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M. TOM INAGA, General Manager, Civil Engineering & Construction Dept., Chiba Works, Kawasaki Steel Corporation,
Chiba, Japan
T. HASHIMOTO, Chief Researcher, Osaka Soil Test, Geo-Research Institute, Osaka, Japan
M. FUKUW AKA, Staff Engineer, Civil Engineering Department, Engineering Division, Kawasaki Steel Corporation, Tokyo, Japan
I NT R ODUC T I ON o f a b r a c e d e x c a v a t i o n a n d a r e t a i n i n g wa l l
s t r u c t u r e e v a l u a t i n g a n d mo d i f y i n g s o i l p a r a
Pr e vi ous s t udi e s on t he be ha vi our of e a r t h r e me t e r s b y me a n s o f b a c k a n a l y s i s . Th e s e a p
t a i n i n g wa l l s c a n b e d i v i d e d i n t o t h r e e c a t e g o pr oaches , h o we v e r , we r e b a s e d u p o n t h e s p r i n g
r i es; 1) St a bi l i t y of e xc a va t e d gr ound as d i s b e a m mo d e l a n d t h e y a r e r e s t r i c t e d wh e r e u s e d
c u s s e d b y Te r z a g h i & Pe c k ( 1967) et al . , 2) D i s a s a p r e d i c t i o n p r o c e d u r e t o t h e wa l l def l ec
t r i but i on of l at er al e a r t h pr e s s ur e a c t i ng on t i o n a n d s t r e s s a c t i n g u p o n i t wi t h o u t a n y c o n
wa l l b y Te r z a g h i ( 1967) a nd Ts c h e b o t a r i o f f ( 1962) s i d e r a t i o n o f t h e d e f o r ma t i o n s b e h i n d t h e wa l l .
et al . , a n d 3) B e h a v i o u r o f a n e a r t h r e t a i n i n g F . E. a n a l y s i s c o n s i d e r i n g t h e S t r e s s P a t h Me t h o d
wa l l d e v e l o p e d f r o m a n e l a s t i c s p r i n g mo d e l as wh e r e i t i s p o s s i b l e t o d e t e r mi n e Yo u n g ' s mo d u
d e r i v e d b y Ch a n g ( 1937) . For p r e d i c t i n g t he l us de pe ndi ng on t he s he a r s t r e s s as a va r i ous
p e r f o r ma n c e o f a b r a c e d e x c a v a t i o n , t he e l a s t o- p a r a me t e r i s t h e r e f o r p r e f e r r e d a s a mo r e a c c u
p l a s t i c s p r i n g b e a m mo d e l c ons i de r i ng t he e xc a r at e anal ys i s .
vat i on s equence, wh i c h wa s e x t e n d e d f r o m C h a n g ' s
s p r i n g mo d e l b y Ya ma g a t a ( 1969) et al . , has been P R OC E DUR E
u t i l i z e d w i d e l y b e c a u s e o f t h e s i mp l i c i t y o f
a na l ys i s and t he a c c ur a c y of t he pr e di c t i ons Fi g . 1 s h o ws t h e s t r e s s p a t h s f o r t wo s o i l e l e
c o mp a r e d wi t h a c t u a l c a s e h i s t o r y p e r f o r ma n c e . me n t s a r o u n d t h e wa l l dur i ng excavat i on. Th e
For a n a l y z i n g t he b e h a v i o u r b e h i n d t he r e t a i n i n g t ot al hor i zont al s t r e s s a h b e h i n d t h e wa l l
wa l l , h o we v e r , f i n i t e e l e me n t a n a l y s i s i s c o n ( E l e me n t A) t ends t o d e c r e a s e d u e t o r e mo v a l o f
s i d e r e d s u f f i c i e n t w i t h o u t u s i n g P e c k ' s wo r k t he e xc a va t e d s oi l f r o m t h e c o n s t r i c t e d Kq
( 1969) r e l a t i ng t o t he s t at i s t i cal r el at i ons hi p st at e, and t ot al ver t i cal s t r e s s a v r e ma i n s
b e t we e n s e t t l e me n t a t g r o u n d s u r f a c e a n d e x c a v a near l y cons t ant . I n s i d e t h e wa l l ( E l e me n t B)
t i on de pt h f or va r i ous s oi l t ypes . Ap p l i c a t i o n t he c ha nge of t ot al hor i zont al s t r es s i s
o f f i n i t e e l e me n t a n a l y s i s t o b r a c e d e x c a v a t i o n s ma l l b e c a u s e o f bot h e f f e c t s of de c r e a s i ng t he
p r o b l e ms , wh i c h we r e p e r f o r me d b y L a mb e ( 1970) , over bur den pr es s u r e and i nc r e a s i ng t he l at er al
Cl o u g h ( 1971) , a r e c ons i de r e d va l i d f or a n a l y z pr es s ur e due t o t he a c t i on of t he r e t a i ni ng
i n g t h e i n t e r a c t i o n wi t h a d j a c e n t g r o u n d , be wa l l , and an acco mp a n y i n g t o t a l v e r t i c a l s t r es s
c a u s e F. E. a na l ys i s i s abl e t o e va l uat e t he r e decr eas e. Th e r e i s a de f i ni t e t e nde nc y f or e f
t a i n i n g wa l l a s a b e a m e l e me n t a n d t h e s t r u t a s f ect i ve s t r es s t o de c r e a s e r e s ul t i ng f r om t he
a b a r e l e me n t . E s t a b l i s h me n t o f t h e g r o u n d
mo d e l f or a br a c e d e xc a va t i on a f f e c t s t he r e
s u l t s c a l c u l a t e d i n t h e e x e c u t i o n o f F . E. anal y
Re t a i n i n g wa l l
si s cons i der abl y. Pr e vi ous l y, var i ous cons t i t u
t i v e l a ws p r o p o s e d b y R o s c o e e t a l . ( 1968) and J \ St r u t / -S- - -
ot her r es ear cher s have s t i l l l e f t uns ol ve d t he ! 1
p r o b l e ms o f n o n - h o mo g e n e i t y a n d a n i s o t r o p y o f -------- H
O E l e me n t B
s oi l s a nd i na de qua t e c r i t e r i a a nd e qua t i ons f or 1 ; -■ <
Pa r t i a l l y
t he unl oa di ng c ondi t i on s uc h as e xc a va t i on. -M
1______ _[_
Wi t h t h e a d o p t i o n o f t h e " S t r e s s P a t h Me t h o d " Dr a i n e d ES P
, ' 1 0)
p r o p o s e d b y L a mb e ( 1967) , t he s t r e s s - s t r a i n r e £
l at i ons hi p cons i der i ng s t r es s i nduced ani s ot r opy i 0 \ <D
1—1 U( T
a n d d r a i n a g e e f f e c t s u n d e r a s t r e s s p a t h s i mi l a r i f e l e me n t -I
t o act ual c o n d i t i o n s c a n b e d e t e r mi n e d . A s i m
p l e p r o c e d u r e c a n b e u s e d t o e s t a b l i s h a mo d e l
a t p r e s e n t t i me . T o mi n a g a e t a l . ( 1977) de ve l Fi g. l St r e s s Pa t h f or No r ma l l y Co n s o l i d a t e d
o p e d a c o mp u t e r s y s t e m t o p r e d i c t t he be ha vi our Soi l
2137
8 /B /1 8
Aa o c t and Ao o c t C h a n g e o f n o r ma l and
s hear s t r es s i n an
oct ahedr al pl ane
Ea and £r ; s t r ai n
Ea and Er ; Yo u n g ' s mo d u l u s
80. 5m G. L .
1st nt r ut T g J “ Ex c a .
_ 2 f - r nt -
te _¿ a d Ex e a .
l - r nt D
r—1 = A 4A Ex e a .
ol 4 ■h <
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tr Ex e a .
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F i g . 3 Ty p i c a l Cr o s s Se c t i o n of A- A L i n e Fi g. 4 Soi l Pr of i l e
2138
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equal t o t h e e f f e c t i v e o v e r b u r d e n p r e s s u r e av .
T h e e a r t h p r e s s u r e r a t i o a t r e s t K0 o b t a i n e d
f r o m me a s u r e me n t s o f p o r e wa t e r p r e s s u r e a n d
hor i zont al e a r t h p r e s s u r e wa s d e t e r mi n e d t o b e
1 . 4 i n t h e u p p e r p a r t o f t h e Ac l a y e r a n d 0 . 5
i n t h e l o we r p a r t . T h e s t r e n g t h p a r a me t e r s
obt a i ne d f r om t he c onve nt i ona l t r i axi al c o mp r e s
s i o n t e s t s a r e c 1 = 0 a n d 0' = 3 4 t o 37° i n Ac
l ayer , a n d c 1 = 5 0 k P a a n d 0' = 23° i n Dc l a y e r .
St r e s s Pa t h Te s t
T h e s t r e s s p a t h t e s t u s e d t o d e t e r mi n e t h e s o i l
p a r a me t e r s wa s p e r f o r me d o n s o i l s a mp l e s o b t a i n
ed f r om bot h be hi nd and i ns i de t he e a r t h r e t a i n
i n g wa l l . T h e s t r e s s p a t h s we r e o b t a i n e d f r o m Fi g. 5 Ty p i c a l To t a l St r e s s Pa t h f r om
t h e p r e l i mi n a r y F . E . a n a l y s i s a n d Fi g. 5 s h o ws P r e l i mi n a r y F . E . An a l y s i s
t he s t r e s s pa t h c a l c ul a t e d f or r e pr e s e nt a t i ve
e l e me n t s a t d e p t h - 1 0 , - 20, a n d - 3 0 m. Ca l c u l a
t i o n s b a s e d o n t h e i n p u t o f u n i t w e i g h t y^. , Ko
val ue, i ni t i al por e pr e s s ur e di s t r i but i on and
Yo u n g ' s mo d u l u s e v a l u a t e d f r o m t h e f u n d a me n t a l 100
l a b o r a t o r y t e s t s f o r t h e s o i l p r o f i l e s h o wn i n
Fi g. 4 we r e ma d e . T h e P o i s s o n ' s r a t i o wa s a s
50
s u me d t o b e 0 . 5 f o r e a c h l a y e r . St r e s s pa t hs
o b t a i n e d s h o w t h e u n l o a d i n g c o mp r e s s i o n s t a t e
b e h i n d t h e wa l l a nd t he unl oa di ng e xt e ns i on
s t a t e i n t h e g r o u n d i n s i d e t h e wa l l as pr evi ous
l y me n t i o n e d . Tr i a x i a l c o mp r e s s i o n a n d e x t e n
s i on t es t s under bot h dr a i ne d and undr a i ne d c on
d i t i o n s we r e p e r f o r me d . Fi g. 6 s h o ws t h e s t r e s s -
s t r a i n r e l a t i ons hi p obt a i ne d f r om t he unl oa di ng - 100
ext ens i on t es t under undr ai ned condi t i on as a ( a) To t a l s t r e s s p a t h ( TS P ) a n d Ef f e c t i v e
t ypi cal r es ul t . s t r e s s p a t h ( Çg
De t e r mi n a t i o n of Soi l P a r a me t e r s
S o i l p a r a me t e r s r e q u i r e d i n t h e s e c o n d a r y F . E. Er = 5 0 0 0 k P a
a n a l y s i s we r e d e t e r mi n e d ma i n l y b a s e d o n t h e E y i e l d =5 0 V
s t r es s pat h t est , wh e r e p a r a me t e r s i ncl ude
Yo u n g ' s mo d ul us i n bot h ver t i cal and hor i zont al
di r ect i ons , t he Poi s s on' s r at i o, t h e He n k e l ' s
por e pr es s u r e p a r a me t e r . F o r e x a mp l e , Fi g . 7
pl ot val ues o f Ea , E r a n d Va r . Vr a a g a i n s t r a t i o
of s he a r s t r e s s a n d p r i n c i p a l me a n s t r e s s f o r a n
( Ex t e n s i o n )
e l e me n t a t d e p t h - 2 0 m. Yo u n g ' s mo d u l u s E i n ( Co mp r e s s i o n )
( c) Ex t e n s i o n u n l o a d i n g t e s t
di l uvi al cl a y l a y e r wi t h o u t t h e p e r f o r ma n c e o f ( b) Co mp r e s s i o n u n l o a d i n g t e s t ( d e p t h 28m)
t he s t r e s s pat h t est , i s e va l ua t e d f r om t he c on ( d e p t h 10m)
vent i onal t r i axi al c o mp r e s s i o n t e s t a s f o l l o ws :
Fi g. 6 Re s u l t s of St r e s s Pa t h T e s t ( C KQU)
E = 3000 + 850 Oq ( k Pa )
D e f o r ma t i o n Be h a v i o u r i n t he Ex c a v a t i o n
T h e d e f o r ma t i o n b e h a v i o u r o f t h e e a r t h r e t a i n i n g
wa l l a nd t he a r e a be hi nd i t dur i ng e xc a va t i on
s e q u e n c e wa s me a s u r e d u s i n g a n i n c l i n o me t e r a n d
s e t t l e me n t g a u g e s wi t h mu l t i p l e p o i n t s . As
s h o wn i n F i g . 8, t h e d e f l e c t i o n o f t h e wa l l i s
a ma x i mu m o f 5 0 mm a t t h e g r o u n d s u r f a c e d u r i n g
t he i ni t i a l excavat i on. Th i s b e h a v i o u r i s e x
p r e s s e d i n t h e c a n t i l e v e r mo d e a n d a s t h e e x c a
vat i on pr oceeds , i t i s not ed t hat t h e ma x i mu m
d e f l e c t i o n o c c u r s a t a l o we r l e v e l t ha n t he
l evel of e xc a va t i on and t he de f l e c t i on i s r e
s t r i c t e d due t o t he e f f e c t of t he br a c i ng s t r ut s
o n t h e u p p e r p a r t o f t h e wa l l . Th e d e f l e c t i o n
o f t h e wa l l i s t h e ma x i mu m 7 0 mm a t a d e p t h o f
- 16. 5m at t he f i f t h e xc a va t i on. Th e a r e a i n
f l u e n c e d b y e x c a v a t i o n e x t e n d s mo r e t h a n t wi c e
t h e e x c a v a t i o n d e p t h b a s e d o n t h e d e f o r ma t i o n
de ve l ope d i n t he a dj a c e nt a r e a as t he de pt h Fi g. 7 Ob t a i n e d E l a s t i c Mo d u l i and Poi s s on' s
i ncr eas es . Ra t i o ( CK0 D, De p t h = - 2 0 m)
2139
8 /B /1 8
C o mp a r i s o n o f t h e P r e d i c t i o n An a l y s i s wi t h La t e r a l D i s p l a c e me n t ( 1 0 “ 2m )
F i e l d Me a s u r e me n t s
Gr o u n d Gr o u n d Re t a i n i n g Wa l l
Th e s e c o n d a r y F . E. anal ys i s has been execut ed
0 2 4 6 0 2 4 6 0 2 4 6 8
u s i n g t h e p a r a me t e r s s h o wn i n F i g . 6 f or f i ve . . I— «— «— I I— •— >— «— *
e xc a va t i on s t ages . Th e c a l c u l a t e d d e f l e c t i o n
o f wa l l i s n e a r l y 1 5 0 mm ma x i mu m a t t h e 1 s t e x
c a va t i on l evel a t d e p t h - 3 . 0 m, h o we v e r , a c on
s i d e r a b l y l o we r v a l u e 5 0 mm i s o b s e r v e d b y a c t u a l
me a s u r e me n t . An a t t e mp t h a s b e e n ma d e , t her e
f or , t o mo d i f y t h e p a r a me t e r s b a s e d o n t h e f o l
l o wi n g c o n s i d e r a t i o n s . I n t he e xc a va t e d gr ound,
t he s oi l i mp r o v e me n t d u e t o t h e i n s t a l l a t i o n o f
t h e c o n c r e t e b e a r i n g p i l e a n d t h e l i me p i l e we r e
c a r r i e d o u t p r i o r t o e x c a v a t i o n wo r k a s p r e v i o u s
l y me n t i o n e d . Th e r e f o r i n or der t o cons i der
s uch ef f ect s , t h e e q u i v a l e n t Yo u n g ' s mo d u l u s i s
i nt r oduc e d and t he s oi l p a r a me t e r s f or t he e x
c a v a t i n g g r o u n d we r e mo d i f i e d .
- F o r a r e a i n s t a l l e d wi t h c o n c r e t e p i l e
( a t d e p t h o f - 2 2 m t o - 5 5 m)
„ ( EA) s oi l + ( EA) pi l e
Ee q = “ 1------------- ^-------- -----
- For a r e a t r e a t e d wi t h l i me pi l e
( at d e p t h o f - 6 m t o - 2 2 m)
Ee q = “ 2 E s oi l
wh e r e , A i s t he c r os s s ect i onal a r e a of pi l e and
s oi l , , a .2 ar e t he mo d i f i c a t i o n f a c t o r s . Fr om
t he r e s ul t s c a l c ul a t e d a g a i n wi t h E e q d e f i n e d
above, we c a n o b t a i n t h e mo d i f i c a t i o n f a c t o r s
a i = 6 . 0 a n d a. 2 = 2 . 0 b y s i mu l a t i o n .
Fr om t he r e s ul t s c a l c ul a t e d f or a ddi t i ona l ex
Fi g. 8 C o mp a r i s o n b e t we e n Pr e di c t e d and
cavat i on us i ng t hes e n e wl y e v a l u a t e d p a r a me t e r s
Ee q, t he gr ound a nd wa l l be havi our can be pr e Ac t u a l Fi e l d Me a s u r e me n t s
d i c t e d wi t h h i g h a c c u r a c y a s s h o wn i n F i g . 8.
I n or der t o pr edi ct t he be ha vi our accur at el y,
i n f ut ur e, a capabi l i t y f or t he pr e di c t i ons S e wa g e T r e a t me n t O f f i c e a n d S h i mi z u C o n s t r u c
a n a l y s i s mu s t be de v e l o p e d wi t h c o n s i d e r a t i o n t i o n Co . , Lt d . , To k y o , J a pa n f or t hei r c oope r a
of t he c ons ol i da t i on pr oces s and s eepage f l ow t i on .
i nvol vi ng t he par t i a l l y dr ai na ge condi t i on.
R E F E R E NC E S
C ONC L US I ON
Ch a n g , Y. L . ( 1931) . Di s c u s s i o n o n " L a t e r a l P i l e
A mo r e r e a s o n a b l e p r e d i c t i v e p r o c e d u r e u s i n g Lo a d i n g Te s t s " b y F e a g i n , Tr a n s . AS C E ,
f i n i t e e l e me n t me t h o d f o r p r e d i c t i n g b e h a v i o u r Pa pe r , 1595.
of a br a c e d e xc a va t i on has be e n pr opos e d and Cl o u g h , G. W. a n d Du n c a n , J . M. ( 1971) . Fi n i t e
appl i ed t o an act ual l ar ge deep excavat i on. E l e me n t An a l y s i s o f R e t a i n i n g Wa l l Be h a v i o r ,
An a n a l y s i s h a s b e e n p e r f o r me d wi t h mo d i f i e d AS C E , Vo l . 97, S M.
s o i l p a r a me t e r s b a s e d o n t h e f i e l d me a s u r e me n t s L a mb e , T . W. ( 1971) . T h e S t r e s s P a t h Me t h o d ,
dur i ng f i r s t e xc a va t i on s t age, and s ubs equent l y AS C E , Vo l . 97, S M.
a p r e d i c t i o n a n a l y s i s u s i n g t h e p a r a me t e r s o b L a mb e , T . W. ( 1970) . La t e r a l St r e s s i n t he
t a i n e d h a s b e e n ma d e . C o mp a r e d w i t h t h e f i e l d Gr o u n d a n d D e s i g n o f E a r t h R e t a i n i n g S t r u c
me a s u r e me n t , i t i s cl e a r t hat t he a na l ys i s i s t ur es . Ex c a v a t i o n s , S p e c i a l t y Co n f . ,
de f i ni t e l y a ppl i c a bl e t o t he pr e di c t i on of b e Co r n e l l .
h a v i o u r d u r i n g e x c a v a t i o n wi t h h i g h e r a c c u r a c y . Pe c k, R. B. ( 1969) . Ex c a v a t i o n a n d Tu n n e l i n g i n
Al t h o u g h t h e c o n v e n t i o n a l el as t i c s pr i ng beam S o f t Gr o u n d . Pr oc . 7 t h I C S MF E , St a t e of t he
a n a l y s i s w i t h p r e d i c t i o n a n d mo d i f i c a t i o n o f Ar t .
p a r a me t e r s i s c o n v e n i e n t a n d s i mp l e , t he pr e d i c Ro s c o e , K. G. a n d Bu r l a n d , J . B. ( 1968) . On t h e
t i on and r e l i a bi l i t y of t he pr e di c t i on r es ul t s Ge n e r a l i z e d S t r e s s - S t r a i n B e h a v i o u r o f " We t
wo u l d n o t b e a c c u r a t e , i f t h e d e f l e c t i o n mo d e o f Cl a y " . En g . Pl a s t i c i t y, C a mb r i d g e Un i v .
wa l l wh e n mo d i f i c a t i o n s a r e c o n s i d e r e d d i f f e r s Pr e s s .
f r o m t h e p r e d i c t e d mo d e f o r a d d i t i o n a l excava Te r z a g h i , K. a nd Pe c k, R. B. ( 1967) . S o i l Me c h a
t i on s t ages . I n t hi s r egar d, t he pr e di c t i on n i c s i n En g i n e e r i n g Pr a c t i c e . Se c ond
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