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1. INTRODUCTION
Applied hydrology-the branch of hydrology that serves the application of scientific knowledge
in engineering practice and thus forms the basis for designing and operation of water resources
engineering projects.
Water in the oceans evaporates due to the heat energy provided by solar radiation. The water
vapour moves upwards and forms clouds. While much of the clouds condense and fall back to
the oceans as rain, a part of the clouds is driven to the land areas by winds. The air mass reached
the land surface it condense and precipitate onto the land mass as:Rain, snow, hail, etc.
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If the density of the inflow, outflow and storage volumes are the same:
Where,
Vi – inflow volume of water into the problem area during the time period
V0 – outflow volume of water from the problem area during the time period
∆S – change in the storage of the water volume over and under the given area during the given
period
In hydrologic calculations, the volumes are often expressed as average depths over the catchment
area. Rainfall, evaporation and often runoff volumes are expressed in units of depth over the
catchment. Considering different components of the hydrologic cycle, the water balance equation
can be written as:
Where,
P – precipitation, R – surface runoff, G – net ground water flow out of the catchment,
E – evaporation, T – transpiration and ∆S – change in storage
Flood control: Flood protection design, flood mapping, and property damage evaluation mostly
derived from hydrological analysis.
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Water Transport/Navigation: Ship’s log design and operation, Channel water depth estimation,
needs hydrologic analysis.
Water Governance: River basin management, trans-boundary issues, water demand and supply
analysis, water pricing are mostly require hydrological information and analysis.
2. PRECIPITATION
Precipitation is any form of water that rich the earth from atmosphere. The usual form are
rainfall, snowfall, hail, frost and dew. Rainfall being the predominant form of precipitation
causing stream flow in Ethiopia. For precipitation to be formed; the atmosphere must have
moisture, there must sufficient nuclei present to aid condensation, weather condition must be
good for condensation and the product of condensation must rich the earth.
Rain: Rain is liquid precipitation that reaches the surface in the form of drops that are
greater than 0.5 mm in diameter and the maximum size of rain fall is 6mm. The intensity
of rain is determined by the accumulation over a given time. Categories of rain are light,
moderate and heavy.
Type of rain Intensity
fall
Light < 2.5 mm/hr.
Moderate 2.5 to 7.5 mm/hr.
Heavy >7.5mm/hr.
Snow: Snow is an aggregate of ice crystals that form into flakes. Snow forms at
temperatures below freezing.
Drizzle: Drizzle is liquid precipitation that reaches the surface in the form of drops that
are less than 0.5 millimeters in diameter and have intensity of less than 1mm/hr.
Hail: Hail is dense precipitation ice that is that least 5 millimeters in diameter.
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Sleet: Sleet (Ice Pellets) are frozen raindrops that strike the earth's surface. In a sleet
situation the precipitation aloft when it is first generated will be snow. The snow falls
through a layer that is a little above freezing and the snow partially melts.
Glaze: when rain or drizzle come in contact with cold earth surface at 0 0c, the water
drops freezes to form ice coating called glaze or freezing rain.
2.2 Types of Precipitation
The cooling of air masses necessary for condensation results from air rising. This can be
accomplished in one or a combination of three different ways in which precipitation can be
subdivided.
Convective rainfall: Occur if warm air rises into a cool environment of greater density. During
this process the air cools and water vapour condenses. The warm air is a result of a heated
surface of the earth. This type of rainfalls are of high intensity and are referred to as heavy rain
or rainstorm. Usually they are of short duration and limited spatial extension. A characteristic
attribute of this type of rainfall is extreme spatial variability.
Orographic rainfall:Drives from the forced rise of humid air masses along mountain ranges.
Again, the rise of air results in cooling and condensation. This type of rainfall, termed
deceleration precipitation is of variable duration and intensity. Due to this orographic effect, the
mean height of precipitation in mountainous regions is above average.
Cyclonic rainfall:Is usually linked to front systems. Warm air slips on top of cold air (warm
front) or it is pushed up by approaching cold air (cold front). A cold front provides a higher
velocity of rise and therefore rainfall of higher intensity. Compared to convective rainfalls, the
mean spatial extension and duration is significantly higher (continuous precipitation). Cyclonic
rainfall accounts for the largest precipitation of the total annual precipitation in temperate
latitudes.
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o Ground must be level and in the open and the instrument must present a horizontal catch
surface.
o The gauge must be set as near the ground as possible to reduce the wind effect but it must
be sufficiently high to prevent the splashing, flood etc.
o The instrument must be surrounded by open fenced area of at least 5.5m by 5.5m. no
object should near to the instrument distance than 30m or twice of the height of
obstruction.
Rain gauge can be broadly categorized as recording and non-recording rain gauge.
a. Non recording rain gauge
Non-recording type rain gauge is most common type of rain gauge used by meteorological
department. It consists of a cylindrical vessel 127mm in diameter with a base enlarged to 210mm
diameter. At its top section, funnel is provided with circular brass rim which is 127mm exactly
so that it can fit into vessel well. This funnel shank is inserted in the neck of a receiving bottle
which is 75 to 100mm high from the base section and thinner than the cylinder, placed into it to
receive rainfall.
Figure 2. 1: Non recording (Symons) Rain gauge with graduated glass of accuracy 0.1mm
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A Receiving bottle has capacity of 100mm and during heavy rainfall, amount of rain is
frequently exceeded, so the reading should be measured 3 to 4 times in a day. Water contained in
this receiving bottle is measured by a graduated measuring glass with an accuracy up to 0. 1mm
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When water rises, this float reaches to the top floating in water, then syphon comes into
operation and releases the water outwards through the connecting pipe, thus all water in box is
drained out. This rain gauge is adopted as the standard recording rain gauge in India and the
curve drawn using this data is known as mass curve of rain fall
Influence of the wind: Errors due to wind effects result fro a deformation of the wind field
caused by the gauge itself as well as other neighbouring obstacles. Especially for small rain
drops and snowfall in high wind areas, this leads to losses in measurement
Influence of evaporation:Losses due to evaporation are mainly caused by the wetting of the
gauge collector and evaporation from the water surface in the measuring cylinder. Both errors
lead to systematic underestimation of observed precipitation. The so called catch-deficiency is
dependent on the location of the gauge and ranges from 10-20% for rainfall to roughly 25% for
snowfall. Errors of a different type occur when point precipitation is transformed to areal
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precipitation. Errors caused by this transformation may be significantly higher than those
mentioned above. They are dependent on the examined period of time, the density of the gauge
network and transformation technique.
If there are already some ran-gauge stations in a catchment, the optimal number of
stations that should exist to have an assigned percentage of error in the estimation of
mean rainfall is obtained by statistical analysis as:
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Where,
Cv – coefficient of variation of the rainfall values at the existing m stations (in percent)
If there are m stations in the catchment each recording rainfall values P1, P2, …, Pi,..Pm
in a known time, the coefficient of variation is calculated as:
Where,
The value and are standard deviation and mean precipitation, respectively
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The station whose data is missing is called interpolation station and gauging stations whose data
are used to calculate the missing station data are called index stations.
Px = (P1 + P2 + P3)/3
Where Px is the missing precipitation for any storm at the interpolation station 'x', Pi is the
precipitation for the same period for the same storm at the "ith" station of a group of index
stations, Nx the normal annual precipitation value for the 'x' station and Ni the normal annual
precipitation value for 'ith' station.
For example, for the symbols defined above for three index stations in a catchment area.
If the normal annual precipitation of the index stations lies within ±10% of normal annual
precipitation of interpolation station then we apply arithmetic mean method to determine the
missing precipitation record otherwise the normal ratio method is used for this purpose.
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Now let
P = Storm Precipitation.
Let Px be the missing precipitation for station 'X' and Nx , the normal annual precipitation of this
station, Na, Nb and Nc are normal annual precipitations of nearby three stations, A, B and C
respectively while Pa, Pb and Pc are the storm precipitation of that period for these stations.
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boundary is taken as the outer limit of the polygon. These bounding polygons are called Thiessen
Polygons. The area of these polygons is measured with a planimeter or by grid overlay.
This method is considered superior to the arithmetical averaging method since some weightage is
assigned to each raingauge station. Even raingauge stations located outside the catchment are
used in computing mean precipitation.
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are also considered. Taking point rainfall values as the guide, isohyets of different rainfall values
are drawn (similar to drawing contours based on spot levels).
If isohyets go out of the catchment, the catchment boundary is used as the bounding line. It is
assumed that the average value of rainfall indicated by two isohyets acts over the inter isohyet
area. This method is considered superior to the previous methods when the number of raingauge
stations are large
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3. EVAPOTRANSPIRATION (ET)
3.1 The process of Evaporation
Evaporation is the process whereby liquid water is converted to water vapour (vaporization) and
removed from the evaporating surface. Water evaporates from a variety of surfaces, such as
lakes, rivers, pavements, soils and wet vegetation. Energy is required to change the state of the
molecules of water from liquid to vapour. Direct solar radiation and, to a lesser extent, the
ambient temperature of the air provide this energy. The driving force to remove water vapour
from the evaporating surface is the difference between the water vapour pressure at the
evaporating surface and that of the surrounding atmosphere. As evaporation proceeds, the
surrounding air becomes gradually saturated and the process will slow down and might stop if
the wet air is not transferred to the atmosphere. The replacement of the saturated air with drier air
depends greatly on wind speed. Hence, solar radiation, air temperature, air humidity and wind
speed are climatological parameters to consider when assessing the evaporation process.
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o Using evaporimeters
o Using empirical equations
o By analytical methods
3.3.1 Evaporimeters
Evaporimeters: are the pans containing water which are exposed to the atmosphere. Loss of
water by evaporation from these pans are measured at regular intervals (daily). Meteorological
data such as humidity, wind velocity, air and water temperatures, and precipitation are also
measured and noted along with evaporation. An evaporation pan holds the water used during the
process. The observer notes the quantity of water at certain weather conditions and notes the
change in the quantity. Pans occur in different sizes and shapes, the most common being circular
and square or “Class A” and the Sunken Colorado Pan.
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They differ from reservoirs in the heat storage capacity and heat transfer characteristics
from the sides and the bottom (sunken and floating pans aim to minimize this problem).
Hence evaporation from a pan depends to some extent on its size (Evaporation from a
pan of about 3m dia is almost the same as that from a large lake whereas that from a pan
of about 1m dia is about 20% in excess of this).
The height of the rim in an evaporation pan affects wind action over the water surface in
the pan. Also it casts a shadow of varying size on the water surface.
The heat transfer characteristics of the pan material is different form that of a reservoir.
Hence evaporation measured from a pan has to be corrected to get the evaporation from a
large lake under identical climatic and exposure conditions.
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Meyer’s Formula
Rohwer’s Formula
Accounts for the effect of pressure in addition to the wind speed effect
Wind Velocity
In the lower part of the atmosphere, up to a height of about 500m above the ground level, wind
velocity follows the one-seventh power law as
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If the unit of time is kept very large, estimates of evaporation will be more accurate. It is the
simplest of all the methods, but the least reliable.
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This is the energy balance in a period of 1 day. All energy terms are in calories/ sq.mm/day.If
time periods are short, can be neglected as they are negligibly small. All terms
except can either be measured or evaluated indirectly. is estimated using Bowen’s ratio
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Figure3. 3: PicheEvaporimeter
The tube is filled up with distilled water. The open end is then covered by filter paper supported
by the disk and the clamp. The evaporimeter is then hung in inverted position. The water in the
tube is soaked by the filter paper which moves rapidly outward through the paper and ultimately
gets evaporated. The rate of loss of water from the tube gives the evaporation rate. This
instrument is very sensitive to winds.
lost by transpiration and only a tiny fraction is used within the plant. Transpiration, like direct
evaporation, depends on the energy supply, vapour pressure gradient and wind. Hence, radiation,
air temperature, air humidity and wind terms should be considered when assessing transpiration.
The soil water content and the ability of the soil to conduct water to the roots also determine the
transpiration rate, as do waterlogging and soil water salinity. Crop characteristics, environmental
aspects and cultivation practices also influence the transpiration rate. Different kinds of plants
may have different transpiration rates. Not only the type of crop, but also the crop development,
environment and management should be considered when assessing transpiration.
At sowing nearly 100% of ET comes from evaporation, while at full crop cover more than 90%
of ET comes from transpiration. The evapotranspiration rate is normally expressed in millimeters
(mm) per unit time. The rate expresses the amount of water lost from a cropped surface in units
of water depth. The time unit can be an hour, day, decade, month or even an entire growing
period or year.
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methods are inappropriate for routine measurements, they remain important for the evaluation of
ET estimates obtained by more indirect methods.
a) Lysometer:
A lysimeter is a measuring device which can be used to measure the amount of actual evapo-
transpiration which is released by plants, usually crops or trees. By recording the amount of
precipitation that an area receives and the amount lost through the soil, the amount of water lost
to evapotranspiration can be calculated. Lysimeters are foremost devices, typically tanks or
containers that define a specific boundary to contain soil water and permit measurement of either
the soil- water balance or the volume of water percolating vertically and/or its quality.
Lysimeters can be broadly defined as percolation lysimeters (sometimes called drainage
lysimeters) or weighing lysimeters. Both can serve the purposes of determining the soil-water
balance, the vertical percolation flux (drainage), and the chemistry of the percolating water
b) Pan evaporation
These are pans containing water which are exposed to the atmosphere. Loss of water by
evaporation from these pans are measured at regular intervals. Meteorological data such as
humidity, wind velocity, air and water temperatures, and precipitation are also measured and
noted along with evaporation.An evaporation pan holds the water used during the process. The
observer notes the quantity of water at certain weather conditions and notes the change in the
quantity. Pans occur in different sizes and shapes, the most common being circular and square.
“Class A” and the Sunken Colorado Pan are the most common.
Class A Evaporation Pan: The U.S National Weather Service recommends the Class A
evaporation pan. The pan contains cylinder that is 1.207m in diameter and 0.25m in depth. The
pan is placed on a leveled wooden base and is enclosed by a chain-link fence to avoid
interference by animals and insects. The rate of evaporation is determined daily by recording the
depth of water.
The initial quantity of the water is set at exactly two inches; at the end of the day, the water is
then refilled. The amount of water it takes to fill the pan back to two inches is the rate of
evaporation. The Class A Evaporation Pan is ineffective when the level of rainfall is beyond
30mm unless it is emptied several times in a 24 hour period. Past recordings using the pan have
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revealed that areas that experience heavy rainfall in excess of 30mm experience higher rates of
evaporation on a daily basis than months where conditions suitable for evaporations prevail.
When rainfall more than 55 mm is recorded, the pan is likely to overflow.
c) Penman’s formula:
In 1948, Penman combined the energy balance with the mass transfer method and derived an
equation to compute the evaporation from an open water surface from standard
climatological records of sunshine, temperature, humidity and wind speed. This so-called
combination method was further developed by many researchers and extended to cropped
surfaces by introducing resistance factors.The resistance nomenclature distinguishes
between aerodynamic resistance and surface resistance factors. The surface resistance
parameters are often combined into one parameter, the 'bulk' surface resistance parameter
which operates in series with the aerodynamic resistance. The surface resistance, rs,
describes the resistance of vapour flow through stomata openings, total leaf area and soil
surface. The aerodynamic resistance, ra, describes the resistance from the vegetation upward
and involves friction from air flowing over vegetative surfaces. Although the exchange
process in a vegetation layer is too complex to be fully described by the two resistance
factors, good correlations can be obtained between measured and calculated
evapotranspiration rates, especially for a uniform grass reference surface.
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Where:
Rn is the net radiation, G is the soil heat flux, (es - ea) represents the vapour pressure
deficit of the air, ra is the mean air density at constant pressure, cp is the specific heat of
the air, ∆ represents the slope of the saturation vapour pressure temperature relationship,
γis the psychrometric constant, and γs and γa are the (bulk) surface, ρa dry air density
(kg m−3) and aerodynamic resistances.
d) Hargreaves method:
Hargreaves developed a method in 1985 to estimate evapotranspiration is an empirical
relation based on air temperature and radiation. The Hargreaves method is given by:
Where:
ETo is reference evapotranspiration (mm day-1), RAis extra-terrestrial radiation (mm day-
1)
, Tdis difference between maximum and minimum temperature ( oC), Tmis mean
temperature (oC).
4 INFILTRATION
4.1 Process of infiltration
Infiltration is the process of water entry into a soil from rainfall, or irrigation. Soil water
movement (percolation) is the process of water flow from one point to another point within the
soil. Infiltration rate is the rate at which the water actually infiltrates through the soil during a
storm and it must be equal the infiltration capacities or the rainfall rate, whichever is lesser. In
other word infiltration rate of soil is the velocity at which water can seep into it.It is usually
measured by the depth (in mm) of the water layer that can enter the soil in one hour. An
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infiltration rate of 15 mm/hour means that a water layer of 15 mm on the soil surface, will take
one hour to infiltrate. In dry soil, water infiltrates rapidly. This is called the initial infiltration
rate. As more water replaces the air in the pores, the water from the soil surface infiltrates more
slowly and eventually reaches a steady rate. This is called the basic infiltration rate
Infiltration capacityis the maximum rate at which a soil in any given condition is capable of
absorbing water. The rate of infiltration is primarily controlled by the rate of soil water
movement below the surface and the soil water movement continues after an infiltration event, as
the infiltrated water is redistributed. Infiltration and percolation play a key role in surface runoff,
groundwater recharge, evapotranspiration, soil erosion, and transport of chemicals in surface and
subsurface waters.
Soil Texture and Structure:It is already made clear that the water cannot continue to enter soil
more rapidly than it is transmitted downward. The conditions at the surface, therefore, cannot
increase infiltration unless the transmission capacity of the soil profile is adequate.The continuity
of non-capillary or large pores provides easy paths for percolating water. If the subsoil formation
has coarse texture the water may infiltrate into the soil so quickly that no water will be left for
runoff even if rainfall is quite heavy. On the contrary clayey soils after soaking some water in the
initial stages of the rainfall may swell considerably. It makes the soil almost watertight and
infiltration may get reduced to practically negligible extent.
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Conditions at Soil Surface:Even if the subsoil has excellent under drainage but at the surface
soil pores are sealed due to turbid water or by in wash of fine soil particles it may prevent entry
of water into the soil and infiltration rate will be low.
Soil-Moisture Content:When the soil is fairly dry the rate of infiltration into the soil is quite
high. The infiltration rate diminishes as the soil-moisture storage capacity is exhausted. After this
infiltration rate equals transmission rate. The rate of infiltration in early phases of a rainfall will
be less if the soil pores are still filled from previous rain storm.
Type of Vegetative Cover:Vegetative cover affects surface entry of water significantly. The
vegetation or mulches protect the soil surface from impact of rain drops. The lengthy and
extensive root system penetrate the soil and increases its porosity. Organic matter from crops
promotes a crumbly by structure and improves soil permeability. Forest canopy protects soil
surface whereas row crops provide less protection to soil.
Soil Temperature:If saturated soil mass gets frozen due to severe low temperature it becomes
nearly impermeable. It affects the infiltration.
Human Activities on Soil Surface: If the soil surface gets compacted due to construction of
roads, operation of tractors and other farm implements and machinery the porosity of the soil is
decreased. As a result bigger pores are almost eliminated making soil impermeable. It reduces
the infiltration rates appreciably.
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The most common method to measure the infiltration rate is by a field test using a cylinder or
ring infiltrometer. In this method we use two ring (inner and outer ring) together.
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couple of hours for the remainder of the event. It is an empirical formula that infiltration capacity
starts at a constant rate (fₒ) and is decreasing exponentially with time (t). When the soil saturation
level reaches a certain value, the rate of infiltration will level off to the rate fc, which is the
minimum asymptotic value of infiltration. In addition, this model is frequently used in
engineering practice.
Where,
fp = the infiltration rate capacity potential (depth/time) at some time (mm/hr or cm/hr)
k = a constant representing the rate of decrease in the infiltration capacity (decay coefficient)
and depends on soil characteristics (1/time)
t = time
Horton Infiltration Model (Cumulative Infiltration): If water not continuously ponded above
the soil column, the potential
infiltration fp can be
expressed in terms of the
cumulative infiltration, F (t),
which is the total amount of
water entering the soil.
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Horton Infiltration Model (Ponding Time): Time of ponding according to Horton’s model is
given by the following equation:
This sharp interface is the wetting front that divides the soil of moisture content θᵢ below from
saturated soil with moisture content of θs (equals porosity). The wetting front has penetrated a
depth of L in time t since infiltration began. Water is ponded to a depth of H.Apparently, total
cumulative infiltration after time t (since infiltration began) equals:
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In addition, we can implement Darcy’s Law where the infiltration rate depends on hydraulic
conductivity of the soil along with the head difference, or
The above equation used under the assumption that water is ponded to a small but negligible
depth on the soil surface. When water is applied at rate higher than K (i>K) of the soil, ponding
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occurs. To find ponding time and the cumulative infiltration at ponding (using Green-Ampt
model) use the following equations:
Example:
Compute the infiltration rate and cumulative infiltration after one hour of infiltration into a soil
that initially had a water content of 0.1 and a saturated water content of 0.44. The average
wetting front capillary pressure head is 16.7 cm and the hydraulic conductivity is 0.65 cm/hr.
ɸ-Index:It is defined as the rate of rainfall, at which the volume of excess rainfall is being equal
to the direct runoff volume. The ɸ-index incorporates the initial loss of rain water, caused by
infiltration phenomenon. It is predicted by counting as a constant rate of infiltration capacity.
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The ɸ-index also demarcates the limit of rainfall intensity producing the runoff over the
catchment, e.g., if rainfall intensity is less than the ɸ-index of the soil, then there is no runoff and
when rainfall intensity exceeds the ɸ-index, then there resulted the runoff, which is equal to the
difference between rainfall and infiltration during a specified time. The rainfall amount in excess
of ɸ-index is referred as rainfall excess.
The above formula is valid only if the intensity of rain fall is greater than or equal to ɸ index
W-Index:It is also known as average infiltration rate, is defined as the average rate of infiltration
during the time, when rainfall intensity exceeds the infiltration capacity (i.e., maximum
infiltration rate).It is given by the following expression:
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Where:
In the very wet condition, when infiltration rate of soil approaches to its basic intake rate and
surface retention is at minimum level, then the values of W and ɸ-indexes are almost same.
Under this condition W-index is known as Wmin – index.
5. RUNOFF
5.1. Process of runoff
When rain falls, the first drops of water are intercepted by the leaves and stems of the vegetation.
This is usually referred to as interception storage. As the rain continues, water reaching the
ground surface infiltrates into the soil until it reaches a stage where the rate of rainfall (intensity)
exceeds the infiltration capacity of the soil. Thereafter, surface puddles, ditches, and other
depressions are filled (depression storage), after which runoff is generated. The infiltration
capacity of the soil depends on its texture and structure, as well as on the antecedent soil
moisture content (previous rainfall or dry season). The initial capacity (of a dry soil) is high but,
as the storm continues, it decreases until it reaches a steady value termed as final infiltration rate.
The process of runoff generation continues as long as the rainfall intensity exceeds the actual
infiltration capacity of the soil but it stops as soon as the rate of rainfall drops below the actual
rate of infiltration.
Rainfall is the primary source of water for runoff generation over the land surface. In common
course of rainfall occurrence over the land surface, a part it is intercepted by the vegetation’s,
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buildings and other objects lying over the land surface; and prevent to reach them on ground
surface, called interception. Some part of rainfall is also stored in the surface depressions,
referred as depression storage, which in due course of time gets infiltrated or evaporated.
When all these losses are satisfied, then excess rainfall moves over the land surface and reaches
to the smaller rills, known as overland flow. The overland flow again builds a greater storage
over the land surface and draining the same into channels/streams is termed as runoff.Thus,
runoff may be defined as that portion of rainfall as well as any other flow, which makes its way
towards the river, stream or oceans etc. Since, runoff is through the channel, stream/or rivers etc.,
therefore, sometimes it is also called as channel flow.
Surface Runoff:It is that portion of rainfall, which enters the stream immediately after the
rainfall. It occurs, when all losses are satisfied and if rain is still continued with the rate greater
than the infiltration rate; then excess water makes a head over the ground surface (surface
detention), which tends to move from one place to another following land gradient, is known as
overland flow. As soon as the overland flow joins to the streams, channels or oceans, is termed
as surface runoff.
Sub-Surface Runoff: That part of rainfall, which first enters into the soil and moves laterally
without joining the water-table to the streams, rivers or oceans, is known as sub-surface runoff or
inter flow. Sometimes sub-surface runoff is also treated under surface runoff due to reason that it
takes very little time to reach the river or channel in comparison to ground water. The sub-
surface runoff is usually referred as interflow.
Base Flow:It is delayed flow, defined as that part of rainfall, which after falling on the ground
surface, infiltrates into the soil and meets to the water-table; and flow to the streams, oceans etc.
The movement of water in this type of runoff is very slow, that is why it is also referred as
delayed runoff. It takes a long time to join the rivers or oceans, say for as years. Sometimes, base
flow is also known as ground water flow. Thus, Total Runoff = Surface runoff (including sub-
surface runoff) + Base flow
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(A) Climatic Factors:The climatic factors of the watershed affecting the runoff are mainly
associated to the characteristics of precipitation, which include:
i. Type of Precipitation:
Types of precipitation have great effect on the runoff. For example, a precipitation which occurs
in the form of rainfall, gets start immediately to flow in form of surface flow over the land
surface, depending on its intensity as well as magnitude, while a precipitation which takes place
in the form of snow or hails, the flow of water on ground surface does not take place
immediately, but after melting of the same. During the time interval between occurrence and
their melting, the melted water infiltrates into the soil and results a very little surface runoff
generation.
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coefficient, the peak runoff would be resulted from the storm falling on the lower part of the
basin i.e., near outlet.
(B) Physiographic Factors: Physiographic factors of watershed consist of both the watershed as
well as channel characteristics. Different characteristics of watershed and channel which affect
the runoff, are listed below:
i. Size of Watershed:
Regarding size of watershed, if all other factors including the depth and intensity of rainfall are
same, then two watersheds irrespective of their size will produce about the same amount of
runoff. However, a large watershed takes longer time for draining the runoff to the outlet, as
result the peak flow expressed as depth becomes smaller and vice-versa.
Axial length (l) of watershed is the distance between outlet and remotest point of the watershed.
Average width (B) is obtained by dividing the area (A) with the axial length (l) of the watershed.
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The compactness coefficient (Cf) of watershed is the ratio of perimeter of watershed to the
circumference of a circle, whose area is equal to the area of the watershed, is expressed as:
Regarding watershed’s shape there are two types of watershed’s shape are very common, in
which one is fan shape and other is fern shape. The fan shape watershed tends to produce higher
peak rate of runoff very early than the fern shape, due to the fact that in former one all parts of
the watershed contribute the runoff to the outlet simultaneously, comparatively in little period of
time than the fern shape watershed.
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v. Land Use:
The land use pattern and land management practices used have significant effect on the runoff
yield. For example, an area which is under forest cover, where a thick layer of mulch of leaves
and grasses etc. has been accumulated, there forms a little surface runoff due to the fact that
more rain water is absorbed by the soil. While in a barren field, where no any cover is available,
a reverse effect is obtained.
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A watershed having greater D.D. includes formation of peak runoff very shortly to that of the
lesser D.D. watershed.
Crest segment
Rising Limb
Falling Limb
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more flow from distant apart reaches to the outlet of watershed, the rising limb rises very rapidly
up to the peak point of the hydrograph. The time base of hydrograph is fixed by the duration of
outflow. In a simple hydrograph, the extent of rising limb is comparatively shorter than the
falling limb, as a result the area below this limb is less to that of the falling limb.
Crest Segment:This segment is one of the very important parts of the hydrograph, as it contains
the peak flow. It is extended from the point of inflection on the rising limb to a similar inflection
point on the falling limb. The peak flow occurs, when various parts of the watershed yield the
runoff simultaneously to the outlet. Generally, in large watersheds the peak flow occurs, when
rainfall gets stop. The time interval from center of mass of rainfall to the peak is controlled by
the storm and watershed characteristics. Hydrographs of some watersheds resulted from a single
and relatively short duration rainfall, have two or more peaks. Multi-peak, i.e. complex
hydrographs can also occur, when two or more storms occur in a close succession.
Falling Limb:It is the descending portion of hydrograph, is also known as recession limb. The
falling limb is extended from the point of inflection at the end of crest segment to the
commencement of natural ground water flow. It represents the withdrawal of water from the
storage build up in the watershed during initial phase of hydrograph. The point of inflection on
the falling limb of the hydrograph indicates the stage, when rainfall has been stopped and
channel flow is due to storage made over the watershed. The shape of falling limb is dependent
only on the physical features of the channel; and is independent of the storm characteristics.
Generally, falling limb is in convex shape due to continuous decrease in runoff volume.
Variation in areal rainfall distribution minutely affects the shape of recession curve. Unusually
high rainfall intensity results the rapid recession, while delayed recession is due to concentration
of rainfall in upper portion of the basin.
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o Natural hydrograph: obtained directly from the flow records of a gaged stream.
o Synthetic hydrograph: obtained by using watershed parameters and storm characteristics
to simulate a natural hydrograph.
o Unit hydrograph: a discharge hydrograph resulting from 1 inch of direct runoff
distributed uniformly over the watershed resulting from a rainfall of a specified duration.
o Dimensionless unit hydrograph (DUH):a hydrograph developed to represent several unit
hydrographs; plotted using the ratio of the basic unit’s time to peak and peak rate; also
called an index hydrograph.
5.4.3. Unit hydrograph
It is a typical hydrograph of direct runoff which gets generated from one centimeter of effective
rainfall falling at a uniform rate over the entire drainage basin uniformly during a specific
duration. Effective rainfall is that portion of rainfall which fully contributes towards direct
runoff. Therefore, unit hydrograph can also be defined as the hydrograph of a drainage basin
which gives one centimeter of direct runoff from a rain storm of specific duration. The theory of
unit hydrograph is based on certain assumptions.
i. The effective rainfall is uniformly distributed over the entire drainage basin.
ii. The effective rainfall occurs uniformly within its specified duration.
iii. The effective rainfalls of equal (unit) duration will produce hydrographs of direct runoff
having same or constant time base.
iv. The ordinates of the direct runoff hydrographs having same time base (i.e., hydrographs
due to effective rainfalls of different intensity but equal duration) are directly
proportional to the total amount of direct runoff given by each hydrograph. This
important assumption is called principle of linearity or proportionality or superposition.
v. The hydrograph of runoff from a given drainage basin resulting, from a given pattern of
rainfall reflects all the combined physical characteristics of the basin. In other words the
hydrograph of direct runoff resulting from a given pattern of effective rainfall will remain
invariable irrespective of its time of occurrence. This assumption is called principle of
time invariance.
Limitations of Unit Hydrograph Theory:
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i. In theory, the principle of unit hydrograph is applicable to a drainage basin of any size. In
practice, however, uniformly distributed effective rainfall rarely occurs on large areas.
Also on large areas effective rainfall is very rarely uniform at all locations, within its
specified duration. The unit hydrograph method cannot be applied when appreciable
portion of storm precipitation falls as snow because snow-melt runoff is governed mainly
by temperature changes.
ii. Also when snow covered area in the drainage basin is significant the unit hydrograph
method becomes inapplicable. The reason is that the storm rainfall gets mixed up with the
snow pack and may produce delayed runoff differently under different conditions of
snow pack.
iii. The physical basin characteristics change with seasons, man-made structures in the basin,
conditions of flow etc. Obviously the principle of time invariance is really valid only
when the time and condition of the drainage basin are specified.
iv. It is commonly seen that no two rain storms have same pattern in space and time. But it
is not practicable to derive separate unit hydrograph for each possible time- intensity
pattern. Therefore, in addition to limiting drainage basin area up to 5000 km 2 if storms of
shorter duration say 1/3 to 1/4 of peaking time are selected it is seen that the runoff
patterns do not vary drastically.
v. The principle of linearity is also not completely valid. This is so because due to
variability in proportion of surface, subsurface and groundwater runoff components
during smaller and larger storms of same duration, the maximum ordinate (peak) of the
unit hydrograph derived from smaller storm is smaller than the one derived from larger
storm. magnitude.
vi. The unit hydrograph can be used theoretically to construct a flood hydrograph resulting
from a storm having same unit duration. Obviously it necessitates construction of several
unit hydrographs to cover different durations of storms. In practice however it is seen that
a tolerance of ± 25% in unit hydrograph duration is acceptable. Thus a 2 hour unit
hydrograph can be applied to storms of 1.5 to 2.5 hours duration.
5.5. Application of Unit hydrograph
The unit hydrograph theory has several advantages to its credit which can be summarized as
below:
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i. Flood hydrograph can be calculated with the help of very short record of data.
ii. In addition to peak flow unit hydrograph also gives total volume of runoff and its time
distribution.
iii. The unit hydrograph pro
iv. cedure can be computerized easily to facilitate calculations.
v. It is very useful in checking the reliability of flows obtained by using statistical methods.
Base flow is generally regarded as sourced from groundwater discharging into streams. It is the
ground water contribution to stream flow. In some cases, base flow is also considered as the
result of natural processes such as delayed flow through wetlands and lakes, and anthropogenic
processes such as flow regulation and wastewater discharge. Runoff can be considered as the
non-base flow portion of the total flow hydrograph.
QBF= Q, t<= ts
QBF =Qs,ts<=t<=te
QBF= Q, t>=te
Example, separate the amount of base flow from the following table
t(hr) QT(cfs)
0 100
1 90
2 85
3 150
4 200
5 148
6 113
7 50
1. They are essential guides in the decision of which system of runoff measurement to use, either
volumetric or continuous. After this decision has been made, these estimates must be used to
determine the size and capacity (peak flow and flow volume) of the equipment.
Several method can use to estimate the amount of runoff from water shade or catchment. Rational
method
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The rational method has been in use for over 150 years and remains the most widely used
method to estimate peak flows from urban and small rural ungauged catchments. It relates peak
flow (m3
/s) to catchment area (km2), rainfallintensity (mm/hr) and runoff coefficient. It has the form of:
Q = CiA
Where Q is the peak flow rate, i is the rainfall intensity, A is catchment, area and C is the runoff
coefficient.
The method is based on the assumptions that rainfall intensity and storm duration isuniform over
the area of study; storm duration must be equal to the time ofconcentration of the catchment; and
that the runoff coefficient is constant during a storm. The above equation is divided by 360 for SI
units.
The rainfall intensity i is the amount of rain that has fallen per unit of time. The averagerainfall
intensity i can be read from an intensity-duration-frequency (IDF) curve of thecatchment of
interest for duration equal to the time of concentration (hr) and specifiedstorm return period.
Rainfall intensity varies with time during a given storm fordifferent geographical regions and
also for different locations specific to a region,resulting in different rainfall distributions.
The time of concentration is defined as the travel time for a runoff to get from the
mosthydraulically remote point of the contributing catchment area to the point where peakflow is
estimated. It can be determined using empirical formulas such as the Kirpich’sequation (shown
below), Kerby's Equation, or Kinematic wave equationand also from hydrographs. The
calculated time of concentration is used to determineaverage rainfall intensity to be applied
uniformly over the catchment to produce its peakflow for a specified return period using rational
formula.
Sis the catchment gradient in m per m (the difference in elevation between the outlets
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And Q=A.V
After runoff has started, all additional rainfall becomes either runoff or actual retention.
P – Ia = RO + F
F = P - Ia –RO (2)
RO = (P – Ia)2/(P-Ia+S) (3)
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The following relationship between two parameters (Ia and S) was found by SCS from recorded
rainfall runoff data relevant to large number of small catchments.
Ia = 0.2S (4)
Equation (5) is the rainfall runoff relationship used in the Curve Number method. The potential
maximum retention (S) mainly represents infiltration occurring after runoff has started. This is
controlled by the rate of infiltration at the soil surface or by the rate of water transmission in the
soil profile or by the water storage capacity of the soil profile, whichever the limiting factor. The
potential maximum retention S can be converted to Curve Number (CN) in order to make the
operations of interpolating, averaging and weighting more easily.
Since S can theoretically vary between zero and infinity, the Curve Number can range from one
hundred to zero.
CN has a range from 30 to 100; lower numbers indicate low runoff potential while larger
numbers are for increasing runoff potential. The lower the curve number, the more permeable the
soil is. As can be seen in the curve number equation, runoff cannot begin until the initial
abstraction has been met. It is important to note that the curve number methodology is an event-
based calculation, and should not be used for a single annual rainfall value, as this will
incorrectly miss the effects of antecedent moisture and the necessity of an initial abstraction
threshold
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6. STREAM-FLOW MEASUREMENT
Stream flow, or channel runoff, is the flow of water in streams, rivers, and other channels, and is
a major element of the water cycle. It is one component of the runoff of water from the land to
waterbodies, the other component being surface runoff. Water flowing in channels comes from
surface runoff from adjacent hillslopes, from groundwater flow out of the ground, and from
water discharged from pipes. The discharge of water flowing in a channel is measured using
stream gauges or can be estimated by the Manning equation. The record of flow over time is
called a hydrograph. Flooding occurs when the volume of water exceeds the capacity of the
channel.Stream flow is a measurement of the amount of water flowing through a stream or river
over a fixed period of time. Stream flow cannot be measured directly, say, by plunging an
instrument into a river. Instead, it must be calculated in a process known as stream gaging.
a) The hydraulic conditions necessary for maintaining afixed and permanent relation between
stage and discharge.
Also of importance isto locate a suitable cross section for use when making discharge
measurements.
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Q = (1.486/n)ARh2/3S1/2
where:
Q = discharge (ft3/s)
The slope, may be determined by dividing the difference in the water surface elevations at the
two ends of the reach by the length of the reach. A gage point, carefully referenced to a common
datum level, should be placed on each bank of the channel and in the center of the reach, in
stilling wells if possible.The hydraulic radius, Rh, is defined as the area of the cross section
divided by its wetted perimeter. Where the channel or canal is of regular cross section, and the
depths at the ends of the course are equal, the area and the wetted perimeter will be constant
through-out the course. In irregular channels, the area and the wetted perimeter at several cross
sections will be required, and a mean value will be used in computing the hydraulic radius. The
factor, n, depends on the character of the channel. It may vary from 0.010, where conditions
approaching the ideal are maintained, to 0.060, where the channel is strewn with stones and
debris or is about one-third full of vegetation.
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The following conditions are needed for the salt dilution method to be used accurately:
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Equipment Needed
Container to fill of known volume, Timer (stopwatch), Paper and pencil for record keeping
Procedure
1. Locate the site’s discharge pipe. If discharge occurs via a channel, then a temporary dam may
need to be placed across the channel with the discharge directed through a single outlet pipe.
2. Place the container of a known volume (e.g., a 1 or 5 gallon bucket) directly under pipe. All
of the discharge should flow into the container. Note: The 5-gallon line on the bucket may need
to be measured and marked ahead of time.
Example Calculation
A 5 gallon clean paint bucket was placed under the spout of a discharge pipe. The bucket filled
up in 15 seconds, 18 seconds and 14 seconds.
Add the three recorded times together and divide by three to obtain the average fill time.
Divide the volume of the container (gallons) by the average time needed to fill the
container (minutes).
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Measuring tape
Markers (flagging tape, cones, etc.)
Timer (stopwatch)
Float (an orange or plastic bottle half fi lled with water)
Paper and pencil for record keeping
Waders or boots
Procedures
1. Estimate the cross-sectional area of the channel. For a rectangular shaped channel, a simple
way to do this is to multiply the bottom width (m) of the channel by the depth (m) of the
discharge. This is the cross-sectional area (m2).
2. To determine the velocity of the discharge, mark off a 25 to 100 m long section of the channel
that includes the part where you measured the cross-section. The length youchoose will be
dependent upon the speed of the water. In many channels, 25 m would be too short a distance
because the float would travel too fast to get an accurate time estimate. Gently release the float
into the channel slightly upstream from the beginning of the section. Measure the amount of time
it takes the “float” to travel the marked section. Repeat this process at least three times and
calculate the average time.
3. Compute the velocity (m/s) by dividing the length of the section (m) by the time (s) it took the
float to move through the section.
Example Calculation
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A rectangular shaped channel is 1 foot wide and average depth in the channel is measured to be
0.4 feet deep. For a 50 feet long section, an orange traveled from one end to the other in 57
seconds, 48 seconds and 64 seconds.
Add the three recorded times together and divide by three to obtain the averagefill time.
Average time = (57 s + 48 s + 64 s)/3 = 56.3 s
Calculate velocity:
Multiply the velocity (fps) by the cross-sectional area (ft2) and by a correction factor
(0.8).
This correction factor is needed to take into account the different speeds in the water
column. Water fl ows faster closer to the surface (where the orange floated) and slower
near the channel bottom.
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Selecting a Site
Measurements should be taken just upstream from where discharge from the site enters the
stream. The site should be safely accessible and should be in a section of the stream that is free
fl owing. Other considerations:
There should not be any side channels so that all the water flows through the main channel.
Areas where there are large boulders, logs, or thick brush which can create eddies, slack water,
turbulence or disturbed flow should be avoided.
Equipment needed
Measuring tape
Meter
Top-setting rod (if available) or measuring stick
Paper and pencil for record keeping Waders
1. Tighten a measuring tape across the stream at right angles to the flow. It should be snug and
not sag in the middle.
3. Divide the total stream width into equal segments. If the stream is less than 10 feet wide, use
½ foot intervals. For streams greater than 10 feet, use 1 foot or greater intervals.
4. Step out to the first measuring point and position the rod. Stand downstream from the
measuring tape with the rod next to the tape. The rod should be held vertically, the meter should
face upstream and you should be standing off to the side or behind the meter.
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5. Record the distance to the bank. Measure total stream depth and record this depth. Multiply
the total depth by 0.6 and set the propeller at this depth. (Note: 0.6 times the total depth is
considered the point of average discharge in a spot that is less than 2 feet deep. If the depth is
greater than 2 feet, two different velocity measurements are required one at 0.2 times the depth
and one at 0.8 times the depth.) Read and record the velocity at this depth. (Note: If your meter is
attached to a “top setting rod” the propeller can be easily set at this 0.6 depth without calculation
by you. Directions on using a top setting rod should be provided by the manufacturer.)
6. Move to the next measuring point and repeat the process. (Note: The standard method is to
obtain three velocity measurements at each point and average them.) Make sure to record the
distance to the bank, the total stream depth and the velocity at the 0.6 depth for each point across
the stream. See Table 1 for an example of how to record and calculate the data.
7. Stream flow measurements should be collected for a minimum of two separate years.
Water Supply Management: Streamflow information is required to determine how much water
is available in different locations so the citizens can make informed decisions about growth and
to help assure there is an adequate water supply even during periods of drought. Today, the
effects of climate change on the water available could become an issue in certain regions of the
nation, and accurate long-term streamflow information is required to determine what if any
impacts.
Legal Settlements – i.e., water rights, interstate agreements and court decrees: Because of
growing populations, contaminated supplies, and potentially changing supplies, the amount of
water crossing political boundaries has come under much more scrutiny in recent years.
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Operations: Most of the nation's reservoirs, rely on streamflow information to know how much
water to release and when to release it, whether for flood control or for aquatic habitat.
Hydropower plants, water transport systems, ecosystem managers and recreational rafters also
rely on streamflow information to regulate the amount and timing of releases
Assessing Impacts – Water Diversions, Changing Land Management & Climate Change:
Major changes in land use can have significant effects on streamflow, as can even more obvious
changes in water use. In the near future it will be the effects of climate change on the amount and
timing of streamflow that will get the most attention.
Flood Planning, Management & Warning Systems: Streamflow information is used by the
National Weather Service (NWS) in making flood forecasts. The streamflow information is used
to check flood model results and to help calibrate the models. The Federal Emergency
Management Agency (FEMA) uses streamflow information in map flood prone areas to help
protect citizens from building or developing in areas that have a high probability of being
flooded.
Streamflow Forecasting: To help water management agencies do a more efficient job, more are
relying on computer models to forecast the amount of water that will be available for different
time periods (week, months, seasons). Streamflow information is used to help calibrate the
models and to provide verification checks.
Water Quality Monitoring: Streamflow is a key water quality monitoring parameter that is
measured. Streamflow measurements help monitors assess general water quality conditions and
trends, the movement of contaminants and information is required to determine the load, or
amount, of a contaminant that is moving past a given point - Total Maximum Daily Loads
(TMDLs).
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7. GROUNDWATER
When rain falls to the ground, some of it flows along the land surface to streams, rivers or lakes,
some moisturizes the ground. Part of this water is used by vegetation; some evaporates and
returns to the atmosphere. Part of the water also seeps into the ground, flows through the
unsaturated zone and reaches the water table, which is an imaginary surface from where the
ground beneath is saturated. That last one is Groundwater: all water found beneath the ground
surface in the saturated zone. Groundwater is contained in what are called ‘aquifers. An
aquifer is a geological formation or part of it, consisting of permeable material capable to
store/yield significant quantities of water. Aquifers can consist of different materials:
unconsolidated sands and gravels, permeable sedimentary rocks such as sandstones or
limestone’s, fractured volcanic and crystalline rocks, etc.
Groundwater can be found almost everywhere. The water table may lie deep or shallow
depending on several factors such as the physical characteristics of the region, the
meteorological conditions and the recharge and exploitation rates. Heavy rains may increase
recharge and cause the water table to rise. But in the other hand, an extended period of dry
weather may cause the water tableto fall.When groundwater reaches an aquifer it does not stand
still. It normally will keep flowing but much slower than before reaching the aquifer. How fast
groundwater flows depends on the characteristics of the aquifer. The direction it moves is
normally from high to lower levels ruled by gravity, unless there is any anthropogenic impact
such as pumping wells. The groundwater will move until it discharges into another aquifer or
another water body like a lake, a river, the ocean or until it is extracted by a well.
To be able to store and yield groundwater, an aquifer needs to have certain physical
characteristics. It needs to have empty space (pores or fractures) where groundwater can be
stored and the spaces need to be connected to allow it to flow through.Groundwater represents
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about 30% of world’s fresh water. From the other 70%, nearly 69% is captured in the ice caps
and mountain snow/glaciers and merely 1% is found in river and lakes. Groundwater counts in
average for one third of the fresh water consumed by humans, but at some parts of the world, this
percentage can reach up to 100%.
surficial deposits or drift). Theseinclude colluvial materials (deposited from mass wasting)
alluvial materials(deposited by flowing water), glacial deposits and eolian (wind-blown)deposits.
They are “unconsolidated” because they have not been aroundlong enough, and have not been
buried deep enough to have becomelithified.Surficial deposits that are more than a few metres
thick can be veryimportant sources of groundwater, partly because they tend to have quitehigh
porosities and permeabilities, and also because they are amenable forthe development of wells.
Sedimentary rocks are formed close to the surface of the earth at relativelylow temperatures and
pressures. Clastic sedimentary rocks are comprisedof weathered and transported fragments of
other rocks and minerals.Depending on the degree of sorting and rounding of those fragments,
andthe extent to which they are cemented together, clastic sedimentary rockscan be quite porous.
Some clastic sedimentary rocks are also relativelysoft and weak, and are easily susceptible to
fracturing. Most sedimentaryrocks also have some bedding features that can enhance porosity.
Chemical sedimentary rocks are comprised of minerals made up ofmaterial originally derived
from other rocks, but transported in solution(such as the Ca2+ and HCO3-that combine to make
calcite). As in igneousrocks, these crystals can be tight and interlocking. On the other hand,some
chemical sedimentary rocks, such as limestone and evaporates, candevelop significant porosity
because of their solubility.Metamorphic rocks form when existing sedimentary or igneous rocks
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getheated to the extent that the existing minerals start to recrystallize into newminerals. Almost
invariably this leads to the development of interlockingtextures with low porosities. Most
metamorphic rocks are comprised of therelatively insoluble silicate minerals.
7.2.3. Porosity
The ratio of openings (voids) to the total volume of a soil or rock is referred to as its porosity.
Porosity is expressed either as a decimal fraction or as a percentage. Thus,
Vt −Vs Vv
n= n=
Vt Vt
where n is porosity as a decimal fraction, Vt is the total volume of a soil or rock sample, VS is
the volume of solids in the sample, and V,, is the volume of openings (voids). If we multiply the
porosity determined with the equation by 100, the result is porosity expressed as a percentage.
Soils are among the most porous of natural materials because soil particles tend to form loose
clumps and because of the presence of root holes and animal burrows. Porosity of
unconsolidated deposits depends on the range in grain size (sorting) and on the shape ofthe rock
particles but not on their size. Fine-grained materials tend to be better sorted and, thus, tend to
have the largest porosities.
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found. The flow of water in the top layer is mainly vertical while the horizontal flow is
negligible. Semi-confined aquifers are often found in river delta's and coastal plains.
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energy available to overcome the resistance to flow, and the greater the gradient the more energy
is available. Darcy’s equation only applies to laminar not turbulent flow.
However because of the low velocities normally associated with natural groundwater flow, it is
normally valid under all conditions. The higher the hydraulic conductivity and the larger the
hydraulic gradient, the greater the rate of groundwater flow through an aquifer.
Hydraulic conductivity has the units of metres/ second (m/s) or metres/ day (m/day), and is
related to permeability. While hydraulic conductivity reflects the characteristics of both the
water and the geology, the fluid characteristics such as density, temperature or salinity are less
important. The hydraulic conductivity may also be considered as a measure of the resistance to
flow, where the greater the hydraulic conductivity, the lower the resistance to flow.
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q = Q/A
The law is very similar to Ohm's law for electrical curcuits I = 1/R * U (current = voltage divided
by resistance). The original Darcy experiment yielded these data.
"artificial groundwater recharge"), where rainwater and or reclaimed water is routed to the
subsurface.
Groundwater is recharged naturally by rain and snow melt and to a smaller extent by surface
water (rivers and lakes). Recharge may be impeded somewhat by human activities including
paving, development, or logging. These activities can result in loss of topsoil resulting in reduced
water infiltration, enhanced surface runoff and reduction in recharge. Use of groundwaters,
especially for irrigation, may also lower the water tables. Groundwater recharge is an important
process for sustainable groundwater management, since the volume-rate abstracted from an
aquifer in the long term should be less than or equal to the volume-rate that is
recharged.Recharge can help move excess salts that accumulate in the root zone to deeper soil
layers, or into the groundwater system. Tree roots increase water saturation into groundwater
reducing water runoff.Flooding temporarily increases river bed permeability by moving clay
soils downstream, and this increases aquifer recharge.
Ethiopia has a diversified climate ranging from semi-arid desert type in the lowlands to humid
and warm (temperate) type in the southwest. The mean annual rainfall of Ethiopia ranges from
141mm in the arid area of eastern and northeastern borders of the country to 2,275mm in the
southwestern highlands. The complex topographical and geographical features of the country
have a strong impact on these spatial variations of climate and different rainfall regimes in
Ethiopia.
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Ethiopia is also endowed with a substantial amount of water resources. The country is divided
into 12 basins; 8 of which are river basins; 1 lake basin; and remaining 3 are dry basins, with no
or insignificant flow out of the drainage system. Almost all of the basins radiate from the central
plateau of the country that separate into two due to the Rift Valley. Basins drained by rivers
originating from the mountains west of the Rift Valley flow toward the west into the Nile River
basin system, and those originating from the Eastern Highlands flow toward the east into the
Republic of Somalia. Rivers draining in the RiftValley originate from the adjoining highlands
and flow north and south of the uplift in the center of the Ethiopian Rift Valley.
Ethiopia constitutes 99.3% of land area and the remaining 0.7% is covered with water bodies.
The country has 12 major basins, 12 large lakes, and differently sized water bodies. However,
three of the major basins are dry basins, which do not have any stream flow in these basins.
Although it needs update and further detailed investigation, the country’s surface water potential
as identified and estimated in different integrated river basin master plans is 124.4 billion cubic
meter (BCM). Since most of the rivers are trans-boundary, 97% of this estimated annual stream
flow of the country flows out of Ethiopia into neighboring countries and only 3% of this amount
remains within the country.
The rivers that originate from the western side of central highlands and western plateaus of the
country are flowing to the west and joining the Nile system. These include theAbbay, Baro-
Akobo, Mereb, and Tekeze basins and cover 39% of the land mass of the country. This section of
the country has the major flow of surface water in the country. It accounts for about 70% of the
estimated surface water flows in this section.The second section includes the basins that originate
from the Eastern Highlands and flow toward east. It covers about 33% of the country land mass
but accommodates only 8% of surface water of the country. The other two sections include the
basins along the Great Rift Valley. And they flow to the south and north of the central part of
Great Rift-Valley around Meki.Awash is the only river basin that flow to the northeast direction
and it covers 10% of the country land mass and 4% of surface flow in the country. It is the most
utilized basin of the country. The south flow section includes two basins, the Rift-Valley lake
basin and the Omo-Gibe basin. They cover about 5% of the land mass and 18% of the surface
flow. With regard to the Nile, Ethiopia contributes about 85% of the Nile water, mainly during
the rainy seasons from June to September.
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Always, the occurrence of groundwater is mainly influenced by the geophysical and climatic
conditions of the area. The difficulty in obtaining productive aquifers is a peculiar feature of
Ethiopia, which is characterized by the wide heterogeneity of geology, topography,
andenvironmentalconditions. Actually, the geology of the country provides usable groundwater
and provides good transmission of rainfall to recharge aquifers, which produce springs and feed
perennial rivers. In many parts of the country, groundwater is an important source of domestic
and industrial water use especially in rural areas and towns. However, the occurrence of
groundwater is not uniform because it depends on various environmental and geologicalfactor.
Geologically, thecountrycanbecharacterized with generalized classifications, such as 18% of the
Precambrian basement, 25% of the Paleozoic and Mesozoic sedimentary rocks, 40% of
theTertiary sedimentary and volcanic rocks, and 17% of the Quaternary sediments and volcanic
rocks.
The exact value of ground water of Ethiopia is not well known. At present, detailed groundwater
assessments are ongoing in several areas and these indicate that the previously estimated
groundwater usage potential of 2.6 BCM was underestimated. And it needs to be revised. Best
guesses in this respect range between 12 and 30 BCM, or even more if all aquifers in the
lowlands are assessed. Alemayehu (2006) estimated the total groundwater reserve of the country
as 185 BCM, which is distributed in an area of 924,140km 2 made of Sedimentary, Volcanic, and
Quaternary rocks and sediments, including the highlands and the Rift-Valley.
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PART 2
Water resources are sources of water that are useful or potentially useful to humans. It is
important because it is needed for life to exist. Many uses of water include agricultural,
industrial, household, recreational and environmental activities. Virtually all of these human uses
require fresh water. Only 2.5% of water on the Earth is fresh water, and over two thirds of this is
frozen in glaciers and polar ice caps. Water demand already exceeds supply in many parts of the
world, and many more areas are expected to experience this imbalance in the near future. It is
estimated that 70% of world-wide water use is for irrigation in agriculture. Due to the expanding
human population competition for water is growing such that many of the worlds major aquifers
are becoming depleted. Many pollutants threaten water supplies, but the most widespread,
especially in underdeveloped countries, is the discharge of raw sewage into natural waters.
Ethiopia is endowed with plentiful amounts of water resources potential. However, the backbone
of Ethiopian economy, Agriculture, is highly rainfall dependent and the energy source relays on
fuel wood. Even though the country has enough amounts of water resources potential, clear
current figure of water resources potential especially in ground water part, utilization constraints
and future water resources utilization opportunities is not clearly known. Reviews of different
secondary data from various sources were conducted to fill these gaps. The country has sufficient
amount of surface water resources potential which is around 124 billion cubic meter and 30
million cubic meter (some but insufficient evidences shows it reaches 40 cubic meter) of ground
water. The hydro power generation potential of major Rivers and Rift valley lakes is estimated to
reach about 160,000 Megawatt/year. Irregular place to place and time to time sharing of major
rivers and rain fall, cross boundary nature, topographic features of the country, technical and
financial challenges are among main utilization constraints. The region has eye opening bright
outlooks to go further in water resources development and utilization. Different factors hinder
the utilization of the country water resources but these plenty amounts of water resource shows
bright future opportunities to use it.
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Effective river basin planning and management can have benefits as wide as poverty alleviation,
sustainable development, access to energy, healthy ecosystems, gender equality and thriving
livelihoods. Yet complex hurdles threaten to stand in the way of a water-secure world. When
rivers cross international, interstate, or administrative boundaries, there are often different
institutional, regulatory, policy, and planning procedures and processes in place and no
coordinating mechanisms to bring these together. Across sectors, there are different indicators
for success, and across communities there are a variety of competing reasons to use water
resources.
Integrated river basin management aims to break these barriers to establish a holistic framework
for coordination, bringing together diverse regulatory, policy and planning. It involves all
stakeholders involved in river basin planning and management collaboratively develop an agreed
set of policies and strategies to achieve a balanced approach to land, water, and natural resource
management. It helps us understand that we can find best practice river management in many
activities—from community use to environmental science, economics, urban planning or
business management. And, it puts the focus back onto achieving healthy river ecosystems with
wide-ranging benefits for all communities, economies and biological processes within it.
Today, most countries are placing unprecedented pressure on water resources. The global
population is growing fast, and estimates show that with current practices, the world will face a
40% shortfall between forecast demand and available supply of water by 2030. Furthermore,
chronic water scarcity, hydrological uncertainty, and extreme weather events (floods and
droughts) are perceived as some of the biggest threats to global prosperity and stability.
Acknowledgment of the role that water scarcity and drought are playing in aggravating fragility
and conflict is increasing.
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Feeding 9 billion people by 2050 will require a 60% increase in agricultural production, (which
consumes 70% of the resource today), and a 15% increase in water withdrawals. Besides this
increasing demand, the resource is already scarce in many parts of the world. Estimates indicate
that 40% of the world population live in water scarce areas, and approximately ¼ of world’s
GDP is exposed to this challenge. By 2025, about 1.8 billion people will be living in regions or
countries with absolute water scarcity. Water security is a major – and often growing –challenge
for many countries today.
The fragmentation of this resource also constrains water security. There are 276 transboundary
basins, shared by 148 countries, which account for 60% of the global freshwater flow. Similarly,
300 aquifers systems are trans-boundary in nature, meaning 2 billion people worldwide are
dependent on groundwater. The challenges of fragmentation are often replicated at the national
scale, meaning cooperation is needed to achieve optimal water resources management and
development solutions for all riparian’s. To deal with these complex and interlinked water
challenges, countries will need to improve the way they manage their water resources and
associated services.
Water resources planning and management activities are usually motivated, by the realization
that there are problems to solve and/or opportunities to obtain increased benefits by changing
the management and use of water and related land resources. Reducing the frequency and/or
severity of the adverse consequences of droughts, floods, and excessive pollution are common
goals of many planning and management exercises. Other reasons include the identification and
evaluation of alternative measures that may increase the available water supplies, hydropower,
improve recreation and/or navigation, and enhance water quality and aquatic ecosystems.
Quantitative system performance criteria can help one judge the relative net benefits, however
measured, of alternative plans and management policies.
Some of the multiple purposes served by a river can be conflicting. A reservoir used solely for
hydropower, or water supply, is better able to meet its objectives when it is full of water. On the
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other hand, a reservoir used solely for downstream flood control is best left empty so it can
store more of the flood flows when they occur.
A single reservoir serving all three purposes introduces conflicts over how much water to store
in it and discharge from it, i.e., how it should be operated. In basins where diversion demands
exceed the available supplies, conflicts will exist over water allocations. Finding the best way to
manage, if not resolve, these conflicts are reasons for planning.
Issues involving inadequate supplies to meet demands can result from too little rain or snow.
They can also result from patterns of land and water use. They can result from growing
urbanization, the growing needs to meet instream flow requirements, and conflicts over private
property and public rights regarding water allocations. Other issues can involve transbasin
water transfers and markets, objectives of economic efficiency versus the desire to keep non
efficient activities viable, and demand management measures, including incentives for water
reuse and water reuse financing.
2.4.2 Too Much Water
Damage due to flooding is a direct result of floodplain development that is incompatible with
floods. This is a risk many take, and indeed on average it may result in positive private net
benefits, especially when public agencies subsidize these private risk takers who incur losses in
times of flooding. In many river basins of developed regions, annual expected flood damages
are increasing over time, in spite of increased expenditures in flood damage reduction measures.
This is in part due to increased economic development taking place on river flood plains, not
only of increased frequencies and magnitudes of floods.
2.4.3 Too Polluted
Wastewater discharges by industry and households can have considerable detrimental effects on
water quality and hence on public and ecosystem health. Planning and management activities
should pay attention to these possible negative consequences of industrial development and the
intensive use and subsequent runoff of pesticides and fertilizers in urban as well as in
agricultural areas.
Issues regarding the environment and water quality include:
Upstream versus downstream conflicts on meeting water quality standards,
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2.4.4 Too Expensive
Too many of the world’s population do not have adequate water to meet all of their drinking
and sanitation needs. Much of this is not due to the lack of technical options available to
provide water to meet those needs. Rather those options are deemed to be too expensive. Doing
so is judged to be beyond the ability of those living in poverty to pay and recover the costs of
implementing, maintaining, and operating the needed infrastructure. Large national and
international aid grants devoted to reducing water stress—demands for clean water exceeding
usable supplies—in stressed communities have not been sustainable in the long run where
recipients have been unable to pay for the upkeep of whatever water resource systems are
developed and provided. If financial aid is to be provided, to be effective it has to address all the
root causes of such poverty, not only the need for clean water.
2.4.5 Ecosystem Too Degraded
Aquatic and riparian ecosystems may be subject to a number of threats. The most important
ones include habitat loss due to river training and reclamation of floodplains and wetlands for
urban and industrial development, poor water quality due to discharges of pesticides, fertilizers
and wastewater effluents, and the infestation of aquatic nuisance species.
Engineering project design and optimization can be effectively approached using concepts of
systems analysis. A system can be thought of as a set of components or processes that transform
resource inputs into product (goods and services) outputs.
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The inputs define the flow of resource into the system and the outputs and products from the
system. A system often has several subsystems. In the more detailed representation of Figure
1.2, the inputs include controllable or decision variables, which represent design choices that
are open to the engineer. Assigning values to controllable variables establishes an alternative.
Optimization tools are utilized to facilitate optimal decision making in the planning, design and
operation of especially large scale water resources systems. The application of optimization
techniques is most challenging in Water Resources Systems area, due to the large number of
decision variables involved, stochastic nature of the inputs, and multiple objectives. One
important example is the multipurpose planning, design and real-time operation of a system of
multiple reservoirs.
Most of the optimization models use some kind of mathematical techniques like Linear
programming (LP), Dynamic Programming (DP) and Non Linear Programming (NLP) or their
variations. A typical set of constraints of the optimization model may include mass balance
equation, maximum and minimum permissible releases and storage as function of time,
penstock or canal system capacity, plant capacity, legal and institutional constraints, and other
physical bounds such as demands.
No doubt, of all the optimization methods LP has found the maximum acceptance due to the
associated ease in solution, capacity to solve large scale problems and easily available computer
codes. Dynamic programming based on sequential sub-optimal decisions to obtain an optimal
decision is capable of efficiently solving reservoir operation problems with linear or nonlinear
separable objective functions and constraints. Such modifications include: Many modifications
of the discrete. Differential DP, Constrained differential DP, Reliability constrained DP and
Stochastic DP.
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The overall goal of Water Resources Policy is to enhance and promote all national efforts
towards the efficient, equitable and optimum utilization of the available Water Resources of for
significant socioeconomic development on sustainable basis.
1. Development of the water resources of the country for economic and social benefits of the
people, on equitable and sustainable basis.
2. Allocation and apportionment of water, based on comprehensive and integrated plans and
optimum allocation principles that incorporate efficiency of use, equity of access, and
sustainability of the resource.
3. Managing and combating drought as well as other associated slow on-set disasters through,
interlay, efficient allocation, redistribution, transfer, storage and efficient use of water resources.
5. Conserving, protecting and enhancing water resources and the overall aquatic environment on
sustainable basis.
The following are the fundamental policy principles that guide the equitable, sustainable and
efficient development, utilization, conservation and protection of water resources in Ethiopia.
2. As far as conditions permit, every Ethiopian citizen shall have access to sufficient water of
acceptable quality, to satisfy basic human needs.
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5. Management of water resources shall ensure social equity economic efficiently, systems
reliability and sustainability norms.
The first step in project formulation within a river basin is the definition of the boundary
conditions that restrict a project to be built. Example of Boundary Conditions:
One or more aspects of water development can be eliminated on the basis of physical
limitations, i.e., no navigation on torrential mountain streams.
Certain problems may be fixed in location, i.e., flood mitigation for an existing city
The available water may be limited or subject only to minor changes.
Maximum land areas usable for various purposes may be definable. This does not
exclude possibility of alternative uses for a given parcel of land.
A policy decision may reserve certain lands for specific purposes, i.e., parks and
recreation area.
Possible sites for water storage (both surface and underground) can be defined and their
limiting capacity evaluated
Certain existing locations of water use exist and must continue to be supplied.
Legal constraints may reserve certain lands or prohibit certain activities or actions.
Negative environmental impacts may eliminate certain projects from further
consideration
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The MoWR is designated as the "Supervising Body at the federal level where it pertains
to water resources at the central level, or any organ delegated by the Ministry. The latter
is further elaborated in Article 8.2 of the Proclamation which says, "the Supervising
Body may, where necessary, delegate its powers and duties to the appropriate body for
efficient execution of its duties It is not quite clear what the phrase "water resources at
the central level refers to. Again, as with the Constitution, this provision seems to imply
that the management of water resources that do not "hydrological link Regional States
or are not trans-boundary in nature (i.e confined groundwater and lakes) are under the
jurisdiction of Regional States. This duality of approach to water resources management
(federal and regional levels) has to be clearly addressed in subsequent laws if a unified
management and regulatory approach is to be adopted for IWRM in the country.
Overall, the Proclamation gives the MoWR the predominant jurisdiction over the
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management, utilisation and administration of the water resources of the country since
the bulk of the water resources are either trans-regional or trans-boundary, the exception
The problem of water shortage in arid and semi-arid regions is one of low rainfall and uneven
distribution throughout the season, which makes rain fed agriculture a risky enterprise.
Therefore new interest came up in recent decades to evaluate traditional water management
techniques most of them being simple, sure to implement and of low capital investment which
called water harvesting technology.
The main purpose of the rainwater harvesting is to use the locally available rainwater to meet
water requirements throughout the year without the need of huge capital expenditure. This would
facilitate the availability of uncontaminated water for domestic, industrial, and irrigation needs.
Collecting your own rainwater is an excellent way to conserve this precious resource. A basic
rainwater collection system catches rainwater from your roof or other surface and channels it into
a container for storage. Rainwater itself is generally clean, but it can pick up microorganisms,
pollutants and debris when it hits your roof. This is why systems for rainwater use inside your
home often include filtration or other treatments for safety.
Outdoor rainwater collection systems don’t need as much treatment because the water is
typically used outside. One of the easiest rain collectors to make is a repurposed old garbage can.
Whereas, you can install a rainwater cistern if you want a larger system. There are many
different uses for collected rainwater no matter what type of rainwater harvesting system you
have.
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Drinking and cooking, Bathing and laundry, Flushing toilets, Watering lawns,
gardens and houseplants, Composting Water for wildlife, pets or livestock, Outdoor
ponds and water features, Rinsing vegetables, Washing vehicles and equipment and
Fire protection
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