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PRELIMINARY CONSIDERATIONS

from elements known and given in the text, while


interpretation is the process of discovering the true
OUTLINE meaning of the language used. Thus, the court will resort
I Definition of Statutory Construction to interpretation when it endeavors to ascertain the
II Distinction Between Construction and Interpretation meaning of a word found in a statute, which when
III Situs of Construction and Interpretation
considered with the other words in the statute, may reveal
IV Duty of the Courts to Construe and Interpret the Law;
Requisites a meaning different from that apparent when the word is
V Power to Construe considered abstractly or when given its usual meaning.
A Construction is a judicial function But when the court goes beyond the language of the
B Legislature cannot overrule judicial construction statute and seeks the assistance of extrinsic aids in order
C When judicial interpretation may be set aside to determine whether a given case falls within the statute,
D Condition sine qua non before courts can construe it resorts to construction.
statutes; ambiguity defined · Both processes may be used in seeking the legislative
E Court may not construe where statute is clear
F Verba legis or plain meaning rule intent in a given statute. If the legislative intent is not clear
G Rulings of Supreme Court part of legal system after the completion of interpretation, then the court will
H Judicial rulings have no retroactive effect proceed to subject the statute to construction.
I Only Supreme Court en banc can modify or abandon · It will thus be seen that there is a substantial difference
principle of law, not any division of the Court between interpretation and construction as methods for
J Court may issue guidelines in construing statute the exegesis of written laws. In strictness, interpretation is
VI Limitations on Power to Construe limited to exploring the written text, while construction
A Courts may not enlarge nor restrict statutes
B Courts not to be influenced by questions of wisdom
goes beyond and may call in the aid of extrinsic
VII Different Kinds of Construction and Interpretation considerations. “Interpretation,” says Dr. Lieber, “differs
VIII Subjects of Construction and Interpretation from construction in that the former is the art of finding out
the true sense of any form of words, that is, the sense
which their author intended to convey, and of enabling
DEFINITION OF STATUTORY CONSTRUCTION others to derive from them the same idea which the
· In our jurisdiction, statutory construction has been defined author intended to convey. Construction, on the other
as the art or process of discovering and expounding the hand, is the drawing of conclusions, respecting subjects
meaning and intention of the authors of the law with that lie beyond the direct expressions of the texu, from
respect to its application to a given case, where that elements known from and given in the text; conclusions
intention is rendered doubtful, among others, by reason of which are in the spirit, though not within the letter, of the
the fact that the given case is not explicitly provided for in text.” (Black, Construction and Interpretation of Law, p. 3).
the law. {Caltex [Philippines!, vs. Palomar, 18 SCRA 247 | · Interpretation is the art of finding the true meaning and
1966]). sense of any form of words, while construction is the
· Justice Martin defines statutory construction as the art of process of drawing warranted conclusions not always
seeking the intention of the legislature in enacting a included in direct expressions, or determining the
statute and applying it to a given state of facts. (Martin, application of words to facts in litigation.
Statutory Construction, p. 1, 6th ed.).
· American jurisprudence defines it as that branch of the CONSTRUCTION
law dealing with the interpretation of laws enacted by a · Construction is the art or process of discovering and
legislature. A judicial function is required when a statute is expounding the meaning and intention of the authors of
invoked and different interpretations are in contention. the law, where that intention is rendered doubtful by
Where legislature attempts to do several things one of reason of the ambiguity in its Ianguage or of the fact that
which is invalid, it may be discarded if the remainder of the given case is not explicitly provided for in the law.'
the act is workable and in no way depends upon the Construction is the drawing of warranted conclusions
invalid portion, but if that portion is an integral part of the respecting subjects that lie beyond the direct expression
act, and its excision changes the manifest intent of the act of the text, conclusions which are in the spirit, though not
by broadening its scope to include subject matter or within the letter of the text. It is not a mechanical
territory which was not included therein as enacted, such endeavour. Nor can it be accomplished by modern "brain"
excision is "judicial legislation ・ and not “statutory machines. Because of infirmities of language and the
construction.” (Ettinger us. Studevent, 219 Ind. 406, 38 limited scope in legislative drafting, inevitably there enters
N.E. 2d 1000, 1007 [S/ac/c’s Law Dictionary, p. 1412, into the construction of statutes the play of judicial
Centennial ed.)). judgment within the limits of the relevant legislative
materials. Construction involves the exercise of choice by
DISTINCTION BETWEEN CONSTRUCTION AND the judiciary.
INTERPRETATION
· Strictly speaking, construction and interpretation are not SITUS OF CONSTRUCTION AND INTERPRETATION
the same although the two terms are often used · As aptly discussed above, the purpose of construction
interchangeably. Construction, however, to be technically and interpretation is to ascertain and give effect to the
correct, is the drawing of conclusions with respect to legislative intent. It further hints to what branch of
subjects that arc beyond the direct expression of the text government does construction and interpretation of

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written laws belong. One of the manifestations of a instrument and arises from the defective, vague,
republican government like ours is the observance of the obscure or insensible language used. (Btac/c’s Law
principle of separation of powers and the system of Dictionary, pp. 79-80, Centennial ed.J.
checks and balances. In our system of government, the  Only when the law is ambiguous or of doubtful
legislative power is vested in the Congress of the meaning may the court interpret or construe its true
Philippines which shall consist of a Senate and a House intent. Ambiguity is a condition of admitting two or
of Representatives, except to the extent reserved to the more meanings, of being understood in more than
people by the provision on initiative and referendum. (Art. one way, or of referring to two or more things at the
VI, Sec. 1, Phil. Constitution). The executive power is same time. A statute is ambiguous if it is admissible
vested in the President of the Philippines. (Art. VII, Sec. of two or more possible meanings, in which case,
1, Phil. Constitution). The judicial power is vested in one the Court is called upon to exercise one of its judicial
Supreme Court and in such lower courts as may be functions, which is to interpret the law according to
established by law. (Art. VH1, Sec. 1, Phil. Constitution). its true intent. {RCBC us. IAC and BE Hornes, Inc.,
In other words, the legislative department makes the law. 320 SCRA 279, December 09, 1999).
The executive department executes the law and the  The duty of the court is to apply the law. When the
judiciary interprets the law. law is clear and unequivocal, the Court has no other
· Simply stated, the situs of construction and interpretation alternative but to apply the law and not to interpret
of written laws belong to the judicial department. Thus, {Verba Legis). Stated differently, the Court cannot
under the principle of. checks and balances, courts may shy away from applying the law when no
declare legislative measures or executive acts interpretation is needed no matter how harsh the law
unconstitutional. may be (Dura Lex Sed Lex).
· As earlier stated, the judicial power shall be vested in one  Take for instance the case of a trial judge who was
Supreme Court and in such lower courts as may be admonished by the Supreme Court for not applying
established by law. Judicial power includes the duty of the the death penalty law because of his religious
Courts of Justice to settle actual controversies involving conviction. In fact no judge or court shall decline to
rights which are legally demandable, and enforceable, render judgment by reason of the silence, obscurity
and to determine whether or not there has been a grave or insufficiency of the laws. (Art. 9, NCC).
abuse of discretion amounting to lack or excess of
jurisdiction on the part of any branch or instrumentality of The primordial duty of the Court is merely to apply the law
the government. (Art. VIII, Sec. 1, supraj. It can be viewed in such a way that it shall not usurp legislative powers by
from this constitutional provision that the Supreme Court judicial legislation and that in the course of such
is the one and only Constitutional Court and all other application or construction, it should not make or
lower courts are statutory courts or one established by supervise legislation, or under the guise of interpretation,
statute. Nevertheless, the Supreme Court and such lower modify, revise, amend, distort, remodel, or rewrite the law,
courts have the power to construe and interpret written or give the law a construction which is repugnant to its
laws. terms.

DUTY OF THE COURTS TO CONSTRUE AND Where the law speaks in clear and categorical language,
INTERPRET THE LAW; REQUISITES there is no room for interpretation, vacillation, or
Not in all occasions, however, are the courts duty equivocation, there is room only for application.
bound to construe and interpret the laws. Two (2) requisites
must concur: When the law is clear, it is not susceptible of
interpretation. It must be applied regardless of who may
· There must be an actual case or controversy, be affected, even if the law may be harsh or erroneous.
meaning, a case brought to the court by party
litigants to hear and settle their disputes. If there is The Courts' first and fundamental duty Is the application
no case or controversy, there is no way for the court of the law according to Its express terms, interpretation
to construe or interpret a law. being called for only when such literal application is
impossible. No process of interpretation or construction
· There is ambiguity in the law involved in the
need be resorted to where a provision of law peremptorily
controversy. Meaning the law involved is susceptible
calls for application. Equity and equitable principles only
of two or more interpretations.
come into full play when a gap exists in the law and
jurisprudence.
 There is ambiguity when there is doubtfulness,
doubleness of meaning, duplicity, indistinctiveness,
The first and fundamental duty of the Courts is to apply
or uncertainty of meaning of an expression used in a
the law.
written instrument. The language used is wanting in
clearness or definiteness, difficult to comprehend
The duty of the Courts is to apply the law disregarding
and distinguish, and of doubtful import.
their feeling of sympathy or pity for the accused.
 Ambiguity exists if reasonable persons can find
different meanings in a statute, document, etc.
(Las/cains us. City of Wisconsin Dells, Inc., App. POWER TO CONSTRUE
389 N. W. 2d. 67, 70, 131 Wis, 2d 525). A patent
ambiguity is that which appears on the face of the

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CONSTRUCTION IS A JUDICIAL FUNCTION of which is hereby declared not to be a diminution of his
· The duty and power to interpret or construe a statute or compensation fixed by the Constitution or by law."
the Constitution belong to the judiciary. “It is the duty of · There is thus this situation: *The Supreme Court in a
the legislature to make the law; of the executive to decision interpreting the Constitution, particularly Section
execute the law; and of the judiciary to construe the law.“ 9, Article VIII, has held that judicial officers are exempt
“It is emphatically the province and duty of the judicial from the payment of income tax on their salaries,
department to say what the law is.While the legislative because the collection thereof was a diminution of such
and the executive departments, by enacting and salaries, specifically prohibited by the Constitution. Now
enforcing a law, respectively, may construe or interpret comes the Legislature and in Section 13, Republic Art No.
the law, it is the court that has the final word as to what 590, says that *no salary whenever received by any
the law means. public officer of the Republic (naturally including a judicial
· The Supreme Court construes the applicable law in officer) shall be considered exempt from the income tax,’
controversies which are ripe for judicial resolution. It and proceeds to declare that payment of said income tax
refrains from doing so where the case has become moot is not a diminution of his compensation. Can the
and academic and it will instead dismiss the case. A case Legislature validly do this? May the Legislature declare
or question is moot and academic when its purpose has the collection of income tax on the salary of a public
become stale or where no practical relief can be granted official, specially a judicial officer, not a decrease of his
or which can have no practical effect. However, salary, after the Supreme Court has found and decided
notwithstanding its mootness, the Court may nonetheless otherwise?"
resolve the case and construe the applicable law “if it is · The Supreme Court ruled that the legislature cannot
capable of repetition, yet evading review," specially where override its interpretation of the constitutional provisions.
public interest requires its resolution” or where rendering Explains the Court: "Under our system of constitutional
a decision on the merits would be of practical value." government, the legislative department is assigned the
· The court does not, however, interpret the law in a power to make and enact laws. The executive department
vacuum. It construes or applies the law as it decides is charged with the execution or carrying out of the
concrete and controverted cases based on the facts and provisions of said laws. But the interpretation and
the law involved. It does not give legal opinion on application of said laws belong exclusively to the judicial
hypothetical canes or in cases which have become, as a department. And this authority to interpret and apply the
rule, moot and academic. It has been held that "laws are laws extends to the Constitution. Before the court can
interpreted always in the context of the peculiar factual determine whether a law is constitutional or not, it will
situation of each case. Each case has its own flesh and have to interpret and ascertain the meaning not only of
blood and cannot be decided simply on the basis of said law, but also of the pertinent portion of the
isolated clinical classroom principles. The circumstances Constitution in order to decide whether there is a conflict
of time, place, event, person, and particularly attendant between the two. Because if there is. then the law will
circumstances and actions before, during, and after the have to give way and has to be declared invalid and
operative fact should all be taken in their totality so that unconstitutional.” "By legislative fiat m enumerated in
justice can be rationally and fairly dispensed. Section 13, Republic Act No. 590, Congress says that
taxing the salary of a judicial officer is not a decrease of
LEGISLATIVE CANNOT OVERRULE JUDICIAL compensation. This is a clear example of interpretation or
CONSTRUCTION ascertainment of the meaning of the phrase “which shall
not be diminished during their continuance in office,”
· The legislature has no power to overrule the interpretation
found in Section 9, Article VIII of the Constitution,
or construction of a statute or the Constitution by the
referring to the salaries of judicial officers. This act of
Supreme Court, for interpretation is a judicial function
interpreting the Constitution or any part established
assigned to the latter by the fundamental law. While the
province and jurisdiction of the Judiciary." If the
legislature may indicate its construction of a statute in the
Legislature may declare what a law means, or what a
form of a resolution or declaratory act, it cannot preclude
specific portion of the Constitution means, especially after
the courts from giving the statute a different interpretation.
the courts have in actual case ascertained its meaning by
· Endencia v. David explains in detail the reasons why the
interpretation and applied it in a decision, this would
legislature cannot override the Supreme Court’s
surely cause confusion. Under such a system, a final
interpretation. It appears that in Perfecto v. Meer, the
court determination of a case based on a judicial
Supreme Court, construing Article VIII, Section 9 of the
interpretation of the law or of the Constitution may be
1935 Constitution to the effect that members of the
undermined or even annulled by a subsequent and
judiciary "shall receive such compensation an may be
different interpretation of the law or of the Constitution by
fixed by law, which shall not be diminished during their
the Legislative department. That would be neither wise
continuance in office," ruled that the collection of income
nor desirable, besides being clearly violative of the
tax from the salaries of judicial officers is a diminution of
fundamental principles of our constitutional system of
their salaries in violation of the constitutional provision.
government, particularly those governing the separation
Not having received such ruling favorably, the legislature
of powers."
thereafter enacted Republic Act No. 590 by providing in
Section 13 thereof that “no salary whenever received by
any public officer of the Republic of the Philippines shall
WHEN JUDICIAL INTERPRETATION MAY BE SET
be considered as exempt from the income tax, payment ASIDE

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· The interpretation of a statute or a constitutional provision the statute and give it a meaning that is in accord with its
by the courts is not so sacrosanct as to be beyond intent.
modification or nullification. The Supreme Court itself · Thus, the Court in a case" explained that "Only when the
may, in an appropriate case, change or overrule its law is ambiguous or doubtful of meaning may the court
previous construction. interpret or construe its intent. Ambiguity is a condition of
· By amending the Constitution, the framers of the admitting two or more meanings, of being understood in
fundamental law may modify or even nullify a judicial more than one way, or of referring to two or more things
interpretation of a particular provision thereof Thus, the at the same time. A statute is ambiguous if it admissible
interpretation by the court in Endencia v. David of Article of two or more possible meanings, in which case, the
VIII, Section 9 of the 1935 Constitution to the effect that Court is called upon to exercise one of its judicial
judicial officers are exempt from paying income tax on functions, which is to interpret the law according to its true
their salaries because the collection of such tax would be intent.”
a diminution thereof in violation of said constitutional
provision has been nullified by the 1973 Constitution COURT MAY NOT CONSTRUE WHEN STATUTE IS
when it specifically provided in Article XV, Section 6 that CLEAR
“No salary or any form of emolument of any public officer · The first and fundamental duty of the court is to apply the
or employee, including constitutional officers, shall be law. Construction or interpretation comes only after it has
exempt from payment of income tax.” been demonstrated that application is impossible or
· The rule that the Supreme Court has the final word in the inadequate without it. It is the very last function which the
interpretation or construction of a statute merely means court should exercise, for if there is more application and
that the legislature cannot, by law or resolution, modify or less construction, there would be more stability in the
annul the judicial construction without modifying or law.“
repealing the very statute which has been the subject of · It is well-settled that the court may not construe a statute
construction. It can, and it has done so, by amending or that is clear and free from doubt. “Time and time again, it
repealing the statute, the consequence of which is that has been repeatedly declared by this court that where the
the previous judicial construction of the statute is modified law speaks in clear and categorical language, there is no
or set aside accordingly. room for interpretation. There is only room for
application.“For nothing is better settled than that the first
and fundamental duty of courts is to apply the law as they
find it, not as they like it to be. Fidelity to such a task
WHEN COURT MAY CONSTRUE STATUTE precludes construction or interpretation, unless
· Language “is one of the distinctive qualities of man, application is impossible or inadequate without it.’ Where
especially of modern thinking man. Man does feel and the law is clear and unambiguous, it must be taken to
analyzes his intellectual and material experiences; but mean exactly what it says and the court has no choice but
more than this he has the ability to articulate, and through to see to it that its mandate is obeyed."
articulation he manages, synthesizes and brings forth the · Where the law is free from ambiguity, the court may not
creation and evolution of culture, literature, science and introduce exceptions or conditions where none is
law. In the process, the unceasing effort is to say what is provided from considerations of convenience, public
meant and to mean what is said." Language is rarely so welfare, or for any laudable purpose, nor may it engraft
free from ambiguity as to be incapable of being used in into the law qualifications not contemplated, nor construe
more than one sense. Thus, what the legislature had its provisions by taking into account questions of
actually in mind is not sometimes accurately reflected in expediency, good faith, practical utility and other similar
the language of the statute.* As a result, doubt is created reasons so as to relax noncompliance therewith. A statute
as to what the statute means or as to whether it applies to that is clear and unambiguous is not susceptible of
a given situation. Construction is the means by which the interpretation. It should be applied regardless of who may
court clarifies the doubt to arrive at the true intent of the be affected, even if the law may be harsh or onerous."
law.” For as the court said in a case, the “law is the law. We
cannot change the law under the guise of interpretation.
CONDITION SINE QUA NON BEFORE COURTS CAN Under our system of government, we may not tread on
CONSTRUE STATES; AMBIGUITY DEFINED forbidden grounds; we cannot rewrite the law. This is the
· A condition sine qua non, before the court may construe function of Congress.” And as the courts reminded
or interpret a statute, is that there be doubt or ambiguity themselves, “ours is not the duty nor the power to amend
in its language. The province of construction lies wholly the statute, which by the way presents no interstitial
within the domain of ambiguity. For where there is no space wherein to insert, in the words of Cardozo, judge-
ambiguity in the words of a statute, there is no room for made innovations.
construction. Only statutes with an ambiguous or doubtful · A meaning that does not appear nor is intended or
meaning may be the subject of statutory construction. reflected in the very language of the statute cannot be
Ambiguity means a condition of admitting two or more placed therein by construction. In accordance with this
meanings, of being understood in more than one way, or rule, Section 7 of P.D. No. 1716-A which provides that the
of referring to two or more things at the same time. A “EPZA, in the exercise of its sole police authority over the
statute is ambiguous if it is susceptible of more than one export processing zones and areas owned or
interpretation. In such a case, the court should construe administered by the authority, shall have the power to
receive and investigate complaints relative to violations of

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penal laws committed inside the zones and areas owned · Article 8 of the Civil Code expresses the principle of stare
or administered by the authority, and when the evidence decisis et non quieta novere. It means that when the
warrants, to file and be deputized herein to prosecute the Supreme Court has once laid down a principle of law as
corresponding criminal cases before the appropriate court applicable to a certain state of facts, it will adhere to that
or body,” may not be construed as an exception to; or a principle and apply it to all future cases where the facts
limitation on, the authority of the Tanodbayan to are substantially the same. This principle assures
investigate complaints for violation of the Anti-Graft Law certainty and stability in the legal system.* In other words,
committed by EPZA officials within the zone because the interpretation by the Supreme Court placed upon the
there is nothing in Section 7 to intimate that EPZA’s law has the force of law and establishes the
power “to file and be deputized xxx to prosecute” cases is contemporaneous legislative intent of law, which
exclusive and the use of the adjective “sole” to describe constitutes part of the law as of the date the statute is
“police authority” is not employed to describe its other enacted. The interpretation continues until overruled and
power." the new doctrine is applied prospectively in favor of the
parties who have relieved on the old doctrine and have
VERBA LEGIS OR PLAIN MEANING RULE acted in good faith in accordance therewith."
· Where the statute is clear, plain and free from ambiguity, · As part of the legal system and until reversed by the
it must be given its literal meaning and applied without Supreme Court itself rulings of the highest tribunal are
interpretation. This plain meaning rule or verba legis binding upon inferior courts.” They become, to the extent
derived from the maxim index animi sermo est (speech is applicable, the criteria that must control the actuations not
the index of intention) rests on the valid presumption that only of those called upon to abide thereby but also of
the words employed by the legislature in a statute those duty-bound to enforce obedience thereto.”
correctiy express its intention or will and preclude the
court from construing it differently. JUDICIAL RULINGS HAVE NO RETROACTIVE
· The Court in Republic v. Lacap [G.R. No. 158253, March EFFECT
2, 2007], explained the doctrine of verba legis, as follows: · While a judicial ruling of the high tribunal construing a law
The “plain meaning rule” or verba legis in statutory forms part of the law as of the date of its enactment, it
construction is that if the statute is clear, plain and free cannot be given retroactive effect if to do so will impair
from ambiguity, it must be given its literal meaning and vested rights. Nor may a judicial ruling overruling a
applied without interpretation. This rule derived from the previous one be applied retroactively so as to nullify a
maxim index animi sermo est (speech is the index of right which arose under the previous ruling before its
intention) rests on the valid presumption that the words abandonment.
employed by the legislature in a statute correctly express · While Supreme Court decisions form part of the law of the
its intention or will and preclude the court from construing land, they are however subject to Article 4 of die Civil
it differently. The legislature is presumed to know the Code which provides that “laws shall have no retroactive
meaning of the words, to have used words advisedly, and effect unless the contrary is provided.” This is expressed
to have expressed its intent by use of such words as are in the legal maxim, lex prospicit, non respicit, the law
found in the statute. Verba legis non est recedendum, or looks forward not backward. The rationale against retro-
from the words of a statute there should be no departure. activity is based on the principle that retroactive
· Expresio unius est exclusio alterius. Where a statute, by application of a law usually divests rights that have
its terms, is expressly limited to certain matters, it may already become vested or impairs the obligations of
not, by interpretation or construction, be extended to contract and hence, is unconstitutional.
others. · The Supreme Court may abandon or overrule its earlier
decision construing a statute whenever it is right and
proper to do so. For more important than anything else is
that courts should be right." The Constitution provides
RULINGS OF SUPREME COURT PART OF LEGAL that “no doctrine or principle of law laid down by the Court
SYSTEM in a decision rendered en banc or in division may be
· “Judicial decisions applying or interpreting the laws or the modified or reversed except by the court sitting en banc.”
Constitution shall form part of the legal system of the The ruling by the court modifying or reversing a doctrine
Philippines.” The decisions referred to are those of the or principle operates prospectively, and rights acquired
Supreme Court, the latter being the tribunal that by under such doctrine or principle prior to its modification or
constitutional mandate, has the final word in the interpretation reversal may not be affected thereby.
of a statute or a constitutional provision.” By statutory fiat, · In other words, the interpretation of a statute by the
rulings of the court of last resort applying or interpreting a Supreme Court remains to be part of the legal system
statute become part of the statute itself. Legis interpretato legis until the latter overrules it and the new doctrine overruling
vim obtinet. This legal maxim means that the authoritative the old is applied prospectively in favor of persons who
interpretation of the Supreme Court of a statute acquires the have relied thereon in good faith."
force of law by becoming a part thereof’ as of the date of its · In Benzonan v. Court of Appeals," the issue raised is
enactment, since the court’s interpretation merely establishes when to count the five-year period to repurchase under
the contemporaneous legislative intent that the statute thus Sec. 119 of Commonwealth Act No. 141 granting
construed intends to effectuate. The rulings of the Supreme applicant, his widow or legal heirs the right to repurchase
Court are laws in their own right because they interpret what the land “within the period of five years from date of
the laws say or mean.” conveyance.” In Monge v. Angeles91 and Tupas v.

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Damaso" decided in 1957 and 1984, respectively, the organizations allowed to participate in the party-list
Supreme Court held that the five-year period of election system.
repurchase should be counted from the date of · In construing a statute, the enforcement of which may
conveyance or foreclosure sale. However, in Belisario v. tread on sensitive areas of constitutional rights, the Court
Intermediate Appellate Court9* decided in 1988, the may issue guidelines in applying the statute, not to
Supreme Court ruled that the five-year period should be enlarge or restrict it but to clearly delineate what the law
counted after the expiration of the one-year period of requires. This is not judicial legislation but an act to define
repurchase in extrajudicial foreclosure sale. In Benzonan, what the law is. Thus, in People u. Ferrer, the Supreme
the Court held that the doctrine that should apply is that Court said that "even as we uphold the validity of the Anti-
which was enunciated in Monge and Tupas because the Subversion Act, we cannot overemphasize the need for
transactions involved took place prior to Belisario and not prudence and circumspection in its enforcement,
that which was laid down in the latter case which should operating as it does in the sensitive area of freedom of
be applied prospectively. expression and belief. Accordingly, we issue the following
guidelines to be observed in any prosecution under the
ONLY SUPREME COURT EN BANC CAN MODIFY OR Act.
ABANDON PRINCIPLE OF LAW, NOT ANY DIVISION · The question is whether or not the Court’s issuance of
OF THE COURT guidelines constitutes judicial legislation, or an
· Artide VIII, Sec. 4(3) of the Constitution provides: encroachment on the legislative prerogative to enact
laws. While the Court has the final say on what the law is
(3) Cases or matters heard by a division shall be as it interprets it, the interpretation should be based not
decided or resolved with the concurrence of a majority of the only on law but also on the facts obtaining in the specific
Members who actually took part in the deliberations on the case resolved by the courts and not on future facts or
issues in the case and voted thereon, and in no case, without circumstances.
the concurrence of at least three of such Members. When the
required number is not obtained, the case shall be decided en LIMITATIONS ON POWER TO CONSTRUE
banc: Provided, That no doctrine or principle of law laid down
by the court in a decision rendered en banc or in division may COURTS MAY NOT ENLARGE NOR RESTRICT
be modified or reversed except by the court sitting en banc” STATUTES
· Pursuant to the above-quoted constitutional provision, no · The vital difference between initiating policy, often
division of the Court has the power to modify or reverse a involving a decided break with the past, and merely
doctrine or principle of law enunciated by either another carrying out a formulated policy, indicates the relatively
division of the Court or the Court en banc, except the narrow limits within which choice is rarely open to courts
Court en banc itself. and the extent to which interpreting law is inescapably
· A division of the Court cannot modify or reverse a making law." This restricts judicial freedom in the
doctrine or principle of law enunciated by another division construction of a statute. While statutory construction
thereof. However, if what the Court has stated in a involves choice, the court should resist the temptation to
decision is not a principle of law or doctrine, but is merely roam at will and rely on its predilections as to what policy
an obiter dictum, a division of the Court may validly reject should prevail. Interpolation must be eschewed and
or disregard such obiter dictum. Thus, in Tapiador v. evisceration avoided. Common sense and good faith are
Ombudman, 42^ Phil. 47 (2002), a division of the Court the leading stars that should guide judicial construction.
stated by way of obiter dictum that the Ombudsman has The search must be for, and the end result should be,
no power to directly dismiss erring officials under the reasonable interpretation.
Constitution and that its disciplinary power is only · Courts may not, in the guise of interpretation, enlarge the
recommendatory. A Court division in a subsequent case scope of a statute and include therein situations not
rejected such obiter dictum and ruled that the pertinent provided nor intended by the lawmakers. An omission at
constitutional provision read in relation to the the time of enactment, whether careless or calculated,
Ombudsman law granting the latter the power to directly cannot be judicially supplied however later wisdom may
dismiss erring officials makes the word “recommend” in recommend the inclusion. Courts are not authorized to
the constitutional provision mandatory, as held in Office of insert into the law what they think should be in it or to
Ombudsman v. Masingt G.R. No. 165416, January 22, supply what they think the legislature should have
2008. supplied if its attention had been called to the omission.
· They should not, by construction, revise even the most
COURT MAY ISSUE GUIDELINES IN CONSTRUING arbitrary and unfair action of the legislature, nor rewrite
STATUTE the law to conform with what they think should be the law.
· It has been held that the Supreme Court has the duty to Nor may they interpret into the law a requirement which
“formulate guiding and controlling constitutional the law does not prescribe. Where a statute, contains no
principles, precepts, doctrines, of rules. It has 'been said limitations in its operation or scope, courts should not
that such guidelines are not judicial legislation, but the engraft any. And where a provision of law expressly limits
Court merely defines what the law is. Thus, in Ang its application to certain transactions, it cannot be
Bagong Bayani-OFW Labor Party v. Comelec, the Court extended to other transactions by interpretation." To do
issued guidelines in the determination by COMELEC as any of such things would be to do violence to the
to which parties comply with the requirements of party-list language of the law and to invade the legislative sphere.
Neither should courts construe statutes which are

KIMBERLY GRACE ANNE J. PILAPIL | JURIS DOCTOR 1A 6


“perfectly vague.” As a rule, a statute may be vague when Accordingly, since the legislature, by the very nature of its
it lacks comprehensible standards that men of common function, is primarily the judge of the necessity, adequacy,
intelligence must necessarily guess at its meaning and wisdom, reasonableness and expediency of any law,134
differ as to its application. It is repugnant to the courts may not take any of these matters into account in
Constitution because it violates due process for failure to construing or interpreting the law.
accord persons fair notice of the conduct to avoid and · Courts do not pass upon questions of wisdom, justice, or
leave law enforcers unbridled discretion in carrying out its expediency of legislation, for it is not within their province
provisions. But the act must be utterly vague on its face, to supervise legislation and keep it within the bounds of
that is to say, it cannot be clarified by either a saving propriety and common sense. That is primarily and
clause or by construction. A “perfectly vague” act should exclusively a legislative concern. Hence, as long as laws
be distinguished from a legislation which is couched in do not violate the Constitution, the courts merely interpret
imprecise language or from one which is ambiguous, as and apply them regardless of whether or not they are
the latter types of legislation are subject to proper wise or salutary. While “judges may regard a certain law
construction. as harsh, unwise or morally wrong, and may recommend
· Along the same vein, to read into the ordinances relied to the authority or department concerned its amendment,
upon by petitioner objects which were neither specifically modification or repeal, still, as long as said law is in force,
mentioned nor enumerated would be to run afoul of tie they must apply it and give it effect as decreed by the
dictum that where a statute, by its terms, is expressly law-making body.
limited to certain matters, it may not, by interpretation or · Courts do not sit to resolve the merit of conflicting
construction, be extended to other matters. In other theories for debatable questions are for the legislature to
words, it is a basic precept of statutory construction that decide. If courts think that a particular statute is unwise or
the express mention of one person, thing, act, or harsh, a becoming sense of decency and a recognition of
consequence excludes all others, as expressed in the oft- their own limited sphere forbid them from amending or
repeated maxim expressio unius est exclusio alterius. rewriting the law, in the guise of interpretation, to suit their
Elsewise stated, expressium facit cessare taciturn — own predilections or prejudices.*® Any shortcoming of a
what is expressed puts an end to what ip implied. The statute is for the legislature alone to correct by
rule proceeds from the premise that the legislative body appropriate enactment.”
would not have made specific enumerations in a statute,
if it had the intention not to restrict its meaning and DIFFERENT KINDS OF CONSTRUCTION AND
confine its terms to those expressly mentioned. INTERPRETATION
· Even on the assumption that there is in fact a legislative
gap caused by such an omission, neither could the Court · The science or art of construction and interpretation is
presume otherwise and supply the details thereof^ called Hermeneutics. The phrase legal hermeneutics is
because a legislative lacuna cannot be filled by judicial understood to be the systematic body of rules which are
fiat. Indeed, courts may not, in the guise of interpretation, recognized as applicable to the construction and
enlarge the scope of a statute and include therein interpretation of legal writings. (Black's Legal Dictionary,
situations not provided nor intended by the lawmakers. Centennial ed.).
An omission at the time of the enactment, whether · Dr. Lieber in his work on Hermeneutics gives the
careless or calculated, cannot be judicially supplied following classification of the different kinds of
however after later wisdom may recommend the interpretation:
inclusion. Courts are not authorized to insert into the law
what they think should be in it or to supply what they think
CLOSE INTERPRETATION
the legislature would have supplied if its attention has
· adopted if just reasons connected with the character and
been called to the omission.
formation of the text induce as to take the words in their
· Courts should not, by construction, revise even the most
narrowest meaning. This specie of interpretation is also
arbitrary and unfair action of the legislature, nor rewrite
generally called "literal."
the law to conform with what they think should be the law.
Nor may they interpret into the law a requirement which
EXTENSIVE INTERPRETATION
the law does not prescribe. Where a statute contains no · also called liberal interpretation, adopts a more
limitations in its operation or scope, courts should not comprehensive signification of the words.
engraft any. And where a provision .of law expressly EXTRAVAGANT INTERPRETATION
limits its application to certain transactions, it cannot be · is that which substitutes a meaning evidently beyond the
extended to other transactions by interpretation. To do true one. It is therefore not genuine interpretation.
any of such things would be to do violence to the FREE OR UNRESTRICTED INTERPRETATION
language of the law and to invade the legislative sphere. · proceeds simply on the general principles of interpretation
in good faith, not bound by any specific or superior
COURTS NOT TO BE INFLUENCED BY QUESTIONS principle.
OF WISDOM LIMITED OR RESTRICTED INTERPRETATION
· “It is the duty of the Legislature to make the law; of the · is when we are influenced by other principles than the
Executive to execute the law; and of the Judiciary to strictly hermeneutic ones.
construe the law.” This division of responsibility, as PREDESTINED INTERPRETATION
mandated by the Constitution, precludes one department · takes place if the interpreter, laboring under a strong bias
from encroaching upon the power of the other. of mind, makes the text subservient to his preconceived

KIMBERLY GRACE ANNE J. PILAPIL | JURIS DOCTOR 1A 7


views and desires. This include artful interpretation by
which the interpreter seeks to give a meaning to the text
other than the one he knows to have been intended.
(Lieber, Hermeneutics, 54-60).

SUBJECTS OF CONSTRUCTION AND


INTERPRETATION
· Authorities hold that the most common subjects of
construction and interpretation are the constitution and
statutes which include ordinances. But we may also add
resolutions, executive orders and department circulars.

REFERENCES

Notes from Statutory Construction by Agpalo and Diaz

KIMBERLY GRACE ANNE J. PILAPIL | JURIS DOCTOR 1A 8


PRELIMINARY CONSIDERATIONS

KIMBERLY GRACE ANNE J. PILAPIL | JURIS DOCTOR 1A 9

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