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Textbook Legal Persuasion A Rhetorical Approach To The Science 1St Edition Linda L Berger Ebook All Chapter PDF
Textbook Legal Persuasion A Rhetorical Approach To The Science 1St Edition Linda L Berger Ebook All Chapter PDF
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“The book’s greatest strength lies in its stimulating and provocative examples. Read-
ers are treated to a host of insights from cognitive science, culture high and low, the
rough-and-tumble world of litigation, and the lofty perches of appellate advocacy and
judging.”
Ross Guberman, Author, Point Made: How to Write Like the
Nation’s Top Advocates and President, Legal Writing Pro
“Professors Berger and Stanchi have combined their respective interests in rhetori-
cal theory and cognitive science to produce an extremely engaging book about legal
persuasion. This volume will be immensely helpful to advocates, but it also provides
scholars with concrete examples that illuminate and advance deep insights.”
Francis J. Mootz III, Dean and Professor of Law,
McGeorge School of Law, University of the Pacific, USA
“Every law student, law teacher, attorney, judge, and – dare I say politician? – should
read Berger and Stanchi’s brilliant new synthesis of rhetorical theory and cognitive
science. Both accessible and sophisticated, its clear succinct explanations and examples
will help you think more clearly, advocate more effectively, and decide more wisely.”
Kate O’Neill, Professor Emeritus,
University of Washington School of Law, USA
LEGAL PERSUASION
This book develops a central theme: legal persuasion results from making and breaking
mental connections. This concept of making connections inspired the authors to take a rhe-
torical approach to the science of legal persuasion. That singular approach resulted in the
integration of research from cognitive science with classical and contemporary rhetorical
theory, and the application of these two disciplines to the real-life practice of persuasion. The
combination of rhetorical analysis and cognitive science yields a new way of seeing and under-
standing legal persuasion, one that promises theoretical and practical gains. The work has
three main functions. First, it brings together the leading models of persuasion from cognitive
science and rhetorical theory, blurring boundaries and leveraging connections between the
often-separate spheres of science and rhetoric. Second, it illustrates this persuasive synthesis
by working through concrete examples of persuasion, demonstrating how to apply this new
approach to the taking apart and the putting together of effective legal arguments. In this
way, the book demonstrates the advantages of a deeper and more nuanced understanding of
persuasion. Third, the volume assesses and explains why, how, and when certain persuasive
methods and techniques are more effective than others. The book is designed to appeal to
scholars in law, rhetoric, persuasion science, and psychology; to students learning the practice
of law; and to judges and practicing lawyers who engage in persuasion.
Linda Berger is the Family Foundation Professor of Law at the University of Nevada, Las
Vegas, William S. Boyd School of Law. Professor Berger has been a leader in building the
discipline of legal writing. Her recent scholarly work blends interdisciplinary study with rhe-
torical analysis, drawing on research findings from analogy, metaphor, and narrative studies
in order to examine the persuasiveness and effectiveness of written and oral communication.
Kathryn M. Stanchi is the Jack E. Feinberg ’57 Professor of Litigation and Affiliated Pro-
fessor of Gender, Sexuality and Women’s Studies at Temple University Beasley School of
Law. She is recognized as the leading scholar to bring persuasion science into the literature
of legal persuasion. Her scholarship often focuses on the intersection of persuasion, rheto-
ric, and feminism. She has published and lectured extensively on this and related topics.
Law, Language and Communication
Series Editors
Anne Wagner, Université du Littoral Côte d’Opale, France and
Vijay Kumar Bhatia, formerly of City University of Hong Kong
This series encourages innovative and integrated perspectives within and across the
boundaries of law, language, and communication, with particular emphasis on issues
of communication in specialized socio-legal and professional contexts. It seeks to bring
together a range of diverse yet cumulative research traditions in order to identify and
encourage interdisciplinary research.
The series welcomes proposals – both edited collections as well as single-authored
monographs – emphasizing critical approaches to law, language, and communication,
identifying and discussing issues, proposing solutions to problems, and offering analy-
ses in areas such as legal construction, interpretation, translation, and de-codification.
Preface xi
Acknowledgments xiii
PART I
Introduction 1
1 Making connections 3
PART II
Setting: audience, timing, and location 21
PART III
Invention: stories, metaphors, and analogies 39
6 Introduction to storytelling 50
PART IV
Arrangement: organization and connection 105
PART V
Connecting through tone 141
PART VI
Conclusion 159
Index 165
PREFACE
When we got together to write this book, we had in mind an overview of legal persua-
sion that combined our different areas of expertise. Kathy Stanchi has been writing for
years about the insights persuasion science provides for the thoughtful and deliberate
legal advocate. Linda Berger has been examining classical and contemporary rhetorical
theories and using rhetorical methods and rhetorical criticism to analyze lawyers’ argu-
ments, especially in written briefs and opinions. When we decided to write together,
we realized that although we had approached the subject of legal persuasion from
different directions, we had arrived at the same place: legal persuasion results from
making and breaking mental connections. We thought that a book exploring the rich
interdisciplinary potential of rhetoric and science would be a novel and useful approach
to persuasion and would have much to offer the practice and study of law.
In that sense, this book is a true collaboration. While we each took primary respon-
sibility for certain chapters that were within our specific areas of expertise, we both
made our marks on every part of this book. Both of us were pleasantly surprised at
the true synergy that our collaboration created when we considered and edited the
chapters outside our usual areas of expertise. We believe that synergy makes the book
a real integration of rhetorical theory and science. Thus, the order of authors reflects
the alphabetical order of the letters of our last name. For better or worse, every part of
this book is truly both of ours.
Our initial approach was to chart a middle course that included a strong founda-
tion in the theory of persuasion but also a true grounding in the practical. The book’s
organization reflects this approach in that each chapter takes the time to explain and
describe the theory and also includes case studies as examples of the theory as applied.
As legal writing professors, we know that a firm grounding in theory is essential to the
ability to make advocacy decisions in the wide diversity of contexts that confront the
legal advocate. As much as practicing lawyers like to disclaim theory, they use it every
day. As just one example, virtually every litigator will tell you that they start their case
planning with a “theory of the case” that is meant to guide their strategic decision
making throughout the litigation. Persuasion theory works similarly; it is an overarch-
ing set of principles that lawyers can translate into practical strategic decisions. This
book is meant to help with that translation, both by bringing together in one source
xii Preface
some of the leading persuasion theories and by showing how those theories have been
used by legal advocates in past cases.
Our idea to combine theory with practice, however, presented the problem of audi-
ence. Who is the intended audience of the book? Practicing lawyers? Law professors?
Students? We thought that those groups, and members of the public in general, would
be interested in how persuasion works in legal settings. As we wrote, we recognized
that we were writing to all these different audiences. That broad target for the book
presented some tone and communication issues – speaking simultaneously to law pro-
fessors, practicing lawyers, and students was often a tightrope walk for us. We very
much did not want to “dumb down” the theory, but we did want it to be under-
standable to everyone in our audience. We often erred on the side of simplifying, but
sometimes we included complex theoretical details because of a desire for thorough-
ness or accuracy. We recognize that in attempting to walk this tightrope of audience,
we might have occasionally missed the mark.
But if nothing else, the premise of this book is that lawyers should be thinking about
theory, and theoreticians should be thinking about the practical, and everybody should
be thinking about how to educate the next generation. We believed that the hiccups
resulting from our wish to follow this integrated approach were worth it to break new
interdisciplinary ground for legal advocacy. We hope the result is challenging, useful,
informative, and interesting.
ACKNOWLEDGMENTS
Everything we do starts with our students, and so we start by thanking our students for
helping us explore, develop, and test the concepts in this book. Their understanding,
responses, challenges, and feedback have been invaluable.
We owe special thanks to the careful and hard-working research assistants who
helped us find useful examples in lawyers’ briefs, judicial opinions, and many other
sources, including Brent Resh, Tam Tran, Michael Ahlert, Dina Kopansky, and Sara
Mohammed. Sabrina Mercado, Jasmine Greene and Shauna Pierson provided editing
assistance at the final stages. We are especially grateful to Brent Resh for organizing and
preparing the chapter bibliographies.
Among our colleagues, Amy Sloan was the first to encourage us to view this book as
primarily a work of scholarship, and we thank her for that encouragement. We gained
many valuable insights and helpful suggestions from Amy and the other reviewers of
the initial proposal: Laura Little, Greg Mandel, Ann McGinley, Richard K. Neumann
Jr., and Jean Sternlight. We received consistent and very welcome support from our
law librarians, our deans, and our law schools, UNLV’s Boyd School of Law and Tem-
ple’s Beasley School of Law.
The University of Washington’s Whiteley Center at Friday Harbor in the San Juan
Islands provided a serene and beautiful setting at a critical moment in the writing of
the book: our appreciation to the Whiteley Center and to Tom Cobb and Kate O’Neill
for suggesting that we apply for a writing retreat there.
Finally, to our colleagues at our own law schools and across the country, our friends,
and our family members who put up with our talking about this book for more than
four years: we are grateful for you and feel very fortunate to have you in our lives.
PART I
Introduction
1
MAKING CONNECTIONS
Making connections is the critical concept that unites persuasion science with rhetori-
cal theory and the real-life practice of persuasion. Connections are critical because most
things in life are ambiguous: what we read, hear, and see is open to interpretation. When
we sit in a restaurant and a person with a pad and pencil approaches us, we expect that he
wants to take our order rather than wanting to interview us, take a bet on a horse race, or
draw our picture. (Winter 2003). Our expectation is based on the connections our brain
made between the individual we observed and the setting, the timing, the individual’s
dress, our past experiences, and a host of other factors. When the same waiter asks us if
we want to hear what’s fresh, we expect him to describe today’s best offerings from the
menu rather than the air, the water, or the flowers. Our scripts for eating in a restaurant,
acquired through experience, set up our usual expectations.
Still, because both words and observations hold out the potential for alternatives
to be considered, they are open to interpretation, and that openness makes persuasion
possible. Sometimes the advocate will want the decision maker to assume that the
person with the pad and pencil is a waiter, but sometimes lawyers must persuade us
that our initial view, our first impression, is mistaken or incomplete. By attempting to
influence the decision maker to keep searching for clues, or to go back to search for
alternative scenarios, lawyers can influence their audiences to make certain mental con-
nections and to turn away from others.
In the chapters that follow, we explain and illustrate how lawyers can make the
right choices to influence connections. For example, we explore the reasons why law-
yers might decide to use one rather than another metaphor or analogy as well as how
lawyers should select an especially appropriate storyline or characterization, fit their
arguments into a comfortable organizational structure, or choose specific words and
phrases for particular purposes.
To persuade an audience member is to help her connect the pieces of the puzzle in
order to see a particular picture. If, for example, a lawyer wishes to argue that driving
while intoxicated is a “violent felony,” the lawyer may initially confront a problem
4 Introduction
of “connection.”1 People have schema or stock images of what a “violent felony” is,
and for most of us, those schemas do not include drunk driving. The lawyer’s job is
to lead the reader to connect the “violent” results of drunk driving with the relatively
passive action of driving a vehicle. The lawyer must also weaken the associations the
reader may have between “violent felony” and stereotypical violent crimes such as
assault or murder.
As this example shows, the connections in our minds are formed by common cultural
understandings as well as by our personal experiences. Many of our cultural under-
standings and personal experiences have been with us for a long time, and they are well
settled in our minds. For most situations, we must choose from among a number of
possible connections stored in memory. If the advocate is to succeed in reinforcing the
more favorable connections and in severing the less favorable ones, she must engage in
advocacy that is vivid and memorable enough to replace the lived experience.
It is easy to say that persuasive advocacy should function as a virtual lived experi-
ence for the reader. But how can the advocate guide the reader so that the experience
unfolds in that way? That is the question this book seeks to answer.
The advocate’s first job is to make connections with the members of her audience.
Both persuasion science and rhetorical theory suggest that one thing will in fact lead
to another: agreement on premises will lead to agreement on conclusions; agreement
on a first, small step will encourage agreement on later, bigger ones. Thus, when legal
persuasion is effective, an initial link, a recognized commonality, will lead to a series of
subsequent connections: between individuals and categories, legal problems and their
settings, argument opportunities and timing, initial arguments and next steps, turning
points and resolutions. Even breaking connections depends on making connections.
To sever connections, the advocate guides audience members to see alternative cues
that link the current situation with perspective-shifting images, stories, or analogies.
The cognitive science view of thinking lends itself to the idea that we see, inter-
pret, and talk about new information and concepts through the filters and frames we
have already constructed, that we go through a process of comparing new things to
the things we already know: What is this like? Into what category does it fit? Is it so
unusual that we need to create a new category? After we compare, we argue about
the comparisons, either with ourselves or with others: Is this new thing more like this
option or more like that one? How is it like this? How is it like that? What difference
does our choice make?
The purpose of the book is not only to explore how persuasion works, but also and
more practically to examine how to construct legal arguments that will effectively con-
nect with particular audiences in specific situations. By taking a rhetorical approach to
persuasion, we have integrated research findings from cognitive science with classical
and contemporary rhetorical theory, and we have then applied both to the taking apart
and the putting together of effective legal arguments. The combination of rhetorical
analysis and cognitive science yields a new way of seeing and understanding legal per-
suasion, one that promises theoretical and practical benefits.
1 This example is taken from a Supreme Court case, Begay v. United States, 553 U.S. 137 (2008).
Making connections 5
First, the book brings together the leading models of persuasion from cognitive
science and rhetorical theory. In the process, it blurs the boundaries and leverages the
connections between the often-separate spheres of science and rhetoric. Second, the
book illustrates persuasive synthesis by working through concrete examples of persua-
sion from real-life legal contexts. Finally, the book assesses and explains why, how, and
when certain persuasive methods and techniques are more effective than others. This
assessment and explanation is based not only on our study of rhetorical concepts and
persuasion research but also on our testing of what we have found by working through
in-depth analyses of actual legal arguments.
In classical rhetoric, once arguments had been invented, selected, and arranged, the
writer or speaker selected a fitting “style” and put them into words. (More contem-
porary rhetoricians view the whole question of word choices and writing style as an
integral part of the blended construction of persuasive arguments.) Classical rhetori-
cians identified a number of figures of speech, including schemes and tropes. Schemes
are a deviation from the ordinary pattern of words, and tropes are a deviation from
the ordinary meaning of a word. Many of these style techniques are used to comple-
ment and implicitly support other persuasive approaches. For example, the schemes
of balance, such as parallelism and antithesis, draw on some of the same psychological
influences as priming and syllogistic organization while schemes of unusual or inverted
word order, such as anastrophe (inversion of the natural or usual word order), paren-
thesis, and apposition may contribute to arguments designed to break connections
with the status quo.
As for contemporary rhetoric, a grasp of each individual rhetorical situation gives
the advocate a way to analyze the opposing arguments and the underlying precedent
that is essential to crafting responsive arguments. (Bitzer 1968). The key to rhetorical
situation analysis is to precisely identify the trigger or the prompt for the advocacy.
Different prompts evoke different audiences and impose different constraints on the
rhetorical response. In Bitzer’s term, a rhetorical situation is marked by an imperfec-
tion or problem that encourages the speaker or writer to construct an appropriate
argument designed to persuade the relevant audience, that is, an audience with the
ability to resolve the problem. For example, in Walker v. City of Birmingham (1967),
the lawsuit that challenged an injunction against the 1963 Easter civil rights march in
Birmingham, Alabama, the justices had very different views of the “imperfection” that
called for a rhetorical response.
In Walker, Birmingham had denied a parade permit to the civil rights marchers,
including the Rev. Dr. Martin Luther King, and then the city obtained an injunction
forbidding the marchers from proceeding without a permit. The marchers violated the
injunction by marching anyway and were arrested. The Supreme Court was asked to
decide that the injunction violated the Constitution. For Justice Stewart, the problem
was the marchers’ disobedience of an injunction; for Justice Brennan, the problem was
the unconstitutional city ordinance under which the injunction was issued. Thus, Jus-
tice Stewart described one incident that occurred during the Easter Sunday civil rights
march as menacing: “Some 300 or 400 people from among the onlookers followed in
a crowd that occupied the entire width of the street and overflowed onto the sidewalks.
Violence occurred.” (Walker 1967). Justice Brennan characterized the same incident
as much less disruptive: “The participants in both parades were in every way orderly;
the only episode of violence, according to a police inspector, was rock throwing by
three onlookers.” (Walker 1967).
At the core of most modern rhetorical theories of persuasion is Kenneth Burke’s
concept of identification. (Burke 1969). In Burke’s concept, identification is both lit-
eral and figurative, the sharing of something of substance between speaker and listener.
Burke suggested that individuals form their identities through physical objects, work,
family, friends, activities, beliefs, and values; they mentally share “substance” with the
people and the things with whom they associate; and they mentally separate them-
selves from other people and things. The shared substances forge identification, and
Making connections 7
persuasion results: “You persuade a man only insofar as you can talk his language by
speech, gesture, tonality, order, image, attitude, idea, identifying your ways with his.”
(Burke 1969). According to Burke, identification can work in several ways: as a means
to an end (we have the same interests); through antithesis (we have the same enemies);
and through identification at an unconscious level (we have the same unspoken values).
When it comes to what the classical rhetoricians referred to as style, we assume that
the lawyer’s writing style, word choices, tone, and mechanics will be designed to meet
the needs of her audience and situation. Persuasive arguments will be accurate enough
not to mislead (though often depicted from a particular perspective); they will be as
brief (or as extended) and as clear (or as nuanced) as fits the audience, situation, and
purpose. We also assume that “readability” matters, that is, that all other things being
equal, the brief that is more easily read and understood, that helps the reader see where
the writer is going, and that keeps the reader on track will be more effective than briefs
that are hard to understand. Research mostly backs up this assumption. (Spencer and
Feldman 2016). And this assumption makes sense from both rhetorical and persuasion
science vantage points. Readability enhances the speaker’s credibility (ethos), speaks to
the listener’s values and interests (pathos), and contributes to our intuitive sense that
an argument is logical and valid (logos) because it hangs together.
applying to lawyers or judges the lessons learned from research studies in which other
kinds of audiences were tested. (Stanchi 2006). Moreover, legal audiences may react
differently to persuasive messages than other audiences do. Lawyers and judges are
often thought to be most comfortable with traditional approaches to legal reasoning
and argumentation. And this might suggest that the legal audience is more likely to
be persuaded by conventional techniques than by approaches that challenge or deviate
from tradition. (Stanchi 2006).
That is all to say that although the book is meant to be a general primer on legal persua-
sion, we recognize that not all of the tactics will be usable in all contexts or with all audiences.
We acknowledge that as part of the rich study of persuasion. We trust our readers to use the
deeper explanations and rationales we provide to generalize from the examples. We hope that
by combining examples with deep explanation of the reasons the tactics work, we will give
advocates the information they need to make their own, fully informed choices about when
to use the tactics and before which audiences to employ them.
Bibliography
Bitzer, L.F., 1968, ‘The Rhetorical Situation’, Philosophy and Rhetoric, 1, 1–14.
Burke, K., 1969, A Rhetoric of Motives, rev. edn., University of California Press, Los Angeles.
Cialdini, R.B., 2006, Influence: The Psychology of Persuasion, rev. edn., Harper Business, New
York.
Corbett, E.P.J. and Connors, R.J., 1998, Classical Rhetoric for the Modern Student, 4th edn.,
Oxford University Press, Oxford.
Frost, M., 1990, ‘Brief Rhetoric – A Note on Classical and Modern Theories of Forensic Dis-
course’, Kansas Law Review, 38, 411–431.
Making connections 11
Guthrie, C., Rachlinski, J.J. and Wistrich, A.J., 2001, ‘Inside the Judicial Mind’, Cornell Law
Review, 86, 777–830.
Guthrie, C., Rachlinski, J.J. and Wistrich, A.J., 2007, ‘Blinking on the Bench: How Judges
Decide Cases’, Cornell Law Review, 93, 1–44.
Hovland, C.I., Janis, I.L. and Kelly, H.H., 1953, Communication and Persuasion: Psychological
Studies of Opinion Change, 1st edn., Yale University Press, New Haven.
Kahneman, D., 2011, Thinking, Fast and Slow, Farrar, Straus and Giroux, New York.
McGuire, W. J., 1964, ‘Inducing Resistance to Persuasion: Some Contemporary Approaches’,
in L. Berkowitz (ed.), Advances in Experimental Psychology, vol. 1, pp. 191–229, Academic
Press, New York.
Mullins, A.E., 2014, ‘Subtly Selling the System: Where Psychological Influence Tactics Lurk in
Judicial Writing’, University of Richmond Law Review, 48, 1111–1156.
Petty, R.E. and Cacioppo, J.T., 1986a, ‘The Elaboration Likelihood Model of Persuasion’, in
L. Berkowitz (ed.), Advances in Experimental Social Psychology, vol. 19, pp. 124–207, Aca-
demic Press, New York.
Petty, R.E. and Cacioppo, J.T., 1986b, Communication and Persuasion: Central and Peripheral
Routes to Attitude Change, Springer, New York.
Reilly, P., 2013, ‘Resistance Is Not Futile: Harnessing the Power of Counter-Offensive Tactics
in Legal Persuasion’, Hastings Law Journal, 28, 1171–1228.
Spencer, S.B. and Feldman, A., 2016, ‘The Relationship Between Brief Clarity and Summary
Judgment Decisions’, viewed 18 October 2016, from https://ssrn.com/abstract=2807045
Stanchi, K.M., 2006, ‘The Science of Persuasion: An Initial Exploration’, Michigan State Law
Review, 2006(2), 412–456.
Winter, Steven L., 2003, A Clearing in the Forest: Law, Life, and Mind, University of Chicago
Press, Chicago, IL.
2
THINKING AND DECISION MAKING
Starting to persuade
Even the best plan rarely survives “contact with the enemy.” (Heath and Heath 2007).
Taking such real-life lessons into account, this book meshes planning with action,
persuasion science with rhetorical experience. Think about how Google’s mapping
application tells you the shortest route from point A to point B. Remember that the
plan does you little good when the Memorial Day parade overwhelms ordinary traffic
patterns and turns all the busy streets in your neighborhood into one-way thorough-
fares. In traffic, as in legal persuasion, the chances of navigating successfully are boosted
when you can draw on a combination of science and experience.
How we think
Thinking as chunking
Because of their role in thinking and decision making, storytelling, metaphor-making,
and analogizing form the core of communication. This is aptly illustrated in cognitive
science’s depiction of the mind in the statement that the mind is a computer and the
resulting inferential leap that thinking is akin to information processing. Even though
we understand that the metaphor is not literally true, its widespread use for decades has
come to affect and even govern our ability to think about thinking.
According to researchers in the cognitive sciences, we learn by constructing men-
tal images and frameworks over time, then by calling up from memory those that
are most accessible or those that seem most comparable whenever we encounter new
information. Thinking thus becomes primarily a process of comparison: we see and we
understand new data by making connections between what we encounter in the world
and the knowledge structures that exist in our memory. (Hofstadter 2001; Gentner
et al. 2001).
From this perspective, the critical step in thinking is our ability and propensity to
recognize patterns – in other words, to make connections. As we learn, we sort and
“chunk” new information into schemas or knowledge structures that we embed in
Thinking and decision making 13
memory. Once we have built up these memory banks, we search through them when-
ever we confront new information, looking for the knowledge structures (or categories)
that will help us perceive and interpret what we’ve seen. Our often-unconscious choice
of which category is the best match affects our view of the new information; it “filters”
what we see and “frames” the way that we understand it.
When we encounter new information in the world, why do we “chunk” pieces
together and then slot them into preexisting categories in our minds? In a short story
by Jorge Luis Borges, the protagonist, Funes, remembered every detail, “not only
every leaf of every tree of every wood, but also every one of the times he had perceived
or imagined it.” To manage this torrent of memories, Funes “decided to reduce each
of his past days to some seventy thousand memories, which would then be defined by
means of ciphers.” He changed his mind when he realized that the project would be
both interminable and useless. Although Funes was only nineteen, “by the hour of his
death he would not even have finished classifying all the memories of his childhood.”
(Borges 2001).
Chunking – putting things into categories – helps make understanding possible.
In his focus on the details, Funes could not understand that a category such as dog
included many different individual animals and that a dog who looked different from
one side would fall into the same category as the same dog seen from the front. As
Borges wrote, “To think is to forget differences, generalize, make abstractions. In the
teeming world of Funes, there were only details.” (Borges 2001).
This ability to think generally and abstractly in order to construct categories is also
necessary to memory. Douglas Hofstadter concluded that babies do not remember
events because they are not yet far enough along in the “relentless, lifelong process
of chunking.” Without a “repertoire of concepts” in their minds, babies “look at life
through a randomly drifting keyhole,” able to make out only the smallest and nearest
aspects of what they see before them. (Hofstadter 2001).
This view of cognition assumes that people naturally and intuitively reflect about
what has happened to them in the past. Based on their reflection, they construct
stories and frameworks out of the details of their lives and the world. As we grow
older, our frameworks become more nuanced and sophisticated. Because incom-
ing stimuli rarely fit exactly a mental category that already exists, more advanced
chunks become necessary. When we recognize that the new information does
not fully match a prior category, we try to pick out new patterns, often forming
additional abstract concepts. As it became clear, for example, that violent abuse
involving personal relationships occurred not only in marriages and not only when
the husband was the abuser and the wife was the victim, the category of intimate
partner violence came to replace the former category of domestic violence, which
itself had replaced even older concepts such as wife battering. Category construc-
tion and abstract thinking thus grow out of our ability to analogize, or to engage
in what Hofstadter terms:
the mental mapping onto each other of two entities – one old and sound asleep
in the recesses of long-term memory, the other new and gaily dancing on the
mind’s center stage – that in fact differ from each other in a myriad of ways.
(Hofstadter 2001)
14 Introduction
Thinking as arguing
Aristotle defined rhetoric as “an ability, in each particular case, to see the available
means of persuasion.” (Kennedy 1991). This conception of rhetoric works in tandem
with cognitive science. The blend with cognitive science is even more appropriate
given contemporary rhetoricians’ broader definition of “rhetoric” as the study of all
the ways in which humans use symbols to communicate. (Foss et al. 2002). Though
not yet the prevailing view, the potentially rich relationship of rhetoric and cognitive
psychology is recognized by experts. Some authors claim that much of social psychol-
ogy can be viewed as an effort to empirically test classical rhetorical concepts. (Billig
1996). Moreover, research into the psychology of persuasion has been described as the
new rhetoric (Brewster Smith 1981), and Aristotle has been called the “world’s first
published social psychologist.” (Aronson 2011).
Expanding the cognitive science explanation that human thinking is primarily a
matter of categorizing, the rhetorical perspective values both the ability to analogize
(and categorize) and the ability to differentiate (and particularize). Both strategies are
essential if we are to engage in argument. While cognitive social psychologists suggest
that we need to categorize in order to simplify, rhetoricians recognize that we need to
be able to differentiate and particularize in order to manage the complexities of indi-
vidual situations. Fortunately, any new bit of information can be considered either as a
potential particularity or as a potential member of a category. For example, the govern-
ment official who usually follows a standard routine to process individual requests may
treat an otherwise run-of-the-mill request with particularity when the request is made
by a relative or friend or when it will involve an unusually large financial gain.
From this rhetorical perspective, human thinking develops not by information
processing – as the computer model suggests – but in a more complex and recursive
way through direct interactions between the human thinker and the world. (Epstein
2016; Searle 1990). Recursively, individual thinkers move back and forth between cat-
egories and particular instances. (Billig 1996). Thinking’s main component becomes
“a form of internal argument, modeled on outward dialogue.” In this view, thinking
follows Protagoras’s direction that for every question there are (at least) two opposite
answers. From there, the crucial rhetorical activities can be seen as justification of one
position and criticism of another. And for the rhetorician, these rhetorical activities can
be understood only within the context of an individual situation.
Cognitive scientists and rhetoricians agree that selection – whether conscious or
not – is involved in thinking. Sometimes selection appears to be an efficient shortcut;
at other times, it takes the form of a destructive cognitive bias. Either way, selection
is inevitable because our capacity to perceive can never encompass the entire picture.
Our ability to explain and describe falls short of the full story. Some things must always
be brightly lit, and others eclipsed. Moreover, according to Michael Billig, when-
ever selection is involved, we are already engaged in particularization because we are
treating one category out of many categories as being uniquely appropriate. So “our
basic cognitive processes [do not] merely function to provide psychological stability
and order. They also provide the seeds of argumentation and deliberation.” (Billig
1996). When, for example, we notice a stranger in our neighborhood, we sort through
and select among many possible categories into which she might fit, using only the
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elected to Congress and was re-elected in 1804. In 1805, he was
appointed United States District Judge for the new Territory of
Louisiana, now the State of Missouri.
Dr. Felix Brunot arrived in Pittsburgh in 1797. He came from
France with Lafayette and was a surgeon in the Revolutionary War
and fought in many of its battles. His office was located on Liberty
Street, although he owned and lived on Brunot Island. An émigré,
66
the Chevalier Dubac, was a merchant. Dr. F. A. Michaux, the
67
French naturalist and traveler, related of Dubac: “I frequently saw
M. Le Chevalier Dubac, an old French officer who, compelled by the
events of the Revolution to quit France, settled in Pittsburgh where
he engaged in commerce. He possesses very correct knowledge of
the Western country, and is perfectly acquainted with the navigation
of the Ohio and Mississippi Rivers, having made several voyages to
New Orleans.” Morgan Neville a son of Colonel Presley Neville, and
a writer of acknowledged ability, drew a charming picture of Dubac’s
68
life in Pittsburgh.
Perhaps the best known Frenchman in Pittsburgh was John
Marie, the proprietor of the tavern on Grant’s Hill. Grant’s Hill was the
eminence which adjoined the town on the east, the ascent to the hill
beginning a short distance west of Grant Street. The tavern was
located just outside of the borough limits, at the northeast corner of
Grant Street and the Braddocksfield Road, where it connected with
Fourth Street. The inclosure contained more than six acres, and was
called after the place of its location, “Grant’s Hill.” It overlooked
Pittsburgh, and its graveled walks and cultivated grounds were the
resort of the townspeople. For many years it was the leading tavern.
Gallatin, who was in Pittsburgh, in 1787, while on the way from New
Geneva to Maine, noted in his diary that he passed Christmas Day at
69
Marie’s house, in company with Brackenridge and Peter Audrian, a
well-known French merchant on Water Street. Marie’s French
nationality naturally led him to become a Republican when the party
was formed, and his tavern was long the headquarters of that party.
Numerous Republican plans for defeating their opponents originated
in Marie’s house, and many Republican victories were celebrated in
his rooms. Also in this tavern the general meetings of the militia
70
officers were held. Michaux has testified that Marie kept a good
71
inn. The present court house, the combination court house and city
hall now being erected, and a small part of the South School, the first
public school in Pittsburgh, occupy the larger portion of the site of
“Grant’s Hill.”
Marie’s name became well known over the State, several years
after he retired to private life. He was seventy-five years of age in
1802, when he discontinued tavern-keeping and sold “Grant’s Hill” to
James Ross, United States Senator from Pennsylvania, who was a
resident of Pittsburgh. Marie had been estranged from his wife for a
number of years and by some means she obtained possession of
“Grant’s Hill,” of which Ross had difficulty in dispossessing her. In
1808, Ross was a candidate for governor against Simon Snyder.
Ross’s difference with Mrs. Marie, whose husband had by this time
divorced her, came to the knowledge of William Duane in
Philadelphia, the brilliant but unscrupulous editor of the Aurora since
the discontinuance of the National Gazette, in 1793, the leading
radical Republican newspaper in the country. The report was
enlarged into a scandal of great proportions both in the Aurora and in
a pamphlet prepared by Duane and circulated principally in
Philadelphia. The title of the pamphlet was harrowing. It was called
“The Case of Jane Marie, Exhibiting the Cruelty and Barbarous
Conduct of James Ross to a Defenceless Woman, Written and
Published by the Object of his Cruelty and Vengeance.” Although
Marie was opposed to Ross politically, he defended his conduct
toward Mrs. Marie as being perfectly honorable. Nevertheless, the
pamphlet played an important part in obtaining for Snyder the
majority of twenty-four thousand by which he defeated Ross.
Notwithstanding the high positions which some of the
Frenchmen attained, they left no permanent impression in
Pittsburgh. After prospering there for a few years, they went away
and no descendants of theirs reside in the city unless it be some of
the descendants of Dr. Brunot. Some went south to the Louisiana
country, and others returned to France. Gallatin, himself, long after
he had shaken the dust of Western Pennsylvania from his feet,
writing about his grandson, the son of his son James, said: “He is the
only young male of my name, and I have hesitated whether, with a
view to his happiness, I had not better take him to live and die quietly
at Geneva, rather than to leave him to struggle in this most energetic
country, where the strong in mind and character overset everybody
else, and where consideration and respectability are not at all in
72
proportion to virtue and modest merit.” And the grandson went to
73
Geneva to live, and his children were born there and he died there.
The United States Government was still in the formative stage.
Until this time the men who had fought the Revolutionary War to a
successful conclusion, held a tight rein on the governmental
machinery. Now a new element was growing up, and, becoming
dissatisfied with existing conditions, organized for a conflict with the
men in power. The rise of the opposition to the Federal party was
also the outcome of existing social conditions. Like the modern cry
against consolidated wealth, the movement was a contest by the
discontented elements in the population, of the men who had little
against those who had more. Abuses committed by individuals and
conditions common to new countries were magnified into errors of
government. Also the people were influenced by the radicalism
superinduced by the French Revolution and the subsequent
happenings in France. “Liberty, fraternity, and equality” were enticing
catchwords in the United States.
Thomas Jefferson, on his return from France, in 1789, after an
absence of six years, where he had served as United States
Minister, during the development of French radicalism, came home
much strengthened in his ideas of liberty. They were in strong
contrast with the more conservative notions of government
entertained by Washington, Vice-President Adams, Hamilton, and
the other members of the Cabinet. In March, 1790, Jefferson
became Secretary of State in Washington’s first Cabinet, the
appointment being held open for him since April 13th of the
preceding year, when Washington entered on the duties of the
Presidency. Jefferson’s views being made public, he immediately
became the deity of the radical element. At the close of 1793, the
dissensions in the Cabinet had become so acute that on December
31st Jefferson resigned in order to be better able to lead the new
party which was being formed. By this element the Federalists were
termed “aristocrats,” and “tories.” They were charged with being
traitors to their country, and were accused of being in league with
England, and to be plotting for the establishment of a monarchy, and
an aristocracy. The opposition party assumed the title of
“Republican.” Later the word “Democratic” was prefixed and the
74
party was called “Democratic Republican,” although in Pittsburgh
for many years the words “Republican,” “Democratic Republican,”
and “Democratic” were used interchangeably.
Heretofore Pennsylvania had been staunchly Federal. On the
organization of the Republican party, Governor Thomas Mifflin, and
Chief Justice Thomas McKean of the Supreme Court, the two most
popular men in the State, left the Federal party and became
Republicans. There was also a cause peculiar to Pennsylvania, for
the rapid growth of the Republican party in the State. The constant
increase in the backwoods population consisted largely of emigrants
from Europe, chiefly from Ireland, who brought with them a bitter
hatred of England and an intense admiration for France. They went
almost solidly into the Republican camp. The arguments of the
Republicans had a French revolutionary coloring mingled with which
were complaints caused by failure to realize expected conditions. An
address published in the organ of the Republican party in Pittsburgh
is a fair example of the reasoning employed in advocacy of the
Republican candidates: “Albert Gallatin, the friend of the people, the
enemy of tyrants, is to be supported on Tuesday, the 14th of October
next, for the Congress of the United States. Fellow citizens, ye who
are opposed to speculators, land jobbers, public plunderers, high
taxes, eight per cent. loans, and standing armies, vote for Mr.
75
Gallatin!”
In Pittsburgh the leader of the Republicans was Hugh Henry
Brackenridge, the lawyer and dilettante in literature. In the fierce
invective of the time, he and all the members of his party were styled
by their opponents “Jacobins,” after the revolutionary Jacobin Club of
France, to which all the woes of the Terror were attributed. The
Pittsburgh Gazette referred to Brackenridge as “Citizen
Brackenridge,” and after the establishment of the Tree of Liberty,
added “Jacobin printer of the Tree of Sedition, Blasphemy, and
76
Slander.” But the Republicans gloried in titles borrowed from the
French Revolution. The same year that Governor Mifflin and Chief
Justice McKean went over to the Republicans, Brackenridge made a
Fourth of July address in Pittsburgh, in which he advocated closer
relations with France. This was republished in New York by the
Republicans, in a pamphlet, along with a speech made by
Maximilien Robespierre in the National Convention of France. In this
77
pamphlet Brackenridge was styled “Citizen Brackenridge.” The
Pittsburgh Gazette and the Tree of Liberty, contained numerous
references to meetings and conferences held at the tavern of
“Citizen” Marie. On March 4, 1802, the first anniversary of the
inauguration of Jefferson as President, a dinner was given by the
leading Republicans in the tavern of “Citizen” Jeremiah Sturgeon, at
the “Sign of the Cross Keys,” at the northwest corner of Wood Street
and Diamond Alley, at which toasts were drunk to “Citizen” Thomas
Jefferson, “Citizen” Aaron Burr, “Citizen” James Madison, “Citizen”
78
Albert Gallatin, and “Citizen” Thomas McKean.
In 1799, the Republicans had as their candidate for governor
Chief Justice McKean. Opposed to him was Senator James Ross.
Ross was required to maintain a defensive campaign. The fact that
he was a Federalist was alone sufficient to condemn him in the eyes
of many of the electors. He was accused of being a follower of
Thomas Paine, and was charged with “singing psalms over a card
table.” It was said that he had “mimicked” the Rev. Dr. John
McMillan, the pioneer preacher of Presbyterianism in Western
Pennsylvania, and a politician of no mean influence; that he had
“mocked” the Rev. Matthew Henderson, a prominent minister of the
79
Associate Presbyterian Church. Although Allegheny County gave
Ross a majority of over eleven hundred votes, he was defeated in
80
the State by more than seventy-nine hundred. McKean took office
81
on December 17, 1799, and the next day he appointed
Brackenridge a justice of the Supreme Court. All but one or two of
the county offices were filled by appointment of the governor, who
could remove the holders at pleasure. The idea of public offices
being public trusts had not been formulated. The doctrine afterward
attributed to Andrew Jackson, that “to the victors belong the spoils of
office,” was already a dearly cherished principle of the Republicans,
and Judge Brackenridge was not an exception to his party. Hardly
had he taken his seat on the Supreme Bench, when he induced
Governor McKean to remove from office the Federalist prothonotary,
James Brison, who had held the position since September 26, 1788,
two days after the organization of the county.
Brison was very popular. As a young man, he had lived at
Hannastown, and during the attack of the British and Indians on the
place had been one of the men sent on the dangerous errand of
82
reconnoitering the enemy. He was now captain of the Pittsburgh
Troop of Light Dragoons, the crack company in the Allegheny County
brigade of militia, and was Secretary of the Board of Trustees of the
Academy. He was a society leader and generally managed the larger
social functions of the town. General Henry Lee, the Governor of
Virginia, famous in the annals of the Revolutionary War, as “Light-
Horse Harry Lee,” commanded the expedition sent by President
Washington to suppress the Whisky Insurrection, and was in
Pittsburgh several weeks during that memorable campaign. On the
eve of his departure a ball was given in his honor by the citizens. On
that occasion Brison was master of ceremonies. A few months
earlier Brackenridge had termed him “a puppy and a coxcomb.”
Brackenridge credited Brison with retaliating for the epithet, by
neglecting to provide his wife and himself with an invitation to the
ball. This was an additional cause for his dismissal, and toward the
close of January the office was given to John C. Gilkison. Gilkison
who was a relative of Brackenridge, conducted the bookstore and
library which he had opened the year before, and also followed the
occupation of scrivener, preparing such legal papers as were
83
demanded of him.
REFERENCES
Chapter III
58
Pittsburgh Gazette, January 23, 1801.
59
Collinson Read. An Abridgment of the Laws of
Pennsylvania, Philadelphia, MDCCCI, pp. 264–269.
60
Pittsburgh Gazette, December 7, 1799.
61
Neville B. Craig. The Olden Time, Pittsburgh, 1848, vol. ii.,
pp. 354–355.
62
A Brief State of the Province of Pennsylvania, London,
1755, p. 12.
63
Tree of Liberty, December 27, 1800.
64
John Austin Stevens. Albert Gallatin, Boston, 1895, p.
370.
65
Major Ebenezer Denny. Military Journal, Philadelphia,
1859, p. 21.
66
Pittsburgh Gazette, October 23, 1801.
67
Dr. F. A. Michaux. Travels to the Westward of the Alleghany
Mountains in the Year 1802, London, 1805, p. 36.
68
Morgan Neville. In John F. Watson’s Annals of
Philadelphia and Pennsylvania, Philadelphia, 1891, vol.
ii., pp. 132–135.
69
Henry Adams. The Life of Albert Gallatin, Philadelphia,
1880, p. 68.
70
Tree of Liberty, November 7, 1800; Pittsburgh Gazette,
February 20, 1801.
71
Dr. F. A. Michaux. Travels to the Westward of the Alleghany
Mountains in the Year 1802, London, 1805, p. 29.
72
Henry Adams. The Life of Albert Gallatin, Philadelphia,
1880, p. 650.
73
Count De Gallatin. “A Diary of James Gallatin in Europe”;
Scribner’s Magazine, New York, vol. lvi., September,
1914, pp. 350–351.
74
Richard Hildreth. The History of the United States of
America, New York, vol. iv., p. 425.
75
Tree of Liberty, September 27, 1800.
76
Pittsburgh Gazette, February 6, 1801.
77
Political Miscellany, New York, 1793, pp. 27–31.
78
Tree of Liberty, March 13, 1802.
79
Tree of Liberty, September 19, 1801.
80
Pittsburgh Gazette, October 26, 1799.
81
William C. Armor. Lives of the Governors of Pennsylvania,
Philadelphia, 1873, p. 289.
82
Neville B. Craig. The Olden Time, Pittsburgh, 1848, vol. ii.,
p. 355.
83
H. M. Brackenridge. Recollections of Persons and Places
in the West, Philadelphia, 1868, p. 68; Pittsburgh
Gazette, December 29, 1798.
CHAPTER IV
LIFE AT THE BEGINNING OF THE NINETEENTH
CENTURY