You are on page 1of 5

ARTICLE IN PRESS

Journal of Environmental Psychology 27 (2007) 90–94


www.elsevier.com/locate/jep

Crowding and personal space invasion on the train: Please don’t make
me sit in the middle
Gary W. Evansa,b,, Richard E. Wenerc
a
Department of Design and Environmental Analysis, Cornell University, Ithaca, NY 14853-4401, USA
b
Department of Human Development, Cornell University, Ithaca, NY 14853–4401, USA
c
Polytechnic University, USA
Available online 23 January 2007

Abstract

Mass transit users frequently experience crowding during their commutes. In this study of 139 urban passenger train commuters during
rush hour, we found that the density of the train car was inconsequential for multiple indices (self-report, salivary cortisol, performance
aftereffects) of stress whereas the immediate seating density proximate to the passenger significantly affected all three indices. When
people had to sit close to other passengers, they experienced adverse reactions. These results are consistent with prior work indicating
that individual spacing among persons that leads to personal space invasions is a more salient environmental condition than density per
se. The findings also have implications for the design of mass transit vehicles.
r 2006 Elsevier Ltd. All rights reserved.

Keywords: Crowding; Personal space; Stress; Commuting

1. Introduction increased, rather than occupying available seats, many


passengers opted instead to stand in places that maximized
Crowding on trains is well known to commuters who use physical distance from other passengers. When extreme
mass transit for rush hour trips. A recent report to the city levels of density precluded this option, all seats were then
of London attributed a variety of health and safety filled and various nonverbal indices of avoidance (e.g.,
problems on trains to crowding (Turner, Corbett, O’Hara, minimal eye contact, bodies turned towards the sides of the
& White, 2005). Transit authorities in the New York car and away from people, arms crossed) were markedly
Metropolitan Area have noted widespread dissatisfaction elevated. In this paper, we explore the role of personal
about crowding among passengers using new rail cars, even space invasion and crowding among train commuters
though each car actually holds a smaller number of during rush hour in New York City.
passengers, and in some cases, even provides wider seats Conceptual models have related crowding in situations
(Mc Geeham, 2005). What the designers of these new cars like these to difficulties in privacy regulation. We regulate
may have overlooked, however, is the role of personal privacy by adjusting social interaction to desired levels
space invasion on trains. Mc Geeham’s article also noted through an intricate system of verbal, nonverbal, and
the large number of vacant middle seats on trains, even physical processes (Altman, 1975). For example people use
when trains were filled. This observation fits well with a culturally accepted norms of interpersonal distance—
more systematic study of proxemic behavior on subway personal space—to help regulate privacy. Crowding occurs
cars in New York city conducted three decades earlier by when the regulation of social interaction is unsuccessful
Fried and DeFazio (1974). Among many fascinating and our desires for social interaction are exceeded by the
observations, the authors noted that as car density actual amount of social interaction experienced. Perceived
crowding is related, but not identical, to the density
Corresponding author. Tel.: +1 607 255 2144; fax: +1 607 255 0305. of a situation, which is typically operationalized as the
E-mail address: gwel@cornell.edu (G.W. Evans). relation between numbers of people and unit of space

0272-4944/$ - see front matter r 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jenvp.2006.10.002
ARTICLE IN PRESS
G.W. Evans, R.E. Wener / Journal of Environmental Psychology 27 (2007) 90–94 91

(e.g., people per room) (Baum & Paulus, 1987; Evans, 2. Method
2001; Stokols, 1972).
It has long been recognized, however, that density does 2.1. Participants
not adequately capture the experience of individuals in a
given space since the distribution of both people (Day & One hundred and thirty-nine adult commuters (54%
Day, 1973; Knowles, 1978) and of physical objects in male) who had been commuting to work by passenger
concert with physical layout of the space (Evans, 1979) can train from the same geographic area of New Jersey into
directly influence the degree of physical proximity to Manhattan, New York City were recruited into the study.
others. Intrusions into personal space then may be a Each participant was provided a free monthly rail pass for
fundamental cause of crowding. As density grows, the their participation. Participants had been on the same
probability elevates that one’s personal space will be commuting route for an average of 82 months with a 12-
intruded upon, creating discomfort in and of itself (Aiello, month minimum. The average duration of the commute to
1987; Kaya & Erkip, 1999). Higher density also increases work was 83 min. The median income level exceeded
the likelihood of physical and social contact and accom- $95,000 and 83% had a college degree.
panying undesired and unpredictable interactions, which
have also been identified as important facets in the 2.2. Procedure
experience of crowding (Baum & Valins, 1977; Saegert,
1978). We also know from laboratory (Evans & Howard, Salivary cortisol was collected with a Salivette in the
1972; McBride, King, & James, 1965) and field studies train station at the end of the participant’s morning trip to
(Middlemist, Knowles, & Matter, 1976), that involuntary work and at the same time of day on the following weekend
physical proximity to another individual elevates physio- at the respondent’s home. Samples were placed under
logical stress. In this paper we examine a naturalistic situ- 20 1C until assay. Cortisol was analysed by a time-
ation that is often experienced as crowded, commuting on resolved immunoassay with fluorescence detection (Dres-
public transit during rush hour. We address the question, is sendorfer, Kirschbaum, Rohde, Stahl, & Strasburger,
the adverse impact of increasing density in a naturally 1992). The difference between resting and on-task, or at
crowded situation, primarily a function of personal space work, neuroendocrine hormones has been shown to be a
intrusion? We believe it is the actual experience of overly reliable and valid marker of stress both in the laboratory
close physical proximity to another individual that under- and the field (Frankenhaeuser & Johansson, 1986; Kirsch-
lies the experience of crowded commuting. baum & Hellhammer, 1989; Lundberg, 1984; Lundberg,
Both Worchel and Teddlie (1976) and Sundstrom, 2000).
Busby, and Asmus (1975) directly tested the hypothesis Motivation was measured near the end of the morning
that a critical component of the experience of crowding was commute by persistence on a proofreading task (percent
personal space intrusion. These studies varied density and errors detected). This measure has been widely used to
interpersonal distance in a factorial design in the labora- assess aftereffects from stressor exposure both in the
tory, and in each case personal space invasion, not overall laboratory and the field (Cohen, 1980; Glass & Singer,
density, was the key factor for perceived crowding, task 1972). Mood was assessed during the commute to work by
performance, and nonverbal indices of social withdrawal. two, five point semantic differential scales (carefree–bur-
Under more naturalistic conditions, personal space inva- dened; contented–frustrated), a ¼ :74.
sions but not density largely influenced nonverbal indica- Public transit crowding was assessed at the distal and
tors of discomfort between strangers (Harris, Luginbuhl, & proximal level. Distally, we calculated the density of the
Fishbein, 1978) and at the office, distances between passenger train car by dividing the number of people in
workstations had a greater influence on worker’s social the car at the time of the passenger’s entry by the number
withdrawal behaviors compared to the effects of office of seats on the car. Seat density, a more proximal index
density (Oldham & Fried, 1987). of crowding, was calculated by dividing the number of
We examined the contributions of train density and seat people sitting in the same immediate row the passenger
proximity to multimethodological indices of stress among was seated in by the number of total seats in the row.
passenger train commuters. These results are not only Fig. 1 provides a diagram of a typical seating pattern on
interesting theoretically but as indicated at the onset, have the train.
direct implications for the design of mass transit systems.
One of the primary reasons people give for commuting to
work by automobile compared to public transit is
enhanced privacy provided by cars (Dockendorf, Levinson,
Fichter, Haghani, & Prestrud, 2001; Ibrahim, 2003; Joire-
man, Lange, Kuhlman, Vugt, & Shelley, 1998; Petkewich,
2005). If we can better understand what aspects of the
commuting experience contribute to privacy, we may be
able to design more appealing public transit options. Fig. 1. Train car seating configurations.
ARTICLE IN PRESS
92 G.W. Evans, R.E. Wener / Journal of Environmental Psychology 27 (2007) 90–94

Table 1
Descriptive statistics and zero-order correlations

Variable Mean SD 2 3 4 5 6

1. Car density (people/number of seats in car) .37 .29 .13 .11 .13 .00 .06
2. Seat density (people/number of seats in row) .44 .28 .19* .12 .16* .03
3. Cortisol (log commuting–log at home baseline) .13 1.11 .09 .12 .06
4. Proofreading (% errors detected) 55 19 .17* .12
5. Mood (2–10) 5.47 1.58 .05
6. Income (1o$25,000–94$95,000) 7.33 2.22

po.05 (one-tailed).

3. Results since people can distribute themselves in many different


ways in a given space. Furthermore, floor plan layout
Car and seat density were examined as predictors of plus the positioning of furniture and other physical barriers
stress with multiple regression with income as a statistical can alter the individuals actual experience of crowding
control. Means, standard deviations and zero-order (Evans, 1979; Stokols, 1972b). Our results suggest the
correlations are shown in Table 1. As can be seen in the immediate close presence of other passengers is probably
table seat density but not car density is correlated with more salient for the experience of crowding on public
some of the stress measures. transit than the total number of people on the car. If
All of the effects of car density remain nonsignificant anything, our results probably underestimate the impact
with controls for income, cortisol, b ¼ :43 (.36), ns; of personal space intrusions on stress since we did not
proofreading, b ¼ :09 (.06), ns; and mood, b ¼ :00 interact with the passengers and thus cannot determine
(.51), ns. We statistically controlled for income given the whether the person they were sitting next to was a family
typical covariation between income and house location, member, friend or a stranger. Considerable research
commuting route, as well as overall levels of life stress. The indicates that invasions of space by strangers produce
standard error for each respective raw beta weight is in more stress than those occurring among people with
parentheses. For seat density all three stress indices are positive interpersonal relationships (Aiello, 1987; Evans
significant for crowding immediately around the partici- & Howard, 1973).
pant with income as a statistical control, cortisol b ¼ :70 As noted earlier, journalistic reports suggest that people
(.34), po.02, proofreading b ¼ :09 (.06), po.05 and find middle seats on passenger trains especially aversive,
mood b ¼ :78 (.49), po.05. leading to problems for transit systems in designing cars to
comfortably accommodate expected capacities (Mc Geeham,
4. Discussion 2005). A plausible explanation for this commuter response
is personal space intrusion. One of the more salient
The results of this analysis of crowding on public transit characteristics of higher density settings is the enhanced
during the morning rush hour are largely in accord with probability that one will be forced into a situation where
prior research on crowding both in the laboratory and one may find oneself standing or sitting too close to
when observed under naturalistic conditions. We find that another person (Aiello, 1987; Kaya & Erkip, 1999;
a more proximal index of density is correlated with Worchel & Teddlie, 1976). This is particularly egregious
multiple indices of stress wherein a more distal index of when: (a) one has little control over the situation and
density is not. Specifically, the ratio of the number of (b) this happens with strangers. Both of these character-
people on a passenger car to the total number of seats (car istics are commonly met during rush hour commuting on
density) during rush hour is not related to stress whereas public transit. The finding that sitting close to someone as
the ratio of the number of people to seats in the immediate opposed to being on a train car with a larger number of
area of the passenger is. In some respects, these findings people is especially stressful is also consistent with
support Altman’s (1975) observation that indices of density Altman’s (1975) privacy model. Personal space may act
that reflect the individual’s actual experience of density or as a boundary control mechanism that enables us to
the close presence of other people will be more salient in optimize the degree of social interaction obtained at any
accounting for human behavior than more distal indices of one given point in time. When this mechanism becomes
density that simply represent the average amount of space restricted or ineffective, such as when a stranger sits down
available to people. More recent investigations of the next to you on a train, greater social interaction than
measurement of crowding are in accord with this conclu- desired will frequently occur. Seating in a middle as
sion (Evans, 2001). opposed to an end seat doubles the likelihood and of
Both Day and Day (1973) and Knowles (1978) spatial intrusions and reduces opportunities for adjusting
recognized early on that density as a measure of people to the situation (e.g., turning away from the proximate
per area does not fully capture the experience of crowding seatmate).
ARTICLE IN PRESS
G.W. Evans, R.E. Wener / Journal of Environmental Psychology 27 (2007) 90–94 93

Our interpretation of the present findings suggests a Altman, I. (1975). The environment and social behavior. Monterey, CA:
number of possible design interventions. Public transit Brooks-Cole.
designers could provide pairs of proximate seats on public Baum, A., & Paulus, P. B. (1987). Crowding. Handbook of environmental
psychology, 533–570.
transit vehicles, instead of three across seating, or include Baum, A., Riess, M., & O’Hara, J. (1974). Architectural variants of
territorial props (e.g., arm rest, small table) in between reactions to spatial intrusion. Environment and Behavior, 6, 91–100.
seats to facilitate the user’s ability to regulate social Baum, A., & Valins, S. (1977). Architecture and social behavior:
interaction (Baum, Riess, & O’Hara, 1974; Dumur, Psychological studies of social density. Hillsdale, NJ: Erlbaum.
Barnard, & Boy, 2004; Fisher & Byrne, 1975). Larger cars Cohen, S. (1980). Aftereffects of stress on human performance and social
behavior: A review of research and theory. Psychological Bulletin, 88,
that hold more people could be incorporated to help 82–108.
compensate for the loss of seat space (and revenue) if our Day, A. T., & Day, L. H. (1973). Cross-national comparison of
finding that overall density of the car is relatively population density. Science, 181, 1016–1023.
unimportant in people’s commuting experience is robust. Dockendorf, J., Levinson, H., Fichter, D., Haghani, A., & Prestrud, C.
The correlation between seat and car density (r ¼ :13) (2001). Bus transportation: A look forward. Washington, DC:
Transportation Research Board.
was lower than expected. One would think that as Dressendorfer, R. A., Kirschbaum, C., Rohde, W., Stahl, F., & Strasburger,
passenger train cars filled up with people, individuals C. J. (1992). Synthesis of cortisol–biotin conjugate and evaluation as a
would then occupy more seats, including those nearby tracer in an immunoassay for salivary cortisol measurement. Journal of
strangers. However as indicated in Fried and DeFazio’s Steroid Biochemistry and Molecular Biology, 43, 683–692.
(1974) ethnographic study of subway riders in New York Dumur, E., Barnard, Y., & Boy, G. (2004). Designing for comfort. In D.
de Waard, K. A. Brookhuis, & C. B. Weikert (Eds.), Human factors in
City, many passengers instead opted to stand by themselves design (pp. 111–127). Maastricht, The Netherlands: Shaker.
rather than sit next to a stranger. In hindsight, we should Evans, G. W. (1979). Design implications of spatial research. In J. R.
have counted the number of standees in addition to noting Aiello, & A. Baum (Eds.), Residential crowding and design
seating positioning. Anecdotally, one of the authors of the (pp. 197–216). New York: Plenum.
present paper is a regular train commuter to New York Evans, G. W. (2001). Environmental stress and health. In A. Baum, T.
Revenson, & J. E. Singer (Eds.), Handbook of health psychology
City and has frequently witnessed standees when seats were (pp. 365–385). Hillsdale, NJ: Erlbaum.
available on commuter trains. Evans, G. W., & Howard, R. B. (1972). A methodological investigation of
Another limitation of the present study in addition to the personal space. In W. J. Mitchell (Ed.), Environmental design, research,
cross-sectional design, is the small magnitude of the effects and practice: Proceedings of the third environmental design research
of seat density on stress outcomes (see Table 1). On the association conference (pp. 221–228). Los Angeles: University of
California Press.
other hand although our effect sizes are small, the
Evans, G. W., & Howard, R. B. (1973). Personal space. Psychological
magnitude of changes in stress as a function of seat density Bulletin, 80, 334–344.
are not trivial. For example, a one standard deviation Fisher, J. D., & Byrne, D. (1975). Too close for comfort: Sex differences in
increase in seat density after controlling for income elevates response to invasions of personal space. Journal of Personality and
the log of cortisol by over 2000% and diminishes task Social Psychology, 32, 15–21.
Frankenhaeuser, M., & Johansson, G. (1986). Stress at work: Psychobio-
performance and mood by 6% and 4%, respectively.
logical and psychosocial aspects. International Review of Applied
Although seat density effects are consistently, statistically Psychology, 35, 287–299.
significant and car density effects are consistently not Fried, M., & DeFazio, V. J. (1974). Territoriality and boundary conflicts
significant, a more stringent test of our hypothesis would in the subway. Psychiatry, 37, 47–59.
be that seat density effects are also significantly greater Glass, D. C., & Singer, J. E. (1972). Urban stress: Experiments on noise and
social stressors. New York: Academic Press.
than car density effects. This is true only for mood. Where
Harris, B., Luginbuhl, J. E., & Fishbein, J. E. (1978). Density and personal
another person sits relative to your position in the public space in a field setting. Social Psychology, 41, 350–353.
transit environment appears to be salient to the commuting Ibrahim, M. F. (2003). Car ownership and attitudes towards transport
experience. At the same time, how many people are present modes of shopping purposes in Singapore. Transportation, 30,
relative to the total number of seats (car density), appears 435–457.
Joireman, J. A., Lange, P. A., Kuhlman, M., Vugt, M. V., & Shelley, G. P.
to be less important to commuting stress. More fine tuned
(1998). An interdependence analysis of commuting decisions. European
indices of density that more fully capture the actual Journal of Social Psychology, 27, 441–463.
experience of physical proximity to other people may Kaya, N., & Erkip, F. (1999). Invasions of personal space under the
prove more potent in predicting health and behavioral condition of short-term crowding: A case study on an automated teller
outcomes of crowding. How easily and how frequently machine. Journal of Environmental Psychology, 19, 183–189.
Kirschbaum, C., & Hellhammer, D. (1989). Salivary cortisol in
one’s personal space is intruded upon may be one of the
psychobiological research. Neuropsychobiology, 22, 150–169.
key underlying processes that underlie the experience of Knowles, E. S. (1978). The gravity model of crowding: Application
crowding. to social physics to the effects of others. In A. Baum, & Y. Epstein
(Eds.), Human responses to crowding (pp. 183–218). Hillsdale, NJ:
Erlbaum.
References Lundberg, U. (1984). Human psychobiology in Scandinavia ii. Psycho-
neuroendocrinology: Human stress and coping processes. Scandinavian
Aiello, J. R. (1987). Human spatial behavior. In D. Stokols, & I. Altman Journal of Psychology, 214–226.
(Eds.), Handbook of environmental psychology (pp. 359–504). New Lundberg, U. (2000). Catecholamines. In G. Fink (Ed.), Encyclopedia of
York: Wiley. stress, Vol. 1 (pp. 408–413). New York: Academic Press.
ARTICLE IN PRESS
94 G.W. Evans, R.E. Wener / Journal of Environmental Psychology 27 (2007) 90–94

McBride, G., King, M., & James, J. (1965). Social proximity effects on galvanic Stokols, D. (1972). On the distinction between density and crowding:
skin response in adult humans. Journal of Psychology, 61, 153–157. Some implications for future research. Psychological Review, 79,
Mc Geeham, P. (2005). For train riders, middle seat isn’t the center of 275–277.
attraction. New York Times (pp. A-1 and B-5). Sundstrom, E. B., Busby, P., & Asmus, C. (1975). An experimental study
Middlemist, R. D., Knowles, E. S., & Matter, C. F. (1976). Personal space of crowding: Effects of room size, intrusion, and goal blocking on
invasions in the lavatory: Suggestive evidence for arousal. Journal of nonverbal behavior, self-disclosure, and self-reported stress. Journal of
Personality and Social Psychology, 33, 541–546. Personality and Social Psychology, 32, 645–654.
Oldham, G., & Fried, Y. (1987). Employee reactions to workspace Turner, S., Corbett, E., O’Hara, R., & White, J. (2005). Health and
characteristics. Journal of Applied Psychology, 72, 75–80. safety effects of crowding—hazard identification (No. T307).
Petkewich, R. (2005). Taking the mass out of transit. Environmental London: Health and Safety Laboratory, Rail Safety and Standards
Science and Technology, 39, 61a. Bureau.
Saegert, S. (1978). High density environments: Their personal and social Worchel, S., & Teddlie, C. (1976). Factors affecting the experience of
consequences. In A. Baum, & Y. Epstein (Eds.), Human response to crowding: A two-factor theory. Journal of Personality and Social
crowding, Vol. (pp. 259–282). Hillsdale, NJ: Erlbaum. Psychology, 34, 30–40.

You might also like