insanity have
deepened into actual mental disease. Prolonged emotional and
mental strain or severe mental shock often are directly associated
with the immediate appearance of insanity. In armies, among people