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FLOOD GATES
PELAYO, HAROLD S.
SALONGA, CEDRIC P.
Page 1 of 10
Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
FLOODGATES
Floodgates, also called stop gates, are adjustable gates used to control water flow in flood
barriers, reservoir, river, stream, or levee systems. They may be designed to set spillway crest
heights in dams, to adjust flow rates in sluices and canals, or they may be designed to stop water
flow entirely as part of a levee or storm surge system. Since most of these devices operate by
controlling the water surface elevation being stored or routed, they are also known as crest gates.
In the case of flood bypass systems, floodgates sometimes are also used to lower the water levels
in a main river or canal channels by allowing more water to flow into a flood bypass or detention
Sluice gates- A sluice gate is a mechanism used to control water flow. These devices are often
used in water treatment plants, mining, dams, rice fields, and cranberry bogs, among other
places. The gates are typically made of wood or metal, and often slide vertically on a frame to
Page 2 of 10
Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
open or close, allowing water to flow out of a space or to be contained in it. For this reason, they
Flap gates -Hydro Gate flap gates are made of cast iron, stainless steel, aluminum, or rubber
depending on the type of service. A small differential pressure on the back of the gate causes it
to open automatically to allow discharge through levees, sewer lines or drainage conduits. When
water on the face side of the gate rises above water on the back side, the gate closes automatically
to prevent backflow. Flap gates are equipped with flat-back seats for attaching to wall thimbles,
headwalls, and existing pipe flanges. The seat or frame of the flap gate is attached to a wall or
pipe flange and forms the opening through which water passes.
Page 3 of 10
Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
Flex valves have replaced a number of flap gates and sluice gates. Flex valves do not require
manual operation and are more dependable than flap gates. Rubber valves, mounted on the end
of the storm outfall pipe, flex open to allow water from the pipes but close under the pressure
Page 4 of 10
Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
There are two simple ways to improve drain water quality and reduce acid water flowing into
rivers. You can open floodgates and let river water into the drain, or you can retain very acid
water to prevent it from flowing into the river. This leaflet describes the main designs for
floodgate opening devices and retention structures, and outlines their advantages and
disadvantages.
1. Tidal floodgates
Various designs exist. They usually consist of an aperture within the existing floodgate with
another smaller floodgate attached. A floating arm opens the gate and allows water exchange
with each tide. The gate opens on the low tide and closes with the rising tide.
❖ Water level control: Control is very good as the float arm can be adjusted to stop inflow
❖ Advantages: Automatic operation of the gate by the tide. Excellent water level control.
The amount of exchange and maximum height of tidal influence on the inside water level
can be adjusted. This design is flood secure and automatically closes as outside water
level rises.
❖ Disadvantages: There is a minor risk of being jammed open (as with normal gates). May
Page 5 of 10
Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
2. Sluice gates
Sluice gates consist of an aperture within existing floodgate with a sliding plate cover that
can be opened to varying degrees. This opening can be vertical, horizontal or rotational in
design.
❖ Water level control: The aperture size can be adjusted to vary the amount of inflow
to suit site conditions so water level control is good. The position of the aperture in
the floodgate can also be varied and will affect water level control.
❖ Advantages: The variable aperture size means sluice gates provide excellent water
level control. The simple design is low cost and low maintenance.
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Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
3. Winch gates
Various designs exist including, a) winch and cable mechanism which allows the existing
floodgate to be lifted open either horizontally or vertically and b) a worm drive mechanism that
❖ Water level control: Depends on the design. Horizontal winch gates have limited water
level control and are either fully open or closed. Vertical lift gates have good water level
control and can be set in any position, from fully closed to fully open.
❖ Advantages: Winch gates can allow large, rapid inflows of river water and can be fully
❖ Disadvantages: These gates require intensive manual operation and manual closure in
the event of flooding. Horizontal winch gates have a greater risk of causing overtopping
when open. Large forces can be involved in winch and cable system. Vertical winch gates
Page 7 of 10
Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
Weirs and fixed sills consist of a partial block in the drain. A variety of designs exist and many
❖ Advantages: Weirs and sills provide an ability to retain a guaranteed minimum water
level. There is potential to vary the depth of water retention depending on the design (i.e.
to retain only groundwater or to retain shallow surface water). These structures are
❖ Disadvantages: It may be difficult to vary the minimum water level once installed,
depending upon the design. They can be difficult to remove from drain, again depending
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Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
2. Penstocks
These are a sluice gate or vertical lift gate placed on the landward side of a culvert.
❖ Advantages: Penstocks provide a good seal, good water level control and rarely fail. They
❖ Disadvantages: They can be expensive. They are manually operated and can jam open
during outflow periods if they are the vertical winch type design. A screw thread design
prevents this.
3. Dropboard culverts
This simple design consists of boards placed in slots in front of any culvert on the landward
side.
❖ Advantages: Water level depth can be adjusted to a desired level. Low cost.
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Republic of the Philippines
NUEVA ECIJA UNIVERSITY OF SCIENCE AND TECHNOLOGY
Cabanatuan City
❖ Disadvantages: They are manually operated and the boards can be difficult to remove
under a significant head of water. They are suitable only for low volume drains. They
The type of floodgate opening device or retention structure you choose depends on your
drainage system and management objectives. All stakeholders in the system need to be
consulted before doing any works. Remember that retention structures will impede fish moving
upstream, so these should only be used where there is significant benefit - such as reducing acid
It is important to match any works with the characteristics of the drainage system, so it
is essential to conduct a thorough site assessment. This will help to determine what style of
management the drainage system is best suited to. Various state and local government
organisations have expertise in this kind of assessment and can be contacted for assistance.
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