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Mustafa Aytekin
Civil Engineering Department, Karadeniz Technical University, Trabzon TR-61080, Turkey
A BSTRA CT
The cost associated with damage due to swelling soils is more than double the
cost associated with damage from floods, hurricanes, tornadoes, and earth-
quakes. This paper illustrates the numerical modeling of block molded expan-
ded polystyrene, ( E P S ) geofoam, used as a compressible inchtsion between
expansive soils and a retaining structure. In several hypothetical cases, the
reduction on the transmitted lateral pressures on a retaining structure is
determined with different thieknesses of EPS. The reduction on the trans-
mitted lateral pressures are compared with the reduction of granular backfill.
© 1998 Elsevier Science Ltd.
INTRODUCTION
Many basement walls and earth retaining structures, with the exception of
fully embedded walls in natural ground, support soil that has been placed
against the structure. If the backfill is compressible enough, transmitted
lateral pressure on the structure would be reduced. Otherwise, the trans-
mitted lateral pressure could be very high so that design loads would make
the structure uneconomical.
Traditionally, high-quality granular material has been used as backfill to
retaining structures. However, in some areas, granular materials are becoming
scarce, and the use of lower quality cohesive materials may result in significant
savings in backfill costs (Symons et al., 1989). The properties of cohesive soil vary
with its water content and due to low permeability of cohesive soil, changes in
volume of the backfill and in lateral earth pressure acting on a retaining structure
133
134 M. Aytekin
could continue for many years after construction is completed. When cohesive
soils are used as backfill material, additional uncertainties are introduced into
design. Thus, materials such as EPS geofoam with known properties could be
used as backfill between retaining structures and expansive soil.
In order to consider volume change of expansive soil behind earth retain-
ing structures a finite element code was developed by Aytekin (Aytekin,
1992; Aytekin et al., 1994). When soil swell occurs against a rigid structural
member such as a retaining wall, the unexpected lateral forces can cause
damage. The forces induced must be controlled within acceptable limits and
the structural member designed to withstand the expected forces. To reduce
and control the lateral pressure distribution behind the structure, a soil
investigation prior to the start of construction will identify the extent of soil
expansion to be expected, and this information can be used to select the
required dimensions of compressible fill material required.
Van der Waal forces include three types of weak electrical attractive forces,
namely dipole-dipole attraction forces, induction effect forces, and London
forces (Snethen, 1979). The influence of van der Waal forces is rapidly
overcome by the development of the double layer (White, 1979) under
conditions where water is attracted to the clay mineral.
In most cases, three mechanisms are primary sources of expansion. It has
been concluded that for samples compacted with a moisture content more
than optimum water content, swelling is caused by osmotic repulsive pres-
sures, and for samples compacted dry of optimum water content, swelling is
influenced by factors, such as cation hydration and attraction of the clay
particle surface for water, London van der Waal forces, elastic rebound,
particle orientation, and presence of air, in addition to osmotic pressures
(Ladd, 1960). Ladd also points out a type of categorization of the range of
the basic mechanisms in a very general sense. In other words, his concept of
osmotic repulsion controlling volume change above optimum water content
and cation hydration and clay particle attraction plus the other less signifi-
cant factors having a greater influence below optimum water content was a
major step toward a better understanding of the volume change phenom-
enon. Any volume increase in the saturated clay can be considered as an
equal increase in the volume of water in the clay. In Fig. 1, a clay particle is
immersed in pure water. Sufficient exchangeable cations surround the particle
so that the cations plus the particle constitute an electrically neutral system.
This system is designated the clay 'micelle'. The ions and water within the
micelle constitute the double layer.
Numerical modeling of EPS geofoam used with swelling soil 135
Exchangeable cations
Fig. 1. The clay micelle in pure water.
The pressures between clay particles basically responsible for swelling are
R, the repulsive pressure that arises from the interaction of the double layers
associated with the two clay particles, and A, the total attraction pressure as
seen in Fig. 2.
The magnitude of r e b o u n d of an unloaded specimen in a standard conso-
lidation test is directly related to the decrease in effective stress. The effective
¢--
2d
Fig. 2. Pressures between two clay particles.
136 M. Aytekin
where o-'= effective stress. The value of R must be greater than the value of A
for swelling to occur in an expansive soil. It is generally believed that this
repulsive pressure has several components:
(1) The most important component is caused by an osmotic pressure
arising from the higher ion concentration in the double layer of the
clay micelle than in the free pore water.
(2) The effect of secondary valance or London van der Waal's forces on
the water surrounding clay particles.
(3) The effect of the negative electric field on the double layer of water.
There are no data in the technical literature from which a definite conclusion can
be drawn relative to the magnitude of influence of the last two factors on swelling.
The rest of the mechanisms that affect the swelling p h e n o m e n o n are cation
hydration, capillary imbibition, and elastic relaxation. Physical hydration of
cations are substituted into or attached to the clay particle. When cations
hydrate, their ionic radii increase, resulting in a net volume change of the soil
mass. Movement of water into a mass of clay is called capillary imbibition.
Compressive forces are applied to the clay particles by the menisci of the
water in the pores. When free water becomes available to the unsaturated
clay mass, the pore water menisci begin to enlarge and compressive forces
exerted on the clay particles are relaxed. The capillary film will enlarge and
result in a volume change of soil or act as water source for one of the other
swelling mechanisms. The last mechanism affecting the swelling of clays is
elastic relaxation, which is readjustment of clay particles due to some change
in the diagenetic factors. Because of particle reorientation and changes in soil
structure, volume changes of soil mass occur.
In the field, most of the process involving soil-water interaction occur
while the soil is in an unsaturated condition. The formulation and solution of
unsaturated soil problems very often require the use of indirect methods of
analysis, based on approximations or numerical techniques. For this reason,
the development of rigorous theoretical and experimental methods for
treating these problems was rather late in coming.
F O R C E S D U E TO S W E L L I N G OF SOIL MASS
vertically. If the ground surface is cracked and fissured, the lateral increase in
volume is accommodated by the cracks or fissures closing as the soil mass
expands into the voids of the cracks. However, when there are no cracks or
fissures or when they are very small, the soil becomes restrained in the lateral
directions. Thus, no volume change occurs and a lateral swelling pressure
develops. Using the well-known Finite Element Method (FEM), a soil mass
can be divided into small sub regions. Each sub-region is termed as an
element.
In order to calculate the swelling forces of each element, swelling strains,
which are dependent upon variations of soil suction, must be determined.
Thus, the soil suction change in two extreme cases, the driest and the wettest
seasons of an average year, must be known. Soil suction envelopes in the two
extreme cases can be easily estimated (Aytekin, 1995). Once the initial and
the final soil suction values are known for every nodal point on a soil
element, average soil suction change for the soil element can be calculated as
follows (Aytekin, 1992).
1
ApF = ~(hf- hi)k, (2)
k=l
where hi and hr are the initial and the final soil suction values in pF for a
quadrilateral soil element, respectively. In engineering practice, soil suction is
expressed as a positive value in units of pF, which is defined as the logarithm
of head in centimeters of water. The pF scale was first introduced by Scho-
field (Schofield, 1935) by analogy with pH. The symbol 'p' indicates the
logarithmic character, while the symbol 'F' denotes free energy difference
measured on a gravity scale. The swelling forces at nodal points are deter-
mined as follows.
500
,.-,
0
400
D.
14
e•
u~ 300 ,'/
i
._>
t4
0
Q.
E
o 200
/
e•
o
normal EPS ~ . ~
f gf
s*
Wm
100
0 10 20 30 40 50 60 70 80 90 100
N U M E R I C A L M O D E L I N G OF THE PROBLEM
Since the main objective of this paper is to estimate the lateral expansion and
transmitted lateral swelling pressure of EPS geofoam backfills behind a
retaining structure or a basement wall, a finite element code developed by
Aytekin (Aytekin, 1992) is modified and used here.
In the code, the finite element solution technique with an isopara-
metric four-node quadrilateral element is used. Volume changes of
expansive soils are taken as dependent upon soil suction in pF units.
140 M. Aytekin
@ 0 ×
(a)
p : node number
i ' element number
(b)
Fig. 4. Numbering of finite elements and the nodal points (a) Coordinate axes of a problem,
and (b) Local numbering of nodes of the element.
Numerical modeling of EPS geofoam used with swelling soil 141
|11
Retaining wall ,,.~I l l11
Ill
Ill
Ill
Ill
111
!
Fig. 5. The actual finite element mesh with assumed boundary conditions used here to solve
the hypothetical considerations.
Several hypothetical cases are considered to see how the transmitted lateral
pressures are affected by the thickness of elasticized EPS backfill as a
compressible inclusion between expansive soil and a retaining structure. For
this purpose, a rectangular EPS backfill with different thicknesses is consid-
ered. The rectangular backfills considered in the hypothetical cases had
thicknesses of X = HI20, H/10, and HI5, where H is the height of retaining
structure that has been considered in the numerical modeling as seen in
Fig. 6. Also, a granular (sand) backfill with a thickness of 1-1/5m is simulated
in the code in order to see the reduction differences on the transmitted lateral
pressures. Thus, the reductions due to granular backfill with a thickness of
HI5 m and the reductions due to EPS backfills with the thicknesses of///20,
H/10, and HI20 m could be compared.
First of all, an unyielding retaining structure has been considered in an in-
situ expansive soil without considering any backfill material, and the trans-
mitted lateral swelling pressure distributions on the retaining structure due to
expansion of the natural soil has been determined. Then, the same soil and
problem was solved with narrow (X=H/20, and X=H/IOm), and wide
(X= 1-1/5m) zones of EPS backfills. Also, X--11/5 m of sand backfill (depth
of the retaining wall, H, remained a constant of 3.00 m) has been considered.
The shape of the EPS backfills, and granular backfill simulated in the
numerical model is seen in Fig. 6.
The modulus of elasticity of soils (Es) is dependent upon water content
(Barkan, 1962) and depth (Gibson, 1967) of soil.
Es = Eo + mz, (4)
where the coefficient m is equal to half of the modulus of subgrade reaction
Retaini
l
Fig. 6. Rectangular EPS backfill as compressible inclusion.
Numerical modeling of EPS geofoam used with swelling soil 143
(ks) of the soil, Eo is the modulus of elasticity of soil at the surface, and z is
the depth.
ks
m = -- (5)
2
Therefore, in the calculations, the modulus of elasticity for expansive soil is
assumed to be a value equal to that of the soil's wet state since the larger
swelling pressure would occur when the soil is in the wet state, and Es varies
linearly with depth. For an expansive soil, a typical value of Poisson's ratio,
vs = 0.3 (Amir & Sokolov, 1980) has been used. The unit weight of expansive
soil was taken as 20 kN/m 3. Another soil parameter is the coefficient of the
suction change compressibility (Th). In the hypothetical considerations,
natural expansive soil is assumed to have 50% of montmorillonite so that the
suction compression index (~'h) has been calculated as 0.02367. The suction
compression index (Vh) can be calculated as a function of the type and
amount of clay in the soil (Aytekin, 1992). Although soil suction change
decreases with depth (Aytekin, 1995) in the soil domain, a constant soil
suction difference (ApF = 3.0 pF) within the depth of retaining structure has
been taken in the hypothetical cases since no climatic and local conditions
are considered. Once boundary values of soil suction at the surface, and
equilibrium suction at the depth of active zone in situ are measured for a field
condition, soil suction difference (ApF) can be considered as its real value
for each finite element of the soil domain. The finite element mesh, which is
used in the numerical simulation for rectangular backfills, is seen in Fig. 5.
In the mesh, 236 nodal points and 202 finite elements have been employed.
The modulus of elasticity for elasticized EPS was taken from Fig. 3, as
222 kPa for a maximum stress level of 100 kPa. This stress level was checked
after transmitted lateral stresses were determined. It was seen that maximum
lateral stress applied to EPS backfill is no more than 100 kPa. The elasticized
stress-strain curve is used in the determination of lateral pressure distribu-
tion, and as a consequence, the results are conservative. As a matter of fact,
the stress-strain relations given in Fig. 3 are based on rapid loading test
results; on the contrary, the swelling process of expansive soil takes a long
time to develop swelling pressure behind the retaining structure. Based on
unpublished test results, elasticized EPS is even more compressible under
sustained loads. It was found that elasticized EPS under 1 year of sustained
load was approximately three times more compressible than in rapid loading
because of creep (Horvath, pers. commun., 1996).
Transmitted lateral swelling pressure distributions due to expansion of the
natural soil on the retaining structure with various rectangular backfills of
elasticized EPS geofoam with no wall movement being permitted have been
estimated. The transmitted lateral pressure distributions from each of the
144 M. Aytekin
0.00
-0.50
-1.00
E
-1.50
£
121
-2.00
-2.50
-3.00 I L 3 ~ L t__ ~ /
0.00 50.00 100.00 150.00 200.00 250.00
Transmitted Lateral Pressure (kPa)
F i g . 7. Transmitted lateral swelling pressure distributions with different thicknesses of EPS,
and granular backfills.
the EPS geofoam backfills is increased. The maximum reduction on the trans-
mitted lateral pressure occurs at the bottom of the retaining structure.
Transmitted lateral earth pressure on the retaining structure for the at-rest
condition is also shown in Fig. 7. It should be noted that the lateral pressures
due to swelling soil are much more than the lateral pressures due to at-rest
condition.
CONCLUSIONS
ACKNOWLEDGEMENTS
REFERENCES
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Proceedings, 4th International Conference on Expansive Soils. Denver, CO, pp.
582-595.
Aytekin, M. (1992) Finite element modeling of lateral swelling pressure distributions
behind earth retaining structures. PhD thesis, Texas Tech University, Lubbock,
TX.
Aytekin, M., Wray, K. W. & Vallabhan, C. V. G. (1994) Swelling pressures on
retaining structures. In Proceedings of Eighth International Conference on
Computer Methods and Advances in Geomechanics. Morgantown, West Virginia,
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Aytekin, M. (1995). Determination of soil suction envelopes. Tech. J. Turkish
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homogeneous elastic half space Geotechnique, 17(1), 58-67.
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