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The model accounts for the strength of up to five soil layers, the effect of pore-
water pressure (both positive and negative (matric suction)), confining pressure
due to streamflow and soil reinforcement and surcharge due to vegetation.
Input the bank coordinates (Input Geometry) and run the geometry macro to set
up the bank profile, then input your soil types, vegetation cover and water table
or pore-water pressures (Bank Model Step 2 and Bank Model Data) to find
The bank is said to be 'stable' if Fs is greater than 1.3, to provide a safety margin
for uncertain or variable data. Banks with a Fs value between 1.0 and 1.3 are
said to be 'conditionally stable', i.e. stable but with little safety margin. Slopes
with an Fs value less than 1.0 are unstable.
This version of the model assumes hydrostatic conditions below the water
table, and a linear interpolation of matric suction above the water table (unless
the user's own pore-water pressure data are used).
The model can either use estimated input data where no field data are available or as a first pas
to run using your own data. Your own data can be added to white boxes. Don't change values
output.
The model estimates boundary shear stress from channel geometry, and considers critical shea
two separate zones with potentially different materials the bank and bank toe; the bed elevation
This is because the model assumes that erosion is not transport limited and does not incorporat
simulation of sediment transport.
Input the bank coordinates, flow parameters and channel slope (Input Geometry)
material types and erosion protection (if any) (Toe Model Step 2 and Toe Model Data)
determine how much erosion may occur during the prescribed storm event.
Disclaimer
The model has been parameterized with literature values for variables corresponding to differen
sediment types. In reality these values will change from site to site and may be different from th
Users are urged to check these values in the respective Data worksheets and, where appropria
their own or with conservative values. The USDA-ARS is not responsible for problems arising fr
The toe erosion model is a prototype that has not yet been fully tested and should hence be co
There may be some bugs in the system, and some major simplifying assumptions have had to b
More information on the model can be found in Model use and FAQ and Tech Background
This model was developed by Andrew Simon, Andrea Curini, Robert Thomas and Eddy Langen
USDA-ARS-NSLWatershed Physical Processes Research Unit, P.O. Box 1157, Oxford, MS 386
ion Model
d models that
s with tension
ne and Tovey,
s of geotextiles
ffect of pore-
ning pressure
a safety margin
0 and 1.3 are
gin. Slopes
table (unless
Streambank failure can occur by several mechanisms (Figure 1), including cantilever failures of
toppling of vertically arranged slabs, rotational slumping, and wedge failures (Thorne
failure reflects the degree of undercutting (if any) by fluvial scour or other mechanisms, and the
materials.
The Bank Stability Model simulates types b) and c) and a modification of type b) where a tension
the instant of failure. All these are shear-type failures that occur when the driving force (stress)
resisting force (strength).
Streambank stability
The shear strength of saturated soil can be described by the Mohr-Coulomb criterion:
tf = c'+(s - mw) tan f'
where tf = shear stress at failure (kPa); c' =effective cohesion (kPa); s = normal stress (kPa);
pressure (kPa); and f' = effective angle of internal friction (degrees).
In incised stream channels and in arid or semi-arid regions, much of the bank may be above the
will usually experience unsaturated conditions. Matric suction (negative pore-water pressure) ab
table has the effect of increasing the apparent cohesion of a soil. Fredlund et al.
relationship describing increasing soil strength with increasing matric suction. The rate of increa
the parameter fb, which is generally between 10º and 20º, with a maximum value of
(Fredlund and Rahardjo, 1993). Apparent cohesion incorporates both electro-chemical bonding
matrix and cohesion due to surface tension on the air-water interface of the unsaturated soil:
where ca = apparent cohesion (kPa); ma = pore-air pressure (kPa); and y = matric suction (kPa).
The term fb varies for all soils, and for a given soil with moisture content (Fredlund and Rahardjo
et al., 2000). Data on fb are particularly lacking for alluvial materials. However, once this param
assumed) both apparent cohesion (ca) and effective cohesion (c') can be calculated by measurin
with tensiometers or other devices and by using equation 2.
Driving forces for streambank instability are controlled by bank height and slope, the unit weight
mass of water within it, and the surcharge imposed by any objects on the bank top. The ratio of
forces is commonly expressed as the Factor of Safety (Fs), where values greater than one indic
those less than one, instability.
where ci' = effective cohesion of ith layer (kPa); Li = length of the failure plane incorporated within
Si = force produced by matric suction on the unsaturated part of the failure surface (kN/m);
layer (kN); Ui = the hydrostatic-uplift force on the saturated portion of the failure surface (kN/m);
hydrostatic-confining force due to external water level (kN/m); b = failure-plane angle (degrees fr
bank angle (degrees from horizontal); and I = the number of layers.
As for the Horizontal Layer method, the analysis is a Limit Equilibrium analysis. In addition to th
incorporated in the Horizontal Layer method, the Vertical Slice method evaluates normal and sh
segments of the failure block. The confining force due to the water in the channel is modeled by
surface vertically through the water and applying a horizontal hydrostatic force on the vertical po
surface. Figure 2 shows an assumed failure block configuration and its subdivision into slices.
is separated into vertical slices whereby there are an equal number of J slices and layers. Each
subdivided into three subslices to increase the accuracy of the Fs calculations.
The calculation of Fs is a 4-step iterative process: (1) vertical forces acting on a slice are summe
the normal force acting at the base of a slice, Nj; (2) horizontal forces acting on a slice are summ
the interslice normal force, In j; (3) the interslice shear force, Is j is computed from
Morgenstern and Price (1965); and (4) horizontal forces are summed over all slices to obtain
During the first iteration, the interslice normal and shear forces are neglected and the normal for
Wj
cos β
where Wj is the weight of the jth slice. This first iteration yields the Ordinary Fs. The interslice no
then determined from:
∑ ( W i−Pi )
i=1
V = p L (d12 + d22)
8
where V = volume of wood (m3), d1 = diameter of trunk at base (m), d2 = diameter of trunk at top
length of trunk (m). Volume was converted to mass using an average density of 0.96 g/cm 3 mea
sycamore, sweetgum and river birch trees in northern Mississippi (Shields et al.
surcharge by calculating the force per unit area, dividing the tree weight by the root plate area.
Toe Erosion model
to = gw R S
where to = average boundary shear stress (Pa), gw = unit weight of water (9.81 kN/m
Radius (m) (calculated from the water depth) and S = channel slope (m/m).
f lo w s e g m e n ts u s e d t o c a l
s h e a r s tre s s o n th e th re e s o
s o il la y e r 1
s o il la y e r 2
la te r a l e r o s io n a n d b a n k
p r o file a ft e r e r o s io n
s o il la y e r 3
s h e a r s tr e s s d is tr ib u tio n
The average boundary shear stress exerted by the flow on each node is determined by dividing
cross-section into segments that are affected only by the roughness of the bank or bed and then
to determine the flow area affected by the roughness of each node. The line dividing the bed- a
segments is assumed to bisect the average bank angle and the average bank toe angle (see Fig
The hydraulic radius of the flow on each segment is the area of the segment (A) divided by the w
the segment (Pn). Fluid shear stresses along the dividing lines are neglected when determining
perimeter.
Erodibility and critical shear stress
A submerged jet-test device has been developed by Hanson (1990) to conduct soil erodibility te
device has been developed based on knowledge of the hydraulic characteristics of a submerged
characteristics of soil material erodibility. Utilizing this device, Hanson and Simon (2001) develo
relation between critical shear stress ( tc) and the erodibility coefficient (k) for cohesive silts, silt-
k = 2 x 10-7 tc-0.5
where E = erosion distance (m), k = erodibility coefficient (m3/N s), Dt = timestep (s),
stress (Pa), and tc = critical shear stress (Pa).
This method is similar to that employed in the CONCEPTS model (Langendoen, 2000) except th
assumed to occur normal to the local bank angle, not horizontally.
Useful References
Abernethy B, Rutherford ID. 2001. The distribution and strength of riparian tree roots in relation t
reinforcement, Hydrological Processes 15: 63-79.
Collison AJC, Anderson MG. 1996. Using a combined slope hydrology and stability model to ide
conditions for landslide prevention by vegetation cover in the humid tropics,
Landforms 21: 737-747.
Coppin NJ, Richards IG. 1990. Use of Vegetation in Civil Engineering, Butterworths, London.
De Vries DG. 1974. Multi-stage line intersect sampling, Forestry Science 20(2)
Endo T, Tsuruta T. 1969. On the effect of tree roots upon the shearing strength of soil.
Hokkaido branch, Forest Place Experimental Station, Sapporo, Japan: 167-183.
Fredlund DG, Morgenstern NR, Widger RA. 1978. The shear strength of unsaturated soils,
Geotechnical Journal 15: 313-321.
Fredlund DG, Rahardjo H. 1993. Soil Mechanics of Unsaturated Soils, John Wiley & Sons, Inc.,
Gray DH. 1978. Role of woody vegetation in reinforcing soils and stabilizing slopes,
Symposium on Soil Reinforcing and Stabilizing Techniques in Engineering Practice, NSW Institu
Sydney, Australia: 253-306.
Gray DH, Leiser AJ. 1982. Biotechnical Slope Protection and Erosion Control
Greenway DR. 1987. Vegetation and slope stability, In Anderson MG, Richards KS. (Eds),
Wiley & Sons: Chichester; 187-230.
Hanson GJ. 1990. Surface erodibility of earthen channels at high stresses. Part II - Developmen
testing device. Transactions of the American Society of Agricultural Engineers
Hanson GJ, Simon A. 2001. Erodibility of cohesive streambeds in the loess area of the midwest
Hydrological Processes 15: 23-38
Langendoen EJ. 2000. CONCEPTS - CONservation Channel Evolution and Pollutant Transport
Report 16, US Department of Agriculture Agricultural Research Service National Sedimentation
MS.
Lohnes RA, Handy, RL. 1968. Slope angles in friable loess. Journal of Geology
Morgenstern NR, Price, VR. 1965. The analysis of the stability of general slip surfaces.
Osman AM, Thorne CR. 1988. Riverbank stability analysis. I: Theory, Journal of Hydraulic Engin
134-150.
Partheniades E. 1965. Erosion and deposition of cohesive soils, Journal of Hydraulic Engineerin
Shields Jr. FD, Morin N, Cooper CM. 2001. Design of large woody debris structures for channel
Proceedings of the 7th Federal Interagency Sedimentation Conference, Reno, Nevada,
Simon A, Collison AJC. 2002. Quantifying the mechanical and hydrologic effects of riparian vege
streambank stability, Earth Surface Processes and Landforms 27(5): 527-546.
Simon A, Curini A. 1998. Pore pressure and bank stability: The influence of matric suction, In Ab
Pezeshk J, Watson CC (eds.), Water Resources Engineering '98, ASCE: Reston; 358-363.
Simon A, Curini A, Darby SE, Langendoen EJ. 2000. Bank and near-bank processes in an incis
Geomorphology 35: 183-217.
Simon A, Wolfe WJ, Molinas A. 1991. Mass wasting algorithms in an alluvial channel model,
5th Federal Interagency Sedimentation Conference, Las Vegas, Nevada, 2: 8-22 to 8-29.
Thorne CR. 1990. Effects of vegetation on riverbank erosion and stability, In Thornes JB (ed.),
erosion: Processes and Environments, John Wiley & Sons: Chichester; 125-144.
Thorne CR, Tovey NK. 1981. Stability of composite river banks. Earth Surface Processes and L
484
Thorne CR, Murphey JB, Little WC. 1981. Bank Stability and Bank Material Properties in the Blu
North-west Mississippi. Appendix D, Report to the Corps of Engineers, Vicksburg District under
Program, Work Unit 7, USDA-ARS Sedimentation Laboratory, Oxford, Mississippi.
Wu TH, McKinnell WP, Swanston DN. 1979. Strength of tree roots and landslides on Prince of W
Alaska, Canadian Geotechnical Journal 16(1): 19-33.
including cantilever failures of undercut banks,
ge failures (Thorne et al., 1981). The type of
or other mechanisms, and the nature of the bank
-1
+ y tan fb -2
ight and slope, the unit weight of the soil and the
s on the bank top. The ratio of resisting to driving
e values greater than one indicate stability and
α−β ])
+ P i cos( α −β ) ] tan φ 'i )
-3
α−β ])
-4
'
cos β cos β tan φ j
'
j ) F + N j sin β −
s
( Fs ) -5
-6
b '
L j + S j tan φ j −U j tan φ j
Fs ) -7
'
n φ sin β
j
Fs
'
−U i tan φ )
i
-9
Pi )
-10
ots (kPa); Ar/A = area of shear surface occupied
vertical (degrees); and f = friction angle of soil
-11
-12
o w s e g m e n ts u s e d t o c a lc u la te
a r s tr e s s o n th e th r e e s o il la y e r s
-13
-14
How to best use the Bank Stability and Toe Erosion Model
The Bank Stability and Toe Erosion Model is a physically-based model. It represents two distinc
namely, the failure by shearing of a soil block of variable geometry and the erosion by flow of ba
material. The effect of toe erosion, vegetative treatments or other bank and bank toe protection
illustrated by calculating the actual Factor of Safety (Fs) of the bank. To obtain a
erosion, it is recommended that you collect your own data for each site and enter these values in
boxes. However, in many field situations these data are not all available or collectable given the
investigation. In addition, the failure mechanism may not exactly match one of the models, or w
sediment loads may be so high as to reduce erosion potential. In these situations the model can
used as an approximate or relative indicator of streambank or bank toe stability in a similar wa
index-based method. To use the model in this way the user can input the bank profile and divid
stratigraphic layers based on the materials listed in the list boxes (sand, silt, clay etc.). If the use
need to be aware that both the Fs value and the erosion amounts will be approximations, since
considerable uncertainty and variability in the values selected for each material type. With regar
advised to use a safety margin when classifying banks as stable. Typical margins might be 1.3
on how critical the bank is.
To use the model, begin with Input Geometry and proceed through the sheets. The order you
is user-selectable. However, if you choose to use the Toe Erosion component, you must then u
and Toe Model Step 2 to calculate the amount of bank toe erosion. To use only the
begin with Input Geometry and then use Bank Model Data and Bank Model Step 2
bank failure profile may be viewed in Bank Model Step 2. If you have chosen to insert a tensio
make a change to any of the values on Bank Model Data or Bank Model Step 2
macro on Input Geometry. Results can be transferred back into the model for further iterations
Coordinates back into model buttons. If you choose to do this, Option A is automatically sele
Bank geometry may be inputted in two ways. Firstly, Option A allows measured slope values to
high resolution compound slopes. Alternatively, Option B generates a bank profile based upon
bank height, bank toe angle and bank toe length. If Option B is selected the bank automatically
top bank width is 1m wider than the failure block. Because of the many options this needs some
If you select Option A everything is read from the cells on the left-hand side.
If you select Option B the bank profile is generated and the shear surface base point is set at
but the angle is read from cell H29. You can of course use the shear surface calculator to get th
must enter it by hand.
If you select Option B and check the "Automatically update shear surface angle" the shear su
automatically calculated and read based on the friction angle in cell H39 and the bank angle in c
The bank profile may be viewed in Toe Model Step 2 or Bank Model Step 2
Modeling Tips and Frequently Asked Questions
The validity of model output is subject to two major constraints;
a) the model is a simplification of a complex natural system, and that simplification must be app
field situation in order for the results to be meaningful
b) the output is only as good as the input data
The bank stability component assumes that river banks fail as either wedges with planar shear s
wedges with tension cracks, or as cantilever shear-failures (see Tech Background
will give an indication of the relative stability of banks subject to other failure mechanisms, the pr
will not be correct. Additionally, the toe erosion component assumes that flow is competent to e
material from the bank face, toe and bed. i.e. antecedent sediment loads are either minimal or c
also assumes that bank, bed and toe materials are eroded at a rate controlled by excess-shear
critical shear stresses for each material type remain constant; hiding effects are ignored.
The parameter data (soil strength, cohesion due to vegetation, erodibility etc.) provided with this
to natural variability and uncertainty. Where the 'right' answer is needed (i.e. an accurate
rather than a relative ranking of banks) the user will need to collect their own data.
In addition, the user needs to be aware of certain situations that can create invalid results. Som
are outlined below.
Bank Model
Bank geometry
The bank geometry coordinates must follow the bank profile from top left to bottom right, as show
Geometry. Each point must be unique. Points that lie beyond the shear surface base are ignor
simulation. There must be sufficient distance between points A and B for the shear surface top
distance is too small (common on low angle shear surfaces) the bank geometry macro will give
Increasing the distance between points A and B will solve this problem.
Another common error is if the user uses Option A to input a profile with a horizontal toe and a
elevation equal to the toe elevation. Since shear surface emergence is defined solely by elevati
placed on a horizontal surface or there will be ambiguity. Adding a nominal amount to the eleva
solve the problem.
uw = gw .h
where uw = pore-water pressure (kPa), h = head of water (m) and gw = unit weight of water (9.81
Above the water table the same formula is used to estimate matric suction as negative pore-wat
Pore-water pressures are entered as positive values, while matric suction values are entered as
Water Table
Users can input a water table based on boreholes, observations of field conditons or assumed w
conditons. Be aware that on high, steep banks the water table will tend to draw down towards th
due to lateral drainage. This is accounted for within the vertical slice method but is ignored in th
method and can lead to overestimations of positive pore-water pressure at the shear surface. T
method assumes the water table is horizontal, with a position defined as a depth below point B.
Vegetation
Cohesion due to roots is added to the top meter of the bank when this option is selected.
Cohesion is taken as an average over the top 1 m of soil.
Vegetation on the whole bank can be simulated by adding cohesion to the relevant soil layers. I
other sources of cohesion (e.g. geotextiles) can be added as user inputs in the vegetation input
Surcharge due to the weight of vegetation is added to layer 1, weighted by thickness. This featu
used to add surcharge due to other loads. Surcharge is taken as an average over the top 1 m o
Considerable caution needs to be used when taking vegetation data collected in one site and ap
another - the data are provided for guidance only. Over time the NSL intends to add additional v
- check the web site for details and updates.
Revision History
Additions in Version 1.1
A routine has been added to estimate the failure angle in Step 1, and the width and volume of th
given beneath the Fs value in Step 2. Thanks to Peter Downs, John Smith and Janine Castro fo
suggestions.
Another routine has been added in Step 1 to generate a simple slope profile based on slope ang
An additional option has been added to allow the model to be run iteratively changing bank angl
stable angle.
Additions in Version 1.2
We have added an option so you can input a bank angle and height rather than draw the slope.
"Generate bank profile from height and angle" produces a simple slope. Note that you still need
surface angle as in version 1.0
We have added an additional option on the bank geometry module to make it easier to calculate
stable angle (and so the width of the unstable bank-top margin). Check the "Automatically upda
angle" box and the model automatically calculates shear surface angle from average soil friction
angle. Once you have set up the soil friction angle and the bank height you can run the model it
only bank angle and running the bank geometry macro to identify the critical bank angle. Everyt
updated automatically.
Additions in Version 2.0
Various improvements have been made to increase the robustness and ease of use of the mode
now two options to set up bank geometry. In Option A the user controls everything and enters
profile. This allows the user a high degree of resolution on compound banks.
bank height and angle, and draw a simple bank. Within Option B there are two ways of defining
angle; either as a direct input (as in Option A) or where the failure angle is not known it can be e
mean soil friction angle and mean bank angle. This option allows the user to rapidly change geo
the steepest stable bank angle, or limiting stable height.
Additions in Version 2.2
Further improvements have been made to increase the robustness and ease of use of the mode
has been simplified and spurious features have been removed. As a result, the model is now m
on disk, enabling faster download and speedier use.
Additions in Version 3.3
The first version with both the Bank Stability model and the Toe Erosion model completely integ
reductions in code complexity and removal of spurious features have created a much more com
suite. A workaround has been added to deal with negative elevations in the Toe Erosion model.
Additions in Version 4.0
Version 4.0 incorporates two additional Fs calculation routines and hence failure mechanisms: V
with tension cracks and cantilever shear failures. When the user clicks the Run Bank Geometr
geometry is set and checked for the existence of an undercut bank. Pop-up boxes appear askin
to analyze for cantilever failures, or to insert a tension crack. If a tension crack is inserted, the u
the Fs value without the tension crack.
osion Model
odel. It represents two distinct processes,
and the erosion by flow of bank and bank toe
bank and bank toe protection measures can be
k. To obtain a Fs value or to accurately model toe
site and enter these values in the appropriate
ilable or collectable given the resources of the
match one of the models, or water column
hese situations the model can be cautiously
nk toe stability in a similar way to a BEHI or other
put the bank profile and divide the bank into
and, silt, clay etc.). If the user does this they
will be approximations, since there is
ach material type. With regards to Fs, users are
Typical margins might be 1.3 or 1.5, depending
Option A - Draw a detailed bank Option B - Enter a bank height and angle,
profile using the boxes below the model will generate a bank profile
Option A Option B
57.5
2. Bank layer thickness (m) Recommended shear surface angle
Elevation of
Parallel layers, starting from point B
layer base
(m)
Top Layer
Layer 1 1.00 4.00 3. Channel flow parameters
Layer 2 1.00 3.00 2.00 Input elevation of flow (m)
Notes:
Layer 1 Shear surface must enter bank top
between points A and B.
Bank profile may overhang.
Layer 2
Point K must not be on a horizontal
a section - the elevation of this point
must be unique or an error
Layer 3 message will display.
Layer 4 Toe
c material
Layer 5
b d
Bed material
6.00
ELEVATION (M)
5.00
Base of layer 1
Base of layer 3
3.00 Base of layer 4
Base of layer 5
2.00 Eroded Profile
Water Surface
1.00
Initial Profile
0.00
-1.00
0.00 1.00 2.00 3.00
STATION 4.00
(M) 5.00 6.00 7.00 Export Coo
material type or select "Enter own data" and add values
'Toe Model Data' worksheet will be used. Once you
s Macro" button (Center Right of this page).
Bank Toe Material Bed material
Layer 5
Fixed bed
Estimate critical shear stress tc
Moderate cohesive Enter own data
Bank Protection
No protection Input bank protection
Enter own data layer 3 Need to know the critical shear stress (
9
Enter own data layer 4 Input non-cohesive particle
diameter (mm)
Enter own data layer 5 Critical Shear Stress
Bed Material
Diameter
tc (Pa) k (cm3/Ns) (m) tc (Pa) k (cm3/Ns)
248.83 0.006 Boulders (256 mm) 0.256 248.83 0.006
62.21 0.013 Cobbles (64 mm) 0.064 62.21 0.013
19.44 0.023 Gravel (20 mm) 0.02 19.44 0.023
0.71 0.118 Coarse sand (1mm) 0.001 0.71 0.118
0.09 0.335 Fine sand (0.125 mm) 0.000125 0.09 0.335
50.00 0.014 Resistant cohesive - 50.00 0.014
5.00 0.045 Moderate cohesive - 5.00 0.045
0.10 0.316 Erodible cohesive - 0.10 0.316
Permissible shear
stress
Select material types, vegetation cover and water table depth below ban
(or select "own data" and add values in 'Bank Model Data' worksheet)
base of layer 1
4.00
base of layer 2
base of layer 4
2.00
failure plane
water surface
1.00
water table
0.00
0.00 1.00 2.00 3.00 4.00 5.00 6.00 7.00
Factor of Safety
Conditionally
1.07 stable
33 Own data
Data Sources:
Selby, MJ. 1982. Hillslope Materials and Processes, Oxford University Press, Oxford, p54.
Simon, A, Collison, AJC. 2001. Quantifying root reinforcement of streambanks for some common riparian spec
Proceedings of the American Society of Civil Engineers Conference on Wetland Engineering and River Restora
Simon, A, Collison, AJC. 2002. Quantifying the mechanical and hydrologic effects of riparian vegetation on
streambank stability, Earth Surface Processes and Landforms 27 (5), 527-546.
s used in the model.
data to the white boxes.
ting the given soil type from the list box in Step 2.
fb
(degrees)
5
15
15
15
15
15
me common riparian species: is willow as good as it gets?
ineering and River Restoration, Aug 27-30 2001, Reno, NV.
riparian vegetation on
Unit Converter
The model works in metric units. To convert English to metric units use the table below.