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CME

The Spectrum of Orofacial Clefting


Barry L. Eppley, M.D., D.M.D., John A. van Aalst, M.D., Ashley Robey, M.D.,
Robert J. Havlik, M.D., and A. Michael Sadove, M.D.
Indianapolis, Ind.

Learning Objectives: After studying this article, the participant should be able to: 1. Describe the differing types of
congenital clefting defects that extend outward from the perioral region. 2. Define the sites of anatomical disruption and
deformities that these types of facial clefts cause. 3. Describe the cause and incidence, if known, of orofacial clefts and
their inheritance/transmission risks.

ther completely merge or fuse, which results in


Background: Clefts of the orofacial region a predictable series of postnatal deformities.
are among the most common congenital What is frequently not appreciated is that these
facial defects. The clinical presentation is congenital anomalies show a wide variety of
usually that of a lateral cleft of the lip anatomical disruptions extending outward
through the philtrum with or without ex- from the oral cavity with varying frequencies
tension through the palatal shelves. How- and association with other congenital malfor-
ever, atypical forms of clefts with lip involve- mations. As such, the term cleft lip– cleft palate
ment also occur in a variety of patterns, should be restricted to those clefts involving
some of which are embryologically predict- the embryonic primary and secondary palate.
able; others are not. The variability of expression and decreased fre-
Methods: An overview of the embryology, quency of the more unusual orofacial clefts
cause, and incidence of this diverse and represent a set of more complex and etiologi-
interesting group of congenital orofacial cally distinct developmental problems.
clefts is presented.
Results: Clefts involving the lateral upper CLASSIFICATION
lip; median upper lip; and oblique facial,
lateral facial, and median mandibular re- A universally accepted classification scheme
gions are reviewed. that fully encompasses, accurately describes,
Conclusions: This review of orofacial mal- and integrates all the various types of orofacial
formations describes clefting anomalies and craniofacial clefts does not exist. Van der
that emanate from the mouth and lips. As Meulen’s classification has an embryologic ba-
the causes of orofacial clefts are better un- sis1 and Tessier’s classification has an anatom-
derstood, it is becoming clear that a com- ical basis (Fig. 1).2 Tessier’s classification sys-
plex interplay between genetic and envi- tem is commonly used by surgeons because it is
ronmental variables causes these clefts. purely descriptive and makes no pretense at
Future study of orofacial clefts will require causation and developmental relationships.
increasingly sophisticated methods of elu- There is also an ease of correlation between
cidating these subtle interactions. (Plast. the anatomical defect and the required recon-
Reconstr. Surg. 115: 101e, 2005.) structive surgery. The Tessier classification in-
cludes numbered clefts from 0 (midline cleft of
the lip and nose) to 30 (a mandibular cleft).
Orofacial clefting is a failure in developing Cleft nos. 1, 2, and 3 are through the lateral
embryonic facial and palatal processes to ei- margin of Cupid’s bow (corresponding with
From the Division of Plastic Surgery, Indiana University School of Medicine. Received for publication February 12, 2003; revised April 29,
2004.
DOI: 10.1097/01.PRS.0000164494.45986.91
101e
102e PLASTIC AND RECONSTRUCTIVE SURGERY, June 2005
clude the median cleft lip (Tessier cleft no. 0),
unilateral and bilateral cleft lip (primary pal-
ate; Tessier cleft nos. 1, 2, and 3), oblique facial
cleft (Tessier cleft nos. 4 and 5), lateral facial
cleft (Tessier cleft no. 7), and the median man-
dibular cleft (Tessier cleft no. 30).
INCIDENCE
According to recent studies, the frequency of
orofacial clefting is on the rise.3,4 In a study of
clefting frequency in spontaneously aborted
and stillborn fetuses, the incidence of facial

FIG. 1. Craniomaxillofacial clefting classification by


Tessier. Using the orbit, and specifically the palpebral fis-
sures, as central craniofacial landmarks, clefts are marked by
their lines of hard- and soft-tissue cleavage. The orofacial
clefts, nos. 0 through 7 and 30 (solid lines), occur primarily
inferior to the palpebral fissure. Craniofacial cleft nos. 9
through 14 (dashed lines) occur superior to the palpebral
level. (Adapted from Kawamoto, H. K., Jr. Rare craniofacial
clefts. In J. C. McCarthy (Ed.), Plastic Surgery, Vol. 4. Phila-
delphia: Saunders, 1990.)

the more commonly seen cleft lip– cleft palate


deformities). Tessier cleft nos. 4, 5, and 6 are
oro-ocular clefts; however, cleft no. 6 does not
emanate from the oral cavity. Cleft nos. 7, 8,
and 9 are lateral facial clefts; among these
clefts, only cleft no. 7 emanates from the oral
cavity. The remaining clefts are above the pal-
pebral fissure (Figs. 2 and 3). Although this
classification system is of value for most cranio-
facial clefting problems, it is inadequate for the
commonly seen cleft lip– cleft palate deformity
(the typical cleft lip corresponds in part to
Tessier cleft nos. 1, 2, and 3).
A purely descriptive classification scheme is
FIG. 2. Variability in presentation of the more common
used for this review of orofacial clefts and in- cleft lip– cleft palate deformities. (Above) Microform cleft lip;
cludes only those clefts that have an oral com- (center) incomplete unilateral cleft lip; (below) complete uni-
ponent. In circumoral fashion, these clefts in- lateral cleft lip– cleft palate.
Vol. 115, No. 7 / THE SPECTRUM OF OROFACIAL CLEFTING 103e

FIG. 3. (Right) Incomplete bilateral cleft lip and (left) complete bilateral cleft lip– cleft palate.

malformations was 4.25 percent.5 With the re- cellular deficiency or failure of contact main-
markable improvements in perinatal care and tenance in one or several components of this
prenatal medical technology, it seems likely six-piece midfacial convergence results in the
that more of these fetuses will survive to term variations in clinical presentations that are
and require treatment. In a recent population- commonly seen (Figs. 2 and 3). Simonart’s
based sample from California, the birth preva- band, which can be seen at the posterosuperior
lence of all orofacial clefts was 0.17 percent, aspect of some lip clefts (Fig. 4, left), may well
with isolated clefting constituting roughly two- illustrate a rupture of contact (lack of contact
thirds of these patients; the remainder were a maintenance) rather than failure to make con-
mixture of sequences, chromosomal aberra- tact between the processes and may be the
tions, associations, and unknown causes.6 An primary developmental problem in many
increased awareness and understanding of clefts.7 This residual fibrous band is found in
these unique facial clefting anomalies is partic- the approximate location of the embryonic
ularly pertinent to the plastic surgeon. union of the maxillary and median nasal pro-
cesses that constitute the primary palate and is
often associated with a narrower cleft defect
EMBRYOLOGY than those clefts in which it is not found. Var-
Virtually all cases of cleft lip– cleft palate are ious other webs or synechiae can occasionally
attributable to the failure of the medial nasal be seen attached to the cleft, indicating inad-
process to either contact or maintain contact vertent adhesion of structures from surround-
with the lateral nasal and maxillary processes.7 ing facial processes (Fig. 4, right).
The embryologic pattern of neural crest cell In addition to the importance of merging
migration and subsequent merging is now ap- and fusion, the size of the facial processes af-
preciated to be a complex interplay of move- fects facial morphology and cleft susceptibility.
ments initiated when the inferior edge of the An inherently smaller median nasal process, as
medial nasal process joins the maxillary pro- would be suspected in Asians because of their
cess at approximately day 30 in the human smaller midfaces, tendency for class III occlusal
embryo. A significant morphogenetic move- relationships, and flatter nasal structures, may
ment of the nasal placode (rotation and ad- partially account for their relatively high rates
vancement) then permits its lateral nasal pro- of clefting. Conversely, some African Ameri-
cess to sweep over the maxillary process a few cans have broad, larger noses, increased facial
days later to join with the medial nasal process widths, and a tendency for maxillary dentoal-
to collectively form the upper lip-nasal unit.8 A veolar protrusion, all of which indicate the
104e PLASTIC AND RECONSTRUCTIVE SURGERY, June 2005

FIG. 4. The importance of adhesion between developing facial processes can be seen in the fibrous bands that
are occasionally seen across or attached to the cleft. (Left) Simonart’s band serving as a residual tissue connection
between the medial and lateral lip processes. (Right) Band from lower lip attached to cleft.

TABLE II
presence of well-developed median nasal pro- Genetic Links to Nonsyndromic Orofacial Clefts*
cesses and a decreased clefting frequency.
The cause of cleft lip– cleft palate is complex
Gene Locus
and multifactorial, involving both genetic and
environmental factors (Tables I through SKI/MTHFR 1p36
TGFb2 1q41
IV).9,10 Transmission of the cleft phenotype in a TGFa 2p13
simple mendelian fashion, as is seen in many MSX1 4p16, 1q31, 6p23
other hereditary disorders, rarely occurs. This PVRL1 11q23
TGFb3 14q24
is supported by studies of cleft monozygotic GABRb3 15q11
twins that show a 30 to 60 percent concordance RARa 17q21
rate.9,11 When compared with the 1.0 to 4.7 BCL3 19q13

percent concordance rate for dizygotic twins, * Adapted from Murray, J. C. Gene/environment causes of cleft lip and/or
palate. Clin. Genet. 61: 250, 2002.
these results favor an important but not exclu-
sive role for genetics in the development of
cleft lip– cleft palate. In a family with a cleft defect is 9 percent.12 In addition to genetics,
lip– cleft palate child, the chance that a second environmental factors (Table III), such as
child will be born with a similar defect is 3 to 4 smoke exposure and use of steroids, phenyt-
percent; if two children have the defect, the oin, and retinoids, have also been implicated
chance of a third child being born with the in the development of cleft lip– cleft palate.13–20
More recently, a complex interplay between
TABLE I genetic and environmental factors has been
Genetic Links to Syndromic Orofacial Clefts* unfolding.

Syndrome Location Gene GENETIC FACTORS


Van der Woude 1q32–41
Ectrodactyly ectodermal dysplasia 3q27 P63
Cleft lip is a feature in 171 syndromes (15
Margarita Island ectodermal dysplasia 11q23 percent of cleft lip– cleft palate cases are syn-
Aicardi Xp22 dromic)9 –11,21–23 (Table I). Sixty-four are auto-
Craniofrontonasal dysplasia Xp22
Hypertelorism-microtia-clefting 1q, 7p
somal recessive, 35 are autosomal dominant,
Kallman Xp22 KAL1 and six are X-linked recessive.10 In a series
Gorlin 9q22–31 LMX1B examining the association of malformations
Velo-cardio-facial 22q11
with clefting, 13.6 percent of patients with cleft
* Adapted from Prescott, N. J., Winter, R. M., and Malcolm, S. Nonsyn-
dromic cleft lip and palate: Complex genetics and environmental effects. Ann.
lip, 36.8 percent of patients with both cleft lip
Hum. Genet. 65: 510, 2001. and cleft palate, and 46.7 percent of patients
Vol. 115, No. 7 / THE SPECTRUM OF OROFACIAL CLEFTING 105e
TABLE III sults in further increases in the incidence of
Environmental Causes of Orofacial Clefts* developing both syndromic and nonsyndromic
clefts.33 An association between maternal ciga-
Teratogen Cleft Type Genetic Link rette smoking and orofacial clefting is well es-
Alcohol Cleft lip–cleft palate MSX1,TGFb3 tablished,30 resulting in at least a doubling of
Cigarette smoke Cleft lip–cleft palate TGFa the incidence of cleft lip– cleft palate com-
Folic acid Cleft lip–cleft palate TGFa, MTHFR pared with nonsmoking mothers. Further-
Steroids Cleft lip–cleft palate TGFb
Anticonvulsants Cleft lip–cleft palate GABA receptor b3 more, increased maternal smoking further in-
Altitude Cleft lip creases the odds of having a child with cleft
TGFa/b, transforming growth factor alpha/beta. lip– cleft palate.34 The effect of maternal smok-
* Adapted from Carinci, F., Pezzetti, F., Scapoli, L., et al. Recent develop-
ments in orofacial cleft genetics. J. Craniofac. Surg. 14: 130, 2003.
ing appears to be related to increased serum
carbon monoxide levels,15–17 which exert their
with cleft palate alone had associated effect on cytochrome oxidase.7
malformations.22 Multiple studies have shown that folate defi-
Nonsyndromic cleft lip– cleft palate is a het- ciency is associated with cleft lip– cleft pal-
erogeneous disease entity with candidate cleft- ate.19,20 Prenatal folic acid supplementation has
ing loci on chromosomes 1, 2, 4, 6, 11, 14, 17, been shown to decrease this risk35; high phar-
and 19 (Table II). Chromosome 1 is associated macologic doses (6 mg/day) are required for
with nonsyndromic orofacial clefting by means the protective effect.36 At present, folic acid
of a mutation in methylenetetrahydrofolate re- supplementation is the only empiric preventa-
ductase on 1q36.24 The short arm of chromo- tive treatment shown to decrease the incidence
some 2 has a susceptibility gene in the 2p13 of facial clefting. Conversely, folic acid antago-
region found to be associated with cleft lip– nists increase the incidence of orofacial cleft-
cleft palate.25 Studies have disagreed about ing.18 These findings highlight the (as yet in-
whether this site involves transforming growth completely understood) role of poor nutrition
factor alpha26 or not.27 MSX1 located on chro- in the development of orofacial clefts, and sug-
mosome 4 (4q25) has been associated with gest the reason for a link between increased
increased risk of cleft lip– cleft palate.28 Chro- risk of orofacial clefting and low socioeco-
mosome 6 contains a likely gene responsible nomic status and the higher incidence of un-
for cleft lip– cleft palate at 6p23.29 Other chro- usual orofacial clefts found in developing
mosomes with possible clefting loci include countries.
chromosome 11, the transforming growth fac- Maternal corticosteroid use causes a 3.4-fold
tor beta3 locus on chromosome 14, the reti- increase in orofacial clefting.37 The increase
noic acid receptor-␣ gene on chromosome 17, has been corroborated by other investigators in
the BCL3, and the transforming growth factor nonsyndromic cleft lip– cleft palate.14 Anticon-
beta locus on chromosome 19.30,31 vulsants, including phenytoin, oxazolidinedio-
nes, and valproic acid, also cause cleft lip– cleft
ENVIRONMENTAL FACTORS palate. Phenytoin causes a nearly 10-fold in-
The list of environmental factors associated crease in the incidence of facial clefting11 and
with orofacial clefting is growing (Table III). exerts its effect by inhibiting enzymes in the
Any maternal alcohol consumption during NADH dehydrogenase electron transport
pregnancy increases the incidence of orofacial chain.7 Other pharmacologic agents, including
clefting.32 Increased alcohol consumption re- retinoic acid, have also been implicated in oro-
facial clefting, but the exact mechanism of ac-
TABLE IV
tion remains to be determined.18
Genetic Mutations in Holoprosencephaly*
GENETIC-ENVIRONMENTAL INTERACTIONS
Chromosome Much of the literature on facial clefting has
Gene Map Location Reference
examined environmental and genetic factors
SHH 7q36 60
TGIF 18p11 61
in isolation. More recent work indicates that
SIX3 2p21 62 there is a complex interplay between the
ZIC2 13q22 63 two.10,30 Smoking, for example, is known to
PTCH 9q22 64
increase the incidence of orofacial clefting;
* Adapted from Cohen, M. M., Jr. Perspectives on craniofacial anomalies,
syndromes, and other disorders. In K. Y. Lin, R. C. Ogle, and J. A. Jane (Eds.),
however, infants with the transforming growth
Craniofacial Surgery: Science and Surgical Techniques. Philadelphia: Saunders, 2002. factor alpha genotype (also previously known
106e PLASTIC AND RECONSTRUCTIVE SURGERY, June 2005
to be associated with orofacial clefting) have a larly the development of the median nasal pro-
sixfold increase in orofacial clefting when com- cess. As such, the frequency may range from an
bined with maternal smoking.38 Maternal ciga- incidence of one in 400 to 500 live births in
rette smoking also interacts with an allelic vari- Asians and American Indians to one in 1500 to
ation of MSX1 that further increases the 2000 live births in African Americans. Cauca-
incidence of orofacial clefting.39 Infants with sian susceptibility is intermediate at one in 750
allelic variants at the MSX1 site born to moth- to 900 live births.6,43 The left side of the pri-
ers who have more than four drinks per month mary palate, for reasons as yet unclear (fetal
also show a higher incidence of clefting.39 position and circulatory and neural anatomy
Maternal folic acid deficiency has been asso- have all been implicated), is more often cleft
ciated with orofacial clefting.40 This finding than the right.
may be explained by a variant in the maternal
5,10-methylene-tetrahydrofolate reductase en-
MEDIAN CLEFT LIP
zyme, making the enzyme less efficient.41 Addi-
tional work suggests that maternal genotype In contrast to clefts of the lateral lip, median
may also play a role in fetal folate status.42 With lip clefts are relatively rare. They are found in
increased understanding about the causes of less than one in 100 cases of cleft lip– cleft
cleft lip– cleft palate, it is becoming more ap- palate, with a reported incidence of between
parent that subtle interactions between the en- 0.43 and 0.73 percent of cleft lip– cleft palate
vironment and genetic background make in- cases.44,45 Median cleft lips occur in less than
fants susceptible to clefting. 0.0001 percent of all births. Racial and sex
differences have not been established.
Like all cleft lip processes, a graded spec-
UNILATERAL AND BILATERAL CLEFT trum of deformity occurs and is the result of
LIP–CLEFT PALATE failure of the two medial nasal processes to
Clefts of the embryonic primary (cleft lip) meet in the midline and fuse. However, me-
and secondary palate (cleft palate) are over- dian lip clefting raises concerns about the over-
whelmingly the most frequently encountered lying face and brain not seen in the more
congenital facial defects, constituting nearly common lateral lip clefts. An incomplete me-
two-thirds of major facial malformation and dian cleft (vermilion notch) may occur as an
nearly 80 percent of all orofacial cleft types isolated entity (Fig. 5) or as part of such syn-
(Figs. 2 and 3).5,6 Differences in racial suscep- dromes as orofacial-digital syndrome (Fig. 6),
tibility are well documented and are the result which represents a spectrum of anomalies of
of racial variations in the timing and coordina- the face, head, hands, and feet (types I to
tion of cellular morphologic patterns, particu- VI).46 – 48 More complete median cleft defects

FIG. 5. Incomplete median cleft lips. (Left) Vermilion notch, presence of central maxillary skeletal diastema, and
double frenulum; (right) wider median cleft lip extending through the alveolus to the palate.
Vol. 115, No. 7 / THE SPECTRUM OF OROFACIAL CLEFTING 107e
lon fails to develop lateral evaginations, the cere-
brum remains singular rather than hemispheric.
Therefore, the prosencephalic cavity remains as a
monoventricle.49 The associated median facial
abnormalities occur because of the sharing of
embryologic cellular tissue (mesenchymal pri-
mordium) and the prechordal mesoderm (me-
soderm between the prosencephalon and stomo-
deum) in conjunction with migrating neural
crest cells.50 The frontonasal prominence of the
prosencephalon then produces the median
craniofacial skeleton (crista galli, ethmoid,
vomer, nasal, and premaxillary bones) and the
cartilaginous septum. The overlying soft tissues
(forehead, nose, and prolabium) likewise arise
from these embryonic tissues. Unlike lateral lip
clefts, which represent a problem of merging and
fusion, the holoprosencephalic median lip clefts
are caused by a failure of development. The lat-
FIG. 6. Median cleft lip in orofacial-digital syndrome, eral aspects of the face are produced separately
which is often associated with polylobed tongue, lingual tu- by the brachial arches and, as a result, are nor-
mors, and absence of central maxillary incisors.
mal. Although the facies of holoprosencephaly
are syndromic and present as two separate en- are different and parallel that of brain develop-
tities: the median cleft lip with hypotelorism ment (cyclopia, type I; ethmocephaly, type II;
(holoprosencephaly) and median cleft lip with and cebocephaly, type III),51,52 the median cleft
hypertelorism (median cleft face syndrome). lip with hypotelorism (type IV) is characterized
When medial cleft lip occurs without holo- by absence of the crista galli, nasal and premax-
prosencephaly, head circumference is within illary bones, and nasal septum. The hypoplastic
two standard deviations of the mean and nor- ethmoids accompany but are not the cause of the
motelorism is usual.31 orbital hypotelorism, which is primarily a brain
Holoprosencephaly (cyclopia-rhinencephaly) defect (Fig. 7). It is important to note that other
results from deficient anterior neural plate devel- forms of median cleft lip exist that appear very
opment. If the original holospheric telencepha- similar to holoprosencephaly but without cere-

FIG. 7. Holoprosencephalic facies with median cleft lip. (Left) Absence of entire prolabial unit;
(right) absence of complete premaxilla extending up to the crista galli.
108e PLASTIC AND RECONSTRUCTIVE SURGERY, June 2005
bral involvement, and that have varying degrees plete midline merging of the facial processes,
of vomero-septal-prolabial hypoplasia.53 An intact with varying degrees of lateralization of their con-
ethmoid, nasal bone, and crista galli appear to tents. Forebrain morphogenesis is rarely in-
represent the key anatomical differences in these volved, and subsequent brain development is
patients as compared with classic holoprosen- usually normal.58,59 Thus, frontonasal dysplasia is
cephaly (Fig. 8). strikingly different from holoprosencephaly and
A group of “syndromic”-appearing patients presents in its extreme with a median cleft lip
who have traditionally been assigned a place and palate, bifid nose, orbital hypertelorism, in-
on the “normal” end of the holoprosencephaly feriorly displaced V-shaped frontal hairline, and
spectrum54,55 has recently been described by cranium bifidum occultum (Fig. 9). Unlike ho-
Mulliken et al.56 These patients have nasomax- loprosencephaly, the premaxillary segment is
illary hypoplasia, orbital hypotelorism, and an usually present, although it is clefted and maxil-
associated unilateral and bilateral cleft lip– lary incisor eruption can be expected.
cleft palate. Because these patients have nor- Mutations in several genes have been linked
mal head circumference and intelligence, they to holoprosencephaly. These include sonic
cannot belong on a continuum with holo- hedgehog (SHH),60 TGIF,61 SIX3,62 ZIC2,63 and
prosencephaly.31 To differentiate these pa- PTCH (Table IV).64 The only comparable ani-
tients from those with holoprosencephaly, au- mal model for holoprosencephaly (cyclopia)
thors have historically labeled these patients as occurs in the offspring of sheep that ingest
“false” or “pseudomedian” cleft lips. Other au- plant alkaloid.65,66 This finding is unique because
thors have denoted this entity as a Binder of the specificity and reproducibility of the defect
anomaly,57 which is associated with chondro- by this teratogen. Although nonspecific craniofa-
dysplasia punctata, cervical spine anomalies, cial malformations, including median cleft lip,
and fetal exposure to warfarin. The patients in have been produced by numerous other agents
the study by Mulliken et al. did not have any of in animals, specific teratogenic sources for me-
these characteristic findings or exposures and dian defects in humans have not been reported.
therefore cannot be classified as having Binder Alcohol—specifically, fetal alcohol syndrome—
anomalies. Mulliken et al. prefer to refer to has been associated with midline developmental
these patients as binderoid.56 defects, including the median facial cleft in rare
The median cleft face syndrome or frontona- cases.67
sal dysplasia appears to be the result of incom-
OBLIQUE FACIAL CLEFTS
The term oblique facial cleft, occurring in a
variety of manifestations from the lip to the
orbit, is a vague designation.1 The cleft has also
been described by other equally nondescript
names, including meloschisis and vertical facial
and orbitofacial clefting. It really represents a
group of lateral midfacial dysplasias that con-
sist of distinct malformations involving differ-
ing points of origin from the lip and superior
extensions into the orbit. These clefts corre-
spond to the Tessier cleft nos. 3, 4, and 5; the
use of this nomenclature is of particular help
in this area (Figs. 2 and 3).2,43 Because of their
rarity (less than 0.25 percent among all facial
clefts) and incomplete case descriptions in the
literature, the actual incidence of these clefts
as a group and individually is not known.43,45,68
All known cases are sporadic, with no syn-
dromic association or sex predilection.
The oblique clefts, as indicated by Tessier
FIG. 8. Vomero-septal-prolabial hypoplasia can be con- cleft nos. 3 through 5, occur in slightly differ-
fused with holoprosencephaly, but there is no upper cranio- ent regions of the lateral midface (cleft nos. 1
facial involvement. and 2 are best described as paramedian or
Vol. 115, No. 7 / THE SPECTRUM OF OROFACIAL CLEFTING 109e

FIG. 9. Two patients exhibiting differing degrees of expression of the median cleft
face syndrome. (Left) Incomplete median lip cleft with moderate widening of the
interorbital distance and nose. (Right) Increased severity with marked lateralization of
orbits and nose that has previously undergone primary lip repair.

vertical facial clefts and are excluded from this


discussion). The most medial variety (cleft no.
3, also known as a naso-ocular or nasomaxillary
cleft) extends from the philtrum of the lip, as
occurs in the more common lateral cleft of the
lip, to the medial canthus of the eye, with
foreshortening of this distance.69 As a result, a
bony cleft occurs at the lateral incisor/canine
area of the alveolus, extending through the
frontal process of the maxilla to the lacrimal
groove of the medial orbit. Soft-tissue defects,
including colobomas of the nasal ala and lower
eyelid and an inferiorly displaced medial can-
thus and globe, are characteristic. Concurrent
absence or dysfunction of the nasolacrimal sys- FIG. 10. Tessier no. 3 orofacial cleft. The lip has been
previously repaired.
tem is predictably high (Fig. 10). More later-
ally, the cleft no. 4 (also known as an oro- primarily distinguished from the more medi-
ocular cleft) spares the nose and extends ally positioned cleft no. 4 by passing lateral to
toward a more centric orbital position.70 The the infraorbital foramen (Fig. 12). This skeletal
lip origin of this cleft deviates from common pathway difference has long been recognized
lip clefts and does not violate the philtral ridge. and has historically (pre-Tessier) been subdi-
At a point between the philtrum and commis- vided into type I (no. 4) and type II (no. 5)
sure, the cleft extends superiorly through the forms of oro-ocular clefting.71 The lateraliza-
nasolabial fold and passes into the orbit just tion of this cleft is also distinctly different at the
medial to the infraorbital foramen (Fig. 11). As alveolar level by originating posterior to the
such, the medial canthal tendon and nasolac- canine. The ocular findings, however, includ-
rimal duct are usually intact. However, a ing a severe lower eyelid coloboma, inferior
marked coloboma of the lower eyelid is displacement, and partial prolapse of the or-
present, and in some cases, varying degrees of bital contents into the sinus and anophthal-
anophthalmos are present. The no. 5 cleft is mos, are not unlike findings in a no. 4 cleft.
110e PLASTIC AND RECONSTRUCTIVE SURGERY, June 2005
minosis A and salicylate intoxication.52 More re-
cent experimental work suggests that these mal-
formations are caused by a combination of
directly tethered tissue migration (such as from
amniotic bands) and increased local pressure
that produces cellular ischemia.74 As a result,
such clefting may occur later in fetal develop-
ment rather than during primary facial
morphogenesis.
LATERAL FACIAL CLEFTS
Lateral facial clefts, or commissural clefts,
are best thought of as a variable finding within
the broader congenital condition of hemifacial
microsomia (Tessier cleft no. 7). They are the
second most common orofacial cleft (second
to the common cleft lip), with an incidence less
than that of hemifacial microsomia (one in
3500 to 5000 live births) because of an incon-
FIG. 11. Tessier no. 4 orofacial cleft. sistent occurrence within the syndrome.75 Al-
though commissure clefts are not seen in every
case of hemifacial microsomia, their occur-
rence should initiate a search for involvement
of the ipsilateral ear, mandible, and facial
nerve and overlying facial soft-tissue deficien-
cies. These clefts also occur in the oculoauricu-
lovertebral spectrum (historically referred to as
Goldenhar syndrome), which has the addi-
tional features of epibulbar dermoids, verte-
bral anomalies, and central nervous system and
cardiopulmonary defects.76
The clinical findings of the lateral oral cleft
variably extend along a line from the commis-
sure to the tragus. Most commonly, a 1- to
FIG. 12. Bilateral incomplete Tessier no. 5 clefts. 3-cm-long cleft is present, with disruption of
the orbicularis and buccinator muscles and
The embryology of the oblique facial clefts is with the cleft edges lined by vermilion.75 Only
difficult to explain by the known facial processes rarely does a complete cleft extend posterior to
of merging and fusion. The no. 3 cleft occurs or beyond the anterior border of the masseter
along the naso-optic groove, formed by the con- muscle, although a groove or skin depression
fluence of the lateral aspects of the olfactory continuing along the cleft line to the ear may
placode and frontonasal process and the medial occasionally be seen (Fig. 13). Because of the
edge of the maxillary process, and as such the association between lateral oral clefts and
associated abnormalities are completely predict- hemifacial microsomia, underlying deformities
able. Cleft nos. 4 and 5, however, correspond to of the mandible are well appreciated. Less ap-
no known embryologic grooves or plane of mes- preciated but equally common, particularly in
enchymally supported epithelium, and their ori- severe expressions of the syndrome, is the zy-
gin currently remains speculative. The cause of gomatico-orbital dysplasia, marked by a disrup-
these clefts has loosely been ascribed to a primary tion of the zygomatic arch and inferior dis-
arrest of development, neurovascular insuffi- placement of the lateral canthus caused by
ciency or necrosis, or a result of tears in the variable amounts of accompanying zygomatic
developing maxillary process.72,73 This embryo- hypoplasia and resultant orbital dystopia.
logic mystery has defied explanation because an Lateral facial clefts are easy to understand
experimental oblique cleft model has only been embryologically, as the commissure represents
produced inconsistently by maternal hypervita- the most anterior point of mesodermal merg-
Vol. 115, No. 7 / THE SPECTRUM OF OROFACIAL CLEFTING 111e

FIG. 13. Tessier no. 7 (commissure) clefts. (Above, left) Left-sided hemifacial microsomia with commissural cleft.
(Below, left) Right-sided hemifacial microsomia with commissural cleft extending to the anterior border of the
masseter. (Right) Bilateral commissural clefts without hemifacial microsomia.

ing of the maxillary and mandibular processes. MEDIAN MANDIBULAR CLEFTS


Should the fusion process remain incomplete, Clefting of the lower face (Tessier cleft no. 30)
a variable spectrum from furrowing of the tis- (Fig. 1) almost universally occurs through the
sues to complete anatomical separation per- midline of the lip and mandible. Although para-
sists. The pathogenesis of the lateral facial cleft
median lower lip/mandibular clefting has been
appears to be heterogeneous. A vascular cause,
reported, there are fewer than 70 reported cases
attributable to embryonic hematoma forma-
in the literature, appearing with less frequency
tion from disruption of the stapedial artery
stem, is one proposed mechanism.77 The sever- than the oblique facial clefts.11,81,82 Sex and racial
ity of the condition subsequently depends on predilections remain indeterminate.
the size of the hematoma and its time course of A range of inferior clefting has been reported
resolution as brachial arch development oc- that extends from mild notching of the lower lip
curs.78 The cause of this embryonic hemor- and mandibular alveolus (Fig. 14) to complete
rhage has been speculated to range from vas- cleavage of the mandible, extending into inferior
cular flow anomalies, such as hypertension and neck structures.81– 85 Tongue involvement is typi-
hypoxia, to pharmacologic agents, such as sa- cal though variable in expression, ranging from a
licylates and anticonvulsants.79 Intrauterine bifid anterior tip with ankyloglossia to the bony
compression secondary to oligohydramnios in cleft margins, to marked lingual hypoplasia. In-
the embryonic head region has also been sug- ferior cervical defects (midline separation, hyp-
gested and may account for some cases of oplasia, and agenesis) of the epiglottis, strap mus-
hemifacial microsomia that occur with other cles, hyoid bone, thyroid cartilage, and sternum
anomalies, such as limb reduction defects.80 may also be present, particularly when the cuta-
112e PLASTIC AND RECONSTRUCTIVE SURGERY, June 2005
arches. The occasional association of a supe-
rior midline defect (cleft palate) with a median
mandibular cleft is interesting because it sug-
gests that a broader defect in epithelial mesen-
chymal merging and fusion is occurring or that
the tongue abnormality affects palatal shelf clo-
sure in utero in these patients.86,87
SUMMARY
This review of orofacial malformations de-
scribes clefting anomalies that emanate from
the mouth and lips—the most common cleft
structure of the face. Some of these clefts are
relatively common, including the typical cleft
lip with or without cleft palate; others are ex-
tremely rare. As the causes of orofacial clefts
are better understood, it is becoming clear that
a complex interplay between genetic and envi-
ronmental variables causes these clefts. Future
study of orofacial clefts will require increas-
ingly sophisticated methods of elucidating
these subtle interactions. Orofacial clefts are of
particular relevance to plastic surgeons, who
set the world’s standard for care and recon-
struction of such facial congenital deformities.

Barry L. Eppley, M.D., D.M.D.


Division of Plastic Surgery
FIG. 14. Median mandibular clefts. (Above) Vermilion CranioFacial Program
notch of lower lip with central incisor diastema; (below) me- Indiana University School of Medicine
dian cleft defect extending through the lower lip and alveolus 702 Barnhill Drive, Suite 3540
with ankyloglossia.
Indianapolis, Ind. 46202
beppley@iupui.edu
neous cleft passes caudal to the gnathion point
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