Professional Documents
Culture Documents
and Supervisors
TU Delft Graduate School
This document serves as a practical guideline for doctoral candidates and their
supervisors at TU Delft Graduate School. The document describes the role of the
stakeholders, the organisation and the work flow associated with the supervision
and training of doctoral candidates.
Introduction.......................................................................................................... 4
The most important regulations and provisions are available at the website
www.graduateschool.tudelft.nl and www.tudelft.nl. The Faculty Graduate School
can draw up specific and additional measures to adapt the work flow to the local
organisation.
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2
Establishing an effective
supervisory relationship
Doctoral candidates can expect regular advice and support from
their supervisors; both reactive and proactive advice will be given.
Appropriate supervision and a readiness to grow are vital to the
successful completion of a Doctoral Programme. This partnership is
based on (scientific) integrity and mutual respect which is beneficial
to the research and careers of both the doctoral candidates and their
supervisors.
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including those regarding e.g.
experiments with humans and animals,
2.1 hazardous materials and substances,
THE DOCTORAL and (if any) agreements made with the
funding parties of the research;
CANDIDATE TO WRITE a dissertation that shows
the candidate’s ability to; conduct
The doctoral candidate is the most
independent scientific research (not
important actor in the PhD process.
biased towards an outcome in the
interest of the funding party), to master
He or she is expected:
the topic, to reflect on own methodology
and results, and to discuss further
TO TAKE the lead and show ownership
research and/or applications;
of the design, organisation and execution
of the research work; TO CONTACT the mentor or Faculty
Graduate School if difficulties occur in
TO DELIVER agreed work packages on
the relationship with supervisors and
time;
seek professional assistance in case
TO CONDUCT the research with personal problems appear.
care and at or above the professional
academic standard of the field.
Reporting must be complete, clear
and results must be well documented. 2.2.
Research data must be well
managed and shared according to
THE SUPERVISOR(S)
the requirements set by TU Delft and The supervisors are expected:
the funding parties of the research.
Research data originating from technical TO MAKE sure that there is
sciences in the Netherlands can be a commitment for 4 years (with possible
deposited in 4TU.ResearchData; termination);
TO STUDY the relevant work of others TO STIMULATE and support the
and doctoral candidates in conducting their
research and to guide them towards
TO PROPERLY acknowledge this work
becoming an independent junior
and NEVER present work done by
scientist;
others as one’s own work;
TO HELP the candidate to develop
TO MAINTAIN the customary academic
a critical attitude, to be able to handle
contacts with their fellow scientists;
critical comments, and to initiate
TO CONDUCT research and effective communication;
disseminate results in accordance with
TO PROVIDE prompt feedback and
all applicable codes and regulations,
assist the candidate at regular meetings
to define short- and medium-term
Faculty Graduate School goals, to reflect on the progress with the
candidate, and to help plan his or her
Supports the doctoral process at doctoral training and research;
the faculty level. This includes:
advising doctoral candidates and TO INTRODUCE and guide the
supervisors on GS guidelines and candidate into the relevant academic
services (e.g. Doctoral Education communities;
(DE) programme, Yearly Progress
Meetings) monitoring doctoral TO STAY up to date with TU Delft’s
candidates, checking of the DE policy with regard to doctoral
programmes and processing forms supervision, regulations and quality
of doctoral candidates. assessment;
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TO HELP monitor the progress (using The mentor supports and advises the
the Doctoral Monitoring Application), doctoral candidate on issues related
to provide administrative input and to to the organisation and planning of the
adhere to work flow schemes; research and doctoral education.
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Project planning and
formal arrangements
Different procedures and associated work flows and
formalities apply to different phases of the doctoral trajectory.
Three phases are identified: the introductory phase,
the research phase, and the preparation of the dissertation
and defence phase. Formal requirements are laid down in the
Doctoral Regulations and Implementation Decree of the TU
Delft (2014).
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about the work-culture at TU Delft and
to discuss the expectations and critical
success factors for a PhD project
completed in time;
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HAVE an introductory welcome at the ▬▬ Publication plan (number and timing
Faculty Graduate School; of anticipated publications)
STUDY AND COMPLY with the Code ▬▬ Doctoral Education planning: skills
of Ethics and information received during and competences to be gained
the intake; and developed and courses to be
followed for Transferable, Research
GAIN ACCESS to the Doctoral and Discipline-related skills.
Monitoring Application (DMA) and
prepare a DE Programme proposal; ▬▬ Agreements on supervision with
supervisory team: frequency and
COMPLETE the PhD agreement Form nature of supervision and meetings
(see below);
▬▬ The supervisors agree to the
PARTICIPATE division of specific responsibilities.
at the introductory course for doctoral They ensure that the project’s aims,
candidates: the PhD Start-Up. content and planning for the next 4
years are in realistic balance. They
establish the right organisational and
logistical working conditions for their
doctoral candidates.
3.1.1. The PhD Agreement
▬▬ Agreements concerning educational,
The PhD agreement is a comprehensive
financial support to attend
project plan and framework for
conference meetings, participation
supervision. For all first-year doctoral
in various research communities and
candidates the PhD Agreement is
other non-research activities.
a prerequisite. The agreements are
made between the doctoral candidate ▬▬ It is to be expected that
and the supervisors. The PhD the candidate receives financial
Agreement form should be submitted at support from the department
the Faculty Graduate School. or research budget, to travel
and present his or her work at
The PhD Agreement Form contains international scientific conferences.
the following elements:
▬▬ Teaching activities are part of the
▬▬ Working title of the research doctoral candidates’ work and/or
education.
▬▬ Name of supervisor(s) and members
of supervisory team ▬▬ Supervisors inform their doctoral
candidates of the amount of time
▬▬ Research description and planning they are expected to spend on
teaching and other activities.
▬▬ The supervisors and the first-year
Doctoral candidates can expect to
doctoral candidates agree on
be asked to spend about 10 to 15%
a reasonable and acceptable project
of their time on educational or other
plan and framework for supervision.
activities not directly related to their
Timeframes and milestones help
own project. The planning in time
create a useful structure for the four-
of these activities should be done
year horizon: the first-year doctoral
in such a manner that the resulting
candidates and the supervisors
delay in the research progress of the
clearly describe the research
PhD candidate is minimised.
subject, progress criteria (Go/No go)
and the responsibilities of all those ▬▬ If applicable: arrangements due
involved in the PhD Agreement. to the personal situation of the
If the project receives external candidate.
funding, the agreements made
with the funding agency should be
recorded in the research plan.
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3.1.2. The Doctoral Education
Programme and DMA
DMA, the Doctoral Monitoring Preferably six to nine months after the
Application, is a web-based tool used by start of the Doctoral Programme the
the doctoral candidates, the supervisors supervisors and the doctoral candidate
and the Graduate School organization. have a meeting to discuss the at least
The doctoral candidates use DMA to following:
record their DE programme planning, and
to keep track of their course progress by ▬▬ feedback on progress, results, effort
uploading DE course certificates. The and performance;
supervisors use DMA to monitor the
progress of their doctoral candidates. ▬▬ expectations for Go/No Go decision
(“don’t worry”/ “some issues should
be addressed and there is doubt”/“
big concern”). If there are
reservations about continuation,
explicit agreements on necessary
improvements should be made in
a ‘SMART’ format, meaning the
agreements are Specific, Measurable,
Acceptable, Realistic and Time-
bound. A ‘No Go’ decision should not
come as a surprise.
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Some faculties have formalised the In that unfortunate case, a sequence of
‘6-9 months meeting’. Feedback and well documented steps should be taken.
agreements are recorded on a special Doctoral candidates are timely informed
form and submitted to the Faculty GS. and are given support to raise their
standard.
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Faculty Graduate School, PhD councils
and Promood – the independent
university wide body - provide an
excellent opportunity for contacts outside
the research group.
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At this point in time also practical
arrangements should be made, such
3.3.1. Preparing a dissertation and as a meeting with the chairperson
defence date at the defence and arrangements
for the ceremony and the reception
The doctoral candidate first (optional) with the UGS Office.
prepares a draft dissertation. The
draft dissertation needs approval by The supervisors should ensure that
the supervisory team before it can be the doctoral candidate follows the
sent to the University Graduate School timeline for graduation as set out in the
Office (UGS Office: secretariat for the Doctoral Regulations. They provide
Board for Doctorates). It is important ample feedback to the candidate on
that the candidate adapts the formal preliminary versions of the dissertation
requirements for the (draft) dissertation and should clearly indicate when the
e.g. the mandatory layout of the front draft dissertation is within sight. The
and backside of the title page. The evaluation and corrections of the draft
candidate should also make sure that dissertation should take place within
the Doctoral Education programme is two months before it is sent to the UGS
completed and should request its final Office.
check at their Faculty Graduate School.
The promotor is responsible for the
After approval of the draft dissertation by plagiarism scan (serviced by the TU
the promotor, the promotor signs FORM Delft library using iThenticate) of the
B and proposes independent members thesis and propositions. The promotor
for the doctoral defence committee indicates the date of the scan on FORM
to be appointed by the Board for B and signs for his/her approval the draft
Doctorates (see Doctoral Regulations, dissertation (also FORM B).
Article 13). The next step is to propose
a preliminary date for the defence in The promotor informs the doctoral
negotiation with the members of the candidate about the intended
doctoral defence committee, the UGS composition of the Doctoral Committee
Office, and the supervisory team. There and submits FORM C to the Board for
are many stakeholders involved and Doctorates via the UGS Office.
communication between them needs
much attention by the candidate and the In exceptional cases, the promotor
promotor. may propose the accolade of Cum
Laude (With Distinction), along with
After a defence date has been set the detailed supporting arguments. This
committee will be invited by the UGS is a confidential matter between
Office to evaluate the dissertation and supervisors, members of the defence
propositions within 5 weeks. Within committee, and the Board for
this period, reactions by the committee Doctorates. The Cum Laude is reserved
members will be sent via the UGS for the top 5% of the graduates. The
Office or directly to the candidate and/ candidate, department, and others are
or promotor. In case serious concerns not privy to these proceedings.
are raised, the UGS Office will consult
the Board for Doctorates about how to
proceed.
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3.3.2. The doctoral defence 3.3.3. After the defence
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TIPS FOR DOCTORAL CANDIDATES FROM
ALUMNUS NOESKA SMIT
PLAN EARLY, AND PLAN OFTEN: Even though a PhD is your path in the
end, you do not have to travel it alone.
Four years seems like a long time, yet So enjoy some nice coffee breaks
somehow it is over quicker than you with your fellow PhDs, collaborate with
might think. For this reason, it’s good cool people you enjoy working with,
to have a plan at several levels. Define and make good use of the advice and
several major milestones (perhaps guidance that your supervisors have
these could become the core chapters to offer you from their experience and
of your thesis?) and the steps you need knowledge.
to take to achieve them. On a smaller
scale, I like starting the day by defining
three important, yet manageable tasks
I want to complete today, and add them
as post-it notes under my screen. Make
sure you spent most of your time working
on the things that add most value.
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Further Guidance
For further guidance related to PhD supervision, please
consult the websites of the TU Delft Graduate School and the
Faculty Graduate Schools.
Any interested party who disagrees with a decision of the Board for
Doctorates, can lodge an objection within six weeks of that decision by
emailing a scanned letter (PDF) to: jz@tudelft.nl, containing: your name
and address, date and the reasons for your complaint. Likewise, one can
file a complaint with the Board for Doctorates concerning the conduct
of another person involved in the Doctoral Programme. The director of
the Faculty Graduate School assists the parties involved in reaching an
agreement.
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Doctoral Defence Timeline