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Lesson 08
Chapter 8 – Shallow Foundations
Testing Theory
Experience
Topics
Lesson 08 - Topic 1
General and Bearing Capacity
Section 8.0 to 8.4
Learning Outcomes
g ShallowFoundations
g Deep Foundations
- Piles, shafts
Foundation Cost
g Loads
- Permanent and Transient
- Codes specify load combinations
g Foundation limit states
- Ultimate
• Bearing capacity, eccentricity, sliding, global stability,
structural capacity
- Serviceability
• Excessive settlement, excessive lateral displacement,
structural deterioration of foundation
Types of Shallow Foundations
Abutment Fill
2
1 Toe of End Slope
Original Ground
g First Part:
- Establish an allowable stress to prevent shear
failure in soil
g Second Part:
- Estimate the settlement under the applied stress
Allowable Bearing Capacity
OR
FS
Contours of Allowable
Bearing Capacity for a
given settlement
S1
S2
S3
g Figure 8-10
Bearing Capacity
L= ∞ q
A ψ B E
I III
II
C
D
Bearing LOAD
Capacity
SETTLEMENT
Failure (a) GENERAL SHEAR
Mechanisms
LOAD
g General shear
SETTLEMENT
g Local shear
(b) LOCAL SHEAR
g Punching shear
LOAD
SETTLEMENT
TEST AT
GREATER
DEPTH
g Bf = Width of footing
- Least lateral dimension
Df
Bf
g Lf = Length of footing
g Df
= Depth of Lf
embedment of footing
Basic Bearing Capacity Equation
g Equation 8-8
c = cohesion
q = surcharge at footing base
Nc, Nq, Nγ = Bearing capacity factors
γ = unit weight of foundation soil
Assumptions of Basic Bearing
Capacity Equation (Section 8.4.3)
g Strip(continuous) footing
g Rigid footing
g General shear
g Concentric loading (i.e., loading through the
centroid of the footing)
g Footing bearing on level surface of
homogeneous soil
g No impact of groundwater
Bearing Capacity Factors
1000
Figure 8-15
Table 8-1
Bearing Capacity Factors
100
Nc
10
Nq
Nγ
1
0 5 10 15 20 25 30 35 40 45
d = D = 5′ γT = 125 pcf
φ = 20°
c = 500 psf
B = 6′ γsub = 63 pcf
Example 8-1
g Solution
Effect of Variation of Soil Properties
and Footing Dimensions (Table 8-2)
Properties and Dimensions Cohesive Cohesionless
γ = γa = effective unit weight Soil Soil
γb = submerged unit weight φ=0 φ = 30o
Df = embedment depth c = 1000 psf c=0
Bf = footing width (assume strip footing) qult (psf) qult (psf)
A. Initial situation: γ = 120 pcf, Df = 0', 5140 6720
Bf = 5', deep water table
B. Effect of embedment: Df = 5', γ=120
pcf, Bf = 5', deep water table
C. Effect of width: Bf = 10' γ = 120 pcf,
Df = 0', deep water table
D. Effect of water table at surface:
γ = 57.6 pcf, Df = 0', Bf = 5'
Effect of Variation of Soil Properties
and Footing Dimensions (Table 8-2)
Properties and Dimensions Cohesive Cohesionless
γ = γa = effective unit weight Soil Soil
γb = submerged unit weight φ=0 φ = 30o
Df = embedment depth c = 1000 psf c=0
Bf = footing width (assume strip footing) qult (psf) qult (psf)
A. Initial situation: γ = 120 pcf, Df = 0', 5140 6720
Bf = 5', deep water table
B. Effect of embedment: Df = 5', γ=120 5740 17760
pcf, Bf = 5', deep water table
C. Effect of width: Bf = 10' γ = 120 pcf, 5140 13440
Df = 0', deep water table
D. Effect of water table at surface: 5140 3226
γ = 57.6 pcf, Df = 0', Bf = 5'
Student Exercise 5
4′ Sand
γ = 115 pcf
30′ 10′ φ = 35°
C=0
Bearing Capacity Correction Factors
g Footing shape
- Adjusted for eccentricity
g Depth of water table
g Embedment depth
g Sloping ground surface
g Inclined base
g Inclined loading
Student Exercise 5
g Solution
Modified Bearing Capacity Equation
Equation 8-11
q ult = cN c s c b c + qN q C Wq s q b q d q + 0.5γ B f N γ C Wγ s γ b γ
g sc, sγ, sq shape correction factors
Friction angle 25 – 27 – 35 – 38 –
30 – 35
φ Degrees 30 32 40 43
g Basic
equation assumes strip footing which
means Lf/Bf ≥ 10
⎛ Bf ⎞
φ=0 1 + ⎜⎜ ⎟⎟ 1.0 1.0
Shape ⎝ 5L f ⎠
Factors,
sc, sγ, sq ⎛ Bf ⎞⎛ N q ⎞ ⎛ Bf ⎞ ⎛B ⎞
φ>0 1 + ⎜⎜ ⎟⎟⎜⎜ ⎟ 1 − 0.4⎜⎜ ⎟⎟ 1 + ⎜⎜ f tan φ ⎟⎟
⎟ ⎝ Lf ⎠ ⎝ Lf ⎠
⎝ Lf ⎠⎝ N c ⎠
DW CWγ CWq
0 0.5 0.5
Df 0.5 1.0
> 1.5Bf + Df 1.0 1.0
Note: For intermediate positions of the groundwater table,
interpolate between the values shown above.
Embedment Depth Friction
Angle, φ
g Toaccount for the (degrees) Df/Bf dq
1 1.20
shearing resistance in 2 1.30
the soil above the 32
4 1.35
footing base 8 1.40
Note: The depth correction 1 1.20
2 1.25
factor should be used only 37
4 1.30
when the soils above the 8 1.35
footing bearing elevation are 1 1.15
as competent as the soils 2 1.20
42
beneath the footing level; 4 1.25
otherwise, the depth correction 8 1.30
factor should be taken as 1.0. See Note
Sloping Ground Surface
c* = 0.67c
φ*=tan-1(0.67tanφ)
g Loose sands
g Sensitive clays
g Collapsible
soils
g Brittle clays
Bearing Capacity Factors of Safety
q ult
q all =
FS
g qall = allowable bearing capacity
g qult = ultimate bearing capacity
g Typical FS = 2.5 to 3.5
g FS is a function of
- Confidence in shear strength parameter, c and φ
- Importance of structure
- Consequences of failure
Overstress Allowances
THE ROAD TO
UNDERSTANDING
SOILS
AND
FOUNDATIONS
Shallow Foundations
Lesson 08 - Topic 2
Settlement, footings on embankments, IGMs,
rocks, effect of deformations on bridge structures
Section 8.5 to 8.9
Learning Outcomes
g Immediate (short-term)
g Consolidation (long-term)
Immediate Settlement
g Hough’s method
- Conservative by a factor of 2 (FHWA, 1987)
g Schmertmann’s method
- More rational
- Based on nonlinear theory of elasticity and
measurements
Charts
Figure 2-11
g Ds= 4B to 6B
for continuous
footings where
Lf/Bf ≥ 10
g Ds= 1.5B to 2B
for square
footings where
Lf/Bf = 1
Trend of Analytical Vertical Strain, %
Results and
Measurements
2B
Square footings
where Lf/Bf =1
Continuous footings
where Lf/Bf ≥ 10 4B
Schmertmann Method
n ⎛ Iz ⎞
S i = C1C 2 Δp ∑ ΔH i ΔH i = H c ⎜ ⎟
i =1 ⎝ XE ⎠
⎛ po ⎞ ⎛ t (years) ⎞
C1 = 1 − 0.5⎜⎜ ⎟⎟ ≥ 0 .5 C 2 = 1 + 0.2 log10 ⎜ ⎟
⎝ Δp ⎠ ⎝ 0.1 ⎠
g Iz Strain Influence Factor
gE Elastic Modulus, Table 5-20
gX Modification factor for E
g C1 Correction factor for strain relief
g C2 Correction factor for creep deformation
0 .5
⎛ ⎞
⎜ Δp ⎟
I zp = 0 . 5 + 0 . 1⎜ ⎟
⎜ p op ⎟
⎝ ⎠
see ( b ) below
Lf = Length of footing
Axisymmetric Bf = least width of footing
Lf/Bf =1 Bf
Δp = p − po
po
4 4
B
12
2B 12
Axisymmetric 16 16
Lf/Bf =1 3B
20 20
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
Influence Factor (Iz)
Layer 2
4 4
Depth below footing (ft)
Layer 3
8 8
12 12
Layer 4
16 16
20 20
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
Influence Factor (Iz)
Determine Elastic Modulus, Es
Σ Hi= 0.1686
Compute Correction Factors C1 , C2
⎛ po ⎞ ⎛ 3 ft ×115 pcf ⎞
C1 = 1 − 0.5⎜⎜ ⎟⎟ = 1 − 0.5⎜⎜ ⎟⎟ = 0.896
⎝ Δp ⎠ ⎝ 1655 psf ⎠
⎛ t (years) ⎞
C 2 = 1 + 0.2 log10 ⎜ ⎟
⎝ 0.1 ⎠
g At end of construction, t=0.1 year
⎛ 0.1 ⎞
C 2 = 1 + 0.2 log10 ⎜ ⎟ = 1.0
⎝ 0.1 ⎠
g At t=10 years
⎛ 10 ⎞
C 2 = 1 + 0.2 log10 ⎜ ⎟ = 1.4
⎝ 0.1 ⎠
Determine Immediate Settlement
g At t = 10 years
⎛ 1.4 ⎞
S i = 0.125 inches⎜ ⎟ = 0.175 inches
⎝ 1.0 ⎠
Consolidation Settlement
4′ Gravel
γT = 130 pcf
10′
g Find
footing settlement (immediate +
consolidation) for the following case
5′
25′
Sand and Gravel
Avg. N′ = 40
Clayey Silt
CC = 0.25 45′
e0 = 0.90
(Normally Consolidated)
Student Exercise 6
Pressure - psf
Depth – ft.
Spread Footings on Embankments
g Section 8.6
g If spread footings are placed on
embankments, structural fills that include
sand and gravel sized particles should be
used that are compacted properly (minimum
95% of standard Proctor energy)
Settlement of Footings on Structural
Fills
g In
absence of other data, use N160 = 32 for
the structural to estimate settlement of
footings on compacted structural fill
Vertical Stress Distribution
0
Bridge
Bridge Pier
Pier
20 Earth
Earth
Embankment
Embankment
40
Depth
h=20’
h=20’ h=40’
h=40’
60
80
100
00 11 22 33 44 55
Vertical
Vertical Stress
Stress
Footings on IGMs and Rocks
g Section 8.9
Differential
Settlement
Differential
Settlement
Tolerable Movements for Bridges
(Table 8-13)
Limiting Angular Type of Bridge
Distortion, δ/S
0.004 Multiple-span (continuous
span) bridges
0.005 Single-span bridges
Note:
δ is differential settlement, S is the span length. The quantity, δ/S, is
dimensionless and is applicable when the same units are used for δ
and S, i.e., if δ is expressed in inches then S should also be expressed
in inches.
Construction Point Concept for
Evaluation of Settlements
g Divide the loadings based on sequence of
construction
g Key construction point is when the final load
bearing member is constructed, e.g., when a
bridge deck is constructed
g Table 8-14
- Put in a slide
Learning Outcomes
THE ROAD TO
UNDERSTANDING
SOILS
AND
FOUNDATIONS
Shallow Foundations
Lesson 08 - Topic 3
Construction
Section 8.10
Learning Outcomes
g Contractor set-up
g Excavation
g Shallow foundation
g Post installation
- Monitoring
Structural Fill
THE ROAD TO
UNDERSTANDING
SOILS
AND
FOUNDATIONS
Interstate 0 – Apple Freeway
Note: Scale shown in Station Form
S.B. N.B.
Apple Apple
Frwy Frwy
Baseline
Baseline 90
90 91
91 92
92 93
93
Stationing
Stationing
Interstate
Interstate 00
Proposed
Proposed Toe
Toe
of
of Slope
Slope
Proposed
Proposed Final
Final Grade
Grade
2 Proposed
Proposed
1 Abutment
Abutment
Existing
Existing
Ground
Ground Surface
Surface
9
Subsurface Terrain reconnaissance
Apple Freeway
Investigations Site inspection
Subsurface borings
9
Basic Soil Properties Visual description
Classification tests
Exercise
Soil profile
9
Laboratory Testing Po diagram
Test request
Consolidation results
g Appendix A
Strength results
9
Slope Design soil profile
Stability Circular arc analysis
9
Approach Roadway Design soil profile
Settlement Magnitude and rate of
settlement
Surcharge
Vertical drains
BAF - ″N″
2 4
4′
6
11
21 10′
7′ 15′
22
40
37
33 Sand
Clay
Compute N160 values
SAND
CLAY -1
CLAY-
CLAY-2
Time (days)
50 100 150 200 250
1″
ΔH
2″
3″
Δ H = 2.85″
APPLE FREEWAY
EAST ABUTMENT SETTLEMENT
Pressure (psf)
1000 2000 3000 4000 5000 6000
0
20′
Pc
40′
50′
Gravel Layer
Time (days)
100 200 300 400 500
0
1″
ΔH
2″
Δ H = 2.59″
APPLE FREEWAY
EAST ABUTMENT SETTLEMENT TREATMENT
Time – days
100 200 300 400
0
ΔHABUT
15″
Time – Days
100 200 300 400 500
0
0.83″ 240 days 400 days
5″
30′ Fill to *Assume 10′
ΔH – 10′ Surcharge Surcharge Used
Total
10″
13.7″ t90
15″
15.25″Total ΔH
SPREAD FOOTING DESIGN
Qallowable = 3 tons/sq.ft.
Pier Settlement
Abutment Settlement
Vertical Drains
Surcharge
THE ROAD TO
UNDERSTANDING
SOILS
AND
FOUNDATIONS