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Proceedings of the Institution of

Civil Engineers
Geotechnical Engineering 157
April 2004 Issue GE2
Pages 65–75

Paper 13500
Received 17/09/2003
Accepted 02/12/2003
Keywords: J. A. Charles H. D. Skinner
buildings, structure & design/ Building Research Building Research
foundations/geotechnical Establishment, Watford, UK Establishment, Watford, UK
engineering

Settlement and tilt of low-rise buildings


J. A. Charles and H. D. Skinner

Where deep foundations are not an economically viable The most acute foundation problems on poor ground are often
solution, foundation problems may occur at low-rise associated with small low-rise buildings, such as detached and
housing developments on poor ground. It is usually semi-detached houses, where deep foundations are not an
feasible to provide a raft foundation relatively cheaply economically viable solution. It is usually feasible to provide a
for lightly loaded buildings. When differential settlement raft foundation for such lightly loaded buildings relatively
occurs, foundations of adequate stiffness will cause the cheaply. When differential settlement occurs, foundations of
building to tilt as a rigid body, and will prevent significant adequate stiffness will cause the building to tilt as a ‘rigid’
distortion of the building and consequent cracking of the body and will prevent significant distortion of the building and
walls. A number of case histories of tilted buildings are consequent cracking of the walls. The raft should also be
presented to illustrate the magnitude of tilt that has designed to resist horizontal tensile forces. The remaining
been observed with different ground conditions, and the concern for this type of stiff foundation is whether the building
remedial actions that have been undertaken. will tilt to an unacceptable degree. The issues of acceptability
Noticeability is a key factor in assessing the acceptability and tolerabilty of tilt are particularly acute for low-rise
of tilt for low-rise residential buildings and their housing, and relatively small tilts will be unacceptable. Fig. 1
occupants, and tilt typically is noticed when it is in the shows a house with noticeable tilt but no obvious signs of
region of 1/250 to 1/200. Where tilts of the magnitude of structural damage.
1/100 or greater are measured, or the measured rate of
increase of tilt indicates that this degree of tilt will be This paper is concerned primarily with tilt of low-rise
exceeded, some remedial action should be taken, which buildings, particularly housing. Excessive tilt is likely to be of
is likely to include re-levelling the building. increasing concern for low-rise housing owing to developments
in foundation design associated with the shortage of good
NOTATION building land and the need to provide safe and economic
B breadth of building foundations on more marginal ground. First, the relationships
H height of building between total settlement, differential settlement, distortion and
L length of building tilt are examined. Then the factors affecting the acceptability
s settlement of tilt are explored and illustrated by a number of case
˜s differential settlement
x design horizontal distance to be spanned by foundation
Æf tilt of foundations
Æw tilt of wall
 angular distortion
˜ relative vertical displacement
˜/L deflection ratio

1. INTRODUCTION
Where foundation movement occurs, a building may suffer
both distortion and tilt. With chimneys, towers and tall
buildings, the relatively large ratio of height (H) to length (L) of
the structure usually ensures a predominantly rigid body
rotation, although some distortion of the structure may also
occur. Tilt associated with differential foundation settlement is
an obvious hazard for masonry towers and chimneys because it
could cause the structure to fall over. Where low-rise buildings
suffer differential settlement, it is commonly distortion rather
Fig. 1. A house that has suffered tilt but shows no obvious
than tilt that causes concern. Tilt is unlikely to be so severe signs of structural damage
that the whole building is in danger of toppling over.

Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner 65
histories. Some limiting values for tilt are proposed, and their between settlement, distortion and tilt in the different types of
implications for new construction and existing buildings are foundation movement.
discussed.
(i) Uniform settlement. A building should not be adversely
2. SETTLEMENT, DISTORTION AND TILT affected by uniform settlement. However, there could be
Foundation movement in the form of settlement (s) is normally problems with connections for services if the ground
quantified in terms of differential settlement (˜s), which is the surrounding the structure does not undergo settlement of
maximum vertical displacement of one part of the structure the same magnitude as the building.
with respect to another. Clearly, heave could cause the same (ii) Uniform tilt. The foundation tilt (Æf ) is given by
type of vertical displacement but, as settlement is more
common than heave, such foundation movements are described
sC  sA
as differential settlement throughout the paper. Six types of 1 Æf ¼
LAC
foundation settlement are defined in Table 1 and illustrated in
Fig. 2 for a small building, such as a pair of semi-detached
houses. Settlement is measured at three locations (A, B, C) A small uniform tilt of the foundation should not distort a
along the length of the building. Fig. 2 shows the relationship building, but excessive tilt may cause structural damage,

Type Settlement Tilt Distortion Settlement (s)

(i) Uniform None None sA ¼ sB ¼ sC


(ii) Non-uniform Uniform None sC – sA ¼ (LAC /LAB )(sB – sA )
(iii) Non-uniform None Sagging sA ¼ sC
sA , sB
(iv) Non-uniform None Hogging sA ¼ sC
sA . sB
(v) Non-uniform Non-uniform Sagging sA 6¼ sC
sC – sA , (LAC /LAB )(sB – sA )
(vi) Non-uniform Non-uniform Hogging sA 6¼ sC
sC – sA . (LAC /LAB )(sB – sA )

Table 1. Types of foundation settlement

LAC

LAB LBC

A B C
sA sB sC
Type (i)

Type (ii)

Type (iii)

Type (iv)

Type (v)

β ∆
Type (vi)

Fig. 2. Basic types of foundation settlement

66 Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner
and some tall structures could become unstable. Processes Angular distortion, deflection ratio and tilt are the parameters
taking place in a building can be affected by tilt of the that will largely govern the acceptability of foundation
foundations. Where a building and its foundations behave movement, but they are difficult to predict at the design stage.
as a rigid box, the out-of-plumb of the walls (Æw ) will be of Consequently there have been attempts to relate these
equal magnitude to the tilt of the foundations (Æf ), but in parameters to total settlement, which can be estimated with
practice this is unlikely because significant foundation tilt greater confidence. However, the general validity of
will cause some distortion of the structure. correlations between distortion, differential settlement and total
(iii, iv) Distortion without tilt. Distortion can cause serious settlement is questionable. On very variable filled ground, the
damage to a structure. With traditional brick and differential settlement may be almost as large as the magnitude
masonry buildings, damage will be much more severe of the total settlement.
where ground deformations give rise to upward
bending (type (iv)), known as hogging, rather than the 3. FACTORS AFFECTING ACCEPTABILITY OF TILT
downward bending that occurs in sagging (type (iii)). The significance of foundation movement is dependent on the
The cracking of walls is also dependent on a number of magnitude of foundation movement that is tolerable for
other factors, including the length-to-height ratio of buildings and their occupiers, and this is a complex function of
the wall (L/H). the following factors:
(v, vi) Distortion and tilt. In most practical situations,
settlement will cause both distortion and tilt, as shown (a) the purpose of the building
in types (v) and (vi). The situation where tilt (b) the ownership of the building
predominates and distortion is a minor effect is the (c) the type of building superstucture
subject of this paper. (d) the type of foundations
(e) the nature of the ground conditions.
Distortion can be defined in various ways using parameters
such as angular distortion and deflection ratio. Angular The consequences of unacceptable ground movements can be
distortion, , or relative rotation as it is sometimes called, is grouped as follows:
defined as the differential settlement between two points
divided by the distance between them, less the tilt, where tilt is (a) Aesthetic: the appearance of the building is adversely
defined as the rotation of the whole building. In type (v), the affected.
angular distortion of the length LAB of the building will be (b) Serviceability: some function of the building, or services
such as drains, gas and water supply pipes, is impaired.
sB  sA sC  sA (c) Stability: there is a danger of collapse of the building or
2 ¼ 
LAB LAC some part of it.

Once ground movements become noticeable this can affect the


The most meaningful distortion parameter in the context of resale value of domestic property, even though there are no
cracking walls is the deflection ratio, which is defined as the significant aesthetic effects, let alone serviceability or
maximum vertical displacement, ˜, relative to the straight line instability problems. Noticeability is therefore an important
connecting two points divided by the length, L, between those consideration.
two points. In type (v), the maximum deflection ratio of the
building will be In view of this complexity, it is not surprising that, despite the
large number of studies of the acceptability of foundation
1–7
˜ sC þ sA  2sB movements, it is still difficult to give widely applicable
3 ¼ general guidelines on acceptable ground movements.
L 2LAC
Furthermore, these studies have been principally concerned
with damage to buildings resulting from distortion, and the
For the particular case where LAB ¼ LBC ¼ 0.5 LAC , and ignoring problems associated with tilt have received much less attention.
the sign conventions for the two types of distortion parameter,
With a stiff foundation, progressive foundation movement has
˜ an impact on a building and its occupants that differs markedly
4 ¼2 from the structural distortion and damage commonly
L
associated with differential settlement.

The six types of settlement illustrated in Fig. 2 are simplified Where a building distorts, damage becomes visible in the form
representations of actual foundation movements. Buildings of cracks in the brick walls and by doors and windows
may well suffer differential movements across their breadth as jamming. As ground movements increase, so do the widths of
well as their length. Furthermore, long buildings are likely to the cracks. Fig. 3 illustrates the cracking that occurs when a
suffer more complex patterns of foundation deformation in building deforms in a hogging mode. This has been taken from
8
which part of the building undergoes sagging and part BRE Digest 251, which has provided guidance relating
undergoes hogging. The foundation deformations will be a severity to the observed damage in the form of ease of repair
function of soil–structure interaction in which the ground and crack width.
conditions, the foundation loadings and the stiffness of the
building and its foundation will all have an effect. Where the building tilts without distortion, much larger

Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner 67
Structure or component Tilt

9
Radar system 1/50 000
10
Satellite antenna tower 1/6000
11
Machine operation: turbine 1/5000
12
Warehouse high racking 1/2000
13
Wide cracks Concrete tanks 1/500
11
Crane rails 1/333
11
Chimneys, towers 1/250
11
Stacking of goods 1/100
11
Floor drainage 1/100–1/50

Table 2. Limit values of tilt for different types of structure


Narrow cracks

Hogging mode
in tilt limits for different buildings and applications is
illustrated in Table 2.

Fig. 3. Distortion and cracking caused by hogging In most of the cases listed in Table 2, the problem is associated
with the tilt of the floor or foundations of the structure. For
buildings containing some types of specialist equipment there
is a very small tolerance of tilt (e.g. a tilt criterion of 1/2000
for a warehouse containing high racking). The necessity of
such small tolerances needs to be critically examined, because
they are likely to require expensive foundation solutions.

For chimneys and towers the amount by which the walls are
out of plumb is critical. The limit value of 1/250 for chimneys
and towers in Table 2 is very much smaller than the actual
inclination to the vertical of the world’s most famous tilting
αw structure, the Leaning Tower of Pisa. Prior to recent
αf

∆s stabilisation works, the tilt of the foundations of the tower


reached an angle of 5.58 (1/10)!
L
Standards and regulations could also have a major effect on
acceptability of tilt, but published limit values of tilt are not
Fig. 4. House on stiff raft foundation undergoing tilt common. The Building Regulations, which impose minimum
standards relating to design, workmanship and materials for
building work in England and Wales, put emphasis on
movements can occur without noticeable effects. This is functional requirements, and no criteria are specified for
advantageous in many respects, but there may not be such tolerable distortion or tilt of buildings. Two British
14, 15
clear forewarning of impending and developing problems. Standards that form codes of practice for foundations for
Fig. 4 illustrates a building on a stiff raft foundation that has buildings are equally reticent, providing no guidance on
undergone differential settlement, ˜s, over the length of the tolerable foundation movements. Some authorities in the
16, 17 18
building, L, which has resulted in the raft foundation tilting at USA and Canada have quoted acceptable foundation
an angle Æf to the horizontal. deflections and tilt for brick dwellings ranging from 1/240 to
1/330.
Where differential ground movement causes a building to tilt
as a rigid body with little if any deformation or cracking of the 4. CASE HISTORIES
walls, it is necessary to decide at what points the tilt will The mechanisms of ground movement and the building
become unacceptable from an aesthetic, serviceability or response are so complex, and ground conditions and structures
stability standpoint. The problems caused by tilt, and hence the are so varied, that case histories provide the most useful
tolerability of tilt, will depend on the type of building and its guidance on tolerable tilt. Although settlement observations on
purpose. buildings are relatively common, the number of examples
where the following features are found is limited:
The maximum tilt of a free-standing wall or tower prior to
toppling can be calculated by a simple stability calculation, but (a) reliable and accurate settlement measurements
the critical tilt at which collapse of a building occurs depends (b) sufficient monitoring points around the building to
on several factors, including the extent to which the walls of distinguish between tilt and distortion
the building are tied together. The limiting factors for tolerable (c) monitoring continued over an adequate period of time
tilt of a building are usually related to noticeability and (d) knowledge of the ground conditions, foundations and
serviceability rather than ultimate collapse. The wide variation superstructure.

68 Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner
Table 3 summarises some case histories of low-rise brick
buildings including detached, semi-detached and terraced
houses. The cases cover a range of ground conditions including
opencast mining backfill, peat, shrinkable clay and mining
Ground level
subsidence.

4.1. Case 1

610 mm
In 1963, 24 semi-detached houses were built with four different
types of foundation, ranging from strip footings to a raft with
19, 20
deep reinforced edge beams as shown in Fig. 5. Over a
10-year period, the maximum observed settlement was 0.18 m.
Although the maximum tilt experienced by any of the
buildings was 1/100, a gable wall suffered differential
settlement of 0.13 m over a distance of 8.5 m (1/54). The wall
remained intact, but the roof gutter overflowed at the end
(a)
opposite the downpipe. Although there was no clear
relationship between type of foundation and observed
settlement behaviour, a comparison of two pairs of semi-
detached houses with similar large settlements indicates that
whereas the pair of houses on strip footing suffered minor
cracking of brickwork (the width of cracks was less than 2 mm)
and severe tilt of a gable wall, the pair of houses on the raft
foundation did not. Ground level

4.2. Case 2
Several different forms of ground treatment were used at this
610 mm

20, 21
experimental site prior to housing development in 1975.
The performance of houses built on pre-loaded opencast
backfill has been particularly satisfactory, whereas the houses
built on pre-inundated ground have settled most. Although
inundation from the surface via trenches proved unsuccessful
as a means of adequately pretreating the ground, it
demonstrated that water penetrating into the backfill from the
ground surface could be a major hazard to buildings. (b)
Maximum tilt occurred on the inundation area, where one of
the buildings has a tilt of 1/110. This was noticeable, and there Fig. 5. Two of the foundation types used at case 1: (a) type A,
strip footing; (b) type D, raft with deep reinforced edge
was some minor cracking of the brickwork. However, the
beams
damage was not severe, being regarded as category 2 or 3 in

Location Building type Plan area, Foundations Ground s: m Æf Damage


L 3 B: m conditions

1 White Post Court, Semi-detached 16 3 8 Traditional strip Opencast backfill 0.18 1/100 Slight
Corby
2 Snatchill, Corby Detached 836 Trench fill Opencast backfill 0.15 1/110 Slight
3 Ilkeston Terraced 23 3 9 Raft with edge Opencast backfill 0.3 1/65 Major; demolition
beam
4 West Midlands Detached 9 3 9 Raft Opencast backfill 0.3 1/33 Slight; underpinned
5 West Midlands Semi-detached 12 3 10 Raft with edge Collapse of 1.5 1/18 Demolition due to
beams limestone mine excessive tilt
6 Moston, Terraced 29 3 6 Raft + vibro Fill 0.08 1/680 None
Manchester
7 Bathgate, West Mining 0.3 1/63 Demolition
Lothian subsidence
8 Leigh, Lancashire Semi-detached 12 3 7 Raft Mining 0.1 1/400 Serious cracking
subsidence and overall; and distortion
shrinkable clay 1/150 local
9 North-west Flats 15 3 7 Reinforced strip Peat 0.35 1/50 Distortion and
England footings cracking
10 Hemel Hempstead Semi-detached 12 3 7 Trench fill Stiff clay 0.01 1/2000 Minor cracking

Table 3. Maximum settlement (s) and tilt (Æf ) of low-rise housing

Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner 69
8
the BRE damage classification. The development of tilt at the reinforced edge beams were used. Settlements were small at
detached house is shown in Fig. 6. The maximum tilt measured this successful development.
at any of the other houses was 1/410.
4.7. Case 7
4.3. Case 3 Following a severe mining subsidence problem in 1975,
A block of eight two-storey houses at Ilkeston was completed housing redevelopment was based on small independent units
20 24
in February 1973. The block had a movement joint in the with a recommended length limit of 11 m. Rigid construction
middle and was built on a 0.18 m thick mesh-reinforced was considered the most appropriate solution, with strong raft
concrete raft with 0.6 m deep edge beams. Settlement was soon foundations that would tilt without distortion. The
evident, and although underpinning and pressure grouting superstructure was required to be fairly rigid to eliminate
were carried out, movements continued. Damage was secondary distortions during tilting. Two alternative rafts were
principally in the form of distortion and cracking of brickwork. designed: a simple raft that would require underpinning prior
Although the average tilt along the length of the block was not to re-levelling, and a more expensive jackable raft based on a
particularly large, by the end of January 1974 floor levels three-point pad system.
showed a maximum differential settlement of 0.14 m across the
9 m wide block (1/65), and the east wall was 0.065 m (1/80) out 4.8. Case 8
of plumb. A field inundation test confirmed that water A semi-detached house built on a 0.15 m deep raft suffered
penetrating into the fill through drain trenches could cause serious distortion and cracking. Ground movements have been
collapse compression within the backfill. The block was never attributed to three causes:
25
occupied, and was demolished in 1982.
(a) longwall mining subsidence
4.4. Case 4
(b) eccentric loading of the thickened portion of the
Very large settlements of houses built on opencast backfill
foundation raft under the gable end
occurred over the 9 m width of a detached house; tilts reached
22 (c) removal of moisture by an ash tree.
about 300 mm (1/33). The houses were built on reinforced
raft foundations, and experienced little if any cracking and
The building damage was primarily associated with hogging
damage. Piles were installed and the houses jacked back to
deformation.
level.

4.5. Case 5 4.9. Case 9


A number of houses were affected by the collapse of a The settlement of some two-storey blocks of flats is believed to
limestone mine in 1988. In addition to a settlement of 1.5 m, be associated with the presence of a peat layer varying from
26
large compressive and tensile ground strains occurred, and 1.3 m to 2.6 m deep. Despite the reinforced concrete strip
ground tilts ranged from 1/18 to 1/65. The main structures of footings, distortion and cracking of the brickwork occurred.
the houses showed little crack damage, but extensions on less The maximum tilt of a gable wall was about 1/50. Reinforced
substantial foundations were seriously damaged. Twelve semi- concrete strip footings are 1 m wide 3 0.225 m deep under the
detached houses had to be demolished owing to lack of cavity walls.
serviceability associated with the excessive tilt.
4.10. Case 10
4.6. Case 6 Trench-fill foundations were used for a pair of semi-detached
27
Some 29 m long terraced housing units were built over an houses built on stiff clay. Settlement at one corner has been
23
infilled valley with a maximum depth of fill of 15 m. The fill influenced by the growth of a nearby ash tree. After 36 years,
was improved by the installation of vibro stone columns prior the maximum settlement is only 14 mm and the maximum
to building. Lightly reinforced concrete rafts with 0.6 m deep overall tilt is only 1/2000, but deformation of one gable end
has caused minor cracking of the exterior brickwork. The
deflection ratio is 1/2500 in hogging.

1975 1980 1985 1990 1995


0 The case histories in Table 3 are all located in Great Britain.
1/100 Data from other countries can be helpful, although the form of
Tilt 1/200
1/300 house construction is often quite different. Several thousand
Maximum settlement: mm

1/400 rafts have been used in housing developments on filled ground


50 1/500 28
in the Melbourne area with very few known failures. Internal
stiffening beams have been typically at 4 m centres. Where
Tilt

there are internal stiffening beams in both directions, raft


foundations are sometimes described as waffle foundations.
100 1/1000

A survey of ten 60–80-year-old two-storey housing blocks in


Settlement Ottawa built on sensitive clay showed differential settlements
150 1/1500 greater than 0.15 m, with some buildings tilted as a unit; the
tilt and related severity of damage were as follows: 1/180, no
Fig. 6. Development of tilt at a detached house damage; 1/120, slight damage; 1/90, moderate damage; 1/50,
29
heavy or severe damage.

70 Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner
There have been substantial housing developments on infilled raft foundations, which proved adequate, comprised a 0.3 m
sites in the USA, particularly in southern California. The thick concrete slab reinforced by a 0.15 m 3 0.15 m mesh of
performance of two tilted detached houses built on fill can be 5 mm steel, supported by 0.55 m deep edge beams.
contrasted.
In cases 3, 8 and 9 the foundations did not prevent distortion
A house at San Clemente was built on a post-tensioned raft and cracking.
30, 31
with perimeter edge beams; the differential foundation
movement was 120 mm over 21 m (1/175), and there was (a) At case 3 the eight-unit housing block had a movement
architectural damage only. joint in the middle of the block, but even so the length of a
half-block was 23 m. The houses were built on a 0.18 m
A house that was built in 1974 had a lightly reinforced raft thick mesh reinforced concrete raft with 0.6 m deep edge
31
foundation. The large settlement, which occurred over some beams. However, no normal house raft foundation would
10 years, was roughly in proportion to the depth of fill: be adequate for a structure of this length.
200 mm of differential settlement occurred over 20 m (1/100). (b) At case 9 the blocks of four flats were 15 m long, but the
Serious damage included foundation cracks, interior wallboard reinforced concrete strip footings were only 225 mm deep.
cracks, racked door frames, and separation of the house from
the garage. Analyses of the differential movements of lightly reinforced
raft foundations for one- and two-storey detached houses in
5. FINDINGS FROM CASE HISTORIES the USA have shown that damage was related to angular
The case histories provide useful indications of the tolerability distortion, which indicates that the rafts generally were not
32
of tilt and the need for remedial action. For those cases where sufficiently stiff to prevent such distortion. The rafts, which
tilt was the predominant form of movement, tolerability can be are referred to as ‘slab-on-grade’, were generally 100 mm thick,
summarised as follows: reinforced with welded wire mesh, with deepened reinforced
footings under load-bearing walls. A subsequent analysis of
(a) In cases 4, 5, 7 and 9, where the tilt of the buildings ranges damage to houses of wood frame construction built on rafts in
33
from 1/18 to 1/65, the tilt was regarded as intolerable. the USA also related level of damage to angular distortion.
(b) In cases 1 and 2, where the tilt of the buildings has reached Problems with raft foundations for houses on expansive soils
the order of 1/100, the tilt has been noticed, but as yet no in southern California occurred where reliance was placed on
remedial action has been called for. reducing the effects of expansive soils through the use of
(c) In case 6 the tilt of 1/680 had not been noticed. deepened footings and pre-soaking the ground rather than
34
making the foundation strong enough to resist the forces.
The remedial actions were as follows:
6. PROPOSED INDICATIVE VALUES FOR
(a) In case 3 the terraced housing showed considerable ACCEPTABILITY OF TILT
damage, as the raft construction was not sufficiently robust Based on the case histories, some indicative values of tilt for
to prevent distortion of the long building. As a low-rise dwellings are summarised in Table 4. The values of tilt
consequence, the building was demolished, although the are applicable to the tilt of a whole building, and hence both
tilt was relatively small. floors and walls; they are not relevant to the situation where
(b) In case 5 the rafts were sufficiently stiff to ensure that the one wall of a building leans or bows outwards owing to
predominant movement mode was tilting, and the processes unrelated to foundation movement. In such situations
maximum tilt was 1/18. Cracking of walls was slight, and the wall can usually be stabilised by means of tie bars.
the excessive tilt was the crucial issue. Compensation Although Table 4 is relevant to both new and existing low-rise
grouting was considered, but not implemented owing to buildings, it can do no more than provide an indication of
the risk of further movements. The buildings were typical values of tilt at various stages from design to remedial
demolished. work. It is based largely on the performance of two-storey
(c) In case 4 the houses were built on reinforced raft buildings, and therefore may be slightly conservative for
foundations, and experienced little if any cracking and single-storey buildings, but less so for three-storey buildings.
damage despite the large tilt (1/33). Piles were installed and
the houses jacked back to level. Noticeability is crucial to acceptability for low-rise residential
buildings, particularly where there are owner-occupiers.
It is difficult to deduce from case histories how stiff the However, the powers of observation of occupiers show
foundations need to be to ensure that the structure only tilts considerable differences, and the sensitivity to tilt will differ
and does not distort. Where a building tilts without significant between individuals. Where mining subsidence is
distortion there are two possible explanations: commonplace, a small tilt is less likely to be noticed and more
likely to be tolerated than in other parts of the country.
(a) The foundations may have been sufficiently stiff to prevent
any distortion of the building. Tilt of walls and floors of low-rise buildings typically is noticed
(b) The ground movements may have been such that no when it is in the region of 1/250 to 1/200. Problems associated
distortion of the building would have occurred even with with serviceability are unlikely until a considerably greater tilt
flexible foundations. occurs, and structural distress may not occur until a tilt of
1/50, but in terms of the resale value of a house perception is
In case 5, where movements were particularly large, the stiff the key factor, and when a tilt of 1/250 is noticed there may be

Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner 71
Classification Tilt Comment

Design limit value 1/400 The maximum acceptable differential settlement across the building is related to the design limit
value for tilt. If the building is likely to tilt more than this limit value, ground treatment or deep
foundations may be required.
Noticeability 1/250 The point at which the tilt of a building becomes noticeable will depend on the type and
purpose of the building, and the powers of observation and perception of the occupiers. Tilt of
low-rise housing typically is noticed when it is in the region of 1/250 to 1/200.
Monitoring 1/250 When tilt is noticed it is advisable to make some measurements to confirm that the building has
tilted. If the measured tilt is greater than 1/250, monitoring should be carried out to determine
whether the tilt is increasing.
Remedial action 1/100 Where tilts of this magnitude are measured, or the measured rate of increase of tilt indicates
that this degree of tilt will be exceeded, some remedial action should be taken. This is likely to
include re-levelling the building, perhaps by grouting or underpinning and jacking.
Ultimate limit 1/50 If tilt reaches this level, the building may be regarded as in a dangerous condition, and remedial
action either to re-level or demolish the building will be required urgently.

Table 4. Indicative values for tilt of low-rise housing

perceived to be a problem. Serviceability problems can include provision should be made to reduce the risk of damage to
doors swinging open, and drainage falls becoming insufficient. underground services where they enter the building.
At larger tilts some cracking of brickwork may occur.
A stiff raft for low-rise housing usually takes the form of a
A suitable limit for design purposes in a typical case is 1/400, composite slab with the foundation slab acting as a tie between
which has a reasonable margin on the likely noticeability limit the edge beams and internal ground beams, as shown
of 1/250. For a building with a length of 8 m, a 1/400 tilt diagrammatically in Fig. 7. The detailed structural design of
corresponds to a differential settlement of 20 mm. A smaller such a reinforced concrete foundation for particular ground
design limit value would be impractical for most low-rise deformations is not a simple task, and different design
dwellings. methods, embodying different assumptions, can give quite
35
different depths for the edge and internal beams. Raft
If the estimated tilt is greater than the design limit of 1/400, foundations should be designed by an appropriately qualified
the foundation design and construction layout need to be civil or structural engineer. Current practice on fill sites is to
reconsidered. It may be appropriate to consider some form of design the foundation such that, although the foundation slab
ground treatment prior to construction of the raft foundation: is cast on the ground, a distance x can be spanned and a
there are a number of widely available treatment processes, distance x/2 at the edge of the building can act as a
36, 37
and specialist geotechnical advice should be obtained on their cantilever, as illustrated in Fig. 8. The ideal solution would
suitability for particular site conditions and requirements. At be that x ¼ L, the length of the building, but this will be
some sites, where predicted ground movements are very large, prohibitively expensive. However, the commonly adopted
it may be concluded that shallow foundations are not values of x, which are in the range 3–4 m, appear to have been
appropriate. generally satisfactory for small buildings. In most cases a
ground beam depth of 0.6 m is adequate. The foundation slab
is typically 0.2 m deep.
7. IMPLICATIONS FOR DESIGN OF NEW BUILDINGS
Where low-rise housing is to be located on a site with poor soil It is necessary to check that the stiff raft will not tilt beyond
conditions and foundation settlement is likely to be more than, the design limit value. Some of the more common causes of
say, 20 mm, and where deep foundations are not an large ground movement are:
economically viable solution, the provision of stiff foundations
for the houses may be an attractive approach. Two aspects of (a) consolidation of soft clays and organic soils
foundation design for new buildings need to be addressed: the (b) collapse compression of poorly compacted fills on wetting
design of an adequately stiff raft foundation, and the
avoidance of excessive tilt.

The objective is to design foundations sufficiently stiff to


ensure that differential settlement results in the building
undergoing a rigid body rotation rather than distortion. The
extra cost incurred by providing stiff foundations is usually not
great in relation to the selling price of a house and the
consequences of the building damage that could occur if such
foundations are not provided. This approach to foundation
design should largely eliminate distortion and cracking of Fig. 7. Typical raft foundation
buildings unless ground movements become large. Appropriate

72 Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner
Where the initial survey confirms that the building has a tilt
(a)
greater than 1/250, it is suggested that monitoring should be
carried out to determine whether there is progressive ground
movement. To determine the rate of settlement over a reasonably
short timescale requires precise levelling equipment and stable
x
reference datums. Levelling stations should be installed at dpc
level at sufficient points around the building to establish the form
that the differential settlement is taking. The results of the
monitoring should make it possible to determine that no further
increase in tilt is occurring, or that tilt is varying in a cyclic
(b)
manner, probably associated with seasonal changes in water
content of the soil, or that tilt is progressively increasing. Where
the degree of cyclic movement has to be assessed, monitoring
should be carried out over a minimum period of 12 months. It is
x/2 imperative to identify the principal cause of the ground
movement, and an appropriate site investigation is required. The
Fig. 8. Design criteria for raft foundation matrix shown in Table 5, which has been proposed as an aid in
40
evaluating the significance of cracks in low-rise buildings, may
also be useful in assessing the significance of tilting.
(c) volume changes in clay soils
(d) mining subsidence Where no further increase in tilt is occurring, or the tilt is
(e) instability of sloping ground. varying in a cyclic manner, the maximum tilt that the building
is likely to suffer should have occurred already. Where the
movement is progressive, the monitored rate of movement
Information on these and other causes of ground movement should be interpreted in the light of the most probable cause of
8
can be found in BRE Digest 251, and in the Institution of the movement, and an estimate of the maximum tilt should be
38
Structural Engineers’ Subsidence of Low-Rise Buildings. The made. Fig. 6 shows the development of tilt at the detached
differential settlement that could occur during the lifetime of house in case 2. The house was built in 1975, and two years
the building should be estimated, and from this the possible tilt later was tilting at 1/250. Ten years after construction the tilt
can be calculated. A credible estimate of settlement and tilt was 1/120, and appears to have stabilised at 1/110.
requires an appropriate site investigation.
For low-rise residential buildings where progressive ground
8. IMPLICATIONS FOR TILT OF EXISTING movement is taking place, remedial action is likely to be
BUILDINGS required when tilt has reached 1/100. Where the tilt is smaller
Where it is noticed that a building appears to be tilting, than this, but is increasing and will reach 1/100, it may be
measurements should be made to confirm whether there is technically easier and less costly to deal with the problem
significant tilt and, if there is, to assess the likelihood of the tilt earlier rather than later, particularly where the stiffness of the
increasing. foundation is indeterminate, and a lower trigger level may be
appropriate. The objectives of remedial action include:
Level measurements around a readily identifiable feature such
as a course of masonry or the damp proof course (dpc) can
provide an estimate of the amount by which the foundation is (a) re-levelling the building
out of level. However, the particular feature that is surveyed (b) ensuring structural integrity
may have been built out of level. It can be assumed that most (c) ground modification to address the cause of the foundation
detached and semi-detached pairs of houses will not be out of movements.
39
level by more than 15 mm at the time of construction.
When ground movements appear to have ceased, re-levelling
The amount by which walls are out of plumb can be measured the structure and ensuring structural integrity may be the
using a plumb bob and ruler or an optical instrument. An principal concerns. If there is ongoing ground movement, some
external masonry wall of a two-storey building should not be form of ground improvement may be the initial requirement.
out of plumb by more than 20 mm at the time of building, and
39
many buildings will be better than this. For a single-storey Consequences of Type of ground movement
building this may be reduced to 10 mm. ground movement
Ceased Cyclic Progressive
The potential errors in the estimation of tilt due to initial out-
of-level of brickwork courses and out-of-plumb of walls are Aesthetic
large compared with the noticeability level of tilt. However, Serviceability
where the measurements on opposite walls of the building Stability
show similar results, and the out-of-level measurements are
similar to the out-of-plumb measurements, it may be
Table 5. Decision matrix for assessing the significance of
concluded that the measurements give a reasonable estimate of tilting, using the measured or predicted tilt
the tilt.

Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner 73
Where ground movement has caused a low-rise building with a and a BRE Digest have been prepared as part of that project.
stiff foundation to tilt without noticeable distortion, the During the course of the project advice was received from
appropriate remedial action is to re-level the building. Possible many sources, including Tony Boobier (Royal and Sun
methods include grouting or underpinning and jacking. Alliance), Berenice Chan (Institution of Structural Engineers),
Appropriate specialists will be required for the work. Where the Roger Johnson (Avongard), Brian Pailing (Nicholls Colton
structure is re-levelled by injection grouting, careful Geotechnical), Tim Freeman (Geoserve), Roger Thompson (Edge
monitoring of foundation levels will be required as grouting Consultants), and Barry Slocombe (Keller).
proceeds. If re-levelling can be achieved, then there may be
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Please email, fax or post your discussion contributions to the secretary by 1 October 2004: email: mary.henderson@ice.org.uk;
fax: þ44 (0)20 7799 1325; or post to Mary Henderson, Journals Department, Institution of Civil Engineers, 1–7 Great George Street,
London SW1P 3AA.

Geotechnical Engineering 157 Issue GE2 Settlement and tilt of low-rise buildings Charles • Skinner 75

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