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ِ‫الر ِح ِيم‬

ِ ‫ن‬ ِِ ‫الر حْ َم ٰـ‬


ِ ‫بِس ِِْم اللـ ِِه‬

AY 2014

THE IMPACT OF E-GOVERNMENT AND


INFORMATION AND COMMUNICATION
TECHNOLOGY (ICT) ON HUMAN DEVELOPMENT:
A comparative study of Ethiopia, Kenya and Japan

SEID, BURHAN YASIN

Major in International Relations 4012R028

GRADUATE SCHOOL OF ASIA-PACIFIC STUDIES


WASEDA UNIVERSITY

PROF. KAWAMURA, YUKIO


C.E. PROF. OBI, TOSHIO D.E.
PROF. LIM, HUA SING
Contents

CHAPTER 1: INTRODUCTION .............................................................. 2


SECTION 1: INTRODUCTION ............................................................................................................... 2
SECTION 2: BACKGROUND ................................................................................................................ 4
SECTION 3: OBJECTIVES, SCOPE AND SIGNIFICANCE OF THE STUDY ................................................. 9
SECTION 4: RESEARCH METHOD ..................................................................................................... 11
SECTION 5: STRUCTURE OF THE THESIS .......................................................................................... 11
CHAPTER 2: REVIEW OF PRIOR LITERATURES ......................... 12
SECTION 1: INTRODUCTION ............................................................................................................. 12
SECTION 2: CURRENT STATE OF E-GOVERNMENT AND ICT UTILIZATION IN ETHIOPIA .................... 16
SECTION 3: CURRENT STATE OF E-GOVERNMENT AND ICT UTILIZATION IN KENYA ........................ 18
SECTION 4: CURRENT STATE OF E-GOVERNMENT AND ICT UTILIZATION IN JAPAN ......................... 20
CHAPTER 3: CASE STUDY AND IMPACT ANALYSIS .................... 23
SECTION 1: INTRODUCTION ............................................................................................................. 23
SECTION 2: RESEARCH METHOD ..................................................................................................... 24
SECTION 3: RESEARCH FRAMEWORK .............................................................................................. 26
SECTION 4: THE IMPACT OF E-GOVERNMENT AND ICT UTILIZATION ON EDUCATION, HEALTH AND
WELFARE IN ETHIOPIA.................................................................................................................... 28
SECTION 5: THE IMPACT OF E-GOVERNMENT AND ICT UTILIZATION ON EDUCATION, HEALTH AND
WELFARE IN KENYA ........................................................................................................................ 33
SECTION 6: THE IMPACT OF E-GOVERNMENT AND ICT UTILIZATION ON EDUCATION, HEALTH AND
WELFARE IN JAPAN .......................................................................................................................... 38
CHAPTER 4: FINDINGS AND DISCUSSION ..................................... 43
SECTION 1: FINDINGS ...................................................................................................................... 43
SECTION 2: DISCUSSION ON QUALITATIVE COMPARATIVE STUDY OF THE IMPACT OF E-
GOVERNMENT AND ICT .................................................................................................................. 46
SECTION 3: DISCUSSION ON THE IMPACT OF E-GOVERNMENT AND ICT ON HUMAN DEVELOPMENT
IN ETHIOPIA, KENYA AND JAPAN ..................................................................................................... 47

CHAPTER 5: CONCLUSION AND RECOMMENDATIONS ........... 52


SECTION 1: CONCLUSION ................................................................................................................ 52
SECTION 2: POLICY IMPLICATIONS................................................................................................... 53
SECTION 3: RECOMMENDATIONS FOR FUTURE WORKS ................................................................... 54
REFERENCES .......................................................................................... 55

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CHAPTER 1: INTRODUCTION

This chapter has five sections which deal with the introduction, background information,

objectives, scope of the study, research method, and structure of the thesis.

SECTION 1: INTRODUCTION

This section presents the overall introduction, propositions, method and significance of the study.

This research aims to investigate the impact of electronic government (e-government) and

Information and Communication Technology (ICT) on Human Development (Education, Health and

Welfare), based on a comparative study among Ethiopia, Kenya and Japan. Governments in the

developed countries often utilize e-government and ICT in their organizations to deliver better

quality of service and enhance efficiency and transparency. In Africa, e-government adoption and

ICT infrastructure development and service delivery remain in early stages and governments are

reluctant to change this situation as they focus on other pressing development challenges such as

disease, poverty and low level literacy. This research, will thus, employ a qualitative research

method based on the case studies of three countries through website content analysis, reviewing

reports from organizations (such as the World Bank, the United Nations (UN), the United Nations

Development Program (UNDP) and the International Telecommunication Union (ITU)) and review

of related literatures from other authors. This research will help to answer the question: What impact

e-government and ICT have on Human Development in Ethiopia and Kenya as compared to

developed countries such as Japan?

Advancements in emerging digital technology make the utilization of the internet, computer and

mobile technologies in people’s daily lives for communication, business and many other applications

easier. Nowadays, people in the developed and developing world are becoming highly dependent on

such technologies for many activities. Meanwhile, governance in public administration is improving

and becoming more flexible by utilizing technology to serve the people. Governments utilize

technology in their organizations to improve operational efficiency, flexible inter-agency

communication (e-governance), education (e-learning) and health (e-health, telehealth, telemedicine

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or Electronic Health Records (EHR)). E-government implementation is anticipated to make

government interaction with citizens (G2C), businesses (G2B), or other government body (G2G)

more flexible and convenient. Eventually, it will bring greater transparency and easier access to

government information.

On the other hand, Human Development (Education, Health and Welfare) has always been a

critical societal issue in the developing world. Many developing countries (including those in Africa)

and their development partners are endeavoring to change the dire situation in their society

surrounding sustainable development, poverty eradication, good governance, education, health and

welfare. Organizations as the United Nations (UN), United Nations Development Program (UNDP),

the World Bank, and many other organizations strive to improve the Human Development

(Education, Health and Welfare) status in developing countries. Forums such as the Tokyo

International Conference on Africa’s Development (TICAD) gave special attention to Africa.

However, (although some improvements and progresses made) the current human development

situation in the developing countries is far from changing in a sustainable way.

This research focuses on the impact e-government and ICT have on sustainable Human

Development (education, health and welfare), through the case studies of Ethiopia, Kenya and Japan.

This research helps to understand the impact and it is expected to benefit policy makers, researchers

and individuals by showing the gaps in the developing countries as compared to developed countries

such as Japan. The aspects of e-government and ICT and Human Development are the core essences

of this thesis as it attempts to highlight, through its findings, the claim of International Financial

Institutions (IFI) such as the World Bank. These institutions regard e–government and ICT as the

major components of the public administration reform programs. Such reform programs, through the

use of technology, attempt to improve efficiency, transparency, citizen participation and bring

customer oriented governance (especially in the developing countries). However, the attempts

implement e-government and several ICT related projects proved, to fail in many developing

countries. Furthermore, the expected outcome of e-government and ICT initiatives and projects is an

area that has been the least studied with respect to its impact on Human Development.

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SECTION 2: BACKGROUND

This section provides the background information, definition and general overview regarding the

research on e-government, ICT and Human Development accompanied by the status of Ethiopia,

Kenya and Japan in the global E-Government Development Index (EGDI) and Human Development

Index (HDI) trends.

E-government programs can be a facilitator in increasing productivity, thereby increasing the

benefits of newer technologies to the people. E-government innovation and development can

position the public sector as a driver of demand for ICT infrastructure and applications in the broader

economy. E-government programs can be a facilitator to improve efficiency and access to

government services, thereby increasing the benefits of newer technologies to the people. In the last

few years, many countries employed ICT in the areas such as businesses, innovation, research and

development promoting e-learning, e-health, e-agriculture, e-tax, e-commerce and e-governance.

E-government and ICT utilization increase as each country’s Human Development increases.

Those countries with high rank of Human Development Index demonstrate matured e-government

and intensive utilization of ICT, resulting in strong e-governance. This may indicate the proper and

strategic utilization of e-government and ICT in government public service results in improving the

Human Development aspects in education, health and welfare of their society. On the contrary,

developing nations, although they have low levels of infrastructure development and technology,

attempt to utilize ICT in public sector service delivery and internal structure improvement. But, the

Human Development condition of these developing countries did not improve as desired. This can

be caused by either the low level of ICT infrastructure development and utilization in public

administration or lack of strategic focus on advancements in technology. Most of the developing

countries have other burning issues and challenges (such as famine, disease, extreme poverty and

regional security). These challenges receive highest priority and attention over technology adoption

for public service improvement.

In fact, several causes may also be attributed to the low level of Human Development and

lagging behind in terms of e-government adoption and ICT infrastructure in the developing countries.

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Consequently, in order to understand the contribution of e-government and ICT and the impact on

Human Development requires rigorous study. Moreover, to benefit from the advantages and

maximize the contribution of e-government and ICT to the society, it requires taking proper

measures backed by sufficient scientific justification and research.

What is e-government?

E-government is a generic term for internet-based services from the administrations of local,

state and federal governments. In e-governance, the government uses information technology and

particularly the Internet to support government operations within the organization. E-government is a

mechanism to provide government services to the public through the internet or web applications

made available at some specific communication network. The interaction may be in the form of

obtaining information, downloading forms, submitting e-filings, or making online payments,

participating in decisions and votes and a host of other online activities via the internet. Several

authors and organizations have their own version of definition of e-government. The following are

some of the widely referred definitions:

According to the World Bank (2011): ““E-Government” refers to the use by government

agencies of information technologies (such as Wide Area Networks, the Internet, and mobile

computing) that have the ability to transform relations with citizens, businesses, and other arms of

government. These technologies can serve a variety of different ends: better delivery of government

services to citizens, improved interactions with business and industry, citizen empowerment through

access to information, or more efficient government management. The resulting benefits can be less

corruption, increased transparency, greater convenience, revenue growth, and/or cost reductions.”

The Organization for Economic Cooperation and Development (OECD) (2003:11) defines e-

government as “the use of Information and Communication Technologies, and particularly the

Internet, as a tool to achieve better government”. Further, (OECD, 2003:17) refines the definition as

“The term ‘e-government’, as used by the OECD E-government Project, applies to the use of ICT as

a tool to achieve better government.”

Palvia and Sharma (2007:1) set out: “E-government involves using information technology, and

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especially the Internet, to improve the delivery of government services to citizens, businesses, and

other government agencies. E-government enables citizens to interact and receive services from the

federal, state or local governments twenty four hours a day, seven days a week.”

In general, while definitions of e-government by numerous sources may vary widely, there is a

common theme; the use of ICT (computers, mobile technologies and the Internet) in public

administration to provide better services to citizens and enhance the internal structure and operation.

For instance, a government tax office utilizes servers, computers and the internal networks to

facilitate activities between different departments (this is regarded as e-governance). Meanwhile, the

tax office may inform a tax paying individual or business - the details of the tax that should be paid

by him, then collects the payment through online payment systems and sends the confirmation of the

payment made to the payer (such activity is an example of typical e-government service).

The perspective of culture is one of the least studied aspects of e-government and ICT

technology adoption. E-government must carefully be addressed not only from technological

perspectives but also from social, cultural, and organizational perspectives. The research conducted

by Al-Hujran, Al-dalahmeh, and Aloudat (2011:103) attempted to find out the role that the national

culture plays in the citizens’ adoption of technology and e-government by developing a model

“Technology Adoption Model (TAM)”. Their findings and conclusion were: “While two cultural

dimensions: power distance and uncertainty avoidance had significant impacts on citizens' intention

to adopt e-government, the other three cultural dimensions: individualism, masculinity, and long-

term orientation had no discernible impacts. The results also indicate that perceived usefulness,

perceived ease of use, attitude are significant indicators of citizens’ intention to use state government

services online”. This may indicate that similar behavioral and cultural dimensions need proper

research and consideration in implementing e-government services in a country.

Governments in the developed countries are utilizing e-government and ICT in their

organizations to improve their service deliver to citizens. E-government is widely utilized in

developed and developing countries as it helps to improve citizen satisfaction while protecting their

rights (of getting service and information) with better quality, enhanced efficiency and transparency.

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In Africa, e-government adoption and ICT development are in the early stages and governments are

reluctant to change this situation while they are focusing on other pressing development challenges.

The United Nations (UN) report and ranking on e-government (“E-Government Survey”) trend

shows both Ethiopia and Kenya ranked way far behind Japan (See Table 1.)

Table 1. E-Government Development Index Trend of Ethiopia, Kenya and Japan.

Global E-Government Development Index


Ethiopia Kenya Japan Total
Year Index Rank Index Rank Index Rank
2003 0.128 166 0.299 118 0.693 18 191
2004 0.1365 170 0.2959 126 0.726 18 191
2005 0.136 171 0.3298 122 0.7801 14 191
2008 0.1857 172 0.3474 122 0.7703 11 192
2010 0.2033 172 0.3338 124 0.7152 17 190
2012 0.2306 172 0.4212 119 0.8019 18 190
Source: Author (collected and organized from UN EGDI reports)

This trend, to some extent, shows the developed countries, such as Japan, utilized technology

such as ICT in government service delivery through the Internet. The i-Japan strategy of the Prime

Minister of Japan and his Cabinet (2009) elaborated how the country plans to further utilize ICT in

public administration and the report from the task force of the cabinet (2011) showed the results of

ICT strategic implementation in the health case sector (e-health). Similarly, the White Paper from the

Ministry of Internal Affairs and Communications (2011) revealed the achievements made through

the utilization of ICT in public administration, social welfare, the business, disaster prevention and

recovery efforts in the country.

On the other hand, the United Nations Development Program (UNDP) releases the Human

Development Report (HDR) and the Human Development Index (HDI) every year since 1990 with

the latest version in 2013. The latest version gave emphasis to “The rise of the South” – as an

emerging trend of continual human development and greater human progress in the developing

countries residing in the global South. Nevertheless, this trend also shows the two countries

(Ethiopia and Kenya) ranking far behind Japan in the HDI (See Table 2).

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Table 2. Human Development Index and Ranking trends of Ethiopia, Kenya and Japan.

Human Development Index


Ethiopia Kenya Japan Total
Year Index Rank Index Rank Index Rank
1990 0.282 112 0.481 89 0.996 1 130
1991 0.166 141 0.399 113 0.993 1 160
1992 0.173 138 0.366 114 0.981 2 160
1993 0.172 151 0.369 127 0.983 1 173
1994 0.249 161 0.434 125 0.929 3 173
1995 0.227 171 0.481 130 0.937 3 174
1996 0.237 168 0.473 128 0.938 3 174
1997 0.244 170 0.463 134 0.94 7 175
1998 0.252 169 0.463 137 0.94 8 174
1999 0.298 172 0.519 136 0.924 4 174
2000 0.309 171 0.508 138 0.924 9 174
2001 0.321 158 0.514 123 0.928 9 162
2002 0.327 168 0.513 134 0.933 9 173
2003 0.359 169 0.489 146 0.932 9 175
2004 0.359 170 0.488 148 0.938 9 177
2005 0.367 170 0.474 154 0.943 11 177
2006 0.371 170 0.491 152 0.949 7 177
2007/2008 0.406 169 0.521 148 0.953 8 177
2009 0.414 171 0.541 147 0.96 10 182
2010 0.328 157 0.47 128 0.884 11 169
2011 0.363 174 0.509 143 0.901 12 187
2013 0.396 173 0.519 145 0.912 10 187
Source: Author (collected and organized from UNDP Human Development reports)

Certainly, being one of the leading countries in technology and innovation, Japan ranked well

with respect to Human Development even before the adoption and utilization of ICT and the Internet

in the public services as e-government. However, as the technology advances including the ICT

sector and its utilization in the public sector, the Human Development indices and rank slightly

tumbled. Meanwhile, the developing countries such as Ethiopia and Kenya remained in the lowest

positions notwithstanding the improvements in ICT sector especially in mobile (cellular)

technologies.

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SECTION 3: OBJECTIVES, SCOPE AND SIGNIFICANCE OF THE STUDY

This section explains the purpose of the research and the scope under which it will be conducted.

The general objective of this study is:

 To examine the impact of e-government and ICT on Human Development.

The specific objectives of this study are:

 Examine the impact of ICT and e-government on Human Development through

comparative case study of Ethiopia Kenya and Japan.

 Investigate the outcome obtained from utilizing ICT for public administration,

economic and social benefits.

 What policy implication will the experience of the developed countries impose on the

developing countries.

The rapid proliferation of Information and Communication Technology has significantly

contributed to the communication for business, public administration, education systems and health

information beyond individual benefits. ICT is proving to be an emerging way of life as the

utilization of technology improves, resulting in booming demand for technology and further

infrastructure development. Individual life in today’s society is highly reliant on the use of smart

phones, Computers, the Internet and all forms of ICT. However, in order to transform theory into

action with the outcomes of ICT and e-government in public administration, various factors such as

infrastructure, social, cultural and economic aspects need to be taken into consideration

The need for advancing e-government and utilizing ICT in public governance to make it a

universal service obligation mostly does not initiate from within the developing nations especially in

Africa. Rather, the development partners and International Financial Institutions (IFI) such as the

UN, UNDP and the World Bank have been shoving these countries in that direction. For instance,

according to the UNDP’s Annual Report 2011/2012 “Democratic Governance Thematic Trust Fund”,

the 2011 spending related to e-governance and governance support covered more than 30% of the

total fund in that sector. Similar spending were made through the World Bank and the UNPAN. It is

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widely believed that e-government, through the automation of public administration and services,

helps to strengthen democratic governance, reduce corruption and improve transparency. Therefore,

governments must progressively continue to think about human development through the use of ICT,

e-government and e-governance. This can be achieved by placing greater emphasis on organizational

interconnections among the tiered government structures in a bid to create collaboration for inclusive

sustainable development. An important aspect of this approach is to broaden the scope of e-

government; making it a tool for transforming the role of governments towards unified, harmonized,

integrated processes and institutions through which sustainable development is realized. Failure of

an e-government project in developing countries is a real setback because of the high opportunity

cost of the scarce capital resource investment.

Therefore, it is significantly important to study the role e-government and ICT play in

sustainable Human Development. Comparing the situation in the developed countries with that of

the developing countries helps to investigate the consequential outcome obtained from utilizing ICT

in public administration, economic and social benefits. This research will thus, examine the impact

e-government and ICT have on Human Development and it helps to understand the implication on

policies in the developing countries. The findings will help to understand the relationship between

ICT, e-government and Human Development; and benefit the society in the developing countries

through the policy implications. Furthermore, the research contributes to the development partners

such as the Japan International Cooperation Agency (JICA), and other organizations on strategies for

future assistance related to the issues of technology adoption and Human Development in developing

countries such as Ethiopia and beyond. The research will contribute to the existing works thus far, of

the e-government research community and Human Development policy implications. Likewise, it

may also be useful to other researchers and institutions who want to study e-government, ICT,

Human Development and their correlation. In fact, not all previous studies related to either e-

government, ICT or Human Development, investigated the impact in greater details.

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SECTION 4: RESEARCH METHOD

This section elucidates the research method to be used in conducting the study.

Research is conducted through review of prior literatures from several academic articles books

and reports. The research follows a qualitative research approach based on Case Study Method to

investigate the situations in the countries under consideration. Further studies on general and country

specific reports from the World Bank, the e-government readiness reports from the United Nations,

Human Development reports of UNDP, ICT statistics from the International Telecommunication

Union (ITU), government policy documents, website content analysis and other related literatures

are made. In due course, a qualitative comparative study on the state of e-government, ICT and

Human Development in Ethiopia, Kenya and Japan is made to compare the current status and its

impact in these countries.

According to Yin (2009) “the case study is preferred in examining contemporary events, but

when the relevant behaviors cannot be manipulated”. The case study relies on many techniques as

direct observation of the event being studied and its unique strength is the ability to deal with a full

variety of evidence – documents, literatures, reports, artifacts, interviews and observations.

SECTION 5: STRUCTURE OF THE THESIS

This section explains how the overall thesis is organized.

The thesis is organized in five chapters. Chapter One focuses on the introduction, background

information, objective and Methodology of the thesis. Chapter Two presents reviews of prior

literatures, documents, reports and website content analysis. Chapter Three covers the impact

analysis and case study of e-government and ICT in Ethiopia, Kenya and Japan. Chapter Four

presents the findings of the qualitative comparative study on e-government and ICT with that of

Human Development dimensions (Education, Health and Living standard) in Ethiopia, Kenya and

Japan. Chapter Five is about the conclusion, policy implications and recommendations for future

works.

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CHAPTER 2: REVIEW OF PRIOR LITERATURES

This chapter presents the review of related literatures. The first section presents the general

reviews of prior literatures related to ICT, e-government and Human Development. The subsequent

sections present the current state of e-government, ICT and Human Development in the countries

under study and their corresponding policies and strategies towards implementing ICT and e-

government for service delivery.

SECTION 1: INTRODUCTION

In this section, the general reviews of prior literatures related to ICT, e-government and Human

Development is presented.

Information and Communications Technology (ICT) and electronic government (e-government)

have been advancing very fast and were studied extensively in the past few decades. The impact of

both ICT and e-government covered many different aspects such as social, cultural, technological,

developmental and governance policy. Many individuals, studying e-government (e.g., Adam 2010;

Al-Hujran, Al-Dalahmeh and Aloudat 2011; Bertot, Jaeger and Grimes 2010; Chekol 2010; Rosissa

and Demissie 2010; Schuppan 2009), focused mainly on government service delivery and

infrastructure development, while organizations (such as the Organization for Economic Cooperation

and Development (OECD) 2003, 2005; and the United Nations (UN) 2008, 2010, 2012 and the

World Bank n.d.) worked on policy implications; finding ways to standardize the service delivery

across the governments of different countries. These organizations, established institutions dedicated

to study ICT and e-government, citing the global impact on people around the world. According to

the OECD, the UN and the World Bank, democratic governance can be achieved through the

implementation of e-government and utilization of ICT in government services. However, Schuppan

(2011) and the Working Group on e-Government in Developing World (2002) argued that wider

contexts such as administrative, social and infrastructure issues should be considered. If it is not well

conceived and appropriately implemented, e-government initiatives may waste resources by failing

to deliver clean and useful services. Furthermore, nations might fail to deliver sustainable

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development, adequate socioeconomic progress in education, health and welfare. Failing to bring

economic development, budget saving, transparent and efficient services in public administration

would increase public frustration at the governments. And these failures highlight the importance of

governance for development. “Achieving the Millennium Development Goals (MDGs) requires

promoting growth, in particular pro-poor growth, and accountability and transparency. These are the

prime objectives of economic governance. Political governance, besides improving accountability

and transparency, aims at empowerment of the people, particularly the vulnerable, their participation

in decisions of the state and enhanced access – particularly of the marginalized.” (United Nations

Department for Economic and Social Affairs, 2007).

The United Nations Development Program (UNDP) is one of the leading institutions working on

Human Development. The organization measures and publishes Human Development Report (HDR)

that collates data from different countries every year since 1990, with exception of 2012. This report

has a profound impact on policies around the world. The three key indicators used in the Human

Development Report (HDR) are Education, Health and Decent Standard of Living (UNDP 2011). On

the other hand, the United Nations Public Administration Network (UNPAN) conducts and

publishes the Global E-Government Development Index (“UN Global E-Government Survey”)

every two years since 2008. Prior to that, the report was published in 2003, 2004 and 2005 with the

name changed to Global E-Government Readiness Index (“Global E-Government Readiness

Report”) in 2004 and 2005. The UN E-Government Development Index is based on the web measure

index, the telecommunication infrastructure index and the human capital index (UN 2008, 2010,

2012). The advancement of ICT infrastructure is fundamental for service flexibility and accessibility

through e-government, e-health and m-health applications (WHO 2011a, 2011b; World Bank 2009,

2012), improving democratic governance and e-participation (UNDP 2011) and creating job

opportunities (Adam 2010).

Japan, one of the well developed countries in the world, is ranked as top in both the Human

Development Index (HDI) and Global E-Government Development Index (EGDI). While Ethiopia is

among the least developed countries in the world and East Africa, Kenya fares a little better than

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Ethiopia. However, both countries remained in the lowest positions of both rankings. According to

Das, Singh and Joseph (2007:10): “countries’ e-government matures as they become more affluent

(in terms of GDP per capita) and as their ICT infrastructure improves. Human capital and the

quality of governance have no significant effect on the development of e-government maturity. The

results suggest that countries investing in leading-edge ICT infrastructure can maintain or improve

their global standing in e-government without substantial changes to human capital or governance.”

which stands in favor of the rich and developed countries. This study conducted by Das, Singh and

Joseph (2007) used mixed-effects regression model applied to panel dataset obtained from various

sources. It attempted to find out how e-government development was influenced by factors such as

ICT infrastructure, human capital and governance. Von Haldenwang (2004) argues that e-

government, apart from “being fashionable”, it cannot be considered to “leapfrog” good governance

in developing countries. He further states that: “there is no ‘easy’ way to good governance by means

of ICT”. The author concludes that internal reform is a vital step before the adoption of e-

government; and if governments pursue administrative modernization, the development and

implementation of e-government strategies serve as an additional factor to accelerate changes in

development.

In contrast, the UN E-government Survey (2012) pointed out that the developing countries

showed a remarkable progress in e-government development and e-services delivery. Despite the

dire problems (e.g. lack of infrastructure in remote areas, the shortage of human capital, lack of

strong information society demanding more e-services and the digital divide), the developing

countries are catching up with the developed countries very fast. However, the survey report

highlighted that, while the people are ahead of governments in utilizing the benefits of the social

media, there is a lack of progress by governments in those countries to reach out citizens.

The research conducted by Estavez and Janowski (2013) attempted to set up a conceptual

framework for others who want to study e-government for sustainable development ‘EGOV4SD’.

The paper claims that its main goal is to establish the platform for research in the area of EGOV4SD.

The findings of this study suggest that such research should pursue multi-disciplinary approach;

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extending the need to strengthen theoretical foundations. Similarly, Bankole et al. (2011) explored

different contexts to find out the impacts of ICT investment in two dimensions (Living Standard and

Health) of Human Development through regression splines analysis. This research attempts to find

out whether large-scale ICT investments are justifiable to create impact on Human Development.

The result suggests that there are varying, conditional and complex impacts on Standard of Living

and Health.

Therefore, governments must progressively continue to think about Human Development

through the utilization of ICT, e-government and e-governance – placing greater emphasis on

organizational interconnections; creating linkage between the tiered government structures in a bid

to build collaboration for inclusive sustainable development. An important aspect of this approach is

to broaden the scope of e-government for its transforming role in the government towards unified,

harmonized, and integrated processes and institutions through which such sustainable development

takes place and is realized.

E-government development in a country can be categorized in any of the four stages of growth

model (Layne and Lee (2001). Online presence (web presence) is the first and the lowest stage where

government organizations have a simple website to provide one-way information to citizens.

Transaction stage is the second stage of e-government development where information from

government websites have further included some downloadable forms for the users (citizens), to fill

and submit online through e-mail, fax or other sort of electronic communication. The third stage,

Vertical integration, is more mature and has an online application and systems where users access

and interact with the government through such systems, accessing cross agency e-services. For

instance, a citizen may apply for renewal of an ID, driving license, or similar services. He/she

provides the required information, includes the security information and prints out the document.

The system verifies all the information related to the individual (say, registered police record or

traffic fines) and confirms the accuracy and requirement from other agencies. Or an applicant may

want to pay taxes for an income he earned to a tax authority; logs in to the system, fills the necessary

information about his income, provides his payment information and receives a confirmation of the

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payment made. The fourth stage is the most advanced and comprehensive level characterized by

complete e-service delivery (including all services in stage three) and citizen involvement (e-

participation). In e-participation the citizens make decisions on government policy, legislation and

services through e-voting, e-polling and other electronic means of communication made available

through government portals, websites, applications and the social media (Facebook, Twitter, etc.).

SECTION 2: CURRENT STATE OF E-GOVERNMENT AND ICT UTILIZATION IN ETHIOPIA

This section reviews the current state of e-government ICT and Human Development in Ethiopia.

The section also presents the corresponding policies and strategies in the country towards

implementing ICT and e-government for socioeconomic service delivery.

Despite the recent flick of economic growth hailed as one of the fastest-growing economies in

Sub-Saharan Africa (International Monetary Fund (IMF) 2013), Ethiopia is one of the least

developed countries in the World. Although its economy is progressing very well, Ethiopia trails

many of the Sub-Saharan African countries in the utilization of computers, broadband Internet, and

mobile technologies. The Ministry of Communications and Information Technology (MCIT) is the

responsible government body to initiate, coordinate and follow up with the implementation of all

national ICT and e-Government related projects in the country. The ministry has put in place the

“National ICT Policy and Strategy” in 2009 and “The e-Government Strategy and Implementation

Plan” in 2011, as part of its wider development goals. These plans set out several objectives,

outcomes and targets to be achieved within a specific period of time. The e-Government Strategy

and Implementation Plan (2011:29) presented three strategic dimensions as: “Services enablement

through the implementation of 12 Agency priority projects, delivery of services through 4 alternate

channels of service delivery and the enablers which will facilitate the creation of a sustainable

ecosystem for the implementation of the e-Government strategy”. The strategy aimed to implement

219 e-services composed of seventy nine (79) informational and one hundred forty (140)

transactional services over a five year period of time.

On the other hand, reports from International Telecommunication Union (ITU) (2013) suggest

that the global mobile phone users and subscription are close to exceed the world population. Albeit

16
telecommunications and mobile technologies are spreading very fast in the world and the developing

countries alike, the progress in Ethiopia is neither as desired nor as expected. The country ranked

below the regional average in Africa in almost all global indices and rankings. In 2012, Ethiopia was

ranked 151th out of 157 countries (indexed 1.24, the regional average was 2.00) in the ITU ICT

Development Index (IDI); 172nd out of 190 countries (0.2306, the regional average was 0.278) in the

UN E-government Development Index (EDI); 173rd out of 187 countries (0.396, the regional average

was 0.475) in the UNDP Human Development Index (HDI).

As it can be observed from the telecommunication indicators presented in Table 2.1 below,

fixed-telephone, mobile-cellular, broadband subscriptions and Internet access in the country are

among the lowest in the world.

Table 2.1 Ethiopia - demographics of ICT indicators as of 2013 (data for 2012)

Population 86,538,534
Fixed-telephone Subscription 797,501
Fixed-telephone Subscription per 100 inhabitants 0.921555939461604
Mobile-cellular telephone subscriptions 20,523,889
Mobile-cellular telephone subscriptions per 100 inhabitants 23.7164740969612
Fixed(wired) broadband subscriptions 37,754
Fixed(wired) broadband subscriptions per 100 inhabitants 0.043626807914264
The percentage of individuals using the Internet 1.48281013861396
Revenue from ICT/telecommunication services (2010) 318 (Million USD)
Source: ITU World Telecommunication/ICT Indicators database

In 2010 the Ethiopian government announced its five year strategic plan to leapfrog the

countries range of social and economic development under the “Growth and Transformation Plan

(GTP)” being implemented during the 2010/11 - 2014/15 period. Notwithstanding some highlights

that mention the importance and benefits of ICT to support the GTP, the plan does not consider ICT

and e-government as significant tools to transform the country’s economy. This might lead to the

conclusion that the government does not have the clear vision to promote ICT as a driver of the

economy and e-government as facilitator of the governance process. Meanwhile, “The e-

Government Strategy and Implementation Plan” of MCIT states that its “goal is to rapidly transform

17
the country‘s subsistence on agricultural-based economy and society into a predominantly

knowledge- and information-based economy and society, the focus of the policy will be on the

country‘s ICT development process”. Hitherto, there is no clear evidence that shows the government

is committed to realize an information society in the country and improving the economy by utilizing

the opportunities of the ICT sector. Thus, it would be desirable to further study that the country

might be missing a chance in this regard.

SECTION 3: CURRENT STATE OF E-GOVERNMENT AND ICT UTILIZATION IN KENYA

This section reviews the current state of e-government ICT and Human Development in Kenya.

The section also presents the corresponding policies and strategies in the country toward

implementing ICT and e-government for socioeconomic service delivery.

Kenya has been a pioneer country in terms of innovative mobile applications, such as mobile-

banking services, which are now used by 68 per cent of adults in the country, the highest proportion

of mobile-money users in the world (ITU, 2012). M-PESA, Kenya’s mobile money, was a

breakthrough in the financial services utilizing mobile phones in East Africa. It has transformed the

Kenyan economy where payments made through mobile-facilitated services reaching to a fifth of the

country’s gross domestic product (GDP). Eventually, as mobile-money is adopted across e-

commerce, agricultural banking, health insurance, and other sectors, the impact of mobile money is

widening its sphere of application in the country (World Bank, 2012). The Ministry of Information

and Communications (MIC) in Kenya is the responsible body for all ICT related projects with a

mission to “develop Kenya as a globally competitive and prosperous nation by creating an enabling

environment that encourages and enhances the development, expansion and use of Information

Communications Technologies (ICTs)”. The MIC, Directorate of e-Government (DeG) headed by the

ICT Secretary at the Presidency and Cabinet Affairs Office, Office of the President, coordinate all e-

government related activities in the country. The recently launched Kenyan Government’s open data

website (http://www.opendata.go.ke) is one of the most comprehensive portals in sub-Saharan Africa

which has the potential to demonstrate availing integrated and transparent government information

to its citizens and stakeholders.

18
In 2012, the Kenya ICT Board under the MIC publicized the “National ICT Master Plan” with a

vision to make the country “Africa’s most globally respected knowledge economy by 2017”. This

master plan aims to build and promote an environment where more service sector businesses are

created and are able to thrive through leveraging on ICT. The document is a strategic tool to develop

a robust ICT sector that will enhance economic growth through creation of businesses and hence

employment. “In the execution of this plan, Kenya will become a leading ICT hub for the region,

improve the lives of her citizens and see significant ICT-led economic growth in line with Vision

2030” (National ICT Master Plan, 2012:3). The master plan is based on three pillars: Enhanced

public value, the development of ICT Business and strengthening ICT as a main driver of the

economy. Liberal government policies and adequate ICT infrastructure in the country as compared to

other countries in the region, make it a leading favorite place for several international companies.

The favorable market system attracted World’s famous ICT companies to set up their regional

headquarters in Nairobi; creating jobs for citizens, extending opportunities for local businesses and

generating revenue for the government. Kenya was ranked 116th out of 157 countries (indexed 2.46,

the regional average was 2.00) in the 2013 ITU ICT Development Index (IDI); 119th out of 190

countries (0.4212, the regional average was 0.278) in the 2012 UN E-government Development

Index (EDI); 145th out of 187 countries (0.519, the regional average was 0.475) in the 2013 UNDP

Human Development Index (HDI). The following table presents the current state of some indicators

used in the ITU’s IDI.

Table 2.2 Kenya - demographics of ICT indicators as of 2013


Population 42,749,418
Fixed-telephone Subscription 251,567
Fixed-telephone Subscription per 100 inhabitants 0.588468830148752
Mobile-cellular telephone subscriptions 30,731,754
Mobile-cellular telephone subscriptions per 100 inhabitants 71.8881225470719
Fixed(wired) broadband subscriptions 42,913
Fixed(wired) broadband subscriptions per 100 inhabitants 0.10038265316267
The percentage of individuals using the Internet 32.0954171077906
Revenue from telecommunication services (2010) 1,893 (Million USD)
Source: ITU World Telecommunication/ICT Indicators database

19
Kenya’s bold “Vision 2030” anchored in three key pillars - economic, social and political

governance, targets to create a globally competitive and prosperous nation with its high quality of

life by 2030. It is expected to transform the country into a newly industrializing, middle-income

country providing a high quality of life to all its citizens by 2030 in a clean and secure environment.

The second Medium Term Plan (MTP) (2013-2017) launched in June 2013 will be implemented

within the context of the Kenya Constitution 2010, which gives rise to a devolved structure of

government and hence new and distinct governance structures at the national and county levels.

SECTION 4: CURRENT STATE OF E-GOVERNMENT AND ICT UTILIZATION IN JAPAN

This section reviews the current state of e-government ICT and Human Development in Japan.

The section also presents the corresponding policies and strategies in the country towards

implementing ICT and e-government for socioeconomic service delivery.

Japan, a highly advanced country in technology in general and ICT in particular has been

struggling with economic stagnation and slowdown in the past several years. However, the economic

hurdles did not prevent the telecommunication and ICT sector to expand and meet the demands of its

citizens. Furthermore, with increasing ageing population, the role the ICT plays in providing flexible

healthcare and other social services is expected to be significant. “ICT is expected to, as a GPT

(General Purpose Tool) available in all fields, contributes to economic growth and play the role of a

driving engine. Faced with demographic ageing and global competition we have three options: work

harder, work longer or work smarter. We will probably have to do all three, but the third option is the

only way to guarantee increasing standards of living” (Ministry of Internal Affairs and

Communication, 2012). Tasked with several activities, the ‘Strategic Headquarters for the Promotion

of an Advanced Information and Telecommunications Network Society (IT Strategic Headquarters)’

at the Prime Minister’s Cabinet Secretariat and Ministry of Internal Affairs and Communications

(MIC) are responsible to develop and promote national ICT and e-government strategies. In due

course, the 2001 “e-Japan Strategy”, the 2003 “e-Japan Strategy II”, the 2006 “New IT Reform

Strategy” and the 2009 “i-Japan Strategy” were delivered by the IT Strategic Headquarters.

Nevertheless, Minami (2010) states that, despite the advancement in broadband speed and price

20
reduction, practical use of ICT in governance, education and health for the benefit of the people

remain a critical challenge (a claim affirmed by the White Paper from the MIC). Once more, “Japan,

which saw one of the lowest increases in use sub-index value in 2012, lost four places compared to

2011” (ITU, 2013). This unprecedented result showed notwithstanding the effort that the

government was trying to realize e-government for the benefit of citizens as a core policy program

and high level leadership commitment. This might be attributed to the existence of sophisticated

bureaucratic procedures in the administrative service delivery at the front office and back office

operations requiring paper documents; and weak collaboration between these administrative sections

of the government (Minami, 2010). Increasing global competition in ICT utilization and

advancement in e-government for public service delivery present a significant challenge for

countries like Japan to sustain highest indices in the global rankings. Japan was ranked 12th out of

157 countries (indexed 7.82, the regional average was 4.37) in the 2013 ITU ICT Development

Index (IDI) after losing four positions from 2011; 18th out of 190 countries (0.8019, the regional

average was 0.4992) in the 2012 UN E-government Development Index (EDI); 10th out of 187

countries (0.912, the regional average was 0.683) in the 2013 UNDP Human Development Index

(HDI).

Table 2.3 Japan - demographics of ICT indicators as of 2013

Population 127,515,653
Fixed-telephone Subscription 64,273,073
Fixed-telephone Subscription per 100 inhabitants 50.8350135623024
Mobile-cellular telephone subscriptions 138,362,823
Mobile-cellular telephone subscriptions per 100 inhabitants 109.434256920055
Fixed(wired) broadband subscriptions 35,295,509
Fixed(wired) broadband subscriptions per 100 inhabitants 27.916008912525
The percentage of individuals using the Internet 79.05
Revenue from telecommunication services (2010) 152,293 (Million USD)
Source: ITU World Telecommunication/ICT Indicators database

It can be clearly seen in the above table (Table 2.3) displaying some indicators of ITU’s IDI that

Japan has an advanced ICT infrastructure that can potentially be utilized in public administration

service and economic development. As we approach 2015, the i-Japan Strategy tries to find some

21
means to utilize digital technologies in a smarter manner that is universally accepted as a standard to

fulfill daily needs of its citizens, creating a digitally inclusive environment throughout the economy

and society. The vision of Digital Society 2015 aims to “overcome distance and time to link people,

goods, capital, knowledge, and information while integrating all economic activities to drastically

increase the efficiency of socioeconomic systems, generate new added value and culture, and serve

as a force that will bring about structural reform in Japan’s economy and society” (i-Japan Strategy

2015, 2009). Thus, working smarter in order to improve its service delivery through the utilization of

ICT is the best choice for the country.

22
CHAPTER 3: CASE STUDY AND IMPACT ANALYSIS

This chapter deals with the individual case study of the three countries, Ethiopia, Kenya and

Japan preceded by brief explanation of the case study method and the research framework under

which the study is conducted.

SECTION 1: INTRODUCTION

There is a growing recognition that effective public sector governance requires the use of ICT to

achieve more efficiency in the functions of government and to improve government service delivery

to organizations and individuals. E-government has its potential to enhance social and economic

development of countries by enabling improved access to government services. For instance, citizens

will have better access to information available on various services to complete online processing of

requests for certificates, registrations, licenses, making payments and so on. An example of such

services includes e-tax, online payment of traffic fines, registration fees and other charges to reduce

corruption. The appropriate utilization of ICT improves the efficiency of the public sector

governance and linkages between government agencies. The use of computers and networks

improves the personal productivity of government employees. This will bring changes through

efficient business processes associated with offering government services electronically.

Thus far, there exists little research conducted based on scientific facts and findings supporting

this global optimism towards ICT and e-government utilization in public service. In order to measure

and compare the significance of e-government, relevant research based on sets of feasible and

comparable indicators is required. The findings of such researches will be a useful input to the

formulation of policies and strategies for effective governance. In this context, an emerging

imperative is to rethink e-government policies and programs to exploit these capacities. Today,

global ICT infrastructure and e-government development in the developed and developing countries

is at varying stages. Developed economies are relatively advanced in their use of ICT to improve the

public sector service delivery. On the other hand, the developing countries are less advanced and, in

order to improve the infrastructure and e-government in these countries, a comparable measurement

23
framework is important. Thus, it opens a door to this research which is timely and significantly

important for the ICT infrastructure and e-government development in the developing countries.

SECTION 2: RESEARCH METHOD

Yin (2009) recommends the Case Study as a preferred method in examining contemporary

events where the relevant behaviors cannot be manipulated. This is due to the reason that the case

study relies on many techniques as direct observation of the event being studied and its unique

strength is the ability to deal with a full variety of evidence – documents, literatures, reports, artifacts,

interviews and observations. A case study is an empirical investigation that studies the contemporary

phenomenon within the real-life context especially when there are no evident boundaries between

the phenomenon and context. As shown in Figure 3.1 below, the case study is a research strategy

that comprises an all-encompassing method covering several stages ranging from designing the

research logic, preparation, data collection, analysis, reporting and drawing conclusions.

Figure 3.1 Case Study Method

Source: Adapted from Cosmos Corporation (Yin 2009)

One advantage of case study is pattern-matching (for instance, time-series patterns) whereby

several pieces of information from different origin for the same case may be related to some

24
theoretical proposition and draw conclusions.

The case studies of the three countries, Ethiopia, Kenya and Japan is thoroughly conducted to

find out the impact of ICT and e-government on Human Development. This research is conducted

through the case study of reports, documents and data from several authentic organizations and

institutions in the world. Study on general and country specific reports from the World Bank, the “E-

Government Survey” reports from the UN, “Human Development Reports” from the UNDP,

“Measuring the Information Society” and ICT development Indicator statistics from the ITU,

government policy and strategy documents, website content analysis and reviews of other related

literatures has been made.

The UN “E-Government Survey” report presented on 190 UN member states delivers the E-

Government Development Index (EGDI). The EGDI is composed of the “Web Measure Index”,

“Telecommunication Infrastructure Index” and “Human Capital Index”. The report was released in

2003, 2004, 2005 and every two years since 2008. Similarly, the ITU “Measuring the Information

Society” report presents the ICT Development Index (IDI) of 157 countries around the world every

year since 2009 with its latest edition in 2013. The IDI is constructed from ICT Readiness

(infrastructure and access), ICT Capability (skills) and ICT Use (intensity) indicators. The UNDP

Human Development Report published annually since 1990, presents the Human Development

Index of countries around the world. The index is comprised of Education, Health and Welfare

indicators. While the Education indicator is constructed by using the “Expected Year of Schooling”

and “Mean Year of Schooling”, the Health indicator is based on “Life Expectancy” and the Welfare

is decided by calculating the natural logarithm of a country’s “Gross National Income (GNI) per

capita in Purchasing Power Parity (PPP)”. Some of the indicators used in the UN EGDI and the ITU

IDI overlap with each other. Therefore, data from the ITU indicators is considered in this research

whenever available and the data from the UN reports otherwise. The basis for this decision is due to

the fact that the UN EGDI used data from the ITU. In due course, a qualitative comparative analysis

on the state of e-government, ICT and human development in Ethiopia, Kenya and Japan has been

conducted to understand the current situation and its impact on education, health and welfare in these

25
countries using the parameters presented (Table 3.1) below.

Table 3.1 Parameters for case study and impact analysis

Emerging Expected
years of
Web Measure Enhanced schooling
Index (Online Interactive
Education
Presence / e- Transactional Mean
Participation) e-information years of
e-consultation schooling
e-decision making
Personal
Telecommuni Computers
e-government cation Internet Users Human
Impact Life
and ICT Infrastructure Telephone lines Development
expectancy Health
Index Broadband
at birth
(per 100 subscriptions
people) Number of Mobile
phones
Adult literacy rate
(2/3)
GNI per
Human Gross enrollment
capita Welfare
Capital Index ratio (Primary,
(US$ PPP
secondary,
tertiary) (1/3)
Source: Author (Adapted from UN’s EGDI, UNDP HDI and ITU WTI)

SECTION 3: RESEARCH FRAMEWORK

The research framework establishes the conceptual basis to investigate, analyze and understand

the relationships between the important components of the ICT, e-government and Human

Development. The parameter presented in the previous sub-section paved the way to develop the

research framework containing the fundamental logic and the domain under which the study is

conducted. Therefore this research is conducted with the assumption and the proposition that:

 Does a country’s ICT infrastructure development has a positive impact on its e-

government development?

 Does a well established ICT infrastructure and a mature e-government in a country has a

positive impact on the Human Development through better, transformed governance? And

 Does a country with high human development easily develop its ICT infrastructure and e-

government services that are easily be adopted by its citizens?

26
Figure 3.2 Proposed Research Framework

ICT Development E-Government + Human Development


Source: Author

The case study method uses several techniques such as pattern-matching, explanation building,

time-series analysis, and cross-case synthesis to find ways of linking data to propositions.

Supporting publicly available and widely used data for the case study research is collected from

UNPAN, ITU and UNDP websites and reports. Furthermore, additional information from other

related government websites, reports and statistical data are carefully picked. However, the data

presented here is just an illustrative rather than an exhaustive one, aiming to support the qualitative

research, analysis and its findings. The research attempts to draw the conclusion through the analysis

of the individual cases in each country independently; then conducting comparative cross-case

synthesis supported by e-government, ICT and Human Development indicators trends data collected

from the UN, ITU and UNDP in the respective countries.

27
SECTION 4: THE IMPACT OF E-GOVERNMENT AND ICT UTILIZATION ON EDUCATION,
HEALTH AND WELFARE IN ETHIOPIA

Ethiopia is a landlocked country located in East Africa that covers a total area of 1.25 million

square kilometers, with an estimated total population of 91.73 million (2012) growing at an annual

rate of 2.6%. The majority (more than 85%) of its population lives in rural areas and mainly depends

on traditional agricultural and pastoral production vulnerable to severe climatic conditions such as

drought. The growing population trend poses significant consequences to education, health and

economic development. Traditional social development programs should be supported by utilizing

ICT in order to meet the high demand for primary, secondary and tertiary education as well as health

facilities. E-learning and e-health (tele-health, m-health) systems could facilitate service delivery and

increase access to the rural community. Furthermore, the agricultural economy in the country needs

to be supported by research and development to increase productivity and reduce vulnerability.

Farmers living in a rural community, through the use of ICT, can get the latest weather forecast in

order to plan well for planting suitable crops or receive commodity price and demand information in

urban areas.

In Ethiopia, where the monopoly government is the only Internet Service Provider (ISP), fixed

telephone, mobile cellular, broadband and fixed Internet subscription are very low compared to other

African countries such as Kenya. In addition to the underdeveloped infrastructure, economic and

human capital development, several other reasons hinder the advancement of the aforementioned

services which are lagging behind the rest of the world. Bureaucratic government policy and

regulatory environment coupled with the slow technology acceptance behavior of the society, make

adoption of ICT for public sector governance and socioeconomic benefits challenging. Despite the

initiatives from the government to implement e-government service delivery for the citizens, the low

human development in the country poses the challenge to realize such plans. In 2009, the Ethiopian

government, recognizing the development of ICT as one of its strategic priorities, developed and

enacted the “National ICT Policy and Strategy”. The objective of this document is to lay down the

strategic priorities in order to accelerate the ICT infrastructure, applications and skilled human

resource development in the country and make it accessible to its citizens. The document also aimed

28
at promoting the use of ICT in modernizing public service delivery and strengthening the role of the

private sector in ICT development. In order to achieve the objective of promoting the use of ICT in

the public sector, the government developed the “e-Government Strategy and Implementation Plan”

in 2011. This plan maneuvered the details of implementing ICT in government service delivery in

education, health and agricultural modernization coupled with other civil service transformation

through the use of ICT. However, this diminutive endeavor did not match the fast paced global ICT

development and growing public demand in the country. ICT infrastructure development in the

country remained low and access to infrastructure by the rural community remained a dream.

Reports, articles, books and other publications reviewed in this research reveal the low level of e-

government, ICT and Human Development in the country. The following table (Table 3.2) presents

the e-government and ICT Development Index trends in Ethiopia.

Table 3.2. Ethiopia - E-government and ICT Development Indices trends


Country Index 2003 2004 2005 2008 2010 2012 Decade
Online Service Index 0.031 0.027 0.0154 0.1739 0.2 0.4706 0.4396
E-Participation Index 0.034 0 0 0 0.0429 0.3421 0.3081
E-Government Index 0.128 0.1365 0.136 0.1857 0.2033 0.2306 0.1026
Ethiopia Human Capital Index 0.35 0.38 0.39 0.3796 0.4027 0.2119 -0.1381
Infrastructure Index 0.003 0.0024 0.0027 0.004 0.0073 0.0093 0.0063
E-Government Rank 166 170 171 172 172 172 -6
Online Service Rank - 172 176 142 111 - 61
Source: Author (collected and organized from UN reports and ITU IDI database)

The indexes above speak for themselves that the country had very little ICT infrastructure

development. This in turn is reflected in the minimal advancement in utilizing ICT for public sector

governance (e-government and e-services), education, health and economic development. Human

Capital development in the country was the lowest in the past decade, showing the decline in

progress. The slow progress can be attributed to several other reasons such as the nation’s inability to

cope with the rising population and inadequate education facilities for its citizens. ICT infrastructure

measured sluggish development in the past decade with only 0.0063 increase since 2003. As it was

mentioned earlier, the monopoly government in Ethiopia is putting in efforts to utilize ICT in service

delivery on top of several sectors. The result of the utilization effort is reflected in the Online Service

delivery and E-participation indices in the country. Although both of these indices are some of the

29
lowest in the world, looking into these indices shows that the country had better progress in those

areas. Online Service index saw the highest progress in the decade at 0.4396 (rising to 0.4706 in

2012 from 0.031 in 2003 advancing it 61 positions in the Online Service ranking); E-participation

progressed with 0.3081. Further, the e-government development in the country saw the least

significant progress of 0.1026 in the past ten years, resulting in its global ranking to slip back six

positions. Looking further behind the indicators resulting the above indexes, we will find the data

presented in the table (Table 3.2) below.

Table 3.2 Ethiopia - E-government and ICT Development indicators trends

Country Index Indicators 2003 2004 2005 2008 2010 2012 Average
Emerging - 0 2 0 32 83 23.4
Enhanced - 5.7 2 22 23 62 22.94
Web Measure
(Online Transactional - 2.4 0 29 3 10 8.88
Presence / E- Connected - 0 0 1 5 45 10.2
participation) e-Information 2
e-Consultation 0 0 0 0 0.0429 0.342 0.3975
e-Decision making 0
Personal computers
0.22 0.31 0.2 0.5 1.4 2.1 0.788333
/100
Internet users /100 0.11 0.16 0.1 0.21 0.45 0.75 0.296667
Ethiopia Telecommuni Telephone lines /100 0.63 0.63 0.63 0.91 1.13 1.1 0.838333
cation
Infrastructure Broadband
- - - 0 0 0 0
subscriptions /100
The number of
0.14 0.25 0.25 1.09 3.93 7.86 2.253333
mobile phones /100
Adult literacy rate
36 36 35.9 35.9 35.9 39 36.45
(2/3)
Human Gross enrollment
Capital ratio (primary,
41.5 42 42.1 42.08 49.02 55.25 45.3245
secondary, tertiary)
(1/3)
Source: Author (collected and organized from UN reports and ITU IDI database)

Despite the low level of global rankings and slow progress in ICT indicators, there are several

specific achievements through utilizing technology for social and economic sectors. The Ethiopian

government acknowledges that human resource development should be supported by applying ICT

to accelerate social and economic development. As the majority live in remote villages and receives

low quality education, ICT plays a crucial role to address the issue of access to a better quality

education. With this objective of integrating ICT in the education system, the government

implemented the SchoolNet (a network of more than 750 high schools and pre-college schools) and

30
the EthERNet (Ethiopia Education and Research Network) of 12 public universities, education and

research centers (MCIT, 2011).

According to the WHO (2006): “Disseminating HIV/AIDS information for health professionals

through ICT which has been produced by the HIV/AIDS resource center has been particularly

effective. Ensuring the success of the resource center is a top priority for the Ethiopian government

in its work on HIV/AIDS prevention”. A 2012 World Bank report on ICT for Development (ICT4D)

focusing on mobile technology utilization in the developing countries articulates that: “while

Ethiopia have achieved notable success in some policy initiatives, it is likely to meet only one of the

six health-related targets under the Millennium Development Goals (MDGs) by 2015. Well-trained

health staff, health care coordination, sufficient funding, monitoring, and supply chain management

are largely deficient”. The report, however, presented a remarkable example called “RapidSMS”

used by the United Nations Children’s Fund (UNICEF) to facilitate large-scale food distribution in

its disaster relief program for famine affected regions in the country. Moreover, “the field of mobile

health, or mHealth, is still in its early stages, but hundreds of pilot projects, initiatives and

experiments have created enough interest that health decision makers are beginning to explore how

mHealth could be integrated into health systems more comprehensively. The government of Ethiopia,

having invested heavily in expanding the capacity of its health system, is at the beginning of this

process. If managed successfully, mHealth can be an effective tool for advancing the government’s

key health initiatives, particularly community-based interventions that have women at their center”

(Vital Wave Consulting, 2011).

The contribution of the telecommunication sector to the economy of Ethiopia also comes mainly

from mobile phones, which contributed to 67% of the total revenue in 2012, followed by

interconnect (international service) revenue that accounts for 22.35%. The total income from the

sector amounted to 12.35 billion Birr (approx. $686,111million).

On the other hand, the 2013 UNDP Human Development Report (HDR) ranked Ethiopia as

173rd out of 187 countries, making it one of the Least Developed Countries (LDCs) in the world. The

following table (Table 3.3) presents the Human Development indicators trends of Ethiopia since

31
2005 (2000 included for comparison). (Note that the report was being published since 1990)

Table 3.3. Ethiopia - Human Development sub-indicators trends

Human Development sub-indicators – Ethiopia


Expected years of Mean years of Life expectancy at GNI per capita
Year
schooling schooling birth (US$ PPP)
2000 4.4 1.5 51.7 519
2005 6.7 1.5 55.2 630
2006 7.3 1.6 56 688
2007 8 1.8 56.8 753
2008 8.5 1.9 57.5 811
2009 8.5 2 58.1 866
2010 8.7 2.2 58.7 928
2011 8.7 2.2 59.3 974
2012 8.7 2.2 59.7 1,017
Average 7.7222222 1.877778 57 798.444444
Source: Author (collected and organized from UNDP Human Development reports)

The Human Development indicators show the reason for the country being at the bottom of the

global rankings. Education, health and welfare in the country have had little change for more than a

decade. Yet, as can be observed from the data presented in the table above, the human development

indicators trends progressed more than average in the past few years. These trends correlate with the

government’s focus on development through the implementation of ICT in social and economic

sectors. However, the development indicators in the country are far below the global and regional

averages. The human development trend of Ethiopia constantly remains below the regional (Sub-

Saharan Africa) average, which in turn is below the global average.

32
SECTION 5: THE IMPACT OF E-GOVERNMENT AND ICT UTILIZATION ON EDUCATION,
HEALTH AND WELFARE IN KENYA

Kenya is a country located in East Africa covering 580,637 square kilometers (slightly more

than half the size of neighboring Ethiopia). It has an estimated total population of 43.18 million

growing at a rate of 2.7% annually (2012) with close to 70% of its population living in the rural area.

Even though Kenya is the most industrialized country in East Africa, the agriculture sector is the

main contributor to its GDP (25%) and employs 80% of the total population. Horticultural products,

tea and coffee with other agricultural produce account for 50% of the total export. The industry

represents only 10% of GDP. Its coastline along the Indian Ocean that covers more than 536

kilometers, gives the country tremendous advantages in accessing the international submarine cables,

on top of the customary port, tourism and aquatic benefits.

Following the landing of five submarine cables (The East African Marine System (TEAMS),

SEACOM, the Eastern Africa Submarine Cable System (EASSy), Lower Indian Ocean Network

(LION) and LION2) on its coast since 2009, Kenya became the country with the largest amount of

international Internet bandwidth per Internet user in the Africa region (which jumped from less than

1,000 Mbps in 2008 to 574,054 Mbps in 2012), substantially increasing its bandwidth per Internet

user. Prior to that, satellite infrastructure which now accounts for less than 5% of its international

bandwidth was the only gateway to the Internet. According to ITU (2012), TEAMS is a Public-

Private Partnership (PPP) project between the Kenyan Government and Etisalat (a United Arab

Emirates (UAE) incumbent telecommunication operator in the region). The government, pleased

with the success of TEAMS, launched another PPP to expand the country’s national backbone

network. The newly launched National Optical Fiber Backbone Infrastructure (NOFBI) terrestrial

network complements the cable systems and brings bandwidth to the districts in Kenya, extending

open access to the rural community. So far, despite the positive effect of the liberalized telecom

market on infrastructure development, opening up the sector did not improve access to the

underserved and rural communities. This is due to the fact that investors tended to concentrate

operations and service in areas where return on investment is guaranteed. Similarly, the ITU (2013)

IDI report stressed that: “Kenya has made significant advances in its access sub-index, which rose

33
from 2.35 in 2011 to 2.73 in 2012. This allowed the country to climb ten places in the access sub-

index rankings, although it did not improve in the overall IDI ranking, where it still stands in the

116th position in 2012”. It is understandable that despite the submarine infrastructure development

which gave the significant amount of international bandwidth per Internet user to the country, usage

and access to this infrastructure remains a challenge. Thus, the Communication Commission of

Kenya (CCK), the responsible organization for ensuring access to affordable communication

services to all its citizens, enforced the Universal Access Fund (UAF). The purpose of the UAF is to

support widespread access to ICT services in un-served and under-served areas, promote capacity

building and innovations in ICT services in the country. The commission, in order “to rectify the

access gaps, has implemented pilot projects in some parts of the country. These projects include the

establishment of 16 school based ICT centers distributed in the eight provinces of the country, four

tele-centers and eight centers for persons with disabilities. The Commission has, in collaboration

with industry players, provided computers and internet connectivity to the beneficiary institutions. In

order to enhance access and promote capacity building in ICTs, CCK has partnered with the Kenya

Institute of Education to support the digitization of the secondary school curriculum”

(Communication Commission of Kenya, 2012).

In Kenya, utilizing ICT for public sector governance (e-government and e-services), education,

health and economic development has seen significant progress. The UN global EGDI and ITU’s IDI,

position the country above the regional (Sub-Saharan Africa) averages throughout the decade. Yet, it

was indexed below the global averages in both the rankings, demonstrating the long way the nation

has to stride in order to reach the level of the developed countries. Unlike Ethiopia which lost six

positions in the EGDI, Kenya gained one position in a decade since the report began publication.

However, there is a similarity in the trends of Human Capital Index and Online Service Index in the

two countries. While Human Capital Index recorded downward development, Online Service Index

was the highest development in both cases. Online Service Index advanced to 0.4314 in 2012 from

0.157 in the beginning (2003) growing by 0.2744 throughout the decade, followed by the EGDI. The

EGDI surged to 0.4212 in 2012 from 0.299 in 2003 marking a positive growth of 0.1222 throughout

34
the decade. There is a remarkable development in the Infrastructure Index in Kenya which ascended

significantly in ten years time from 0.021 to 0.1212. E-participation is the least developed index in

the case of Kenya. It developed to 0.0526 in the year 2012 from nonexistent in 2003. A typical

indicator for such failures in e-participation in Kenya was the e-voting attempt in 2012. It forced the

electoral commission to switch to manual voting after the e-voting proved to fail for several reasons,

despite the lack of access to the e-voting system by the rural community. The table (Table 3.4) below

presents the e-government and ICT indicators trends in Kenya for almost the past decade.

Table 3.4. Kenya - E-government and ICT Development Indices trends

Country Index 2003 2004 2005 2008 2010 2012 Decade


Online Service Index 0.157 0.139 0.2308 0.3043 0.2381 0.4314 0.2744
E-Participation Index 0 0.0656 0.0317 0.0455 0.2286 0.0526 0.0526
E-Government Index 0.299 0.2959 0.3298 0.3474 0.3338 0.4212 0.1222
Kenya Human Capital Index 0.72 0.73 0.74 0.6926 0.7026 0.7109 -0.0091
Infrastructure Index 0.021 0.0188 0.0187 0.0465 0.0636 0.1212 0.1002
E-Government Rank 118 126 122 122 124 119 1
Online Service Rank - 125 110 100 104 - 21
Source: Author (collected and organized from UN reports and ITU IDI database)

Hitherto, there are success stories emerging from the country through the utilization of mobile

phones. Mobile technology continued to provide a set of applications that facilitates a variety of

financial transactions via mobile phone such as purchasing air time, transferring money and paying

bills. Mobile payment systems have also transitioned from a pure money transfer system into a

mobile payment platform that allows schools, hospitals and other organizations to send and receive

online payments. All mobile operators currently provide mobile money services with Safaricom’s M-

Pesa (M – mobile, Pesa – money in Swahili) having the highest market share of 77.3 percent in

terms of subscription. The liberalization of the communications sector significantly encouraged

private investment for the development of mobile phone infrastructure in the country. Further,

service providers being encouraged by the high volume of subscription and conducive environment,

devoted their efforts to utilizing mobile phones mainly for m-payments. Other applications of mobile

platform by the private sector include m-health (e.g. medAfrica, a mobile application by Shimba

Technologies PLC, aims to increase access to health care related information and to provide content

to mothers, health care workers and other citizens).

35
The following table (Table 3.5) presents the trends of the indicators comprising the indices

presented in the table (Table 3.4) above.

Table 3.5 Kenya - E-government and ICT Development indicators trends

Country Index Indicators 2003 2004 2005 2008 2010 2012 Average
Emerging - 75 29 6 34 100 48.8
Enhanced - 8 35 38 29 62 34.4
Web Measure Transactional - 25 0 43 8 17 18.6
(Online -
Connected 0 0 4 4 28 7.2
Presence / E-
participation) e-Information 0
e-Consultation 0 0.066 0.032 0.046 0.2286 0.053 0.070667
e-Decision making 0
Personal computers
0.95 1.36 0.7 6.3 8 10.8 4.685
/100
Internet users /100 3.15 4.63 1.3 7.89 8.67 20.98 7.77
Kenya Telecommuni
Telephone lines /100 1.04 0.92 0.82 0.84 0.65 1.14 0.901667
cation
Infrastructure Broadband
- - - 0 0.05 0.08 0.043333
subscriptions /100
The number of
5.02 7.85 13.46 18.44 41.88 61.63 24.71333
mobile phones /100
Adult literacy rate
73.6 73.6 73.6 73.6 73.6 87.01 75.835
(2/3)
Human Gross enrollment
Capital ratio (primary,
52 60 60.6 60.57 63.6 66.73 60.58317
secondary, tertiary)
(1/3)
Source: Author(collected and organized from UN reports and ITU IDI database)

In addition to the private sector, the government is taking several measures in order to expand

ICT utilization of public sector service delivery in the country. Cascaded from the flagship “Kenya

Vision 2030” plan, the “National ICT Strategy” and the “National Broadband Strategy” plans

explicitly lay down ICT bound measures of the government. In addition, specific sectoral plans such

as the “National ICT strategy for Education and Training”, intend to develop roadmaps for service

delivery through the utilization of ICT. These plans, in order to realize socioeconomic benefits for its

citizens, develop specific ICT utilization pathway in education, health and economic activities.

On the other hand, the 2013 UNDP Human Development report ranked Kenya as 145th country

(with an index value of 0.519) out of the 187 UN member states included in the report. The table

(Table 3.6) below presents the Human Development indicators trends in Kenya.

36
Table 3.6. Kenya - Human Development sub-indicators trends

Human Development sub-indicators – Kenya


Expected years of Mean years of Life expectancy at GNI per capita
Year
schooling schooling birth (US$ PPP)
2000 8.3 5.9 52.3 1,274
2005 9.7 6.5 53.1 1,350
2006 9.8 6.6 53.7 1,395
2007 10.4 6.7 54.4 1,450
2008 10.4 6.8 55.2 1,437
2009 11.1 6.9 55.9 1,440
2010 11.1 7 56.6 1,478
2011 11.1 7 57.1 1,509
2012 11.1 7 57.7 1,541
Average 10.333333 6.7111111 55.1111111 1430.44444
Source: Author (collected and organized from UNDP Human Development reports)

The education sub-indicators grew 0.8% and 0.3% above average while the health indicator rose

2.6% above average and the welfare indicator rose by $110.56 more than the average value since

2000. In the UNDP Human Development reports, considering the data from year 2005 onwards

(including data for the year 2000 for comparison) the sub-indicators for Kenya are steadily growing

more than average since 2008. This coincides with several government policy measures (e.g. the

USF (2008), ICT Strategy (2006) and plans (such as the Strategic Plan 2008-2013)) poised for an

ICT-driven social and economic transformation in line with the country’s Vision 2030. Kenya’s 2012

HDI (0.519) is above the average for countries in the low human development group (0.466) and

above the average for countries in Sub-Saharan Africa (0.475). But, the country has a long way to go

in order to reach its rural community, solve their problems and achieve a global level human

development standard.

37
SECTION 6: THE IMPACT OF E-GOVERNMENT AND ICT UTILIZATION ON EDUCATION,
HEALTH AND WELFARE IN JAPAN

This section deals with the analysis of the impact of ICT and E-government utilization in Japan

on the three dimensions of Human Development.

Japan has an estimated total population of 127.6 million declining -0.2% annually. The country

is currently experiencing the fastest population ageing, waning birth rate and gradually declining

labor force. According to National Institute of Population and Social Security Research projected

estimation, it will have just above 97million people by the year 2050 (NIPSSR, 2012). Japan, a

highly industrialized nation, supported by well educated citizens and mastery of high-tech,

developed a resilient economy that is reliant on advanced technology. While the services sector

employs nearly 70% of the population contributing about 72.5% of GDP, the industry sector employs

more than 26% of its population contributing about 26.3% of GDP. Agricultural products are highly

subsidized commodities contributing just above 1% of GDP by employing about 3% of the

population (CIA, 2012). The technologically advanced industries in the country produce and export

motor vehicles, electronics, heavy-duty equipments, machineries, metals, ships, chemicals, textiles,

and other range of products.

In Japan, ICT is the core constituent of its economy, significantly contributing both to the

services and the industry sectors. The country well understood the significance of utilizing ICT “as a

driving engine” in public sector governance, economic growth and social services such as education

and health. Sequences of policies and strategies have been developed and implemented by

designated administrative entities of the government to enhance utilization of ICT and benefit its

citizens since 2000. Compared to other competent developed countries, however, ICT utilization for

social and economic benefits did not reach the desired levels. The 2012 White Paper from MIC

affirms that: “While the countries around the world, paying considerable attention to the economic-

growth driving-power of ICT, have taken strategic actions, Japan, as pointed out in the previous

status reports, has problems in ICT utilization in spite of its world-leading ICT environments.

Furthermore, the ICT industries that have led Japan’s economy are losing their global

competitiveness, in recent years”. In a manner that strengthens this trend of slipping in ranks, Japan

38
disappeared from the top ten ranking table in the recent report “Measuring the Information Society

2013” of the ITU, released on October 2013 on the global ranking of IDI. The IDI is composed of

three sub-indices: ICT access, ICT use and ICT skills. Each sub-index consists of a set of indicators

that captures these three stages in the evolution of countries towards becoming information societies.

It was ranked at the 12th position in the 2012 rank, which fell from the 8th position in 2011.

According to the report, the major reason for its ranking slip was the weak performance in the “use

sub-index”. “Japan, which saw one of the lowest increases in use sub-index value in 2012, lost four

places compared to 2011” the report stated. The following table (Table 3.7) displays the e-

government and ICT Development Index trends of Japan.

Table 3.7. Japan - E-government and ICT Development Indices trends

Country Index 2003 2004 2005 2008 2010 2012 Decade


Online Service Index 0.524 0.6293 0.8154 0.7425 0.673 0.8627 0.3387
E-Participation Index 0.431 0.2787 0.4603 0.6136 0.7571 0.7368 0.3058
E-Government Index 0.693 0.726 0.7801 0.7703 0.7152 0.8019 0.1089
Japan Human Capital Index 0.93 0.94 0.94 0.9462 0.9496 0.8969 -0.0331
Infrastructure Index 0.626 0.6086 0.585 0.6232 0.5241 0.646 0.02
E-Government Rank 18 18 14 11 17 18 0
Online Service Rank - 25 13 10 13 - 12
Source: Author (collected and organized from UN reports and ITU IDI database)

As presented in the table (Table 3.7), there is a remarkable progress in almost all the indices in

the past decade. Unlike Ethiopia and Kenya who have a declining Human Capital Index in a growing

population, the decline in the Human Capital Index of Japan is expected due to the declining

population and ageing society. A significant increase in the Online Service Index of 0.3387 (from

0.524 in 2003 to 0.8627 in 2012) improving its rank by 12 positions. This elucidates the robust

development in the past decade through the application of ICT for government service delivery,

education and health. The E-Participation Index follows this trend of vigorous progress at 0.7368 in

2012, which saw an increase of 0.3058 during the decade. Eventually, the aggregate E-Government

Index, despite a positive development trend, saw a slight rise throughout due to the tough global

competition among the developed and top ranking countries. Japan’s global position in the e-

government ranking, which reached its peak at 11th in 2008, did not change its position in the decade

overall as it remains at 18th in 2003 as well as 2012. The table (Table 3.8) below will help to further

39
understand the driving indicators and trends behind the indices and ranks discussed above.

Table 3.8 Japan - E-government and ICT Development indicators trends

Country Index Indicators 2003 2004 2005 2008 2010 2012 Average
Emerging - 100 94 8 59 100 72.2
Enhanced - 92 92 88 78 79 85.8
Web Measure
Transactional - 64.3 37 76 56 75 61.66
(Online
Connected - 26.8 56 50 19 70 44.36
Presence / E-
e-Information 10 2.1410833
participation) 0.757
e-Consultation 10 0.279 0.46 0.614 0.737 10
1
e-Decision making 5 5
Personal computers
40.75 54.15 38.2 85.9 88.5 80 64.583333
/100
Internet users /100 48.3 50.2 48.3 68.27 69.16 80 60.705
Japan Telecommuni Telephone lines
47.19 46 45.89 43.02 40.21 31.94 42.375
cation /100
Infrastructure Broadband
- - - 20.09 23.65 26.91 23.55
subscriptions /100
The number of
67.9 71.58 73.97 79.32 86.73 95.39 79.148333
mobile phones /100
Adult literacy rate
99 99 99 99 99 99 99
(2/3)
Human Gross enrollment
Capital ratio (primary,
84 85 85.9 85.85 86.88 88.06 85.949
secondary, tertiary)
(1/3)
Source: Author (collected and organized from UN reports and ITU IDI database)

Noteworthy the Online Service sub-indicators developed in the trend due to the intensity of

different government entities providing online services. Telecommunication Infrastructure sub-

indicators also rose significantly, with the rise of the number of mobile phone subscribers. According

to ITU, Japan is one of the five countries where the mobile phone subscription rose more than

hundred per cent standing at 114% in 2013. Consequently, the subscription for fixed telephone lines

declined with similar trends in many countries in the world. The population of individuals with

Personal Computers doubled since 2003 reaching 80% in 2012. Broadband subscription also steadily

increased with the introduction of advanced fixed and wireless broadband technologies. The

cumulative effect of the telecommunication infrastructure is reflected by the percentage of Internet

users, which has reached 80% in 2012. “It should be pointed-out that Japan, having advantages in

the mobile-Internet which is globally expected to grow, and possessing a large domestic market with

the most skilled and sophisticated consumers around the world and advanced technologies, still has

40
many promising fields of high growth potential” (MIC, 2012). This will further create a prolific

environment for policies and strategies of the government to give an all inclusive services in every

sector of public administration. The latest national strategies, the “i-Japan Strategy 2015” and “New

Strategy in IT”, feature citizen-oriented e-government, e-health, education and human resources

development as a key aspect in order to create a vibrant, inclusive and innovative digital society.

As far as the e-government service is concerned, some of the ICT services such as e-tax and e-

filing are well in place receiving significant recognition from the public. Some other services such as

the unified national-ID system and e-PO Box is still under consideration (MIC, 2012). The one stop

government portal, the Open Data portal and e-stat websites provide up-to-date information to the

public, further increasing the transparency of the government and enhancing public trust.

Likewise, in the education sector, despite its failure to deliver substantial achievement compared

to other industrialized countries, e-learning (digital equipment, networked environment, information

terminals), online teaching materials (digital textbooks, audio/video materials) together with ICT in

special needs education have been implemented in several stages. “The Vision for ICT in Education”

of the Ministry of Education, Culture, Sports, Science and Technology published in 2011 illustrated

the past achievements and depicted the future works the country need to deal with, in order to create

a “Learning System and Schools Suitable for the 21st Century”.

Remarkable progress has also been made in the health sector even though it fell short of

government targets. Electronic Health Record (EHR) System (patient information, medical health

checks and history), Remote Medical Service (including health management service), Medical

Institution Information System (for improvement of internal operation) and others (receipt computers,

online billing system, health guidance support system, web based medical service and nursing care

support system) are in place. Until now, the utilization of ICT in the health sector (e-health, m-health,

telehealth and telemedicine) is the least exploited sector according to the “Task Force Report on IT

Strategy in the Healthcare Field” (2011) and the 2012 MIC White Paper.

In terms of the contribution of ICT to the economy, domestic and international ICT markets

provide a favorable environment for Japanese technology companies. ICT products market (such as

41
electronic equipments, softwares, applications, services, etc.) has been significantly contributing to

the economy. Once more, comparative evaluations show that Japan lags behind the major

industrialized countries, in terms of the benefits of the ICT sector to the economy (MIC, 2012).

In contrast, the 2013 UNDP Human Development report ranked Japan as the 10th country (with

an index value of 0.912) out of the 187 UN member states included in the report. Table 3.9 presents

the Human Development sub-indicators trends in Japan.

Table 3.9. Japan - Human Development sub-indicators trends

Human Development sub-indicators - Japan


Expected years of Mean years of Life expectancy at GNI per capita
Year
schooling schooling birth (US$ PPP)
2000 14.6 10.8 81.2 29,313
2005 15 11.2 82.3 31,150
2006 15.1 11.3 82.5 31,837
2007 15.1 11.4 82.7 32,698
2008 15.1 11.5 82.9 32,358
2009 15.2 11.5 83 30,422
2010 15.3 11.6 83.2 31,754
2011 15.3 11.6 83.4 31,766
2012 15.3 11.6 83.6 32,545
Average 15.111111 11.388889 82.7555556 31538.1111
Source: Author (collected and organized from UNDP Human Development reports)

Japan, since the beginning of the publication of the HDR, has been enjoying a high human

development rank. Despite the recent slip in ranking from the top spot, the global ranks trend of

Human Development in Japan was above the world average since the report debuted in 1990. The

2013 rank of 10th is two positions lower than 12th in 2012. The sub-indicators presented above (Table

3.9) constitute the trends of the country for almost a decade since 2005 (with figures for 2000

included for comparison). The growth of education, health and income sub-indicators almost

matched the decade average, indicating robust base of human development in the country.

42
CHAPTER 4: FINDINGS AND DISCUSSION

This chapter presents the findings and discussions of the case study and impact analysis. The

next section presents the findings of the study. The succeeding section presents the discussion

concerning the qualitative comparative study on the general impact of e-government and ICT. The

last section will deal with the findings of the comparative impact study of the three countries,

Ethiopia, Kenya and Japan.

SECTION 1: FINDINGS

In this section the highlight of the findings of the case study and impact analysis is presented.

Broad range of government policies and strategy documents, reports from international

organizations, books and articles are covered under this study. And they show the fact that e-

government had become the de facto means for government modernization and transformation. ICT

had become the immediate option to improve internal administration and government service

delivery in all aspects of public service. Eventually, ICT utilization for education, health and

economic proliferation become the most important strategies employed by the governments

worldwide. Needless to say, there exists a significant amount of evidence and information regarding

the development and utilization of ICT in the countries to improve the social and economic status of

people. To what extent e-government development and ICT utilization affect the Human

Development in these countries, is the core essence of this study. The answer for this probe, though a

difficult one to pinpoint exactly what significance it has, the findings of this research show the

existence of considerable level of impact on improving quality of education, healthcare services and

living standard in both the developed and developing countries.

The 2013 edition of the ITU report “Measuring the information Society (MIS)”, showed that

there is an estimated total mobile subscriber (6.8 billion) close to the world’s total population. And

more than one third of the world’s population (2.7billion) has access to the Internet. Despite the

growing population of mobile subscribers reaching equal to the total population of the world, people

who never used mobile phones remain in existence. The majority of these marginalized people are in

43
the developing and Least Connected Countries(LCCs). With the exception of fixed-telephone

subscription, all other areas of ICT infrastructure such as mobile-cellular, internet access and

broadband connection have progressively developed in the past decade. The developed countries,

having been advantageous with their established infrastructure, received tremendous benefits from

ICT. Democratic administration structures laid workable policies and strategies to utilize ICT for

public sector governance that has a positive impact on the social and economic sectors. The

education and health services sectors received a useful application of ICT to improve the quality of

service, providing alternatives for human resource in a declining population. The developing

countries, on the other hand, are attempting to close the digital divide between the rural and urban

communities through the use of Universal Service Funds (USF). Such USFs facilitate and promote

infrastructure development and spread of technology for the rural and least served vicinity. These

countries have improved the quality and uniformity of education throughout schools, universities and

institutions with the help of ICT. ICT is also helping the medical practitioners in the health sector

through information provision, patient supervision, disaster prevention or management and logistical

support for relief efforts. Furthermore, remarkable values in the economic sector are also achieved

both in developed and developing countries. While the developed countries have wide ranges of

economic benefits from ICT equipment production to service provision in the developing countries,

ICT in general, mobile phones in particular, facilitated payments and finance. From the public

governance perspective, the UN E-Government Survey report gives detailed emphasis on how the

member states are utilizing ICT in order to deliver a simplified and transparent e-governance to their

people. In its 2012 debut, the report stressed that “e-government can be an engine of development for

the people. In delivering e-government for the people, public services are designed to be responsive,

citizen-centric and socially inclusive. Governments also engage citizens through participatory

service delivery processes” (UN, 2012). The overall recommendation of the report is for

governments to rethink and strengthen their strategic approach to governance through the application

of ICT in order to sustain the development progress, effectiveness and transparency achieved.

The 2013 Human Development Report, “The Rise of the South: Human Progress in a Diverse

44
World” on the other hand, focused on the emerging global human development issues and trends.

The Report gave emphasis to the fact that “the striking transformation of a large number of

developing countries into dynamic major economies with growing political influence is having a

significant impact on human development progress” (UNDP, 2013). Emerging powers in the

developing world are already sources of innovative social and economic policies and are major

sources of trade, investment, and increasingly development cooperation partners in other developing

countries. According to the report, all nations improved their achievements in the education, health,

and welfare dimensions measured in the Human Development Index (HDI) over the past decade, to

an extent that every country has a higher HDI value in 2012 than in 2000. The Report had a

momentous contribution to development research that portrayed specific drivers of development

transformation. It also suggested that future policy priorities should be identified to sustain

development momentum. “As countries are increasingly interconnected through trade, migration,

and information and communications technologies, it is no surprise that policy decisions in one

place have substantial impacts elsewhere (UNDP, 2013).

Eventually, this research found that there exists varied, multifaceted and conditional impact on

Human Development as a result of e-government and ICT infrastructure development. E-

government strategies and ICT policies are developed and implemented to utilize ICT in public

service such as education, health and welfare in the countries. These strategies and policy measures

themselves had the greatest effect and contribute to bring improvements in the dimensions of Human

Development after successful implementation. Infrastructure development, despite being the basis

for service delivery and application development, does not have a momentous effect on education,

health and income in either the developed or developing countries unless it is guided by a firm

strategy and policy measures to properly utilize it. The developed countries, having a well-

established ICT infrastructure that can be exploited for social and economic benefits, may not

achieve sufficient level of usage. A country, while having a limited or medium level infrastructure

development, would achieve a significant level of utilization through solid policy and strategic

measures accompanied by a leadership commitment to follow its implementation and outcomes.

45
SECTION 2: DISCUSSION ON QUALITATIVE COMPARATIVE STUDY OF THE IMPACT OF E-
GOVERNMENT AND ICT

As the method used in this research was qualitative through reviews of documents, reports,

artifacts, literatures and strategy documents, make the comparative case study a challenging activity

that requires good research experience – which was in short supply. Furthermore, as the comparison

is made between the countries which have more differences than similarities categorized in three

different economic blocks and Human Development (Japan – Very High Human Development,

Kenya - Low Human Development, Ethiopia – Low Human Development (Least Developed

Countries (LDCs)). The study relies much on the qualitative research. On the other hand, the

countries are categorized based on their network connectivity (Japan – Highly Connected, Kenya –

Medium Connected and Ethiopia – Least Connected Countries (LCC)). Therefore, the outcomes and

findings in this research might possibly result from some other contributing factors such as culture,

environment, politics and regime structures. Yet, there is a unifying commonality between the

countries under investigation: the use of ICT for public sector governance (e-government), education,

health and economic development. This utilization of ICT for socioeconomic benefits and

development is similar beyond borders, cultures, topography and demography of people in any

country. Eventually, advancement in the ICT sector is bridging the disparity between the developed

and developing countries through innovations such as mobile phones, the internet and computers.

Reports (e.g. ITU (2012), UN (2012) and World Bank (2012)) have indicated that the developing

countries are progressing much through the utilization of mobile phones in almost every sector of

people’s daily lives. The developed countries, on the other hand, are intensifying the advancement

they have achieved to be further tuned and become all-inclusive. Today, most of the developed world

is dealing with digital inclusion in an attempt to benefit every citizen through ICT based services and

technology. Ultimately, this aspiration is making the world where everyone can benefit from the

ubiquitous existence of ICT in every sector of education, health, economy, environment and public

administration. While the developed countries are better positioned to satisfy the needs of their

society with the help of new innovations and advanced technologies, the developing countries have

to take their lessons from the developed countries.

46
SECTION 3: DISCUSSION ON THE IMPACT OF E-GOVERNMENT AND ICT ON HUMAN
DEVELOPMENT IN ETHIOPIA, KENYA AND JAPAN

The e-government and ICT infrastructure development in these countries is at different stages.

While Japan has reached its advanced level of Infrastructure development, Kenya is progressing well

in a positive direction. However, the situation in Ethiopia is different as it remains monopolized by

the incumbent in the country. The sole operation and development of telecom and ICT infrastructure

are restricted to the capacity of the government. Being one of the poorest countries in the world, the

monopoly market system did not give an opportunity for the ICT sector to develop through foreign

investment options. This further slowed down the utilization of the limited infrastructure available

for public sector governance, social and economic proliferation. Japan, on the other hand, has a firm

infrastructure development and liberal market system accompanied by up-to-date government

policies and strategies intending to implement ICT in public sector service delivery.

The monopoly incumbent in Ethiopia recently recognized the importance of utilizing ICT and

attempted to develop its policy measures, identifying the main areas of application. In due course,

the e-government service delivery and education sector began to receive significant attention. The

government, through the implementation of its e-government plan, has increased public awareness,

participation and online service delivery (see Table 3.2). The so-called WoredaNet (network of

administrative entities) improved government services such as nationwide government

administration meetings and judicial hearings to be conducted through video conferencing. Besides,

the education sector also benefited from the SchoolNet (network of high schools) and ETHERNet

(network of higher education institutions) projects to deliver a uniform better quality education

throughout the schools and higher institutions in the country. The health and economic sector are the

ones which lack the desired level of attention the most. In the health sector of Ethiopia, apart from

some utilizations for HIV/AIDS information dissemination and logistic management for disaster

relief aid, there is no major achievement observed through the application of ICT. In addition, in the

country where the government is controlling almost every sector of agrarian population, the

utilization of ICT does not have a visible impact on its economy. Similarly, the private sector does

not have suitable investment ground to develop consumer applications; in order to exploit the

47
advantages of the technology. All things being considered, the impact of the e-government and ICT

utilization in Ethiopia is limited to only specific area satisfying the interest of the government.

In the case of Kenya, ICT infrastructure development and utilization have progressed better and

has a broader impact on several sectors of public and private. While the government initiates and

enacts policies and strategies, the private sector develops, operates and distributes the ICT

infrastructure in the country. Having a liberalized telecom market, the role of the government

ensures the universality of service delivery to the underserved and unserved citizens through the USF.

Furthermore, the government guarantees the proper implementation of e-government and ICT

related policies and strategies in a way that provides social and economic benefits to its citizens. In

its bid to improve government transparency, Kenya attempted to conduct the first e-voting in its

2012 parliamentary election for the first time in the country. The country is leading in such moves as

a government Open Data program in the Africa region, bolstering its government transparency to its

citizen. ICT utilization in the social and economic sectors have also progressed well amid the

attention from the government and the private sector. The government has the objective and

developed the strategy to “modernize Kenya’s educational system using ICTs to improve and expand

access to education, training and research resources and facilities, as well as to improve the quality

of education and training and make the educational system responsive to the needs and requirements

of the economy and society with specific reference to the development of the information and

knowledge based economy and society” (MIC Kenya, 2006). As a result, the integration of ICT in all

levels of primary, secondary and higher institution curriculums was realized. This has further

resulted in improved communication abilities, efficient technical and examination outcomes of

students through ICT assisted educational service delivery. However, the outcomes in the health

sector remain inconclusive. There are some initiatives from government and private organizations to

leverage the situation in the health sector. Initiatives such as health information dissemination

through mobile phone applications (e.g. medAfrica – a mobile application which seeks to improve

the health situation of communities through information provision) and government effort to

improve the skills of health professionals through the utilization of ICT are definitely at better levels.

48
On the economic sector, the country has achieved its positive gain through mobile-assisted (m-

payments and m-finance) economic activities. To sum up, ICT has been utilized for governance,

education, health and finance sectors of Kenya through public and private initiatives. While there are

achievements in every attempts to bring Human Development through education, health and

economic benefits facilitated by ICT, there exists little evidence regarding the achievements in the

health sector, and the economic sector has been impacted to the greatest extent.

In 2001, the “Cabinet Secretary” at the “IT Headquarters” in the Prime Minister’s office of

Japan debuted its “e-Japan Strategy” in an effort to modernize government service delivery assisted

by ICT. Catching up with the global trends and responding to the increasing demand fueled by the

emergent ICT dynamism, sequence of strategies and policy priority programs followed every year

(See Table 4.1). Having a firm policy initiatives and high level government commitment on top of a

well developed infrastructure, facilitated the implementation of e-government for public sector

administration, and ICT utilization for social and economic benefits of its citizen. In a world class

competition of e-government and ICT utilization to improve government transparency, effectiveness,

Open Data (information), accessibility of services and ubiquity, Japan maintained its pinnacle global

ranking. Besides, through the utilization of ICT for social and economic benefits, although not up to

the maximum (as argued by Minami (2010), MIC (2012) and ITU (2013)), the country had received

tremendous advantages from the technology. Education in Japanese schools has been assisted by

utilizing ICT for e-learning (digital equipment, networked environment, information terminals),

online teaching materials (digital textbooks, audio/video materials) and special needs education.

Consequently, the quality of education at schools (primary, secondary, tertiary) and higher

institutions have improved to further enhance the competence of both students and teachers alike. In

the health sector, although it is the least exploited area, there is a tangible evidence that ICT is

assisting the service delivery for patients and improving administrative procedures and health

information management (see the case study of Japan (Chapter 3, Section 6)). Meanwhile in the

economy of Japan, the role of ICT to propel the country out of economic stagnation is substantial. It

is profound that the economy benefits both from the ICT production and consumption as presented

49
in the MIC (2012) report. All things being considered, the lesson learned from the case of Japan for

the developing countries is that: a well established infrastructure supported by proper policy and

strategic measures will have significant social and economic benefits. The following table (Table

4.1) presents the policies and strategies of the three countries developed and enacted.

Table 4.1 Policies and Strategies for E-government, ICT and Broadband

E-government, ICT and Broadband Policies and Strategies


Year Ethiopia Kenya Japan
2001 Telecommunications and e-Japan Strategy
Postal Sector Policy
2002 e-Japan Priority Policy
Program
2003 e-Japan strategy II
2004 e-Japan Strategy II
Acceleration Package
2005 IT Policy Package - 2005
2006 ICT4D 2006-2010 Plan - 2006 Kenya ICT Strategy Priority Policy Program 2006
- National ICT Policy
- National ICT strategy for
Education and Training
2007 Priority Policy Program 2007
2008 Strategic Plan 2008 - 2013 Priority Policy Program 2008
2009 The National ICT Policy i-Japan strategy 2015
and Strategy
2010 New Strategy in Information
and Communication
Technology (IT) Roadmaps
2011 E-government Strategy ICT Standards and Guidelines The vision for ICT in
and Implementation Education, Ministry of ECSST
Plan
2012 National ICT Master Plan 2017 Open Government Data
Strategy
2013 The National Broadband
Strategy
Source:Author

Looking at the table (Table 4.1) above, one area, which these countries do not have strategy, is

the mobile (m) such as m-government, m-health, m-finance etc. Despite emergent development in

mobile phone utilization for personal use and some initiatives from organizations, it has not been

strategized well in the countries to exploit the potential for public administration and socioeconomic

benefits. There are similarities among the patterns of infrastructure development, the policies,

strategies and ICT utilization for public sector administration, social and economic benefits in the

three countries studied in this research. There exist also supporting evidences that ICT has its

50
profound impact on education, health and welfare in the developed and developing countries alike. It

is, however, inconclusive to what extent and to which sector ICT makes the greatest contributions.

This will lead to the amendment of the proposition made earlier in the research framework (Chapter

3, Section 3), considering the following:

 A country e-government and ICT policies and strategies accompanied by a well developed

infrastructure have a positive impact on Human Development.

 A well developed ICT infrastructure followed by citizen acceptance to an established

online service delivery, contributes to the successful implementation of the country’s e-

government policies and strategies to play a greater role on Human Development.

51
CHAPTER 5: CONCLUSION AND RECOMMENDATIONS

SECTION 1: CONCLUSION

ICT infrastructure development and e-government are not the only factors affecting the impact

on Human Development. A well developed ICT infrastructure has to be accompanied by proper

policies and strategies to make a sound and effective utilization for public sector administration,

social and economic benefits. This research found that there exists complex, varying and conditional

impact on Human Development resulting from ICT infrastructure development and its utilization for

public sector governance (e-government) and social (education and health) and economy (welfare)

benefits. Similarly, a liberal telecom sector encouraging private investment has a positive

relationship with ICT infrastructure development. There is also a relationship between the human

development trends and the enactment of policies and strategies to utilize ICT for public

administration, social and economic benefits. E-government and ICT infrastructure development

might not have the desired Human Development outcomes unless deeply rooted in the society,

reaching marginalized and underserved rural community especially in the developing countries.

Although infrastructure development reaches the highest level, appropriate utilization is also an

evenly important factor to accomplish development objectives through ICT. Therefore, governments

must have the proper strategic thinking towards Human Development through the utilization of ICT

for e-government and e-governance. Each country studied had unique achievements in terms of ICT

infrastructure development, e-government strategies, ICT policies and implementation outcomes.

There are more lessons to learn from the successes of each country than the comparison and

competition. The developed countries have significant experiences and technology that can be shared

to the developing countries. The developing countries also have untold success stories that should

encourage the developed countries to further support their aspiration for development. For instance,

the developed countries could assist the developing countries through institutional setup, designing

policies and strategies. There is also a wide gap in infrastructure development in developing

countries which necessitates the assistance from companies and governments in the developed

countries.

52
SECTION 2: POLICY IMPLICATIONS

There are several factors contributing to the effectiveness of utilizing e-government and ICT to

deliver genuine development in every sector. Infrastructure, policies and strategies, and well

prepared implementation plans, might be considered as important aspects to bring changes in

different sectors of Human Development. A new trend of mobile technology is emerging in the

developed and developing countries. This emergence brings tremendous advantages to the

government and the private sector for social and economic benefits. To obtain the proper benefits

from the recent development of the mobile technology, governments need to have the proper strategy

and policy framework. The untapped potential in the mobile phone infrastructure and broadband

technology gives advantages for application development, educational material access, health

information dissemination, financial transactions, and multiple other benefits. The table below gives

possible recommendations of policy matrix corresponding to ICT infrastructures in a acountry.

Table 4.1. ICT Infrastructure and corresponding policy matrix

Infrastructure Policies and Implementation Affected sector Impacted Human


strategies plans Development
dimension
Mobile phone m-government , m-health Public, Private Education, Health,
strategy Welfare

Broadband Broadband e-government, e- Public, Private, Education, Health,


Internet Strategy learning, e-health, Welfare
e-commerce
Personal ICT Policy, e- e-government, e- Public, Private, Education, Health,
Computers government commerce non-government Welfare
Strategy entities
Fixed/Wireless ICT Policy, e- e-government Public, Private, Education, Health,
Telephone government non-government Welfare
Strategy entities
Digital Television Broadcast e-learning, e- Public, Private Education, Health,
and Radio health, Welfare
Other ICT-related ICT Policy, e- e-government, e- Public, Private Education, Health,
Technology (cyber government learning, e-health, Welfare
security) Strategy, m- e-commerce, m-
government government, m-
strategy money, m-finance
Source: Author

53
SECTION 3: RECOMMENDATIONS FOR FUTURE WORKS

There are wider and emerging ICT trends contributing to public sector administration and

Human Development. One such recent trend is the advancement of mobile technologies and its role

in the daily life of individuals. Mobile technologies are spreading so fast to an extent that the whole

world has a mobile signal coverage resulting in an ubiquitous world. The future of communication is

at a turning point that people are becoming increasingly attached to mobile phones for social,

economic and political purposes. Nonetheless, with the persistent digital divide between the elites

and the marginalized groups, the future of sustainable development through technology is still not

that bright. There is also growing apprehension regarding cyber security leading to high skepticism

of ICT and mobile technologies. The major concern remains to be a lack of a framework and strategy

towards the application of mobile phones in a safe and secure manner. This research was limited to

comparing only three countries with varying economic, social and political differences stressing on

the positive impacts of e-government and ICT in education, health and welfare. It is also bound to a

case study research method useful for comparing a few number of cases. It is highly desirable that

future research tries to find out which specific ICT infrastructure contributed the greatest towards a

specific Human Development component. Doing so will help to understand which sector has been

impacted to what extent and in which area of the world. Therefore, it is recommended to have a

detailed further study with a broader and deeper research applying other methods (such as

Econometrics for instance), sophisticated research models and data. Such research may include more

geographic coverage of the positive and negative impacts of e-government and ICT for

socioeconomic benefits and public administration with wider contexts including cyber security and

mobile technologies. Future studies might develop and deliver framework to tackle the issue of cyber

security and provide the guidance on strategizing the utilization of mobile technology for public

administration, education, health and economic benefits.

54
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