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Pathol Biol 2001 ; 49 : 710-7

 2001 Éditions scientifiques et médicales Elsevier SAS. Tous droits réservés


S0369-8114(01)00236-X/FLA
Original article

The genetics of addiction: alcohol-dependence and D3


dopamine receptor gene
P. Gorwood 1,2∗ , F. Limosin 1 , P. Batel 3 , E. Duaux 4 , L. Gouya 5 , J. Adès 1,2
1 Hôpital Louis Mourier, service de psychiatrie adultes, 178, rue des Renouillers, 92700 Colombes, France ;
2 unité CNRS UMR 7593-Paris VII, hôpital de la Salpêtrière, 47, boulevard de l’Hôpital, 75013 Paris, France ;
3 unité de traitement ambulatoire des malades alcooliques, hôpital Beaujon, 100, boulevard du Général Leclerc,
92110 Clichy, France ; 4 SHU Sainte-Anne, service de psychiatrie adultes, rue Cabanis, 75674, Paris cedex 14,
France ; 5 laboratoire de biochimie, fédération de biologie moléculaire, INSERM unité 409, France

(Received 10 July 2000; accepted 9 November 2000)

Summary
Alcohol-dependence is a complex phenotype, with behavioral, psychological, pharmacological, medical and
social dimensions. Aggregation studies, adoption and twin researches have demonstrated that the vulnerability
to alcohol-dependence is at least in part linked to genetic factors, the genetic vulnerability to alcoholism
being mainly not substance-specific. There are numerous candidate genes, but the D3 dopamine receptor is
specifically located in the limbic area, and in particular in the nucleus accumbens, which are involved in reward
and reinforcement behavior. Furthermore, a previous collaborative study showed that homozygosity for the BalI
DRD3 locus was more frequently observed in opiate dependent patients with high sensation seeking scores.
In this study, we analyzed the distribution of BalI DRD3 polymorphism in a new sample of 131 French male
alcoholic-patients (DSM III-R criteria) and 68 healthy controls matched for sex and origins. Although we replicated
the higher sensation seeking score in alcohol-dependent patients with comorbid dependence, we found no
significant difference in the DRD3 gene polymorphism between controls and alcoholic patients, regardless of
sensation seeking score, addictive or psychiatric comorbidity, alcoholism typology, and clinical specificities of
alcoholism. There is good evidence that gene coding for the dopamine receptor D3 does not play a major role in
the genetic vulnerability to alcoholism.  2001 Éditions scientifiques et médicales Elsevier SAS

addiction / alcoholism / dependence / dopamine / D3 receptor / genetics / impulsivity / sensation seeking

Résumé – L’addiction génétique : l’alcoolo-dépendance et le gène récepteur dopaminergique D3.


L’alcoolo-dépendance est une pathologie complexe et multifactorielle, incluant des dimensions comporte-
mentales, psychologiques, pharmacologiques, médicales et sociologiques. Les études d’agrégation familiale,
d’adoption et de jumeaux ont permis de démontrer que l’alcoolo-dépendance était en partie liée à des facteurs
de vulnérabilité génétique, ces facteurs étant peu spécifiques, mais vraisemblablement partagés avec les autres
dépendances. Il existe de nombreux gènes candidats, mais le gène codant pour le récepteur dopaminergique
D3 (RDD3) a l’intérêt spécifique d’être localisé préférentiellement dans les aires limbiques, et plus particuliè-
rement dans le noyau accumbens, structure anatomique impliquée dans les comportements de récompense
et de renforcement. De plus, une première étude d’association a montré que l’homozygotie pour le polymor-
phisme BalI du RDD3 était plus fréquemment retrouvée dans un groupe de sujets dépendants de l’héroïne et
ayant un score élevé de « recherche de sensation ». Dans cette étude, nous avons comparé la distribution des
polymorphismes du RDD3 dans un échantillon de 131 hommes français souffrant d’alcoolo-dépendance (selon
les critères DSM III-R) par rapport à 68 sujets sains, appariés pour l’âge et les origines ethniques. Bien que
nous confirmions les scores de recherche de sensation plus élevés chez les sujets souffrant de dépendance
comorbide, aucune association significative n’est mise en évidence entre les polymorphisme génétiques BalI

∗ Correspondence and reprints.


E-mail address: philip.gorwood@lmr.ap-hop-paris.fr (P. Gorwood).
The genetics of addiction 711

du RDD3 et l’alcoolo-dépendance, même en prenant en considération le score de recherche de sensation, les


comorbidités addictives ou psychiatriques, la typologie de l’alcoolisme proposée par Cloninger, et différentes
spécificités cliniques de l’alcoolo-dépendance. Il est donc peu vraisemblable que gène codant pour le RDD3
ait un rôle majeur dans l’alcoolo-dépendance, au moins pour cet échantillon.  2001 Éditions scientifiques et
médicales Elsevier SAS

addiction / alcoolisme / dépendance / dopamine / génétique / impulsivité / récepteur D3 / recherche de sensation

Alcoholism aggregates in families, with the risk for al- also share the ability to enhance dopaminergic activity in
coholism in relatives of alcoholics being three to five the mesolimbic-mesocortical circuits, considered as im-
times higher than the risk in the general population [1]. portant for reward and reinforcement behavior [10 – 12].
Studies of half-siblings [2], twins and adoptees (for re- Strains differing in their behavioral and neurochemical re-
view, see [3]), have shown that the familial component sponses to acute amphetamine or cocaine challenge as
of alcoholism is, at least in part, due to genetic lia- well as in their susceptibility to addiction were found
bility. Finding the genes involved in the vulnerability to have differences in DA receptors, characteristics wich
to alcohol dependence is counteracted by the relative correlated with the behavioral differences between strains
absence of knowledge of what is inherited, i.e. the bound- [13]. Thus, many investigators have ascertained the role
aries of the phenotype. One preliminary evidence is the of the first dopamine receptor gene, which had an avai-
existence of a large comorbidity between the different lable and informative marker: a TaqI polymorphism of
dependencies. In the Epidemiological Catchment Area the D2 dopamine receptor (DRD2) gene. Meta-analysis
study, the risk of drug dependence is six-times increased of these association studies has shown an increased rela-
in alcohol-dependent subjects, and the risk for alcohol- tive risk for alcoholism when a subject has the A1 allele of
dependence is four-times increased in the population of the DRD2 gene [14]. However, a significant heterogeneity
drug-dependent patients [4]. This high comorbidity is was found between samples, which was primarily due to
potentially explained by various etiological factors. An- the severity of alcoholism and the nature of the control
imal studies may help to highlight the respective role of groups used. It is thus important to look for polymor-
genetic and environment in the vulnerability to specific phism of other dopamine receptors potentially involved
substances. Animal studies showed that rat or mice in- in alcoholism.
bred strains (genetically identical) have various responses The D3 dopamine receptor (DRD3) gene is a candidate
to substance abuse paradigm, partly because of genetic di- gene for alcoholism for two main reasons. In compari-
versity [5]. Mice that do not develop high consumption of son to the DRD2, which is expressed in all major brain
alcohol, whatever the reinforcement process associated, areas receiving dopaminergic projections, DRD3 is ex-
tend to develop no abuse of opiates and cocaine (F344 pressed in restricted limbic areas, namely the nucleus
rats and DBA/2J mice). On the other hand, mice and rats accumbens and island of Calleja, areas which receive
that have tendency to consume a large amount of alco- dopaminergic inputs from the A10 cell groups [15].
hol (“alcohol preferring strains”), show the same pattern Ethanol preferentially stimulates DA transmission in the
of consumption for other drugs such as opiates, ampheta- mesolimbic system, specifically in the nucleus accum-
mines and cocaine [6, 7] (Lew rats and C57BL/6J mice). bens [16]. Furthermore, animal experimentations have
These animal models show that what is inherited may shown that lesion of dopaminergic terminals in the nu-
be more largely based on a core phenomenon such as cleus accumbens by the neurotoxin 6-hydroxydopamine
addiction or dependence, rather than alcoholism or any eliminates the self-administration of cocaine [17], sug-
dependence for a specific substance. Furthermore, recent gesting that dopaminergic neurons in the nucleus accum-
twin and familial studies showed that the genetic factors bens play a significant role in the motivation for the intake
involved in the risk for alcohol-dependence could con- of drugs such as cocaine, amphetamine or ethanol. Sec-
cern dependence without substance specificity, including ondly, DRD3 mRNA has been detected at the level of the
opiates and cocaine. A large familial study showed for substantia nigra and the ventral tegmental area, suggest-
instance that the relatives of an affected proband with ing that these receptors function also as autoreceptors [15,
dependence have an eight times increased risk for any de- 18]. Dopamine autoreceptors inhibit dopamine synthesis,
pendence [8]. The concept of familial cross-vulnerability dopamine release and electrical activity of dopaminer-
is reinforced by the convergent results of a twin study gic neurons, mechanisms that are presumably involved in
[9] which shows that genetic factors are significantly in- behavioral responses (such as inhibition of locomotor ac-
volved in the general vulnerability for dependence. tivity) to small doses of agonists. A specific role of DRD3
The candidate genes that may increase vulnerability in exploratory locomotion was established by the use of
to dependence are not known, but a number of sub- DRD3 knock-out mice [19] and DRD3 selective antago-
stances that share the potential for abuse by humans nists [20, 21]. DRD3 could thus play a more specific role
712 P. Gorwood et al.

in the reward process involved in alcoholism and other Table I. Psychiatric, Personality and Addictive comorbidity in a French
dependencies. DRD3 has been cloned and localized on sample of 131 alcohol-dependent patients.
the 3q13.3 chromosome [18, 22, 23]. A point mutation Comorbid disorder N %
was detected in the coding part of the gene that creates a
Major depressive disorder 30 22.9%
BalI restriction enzyme site and leads to a substitution of
a Serine by a Glycine residue. This mutation is transmit- Pathological gambling 20 15.3%
ted according to codominant Mendelian law [24]. Agoraphobia 14 10.7%
We previously found that DRD3 polymorphism was Panic disorder 12 9.2%
not associated in three independent samples of alcohol-
Dysthymia 7 5.3%
dependent patients [25], but concluded that “more in-
formation should have been considered such as other Obsessive-Compulsive Disorder 2 1.5%
addictions and the Cloninger type of alcoholism”. Fur- Antisocial Personality Disorder 22 16.8%
thermore, we published a positive association between Opiate dependence 13 9.9%
opiate-dependent patients with high sensation-seeking Haschich dependence 13 9.9%
score, showing that the DRD3 gene may be involved in a
subsample of addictive patients [26] with high sensation- Sedatives dependence 12 9.2%
seeking score (above 24 on the Zuckerman scale). In the Cocaine dependence 6 4.9%
present study, we undertook an association study to test Amphetamine dependence 3 2.3%
the role of the DRD3 polymorphism in the mechanisms
underlying genetic vulnerability to alcoholism, taking
into account the existence of potential heterogeneity, thus (on the basis of all available clinical and familial data)
analyzing different sub-samples according to comorbidity was performed by two clinicians (P.B. and P.G.) blind
and psychological dimensions such as sensation seeking. for the results of the genotyping. The analyses were
As compensation for the genetic heterogeneity that has restricted to the patients for whom the classification
been strongly suspected for alcoholism is required, we could be made with enough reliability, as Cloninger
investigated a new sample of French male alcoholics with typology is not based on operational criteria. Thirty-
extensive data concerning different clinical specificities. four cases were rated as type I alcoholism and 18 cases
In this perspective, we collected information in order to as type II with sufficient validity according to the two
establish subgroups of alcoholism, based on age at onset clinicians. Lifetime psychiatric and addictive comorbidity
(early versus late), existence of familial history (familial were present in the sample, and are detailed in table I.
versus sporadic), comorbid antisocial personality disorder Only four patients had never smoked cigarettes in their
and other psychiatric comorbidity, and scores of sensation life, 15 patients were ex-smokers and the Fagerström
seeking. As Cloninger [27] distinguished type I and average score of tobacco dependence was 6.85. The
type II alcoholism, the former being potentially more average global sensation seeking score was 17.21 (s.d. =
dependent of genetic factors, we compared these two 8.55), with the different dimensions being dishinibition
groups. = 4.5 (s. d. = 2.4), thrill = 5.16 (s.d. = 3.1), experience
seeking = 4.5 (s.d. = 2.6) and boredom susceptibility 3.1
(s.d. = 2.46).
MATERIALS AND METHODS
Controls
Patients
Sixty-eight male control subjects were screened from
Analyses were based on a sample of male patients with a blood transfusion center for the following inclusion
French origins (for two generations) and alcohol de- criteria: French for at least two generations, without
pendence (N = 131). Lifetime psychiatric and addictive abuse or dependence (DSM III-R criteria [30]), and at
disorders were screened with a face-to-face interview en- least 35 years old. The age of 35 was considered as a
titled the Diagnostic Interview for Genetic Studies [28]. cut-off to reduce the risk that controls might be future
Sensation seeking was evaluated on a self-rating scale alcoholics. Only ten controls had at least one criteria of
[29]. alcohol-dependence, appearing on average at 32.6 years
The average age at interview of the patients was 43.6 old (standard deviation = 8.6).
years (standard deviation = 10.3). They began to drink Twelve controls fulfilled DSM III-R criteria for a major
alcohol regularly on average at 19.2 years (s.d. = 5.93), depressive disorder (17.6%), and the following diag-
showing their first symptom of alcohol-dependence on nostics were found in some (different) patients, namely
average 8.2 years later (s.d. = 7.4). The average MAST agoraphobia (N = 2), dysthymia (N = 1), pathological
(Michigan Alcohol Screening Test) score was 32.6 (s.d. gambling (N = 1), and obsessive-compulsive disorder
= 12.0). The contextual rating of Cloninger typology (N = 1). One control made a suicidal attempt (1.8%) dur-
The genetics of addiction 713

Table II. BalI DRD3 genotype counts in 131 alcohol-dependent patients and 68 controls according to clinical specificities.
Population N Homozygosity Heterozygosity χ2 df p
Controls 68 31 37
Patients
All of them 131 64 67 0.19 1 0.66
Early onset 71 30 41
Late onset 49 26 23 1.36 1 0.24
Familial 25 16 9
Sporadic 62 25 37 4.01 1 0.04
Type I/II (contextual rating)
Type II 22 10 12
Type I 43 19 24 0.01 1 0.92
ASPD 21 11 10
No ASPD 95 45 54 0.33 1 0.56
Psychiatric comorbidity
Primary 108 53 55
Secondary 13 4 9 1.56 1 0.21

Complications (at least one symptom)


Withdrawal 78 36 42
None 27 12 15 0.02 1 0.88
Psychiatric 94 43 51
None 17 9 8 0.30 1 0.58
Somatic 96 47 49
None 35 17 18 0.00 1 0.97

Comorbid dependence
None 100 48 52
Any 21 9 12 0.18 1 0.67
Opiate 13 5 8 0.42 1 0.52
Cannabis 13 8 5 0.84 1 0.36
Sedatives 12 7 5 0.46 1 0.50
df = degree of freedom; type I and II (Cloninger typology); early onset = before 25 years; ASPD = antisocial personality disorders; Secondary
alcoholism = alcohol-dependence that occur after the onset of another psychiatric disorder.

ing a major depressive episode. The average MAST score Briefly, the PCR was performed with the following
of controls was 1.3 (standard deviation = 3.5). The aver- primers: 5 -GCT CTA TCT CCA ACT CTC ACA-
age global sensation seeking score was 17.13 (s.d. = 6.1), 3 , and 5 -AAG TCT ACT CAC CTC CAG GTA-3 .
with the different dimensions being dishinibition = 3.04 Target sequences were amplified in a 25 µL reaction
(s.d. = 2.0), thrill = 6.90 (s.d. = 2.8), experience seeking mixture containing 100 ng of genomic DNA in 50
= 5.22 (s.d. = 2.0) and boredom susceptibility = 1.97 mM KCl, 10 mM Tris-HCl (pH 8.3), 1.5 mM MgCl2 ,
(s.d. = 7). 5 pmol of each primer, 100 µM of each dNTP (dATP,
dCTP, dGTP, dTTP), 0.5 mM dithiothreitol, 0.15 µL
Molecular genetic analysis (1.5 µCi) 32 P dATP (Amersham), 0.01% gelatin and
1.5 units/sample of Taq polymerase (AmpliTaq, Perkin-
DNA was extracted from peripheral leukocytes. The Elmer Cetus). The PCR involved initial denaturation at
first exon of D3RG was amplifying by Polymerase 94◦ C for six minutes, followed by 30 cycles of annealing
Chain Reaction (PCR) as previously described [24]. at 56◦ C for one minute, polymerization at 72◦ C for one
714 P. Gorwood et al.

minute, and denaturation at 92◦ C for one minute, with had a moderate but significant excess of homozygosity
a final extension step at 72◦ C for eight minutes. The for the BalI DRD3 gene compared to sporadic patients,
amplified DNA were then digested with the restriction but there was no difference between familial alcohol-
endonuclease BalI (MscI, New England Biolabs) in a dependent patients and controls (χ 2 = 2.48; df = 1; p =
10 µL incubation volume. The digested fragments were 0.12). Furthermore, the significance (p = 0.04) of the ex-
electrophoresed in 8% polyacrylamide at 1.2 kV for one cess of homozygosity for the BalI DRD3 gene in familial
hour in a vertical sequence gel electrophoresis apparatus alcohol-dependent patients compared to sporadic was no
(BRL). The gel was dried for 30 minutes in a slab gel more positive if the Bonferonni correction was applied
dryer (Savant Instruments Inc.) and autoradiographed (p = 0.05/13 tests = 0.004).
using X-omat film (Eastman Kodak Co.) in an X-Ray The sensation seeking score had the same pattern of
cassette with intensifying screens at −80◦ C, overnight. distribution in patients and controls, but with a larger vari-
The DNAs from all individuals were examined at least ance for patients than controls, as appearing in figure 1,
twice in separate experiments. The RFLP status was and as the F test, comparing variances between two sam-
assigned by two independent raters (PG, LG) who were ples, demonstrated (F = 1.99; df = 108; p = 0.0019).
blind for the clinical status of the subjects. The difference in distribution of sensation score in the
two samples may be explained by an excess of patients
Statistics with high sensation-seeking score (over 24), as these pa-
tients were more frequently observed in patients than in
A chi-square test was used to compare genetic polymor- controls (χ 2 = 7.23; df = 1; p = 0.007).
phism in patients and controls within each sample. For The BalI DRD3 polymorphism did not play a major
small samples (such as patients with comorbid disorders), role in the difference of distribution of sensation seek-
the odds-ratio (with a 95% confidence interval) was pre- ing score in alcohol-dependent patients, as the average of
ferred to chi-square, the former reflecting less clearly the sensation seeking score was not significantly different be-
strength of the association. Limitation of the analysis to tween patients with or without homozygosity at this locus
the patients who can be classified with enough validity in (F1/104 = 0.105; p = 0.75). Furthermore, the frequency
the different subgroups explain why the sum of the pa- of alcohol-dependent patients with high sensation seeking
tients are not systematically 131 in table I. As this study score (above 24) was not significantly different in the two
is a tentative replication of a previous positive finding be- groups according to homozygosity (19.6%) versus het-
tween homozygosity and a sub-group of addict patients, erozygosity (32.6%) for the BalI DRD3 gene (χ 2 = 2.31,
the comparisons were restricted to homozygosity ver- df = 1, p = 0.13). The absence of relationship between
sus heterozygosity, in order to decrease the possibility of BalI DRD3 polymorphism and sensation-seeking score
chance finding according to multiple tests. Genotype fre- was further confirmed in controls, as homozygosity for
quencies were compared with those expected according to the BalI DRD3 locus was not significantly increased in
the Hardy-Weinberg equilibrium using also a chi-square controls subjects with a sensation-score above 24 (7 out
test (with one degree of freedom (df)). Differences in of 10) compared to controls with lower sensation-seeking
averages were analyzed with an ANOVA test, when the score (31 out of 59) (χ 2 = 1.05; df = 1; p = 0.30).
sample was large enough, and the non-parametric Mann- As some specific and undescribed dimensions of sensa-
Whitney test was once used for a sample with less than 20 tion-seeking may explain differences in the global score
subjects. Difference in variance (whatever the mean) was that was observed in the previous study, we restricted the
analyzed with an F test. All statistics were performed on analysis to the two dimensions that were significantly dif-
SPSS® software. ferent between controls and alcohol-dependent patients,
namely dishinibition (F1/176 = 20.02; p < 0.0001) and
boredom susceptibility (F1/176 = 11.4; p = 0.0009).
RESULTS Once more, The BalI DRD3 polymorphism did not play
a major role in the variance of these dimensions in
Allelic distributions of the BalI RFLP of the DRD3 gene alcohol-dependent patients, as their averages were not
were in accordance with the Hardy Weinberg expected significantly different whether they were homozygous or
distribution, for the sample as a whole (χ 2 = 2.32, df = 1, not at this locus for dishinibition (F1/107 = 0.008; p =
p = 0.13), for controls (χ 2 = 0.46, df = 1, p = 0.50) and 0.93) and for boredom susceptibility (F1/107 = 0.413;
for patients (χ 2 = 1.93, df = 1, p = 0.16). The allelic dis- p = 0.52).
tribution of the BalI DRD3 polymorphism was not found Lastly, the previous differences in the allelic distrib-
significantly different between patients and controls, nei- ution of the BalI DRD3 polymorphism were found in
ther between subsamples of alcohol-dependent patients other dependencies than alcoholism. We thus reanalyzed
considering different clinical traits, typology or comor- the distribution of sensation-seeking in the subsample
bidity (table I). Familial alcoholism (having at least one of alcohol-dependent patients with a comorbid depen-
first-degree relative affected with alcohol dependence) dence (N = 19). The sensation-seeking score was closer
The genetics of addiction 715

Figure 1. Distribution of sensation seeking score in controls and alcohol-dependent patients (as a whole or with another substance dependence).

to the one found in the study of opiate addicts (average = addict patients with high sensation-seeking score. This
23.05, sd = 7.8) and clearly deviated from the rest of this negative finding may have different explanations.
sample (figure 1). Nevertheless, there was no difference Firstly, the average sensation-seeking score was not
in BalI DRD3 polymorphism according to low versus different between alcohol-dependent patients and healthy
high sensation-seeking score in this population with co- controls in our sample. Furthermore, the average of
morbid dependencies. Homozygosity for the BalI DRD3 sensation-seeking score between our 131 alcohol-depend-
polymorphism was in fact slightly in excess in the low ent patients (17 ± 9) and the 54 opiate addicts of the
sensation seeking score population (OR = 4.67; 95 %CI previous study (26 ± 5) were significantly different (t =
[0.67–32.4]), contrary to the previous finding. 8.6; df = 183; p < 0.0001). This is in accordance with the
fact that alcohol-dependent patients have lower sensation-
DISCUSSION seeking scores than opiate addicts [31]. High sensation-
seeking scores has been regarded as a vulnerability factor
The observed genotype frequencies were in agreement to drug use in the general population [32], but this may
with the expected values according to the Hardy-Weinberg not be equally relevant for alcohol-dependence. Alcohol
equilibrium. No difference in the frequencies of the alle- is widely available in our societies, and in particular
les of the BalI DRD3 polymorphism emerged between in France where this study was being performed. The
controls and alcohol-dependent patients, neither for sub- involvement of dopamine in drug seeking behavior may
groups with clinical specificities (late versus early age of thus be less important in the mechanism of alcohol-
onset, familial versus sporadic, type I versus type II al- dependence vulnerability.
coholism, etc.) It could thus be concluded that in these Secondly, although the existence of common genes
samples, BalI DRD3 polymorphism did not have an im- involved in the vulnerability to dependence, whatever the
portant role in the genesis of alcoholism, or in its related substance, is now generally admitted, recent aggregation
features, as previously shown [25]. studies also showed that some (other) genes may be
Although we observed an increased number of alcohol- involved in a more specific manner in different types of
dependent patients (compared to controls) with a high dependence [33, 34], specifically for heroin dependence.
sensation-seeking score (above 24), we did not replicate Tsuang et al. [9] pinpointed that heroin was the only
the previous findings on opiate addicts which showed that drug that did not share at least 60% of its total variance
the BalI DRD3 gene may be involved in a subgroup of with the common vulnerability to drug abuse, contrary
716 P. Gorwood et al.

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