TESDA-OP-IAS-01-F05-A

Rev. No. 01- 05/28/2020

COMPLIANCE AUDIT ACTION CATALOGUE
Name of TVI: San Pedro Technological Institute
Date Audit Conducted: May 11, 12, 14, 2021
Program Qualification: Bartending NC II

Root Cause
Analysis To be accomplished by PO

Non-
Comments on Non-
Comments on Conformity
the Proposed Conformity
the Proposed Closed
Corrective Closed
Correction (If for Corrective
Proposed Action (If for Correction
Proposed accepted, write Action
Findings/ Corrective accepted, write (Yes or No)
Area/Process Correction Yes and Indicate (Yes or No)
Description Action Yes and Indicate
(For NCs) date of
(For NCs) date of (to be Signature
implementation (to be
implementation accomplished
otherwise state accomplished
otherwise state by the PO
comment/s or by the PO
comment/s or within 5
recommendation within 30
recommendation working days
and indicate date working days
and indicate date after the
of re-submission after the
of re-submission audit)
audit)
Curricular At the time of With lacking Provide the Find a
Requirement procurement Equipment 1 lacking reliable
s of training set of Electric equipment 1 supplier of
equipment Glass set of Electric the lacking
and tools, Brushes Glass equipment: 1
there was no Brushes set of Electric
available Glass
supplier for Brushes
the 1 set
Electric Glass
Brushes, with
this, 1 set of
Manual Glass
Brushes was
used during
the training in
place of the
 Electric Glass The
Brushes Maintenance
With Schedule The
Maintenance presented will Equipment
Schedule be updated Maintenance
The presented for Checklist will
and
submitted maintenance be included
completed
Maintenance of tools and with the
Schedule did physical submitted
not include facilities Maintenance
the however not Schedule
Maintenance fully utilized
Checklist

Faculty and The TESDA List of The school Request for

Personnel PO UTPRAS Faculty and will bring the the signing of
Focal missed Personnel Copy of the page on
to sign the not signed by Registration the List of
copy of the required Book (School School
updated list signatories Copy) to Officials,
of Officials, TESDA PO Teaching and
Teaching and and compare Non-
Non- it to the copy Teaching
Teaching in submitted to Staff
the school’s TESDA PO
copy of
Registration
Book.

Other The TESDA No The school Digitized copy

requirements PO is not submission of will of Trainees’
requiring us digitized copy coordinate credentials
to submit of students’ with TESDA will be
digitized copy credentials PO regarding submitted
of Trainees’ their Policy after knowing
credentials and System the system
Previous in the and policy of
Compliance submission of TESDA PO,
Audit did not the Digitized since this is
include this copy of not a usual
digitized copy trainees’ practice of
in their Audit. credentials their office
 Mandatory The COVID- Low A consistent Strengthened
Assessment 19 Pandemic employment follow-up Job Linkages
and affected the report – 36% regarding the shall be
Submission mobility and employability enforced by
of MIS 03-02 employability of trainees consistent
of the shall be follow-up and
trainees. imposed update of the
Closure of employability
several of trainees.
industries
have also
affected the
employability
of the
trainees

Other The TESDA Certificate of The school’s A letter of

observations PO issued Program name San request will
the CTPR Registration Pedro be submitted
which we is Technologica to TESDA PO
believed was inconsistent l Institute for the update
based on the with the (SPTI) with on the entries
documents indicated in the address, on the CTPR
submitted. Section 1 of Crismor
The same Resolution Avenue,
documents No. 2014-78- Elvinda
were San Pedro Village,
submitted for Technologica Barangay
all l Institute Fatima, San
qualifications (SPTI), Pedro,
Crismor Laguna shall
Avenue., be updated
Elvinda on the CTPR
Village,
Barangay
San Vicente,
San Pedro
City, Laguna

Prepared by:

DOMINADOR S. MARMETO
TVI Head/Administrator/Company Head
Date:_______________________
Approved by:
___________________________
Provincial Director
Date:_______________________