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CITATION: Qiao, Z., Deng, W., Wu, J., Ju, F. et al., "Development of Battery/Supercapacitor Hybrid Energy Management System for
Electric Vehicles Based on a Power Sharing Strategy Using Terrain Information," SAE Technical Paper 2016-01-1242, 2016,
doi:10.4271/2016-01-1242.
Copyright © 2016 SAE International
Abstract storage system with both high energy density and power density,
where energy is stored in the battery and peak power is supplied by
Since road electric vehicles typically require a significantly variable
the supercapacitor [1, 2, 3, 4, 5].
and random load power demand in response to traffic conditions,
such as frequent sequences of acceleration and deceleration and
In order to encourage the development of battery and supercapacitor
uphill followed by downhill runs. In this context, the energy
hybridization energy storage system, mounting research efforts have
management system of electric vehicle must ensure an effective
been devoted to improving hybrid energy storage system(HESS)
power distribution between battery and supercapacitor to satisfy load
performance from both low level topology structure[6, 7, 8, 9] and
demand. In this paper, the power management control strategy of
high level energy management. In the literature, a number of
hybrid energy storage system is developed by introducing terrain
hybridization topology structures where the supercapacitor have been
information to optimize system efficiency and battery lifetime. In this
implemented in combination with battery systems. These topologies
presented research, we aim at developing a power management
can be categorized into passive, semi-active and fully active
control strategy considering the influence of the terrain information
topologies according to the control pattern of each energy source. The
on system efficiency and battery lifetime. In order to avoid rapid
passive hybrid system is simple in structure and more cost effective,
changes of power demand and achieve high efficiency without
but the fully active hybrid system offers the best performance.
degrading the mechanism performance, a Haar wavelet transform
Therefore, a semi-active hybrid system is often a good trade off
algorithm is proposed to decompose different frequencies
among them in terms of the performance, the structure complexity
components of the load power demand. In addition, the dynamic
and the cost[10].
relationships are also established between the desired supercapacitor
voltage and vehicle velocity and terrain to guide the power
Development of various high level energy management control
distribution. Finally, the hybrid system models are developed using
strategies for battery and supercapacitor HESS has been proposed in
MATLAB/Simulink simulation software and validated using
the literature. In Reference [11], an ADVISOR-based battery and
experiment data. Simulation results have shown that the proposed
supercapacitor HESS is developed, the control rule between battery
control strategy is valid and effective in improving system efficiency
and supercapacitor is determined based on a experiment test.
and battery lifetime.
Reference [12] presents an optimization frame for computing the
suboptimal current flow of the HESS in electric vehicle to ensure that
Introduction the supercapacitor is well charged for the possible upcoming
acceleration when traveling at slower speed. They all required
Power demands for battery and supercapacitor are often dependent on
deterministic power demand with known driving patterns and
each other because of their different dynamic characteristics.
scenarios [13]; While they are easy to implement and computationally
Batteries with high energy density have poor power density. In
efficient, comprehensive understanding of the physical system and
addition, large charge and discharge currents cause losses and heating
driving environment is typically hard, if not impossible, to obtain.
of the battery, which significantly decreases the battery lifetime. For
Other similar research can be found from papers listed in [14, 15, 16].
these reasons, batteries must be oversized in terms of energy capacity
to meet the power requirements of an electric vehicle. In contrast to
Reference [17] adopted the idea of neural networks and developed an
batteries, supercapacitor has high power density and poor energy
efficient energy-management system for the HESS in hybrid electric
density. Furthermore, it has almost negligible losses and a
vehicles with closed form approaches. Reference [18] defined a new
comparably long lifetime. Consequently, a combination of these two
quantity called the battery working state (BWS) by utilizing fuzzy
types of energy storage systems will yield an equivalent energy
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logic controller to make a decision on the power split between the influence on the effectiveness of power management control strategy.
battery and the engine. Reference [19-20] introduced a wavelet- Therefore, the influence relationship is first analyzed, based on the
transform-based power management strategy. While they were basis of the analysis, dynamic relationships are established between
non-deterministic nature and typically did not need any prior the desired supercapacitor voltage and vehicle velocity and terrain to
information about the driving conditions, the performance may vary guide the power distribution. Finally, the hybrid system models are
depending on the particular driving patterns and historical data used developed by using MATLAB/Simulink simulation software and
in training, which can hardly guarantee optimality. Other similar validated by using experiment data. Simulation results have shown
research can be found in the following papers [21, 22, 23]. that the proposed control strategy is valid and effective in improving
system efficiency and battery lifetime.
The strategies mentioned above are used to regulate peak and valley
power of the power demand calculated from some a priori driving The remainder of this paper is organized as follows: Section II mainly
condition or based on predicted driving condition irrespective of the discusses models of a HESS with battery and supercapacitor. A power
terrain conditions. However, a lack of information about terrain management strategy considering the influence of the terrain
conditions is one of the limitations of achieving the optimization information on system efficiency and battery lifetime is presented in
distribution between battery and supercapacitor, this is because the Section III. MATALB/Simulink simulation results of the proposed
power demand distributed to battery and supercapacitor is not only control strategy are described and discussed in Section IV. Finally the
affected by the driving condition but also terrain conditions. From the research is concluded in Section V.
present literatures, some research on terrain conditions can be
found[24, 25, 26, 27]. Hellstrom et al. [24] used road geometry
information ahead to minimize trip time and fuel consumption. Modeling of the HESS
Huang et al. [25] proposed the use of preview road information in In order to present and verify the proposed power management
heavy trucks for improving fuel economy. Johannesson et al. [26] strategy, each model of battery and supercapacitor is established in
explored possible improvement to fuel economy when preview this section.
terrain information was used. Chen et al. [27] quantified the
potentials of 3-D road terrain maps to improve the fuel economy of a
parallel hybrid vehicle.
Dynamic Model of the Battery
Lithium-ion batteries have higher energy density than any other type
From prior research, we can find that the system efficiency and batteries, roughly twice as much energy density as NiMH batteries
battery lifetime are effected by both driving conditions and terrain do. Therefore it is the ideal candidate for the application in electric
conditions. However, there has been little research found that the vehicles. Some commercial applications have demonstrated its
power distribution control strategy is designed based on the two advantage, such as Tesla. In the research, commercial lithium-ion
factors consideration jointly. Road electric vehicles typically require battery is considered as the main energy storage unit capable of
a significantly variable and random load power demand in response coping with the base load and the low-dynamic variation driving and
to unsteady traffic condition (frequent sequences of acceleration and regenerative energy.
deceleration) and random terrain condition variation (up-hill followed
by down-hill runs). Therefore, power management control designed Compared with other battery models, the Partnership for a New
based on the both driving conditions and terrain conditions Generation of Vehicles (PNGV) model has more high voltage
consideration is able to avoid the any adverse impacts on the system accuracy and is more suitable for modeling lithium-ion battery [28],
efficiency and battery lifetime, further to improve the performance of and its equivalent electrical schematic is shown in Figure 1.
electric vehicles.
The model consists of one RC pair that describes the double layer
In this presented research, we aim at developing such a power effect, which is a fast dynamic process with a time constant ranging
management control strategy considering the influence of the terrain from hundreds of milliseconds to several seconds. Where Uoc
information on system efficiency and battery lifetime. In order to represents an ideal voltage source, which describes the battery
avoid rapid changes of power demand and achieve high efficiency open-voltage; R0 is ohm resistance; Cb describes the open-voltage
without degrading the mechanism performance, a Haar wavelet fluctuation results from the time accumulation of load current;
transform algorithm is proposed to decompose different frequencies Polarization resistance Rp and polarization capacitance Cp describe
components of the load power demand. The results demonstrate that the battery’s over-voltage Up, is used to describe the dynamic
the proposed algorithm is able to ensure the major portion of the characteristic of the battery; IL and UL are the load current and load
low frequency components of power demand can be dealt with the voltage of the battery respectively.
battery. The supercapacitor can provide all the remainder high
frequency components which could yield adverse influence on
battery lifetime.
State Of Charge (SOC) is traditionally used to indicate the residual The charge and discharge experiment of a maximum voltage 300V
electricity of the battery. Its definition is usually expressed by Eq. (1): Lithium-ion battery pack is carried out to validate the develop battery
model, and the charge /discharge input power is shown in Figure 3.
Figure 4 illustrates the experimental results compared to the
simulation carried out using MATLAB/Simulink for the charge /
(1) discharge test at given input power, which describes a good
correlation between each other.
where SOC0 represents the initial value of SOC; kch and kdis describes
the influence coefficients on the current integration from charging
current (IL < 0) and discharging current(IL > 0 ) respectively, if the
battery is charging, kdis = 1, if the battery is discharging, kch = 0.9. Cbat
represents the nominal capacity of battery; ε is the coulomb
efficiency(including charging efficiencyεch and charging efficiency εdis).
The main state equations for the PNGV battery model are given by
Eqs. (2), (3) and (4).
(2)
(3)
Figure 2. PNGV battery dynamic model
(4)
(5)
and
(7)
enough for regulating the power flow, more power demand should be of SOV is described in Figure 22. It can be observed that when the
distributed to supercapacitor because of the higher efficiency than velocity is the same, if the velocity is lower than 60km/h, which is
that of battery. On the other hand, supercapacitor should have enough the preset velocity for both acceleration and deceleration, then the
capacity to be adequately charged to assistant the imminent desired SOV increases as road slope increases, namely velocity
acceleration or uphill, and vice versa, it also should have enough variation range from 0km/h to 60km/h represents vehicle acceleration
capacity to recover a maximum quantity of the generated energy. period when road slope is positive(or uphill); if the velocity is bigger
Therefore a controller is also needed to ensure a reasonable and safe than 60km/h, then the desired SOV decreases as road slope increases,
SOC fluctuation range. Literature [20] propose a fuzzy logical namely velocity variation range from 60km/h to 120km/h represents
controller to supply a safe operating condition for FC and battery vehicle deceleration period when road slope is positive(or uphill), and
while controlling the overall system power flow with considering the vice versa. The Desired SoV surfs with the road slope that changes
SOC values of battery and supercapacitor should be applied in order from 0rad to 0.11rad (or -0.11 to 0) and velocity that changes from
to raise the effectiveness of the hybrid vehicular structure. The 0km/h to 110km/h are shown in Figure 23 and Figure 24 respectively.
nonlinear relationships between vehicle velocity and SOV of
supercapacitor are established to optimize system efficiency and
improve stability and robustness in literature [31]. In this study, the
relationships are further extended, the terrain information is
introduced, and the dynamic relationships are established between the
desired supercapacitor voltage and vehicle velocity and terrain to
guide the power distribution.
(13)
where Fres is the driving resistance force, and vveh is vehicle velocity. Figure 10. Calculated power demand of the tested vehicle
Here the driving resistance force Fres is the combination of
aerodynamic drag force Faero, rolling resistance force Froll and
acceleration initial force Facc. The specific expressions of which can
be given in [32].
Figure 13. Nonlinear relationships between SoV and velocity when vehicle is Figure 16. Nonlinear relationships between SoV and velocity when vehicle is
accelerating and road slope is zero. accelerating and road slope is 0.01rad.
Figure 14. Nonlinear relationships between SoV and velocity when vehicle is Figure 17. Nonlinear relationships between SoV and velocity when vehicle is
braking and road slope is zero. braking and road slope is 0.01rad.
Figure 15. Desired nonlinear relationships between SoV and velocity when Figure 18. Desired nonlinear relationships between SoV and velocity and road
road slope is zero. slope is 0.01rad.
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Figure 22. Desired nonlinear relationships between SoV and velocity with the
road slope that changes from 0rad to 0.11rad.
Figure 19. Nonlinear relationships between SoV and velocity when vehicle is
accelerating and road slope is 0.11rad.
Figure 20. Nonlinear relationships between SoV and velocity when vehicle is Figure 23. Desired SoV surf with the road slope that changes from 0rad to
braking and road slope is 0.11rad. 0.11rad and velocity that changes from 0km/h to 110km/h.
Figure 24. Desired SoV surf with the road slope that changes from -0.11rad to
Figure 21. Desired nonlinear relationships between SoV and velocity and road 0rad and velocity that changes from 0km/h to 110km/h.
slope is 0.11rad.
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(13)
where kbat and kSC are distribution gain coefficients of battery and
supercapacitor respectively. In this study, a fuzzy logic controller is
designed to calculate the distribution gain coefficients. The inputs of
fuzzy logical controller are SOV error deviation and battery SOC, the
output is distribution gain coefficients. A schematic diagram about the
proposed power management strategy is shown in Figure 28.
Figure 25. Measured vehicle velocity.
In case of the SOV error is less than zero, which represents the SOV
value of supercapacitor is lower than the desired value set forth, then
more load power should be distributed to battery. On the contrary, if
the SOV error is more than zero, which represents the SOV value of
supercapacitor is higher than the desired value set forth,
supercapacitor should share more load power. Figure 29 shows
triangular membership functions of input-output variables, and the
relationship surface of input-output variables is shown in Figure 30.
a.
b.
c.
Figure 31. Simulation results when terrain information is available. (a) battery
distribution coefficient; (b) power distributed to battery; (c) battery voltage
variation; (d) battery current variation; (e) battery SOC; (f) supercapacitor
distribution coefficient; (g) power distributed to supercapacitor; (h)
Figure 30. The relationships surface of the input-output variables supercapacitor current variation; (i) supercapacitor SOV.
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d.
g.
e.
h.
f. i.
Figure 31. (cont.) Figure 31. (cont.) Simulation results when terrain information is available. (a)
battery distribution coefficient; (b) power distributed to battery; (c) battery
voltage variation; (d) battery current variation; (e) battery SOC; (f)
supercapacitor distribution coefficient; (g) power distributed to supercapacitor;
(h) supercapacitor current variation; (i) supercapacitor SOV.
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a. d.
b. e.
f.
c.
Figure 32. (cont.) Simulation results when terrain information is not
Figure 32. considered. (a) battery distribution coefficient; (b) power distributed to
battery; (c) battery voltage variation; (d) battery current variation; (e) battery
SOC; (f) supercapacitor distribution coefficient; (g) power distributed to
supercapacitor; (h) supercapacitor current variation; (i) supercapacitor SOV.
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Since the fast dynamic response and high specific power of the
supercapacitor system, burst discharge current and the regenerative
braking energy is handled by supercapacitor quickly, and thus the
impact of the big charging and discharging current on the battery
system can be avoided, which can be found in (d) and (h) of both
h.
Figure 31 and Figure 32. It can also be further observed that the
advantage of proposed power management strategy is obvious in
regulating peak and valley current for the power system when terrain
information is available.
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