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Journal of Psychotherapy Integration © 2019 American Psychological Association

2019, Vol. 29, No. 1, 6 –14 1053-0479/19/$12.00 http://dx.doi.org/10.1037/int0000109

Mechanisms of Change in Prolonged Exposure Therapy for PTSD:


Implications for Clinical Practice

Lily A. Brown, Laurie J. Zandberg, and Edna B. Foa


University of Pennsylvania

Prolonged exposure therapy (PE) is a highly efficacious and effective treatment for
posttraumatic stress disorder (PTSD). In addition to reducing PTSD symptoms, PE
ameliorates a wide-variety of related symptoms, including anxiety, depression, func-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tional impairment, mild suicidal ideation, and anger. Furthermore, PE is effective in


This document is copyrighted by the American Psychological Association or one of its allied publishers.

patients with comorbid conditions, including dissociation, substance use, borderline


personality disorder and psychosis. How does PE achieve these outcomes? Emotional
processing theory (EPT) is the conceptual model from which PE was derived. Three
key concepts were originally proposed as indicators that emotional processing, the
mechanism underlying symptom reduction via exposure therapy, including PE, had
occurred. The three indicators are fear activation, within-session habituation, and
between-session habituation, all of which were proposed to reduce symptoms of PTSD.
In addition to these indicators, EPT posits that changes in cognitive evaluations about
the self and the world are also involved in successful emotional processing, the
mechanism underlying symptom reduction. Since its emergence in 1986, EPT has been
updated and modified to incorporate emerging empirical findings and conceptual
developments. We first review recent empirical support for, and refutation of, various
hypotheses derived from EPT, including the importance of fear activation, between-
session habituation, and cognitive change. We then provide a clinical case study to
highlight strategies to promote emotional processing and the resultant long-term
symptom reduction. This case example highlights three common obstacles to success
in PE: namely underengagement, insufficient homework compliance, and the presence
of PTSD-related negative cognitions.

Keywords: posttraumatic stress disorder, prolonged exposure therapy, emotional


processing theory, mechanisms, case example

Emotional Processing Theory bedded within the emotional structure are asso-
ciations between aversive unconditioned stimuli
Emotional processing theory (EPT) explains (US) and neutral conditioned stimuli (CS).
the development, maintenance and updating of Thus, pairing a dark alley (CS) and assault (US)
emotional structures, or networks of emotion- results in an association that is represented in
ally salient associations (Foa & Kozak, 1986). the emotional structure. The structure includes
According to EPT and consistent with experi- CS elements (e.g., the gender or race of the
mental analogue studies of associative learning, assailant, dark alleys, music heard in the back-
emotions such as fear indicate the activation of ground of the assault), US elements (e.g., the
an emotional structure, a cognitive network that physical assault itself), conditioned response el-
contains information about stimuli, responses, ements (CR; e.g., fear, shame, avoiding dark
and the meaning of stimuli and responses. Em- alleys or people who resemble the assailant),
and unconditioned response elements (UR; e.g.,
the physical pain of the assault). Stimuli and
response elements, in turn, are associated with
Lily A. Brown, Laurie J. Zandberg, and Edna B. Foa, new meaning (e.g., dark alleys mean “danger”).
Department of Psychiatry, Center for the Treatment and Associations embedded in emotional struc-
Study of Anxiety, University of Pennsylvania.
Correspondence concerning this article should be addressed
tures can be either accurate or inaccurate. Ac-
to Lily A. Brown, Market Street Suite 600 North, Philadelphia, cording to EPT, associations represented within
PA 19104. E-mail: lilybr@mail.med.upenn.edu the emotional structure are maintained until
6
MECHANISMS OF PROLONGED EXPOSURE 7

new, inconsistent information becomes avail- Prolonged Exposure Therapy (PE)


able and is embedded in the structure. Thus, a
woman who has experienced an assault may PE is an evidence-based manualized treat-
perceive individuals who resemble the perpetra- ment for PTSD with numerous randomized con-
tor as dangerous until she encounters neutral or trolled trials supporting its efficacy and effec-
positive experiences with such individuals. Un- tiveness (Cusack et al., 2016). There are four
fortunately, CRs (e.g., fear, avoidance) that are components of PE: (1) in vivo exposure; (2)
evoked in response to CS maintain the errone- imaginal exposure/processing; (3) psychoedu-
ous predictions of “danger” in the face of safe cation; and (4) breathing retraining (Foa, Hem-
bree, & Rothbaum, 2007). In vivo exposure
stimuli. For example, if the woman described
involves the gradual confrontation of anxiety-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

above feels anxious around and therefore avoids


This document is copyrighted by the American Psychological Association or one of its allied publishers.

provoking but objectively safe trauma-remind-


men who resemble the perpetrator, she will not
ers, including people, places, objects and situa-
have the opportunity to learn that these men are tions. In vivo exposure promotes: (a) reduction
not dangerous. Thus, fear of safe stimuli ele- in negative trauma-related cognitions; (b) learn-
ments is maintained indefinitely through avoid- ing that the feared situation is not dangerous; (c)
ance. learning that fear and arousal do not last indef-
Emotional structures are updated through the initely; and (d) learning about the ability to
presentation of information that is incompatible tolerate anxiety. Imaginal exposure and pro-
with erroneous associations represented in the cessing involve the revisiting of the trauma
structure. This information allows for the for- memory aloud coupled with discussing core
mation of new associations (i.e., not all men cognitions and beliefs about the self, others and
who resemble the perpetrator are dangerous). the world related to the trauma. By repeatedly
For new information to become embedded in confronting the memory of the trauma, pa-
and update an emotional structure, two con- tients can learn that: (a) the memory itself is
ditions are necessary. First, the emotional not dangerous; (b) the distress associated with
structure must be activated so it becomes thinking about what happened declines over
available to incorporate new information. time; and (c) some of the faulty perceptions
Thus, fear activation is both a mechanism they may hold about their own and other’s
through which an emotional structure is behavior are not accurate. Psychoeducation
primed for updating as well as an indicator involves the provision of didactic information
that emotional processing is taking place. about PTSD, common reactions to trauma,
Second, information that directly competes and the role of avoidance in maintaining
with the erroneous, pathological associations PTSD. In breathing retraining, patients learn
must be available. For example, the trauma- to slow their breathing to regulate distressing
tized woman described above will eventually emotions.
learn that not all men who resemble the per-
petrator are dangerous if: (a) she encounters Mechanisms of Change in PE
men who resemble the perpetrator, initially
EPT principles are embedded in PE for
resulting in a fear response (fear activation), PTSD. First, both in vivo exposure and imagi-
during exposure therapy; and (b) she is not nal exposure exercises involve emotional acti-
assaulted by these men, thus promoting ex- vation. This emotional activation allows for the
tinction learning. According to EPT, two ad- incorporation of new information into the emo-
ditional indicators of emotional processing tion structure. Fear activation has been found to
are (a) decreased emotional responding (e.g., predict treatment response for anxiety disorders
fear) within an exposure (i.e., within-session (e.g., Jaycox, Foa, & Morral, 1998; Norton,
habituation) and (b) decreased emotional re- Hayes-Skelton, & Klenck, 2011; Peterman,
sponding across sessions (i.e., between- Carper, & Kendall, 2016; Phelps, Delgado,
session habituation). These principles of EPT Nearing, & LeDoux, 2004), though some stud-
form the basis of prolonged exposure therapy ies contradict these findings, including a recent
(PE) for posttraumatic stress disorder meta-analysis (e.g., Baker et al., 2010; Rupp,
(PTSD). Doebler, Ehring, & Vossbeck-Elsebusch,
8 BROWN, ZANDBERG, AND FOA

2017). Additionally, within-session habituation following, Alice endured countless episodes of emo-
is encouraged in PE. Patients are commonly tional abuse from her mother, particularly when her
mother needed assistance in obtaining additional med-
encouraged to continue in vivo exposures until ications. Alice found her mother’s dead body on a day
their fear reduces by 50%. Similarly, patients when Alice had chosen to stay at work, rather than
engage in extended imaginal exposure exer- rushing home when her mother had called her to re-
cises, often about 40 min in length, in part to quest medications. The exact cause of her mother’s
death remains unknown. Many years after her mother’s
promote within-session habituation. However, passing, Alice continued to experience nightmares, in-
evidence about the relationship between within- trusive memories, and (occasional) dissociative flash-
session habituation and symptom reduction is backs about finding her mother’s body. Whenever pos-
mixed. Although a recent meta-analysis found sible, she avoided talking about her mother or about the
general topic of drug use; similarly, she had not visited
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

that within-session habituation was associated


her mother’s grave since the funeral. Alice endorsed
This document is copyrighted by the American Psychological Association or one of its allied publishers.

with outcome of exposure therapy (Rupp et al., beliefs that she was responsible for her mother’s death,
2017), several studies have not found a relation- that she was a bad and uncaring daughter, and—in her
ship between within-session habituation and worst moments—that she “killed her mother.” Her
outcome (Baker et al., 2010; Harned, Ruork, heightened anxiety, hypervigilance, and intermittent
panic attacks compromised her daily functioning.
Liu, & Tkachuck, 2015; Nacasch et al., 2015; Thus, she made the difficult decision to take a medical
Peterman et al., 2016; Sripada & Rauch, 2015; leave of absence to obtain PE treatment.
van Minnen & Foa, 2006). Finally, between-
session habituation, or the reduction of anxiety Enhancing Initial Activation of the
from one session to the next, is promoted in PE
Emotional Structure: Addressing Under
through exposure homework assignments. Most
studies have found that between-session habit- Engagement
uation is related to symptom reduction (e.g., Imaginal exposure is designed to help pa-
Rupp et al., 2017; Sripada & Rauch, 2015; van tients systematically approach their trauma
Minnen & Hagenaars, 2002), though some stud- memory—to narrate in detail what occurred and
ies have not (Peterman et al., 2016). emotionally process the trauma. To improve
Finally, changes in PTSD-related negative symptoms of PTSD, it is necessary to activate
cognitions are associated with symptom reduc- the emotional network related to PTSD symp-
tion. PE significantly reduces negative cogni- toms. During imaginal exposure for PE, patients
tions (Foa & Rauch, 2004; McLean, Yeh, revisit the memory for approximately 40 min
Rosenfield, & Foa, 2015; Nacasch et al., 2015; per session. To enhance activation, patients are
Zalta et al., 2014). Furthermore, reductions in instructed to close their eyes and recall the
negative cognitions precede reductions in PTSD memory in present tense, describing what they
symptoms in adults (Kumpula et al., 2017) and were thinking, feeling, and doing at the time of
adolescents (McLean et al., 2015). Thus, the trauma. In the following text, we describe
changes in negative cognitions are a mechanism Alice’s difficulty in initially achieving appropri-
of symptom improvement for PE. ate activation of the trauma emotional structure
in imaginal exposure.
Enhancing PE per EPT Principles of
In her first few imaginal exposures, Alice exhibited
Change “under-engagement.” She complied with the instruc-
tions for exposure, but retold the events of the trauma
To illustrate the use of these putative mech- in an unemotional and detached manner. The therapist
anisms to enhance PE outcomes, we present the made several notes: (1) Alice narrated logistical details
case of Alice. We focus herein on fear activa- very specifically, as if she were reading a police report,
but did not comment on her personal thoughts and
tion, between-session habitation, and cognitive feelings; (2) The moments where Alice discovered her
change. We do not emphasize within-session mother’s body were recounted very quickly, with lim-
habituation because it is not related to treatment ited detail; and (3) Alice frequently lapsed into tangen-
outcome. tial or reflective commentary (e.g., “see that’s the kind
of thing that happens when a family member is an
Alice is a 40-year old Latina female who presented to addict”). While pertinent to the processing of the ex-
treatment with longstanding PTSD symptoms related perience following the imaginal exposure, it was pos-
to the traumatic death of her mother. Alice’s mother ited that this kind of editing during the imaginal expo-
developed an addiction to opiates following a knee sure served to distance Alice from the trauma imagery.
injury during Alice’s adolescent years. In the decade Each of these observations suggested that Alice may be
MECHANISMS OF PROLONGED EXPOSURE 9

titrating her experience by engaging in subtle forms of outcomes in PE? We revisit the case of Alice to
protective avoidance. demonstrate.
Alice’s therapist made several modifications to en-
Alice presented to her fourth session of PE appearing
hance activation and emotional engagement. First, she
forlorn and anxious. When her therapist asked how she
revisited the imaginal exposure rationale (originally
was doing, she reported feeling guilty that she had not
presented in Session 3). She emphasized the impor-
listened to her imaginal exposure tape. While she had
tance of emotional engagement with the trauma mem-
agreed to complete an in vivo exposure exercise daily,
ory to promote Alice’s processing of her feelings.
Second, she used open-ended questioning to explore she had only completed one in vivo exposure exercise
whether Alice might have concerns about engaging in the past week.
with the memory. These questions revealed that Alice When the therapist inquired about the completed in
was quite concerned that if she envisioned all the vivo assignment, Alice revealed that she went to the
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

trauma details, she might get so upset that she would grocery store after work once. She reported that she
This document is copyrighted by the American Psychological Association or one of its allied publishers.

“lose it.” She felt like she was “on the brink of falling remained at the store for about 30 min despite feeling
apart as it was,” and was not sure she could afford to quite anxious (pre-SUDS: 60, post-SUDS: 70, peak
take this risk. Alice’s therapist provided reassurance SUDS: 85). The therapist praised Alice’s effort and
that her distress will likely decrease rather than in- asked her “How did you convince yourself to go to the
crease if she allows herself to stick with her feelings. store in the first place?” Alice revealed that she was
Additionally, the therapist reminded Alice that fully
worried about breaking her commitment to her thera-
experiencing her emotions will allow her to digest and
pist. The therapist then asked Alice “Was there any-
process the trauma and gain control over the memory.
thing that you said to yourself as you were driving to
The therapist validated that the experience may be
the store or walking inside?” Alice had reminded her-
distressing in the first few sessions while also high-
self about the rationale for PE; she remembered that if
lighting that this short-term pain may be necessary for
she avoided the store, she would continue to feel anx-
healing.
ious. The therapist praised Alice and agreed with the
During imaginal exposure, the therapist facilitated utility of this strategy.
greater engagement by asking prompting questions to
draw out detail about the trauma, especially about The therapist then asked, “How were you able to stay
Alice’s thoughts and feelings. Prompts were brief and in the store even though you were very anxious?” Alice
delivered in the present tense, such as “what do you reported that when she was at the store, she reminded
feel in your body?” and “what’s going through your herself that if she left right away, she would be giving
mind?” When Alice reached the part of the memory into her anxiety. She reported thinking that if she left
where she found her mother’s body, the therapist right away, it might even make her anxiety worse.
prompted her to “stay here—what are you seeing?” In Again, the therapist praised Alice for having the cour-
so doing, Alice described details she had been avoid- age to fight through her anxiety.
ing, and her emotions broke through to the surface. She Once the therapist felt that she had thoroughly praised
was appropriately tearful during subsequent exposures,
Alice for the completed assignment, she turned her
and her body showed signs of heightened anxiety (e.g.,
attention briefly to the incomplete assignment. The
sweating, shaky voice). As predicted by EPT, however,
therapist said, “I think it’s wonderful that you were
the more Alice retold the memory in this connected
able to complete that first exposure this week. It’s
way, the easier she could speak about it. Alice realized
going to be important for us to collaboratively choose
that she did not “lose it,” and was in fact stronger than
assignments that you can repeat. Repetition is a critical
she had predicted.
component for success in PE. The more that you repeat
the exposures, the less anxiety that you will feel. Do
you have any questions about that? At the end of the
Enhancing Between-Session Habituation: session, we’ll make sure to spend time on planning for
Homework Compliance the week for in vivo exposures.”
Then, the therapist explored noncompliance with ima-
As noted earlier, between-session habituation ginal exposure homework. “What do you think got in
is a well-established marker of long-term main- the way of imaginal exposure homework this week?
tenance of gains in exposure therapy for anxiety I’m really worried about this. We’ve found that listen-
disorders (Rupp et al., 2017). Mechanisms driv- ing to the tape helps to relieve suffering. I’m worried
ing between-session habituation are currently that if you don’t listen to the tape, you’re not going to
get the most out of this treatment. Does that make
unknown, but homework compliance may pro- sense? At the end of the session, we’ll spend some time
mote between-session habituation. Indeed, trouble-shooting ways to overcome urges to avoid lis-
higher compliance with imaginal exposure tening to the tape this week. For right now, I think we
homework is associated with greater reductions should start another imaginal exposure.”
in PTSD symptom severity (Cooper et al., After the patient completed the imaginal exposure and
2017). How should clinicians manage issues processing, the therapist opened another conversation
related to homework compliance to optimize about homework compliance concerns. “Alice, you
10 BROWN, ZANDBERG, AND FOA

have done an exceptional job with your imaginal ex- alone leads to changes in perception of cul-
posure and processing today. You should be very pability. In other cases, processing of the ima-
proud of yourself. It’s going to be extremely important
for you to listen to the tape this week—you discussed ginal exposure allows for in depth discussion
important information and it’s essential for you to hear of these beliefs, and facilitates change in neg-
it repeatedly. Would you be willing to commit to ative cognitions.
listening to the tape at least three times this week?
Could I call you at a scheduled time, perhaps right after Alice reported strong beliefs that she was a disgusting
you listen to the tape for the first time this week? In and unfeeling person who was responsible for her
terms of the in vivo exposure homework for this week, mother’s death. She believed that if only she had
let’s build on momentum from last week. Can you returned home earlier, when her mom first called her,
foresee any difficulties in completing these assign- her mother might still be alive. To Alice, the fact that
ments in the coming week? Is there anything that we
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

she had chosen to ignore her mother’s pleas demon-


can do to make them more likely to be accomplished? strated that she was “no good”, and that she may have
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Would you be willing to commit to doing these assign- wanted her mom to die. She was, after all, very angry
ments this week? Just remember, the more that you do with her mom at this point in her life because of the
this now, the faster your symptoms are going to culmination of years of verbal abuse.
improve.”
To better evaluate these cognitions, Alice’s therapist
Note that the therapist used several strate- probed the “choice point” driving her shame and guilt:
gies throughout this example to maintain rap- When Alice’s mother called and decided to stay at
port, improve Alice’s sense of mastery and work instead of returning home immediately. The goal
was to reveal influential contextual details. What did
self-efficacy, and improve homework compli-
Alice’s mom say? How did she sound? What was Alice
ance. First, she praised Alice for completing thinking? Alice verbalized her anguish at the time of
one homework component. Second, she reit- the event. Rather than being cold and unfeeling, she
erated the rationale for repetition of exposure had gone to the break-room and cried. There was
practice. Third, she expressed care and con- nothing in the phone message that was different than
cern for the patient, as well as described re- the hundreds of prior calls her mom had made. This
time, Alice decided she could not afford to lose her job,
search suggesting the link between homework and delayed checking on her mom until after her shift.
compliance and improvement. Fourth, she en-
gaged in problem solving with the patient to During processing, the therapist helped Alice reevalu-
enhance compliance by planning for midweek ate her reasons for making the difficult decision of
staying at work on the day her mother died. This
check-in calls and helping the patient antici- reevaluation was facilitated by questioning, but with-
pate obstacles. Fifth, she used scaffolding to out any formal cognitive exercises (as you might see in
gradually increase homework compliance; the other PTSD treatments, such as Cognitive Processing
therapist may have assumed that listening to Therapy). Questions were posed to help Alice explore
the imaginal exposure tape daily was too inconsistencies between her stated beliefs and the de-
tails that emerged in the imaginal exposure. For exam-
overwhelming for the patient and therefore ple, “Help me understand: you think that you should
decreased the frequency to three times. Fi- have known your mother really needed you that day.
nally, she used the power of public commit- How did her voicemail compare to her other mes-
ment to encourage the patient to vocalize her sages?” Alice could think of no differences. Her ther-
commitment to the assignments. apist replied, “So it sounds like there was no way to tell
a difference from the voicemail. What usually hap-
pened when you got home?” Alice recognized that all
her previous experiences suggested her mom would be
Enhancing Cognitive Change: Techniques sick from withdrawal, but otherwise fine. The therapist
Used in Processing of Imaginal Exposure wondered “What do you make of that?” Alice realized
that there was no real difference between that day and
Many patients with PTSD harbor exagger- the many other times when her mother asked Alice to
ated or distorted perceptions of their respon- leave her work.
sibility for the trauma. Excessive guilt or self- Over 15 sessions of PE, Alice’s beliefs about her
blame is common. Avoidance of the trauma direct responsibility for her mom’s death softened
memory prevents direct confrontation of the greatly. She still wished that she had gone home that
details of the trauma. As a result, these neg- day, but did not view herself as responsible for her
mother’s death. Instead, she understood the com-
ative perceptions go unchallenged. Imaginal
plexity of the circumstances that led her to stay at
exposure promotes cognitive change by high- work, and the lack of certainty that her mother
lighting the context in which the trauma oc- would have survived even if she had gone home
curred. In many cases, imaginal exposure immediately.
MECHANISMS OF PROLONGED EXPOSURE 11

Managing Treatment Refusal, Nonresponse, participant continues the treatment for several
and Symptom Exacerbation sessions without responding, changing the treat-
ment plan may be warranted. Rather than sup-
Unfortunately, not all patients who are of- plementing PE with alternative treatment pro-
fered PE respond as well as Alice. A full cedures in PE sessions, one option is for the
discussion of strategies to manage treatment therapist and patient to consciously shift to an
refusal, nonresponse, and symptom exacerba- alternate evidence-based treatment modality
tion is beyond the scope of this article. In (e.g., Cognitive Processing Therapy; Interper-
brief, common strategies include exploring sonal Psychotherapy). A thorough evaluation of
and validating ambivalence about exposures, the impediments to success may guide the se-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

revisiting the treatment rationale, altering the lection of alternative treatments. For instance, a
This document is copyrighted by the American Psychological Association or one of its allied publishers.

intensity of exposures, and increasing thera- patient who has panic attacks that interfere with
pist support by engaging in check-in phone- PE engagement may benefit from panic disorder
calls between sessions. When these and other treatment prior to returning to PE. A second
strategies have not increased treatment en- option is to supplement PE with attendance in a
gagement or response, several considerations complementary therapy. For example, patients
may be appropriate. with symptoms of borderline personality disor-
First, some patients may refuse to engage der may benefit from attendance in dialectical
in PE. After the rationale is revisited and behavior therapy (DBT; Linehan, 1993) group
general motivational enhancement strategies sessions in addition to individual PE sessions.
have been engaged, potentially borrowing However, therapists should be cautious about
from the motivational interviewing literature this approach, as there is limited data to support
(Miller & Rollnick, 2013), some patients may its efficacy (for an example, see Harned et al.,
refuse PE in part or whole. For example, one 2014). While the concurrent delivery of two
study reported that about 17% of patients empirically supported treatments may improve
refused to engage in imaginal exposure exer- treatment outcome, it may also dilute treatment
cises (Schottenbauer, Glass, Arnkoff, Ten- effects (Foa et al., 1999). A third option is to
dick, & Gray, 2008). There is no evidence to deliver additional treatment sessions beyond the
support the efficacy of delivering piecemeal traditional recommendation of 12 sessions. This
components of PE in the absence of the full may be a useful approach when patients have
package. In fact, a few studies have demon- shown some improvement but have not reached
strated that in vivo or imaginal exposures full treatment response. However, we are not
alone are not sufficient to reduce symptoms of aware of any research on this topic in PTSD.
PTSD (Bryant et al., 2008). Therefore, rather Third, some patients receiving PE experience
than agreeing to continue with one treatment symptom exacerbation. Approximately 3–15%
component in the absence of the full PE pack- of patients report a reliable exacerbation in
age, it is recommended that the therapist and symptoms (Foa et al., 2002). This exacerbation
patient make a clear transition toward another has been detected most commonly between Ses-
treatment package or modality altogether in sions 3 and 4, following the introduction of
the event of patient refusal. imaginal exposure. Fortunately, symptom exac-
Second, patients may not benefit from PE, as erbation is not associated with worsened treat-
approximately 50% of patients do not respond ment outcome (Foa et al., 2002). Therefore, in
clinically to empirically supported treatments the absence of acute safety concerns, clinicians
for PTSD (Schottenbauer et al., 2008). The full should not deviate from the PE protocol despite
PE treatment package should be continued at symptom exacerbation. Indeed, the possibility
least for several sessions even in the event of of symptom exacerbation is frequently dis-
initial nonresponse. In fact, prior research has cussed as part of preparation for PE. This facil-
suggested differential patterns of response, such itates appropriate expectations for the treatment
that some participants respond more quickly and mitigates demoralization following symp-
than others (Clapp, Kemp, Cox, & Tuerk, 2016; tom exacerbation. If symptom exacerbation
Foa, Zoellner, Feeny, Hembree, & Alvarez- continues for several weeks, the therapist may
Conrad, 2002). Therefore, nonresponse early in consider many of the options described
treatment should not be cause for alarm. If a for nonresponse. Many of the listed options for
12 BROWN, ZANDBERG, AND FOA

treatment nonresponse are also relevant for comparison of exposure therapy, stress inoculation
symptom exacerbation. Specifically, therapists training, and their combination for reducing post-
should consider stopping treatment and initiat- traumatic stress disorder in female assault victims.
ing a new treatment modality or supplementing Journal of Consulting and Clinical Psychology,
67, 194–200. http://dx.doi.org/10.1037/0022-006X
treatment with a concurrent treatment option
.67.2.194
(e.g., group therapy). Foa, E. B., Hembree, E. A., & Rothbaum, B. O.
(2007). Prolonged exposure therapy for PTSD:
Conclusion Emotional processing of traumatic experiences –
Therapist guide. New York, NY: Oxford Univer-
In summary, PE is a very effective treatment sity Press.
for PTSD. When the therapist bases treatment
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Foa, E. B., & Kozak, M. J. (1986). Emotional pro-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

decision in EPT, outcomes are enhanced, as cessing of fear: Exposure to corrective informa-
demonstrated by the evidence in support of fear tion. Psychological Bulletin, 99, 20–35.
activation, between-session habituation, and Foa, E. B., & Rauch, S. A. (2004). Cognitive changes
cognitive change. In PE, therapists should en- during prolonged exposure versus prolonged ex-
sure that fear is appropriately activated, home- posure plus cognitive restructuring in female as-
sault survivors with posttraumatic stress disorder.
work is completed, and negative cognitions are
Journal of Consulting and Clinical Psychology,
identified and modified. We have described sev- 72, 879– 884. http://dx.doi.org/10.1037/0022-
eral strategies for promoting each of these 006X.72.5.879
mechanisms in clinical practice. Foa, E. B., Zoellner, L. A., Feeny, N. C., Hembree,
E. A., & Alvarez-Conrad, J. (2002). Does imaginal
exposure exacerbate PTSD symptoms? Journal of
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Mecanismos de cambio en la terapia de exposición prolongada para el TEPT: implicaciones para la


práctica clínica

La terapia de exposición prolongada (EP) es un tratamiento altamente eficaz y eficaz para el trastorno de estrés
postraumático (TEPT). Además de reducir los síntomas de trastorno de estrés postraumático, la EP mejora una amplia
variedad de síntomas relacionados, que incluyen ansiedad, depresión, deterioro funcional, ideación suicida leve y enojo.
Además, la EP es efectiva en pacientes con condiciones comórbidas, que incluyen disociación, uso de sustancias, trastorno
límite de la personalidad y psicosis. ¿Cómo logra la EP estos resultados? La teoría del procesamiento emocional (EPT por
sus siglas en inglés) es el modelo conceptual del cual se derivó la EP. Tres conceptos clave se propusieron originalmente
como indicadores de que el procesamiento emocional, el mecanismo subyacente a la reducción de los síntomas mediante
la terapia de exposición, incluida la EP, había ocurrido. Los tres indicadores son la activación del miedo, la habituación
dentro de la sesión y la habituación entre sesiones, todos los cuales se propusieron para reducir los síntomas del TEPT.
Además de estos indicadores, EPT postula que los cambios en las evaluaciones cognitivas sobre el yo y el mundo también
están involucrados en el procesamiento emocional exitoso, el mecanismo subyacente en la reducción de los síntomas. Desde
su aparición en 1986, el EPT se ha actualizado y modificado para incorporar hallazgos empíricos emergentes y desarrollos
conceptuales. Primero, revisamos el apoyo empírico reciente y la refutación de varias hipótesis derivadas del EPT, incluida
la importancia de la activación del miedo, entre la habituación de la sesión y el cambio cognitivo. Luego proporcionamos
un estudio de caso clínico para resaltar estrategias para promover el procesamiento emocional y la reducción de síntomas
a largo plazo resultante. Este ejemplo de caso destaca tres obstáculos comunes para el éxito en la educación física: la falta
de participación, el cumplimiento insuficiente de la tarea y la presencia de cogniciones negativas relacionadas con el
trastorno de estrés postraumático.
14 BROWN, ZANDBERG, AND FOA

trastorno de estrés postraumático, terapia de exposición prolongada, teoría del procesamiento emocional, mecanismos,
ejemplo de caso

针对创伤性应激障碍的延迟暴露疗法中的改变机制:临床实践的意义
延迟暴露疗法(PE)是一项针对创伤性应激障碍(PTSD)具有高度实验效力和临床功效的治疗方式。并且,为
了减少创伤性应激障碍的症状(PTSD),延迟暴露疗法(PE)缓解了多种相关症状,包括:焦虑,抑郁,功能性
失调,轻度自杀意念和愤怒。并且,延迟暴露疗法(PE)对于有并发症的病人非常有效,包括解离(症状),药
物成瘾,边缘型人格障碍以及精神病。那么延迟暴露疗法(PE)是怎样获得这些效果的呢?情绪处理理论(EPT)
作为一种核心模型,延迟暴露疗法即由此发展而来。三个核心概念作为指标最先被提出来, 即:情绪处理作
为通过暴露疗法获得症状缓解的机制(包括:长期暴露疗法 PE)已然发生。这三个指标就是恐惧的触发,治
疗中的习惯化,以及治疗期间的习惯化,这三个指标都被视为能够够缓解创伤性应激障碍(PTSD)的症状。连同
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

这些指标一起,情绪处理理论(EPT)认为在关于自我及世界的认知评断上发生的改变都伴随着成功的情绪处理
This document is copyrighted by the American Psychological Association or one of its allied publishers.

----即让症状获得缓解的机制。自从1986年情绪处理理论(EPT)产生至今,它有数次更新和调整,以便引进不
断更新的实证发现和概念发展。我们首先回顾了最近的实证支持,以及对从情绪处理理论(EPT)发展而来的许
多假设的驳斥,包括恐惧触发、治疗期间的习惯化、还有认知的改变的重要性。我们接下来再提供临川实例研究
去强调一些策略,以便能够推进情绪处理理论(EPT)(的发展)并带来长期症状减缓的结果。这些案例突出了三
个阻碍延迟暴露疗法(PE)成功的因素,即:低参与度、不充分的作业遵从,以及存在创伤应激障碍相关的负面
认知。

创伤性应激障碍, 延迟暴露疗法, 情绪处理理论, 机制, 案例

Received August 4, 2017


Revision received December 14, 2017
Accepted December 17, 2017 !

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