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International Journal of Pavement Engineering

ISSN: 1029-8436 (Print) 1477-268X (Online) Journal homepage: https://www.tandfonline.com/loi/gpav20

Algorithm development for the application of


ground-penetrating radar on asphalt pavement
compaction monitoring

Pengcheng Shangguan, Imad Al-Qadi, Aaron Coenen & Shan Zhao

To cite this article: Pengcheng Shangguan, Imad Al-Qadi, Aaron Coenen & Shan Zhao (2016)
Algorithm development for the application of ground-penetrating radar on asphalt pavement
compaction monitoring, International Journal of Pavement Engineering, 17:3, 189-200, DOI:
10.1080/10298436.2014.973027

To link to this article: https://doi.org/10.1080/10298436.2014.973027

Published online: 30 Oct 2014.

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International Journal of Pavement Engineering, 2016
Vol. 17, No. 3, 189–200, http://dx.doi.org/10.1080/10298436.2014.973027

Algorithm development for the application of ground-penetrating radar on asphalt pavement


compaction monitoring
Pengcheng Shangguana*, Imad Al-Qadia,b1, Aaron Coenenb2 and Shan Zhaoa3
a
Department of Civil and Environmental Engineering, University of Illinois at Urbana-Champaign, 205 N. Mathews Ave., Urbana, IL
61801, USA; bIllinois Center for Transportation, 1611 Titan Dr., Rantoul, IL 61866, USA
(Received 17 September 2014; accepted 28 September 2014)

Ground-penetrating radar (GPR) is a promising non-destructive technique to be applied on monitoring the density change
during asphalt pavement compaction. The utmost challenge of this application is the unknown effect of surface moisture,
sprayed by the compactor during compaction, on GPR signals. To extract density information without the effect of surface
moisture, a correction algorithm based on reference scan approach was developed. To evaluate the performance of the
algorithm, a full-scale test site was constructed with compaction pass number from 0 to 10, and a large amount of GPR data
were collected from the pavement with different surface moisture contents. A total of 22 cores were extracted for validation
purposes. After applying the algorithm, it was found that the average density prediction error was reduced significantly.
By using correction algorithm together with the density model, the density of asphalt pavement was obtained with high
accuracy.
Keywords: ground-penetrating radar; GPR; compaction monitoring; moisture effect; asphalt pavement compaction; non-
destructive testing

1. Introduction However, both methods have limitations. Although the


During the construction of asphalt pavement, the asphalt coring method provides accurate information about
mixture is laid on a bound or unbound base by the paver. pavement density, it is destructive and only provides
The compactors then roll over the loose asphalt mat, information at discrete locations. Furthermore, samples
expelling the air voids from the asphalt mixture. Each can be drilled only after compaction, which means that
subsequent roller pass further reduces the air-void content. density information cannot be obtained during compac-
Compaction is critical for achieving the desired density of tion. Nuclear or non-nuclear density gauges are non-
asphalt pavement. The quality of newly constructed destructive; however, the gauges must be in contact with
pavement depends largely on the quality of compaction. the pavement surface, and data collection lasts several
Over-compaction and under-compaction should be seconds to minutes. Similar to the coring method, density
avoided because they both affect the performance of the gauges provide information only at discrete locations and
asphalt pavement. are incapable of providing real-time information.
To ensure successful compaction, it would be In addition, the nuclear density gauge uses radioactive
beneficial to develop a tool to monitor the change of material and thus requires special licensing to transport
asphalt pavement density after each roller pass. Because and operate, which entails increased operational costs.
compaction is a continuous operation, the tool should be Intelligent compaction, which refers to the compaction of
able to collect and interpret data continuously. Assuming road materials, such as soil, aggregate base and asphalt
that such a tool exists, the operator of the compactor would pavement using an in situ measurement system and
be able to view the density formation in real time and feedback control (Chang et al. 2011), is based on the
adjust compaction parameters, such as vibration amplitude measurement of the stiffness of the pavement system
and frequency, rolling speed, number of rolling passes, (Beainy et al. 2013). The measured stiffness is affected by
sequence and timing of the rolling passes. various factors, including the pavement temperature,
None of the current techniques can perform the conditions of underlying layers, and amplitude and
aforementioned functions. The laboratory measurement of frequency of the roller vibration (Chang et al. 2011).
cores and density gauges, including nuclear and non- Consequently, the increase in stiffness might be the result
nuclear density gauges, are two of the most commonly of other factors, such as a reduction in temperature rather
used methods for assessing the quality of compaction. than an increase in density.

*Corresponding author. Email: shanggu1@illinois.edu


q 2014 Taylor & Francis
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190 P. Shangguan et al.

The ground-penetrating radar (GPR) is a non- 2. Background on applications of GPR on


destructive testing (NDT) tool based on sending and compaction monitoring
receiving electromagnetic (EM) waves. It has been applied In this study, only air-coupled GPR system was used
on assessment of transportation infrastructure including because it does not require surface contact with the
pavements (Lahouar et al. 2002, Al-Qadi et al. 2003, 2005, pavement and can be potentially mounted on compactors
2010, Loulizi et al. 2003, Al-Qadi and Lahouar 2004a, for continuous measurement. In the application of density
2004b, 2005a, Lahouar and Al-Qadi 2008, Shangguan measurement using GPR, the dielectric constant is first
et al. 2013, 2014, Shangguan and Al-Qadi 2014), bridges obtained based on the surface reflection amplitude in the
(Barnes and Trottier 2000, Hugenschmidt 2002, Al-Qadi GPR signal. Density model can then be applied to translate
and Lahouar 2005b, Belli et al. 2007, Wang et al. 2011) dielectric constant value to the density value. During
and railroads (Al-Qadi et al. 2008, Al-Qadi, Xie, et al. compaction, both the density increase and the increase of
2010, Shangguan et al. 2012, 2014, Al-Qadi and surface moisture content can result in an increase in the
Shangguan 2013). In pavement engineering, GPR has surface reflection amplitude in the time domain.
been successfully applied to estimate pavement thickness To eliminate the effect of the variation of the surface
(Lahouar et al. 2002, Al-Qadi et al. 2003, 2005, Loulizi moisture content while keeping the effect of density
et al. 2003, Al-Qadi and Lahouar 2004a, 2004b, 2005a, change, the fundamental difference between these two
2005b, Lahouar and Al-Qadi 2008), locate anomalies effects was found (Shangguan and Al-Qadi 2014).
beneath the pavement surface (Chen and Scullion 2008,
Ni and Cheng 2012) and estimate asphalt pavement
density (Al-Qadi et al. 2010, Leng et al. 2011, 2012, 2.1. Dielectric constant
Shangguan et al. 2014). One of the advantages of using air-
The most important material property in GPR applications
coupled GPR is the continuous collection of data at
is relative permittivity, or the dielectric constant. The
highway speed without destructing pavement or disturbing
dielectric constant of asphalt mixture can be calculated
traffic flow (Al-Qadi et al. 2003, 2005, 2010, Al-Qadi and
using GPR signal based on Equation (1):
Lahouar 2004a, 2004b, 2005a, Leng et al. 2011). Previous
research has indicated that GPR is a promising technique  2
Ap þ Ao
for compaction monitoring during the construction of 1AC ¼ ; ð1Þ
asphalt pavement (Leng et al. 2012, Shangguan et al. Ap 2 Ao
2013). GPR can be potentially mounted on the compactor
and monitor the density continuously and in real time. where 1AC is the dielectric constant of the asphalt mixture
However, although asphalt pavement density can be in the surface layer, Ao is the amplitude of surface
measured using GPR, the technique is only applied after reflection in GPR signal and Ap is the amplitude of the
construction when the asphalt pavement is dry. Few incident signal. Ap is measured by placing a copper plate
researchers have used GPR to monitor the density of under the antenna because copper reflects the GPR signal
asphalt pavement during compaction because of the perfectly and will therefore reflect the GPR wave energy
challenge of the unknown effect of surface moisture on back to the receiving antenna.
GPR signals (Shangguan et al. 2013). During compaction,
the compactor sprays water on the drum to prevent the
asphalt particles from sticking to the compactor’s roller. 2.2. Density model
The water remaining on the pavement surface influences The density estimation model is based on EM mixing
the GPR signal and increases the amplitude of the theories. Al-Qadi et al. (2010) compared three EM mixing
reflection pulse at the pavement surface. The density models, the complex refractive index (CRIM) model, the
calculation is based on the amplitude of the reflection Rayleigh mixing model and the Böttcher mixing model.
pulse so the existence of the surface moisture could result The same authors developed the Al-Qadi Lahouar Leng
in over-estimated asphalt pavement density. (ALL) model to estimate the bulk specific gravity of the
Therefore, to apply GPR on compaction monitoring, asphalt mixture from its dielectric constant (Leng 2011,
algorithms should be developed to process and interpret Leng et al. 2011, 2012):
the GPR data collected from asphalt pavement during
1AC 21b
compaction and to obtain density information after each 31AC 22:31b 2 121b

roller pass. To address the utmost challenge, which is to Gmb ¼    b þ21AC   ;


 122:31
1s 21b
eliminate the effect of surface moisture on GPR signals, 1s 22:31b þ21AC
12Pb
Gse 2 122:31121b
b þ21AC
1
Gmm
this paper focuses on the development of the algorithms to ð2Þ
‘correct’ the GPR signal collected from the wet pavement
surface in order to resemble the signal collected from dry where Gmb and Gmm are the bulk and maximum specific
pavement. gravities, respectively, of the asphalt mixture, Gse is the
International Journal of Pavement Engineering 3
191

effective specific gravity of the aggregate, Pb is the a magnified part of Figure 1(a) for better visibility. When
binder content, 1b, 1s and 1AC are the dielectric constant of the dielectric constant value increased as a result of the
the binder, the aggregate and the asphalt mixture, increase in asphalt pavement density, the amplitude of
respectively. GPR signal increased in frequency domain. It should be
The parameters in the ALL model can be obtained pointed out that the increase of amplitude in the frequency
before construction of the asphalt pavement, except for the domain occurred over the entire frequency range, which
dielectric constant of aggregate 1s, which is obtained either means that the whole frequency components were
from the back calculation of core data or from a database. sensitive to the increase of asphalt pavement density.
By applying the ALL model, the density estimated using This finding was verified by experimental results, as shown
GPR is more accurate for asphalt pavement than the in Figure 1(c), (d) (Shangguan and Al-Qadi 2014).
density estimated using the nuclear density gauge for Figure 2 shows the change of GPR reflection pulse in
asphalt pavement without slags (Leng 2011, Leng et al. frequency domain when the surface moisture content
2012).
changes. As shown in Figure 2(a), (b), when the moisture
content increased, which resulted in the increase of the
dielectric constant and conductivity of the wet surface
2.3. Frequency-selective effect asphalt mixture, higher frequency components increased
Previous studies (Shangguan et al. 2013, Shangguan and more than lower frequency components. This was the
Al-Qadi 2014) have revealed the fundamental difference major difference between the change of signal when
between the effect of density variation and the effect of moisture content varied and the change of signal when
surface moisture content variation on GPR surface pavement density varied. And this ‘frequency-selective’
reflection pulse. Figure 1(a) shows the simulated GPR effect shown in the simulation study was verified by
reflection pulses using finite-difference time-domain experimental GPR data, as shown in Figure 2(c), (d)
(FDTD) method in frequency domain. Figure 1(b) shows (Shangguan and Al-Qadi 2014).

Figure 1. Frequency spectrum of surface reflection on pavement with five different dielectric constant values: (a) whole spectrum of
simulation data; (b) magnified partial spectrum of simulation data; (c) whole spectrum of real data; (d) magnified partial spectrum of real
data.
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192 P. Shangguan et al.

Figure 2. Frequency spectrum of surface reflection data on pavement with eight different surface moisture contents: (a) whole spectrum
of simulation data; (b) magnified partial spectrum of simulation data; (c) whole spectrum of real data; (d) magnified partial spectrum of
real data.

3. Research approach of the dielectric constant value of asphalt mixture, 1AC,


The application of asphalt pavement compaction moni- and the bulk specific gravity of asphalt mixture, Gmb. Thus,
toring using GPR follows the procedure outlined in a correction algorithm should be applied to correct the
signal collected from wet pavement to resemble the signal
Figure 3. First, GPR data are collected from wet asphalt
collected from dry pavement. The density model could
pavement during compaction. The water spayed by the
then be applied to obtain the pavement density.
compactor remains on the asphalt pavement surface,
yielding an increased amplitude of surface reflection in
GPR data. Based on Equations (1) and (2), the direct use of
4. Laboratory experiments
the surface reflection amplitude results in over-estimations
To develop the correction algorithm, laboratory exper-
iments were conducted. A new asphalt pavement site was
GPR Data on Wet designed and constructed. The test site is a single-lane
Pavement asphalt pavement. To simulate the scenario of achieving
different densities at different roller pass number during
Correction compaction, the lane was divided into 11 segments and
Algorithm each segment had a different number of roller passes.
As shown in Figure 4(a), each segment had a length of
GPR Data on Dry 4.6 m and a width of 1.22 m. The transition segment in the
Pavement middle was for the compactor to turn off the lane and was
not used for GPR testing. The number shown on each
Density Model
segment in Figure 4(a) is the number of roller passes. For
example, 0 means that the segment consists of loose mix
Density of without any roller pass, and 10 means that the segment was
Pavement compacted with 10 roller passes. The compactor followed
the compaction pattern shown in Figure 4(b). The dash
Figure 3. Outline of the application of asphalt pavement lines with arrows show the path and direction of the
compaction monitoring using GPR. compactor for each pass during the construction.
International Journal of Pavement Engineering 5
193

Figure 4. Laboratory experiments: (a) plan view with different pass number; (b) compaction pattern to achieve different roller pass for
each segment; (c) grid system on each segment; (d) grid system marked on the pavement; (e) setup of GPR antenna during data collection;
(f) spaying water using an air-compressed sprayer; (g) moisturised area under the GPR antenna.
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194 P. Shangguan et al.

To simulate the variation of surface moisture content water. The maximum amplitude was 1.9653 £ 104 for the
during compaction, different amounts of water was GPR signal on dry pavement and 2.0138 £ 104 for
sprayed on the pavement before the GPR data collection. the signal on wet pavement. The increase of the amplitude
Because it took the pavement at least 1 day to dry after as a result of the addition of surface moisture was 2.47%.
spraying water and it was important to return the GPR The frequency spectrum of the surface reflection shown in
antenna to the same location on different days for Figure 5(c) was obtained by applying Fourier transform on
collecting data when different amounts of water were the time domain signal. In frequency domain, the
sprayed, a grid system for location reference was created frequency-selective effect was observed: the increase of
on the pavement, as shown in Figure 4(c), (d), and laser amplitude occurred mainly over the high frequency range,
pointers were installed on the GPR antenna to help align whereas the lower frequency components hardly changed.
the antenna during data collection. The GPR test setup is The next step was to choose a reference GPR scan. The
shown in Figure 4(e). As shown in Figure 4(f), (g), water GPR scan after the final compaction was used as the
was sprayed using a sprayer powered by an air compressor reference scan. In real construction, the reference scan can
on a 0.59 m £ 1.08 m area, which was large enough to be obtained on a well-compacted test pad. Figure 5(d)
cover the footprint of the GPR wave. shows the reference scan collected from the location
of S10G4, which had 10 roller passes. Figure 5(e) shows
the surface reflection pulse of the reference scan, and
5. Data processing Figure 5(f) shows the frequency spectrum of the surface
reflection pulse of the reference scan.
As shown in Figure 3, a correction algorithm needs to
Figure 6(a) shows a comparison of frequency
be developed to process the GPR data and generate
spectrums of GPR surface reflection pulses from dry
density results. A reference scan approach was developed
pavement, wet pavement and reference scan. A correction
as the correction algorithm. In this section, the reference
factor was calculated by comparing the amplitudes of
scan approach is illustrated using an example followed by
signal collected from wet pavement and the reference scan
the evaluation of the performance of the algorithm
at a low frequency point; 1.1 GHz was used as the
containing reference scan approach using the laboratory
frequency point for calculating the correction factor. The
GPR data.
amplitude at 1.1 GHz was 1041.5 for reference scan and
1096.2 for the signal from wet pavement. So, the
correction factor was 1096.2/1041.5 ¼ 1.0525.
5.1. An example of reference scan approach By multiplying the correction factor with the reference
The development of reference scan approach is based on scan in frequency domain, the signal was obtained after
the frequency-selective effect. In frequency domain, when correction in frequency domain, as shown in Figure 6(a).
the density of asphalt pavement increases, the amplitude of The signal after correction was very close to the signal
the spectrum of the GPR surface reflection pulse increases collected from dry pavement, as shown in Figure 6(b). The
but the distribution of the spectrum remains the same. If a time domain signal was obtained using inverse Fourier
reference signal from dry pavement is known, the transform, as shown in Figure 6(c), (d). The amplitude
distribution of the frequency spectrum corresponding to after correction was 1.9594 £ 104, which is very close to
dry pavement with any densities is known. When the the signal collected from dry pavement. The error was
surface moisture content exists, the amplitude of the low reduced from 2.47% to 0.3%, indicating the effectiveness
frequency component remains the same as the signal of the correction algorithm.
collected from dry pavement. So, a signal collected from
wet pavement can be corrected to the signal from dry
pavement by knowing the distribution of the frequency
spectrum from the reference scan signal and amplitude at a 5.2. Effect of correction algorithm on amplitude of
low frequency point. surface reflection in GPR signal
An example is used to explain the reference scan On the test site shown in Figure 4, GPR data on 22
approach. Figure 5(a) depicts the GPR signal collected on locations with four different moisture conditions (i.e. dry,
section 6 grid 4C. In this study, GPR data were collected 100 ml water, 150 ml water and 200 ml water) were
only on grid 4C and grid 11C on each section. So, section 6 collected. The same procedure of reference scan approach
grid 4C is written as ‘S6G4’ hereafter. This applies to other was applied to correct each signal collected from wet
locations. In Figure 5(a), the solid-line curve is the GPR pavement to resemble the signal collected from dry
scan on dry pavement. The dash-line curve is the GPR scan pavement. The performance of the algorithm on the 22
on wet pavement after spraying 150 ml water. Figure 5(b) locations is discussed hereafter.
shows the surface reflection pulses. It can be seen clearly Figure 7(a) shows the change in reflection amplitude
that the amplitude of the pulse increased after spraying the when 100 ml water was sprayed. After spraying water, the
International Journal of Pavement Engineering 1957

Figure 5. Illustration of reference scan approach: (a) original dry and wet signals in time domain on S6G4; (b) surface reflection pulses
in time domain on S6G4; (c) frequency spectrum of surface reflection pulse on S6G4; (d) reference GPR scan from S10G4 under dry
condition; (e) surface reflection pulse of reference scan in time domain; (f) frequency spectrum of surface reflection pulse.

amplitude of the GPR surface reflection increased few reasons such as the difference of frequency
compared to the amplitude of GPR surface reflection distributions of reference scan and the GPR signal
when the pavement was dry. The average percentage of collected from dry pavement, the noise from hardware
amplitudes on wet pavement over amplitudes on dry and the environment noise. Overall, the correction
pavement was 101.89% with an increase of 1.89%. After algorithm resulted in a good performance as it successfully
the application of the correction algorithm, the average eliminated the effect of the surface moisture on most
percentage of amplitudes on wet pavement over locations when 100 ml water was sprayed.
amplitudes on dry pavement was 99.61%. As shown in The performance of the correction algorithm when
Figure 7(b), the average error was 1.89% before correction 150 ml water was sprayed is shown in Figure 7(c), (d). The
algorithm and was 0.96% after correction. Most errors average error of the surface reflection amplitude was
decreased except for the errors at locations of S2G11, 2.91% before the correction algorithm. After the
S3G4, S3G11 and S4G4, where the correction algorithms application of correction algorithm, the error decreased
‘over-corrected’ the amplitude. This could be caused by a to 1.27%. Except for the errors at locations of S3G11 and
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196 P. Shangguan et al.

Figure 6. GPR surface reflection of dry scan, wet scan, reference scan and the scan after correction: (a) whole spectrum in frequency
domain; (b) magnified partial of the spectrum in frequency domain; (c) whole signal in time domain; (d) magnified partial of the signal in
time domain.

S8G11, which slightly increased after applying the Gmm value given by the contractor was 2.468. The
correction algorithm, most errors decreased. laboratory-measured Gmm value was 2.462, which was
The performance of the correction algorithm when used in ALL model. The dielectric constant of the
200 ml water was sprayed is shown in Figure 7(e), (f). The aggregate 1s was 7.305. This value was obtained by back-
average error decreased from 5.93% to 1.44%. All errors calculation using a core extracted from the location of
decreased after the correction algorithm was applied. S10G11.Other values of the parameters used in ALL
model were also known: the value of Gse was 2.694 and the
value of Pb value was 5.7%. The density values obtained
5.3. Effect of correction algorithm on density from GPR data and from cores are plotted in Figure 8.
estimation results As shown in Figure 8(a), (b), the densities obtained
After the application of the correction algorithm on the from GPR on dry pavement and densities obtained from
GPR data collected from wet pavement, the dielectric cores are close, except for locations of S0G4 and S0G11.
constant value could be obtained using Equation (1) and The errors were larger because ALL model was developed
the density of the asphalt pavement could be calculated mainly for well-compacted asphalt pavement. The
using the ALL model shown in Equation (2). Twenty-two inaccuracies at roller passes of 0, 1 and 2 were not
cores were extracted from the test site, and densities were problematic though because in most asphalt pavement
measured in the laboratory using CoreLoc method (ASTM constructions, the roller passes exceeded three and the
2011). CoreLoc method is considered to have higher initial densities of the asphalt mixture after the placement
accuracy in measuring the densities of cores with high air of paver were not of great interest as they could not affect
void contents (Buchanan and White 2005). In this study, the total number of roller passes. The average error of Gmb
the cores extracted from less-compacted locations had values of the 22 locations was 1.5%. If the data were
high air void; thus, CoreLoc method was adopted. The considered after two passes only (sections 0, 1 and 2 were
International Journal of Pavement Engineering 1979

Figure 7. Performance of the correction algorithm: (a) percentage of the surface reflection amplitude after spraying 100 ml water over
the amplitude when pavement is dry – before and after correction algorithm; (b) error of the surface reflection amplitude after spraying
100 ml water – before and after correction algorithm; (c) percentage of the surface reflection amplitude after spraying 150 ml water over
the amplitude when pavement is dry – before and after correction algorithm; (d) error of the surface reflection amplitude after spraying
150 ml water – before and after correction algorithm; (e) percentage of the surface reflection amplitude after spraying 200 ml water over
the amplitude when pavement is dry – before and after correction algorithm; (f) error of the surface reflection amplitude after spraying
200 ml water – before and after correction algorithm.

excluded), the average Gmb error was 0.8%. As shown in application of the correction algorithm, the average error
Figure 8(b), the average difference between air void dropped to 1.6%. When only the sections after two roller
contents obtained from GPR and those obtained from passes were considered, the average error of Gmb
cores was 0.7% for sections after two roller passes. estimation dropped from 1.4% to 0.9% and the average
As shown in Figure 8(c), (d), when 100 ml water was difference of air void content dropped from 1.3% to 0.8%.
sprayed, the average error of Gmb estimation for all the 22 When 150 ml water was sprayed, the density results
locations was 2.4% without the correction algorithm, obtained from GPR and from cores were shown in Figure 8
which was higher than the average Gmb estimation error on (e), (f). The application of the correction algorithm
dry pavement. This was mainly caused by the additional reduced the average Gmb estimation error after two roller
source of error introduced by surface moisture. After the passes from 2.4% to 0.9%. The average difference of air
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Figure 8. Densities obtained from cores and GPR data: (a) Gmb values – dry condition; (b) air void values – dry condition; (c) Gmb
values – 100 ml water; (d) air void values – 100 ml water; (e) Gmb values – 150 ml water; (f) air void values – 150 ml water; (g) Gmb
values – 200 ml water; (h) air void values – 200 ml water.
International Journal of Pavement Engineering 11
199

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