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Herder
Herder
Philosophy and Anthropology
EDITED BY
Anik Waldow
and Nigel DeSouza
1
3
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© the several contributors 2017
The moral rights of the authors have been asserted
First Edition published in 2017
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
by law, by licence or under terms agreed with the appropriate reprographics
rights organization. Enquiries concerning reproduction outside the scope of the
above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America
British Library Cataloguing in Publication Data
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Library of Congress Control Number: 2016960739
ISBN 978–0–19–877965–0
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Links to third party websites are provided by Oxford in good faith and
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contained in any third party website referenced in this work.
Preface
The immediate occasion for this volume was provided by a conference on “The
Enlightenment and the Development of Philosophical Anthropology” held at the
University of Sydney in November 2013 and organized by Anik Waldow, Dalia
Nassar, and Stephen Gaukroger. Many of the contributors to this volume first
presented drafts of their chapters at this conference. The conference was made
possible by the financial support of The Sydney Intellectual History Network, the
School of Philosophical and Historical Inquiry at the University of Sydney, and
the Australian Research Council Centre of Excellence for the History of Emo-
tions. We would like to thank Jennifer Milam, who encouraged us to turn a
selection of the conference papers into a volume on Herder. We are also grateful
to the participants of the Herder reading group, Daniela Helbig, Gabriel Watts,
Annette Pierdziwol, and Andrew Cooper for inspiring discussions. A special
thanks to all of our contributors and to Peter Momtchiloff from Oxford University
Press for having made this volume possible. Thanks to Christopher Gibson for
help in preparing the indices. Finally, we are also grateful to Joshua Penney and
David Jalbert for help with editorial matters and for their support throughout.
Anik Waldow and Nigel DeSouza
Sydney and Ottawa
February 2016
Contents
List of Abbreviations ix
List of Contributors xi
Introduction 1
Anik Waldow and Nigel DeSouza
published widely on the moral and cognitive function of sympathy, early modern
theories of personal identity, skepticism, and associationist theories of thought
and language, and the influence of artifice and nature in the Enlightenment
debate. Her articles have appeared in Philosophy and Phenomenological Research,
The British Journal for the History of Philosophy, Hume Studies, History of
Philosophy Quarterly, and Philosophy. She is the author of the book David
Hume and the Problem of Other Minds (2009), and editor of a special edition
of Intellectual History Review on “Sensibility in Early Modern Philosophy: From
Living Machines to Affective Morality.” She also co-edited Contemporary Per-
spectives on Early Modern Philosophy: Nature and Norms in Thought (2013).
Herder is very much a thinker for our time. Instead of approaching facets of
human existence in an isolated fashion, he brings the entire human being into
focus by tracing its connections with the natural, cultural, and historical world.
Through this integrated approach, Herder’s anthropology develops a holistic
understanding of the human sphere in relation to our existence as natural
creatures who are crucially marked by the fact that we have language and
thought, and understand and express meaning in our actions. By illuminating
these contextual dimensions of human existence, Herder’s anthropology reso-
nates with many demands and needs arising today, when national and cultural
interests—and conflicts—take on new, and old, forms in the wake of unprece-
dented global challenges.
This volume of essays is a reflection of a recent renewal of interest in the
thought of Johann Gottfried Herder (1744–1803).1 The most obvious signs of this
renewal are the excellent new critical editions of Herder’s works in the original
German,2 and the burgeoning of German-language scholarship on Herder.3 But
this new interest has not been limited to German-speaking countries: several
collections of Herder’s writings in English translation have appeared in recent
years,4 and while there has been recognition of Herder’s foundational importance
for several disciplines—from classics and history to anthropology and cultural
1
For an excellent overview of the most recent stage of this Herder renaissance, see Zammito et al.
2010. For a summary of its beginnings, see Nisbet 1973.
2
See FHA, vols. 1–10, published between 1985 and 2000, and HWP, vols. 1–3, published between
1984 and 2002.
3
The latest bibliographies of primary and secondary literature can be found in the Herder
Yearbook, published biennially. For a helpful survey of all previous bibliographies see http://web.
stanford.edu/~tino/HerderBibl.htm.
4
Most important among these for this volume is the excellent set of translations by Michael
Forster entitled Johann Gottfried von Herder: Philosophical Writings, see Forster 2002. See also: Menze
INTRODUCTION
et al. 1992, Adler and Menze 1996, Gaiger 2002, Evrigenis and Pellerin 2004, Moore 2006, Alder and
Koepke 2009.
5
See, e.g., Kramer 1985, Güthenke 2008, During 2005.
6
See, e.g., Taylor 1975, 3–51; Taylor 1995; Berlin 1976; Nisbet 1970; Aarsleff 1974.
7
See, e.g., Norton 1991, Adler and Koepke 2009, Forster 2010, Sikka 2011, Spencer 2013, Noyes
2015.
8
See, e.g., Gaier 1988, Adler 1990, Heinz 1994, Greif et al. 2016.
9
For a detailed study of the relationship of Kant and Herder to each other and to (philosophical)
anthropology, see Zammito 2002. One of Herder’s last works was a Metacritique of Kant’s Critique
of Pure Reason. See FHA 8 and, for discussion, Heinz 2013.
ANIK WALDOW AND NIGEL DESOUZA
philosophy and other disciplines in the decades to come.10 At the heart of this
anthropology is a conception of human beings as primarily sensible animals
whose unique linguistic and rational capacities are constitutively shaped by their
historico-cultural circumstances, which they reproduce and shape in turn.
Herder grounds this conception in both a naturalistic account of human devel-
opment and a metaphysics and epistemology of which soul-body interaction is a
central feature. This conception forms the basis of Herder’s challenge to, and
reinterpretation of, well-established conceptual distinctions, such as those
between nature and culture, animal and human, reason and sensibility.11
All of the essays in this volume explore different aspects of Herder’s wide-ranging
attempts to reform the Enlightenment understanding of philosophy, and of its
relationship to the nascent discipline of anthropology, which, in Herder’s period,
as John Zammito points out, was more like a new “paradigm,” “research pro-
gramme,” or “new rubric in the space of knowledge.”12 The first part of the volume
examines the various dimensions of Herder’s philosophical understanding of
human nature through which he sought methodologically to delineate a genuinely
anthropological philosophy. This includes his critique of traditional metaphysics
and its revision along anthropological lines; the metaphysical, epistemological, and
physiological dimensions of his theory of the soul-body relationship; his conception
of aesthetics as the study of the sensuous basis of knowledge; and the relationship
between the human and natural sciences. The second part then examines further
aspects of this understanding of human nature and what emerges from it: the
human-animal distinction; how human life evolves over space and time on the
basis of a natural order; the fundamentally hermeneutic dimension to human
existence; and the interrelatedness of language, history, religion, and culture.
10
See, e.g., Beiser 1987, Heinz 1997.
11
See, e.g., Lifschitz 2012, DeSouza 2012, Waldow 2015.
12
See Zammito 2002, 3–4. Zammito takes the terms in quotations from Thomas Kuhn, Imre
Lakatos, and Francisco Vidal, respectively (Zammito 2002, 4).
INTRODUCTION
References
Aarsleff, H. 1974. “The Tradition of Condillac: The Problem of the Origin of Language
in the Eighteenth Century and the Debate in the Berlin Academy before Herder.” In
Studies in the History of Linguistics, ed. D. Hymes. Bloomington: Indiana University
Press, 93–156.
Adler, H. 1990. Die Prägnanz des Dunklen: Gnoseologie, Ästhetik, Geschichtsphilosophie
bei J. G. Herder. Hamburg: Felix Meiner.
Adler, H. and E. A. Menze 1996. On World History. Armonk, NY: M. E. Sharpe.
Adler, H. and W. Koepke 2009. A Companion to the Works of Johann Gottfried Herder.
Rochester, NY: Camden House.
Beiser, F. C. 1987. The Fate of Reason: German Philosophy from Kant to Fichte.
Cambridge, MA: Harvard University Press.
Berlin, I. 1976. Vico and Herder: Two Studies in the History of Ideas. New York: The
Viking Press.
DeSouza, N. 2012. “Language, Reason and Sociability: Herder’s Critique of Rousseau.”
Intellectual History Review 22: 221–40.
During, S. 2005. Cultural Studies: A Critical Introduction. Abingdon: Routledge.
Evrigenis, I. D. and D. Pellerin 2004. Johann Gottfried Herder: Another Philosophy of
History and Selected Political Writings. Indianapolis: Hackett.
Forster, M. 2002. Johann Gottfried Herder: Philosophical Writings. Cambridge: Cambridge
University Press.
Forster, M. 2010. After Herder: Philosophy of Language in the German Tradition. Oxford:
Oxford University Press.
ANIK WALDOW AND NIGEL DESOUZA
DESOUZA : Let’s begin at the beginning, and with Herder, a thinker who has
been important to your own work on philosophical anthropology. How did
you first discover him?
TAYLOR : Herder has indeed been a thinker who resonated with me, but how
I got into him was in a way by pure accident. There was a series that
Penguin put out on the philosophers in those days, and I was asked by
Freddie [A. J.] Ayer to do the book on Hegel. So I took up the task and
began by looking into the whole background. What I found myself getting
into was the German cultural thinking, philosophical thinking, of the
1790s. I naturally came across a series of other figures, including Herder,
because the obsession of this particular generation was an anti-dualist
thrust, but of a very interesting kind. In other words, they were deeply
resistant to the way that European rationalism had developed, in which
reason and emotion are in entirely different baskets, in which reason has
to somehow control, take over. And they had this passion for reuniting the
human being, for recovering the integrity of the human person in which
reason and emotion were somehow both working together. A very good
expression of this is of course Schiller’s Letters on the Aesthetic Education
of Man, the idea that there is always this distinction and potential tension
between the form drive and the content drive (Stofftrieb) and yet you
could somehow bring them together. And along with that goes this
strange, spiral theory of history in which we started off with the Greeks,
PHILOSOPHY AS PHILOSOPHICAL ANTHROPOLOGY
for whom there was great admiration, who had that kind of unity between
reason and feeling, and then it was broken apart, and we gained a great
deal from that split through the development of reason. But this was
developing in a self-alienating way, and now the moment had come in
which they could come together. And this was partly inspired by the
French Revolution, and partly by the whole development of philosophy,
but in any case reuniting reason and feeling was the passion of that
generation. So they thought that we had gained something very important
in this period of alienation, particularly, we had gained an understanding
of freedom, of radical freedom, but now this had to be complemented with
a return to and a reabsorption or reunification of the human person, body
and spirit, reason and emotion, nature outside as well as nature inside
ourselves. Now the way I tried to define it for the Hegelian oeuvre, the task
was to reunite Spinoza and Kant, or Goethe and Fichte, in other words the
most radical views of human freedom with the most profound views of the
unity of the human being, and the human being with the whole of nature.
Spinoza was read as the great philosopher of the Whole, although not
entirely correctly, by that generation.
So, right away, one of the figures that strikes me in that whole background is
Herder, and clearly there is this strong anti-dualist understanding in Herder,
which I try to articulate with the term expressivism. The idea was this—and
this is central to Hegel—that we know what we are about, what our
important goals are, what we are striving for, because we start striving, we
start acting and our action is an expression of this, and then we come to a
more refined understanding of this, being able to put it into words, and
being able ultimately to put it into philosophical language. You know
Hegel’s idea that all these great expressions of the goals of humanity come
out first of all in art, and then in religion, which is still concerned with
narrative and picture-thinking, and then finally, in philosophy, which is
purely conceptual. So the idea is that the relationship of pure thinking to
impulse is not that one separates itself and controls the other, but that rather
impulses are clarified in a slow development and this development leads to a
fulfillment in which they are harmonious with each other or that theories of
ourselves and our impulses are perfectly harmonious. Now I think that
Herder was one of the great, maybe the best, articulator of that particular
facet of this general ambition of unifying the human person, and it was clear
to me that without Herder, Hegel wouldn’t have taken off in exactly this
direction. So in that way, Herder stands between Kant and Hegel. Herder
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On this very day that Tavia had elected to go to town and Nat had
driven her in the cutter, Dorothy put on her wraps for a tramp through
the snow. As she started toward the back road she saw Joe and
Roger coming away from the kitchen door, having been whisked out
by the cook.
“Take it all and go and don’t youse boys be botherin’ me again to-
day—and everything behind because of the wash,” cried Mary, as
the boys departed.
“What have you been bothering Mary for?” asked Dorothy, hailing
her brothers.
“Suet,” said Joe.
“Oh, do come on, Sister,” cried the eager Roger. “We’re going to
feed ’em.”
“Feed what?” asked Dorothy.
“The bluejays and the clapes and the snow buntings,” Roger
declared.
“With suet?”
“That’s for the jays,” explained Joe. “We’ve got plenty of cracked
corn and oats for the little birds. You see, we tie the chunks of suet
up in the trees—and you ought to see the bluejays come after it!”
“Do come with us,” begged Roger again, who always found a
double pleasure in having Dorothy attend them on any venture.
“I don’t know. You boys have grown so you can keep ahead of
me,” laughed Dorothy. “Where are you going—how far?”
“Up to Snake Hill—there by the gully. Mr. Garry Knapp showed us
last week,” Joe said. “He says he always feeds the birds in the winter
time out where he lives.”
Dorothy smiled and nodded. “I should presume he did,” she said.
“He is that kind—isn’t he, boys?”
“He’s bully,” said Roger, with enthusiasm.
“What kind?” asked Joe, with some caution.
“Just kind,” laughed Dorothy. “Kind to everybody and everything.
Birds and all,” she said. But to herself she thought: “Kind to
everybody but poor little me!”
However, she went on with her brothers. They plowed through the
drifts in the back road, but found the going not as hard as in the
woods. The tramp to the edge of the gully into which the boys had
come so near to plunging on their sled weeks before, was quite
exhausting.
This distant spot had been selected because of the number of
birds that always were to be found here, winter or summer. The
undergrowth was thick and the berries and seeds tempted many of
the songsters and bright-plumaged birds to remain beyond the usual
season for migration.
Then it would be too late for them to fly South had they so desired.
Now, with the heavy snow heaped upon everything edible, the
feathered creatures were going to have a time of famine if they were
not thought of by their human neighbors.
Sparrows and chicadees are friendly little things and will keep
close to human habitations in winter; but the bluejay, that saucy
rascal, is always shy. He and his wilder brothers must be fed in the
woods.
There were the tracks of the birds—thousands and thousands of
tracks about the gully. Roger began to throw out the grain, scattering
it carefully on the snowcrust, while Joe climbed up the first tree with
a lump of suet tied to a cord.
“I got to tie it high,” he told Dorothy, who asked him, “’cause
otherwise, Mr. Knapp says, dogs or foxes, or such like, will get it
instead of the birds.”
“Oh, I see,” Dorothy said. “Look where you step, Roger. See! the
gully is level full of snow. What a drift!”
This was true. The snow lay in the hollow from twenty to thirty feet
in depth. None of the Dales could remember seeing so much snow
before.
Dorothy held the other pieces of suet for Joe while he climbed the
second tree. It was during this process that she suddenly missed
Roger. She could not hear him nor see him.
“Roger!” she called.
“What’s the matter with you?” demanded Joe tartly. “You’re scaring
the birds.”
“But Roger is scaring me,” his sister told him. “Look, Joe, from
where you are. Can you see him? Is he hiding from us?”
Joe gave a glance around; then he hastened to descend the tree.
“What is it?” asked Dorothy worriedly. “What has happened to
him?”
Joe said never a word, but hastened along the bank of the gully.
They could scarcely distinguish the line of the bank in some places
and right at the very steepest part was a wallow in the snow.
Something had sunk down there and the snow had caved in after it!
“Roger!” gasped Dorothy, her heart beating fast and the muscles
of her throat tightening.
“Oh, cricky!” groaned Joe. “He’s gone down.”
It was the steepest and deepest part of the gully. Not a sound
came up from the huge drift into which the smaller boy had evidently
tumbled—no answer to their cries.
Dorothy and her brothers had scarcely gone out of sight of the
house when Major Dale, looking from the broad front window of his
room, beheld a figure plowing through the heaped up snow and in at
the gateway of The Cedars. It was not Nat and it was not Ned; at first
he did not recognize the man approaching the front door at all.
Then he suddenly uttered a shout which brought the housemaid
from her dusting in the hall.
“Major Dale! what is it, please? Can I do anything for you?” asked
the girl, her hand upon her heart.
“Great glory! did I scare you, Mina?” he demanded. “Well! I’m
pretty near scared myself. Leastways, I am amazed. Run down and
open the door for Mr. Knapp—and bring him right up here.”
“Mr. Knapp!” cried the maid, and was away on swift feet, for Garry
had endeared himself to the serving people as well as to the family
during his brief stay at The Cedars.
The young man threw aside his outer clothing in haste and ran
upstairs to the major’s room. Dorothy’s father had got up in his
excitement and was waiting for him with eager eyes.
“Garry! Garry Knapp!” he exclaimed. “What has happened? What
has brought you back here, my dear boy?”
Garry was smiling, but it was a grave smile. Indeed, something
dwelt in the young man’s eyes that the major had never seen before.
“What is it?” repeated the old gentleman, as he seized Garry’s
hand.
“Major, I’ve come to ask a favor,” blurted out the Westerner.
“A favor—and at last?” cried Major Dale. “It is granted.”
“Wait till you hear what it is—all of it. First I want you to call our
bargain off.”
“What? You don’t want to sell your ranch?” gasped the major.
“No, sir. Things have—well, have changed a bit. My ranch is
something that I must not sell, for I can see a way now to work it
myself.”
“You can, my boy? You can develop it? Then the bargain’s off!”
cried the major. “I only want to see you successful.”
“Thank you, sir. You are more than kind—kinder than I have any
reason to expect. And I presume you think me a fellow of fluctuating
intentions, eh?” and he laughed shortly.
“I am waiting to hear about that, Garry,” said the major, eyeing him
intently.
With a thrill in his voice that meant joy, yet with eyes that were
frankly bedimmed with tears, Garry Knapp put a paper into Major
Dale’s hand, saying:
“Read that, Major,—read that and tell me what you think of it.”
CHAPTER XXX
SO IT WAS ALL SETTLED
THE END.
The Dorothy Dale Series
By MARGARET PENROSE
Author of “The Motor Girls Series”
12mo. Illustrated. Price per volume, 75 cents, postpaid.