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Implementation of BIM in Small Home-Building Businesses

Angelo Joseph Garcia, Ph.D.1; Sinem Mollaoglu, Ph.D., A.M.ASCE2; and Matt Syal, Ph.D., M.ASCE3

Abstract: Implementation of building information modeling (BIM) in all levels and types of building projects in the architectural, engineer-
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ing, and construction (AEC) industry can considerably improve cost, time, quality, and sustainability outcomes. Despite the potential benefits,
upfront costs required to implement BIM hinder its diffusion in small home-building businesses. These costs mainly include consultancy fees,
hiring/training and retention of BIM experts, and software license fees. Based on the small business management and innovation implementa-
tion literature, this study presents a framework for effective BIM implementation in small home-building businesses. The framework posits
three phases with their associated business practices: (1) initiation phase: preliminary BIM adoption setup via external and internal support,
and creation of in-house BIM experts; (2) stabilization phase: retention of in-house BIM experts via business practices improving their skills
and motivation; and (3) progression phase: scanning and exploiting external innovative BIM knowledge to sustain or gain a competitive
advantage. The framework was qualitatively analyzed and verified via interviews. The findings can help facilitate BIM implementation in
small home-building businesses as well as in other small construction firms. DOI: 10.1061/(ASCE)SC.1943-5576.0000362. © 2018
American Society of Civil Engineers.

Introduction know-how; therefore, they are not widely followed, especially in


small home-building businesses. The literature defines small busi-
Although building information modeling (BIM) has constituted a nesses as having fewer than 100 employees (Way 2002; Sels et al.
technological and team coordination breakthrough in the architec- 2006). In the home-building industry, on average, small single- and
tural, engineering, and construction (AEC) industry, it has been multifamily home builders with a focus on construction have nine
mainly used in commercial and/or large-scale building projects employees (NAHB 2015). Most small firms specializing in home
while being mostly neglected by the residential construction indus- design in the United States have fewer than 10 employees (AIA
try (NAHB 2016). According to a recent study (NAHB 2014), only 2012). Despite BIM’s promise in improved multidisciplinary col-
15% of home builders claim to be very familiar with BIM, and laboration and project outcomes (e.g., time, cost, quality, and sus-
another 30% shows interest in using it in the future. tainability) (Fabris 2010; Poirier et al. 2015), economies of scale
Underutilization of BIM in the residential industry relates to (1) (Ferris et al. 1998; Sels et al. 2006) create a barrier to its adoption.
the misperception that BIM is a mere software to produce fancy In other words, the imbalance between high capital investment need
three-dimensional (3D) models, ignoring its use to facilitate collab- for BIM infrastructure and low numbers of home productions in
oration across different disciplines (NAHB 2014); (2) initial invest- small home-building business makes this market the least attracted
ment required to set up BIM infrastructure, including new software, to adoption of BIM in comparison to mid- and large-size home-
employee training, and/or new hires with BIM expertise (Nellis building and commercial construction businesses. In addition, small
2012); (3) home builders’ perception that BIM practices are suited businesses frequently lack financial resources to support research
for complex projects, such as health care facilities and data centers and development departments to experiment with innovations such
(Fabris 2010); (4) the severe financial crisis in the residential build- as BIM and figure out how to effectively implement them (Mazzei
ing market during the last decade, limiting home builders’ ability to et al. 2016; Sels et al. 2006).
invest in innovative methods and technologies (McGraw Hill To help small home-building businesses adopt BIM and success-
Construction 2014); and (5) small businesses’ need for rapid returns fully implement BIM in their projects, this study presents a detailed
after significant investments to avoid bankruptcy (Robinson et al. literature review that (1) analyzes BIM innovative features, benefits,
2006). and implementation challenges in residential projects; (2) presents
Adoption of innovative and administrative technologies, such as relevant BIM software for residential projects; and (3) develops a
BIM, requires significant capital investments, infrastructure, and framework of BIM implementation in small home-building busi-
nesses, including key phases and business practices. To qualita-
1
Postdoctoral Fellow, Construction Management Program, School of tively analyze and verify this framework, interviews were con-
Planning, Design, and Construction, Michigan State Univ., East Lansing, ducted with three home builders. Results supported the framework
MI 48824 (corresponding author). E-mail: garci239@msu.edu and revealed key business practices that can help small home-
2
Associate Professor, Construction Management Program, School of building businesses successfully adopt BIM.
Planning, Design, and Construction, Michigan State Univ., East Lansing,
MI 48824. E-mail: sinemm@msu.edu
3
Professor, Construction Management Program, School of Planning, BIM Overview
Design, and Construction, Michigan State Univ., East Lansing, MI 48824.
E-mail: syalm@msu.edu
BIM embraces two main components, “modeling software and
Note. This manuscript was submitted on August 2, 2017; approved on
October 17, 2017; published online on January 31, 2018. Discussion pe- associated set of processes to produce, communicate, and analyze
riod open until July 1, 2018; separate discussions must be submitted for building models” (Eastman et al. 2011). BIM was developed as a
individual papers. This paper is part of the Practice Periodical on response to traditional AEC methods that were unable to (1) show-
Structural Design and Construction, © ASCE, ISSN 1084-0680. case final products in a satisfactory manner to clients before

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Table 1. BIM Innovative Features and Related Benefits

BIM innovative feature Description Benefits


Parametric modeling Building components in BIM models contain parametric Enables clash detection to identify design incompatibilities.
rules dictating how their geometry and position are to be This feature reduces change orders during construction
adjusted according to the surrounding elements (e.g., (Smith 2015).
specific HVAC ducts must be parallel to the roof)
(Eastman et al. 2011).
Automation of drawing All 2D drawings, such as sections, plans, site plans, and Eliminates the need to redraw all 2D drawings for any design
updates elevations, are linked to and extracted from a single 3D change, and eliminates incompatibilities between 2D draw-
model. Thus, any change in the 3D model is automatically ings (Indovance 2015).
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applied to all 2D drawings (Indovance 2015).


Automation of construction BIM software enables automatic count of elements, and Improved (1) takeoff processes reducing material waste
management tasks calculation of areas, volumes, and material quantities. This during construction, (2) generation of cost estimates and
allows, for example, creation of 5D models composed of schedules, and (3) designers’ productivity (e.g., designer
3D models with cost estimate and project schedule attached performs simultaneously both drafting and takeoffs)
(Eastman et al. 2011). (Larson 2011).
Multi-disciplinary BIM models can be simultaneously designed by multidisci- Facilitates multidisciplinary collaboration and subsequent
collaboration plinary experts (e.g., architects, constructors, and struc- creation of a consistent BIM model (Eastman et al. 2011).
tural, mechanical, energy, and electrical engineers) in a
shared software. They have instant access to each other’s
systems to ease integration and reduce incompatibilities
(Eastman et al. 2011).
Building performance BIM software includes tools to simulate and assess, before For example, accurate prediction of buildings’ construction,
assessment construction, buildings’ performance (e.g., sustainability operation, and maintenance costs (Eastman et al. 2011).
and structural performance) before construction during their
lifecycles (i.e., materials manufacturing, construction,
operation, maintenance, and demolition or deconstruction)
(GIT et al. 2010; Azhar et al. 2011; Jalaei and Jrade 2015).
Virtual construction Construction sequences can be virtually simulated to detect Reduces construction time, and improves project scheduling
constructability issues and assess construction material/ and safety on the field (BSRIA 2013).
equipment layouts on site (BSRIA 2013).
Interactive 3D walkthroughs Clients can see the final product via virtual 3D walkthroughs Improved project sales due to clients’ increased satisfaction
before construction start (Smith 2014). when they can see what they are paying for (Sears 2015),
and reduced rework during construction due to clients’
improved understanding of the final product during design
(Smith 2015).

Table 2. BIM Challenges

BIM challenge Description


Interoperability Geometric data can be easily transferred between different BIM software, but transfer of data related to BIM
component behaviors (i.e., parametric rules) might not be possible. Thus, ideally, all designers in a project should
handle the same BIM software. In addition, data transfer between a 3D model and specific tools (e.g., energy efficiency
analysis) within the same BIM software might not be trivial (Eastman et al. 2011).
Scalability BIM models, depending on their size and level of detail, might contain thousands of BIM elements constituting
huge loads of information overwhelming computer memory size. This might slow down software and reduce
designers’ productivity. To address this, designers can partition BIM models in different files and run applications
spreading changes made in one file to the rest (Eastman et al. 2011).
Design limited to library components Design might be limited to library components within a BIM software (Smith 2014). Creating library components
or time to develop initial library might be time-consuming due to the programing required to develop parametric rules. However, creating a standard
library satisfying a company’s unique designs eventually pays off by increasing productivity (Smith 2015). Most
BIM software typically comes with a standard library (Eastman et al. 2011).
Client initiated setbacks to the design BIM can quickly apply changes throughout the design and show the final product to the client before construction
process starts via 3D walkthroughs. This might encourage clients to keep demanding changes to check different design
outcomes. Thus, builders might have to limit clients’ opportunities to demand new design changes (Smith 2014).

construction, (2) facilitate multidisciplinary collaboration to evalu- are presented in Table 1 along with their benefits. In contrast, BIM
ate building performance during design, and (3) avoid redundant also presents some important challenges for effective implementa-
work during construction and design incompatibilities (Fabris tion, as described in Table 2.
2010). Main innovative features of BIM are applicable to all types BIM modeling software may refer to various concepts (Eastman
of AEC projects (e.g., residential, industrial, and commercial) and et al. 2011):

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1. BIM tools to perform analyses (e.g., energy efficiency analysis implementation. Last, these practices were classified under three
and quantity takeoff); different phases of a BIM implementation process based on work
2. BIM platforms to collect project data from BIM tools and inte- by Frank et al. (2011) on implementation of innovations:
grate them in an interface (for example, a BIM platform can 1. Initiation of innovation adoption processes: An initial BIM
collect material thermal properties stored in a 3D model to de- adoption setup is designed, emphasizing exposure to and learn-
velop energy efficiency analysis); and ing of an innovation. This requires properly exploiting avail-
3. BIM environments to manage data across multiple 3D models, able resources (e.g., investing financial resources in the right
typically used by upper management to oversee implementa- BIM software) with external support if necessary (e.g., consul-
tion of organizational practices and policies. tancy services), generating a business culture supporting BIM
Typically, builders first look for a suitable BIM platform and adoption (e.g., top management support), and creating in-house
then add BIM tools to the adopted platform according to their needs. BIM experts via training existing employees and/or hiring new
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Many of the BIM platform developers offer many extra tools on employees with BIM expertise.
their websites at additional costs. For instance, the EcoDesigner 2. Stabilization or constant use of an innovation: In-house BIM
tool can be added to the ArchiCAD BIM platform to facilitate green experts created in the initiation phase are retained via practices
design (GRAPHISOFT 2016a), or the BIM A360 tool can be added allowing them to experiment with and explore BIM, while
to the Revit BIM platform to support construction field management enhancing their BIM knowledge and performance and willing-
(Autodesk 2016). ness to stay in the business.
In general, BIM platforms specializing in 3D drafting also offer 3. Progression of innovation implementation performance: Retained
(1) five-dimensional (5D) modeling to develop cost estimating and expertise in the stabilization phase can enable effective scan-
project scheduling attached to 3D models, (2) capability to develop ning and exploitation of external innovative BIM knowledge
a number of design alternatives based on a set of standard or master in the progression phase (Cohen and Levinthal 1990). Scanning
design options, and (3) tools to link building components’ data to and acquiring external innovative knowledge requires devel-
compute numerical control machines for manufacturing processes. oping or participating in BIM knowledge sharing networks.
Many other BIM platforms only facilitate model imports from other Exploitation of this knowledge can improve a business’s
platforms and provide tools for key construction management func- BIM performance and competitive advantage. After the pro-
tions, such as estimating, scheduling, and construction simulation. gression phase, a business must return to the stabilization
Table 3 presents a list of popular BIM platforms along with their phase to ensure retention and constant use of the acquired
suitable application areas. None of these can be deemed as the best innovative knowledge.
option because each one has its own strengths and weaknesses. The aforementioned phases and their associated business prac-
Selection of the BIM platform best suiting a home-building business tices based on the innovation implementation and small business
mainly depends on a project’s size and complexity (Merschbrock and management literature are displayed in Fig. 1. The next sections
Munkvold 2014; Lucas 2017). describe these practices in detail.

Initiation: Initial BIM Adoption Setup


BIM for Small Home-Building Businesses
Initial BIM adoption requires new software and information sharing
To assist small home builders with BIM implementation, this study processes that might redefine business capabilities and employees’
developed a framework of key business practices as follows. First, relationships, roles, and skills (Rue and Ibrahim 1998; Terziovski
based on a review of the small business management literature, the 2010). The practices listed here can give a vital initial impulse to
researchers identified a number of key practices for effective BIM small home-building businesses for BIM adoption.

Table 3. BIM Platforms for Residential Projects (Data from Fabris 2010; Eastman et al. 2011; Green 2016)

BIM platform Overview


VisionREZ For drafting residential projects, especially easy to learn if familiarized with 2D AutoCAD (BCG 2016).
Vertex BD To primarily design medium to large-sized residential projects. Includes a tool for managing multiple design options based on a set
of standard building components or systems (Argos Systems 2016).
Envisioneer For home building and light commercial. Includes tools to guide energy-efficient design (i.e., passivHaus package) (Cadsoft 2016).
ARCHICAD 19 Solo Incorporates built-in tools for renovation and home expansion projects, and energy-efficient design tools (GRAPHISOFT 2016b).
SoftPlan Allows simultaneous generation of design, construction documents, and bills of materials (Green 2016). Includes the SoftPlan
Remodel program for remodeling bathrooms and kitchens (SoftPlan 2016).
Chief Architect Similar to SoftPlan (Green 2016), offers specific tools for kitchens, bathrooms, landscaping, and decks (Chief Architect 2016).
Vectorworks Applicable to residential and commercial projects, it can 3D scan the physical location of the building, eliminating traditional field
surveys. Incorporates tools for sustainable design (i.e., Energos) (Vectorworks 2016).
Revit Appropriate for designing complex roofs and light-frame construction in residential projects (Autodesk University 2016).
StrucSoft Solutions’ Add-on for Revit (Green 2016). Generates light-gauge steel and wood framing, and offers computer numerical control output for
MWF framing elements (StrucSoft 2016).
FreshBrix Mobile application to connect builders and homebuyers before/during/after construction. Offers virtual tours, design updates,
construction real-time updates and pictures, and databases for home operation/maintenance (FreshBrix 2016).
BuilderTREND Application for mobile devices for home builders and remodelers. Imports a BIM model for construction, financial, and customer
management (BuilderTrend 2016).
BIM Pipeline For design options management, based on a set of standard BIM models, allows to quickly build up new BIM design options and
automatically calculates new cost estimates (CG Visions 2016a).

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Fig. 1. Framework for effective BIM implementation in small home-building businesses

External Support support can provide financial resources and empower employees to
External support might come from consultancy services for train- make changes in software and workflow structures within a busi-
ing, advising, running the start of BIM projects, or leading the BIM ness. This support is easier to obtain if the BIM adoption process
implementation process during the entire initiation phase (Fig. 1) follows a thoroughly designed program (Nellis 2012). Lower-level
(Fabris 2010). In particular, these services for home builders might employee buy-in is also vital because they can experiment with
include the following (CG Visions 2016b): BIM processes and adapt them to businesses’ cultures and policies
• Selection of the BIM platform best tailored for a specific home (Dearing and Meyer 2011). Employee buy-in is improved if new
builder, avoiding costs of shifting to other BIM platforms roles with BIM are clearly defined, including responsibilities of
later; tasks to be performed, skills to be acquired or improved, and inter-
• Converting home builders’ sets of two-dimensional (2D) plans actions with other peers (Chen and Klimoski 2003; Terziovski
into 3D master models, and developing strategies to update 2010).
these master models;
• Creating strategies to generate and manage 3D structural and Time and Cost Objectives
design options embedded in 3D master models; Small home builders should set up cost and time objectives for
• Helping designers and trade partners to solve interoperability adopting innovative processes, such as BIM (Rue and Ibrahim
issues, and designing workflows to develop consistent 3D 1998). Nevertheless, it is very difficult to find home builders in the
models; market establishing and sharing such objectives. Instead, many
• Conducting building performance analyses, such as clash home builders just keep track of cost and time outcomes during
detection or energy efficiency; and BIM adoption and share their outcomes. For instance, it might take
• Coordinating diverse business areas, such as design sales, cost up to 3 months with daily training before employees proficiently
estimates, and purchase operations. handle BIM software (Sears 2015), or BIM software and training
External support might also come from other home builders’ costs can be up to $13,000 for businesses with fewer than 10
experiences. Many of them recommend the following (Miller 2012; employees (Miller 2012).
Sears 2015):
• Initially implementing BIM in pilot projects for testing pur- Acquisition of In-House Expertise
poses, where going back to former methods is easy if BIM In-house BIM expertise can be created via hiring or training as
fails; explained here.
• Hiring a BIM champion to lead BIM projects until employees Hiring. Small home-building businesses can acquire BIM expertise
gain enough confidence to take over; by hiring employees with BIM explicit or tacit knowledge (Nonaka
• Buying a library with standard BIM components to save exces- and Takeuchi 1995). Explicit knowledge is “academic, or theoreti-
sive time developing them; and cal knowledge or know-what” [Smith 2001 (e.g., BIM definition
• Limiting the level of design details because, e.g., files above and overall functioning)]; is easy to share; and is gained through
50 or 100 MB might substantially slow down BIM software books, education, or training. In contrast, tacit knowledge is
and, consequently, employees’ productivity. “practical, action-oriented knowledge, or know-how based on
practice”; is more difficult to share; is mainly acquired through
Internal Support experience; and is frequently similar to intuition (Smith 2001).
Gaining internal support from both upper management and lower- Individuals with BIM tacit knowledge might be essential to effi-
level employees is crucial when adopting BIM. Upper-management ciently adopt BIM as an innovation because they can help to

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avoid naïve errors and advise employees with mostly BIM foresee the consequences of their decisions on business perform-
explicit knowledge (Grant 1996). ance (Brown and Dugid 2000).
Training. Small home-building businesses can also develop their
in-house BIM expertise by training their own employees. Training Task Flexibility
might only develop employees’ BIM explicit or theoretical knowl- Task flexibility refers to the degree to which employees can perform
edge. Consequently, initially their performance might not be effec- or influence other peers’ tasks (Campion et al. 1993; Way 2002).
tive due to missing tacit or experienced-based knowledge allowing BIM collaboration processes allow multidisciplinary experts to
them to better understand and interpret their explicit knowledge access and learn from each other’s task progress and outcomes.
(Brown and Dugid 2000). Therefore, effective training practices Eventually, they develop a common knowledge, enhancing their
should (1) involve real-life projects where trainees can absorb tacit ability to understand multidisciplinary information (Alavi and
knowledge, and/or (2) be guided by employees with tacit knowl- Leidner 2001; Reagans and McEvily 2003). Therefore, they
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edge supervising trainees’ interpretation of explicit knowledge. improve their capability to develop or influence tasks from disci-
plines other than their own. This facilitates building a consistent
Stabilization: High-Performance Work Practices for BIM BIM model, eliminating design incompatibilities.

Small businesses struggle with retention of their hired and/or Shared Goals
trained experts. Over time, these experts develop specific knowl- Creating shared goals induces employees to perform according to
edge about a business’s culture, policies, employees’ skills, and businesses’ standards and policies by increasing their sense of iden-
work procedures that is necessary to optimize business performance tity with businesses’ cultures and values (Dyer and Nobeoka 2000).
(Chen 2005). However, they frequently migrate to larger businesses This motivates employees to adopt a team-oriented behavior by
seeking better financial security or broader professional develop- which they collaborate via open-minded discussions to produce sol-
ment (Raymond et al. 2013). Losing these experts might harm small utions satisfying both personal and business interests (Campion
businesses’ performance due to not being able to replace them. et al. 1993; Tjosvold et al. 1999). Ultimately, shared goals foster
In the literature of small business management, practices to employees’ creativity if they clearly understand pursued goals and
retain employees in a business via improving their skills and moti- receive feedback on the current progress (Latham 2004; Mazzei
vating them to optimize their performance are referred to as high- et al. 2016). In small home-building businesses, shared goals might
performance work practices. These practices require low financial include a project’s time, cost, and sustainability standards, or the
resources, improve employees’ skills and knowledge while decreas- number of projects completed per year.
ing their voluntary turnover, enhance their productivity, and foster
their creativity and collaboration (Way 2002; Sels et al. 2006; Performance Recognition
Messersmith and Guthrie 2010; Mazzei et al. 2016). In contrast, Publicly recognizing employees’ BIM performance spreads their
these practices might raise employees’ work intensity and stress reputation in the market among professionals, increasing their will-
(Ramsay et al. 2000) or increase labor costs due to creating valuable ingness to stay in a business and improving their performance to
employees requiring higher compensation for their additional skills, preserve their reputation (Coleman 1988; Reagans and McEvily
which could be attracted by other competitors in the market (Sels 2003).
et al. 2006; Faems et al. 2005). Based on the work from Way
(2002), Sels et al. (2006), and Mazzei et al. (2016), practices to Progression: Innovative BIM Knowledge Acquisition
retain BIM experts due to improving their skills and motivating
them to excel comprise the following. Small businesses need to continuously search for and exploit exter-
nal innovative knowledge to improve their performance and sustain
Feedback Sessions or gain a competitive advantage (Zander and Kogut 1995).
In-house feedback sessions (e.g., weekly informal huddles or for- Commonly, large businesses possess a research and development
mal meetings to share BIM experiences) to reflect on, discuss, inter- department examining and experimenting with innovative knowl-
pret, and assimilate BIM procedures and outcomes can increase edge to effectively exploit it (Cohen and Levinthal 1990). However,
employees’ BIM knowledge at no additional cost (Ruiz-Mercader small businesses frequently lack financial resources to support these
et al. 2006; Mazzei et al. 2016). The quality of feedback sessions is types of departments (Mazzei et al. 2016; Sels et al. 2006).
enhanced by trust among employees. Trust generates psychological An economical method to gain and effectively exploit innova-
safety, decreasing fear of embarrassment due to potential negative tive BIM knowledge is to develop or participate in knowledge-
reactions of peers when sharing doubts, insights, comments, or sug- sharing networks connecting BIM users (e.g., small businesses for
gestions (Edmondson 1999). residential design or construction, or BIM platform development)
(Cooke and Wills 1999; Wiklund and Shepherd 2003; Gronum
Employee Autonomy et al. 2012; Zacca et al. 2015). Frequently, small businesses utilizing
Employee autonomy is the extent to which employees can make im- BIM cannot efficiently exploit their innovative knowledge, thus
portant decisions without being disrupted. Employees with high they are willing to share it in networks to figure out how to best
autonomy experience a greater sense of responsibility of the work exploit it (Van de Vrande et al. 2009). Features of knowledge-
performed (Campion et al. 1993). Consequently, they increase their sharing networks for acquiring and exploiting valuable innovative
motivation to exploit their skills and stay in a business (Elmuti BIM knowledge should include the following.
1996; Mazzei et al. 2016). However, employees’ degree of
autonomy should depend on their capacity to make the right deci- Network Cohesion
sions and improve business performance (Cohen and Bailey 1997). Network cohesion refers to the degree to which removing net-
For instance, home-building businesses might benefit from endow- work actors results in the formation of disconnected subnetworks
ing individuals with high experience-based BIM knowledge with (Tortoriello et al. 2012). In highly cohesive networks, trust
high autonomy. Conversely, they might have to tightly supervise among home builders might arise because reputation is easily
recently trained employees’ decisions due to their lower ability to spread (Coleman 1988). This strengthens BIM users’ interest in

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collaborating and sharing valuable BIM knowledge to increase or vendors until they identify a valuable new platform that could
preserve their reputation in a network (Reagans and McEvily potentially improve BIM implementation in their businesses.
2003). High network cohesion can be fostered (e.g., having
monthly meetings gathering all home builders in a network, or
Frequent Interactions for Valuable BIM
promoting their participation in communities of practice).
Knowledge Acquisition
Once valuable knowledge has been scanned and identified, then fre-
Scope of Network Interactions quent and planned interactions for acquiring it might be established
Optimal business performance requires creating connections (Gronum et al. 2012). For example, a home builder detects a BIM
beyond close communities to avoid redundant knowledge and to platform suiting his or her business and engages in frequent interac-
access new knowledge (Cooke and Wills 1999; Ahuja 2000). tions with the vendor to learn how to handle it, or a home builder
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Hence, small home builders might need to establish connections identifies a peer who knows how to handle a BIM tool to assess
across, for example, their cities and/or states to obtain innovative buildings’ sustainability performance and interacts frequently until
BIM knowledge (e.g., for obtaining knowledge about innovative learning it.
BIM platforms or tools only used in other states).
Types of BIM Knowledge in Networks
Occasional Interactions for Scanning Valuable Overall, explicit (i.e., theoretical) knowledge coming from books,
BIM Knowledge training, or education is easily available to most businesses.
Occasional interactions involve knowledge sharing without exces- Conversely, tacit (i.e., experience-based) knowledge is frequently
sive detail. These interactions are not planned and are preferred stored solely in individuals’ brains (Smith 2001). Hence, tacit
when home builders simply scan new BIM knowledge and rapidly knowledge might be key to gaining a competitive advantage
assess its potential value to their businesses (Gronum et al. 2012). (Wiklund and Shepherd 2003). Therefore, home builders might
Such interactions might occur, for example, in the International benefit more from networks with home builders with tacit knowl-
Builders’ Show, where innovative BIM platforms are presented, edge. For example, a home builder might learn a BIM tool for sus-
and home builders quickly scan their features and potential value tainability analysis via online tutorials or manuals (i.e., explicit
for their businesses. In doing so, they can interact with many knowledge); however, a home builder’s experience (i.e., tacit

Table 4. Practices for Initial BIM Adoption Setup (Initiation Phase)

Initial BIM adoption setup Descriptions and practices reported based on interviewee responses
External support External coaching or consultancy services are appropriate strategies to initiate the BIM adoption process, especially if
there is a lack of internal BIM expertise. Consultancy services can help in, for example, software selection and estab-
lishment of new workflows within/across departments within home-building businesses. If these services are dis-
carded, then possessing employees with experience-based BIM implementation knowledge is crucial for successful
BIM adoption.
Internal support Interviewed home builders in this study are top managers of their businesses who initiated the BIM adoption processes.
They devoted the required resources to implement BIM in 100% of their projects since the beginning. In addition, they
highlight the importance of employees’ positive attitudes toward learning and implementing BIM to smooth BIM
adoption processes.
Time and cost parameters Cost and time requirements and return on investment for BIM adoption in small home-building businesses might be
difficult to estimate. As an interviewee highlighted, “The time to train somebody would be offset by the time saved by
BIM and not redrawing/reworking two dimensional drawings. I didn’t know exactly how much training would cost,
but I knew that investing in BIM would be in the end productive and valuable.”
Hiring and training Either hiring or training BIM experts, or a combination of both are effective strategies to create BIM expertise. The
hiring strategy should mainly capture employees with BIM experience if there is little BIM expertise within a busi-
ness. Employees with a basic BIM foundation can be hired if a business possesses experts with BIM experience to
train or guide them. As an interviewee claimed, “At the beginning I temporarily hired an expert training all the
employees together for 6 months, he would come once a month for one week… but now I have some people with
BIM experience teaching the others in both BIM software and collaboration processes.”
Effective training should involve a real-life project: “I first train employees on a BIM tutorial to allow them to under-
stand BIM capabilities in our internal system, then I train them in an internal project,” and “When my employees are
trained, they actually build a home, using our projects, our whole concepts of floor plans, anything is done real time…
You need some real bullets in your gun.”
Regarding training cost and time, a home builder with approximately 50 employees claimed that “Training takes
between 3 and 4 weeks before the employees are productive and become an asset to me… Training costs between
$100 and $110 per hour… It's expensive up front, but the yield on the back is very good,” whereas another with
approximately five employees said, “Training is costly, between $1,500 and $2,000 per month at least. The learning
curve is steep in the beginning and then the steep is off. Initially the steep curve could be stressful 3 weeks with hard
learning, afterwards it becomes easier.” New hires with BIM expertise avoid training cost and time but require a
higher salary than trained employees.
Note: When home builders interviewed in this study made the decision to adopt BIM, all of them immediately applied BIM for 100% of their projects.

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Table 5. Practices for BIM High-Performance Work Practices (Stabilization Phase)

BIM high-performance practices Descriptions and practices reported based on interviewee responses
Feedback practices Some interviewees utilize feedback sessions, such as formal weekly meetings, to share, discuss, and interpret BIM
experiences. These sessions help to spread and exploit BIM knowledge about software, information flows, and new
products created within home-building businesses.
Employees’ autonomy Experts with high BIM experience should be able to make important decisions without managers’ interference from
projects’ conception to completion: “If there is someone brand new, I'm going to be very watchful… but after this
person has been here for a while and knows enough, then their autonomy in scale from 1 to 5 would be more than
4.5,” but “The rules of the game are our company and architectural standards, guidelines for planning.”
Task flexibility Allowing multidisciplinary experts to influence each other’s design portions helps to develop a consistent BIM model,
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minimizing errors. For example, the study interviewees allow architectural, structural, or mechanical designers to
suggest modifications in each other’s systems.
Shared goals Imposing shared goals among multidisciplinary experts (e.g., developing a consistent BIM model) can promote a
more coordinated design. They tend to examine more carefully the impact of their systems on those of their peers.
Performance recognition Two interviewees had established systems to formally and publicly recognize BIM experts’ noteworthy performance. For
example, “We have an internal BIM competition. There is a rating system for three BIM aspects: design, collaboration
processes, and construction field readability. Employees get graded from all their peers, and at the end of that, there is a
tangible gift which is also some sort of recognition which is company-wide.”
Retention of BIM expertsa The two home builders interviewed with approximately 50 employees claimed to be able to retain their BIM experts.
Conversely, the interviewee with approximately five employees was not able to retain them after three or four years.
This is probably because, based on his responses, the latter interviewee neglected practices such as feedback sessions,
employee autonomy, and performance recognition.
a
Retention of BIM experts is not a BIM high-performance work practice. It is included to qualitatively assess whether retention of BIM experts is influenced
by proper implementation of BIM high-performance work practices.

Table 6. Practices for Innovative BIM Knowledge Acquisition (Progression Phase)

New BIM knowledge acquisition Descriptions and practices reported based on interviewee responses
Networks of BIM users Small home builders can easily and economically gain new valuable BIM knowledge via networks connecting diverse
BIM users. These networks should include not only home builders but also other BIM users, such as architects, engi-
neers, or commercial general contractors.
Networks cohesion Highly cohesive networks for BIM knowledge sharing can be created via monthly meetings bringing together all network
members. This promotes trust generation and reputation spread within the network, pushing network members to share
their best valuable BIM knowledge.
Scope of network interactions Because BIM is still relatively new in the residential construction market, only one interviewee claimed to have a
well-defined network of BIM users, all of them located within the same state.
Occasional interactions for scan- Home-builder B attends events such as the International Builders’ Show to scan innovative BIM knowledge (e.g., new
ning BIM knowledge BIM platforms or smartphone applications). These events provide home builders with occasional interactions at low
cost to scan valuable knowledge potentially improving their BIM performance.
Frequent interactions for BIM Monthly interactions (e.g., via formal face-to-face meetings with PowerPoint presentations) might be suitable to take
knowledge transfer advantage of BIM users’ knowledge within a network. Nonetheless, they might need to occur more frequently for
effective knowledge transfer. For example, when a home builder acquires a new BIM platform and interacts daily or
weekly with the vendor until proficiently handling it.
BIM knowledge types in BIM knowledge shared in networks is mostly experience-based and can be either business-related (e.g., planned
networks portfolio and its management, number of residential projects and employees) or project-related (e.g., BIM software
techniques, tools, workflows, uses in the field during the construction phase, or solutions to specific issues).

knowledge) might give him or her key tips for practical applications different small home-building businesses with 50 or fewer employ-
unavailable in online tutorials or manuals. ees. The interviewees were found via a Web search of home build-
ers currently implementing BIM for all of their projects. These
builders had previous experience with implementing traditional
Methods methods and then shifting to BIM. The aim was to interview small
home builders of different sizes and geographical locations.
The purpose of this study was to examine effective implementation Especially helpful for the Web search were BIM software websites
of BIM in small home-building businesses. A review of the small where home builders commented on their experiences using spe-
business management and innovation implementation literature cific BIM software, and online construction magazines, such as
was performed to develop a framework with key phases and busi- “Professional Builder” (www.probuilder.com), which offers a num-
ness practices for BIM implementation. This framework is illus- ber of articles interviewing home builders who use BIM. A ques-
trated in Fig. 1. To verify the framework via qualitative analysis, the tionnaire of open-ended questions regarding the business practices
researchers conducted interviews with three top managers of in Fig. 1 was developed for the interviews. The interviews were

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conducted in March and April 2016, took an average of 25 min, and midwest, and southeast regions. On average, they have 20 years of
were recorded and coded for research purposes. Collected data were experience in residential construction, and all of them currently use
analyzed qualitatively, and findings were reported. BIM for 100% of their projects. Two of them have 50 employees,
develop more than 200 residential projects per year, use Revit and
Vertex BD BIM platforms, and have 5 and 13 years of BIM experi-
Results ence. The other home builder has six employees, develops fewer
than 5 residential projects per year, utilizes Revit, and has 14 years
When searching for home builders implementing BIM, the research- of BIM experience. Only one of them uses mobile devices (e.g., tab-
ers observed that most of them offer not only construction manage- lets and smartphones) with BIM applications on site.
ment but also design services. The underlying reason might be two- Their responses to the interview questionnaire provided in-depth
fold: first, the need for tight collaboration between designers and descriptions of the business practices in Fig. 1. Tables 4, 5, and 6
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constructors to fully exploit BIM practices has led many home build- detail interviewees’ responses regarding initial BIM adoption setup,
ers to incorporate design services or to join hands with design firms; BIM high-performance work practices, and innovative BIM knowl-
and second, architects are leading BIM adoption in the residential edge acquisition, respectively. All interviewees confirmed that they
market, thus home builders solely offering construction manage- used the business practices in Fig. 1 for effective BIM implemen-
ment without design services might be very scant (NAHB 2014). tation. Only one of them did not thoroughly implement the prac-
Interviewed home builders perform both design and construction tices under the stabilization phase. Consequently, he pointed out
activities in their residential projects. The three home builders are that he was unable to retain his BIM experts for more than 3 or 4
from different areas of the United States, including the west, years. Therefore, results verified the study framework (Fig. 1).

Fig. 2. Study framework expanded with example practices

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BIM Implementation
Effectiveness

3
3. Progression
2

2. Stabilization
1. Initiation
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Time / BIM Implementation Phases

Fig. 3. Phases and effectiveness of BIM implementation

Interviewees highlighted that BIM improved their businesses’ complex frameworks, such as those from Gu and London (2010)
and/or projects’ performance in different areas, mainly including and Jung and Joo (2011). Their frameworks are applicable to larger
information flows and management, employees’ productivity, and more sophisticated businesses, and offer deeper details of tech-
coordination in the field, projects’ time and cost savings, detec- nical aspects of BIM.
tion of design errors, and competitive advantage in the market.
Conclusion
Discussion
This study aimed to systematically review and report practices and
The results provided in-depth descriptions of business practices strategies to enable effective BIM implementation in small home
adopted by small home builders for BIM application. These prac- building businesses. To achieve this aim, a framework was devel-
tices correspond to those previously presented in the framework for oped based on the small management and innovation implementa-
effective BIM implementation. They are compiled again in Fig. 2 tion literature. This framework posits three phases with their respec-
along with key examples or observations made by interviewees. tive business practices for effective BIM implementation: (1)
These practices are linked to different phases of the BIM implemen- initiation phase: preliminary BIM adoption setup via external and
tation process (i.e., initiation, stabilization, and progression). The internal support, and creation of in-house BIM experts; (2) stabiliza-
most problematic practice was developing time and cost objectives. tion phase: retention of in-house BIM experts via business prac-
The interviewees were unable to initially determine time and cost of tices, improving their skills and motivation for high performance;
BIM implementation. However, they took the risk to adopt BIM and (3) progression phase: scanning and exploiting external innova-
showing an entrepreneurial business orientation, defined as “will- tive BIM knowledge to sustain or gain a competitive advantage.
ingness to innovate and take risks to try out new and uncertain prod- Not all practices in the resulting framework might be applicable for
ucts and services, and be more proactive than competitors toward the many sole practitioners in the residential building market
new marketplace opportunities” (Wiklund and Shepherd 2005). (NAHB 2015) (e.g., hiring, training, performance recognition, and
Phases in the BIM implementation framework (Fig. 2) (i.e., ini- shared goals). This study contributes to the body of knowledge by
tiation, stabilization, and progression) were not empirically tested. expanding understanding on how small home-building businesses
Based on the aforementioned literature review, they are important and other small construction firms can effectively adopt and imple-
to understand how innovative products or practices influence busi- ment technological and administrative innovations, such as BIM.
ness performance across time (Frank et al. 2011). Fig. 3 proposes The main limitation of the study is the low sample size, which
that they influence BIM implementation performance at varying might have impeded the researchers from identifying key additional
levels. First, during the initiation phase, home builders create BIM business practices or examples in the study’s framework. The
experts and significantly improve BIM implementation; second, in framework was verified by qualitative methods for in-depth exami-
the stabilization phase, home builders retain their BIM experts and nation of how business practices should be implemented for effec-
maintain a stable BIM implementation effectiveness; and third, dur- tive utilization of BIM in small home-building businesses. Future
ing the progression phase, home builders acquire innovative BIM research should quantitatively analyze the study’s framework via,
knowledge facilitating a positive leap in BIM implementation effec- for example, statistical tests with longitudinal data. This would
tiveness. Retention of BIM expertise in the stabilization phase can allow detection of correlations among business practices, confirm
create common knowledge with external innovative BIM knowl- phases of the BIM implementation process, and examine the rela-
edge, facilitating its exploitation in the progression phase (Cohen tive contribution of the business practices to the effectiveness of
and Levinthal 1990; Reagans and McEvily 2003; Alavi and Leidner BIM implementation.
2001). After the progression phase, small businesses must go back BIM constitutes the last technological and team management
to the stabilization phase to underpin retention and constant use of breakthrough in the AEC industry. As with other technologies, such
the acquired innovative knowledge. Future research should confirm as smartphones, that emerged and rapidly spread, BIM might be
these phases and their impact on the BIM implementation process adopted by most home builders in the following 5 years. As one of
via quantitative and qualitative analysis with longitudinal data. the interviewees asserted: “We chose to go to BIM because it is the
The framework for BIM implementation in this study is suited future, a lot of other home builders do not upgrade because of the
for small home-building business. The literature also offers more cost and the fear of learning, but this is our success. If you do not

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keep up with the times you will be behind times, you cannot succeed Cooke, P., and Wills, D. (1999). “Small firms, social capital and the
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Dearing, J. W., and Meyer, G. (2011). “The active adopter in the diffusion
Acknowledgments of innovations.” The diffusion of innovations: A communication science
perspective, Vishwanath, A., and Barnett, G. A., eds., Peter Lang, New
This study was supported by a graduate fellowship from the York, 207–230.
Dyer, J. H., and Nobeoka, K. (2000). “Creating and managing a high-
Housing Education Leadership Program 2013 grant awarded by
performance knowledge-sharing network: The Toyota case.” Strategic
the National Housing Endowment. Manage. J., 21(3), 345–367.
Eastman, C., Teicholz, P., Sacks, R., and Liston, K. (2011). BIM handbook.
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