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Contributions To Phenomenology 99
Avi Sagi
Living With
the Other
The Ethic of Inner Retreat
Translated by Batya Stein
Contributions To Phenomenology
Volume 99
Series Editors
Nicolas de Warren, KU Leuven, Belgium
Ted Toadvine, Pennsylvania State University, PA, USA
Editorial Board
Lilian Alweiss, Trinity College Dublin, Ireland
Elizabeth Behnke, Ferndale, WA, USA
Rudolfh Bernet, Husserl Archive, KU Leuven, Belgium
David Carr, Emory University, GA, USA
Chan-Fai Cheung, Chinese University Hong Kong, China
James Dodd, New School University, NY, USA
Lester Embree, Florida Atlantic University, FL, USA
Alfredo Ferrarin, Università di Pisa, Italy
Burt Hopkins, University of Lille, France
José Huertas-Jourda, Wilfrid Laurier University, Canada
Kwok-Ying Lau, Chinese University Hong Kong, China
Nam-In Lee, Seoul National University, Korea
Rosemary R.P. Lerner, Pontificia Universidad Católica del Perú, Peru
Dieter Lohmar, University of Cologne, Germany
William R. McKenna, Miami University, OH, USA
Algis Mickunas, Ohio University, OH, USA
J.N. Mohanty, Temple University, PA, USA
Junichi Murata, University of Tokyo, Japan
Thomas Nenon, The University of Memphis, TN, USA
Thomas M. Seebohm, Johannes Gutenberg-Universität, Germany
Gail Soffer, Rome, Germany
Anthony Steinbock, Southern Illinois University at Carbondale, IL, USA
Shigeru Taguchi, Hokkaido University, Japan
Dan Zahavi, University of Copenhagen, Denmark
Richard M. Zaner, Vanderbilt University, TN, USA
Scope
The purpose of the series is to serve as a vehicle for the pursuit of phenomenological
research across a broad spectrum, including cross-over developments with other
fields of inquiry such as the social sciences and cognitive science. Since its estab-
lishment in 1987, Contributions to Phenomenology has published more than 80
titles on diverse themes of phenomenological philosophy. In addition to welcoming
monographs and collections of papers in established areas of scholarship, the series
encourages original work in phenomenology. The breadth and depth of the Series
reflects the rich and varied significance of phenomenological thinking for seminal
questions of human inquiry as well as the increasingly international reach of phe-
nomenological research.
The series is published in cooperation with The Center for Advanced Research in
Phenomenology.
This Springer imprint is published by the registered company Springer Nature Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Acknowledgments
v
Contents
1 Introduction���������������������������������������������������������������������������������������������� 1
2 The Ethic of Compassion and the Ethic of Justice�������������������������������� 7
The Ethic of Compassion�������������������������������������������������������������������������� 9
The Ethic of Compassion and the Ethic of Care���������������������������������������� 18
The Ethic of Justice������������������������������������������������������������������������������������ 19
The Politics of Justice and the Politics of Compassion ���������������������������� 24
The Politics of Justice���������������������������������������������������������������������������� 25
A Politics of Compassion���������������������������������������������������������������������� 29
The Discourse of Justice and the Discourse of Compassion �������������������� 30
Compassion and Justice ���������������������������������������������������������������������������� 31
Camus on the Ethic of Compassion and the Ethic of Justice�������������������� 36
The Rise of the Ethic of Compassion in Camus’ Thought�������������������� 36
From the Ethic of Compassion to the Ethic of Justice�������������������������� 38
The Return of Compassion�������������������������������������������������������������������� 40
Justice and Compassion in Halakhic Tradition������������������������������������������ 41
3 The Ethic of Loyalty to the Visible ���������������������������������������������������������� 47
An Ethic of Loyalty ���������������������������������������������������������������������������������� 47
Loyalty and Free Will���������������������������������������������������������������������������� 48
Loyalty as a Personal Value ������������������������������������������������������������������ 49
Loyalty as Devotion ������������������������������������������������������������������������������ 50
Loyalty as Duty�������������������������������������������������������������������������������������� 52
Loyalty as Practical Action�������������������������������������������������������������������� 52
Loyalty and Exclusivity ������������������������������������������������������������������������ 53
Loyalty and the Constitution of the Self������������������������������������������������ 54
An Ethic of Loyalty to the Visible ������������������������������������������������������������ 55
The Other: An Object that Is Not an Object���������������������������������������������� 68
4 Love and the Politics of Sovereignty������������������������������������������������������ 79
On Love������������������������������������������������������������������������������������������������������ 80
On Love of Country, Dominance, and Sovereignty ���������������������������������� 91
vii
viii Contents
Epilogue������������������������������������������������������������������������������������������������������������ 191
Index������������������������������������������������������������������������������������������������������������������ 205
Chapter 1
Introduction
The protagonist of ethic, particularly of the deontological ethic that places the con-
cept of duty at its center, is the moral subject. The moral subject’s action is based on
the recognition of the duty that, as a rational being, he discovers autonomously. This
ethic marks the culmination of the individual’s process of empowerment as an active
agent and, in a deep sense, ascribes to her some of the characteristics ascribed to
God—a free being who legislates her moral duties for herself and by herself.
In the context of this ethic, which is quintessentially represented by Kant, the
object of the duty or of the moral action is the other. From this perspective, ethic
focuses on the subject and her duties rather than on her mutual relationships with the
other. Ethics has no particular interest in a concrete other; its concern is the other—
any other—as an object of the general duty. Even when the ethic does create mutual
duties, these are poured into a unique construct and run along parallel and comple-
mentary courses: every individual is a subject, since the moral duty is incumbent on
him, and every individual is also an object, as the target of the other’s moral action.
The domain that is created, if at all, through the actions of the various subjects is
not one of encounter, dialogue, or reciprocity, but one common to different subjects
whose actions sometimes coalesce. Thus, for example, if it is my duty to prevent an
injustice done to the other and the other is obliged to prevent an injustice done to
me, even if these injustices occur simultaneously and a reciprocal action for pre-
venting injustice is performed—creating a joint struggle against injustice is unnec-
essary. From each individual’s perspective, action is a duty incumbent on him,
independent of the duty to act that is also incumbent on the other.
This basic construct of ethic, which preserves the asymmetry and the lack of
reciprocity, is particularly important in moral terms, representing the principle of
independence from the other in fulfilling moral duties—moral responsibility is
absolute.1 Independence from the other and from the other’s concrete m anifestations
represents, in Kantian ethics, the perception of the other as an object of moral duty.
1
Cf. Emmanuel Levinas, Otherwise than Being or Beyond Essence, trans. Alphonso Lingis
(Pittsburgh, PA: Duquesne University Press, 1998), 84–88.
This description is correct even when we take into account the third formulation
of the Kantian categorical imperative: “Act in such a way that you treat humanity,
whether in your own person or in the person of another, always at the same time as
an end and never simply as a means.”2 According to this formulation, the other is
perceived not only as an object, as a means to my action, but also as an end in itself,
as a being “for himself.” Kant’s formulation is clear-cut: “Man, however, is not a
thing and hence is not something to be used merely as a means; he must in all his
actions always be regarded as an end in himself.”3 Kant, then, characterizes the
other as a being who is valuable per se.
Kant’s contribution to the recognition of human beings’ intrinsic value can
hardly be overstated but, even in this formulation, the other is still an object because,
despite Kant’s qualified formulation, he is still a means to an end in a dual sense.
First, the duty is imposed on the agent, who applies it to the other—the obligation
is incumbent on the active being while the other is the one who is activated and, as
such, an object. Second, the moral agent is the one who ascribes individual value to
the other. The other, then, is assigned value, even independent value, within a sys-
tem constituted by the subject, who is the sovereign. In terms of phenomenological
existentialist tradition, the other is valuable “for” the subject, given that he is epis-
temically dependent on him. The other, then, cannot as such impose her own
value—she is not “for herself” and, in an ethical context, she will always be the
object of the moral action.
This analysis indicates that the standard ethic is founded on the subject-object
relationship—the “self” is sovereign and active, the constitutive entity, and the other
is the constituted one. Ostensibly, this determination is too radical because the con-
stitutive relations between subject and object belong to the epistemological
domain—the subject, through her consciousness, constitutes the object. In the ethi-
cal context, however, the other is a constituted being, found “out there.”
In what sense is the other constituted? The answer to this question is a function
of what is meant by the constituting act. This act locates a raw datum (the other)
within an independent, existent epistemic scheme, and only this scheme endows the
raw datum with meaning and value. A similar mechanism is at work in the ethical
act: the other is “the datum” that exists “out there.” From the perspective of an ethic
of duty, however, the other does not create the duty that is imposed on me; instead,
I have to activate the conscious mechanisms by which I judge the duty toward the
other that is imposed on me. These mechanisms enable me to transcend the actual
manifestations of the other and locate her within the suitable moral context. The
other, then, is only the object of the duty, and her standing in the determination of
the duty depends on my previous network of meaning as a moral agent. The other’s
independence is not given a priori and is not imposed on the moral agent; instead, it
is constituted out of the categorical imperative and its justifications.
2
Immanuel Kant, Grounding for the Metaphysics of Morals, trans. James W. Ellington (Indianapolis,
ID: Hackett, 1993), 36.
3
Ibid.
Introduction 3
According to this analysis, the ethic is correlated with our standard patterns of
knowledge. In both these realms, the subject-object relationship is ruled by a hier-
archical and asymmetrical network of meaning; in both these realms, the sovereign
subject enjoys a unique status that the object (even the human “object”) does not
have. In the ethical realm, this relationship is embodied in the attitude to the other
as a concrete entity. According to the original formulation of the categorical impera-
tive, the determination of the duty toward the other derives from the ability to gen-
eralize: “We must be able to will that a maxim of our action become a universal
law.”4 According to this formulation, which is characteristic of the ethic of duty, my
attitude toward the other is not exclusively determined by his situation—his con-
crete personality, his suffering, and his distress—but rather the opposite—I must
judge the other and his situation in light of the general legal system. In this sense,
my attitude to the other is only a representation of my attitude to all others. Her
uniqueness, if I cannot include her under a general principle, does not impose a
special duty on me. The victory of the principle of generality uproots something
essential from human existence because “the humanity” of each human being is not
only the universal foundation common to all but also, and mainly, the element that
differentiates them from one another. Uniqueness is what fixates them as concrete
individual entities.
Contrary to this ethic, which takes the active subject as its starting point, is an
ethic that begins with the unconditioned presence of the other. This ethic changes
the ethical domain. Henceforth, rather than the subject being the autonomous agent
who makes the other the object of her moral action, the other’s presence precedes
the constitutive act by breaking into the subject’s existence and imposing itself upon
it. I expand on this ethic in Chap. 3 below, and here I present only its basic assump-
tion—the other is an entity that is “for himself” rather than a perception in the sub-
ject’s primary conceptual network. The direction is the opposite: the other is the one
who imposes a duty on the subject, and in Levinas’ terms: “I analyze the inter-
human relationship as if … the face signifies an order in my regard; this is not the
manner in which an ordinary sign signifies its signified; this order is the very signi-
fyingness of the face.”5 According to Levinas, “the first word of the face is the ‘Thou
shalt not kill.’”6
In a more moderate formulation, in the context of an ethics of presence, “the
other” is the active being and “the self” is the activated one: the self can respond to
the other’s presence or refuse it. Whereas the standard ethic is based on the subject
and on her will and reason, an ethics of presence is based on the appearance of the
other. As shown in Chap. 3, Levinas describes this presence through a religious
term—epiphany, meaning the “revelation” of the other, which transcends the
scheme of subject-object relationships.
4
Ibid., 32.
5
Emmanuel Levinas, Ethics and Infinity: Conversations with Philippe Nemo, trans. Richard
A. Cohen (Pittsburgh, PA: Duquesne University Press, 1985), 97–98.
6
Ibid., 89.
4 1 Introduction
complex movement, described in detail below, is what I called “the ethic of inner
retreat” or “the ethic of self-retreat.”
The “retreat of the self” means that the sovereign retreats inwards, delays his
activity, and locates himself in a position of openness to the other, a stance that
compels him to attention, to self-criticism, and to constant reflection. The subject
locates herself in a position typical of self-consciousness: she is the subject as well
as the object of herself. She relates to herself, examines her activity, and retreats.
Since in her consciousness the subject is identical to the object, and since the con-
sciousness of self does not assume shape outside the subject’s real existence—criti-
cal reflection leads to practical results when the sovereign subject relocates himself,
restrains his tendency to view himself as the source and the justification of the moral
action, relates to the other, and is open to what appears before him.
The ethic of inner retreat, rather than a one-time movement, is an existential voy-
age that the subject takes upon himself as an active agent. Moreover, it is a tense
movement because the subject, who is not meant to renounce his active stance,
shifts back and forth within a space whose borders are determined by two contradic-
tory dangers: on the one hand, the danger of constituting the other, and on the other,
the danger of the “other” violently overpowering the subject.
This book traces the contours of inner retreat and attempts to rethink it through
its concrete performance in various realms, without seeking to offer a general theory
of it. Each chapter focuses on a specific area and outlines the dialectical movement
of inner retreat in various realms of life, with Chap. 3 presenting the core of the
thesis in greater detail.
This is a personal, though not a private, book. It is personal because it conveys
my prolonged reflection, as a real person, on my own concrete personal existence,
as a being in touch with what is beyond him. It is not private because its insights,
like insights generally, transcend the personal and suggest new possibilities. The
book was born from my ongoing conversation with colleagues and close partners
over many years—actual partners and texts behind which stand actual people. The
approaches formulated in this book were woven in the course of our encounters, and
readers are invited to join this exchange.
Living with the Other: The Ethic of Inner Retreat is devoted to the blessed mem-
ory of my illustrious teacher, Prof. Éliane Amado Levy-Valensi (Marseille
1919-Jerusalem 2006). Prof. Amado Levy-Valensi was an intellectual of uncommon
stature, a scholar with an international reputation, an inspiring teacher, and a radiant
personality who, in her many studies, combined different dimensions of philosophy,
psychoanalysis, and Judaism. Her Zionist commitment led her from a Sorbonne
cathedra to the philosophy department of Bar-Ilan University. It is from her I learned
the first chapters in the ethic of inner retreat, both at the existential personal level
and at the intellectual one, in her profound lectures on the history of philosophy. The
seeds of her rich thought are at the foundation of this book’s central theme and of
many of my other works. Her thought and her personality have continuously inspired
me as well as her many other students in Israel and in the world. This book is
devoted to her with deep thanks and appreciation for all that she bequeathed to my
wife Rivka and to me—her students.
Chapter 2
The Ethic of Compassion and the Ethic
of Justice
The sole ruler in the normative kingdom is the individual, the subject as moral
agent. The best realm for examining the standing of the individual is the practical-
ethical field of action. It is through action that the individual can concretize his
appearance as one who constitutes the suitable moral norm relying on his epistemic
autonomy. Action, however, is also the field where the self can retreat when faced
with the appearance of the other. In this chapter, I show that the difference between
these two appearances of the self comes forth in the difference between two types
of ethic: the ethic of justice and the ethic of compassion. Whereas the ethic of justice
realizes the sovereign control of the moral subject, who constitutes the field relying
on her normative considerations, the ethic of compassion epitomizes the subject’s
readiness to retreat and renounce his active and sovereign standing in favor of what
appears before his eyes—the suffering other.
The roots of the tension between the two types of ethics date back to Aristotle
who, in one of the classic and influential discussions on justice, drew a distinction
between justice and equity,1 and concluded that “justice and equity are not abso-
lutely identical, yet cannot be classified as different.”2 This conclusion led him to
wonder about the exact relationship between the two, since it is hard to assume that
equity is entirely different from justice—were it so, the result would be that “either
the just or the equitable is not good,” while “if both are good the difference does not
exist.”3 This puzzlement leads Aristotle to the following conclusion:
1
A previous version of sections of this chapter appears in Avi Sagi, Albert Camus and the
Philosophy of the Absurd, trans. Batya Stein (Amsterdam/New York: Rodopi, 2002), 159–172.
2
Aristotle, The Ethics of Aristotle: The Nicomachean Ethics, trans. J. A. K. Thomson
(Harmondsworth, Middlesex: Penguin Books, 1955), 166.
3
Ibid.
This chapter appeared in a Hebrew book titled Facing Others and Otherness: The Ethics of Inner
Retreat (Tel Aviv: Hakibbutz Hameuchad, 2012). The Hebrew title is Mul aherim ve-aherut: Etika
shel ha-nesigah ha-penimit.
Equity, though a higher thing than one form of justice, is itself just and is not generically
different from justice. Thus, so far as both are good, they coincide, though equity is to be
preferred. What puzzles people is the fact that equity, though just, is not the justice of the law
courts but a method of restoring the balance of justice when it has been tilted by the law.4
Aristotle finds that generalization, the basic feature of legal justice, is problematic.
Rather than a random feature or a mistake, generalization is “in the nature of the
case”: legal justice is meant to apply equally to all those bound by it. But precisely
generalization is what could lead to injustice in individual cases, since “there are
cases which cannot be settled by a general statement.”5 According to Aristotle,
equity, which is a specific kind of justice, enables the correction of this flaw because
it enables us to renounce the law’s general character:
And equity essentially is just this rectification of the law, where the law has to be amplified
because of the general terms in which it has to be couched. This in fact is the reason why
everything is not regulated by law; it is because there are cases which no law can be framed
to cover and which can only be met by a special regulation. It is useless to apply a definite
yardstick to something indefinite …
We now see what equity is, and that it is just and superior to one kind of justice. And this
lets us also see clearly the nature of the equitable man. He is one who by deliberate choice
has taught himself the habit of doing equitable things, who is not a stickler for his rights to
the disadvantage of others but refrains from pressing his claims even when he has the law
on his side. It is a disposition of this kind which finds its expression in equity—equity
which we have just shown to be a species of justice and not a disposition of a different genus
altogether.6
The importance of these matters can hardly be overstated. These Aristotelian deter-
minations have, ever since, continuously challenged practical, moral, and legal
thought. They point to the need for more than one kind of justice so that justice itself
may be perfected and attained. Despite their importance, however, the transition
from legal to equitable justice remains vague. Ultimately, it rests upon the discretion
of the judge, of the legislating society, or of the individual demanding her legal
rights and, according to Aristotle’s formulation, this transition is entirely voluntary.
But what is this discretion founded upon? Does it rest on an arbitrary decision or
whim, or is it perhaps an epistemological mechanism serving to identify individual
injustices? Aristotle’s critics claimed that taking an individual injustice into account
could lead to a greater one—breaking the law to solve a local personal problem
could cause greater damage to the generality of the law and to its contribution.
Aristotle himself merely hints to it here, but evident in his words is a vague con-
sciousness of the need for another ethic that, rather than beginning from the general
and the abstract, takes the individual as its starting point, and rather than at the
generality of the law and the discourse of rights it enables, looks at the concrete and
the local. If legal justice erases the specific face of the other, equity actually begins
from the other’s face. In Levinas’ terms, equity is responsive to the basic demand
that follows from the look of the other.
4
Ibid.
5
Ibid., 167.
6
Ibid., 167–168.
The Ethic of Compassion 9
7
For an extensive analysis of the “discourse” concept, which projects on my use of it, see Sara
Mills, Discourse (London: Routledge, 1999).
8
In this chapter, I deal with the way that Hermann Cohen understood Spinoza. A rigorous reading
of Spinoza shows that Cohen ascribed to him views that are not his, but since I do not deal here
10 2 The Ethic of Compassion and the Ethic of Justice
which springs from another’s loss.”9 Compassion, then, is a type of sadness, differ-
ent from other types of sadness because its cause is the negative plight of the other,
and thus an affection of the compassionate person. According to Cohen’s interpreta-
tion, compassion is an inner event that does not necessarily influence the real atti-
tude toward the suffering other, because in compassion we do not exceed the bounds
of our circumscribed being. If the compassionate person does mobilize into action
in favor of a troubled other, this will only be a random event rather than a result of
compassion’s basic structure.
Cohen claims that Spinoza—and the ensuing Kantian tradition, which I discuss
below—had failed to understand compassion. He shows that, according to Spinoza,
the antithesis of compassion is envy. In compassion, the individual senses the depri-
vation and grievance of the other, whereas in envy, the individual senses the other’s
excessive abundance: envy is “therefore nothing but hatred in so far as it is consid-
ered to dispose a man so that he rejoices over the evil and is saddened by the good
which befalls another.”10 The implication is that “compassion … stems from the
same source as envy,”11 since both are selfish attributes. Cohen, however, makes
another claim: “Just this, however, shows the abyss in his [Spinoza’s] thinking; he
does not see the chasm that exists between compassion and envy. This comparison
is only possible when one does not think about social suffering.”12 Cohen points to
the etymology of the word “compassion”: “suffering with” (mitleiden).13 Thus, the
compassionate person becomes a partner in the suffering of the object of compas-
sion. This matter that, as I show below, Kant understood well but did not interpret
properly, leads Cohen to claim that this partnership in suffering enables us to dis-
cover the other as a human being, contrary to the view of Spinoza—as Cohen under-
stood it—and of Kant in his wake, stating that compassion is only an affection.
Compassion denotes participation in “social suffering.” It deals with the other for
what she is in her concrete existence—a being wrapped in suffering and sorrow.
Contrary to Spinoza and his followers, who view compassion as a feeling concerned
with the actual feeling subject, his emotions and experiences, Cohen shows that,
phenomenologically, compassion is an attribute that turns to the other.
It merits note that, already in the eighteenth century, beside the classic view of
compassion as an affection, another view was widespread that presented c ompassion,
in Norman Fiering’s words, as “irresistible.”14 This view assumed that people feel
with the history of ideas, I will refrain from discussing the sources that influenced his
interpretation.
9
Benedict de Spinoza, Ethic, trans. W. Hale White and Amelia Hutchinson Stirling (London:
Oxford University Press, 1927), Schol., Prop. xxii, 125.
10
Spinoza, Ethic, Schol., Prop. xxiv, 127.
11
Hermann Cohen, Religion of Reason Out of the Sources of Judaism, trans. Simon Kaplan (New
York: Frederick Ungar, 1972), 140.
12
Ibid.
13
Ibid., 139. In my quotations from the English version of Cohen’s book, I changed from pity to
compassion the translation of the original German mitleiden.
14
Norman S. Fiering, “Irresistible Compassion: An Aspect of Eighteenth Century Sympathy and
Humanitarianism,” Journal of the History of Ideas 37 (1966), 195.
The Ethic of Compassion 11
compassion for the suffering of others and are driven to action: the fact that the other
is suffering compels the one whose heart opens up to this suffering to act. The com-
passionate person cannot disregard this suffering, which is the other’s call to action.
Arthur Schopenhauer ascribes a crucial role to compassion in the development of
morality. Schopenhauer rejects the Kantian position, which assumes that abstract
rules or principles might guide moral behavior. He holds that, just as knowledge of
aesthetic rules and principles does not turn us into artists, neither will knowledge of
moral laws and rules turn us into moral creatures.15 According to Schopenhauer,
compassion, namely, a yearning for the other’s well-being,16 is a criterion for esti-
mating the value of a moral action: “only insofar as an action has sprung from
compassion does it have moral value, and every action resulting from any other
motive had none.”17 Morality is rooted in the individual’s actual being, held
Schopenhauer, and compassion fully reflects it.
Phenomenological analyses of compassion have been widespread since Hermann
Cohen, confirming the intuitions that various theoreticians had tried to formulate—
compassion awakens vis-à-vis the distress of the other, the object of compassion is
one specific other, compassion is a response to the other’s pain, sorrow, anguish, or
vulnerability. In the words of the Jewish biblical commentator Samuel David
Luzzato (Italy, 1800–1865): “The compassionate man identifies himself with the
suffering person and does not rest until he helps him, and alleviates his pain.”18
Compassion, then, is one of the emotions where the object is the other’s distress.19
But what is the relationship between the compassionate person and the object of
this compassion? In what way, if any, does this emotion differ from pity? Stefan
Zweig, in Beware of Pity, draws a distinction between two kinds of compassion:
One, the weak and sentimental kind, which is really no more than the heart’s impatience to
be rid as quickly as possible of the painful emotion aroused by the sight of another’s unhap-
piness, that pity which is not compassion, but only an instinctive desire to fortify one’s own
soul against the sufferings of another; and the other, the only kind that counts, the
unsentimental but creative kind, which knows what it is about and is determined to hold out,
in patience and forbearance to the very limit of its strength and even beyond.20
Latent in Zweig’s distinction is the difference between pity and compassion, and
also a suggested outline for the analysis of compassion. Compassion, as Adrian
15
On his view, see Arthur Schopenhauer, On the Basis of Morality, trans. E. F. Payne (Indianapolis,
ID: Bobbs Merril, 1965), 187–198.
16
Ibid., 145.
17
Ibid., 144.
18
Samuel David Luzzato, “The Foundations of the Torah,” in Studies in Torah Judaism: Luzzato’s
Ethico-Psychological Interpretation of Judaism, ed. Noah H. Rosenbloom (New York: Yeshiva
University, 1965), 157. Hermann Cohen may have been influenced by Luzzato’s analysis. Note
that, like Schopenhauer, Luzzato too viewed compassion as a constitutive component of moral
action, and his definition of compassion is close to that of Cohen in Religion of Reason, 162.
19
See also Lawrence Blum, “Compassion,” in The Virtues: Contemporary Essays on Moral
Character, ed. Robert B. Kruschwitz and Robert B. Roberts (Belmont, CA: Wadsworth, 1987),
230; Nancy E. Snow, “Compassion,” American Philosophical Quarterly, 28 (1991) 195–196.
20
Stefan Zweig, Beware of Pity, trans. Phyllis and Trevor Blewitt (London: Cassell, 1953), 209.
12 2 The Ethic of Compassion and the Ethic of Justice
Piper indicates, involves three elements: (1) Empathic understanding of the other’s
condition. Although still passive, this understanding is only the beginning of the
opening up to the other. (2) A sense of suffering resembling that sensed by the
object of compassion resting on sympathy and drawing together the object of com-
passion and the compassionate person in a way that transcends processes of cogni-
tive understanding. (3) A change in the disposition of the compassionate person
from neutrality to action. From this analysis, Piper derives three components of
compassion: a cognitive, an affective, and a conative component.21 All three denote
stages in the process of increasing identification between the compassionate person
and the object of compassion, which eliminate the distance between them: from a
deep understanding of the other’s suffering, through identification with this suffer-
ing and a sense of partnership in it,22 up to the translation of this identification into
real action.
What enables this identification is the imagination.23 Compassion requires the
compassionate person to vividly envisage the sufferer’s plight, and we can feel com-
passion for the other enduring a pain we have never experienced. Compassion, then,
is not based on a shared experience but on imagination, through which the compas-
sionate person senses that the suffering other is a human creature, a partner to
human existence and its hardships.24
The view that compassion is not based on the compassionate person’s experi-
ences was clearly formulated by Cohen. In his view, Schopenhauer’s mistake was
precisely his perception of compassion as an expansion of the self: “Compassion
should only reveal to me that the other is rather myself. Therefore if I have compas-
sion for him, I have it rather for myself.”25 This misunderstanding of compassion is
a result of Schopenhauer’s view of it as a kind of affect, whose end is the self. Cohen
notes in this regard: “Every metaphysical and ethical misunderstanding of compas-
sion originates in the erroneous view that compassion is only reflexive and is only
incited in and by myself.”26
When feeling compassion, we transcend our boundaries and experience the suf-
fering of the other. Compassion is an opening up to the other and her distress, and
its emergence marks a deep transformation in our self-identity: from a creature
narcissistically constituted by the self and through the self to one constituted by a
profound experience of partnership. The compassionate subject identifies with the
other’s pain, recognizing it as an expression of human vulnerability that could affect
every human being at any time.27 Compassion is thus a change in the basic disposi-
tion of human beings toward themselves. It exposes our membership in the broader
21
Adrian M. S. Piper, “Impartiality, Compassion, and Moral Imagination,” Ethics 101 (1991), 743.
22
Snow, “Compassion,” 197–199.
23
Blum, “Compassion,” 231–232. On the imagination as a mediating mechanism in the relation-
ship with the other, see below.
24
Ibid.
25
Cohen, Religion of Reason, 140.
26
Ibid., 142.
27
Snow, “Compassion,” 197–199.
The Ethic of Compassion 13
human community and the fact that the self is not only a subject for whom the other
is an object. The self is being with the other—both are subjects and, more precisely,
living beings.28 In this sense, compassion is not merely an act of the imagination; it
is not based on the random ability to imagine the situation of others and identify
with them but on the transparent recognition that shared human existence is vulner-
able and unsafe. An impressive indication of this recognition is found in Literature
or Life, a dramatic account of Jorge Semprún’s experiences in Buchenwald. Faced
with the death of his companions, he writes:
The look in my companions’ eyes, no matter how fraternal (because it was, on the whole),
reflected the image of death. Death was the substance of our brotherhood, the key to our
destiny, the sign of our membership in the community of the living. Together we lived that
experience of death, that compassion. This defined our being: to be with one another as
death advanced upon us … All we who were going to die had chosen the fraternity of this
death through a love of freedom.29
Compassion leads to changes in the perception of the other. Before compassion, the
other had been an undefined, random entity.31 Through compassion, the other
becomes a “thou,” a concrete human creature with a unique face. This transforma-
tion takes place through the feeling of compassion that directs one to the other’s real
pain, an actual pain implanted in a concrete world. Simultaneously, the other’s
transformation into a fellow—and in Cohen’s view, because of it32—the compas-
sionate person is reconstituted: compassion toward the other’s pain and her concrete
existence redirect me to my concrete being:
If now, however, through suffering and compassion, the Thou in man is discovered, then the
I may reappear liberated from the shadow of selfishness. Furthermore, even one’s own suf-
fering need not now be accepted with plain indifference. To have compassion with one’s
own suffering does not have to be simply inert and fruitless sentimentality. Corporeality
28
Alan R. Drengson, “Compassion and Transcendence of Duty and Inclination,” Philosophy Today
25 (1981), 39.
29
Jorge Semprún, Literature or Life, trans. Linda Coverdale (New York: Viking, 1997), 24.
30
Cohen, Religion of Reason, 142.
31
Ibid., 16–19.
32
Ibid., 19–20.
14 2 The Ethic of Compassion and the Ethic of Justice
belongs, as matters stand, to the soul of the individual and the soul is neglected when the
affliction of the body is neglected. Humanity requires consideration for one’s own
suffering.33
Zweig, however, was right. Compassion is not the same as pity, and Blum points to
several differences between them.35 First, compassion leads to the acknowledgment
of a basic human equality because it is predicated on our equal vulnerability to the
possibility of suffering, whereas pity perpetuates the inferiority of the object of pity
while uplifting the one generously granting favors. Without the empathy and sym-
pathy present in compassion, pity is founded on the mutual distance between the
parties. Another literary expression of this distinction appears in Yosef Haim
Brenner’s novel Misaviv la-Nekudah, where he traces the inner musings of
Abramson, the protagonist:
Since he had come to live in these poor quarters, Abramson began relating to everyone
closely and tenderly, himself unaware of how much this closeness was compassion and
identification with the sorrow of the heavy burden borne by these people, and how much of
it was scorn and condescension for all their concerns and values.36
33
Ibid., 19.
34
Sara Shiloh, Don’t Expect Miracles (Tel Aviv: Am Oved, 2006), 17 [Heb].
35
Blum, “Compassion,” 233.
36
Yosef Haim Brenner, Writings, vol. 1 (Tel Aviv: Hakibbutz Hameuchad, 1978–1985), 435–436
[Heb].
The Ethic of Compassion 15
Brenner clearly separates compassion and the shared sorrow that brings the com-
passionate person and the object of his compassion close together from the feeling
of pity that conveys distance between them.
Second, pity rests on an explicit or implicit assumption whereby people in need
of it have brought their misfortune upon themselves through their ill-considered
actions, or by failing to prevent their misery in time, or because they deserved what
befell them. Pity is often accompanied by a negative judgment or by an accusation.
Both sides assume that the misfortune afflicting the object of pity is not wholly
unfair; indeed, pity goes beyond the requirement of justice.37
Compassion, by contrast, instead of a judgmental act that locates the object of
compassion in the depths of her affliction, is an act of participation and identifica-
tion with the sufferer in his pain, in a recognition that precludes accusations: “The
book of guilt must be destroyed … the question of guilt … cannot be considered in
this connection, because thereby the discovery of the fellow man would be missed.”38
Accusing the suffering other is an attempt to justify his pain, which allows us to
disengage and remain indifferent. Compassion is radically different—it involves a
partnership of understanding and identification, and entails no blame.
Third, pity is a passing, episodic feeling attuned to affections, whereas compas-
sion, because it is based on participation and identification with its object, is char-
acterized by the continuity of the feeling and the ensuing corrective action.39 The
episodic nature of pity comes forth in the fact that feelings of pity and brutality
toward the same person can be concurrent, “they can coexist in the same individual
and in the same moment, despite all logic.”40 Compassion, by contrast, dismisses the
possibility of cruelty, since it is based on a view of the other as one in whose suffer-
ing we share and with whom we feel solidarity.
In addition to the differences between compassion and pity noted by Blum, two
other differences follow from the essence of compassion. The first is that compas-
sion is directed toward a specific person experiencing a particular pain. It is
constituted in a particular situation. Compassion emerges in response to the demand
posed by the sufferer’s plight and according to her unique circumstances. It assumes
the other is an individual and, therefore, neither rests on nor strives for generaliza-
tion. Pity, however, rests on affections evoked by the pain of the other while blurring
the sufferer’s concrete specific pain, and thus his individual character. Pity can
therefore easily shift from one sufferer to another without the one who feels it sens-
ing it poses any specific demand because it is prompted by the experience of the one
37
On this matter, see George W. Rainbolt, “Mercy: An Independent, Imperfect Virtue,” American
Philosophical Quarterly, 27 (1990), 169.
38
Cohen, Religion of Reason, 137.
39
For further discussion of the distinctions between pity and compassion and their implications for
interpersonal relations, see Aaron Ben-Ze’ev, The Subtlety of Emotions (Cambridge, MA: MIT
Press, 2000), ch. 11.
40
Primo Levi, The Drowned and the Saved, trans. Raymond Rosenthal (London: Michael Joseph,
1988), 39.
16 2 The Ethic of Compassion and the Ethic of Justice
who feels pity rather than by the pain of the sufferer. Pity, therefore, tends to
generalization.41
The second difference is that compassion is not sentimental, “not with bathos,”42
and does not express itself in words. According to Hannah Arendt, compassion is
not “talkative and argumentative,”43 since it is chiefly manifest in action.
Luc Boltanski rightfully concluded that pity is articulated through the distance
between the sufferer and the agent. Pity is based on a distant perspective, which
clearly distinguishes the parties from one another, while compassion minimizes the
gap, creating closeness and cooperation between the compassionate person and the
sufferer.44
Compassion lays the ground for what can be called the “ethic of suffering” or the
“ethic of compassion,”45 which is founded on several elements:
1. Acknowledging the existence of concrete human suffering, which cannot be
denied through cultural-sociological or metaphysical explanations.46
2. A persistent refusal to accept the existence of suffering and a recognition of the
human duty to engage in an intermittent struggle against it. The ethic of suffering
accepts that there are no metamorphoses in reality. Utopia is not a constitutive
element driving the purpose of the moral action, and the amendment of reality is
always piecemeal, localized, and hence ongoing.
3. The knowledge that the struggle to amend the world could fail: “If man loses a
battle from time to time and evil triumph over him, he must bear defeat with
dignity and humility.”47 Humility is a quality usually missing among those who
dream of mending the world and creating a utopia, of being God and creating a
new world without human failures. This absence of humility often serves to trig-
ger the ethic of justice, which I discuss below. The ethic of compassion means a
return to humility, and thus to typical human ways – amendment, development,
and continuous struggle, instead of a new creation. Bearing defeat with dignity
is humility’s complementary feature. Defeat after relentless effort attests to the
uniqueness of the human creature, bound to fail but also able to overcome failure
and return to the Sisyphean struggle against evil.
4. Hope, as evinced in the very turn to the future in an attempt to reshape reality and
in the belief that reality can be amended. This hope, however, is not synonymous
with the Kantian postulate assuming an ideal world where moral good equals
41
Hannah Arendt, On Revolution (Harmondsworth, Middlesex: Penguin, 1990), 85–89.
42
Semprún, Literature or Life, 42.
43
Arendt, On Revolution, 86.
44
Luc Boltanski, Distant Suffering: Morality, Media, and Politics, trans. Graham Burchell
(Cambridge: Cambridge University Press, 1999), 3–7.
45
Ibid., 4–5; Joseph B. Soloveitchik, “A Halakhic Approach to Suffering,” in Out of the Whirlwind:
Essays on Mourning, Suffering and the Human Condition, ed. David Shatz, Joel B. Wolowelsky,
and Reuven Ziegler (Hoboken, NJ: Ktav, 2003), 86.
46
Ibid.
47
Ibid., 103.
The Ethic of Compassion 17
happiness.48 The ethic of compassion is not part of a general plan for redeeming
the world. It does look to the future, but to a possible, immediate and concrete
future, which is closely linked to the concrete fragile reality.
5. Absolute human responsibility for the surrounding reality. This responsibility
replaces the yearning to transcend the present reality, which is a key feature of a
utopian outlook. This absolute responsibility for the surrounding concrete reality
implies an understanding that this reality is the totality of existence and human
beings, who are “thrown” into it, are doomed to remain in it. Assuming respon-
sibility means changing our basic disposition toward the world and accepting
that, since we exist as concrete entities, the organization and regulation of reality
become our concern. This absolute responsibility is embodied in our attitude
toward ourselves as well as to the other, diverting us from metaphysical specula-
tion and imaginary constructs to the practice of everyday life.
6. This ethic compels what Alain Badiou called “fidelity to the event,”49 a fidelity
inspired by the recognition of every situation that involves the moral agent as
unique. For example, a doctor is faithful to the uniqueness of the event
only if he deals with the situation according to the rule of maximum possibility—to treat
this person who demands treatment of him … as thoroughly as he can, using everything
he knows and with all the means at his disposal, without taking anything else into
consideration … For to be faithful to this situation means: to treat it right to the limit of
the possible. Or, if you prefer: to draw from this situation, to the greatest possible extent,
the affirmative humanity that it contains. Or again: to try to be the immortal of this
situation.50
The antithesis of “fidelity to the event” is the perception of the specific, concrete
event in a wider setting. The uniqueness of the event is denied when it becomes a
vague manifestation or a statistical event in a broader context. “Fidelity to the
event” breaks down the generalization constructs. The ethic of compassion focuses
on the specific concrete event of a single pain, without assuming it is shallow or
locating it in a broader framework. Fidelity to the event of suffering is a resound-
ing no to its presence in existence, under all circumstances and in all situations.
7. Finally, this ethic addresses the other as a real individual being and approaches
human communities as concrete entities that should not be hidden behind some
veil of ignorance. The ethic of suffering is an ethic of concrete pain and distress.
Hence, its source is not in concepts of duty or abstract ideas but in the demand
ensuing from the true reality of a suffering other. Human pain provides the deci-
sive justification for action, and even encourages it. Seeking motivations for
action in a metaphysical idea rather than in actual reality implies, in Rousseau’s
terms, “to make a man a philosopher before making him a man.”51 Human beings
48
Immanuel Kant, Critique of Practical Reason, trans. Lewis White Beck (New York: The Liberal
Arts Press, 1956), 128–136.
49
Alain Badiou, Ethics: An Essay on the Understanding of Evil, trans. Peter Hallward (London/
New York: Verso, 2001), 40–44.
50
Ibid., 15.
51
Jean-Jacques Rousseau, The First and Second Discourses, trans. Roger D. Masters and Judith
R. Masters (New York: St. Martin’s Press, 1964), 96.
18 2 The Ethic of Compassion and the Ethic of Justice
are moved to act, above all, by compassion, care, and a sense of responsibility
toward concrete human beings around them.
The ethic of compassion is close to the ethic of care that Carol Gilligan presents in
her influential book In a Different Voice: Psychological Theory and Women’s
Development.52 Gilligan points to two perspectives that shape the moral discourse:
justice and care. The perspective of care is founded on a personal relationship and
on interpersonal communication rather than on the legal, objective, and rational
system that characterizes a perspective of justice. In her earlier work, Gilligan sug-
gested a gender division between the two perspectives: women tend to use a care
perspective while men use a perspective of justice. Later, however, Gilligan at times
perceives this division as one that crosses gender boundaries.53
The ethic of care is based on the personal aspect. Contrary to the ethic of justice,
it relies on personal and interpersonal relationships. This ethic is contextual and
concrete since it is always founded on existent personal relations—rather than con-
stituting these relations, it rests upon them.54
From a meta-ethical viewpoint, the ethic of care rests on the assumption that the
individual’s sense of selfhood is constituted and conditioned by the other. It is
thereby opposed to the ethos of autonomy claiming that humans are creatures who
function as legislators independent of the other.55 The ontology and the epistemol-
ogy shaping this ethic are entirely different from those that shape the ethic of jus-
tice, which is based on an ontology of the autonomous subject for whom the other
is the “object” of moral action.56
Although this concise discussion may create the impression that the ethic of
compassion is identical to the ethic of care, I claim that, despite the similarities
between them, the differences are clear. The ethic of care, as formulated by Gilligan
and her followers, is based on a long-standing personal relationship, whereas the
ethic of compassion is based on the presence of the suffering facing the compas-
sionate person before discovering the sufferer as a fellow. The fundamental
assumption of the ethic of care is only one of the options that follow from an atti-
52
Carol Gilligan, In a Different Voice: Psychological Theory and Women’s Development
(Cambridge, MA: Harvard University Press, 1982).
53
Marilyn Friedman, “Feminism in Ethics: Conceptions of Autonomy,” in Cambridge Companion
to Feminism in Philosophy, ed. Miranda Fricker and Jennifer Hornsby (Cambridge: Cambridge
University Press, 2000), 205–224. See also Gilligan, In a Different Voice.
54
Alison M. Jaggar, “Feminist Ethics: Some Issues for the Nineties,” Journal of Social Philosophy
1–2 (1989): 91–107; Joan C. Tronto, “Beyond Gender Difference to a Theory of Care,” Signs:
Journal of Women in Culture and Society 12 (1987): 644–663; Friedman, “Feminism in Ethics,”
208–209.
55
Jaggar, “Feminist Ethics.”
56
Jean P. Rumsey, “Justice, Care, and Questionable Dichotomies,” Hypatia 12 (1997), 100–101.
The Ethic of Justice 19
My analysis of the ethic of justice takes as its starting point Kant’s critical approach
and the ensuing Kantian tradition on compassion and the ethic of compassion.
According to Kant, compassion cannot, due to its character, be a basis for moral-
ity—morality must be derived from objective rational principles and feelings, such
as compassion, are subjective. Hence, they cannot be a basis for stable moral activ-
ity and for a universally valid system:
Morals themselves are liable to all kinds of corruption as long as the guide and supreme
norm for correctly estimating them are missing. For in the case of what is to be morally
good, that it conforms to the moral law is not enough; it must also be done for the sake of
the moral law. Otherwise that conformity is only very contingent and uncertain, since the
non-moral ground may now and then produce actions that conform with the law but quite
often produces actions that are contrary to the law.57
Kant assumes that a universal formulation is the basic construct of morality. In his
view, the qualities that by nature are not based on a universal duty suffer from two
main flaws. First, they are random and unstable—a person can be compassionate
but can also remain indifferent to the other’s sorrow. The feeling of compassion is
not solidly established in human existence and, just as it appeared, it can also
57
Immanuel Kant, Grounding for the Metaphysics of Morals, trans. James W. Ellington
(Indianapolis, ID: Hackett, 1981), 3.
20 2 The Ethic of Compassion and the Ethic of Justice
Kant points out several flaws in compassion. First, it increases anguish and sorrow
in the world since not only does the other suffer but so does the one who has
58
Ibid., 10.
59
Ibid., 20.
60
Ibid., 11.
61
See, in particular, Matthew 5:44–48; 22: 37–39; Mark 12:30, and ff.
62
Kant, Grounding for the Metaphysics, 12.
63
Immanuel Kant, The Metaphysics of Morals, trans. Mary Gregor (Cambridge: Cambridge
University Press, 1996), 205 (emphasis in original).
The Ethic of Justice 21
compassion for the sufferer; second, it fixates the inferiority of the object of com-
passion, thereby leading to unworthy human relationships.
Friedrich Nietzsche was influenced by this critique of Kant and, in his resolute
fashion, reformulated the conclusions that follow from the Kantian position:
Pity a squandering of feeling, a parasite harmful to moral health, “it cannot possibly be our
duty to increase the evil in the world.” If one does good merely out of pity, it is oneself one
really does good to, and not the other. Pity does not depend upon maxims but upon affects;
it is pathological. The suffering of others infects us, pity is an infection.64
Kant and the ensuing Kantian tradition thus set up a dichotomy between actions
driven by natural inclinations and feelings and actions driven by the acknowledg-
ment of a moral duty, the only ones possessing moral value since they transcend
situations and affections and reflect the individual’s action as sovereign. Ultimately,
the critique of compassion rests on assumptions about the meaning of morality and
of moral duty.
Note that, for Kant, the object of the moral obligation is not a concrete unique
being but all human beings, who deserve respect because of their intrinsic value as
rational creatures. Kantian love of the other, then, is love for an abstract entity.
When I love, I am unaware of the unique face of the object of my love, whom I love
as a human being but not as a specific, particular creature. In fact, duty demands that
I dismiss the other’s concrete subjectivity. Similarly, when I love out of duty, I do
not love as a concrete, specific entity but as a rational being. The interpersonal rela-
tionship created through duty is alienating and alienated from the partners’ concrete
being.66 These formulations are an accurate portrayal of what I have called here the
“ethic of justice.”
The ethic of compassion is an ethic of virtue and the basic question it answers
is—what is the good character worth shaping and, more generally, what is a worthy
64
Nietzsche, The Will to Power, trans. Walter Kaufmann and R. J. Hollingdale (New York: Vintage
Books, 1968), 2:368.
65
Ibid., 4:928.
66
See also Drengson, “Compassion and Transcendence,” 38–41.
22 2 The Ethic of Compassion and the Ethic of Justice
life? The ethic of justice answers an entirely different question: what is worth doing?
What are the principles that moral action should be founded upon?
This ethic is based, above all, on the moral agent overriding personal inclinations
and acting as an autonomous sovereign. Nietzsche, who was extremely critical of
compassion, argues that this is the supreme rule of normative action. He views it as
a general formal principle, lacking any content, which molds the normative
evaluation:
Much that was called good by this people was called scorn and disgrace by another …
Never did one neighbor understand the other: always his soul was amazed at his neighbor’s
delusion and malice. A tablet of the good hangs over every people. Observe, it is the tablet
of their overcomings; observe, it is the voice of their will to power.67
The ethic of justice is therefore driven by the recognition that individuals must over-
come their personal inclinations and preferences to make the worthy and just their
main concern, a demand evident in the distance this requires from the person. Even
when individuals are driven by deep care, in the context of the ethic of justice their
commitment requires distance. Jane Flax formulates this demand as follows:
Thus justice calls upon a quality of care that arises out of a sense of connectedness and
obligation to others. We must be able to imagine vividly the (potential) experiences of con-
crete others and yet sometimes distance ourselves from them, to think about the more
abstract needs of the collectivity as a whole.68
Flax holds that justice requires distance from the other, who is the addressee of the
act of justice. Her analysis takes into account that the ethic of justice draws a clear
distinction between the motivation for action, which may flow from the depths of
the personality, and the principles of action and justifications of this ethic, which are
based on distance from the other. Without this distance, justice cannot be realized, a
matter that Aristotle had already emphasized:
For in corrective justice it is all one whether a good man has cheated a bad or a bad man a
good, whether a good man has committed adultery or a bad. The law never looks beyond
the question, “What damage was done?” and it treats the parties involved as equals.69
What are the elements of this distance from the personal? Above all, the principle of
generalization. Action founded on the ethic of justice must assume that any action
toward a concrete entity or entities can be generalized to any human being. The
specific features of people’s faces, their identity, character, and specific circum-
stances are precisely those things that should be ignored. The ethic of justice is an
ethic of non-discrimination and, therefore, strives for generalization—its principles
of action are valid for all.
67
Friedrich Nietzsche, Thus Spoke Zarathustra: A Book for All and None, trans. Adrian Del Caro
(Cambridge: Cambridge University Press, 2006), 42.
68
Jane Flax, “Beyond Equality: Gender, Justice and Difference,” in Beyond Equality and Difference:
Citizenship, Feminist Politics, and Female Subjectivity, ed. Gisela Bock and Susan James (London:
Routledge, 1992), 206.
69
Aristotle, Ethics, 148. See also John Rawls, Theory of Justice (Oxford: Oxford University Press,
1973), 22: “We need a conception that enables us to envision our objective from afar.”
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CHAPTER II.
REPTON (HISTORICAL). THE PLACE-NAME
REPTON, &c.
ST. GUTHLAC.
At the command of Æthelbald, King of the Mercians, Felix, monk
of Crowland, first bishop of the East Angles, wrote a life of St.
Guthlac.
He derived his information from Wilfrid, abbot of Crowland, Cissa,
a priest, and Beccelm, the companion of Guthlac, all of whom knew
him.
Felix relates that Guthlac was born in the days of Æthelred, (675-
704), his parents’ names were Icles and Tette, of royal descent. He
was baptised and named Guthlac, which is said to mean “Gud-lac,”
“belli munus,” “the gift of battle,” in reference to the gift of one,
destined to a military career, to the service of God. The sweet
disposition of his youth is described, at length, by his biographer,
also the choice of a military career, in which he spent nine years of
his life. During those years he devastated cities and houses, castles
and villages, with fire and sword, and gathered together an immense
quantity of spoil, but he returned a third part of it to those who owned
it. One sleepless night, his conscience awoke, the enormity of his
crimes, and the doom awaiting such a life, suddenly aroused him, at
daybreak he announced, to his companions, his intention of giving
up the predatory life of a soldier of fortune, and desired them to
choose another leader, in vain they tried to turn him from his resolve,
and so at the age of twenty-four, about the year 694, he left them,
and came to the Abbey of Repton, and sought admission there.
Ælfritha, the abbess, admitted him, and, under her rule, he received
the “mystical tonsure of St. Peter, the prince of the Apostles.”
For two years he applied himself to the study of sacred and
monastic literature.
The virtues of a hermit’s life attracted him, and he determined to
adopt it, so, in the autumn of 696, he again set out in search of a
suitable place, and soon lost himself among the fens, not far from
Gronta—which has been identified with Grantchester, near
Cambridge—here, a bystander, named Tatwine, mentioned a more
remote island named Crowland, which many had tried to inhabit, but,
owing to monsters, &c., had failed to do so. Hither Guthlac and
Tatwine set out in a punt, and, landing on the island, built a hut over
a hole made by treasure seekers, in which Guthlac settled on St.
Bartholomew’s Day, (August 24th,) vowed to lead a hermit’s life.
Many stories are related, by Felix, of his encounters with evil spirits,
who tried to turn him away from the faith, or drive him away from
their midst.
Of course the miraculous element abounds all through the
narrative, chiefly connected with his encounters with evil spirits,
whom he puts to flight, delivering those possessed with them from
their power. So great was his fame, bishops, nobles, and kings, visit
him, and Eadburgh, Abbess of Repton, daughter of Aldulph, King of
East Angles, sent him a shroud, and a coffin of Derbyshire lead, for
his burial, which took place on the 11th of April, a.d. 714.
Such, in briefest outline, is the life of St. Guthlac. Those who wish
to know more about him, should consult “The Memorials of St.
Guthlac,” edited by Walter de Gray Birch. In it he has given a list of
the manuscripts, Anglo-Saxon, Latin, and Old English Verse, which
describe the Saint’s life. He quotes specimens of all of them, and
gives the full text of Felix’s life, with footnotes of various readings,
&c., and, what is most interesting, has interleaved the life with
illustrations, reproduced by Autotype Photography, from the well
known roll in Harley Collection of MSS. in the British Museum. The
roll, of vellum, is nine feet long, by six inches and a half wide, on it
are depicted, in circular panels, eighteen scenes from the life of the
Saint. Drawn with “brown or faded black ink, heightened with tints
and transparent colours, lightly sketched in with a hair pencil—in the
prevailing style of the twelfth century—the work of a monk of
Crowland, perhaps of the celebrated Ingulph, the well known literary
abbot of that monastery, it stands, unique, in its place, as an
example of the finest early English style of freehand drawing,” one or
more of the cartoons are missing.
The first cartoon, the left half of which is wanting, is a picture of
Guthlac and his companions asleep, clad in chain armour.
The 2nd. Guthlac takes leave of his companions.
The 3rd. Guthlac is kneeling between bishop Headda, and the
abbess, in Repton abbey. The bishop is shearing off Guthlac’s hair.
The 4th. Guthlac, Tatwine, and an attendant are in a boat with a
sail, making their way back to the island of Crowland.
The 5th. Guthlac, with two labourers, is building a chapel.
The 6th. Guthlac, seated in the completed chapel, receives a visit
from an angel, and his patron saint Bartholomew.
The 7th. Guthlac is borne aloft over the Chapel by five demons,
three of whom are beating him with triple-thonged whips. Beccelm,
his companion, is seated inside the Chapel, in front of the altar, on
which is placed a chalice.
The 8th. Guthlac, with a nimbus of sanctity round his head, has
been borne to the jaws of hell, (in which are a king, a bishop, and
two priests) by the demons, and is rescued by St. Bartholomew, who
gives a whip to Guthlac.
The 9th. The cell of Guthlac is surrounded by five demons, in
various hideous shapes. He has seized one, and is administering a
good thrashing with his whip.
The 10th. Guthlac expels a demon from the mouth of Egga, a
follower of the exiled Æthelbald.
The 11th. Guthlac, kneeling before bishop Headda, is ordained a
priest.
The 12th. King Æthelbald visits Guthlac, both are seated, and
Guthlac is speaking words of comfort to him.
The 13th. Guthlac is lying ill in his oratory, Beccelm is kneeling in
front of him listening to his voice.
The 14th. Guthlac is dead, two angels are in attendance, one
receiving the soul, “anima”, as it issues from his mouth. A ray of light
stretches from heaven down to the face of the saint.
The 15th. Beccelm and an attendant in a boat, into which Pega,
sister of Guthlac, is stepping on her way to perform the obsequies of
her brother.
The 16th. Guthlac, in his shroud, is being placed in a marble
sarcophagus by Pega and three others, one of whom censes the
remains.
The 17th. Guthlac appears to King Æthelbald.
The 18th. Before an altar stand thirteen principal benefactors of
Crowland Abbey. Each one, beginning with King Æthelbald, carries a
scroll on which is inscribed their name, and gift.
The Abbey of Crowland was built, and flourished till about the year
870, when the Danes burnt it down, four years later they destroyed
Repton.
Guthlaxton Hundred in the southern part of Leicestershire, and
four churches, dedicated to him, retain his name. The remains of a
stone at Brotherhouse, bearing his name, and a mouldering effigy, in
its niche on the west front of the ruins of Crowland Abbey, are still to
be seen. His “sanctus bell” was at Repton, and as we shall see, in
the account of the Priory, acquired curative powers for headache.
ST. WYSTAN.
Among “the Chronicles and Memorials of Great Britain and Ireland
during the Middle Ages,” published by the authority of Her Majesty’s
Treasury, under the direction of the Master of the Rolls is the
“Chronicon Abbatiæ de Evesham,” written by Thomas de Marleberge
or Marlborough, Abbot of Evesham. In an appendix to the Chronicle
he also wrote a life of St. Wystan from which the following facts, &c.,
have been gathered.
Wystan was the son of Wimund, son of Wiglaf, King of Mercia, his
mother’s name was Elfleda. Wimund died of dysentery during his
father’s life-time, and was buried in Crowland Abbey, and, later on,
his wife was laid by his side. When the time came for Wystan to
succeed to the crown, he refused it, “wishing to become an heir of a
heavenly kingdom. Following the example of his Lord and master, he
refused an earthly crown, exchanging it for a heavenly one,” and
committed the kingdom to the care of his mother, and to the chief
men of the land. But his uncle Bertulph conspired against him,
“inflamed with a desire of ruling, and with a secret love for the
queen-regent.” A council was assembled at a place, known from that
day to this, as Wistanstowe, in Shropshire, and to it came Bertulph
and his son Berfurt. Beneath his cloak Berfurt had concealed a
sword, and (like Judas the traitor), whilst giving a kiss of peace to
Wystan, drew it and smote him with a mortal wound on his head, and
so, on the eve of Pentecost, in the year 849, “that holy martyr leaving
his precious body on the earth, bore his glorious soul to heaven. The
body was conveyed to the Abbey of Repton, and buried in the
mausoleum of his grandfather, with well deserved honour, and the
greatest reverence. For thirty days a column of light, extending from
the spot where he was slain to the heavens above, was seen by all
those who dwelt there, and every year, on the day of his martyrdom,
the hairs of his head, severed by the sword, sprung up like grass.”
Over the spot a church was built to which pilgrims were wont to
resort, to see the annual growth of the hair.
The remains of St. Wystan rested at Repton till the days of Canute
(1016-1035), when he caused them to be transferred to Evesham
Abbey, “so that in a larger and more worthy church the memory of
the martyr might be held more worthily and honourably.” In the year
1207 the tower of Evesham Abbey fell, smashing the presbytery and
all it contained, including the shrine of St. Wystan. The monks took
the opportunity of inspecting the relics, and to prove their
genuineness, which some doubted, subjected them to a trial by fire,
the broken bones were placed in it, and were taken out unhurt and
unstained. The Canons of Repton hearing of the disaster caused by
the falling tower, begged so earnestly for a portion of the relics, that
the Abbot Randulph granted them a portion of the broken skull, and
a piece of an arm bone. The bearers of the sacred relics to Repton
were met by a procession of prior, canons, and others, over a mile
long, and with tears of joy they placed them, “not as before in the
mausoleum of his grandfather, but in a shrine more worthy, more
suitable, and as honourable as it was possible to make it,” in their
Priory church, where they remained till it was dissolved in the year
1538.
In memory of St. Wystan, the first Parish Church of Repton was
dedicated to him, as we shall see in our account of Repton Church.
Plate 3.