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Electric Power Systems Research 80 (2010) 456–464

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Electric Power Systems Research


journal homepage: www.elsevier.com/locate/epsr

Asset management techniques for transformers


Ahmed E.B. Abu-Elanien ∗ , M.M.A. Salama
University of Waterloo, Waterloo, ON, Canada N2L 3G1

a r t i c l e i n f o a b s t r a c t

Article history: In a deregulated/reformed environment, the electric utilities are under constant pressure for reducing
Received 10 June 2009 operating costs, enhancing the reliability of transmission and distribution equipments, and improving
Received in revised form 9 October 2009 quality of power and services to the customer. Moreover, the risk involved in running the system without
Accepted 12 October 2009
proper attention to assets integrity in service is quite high. Additionally, the probability of losing any
Available online 5 November 2009
equipment vital to the transmission and distribution system, such as power and distribution transformers,
is increasing especially with the aging of power system’s assets. Today the focus of operating the power
Keywords:
system is changed and efforts are being directed to explore new approaches/techniques of monitoring,
Asset management
Condition monitoring
diagnosis, condition evaluation, maintenance, life assessment, and possibility of extending the life of
Life cycle existing assets. In this paper, a comprehensive illustration of the transformer asset management activities
Maintenance is presented. The importance of each activity together with the latest researches done in the area is
Transformers highlighted.
© 2009 Elsevier B.V. All rights reserved.

1. Introduction perature over the normal value, the shorter the lifetime of the
asset.
Transformer asset management is generally considered to be This paper focuses on the transformer asset management as
one of the most important power system equipment asset man- one of the important power system assets. Fig. 1 shows the trans-
agements. This is due to the substantial investments in the power former main asset management activities. The transformer asset
transformers and the importance of the transformers as one of the management can be classified into the following activities:
major factors that affect the system reliability. The un-scheduled
outages of the transformers due to unexpected failures are catas- (1) Condition monitoring (CM) and condition assessment (CA)
trophic in many cases. techniques.
Transformer asset management activities are numerous and (2) Performing maintenance plans.
researchers tackle them from different points of view. Mainte- (3) Aging, health, and end of life assessments.
nance plans and condition monitoring techniques are samples of
the general asset management activities that can be applied to In the following sections, each activity is discussed in detail.
any equipment such as transformer, circuit breaker, high volt-
age capacitor, etc. However, each asset management activity is 2. Condition monitoring and condition assessment
different from equipment to another. For example, condition mon- techniques
itoring techniques applied to transformers are different from those
applied to circuit breakers or high voltage capacitors although Transformer CM is concerned with the application and devel-
some of these techniques may have some similarities. Also, one opment of special purpose equipments/methods that are involved
quantity can be tackled from different asset management points in monitoring a condition of a parameter in a transformer and its
of view. For example, transformer hot spot temperature (HST) data acquisition while CA means the development of new tech-
can be tackled from transformer condition monitoring point of niques for analyzing this data to both predict the trends of the
view because it may represent an overloading or serious prob- monitored transformer and evaluate its current performance. CM
lem inside the transformer, and it can also be tackled from the focuses mainly on the detection of incipient faults inside the trans-
end of life point of view because the higher the hot spot tem- former that are created from the gradual deterioration. Some of
these incipient faults may be detected during routine maintenance;
however, other faults may cause numerous problems before the
∗ Corresponding author. Tel.: +1 519 888 4567x33367; fax: +1 519 746 3077. routine maintenance cycle. As a result, the ability to have detailed
E-mail addresses: abayoumy@engmail.uwaterloo.ca (A.E.B. Abu-Elanien), information on the state-of-health of the transformer prior to car-
m.salama@ece.uwaterloo.ca (M.M.A. Salama). rying out maintenance work was unavailable. Also, the diagnosis

0378-7796/$ – see front matter © 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.epsr.2009.10.008
A.E.B. Abu-Elanien, M.M.A. Salama / Electric Power Systems Research 80 (2010) 456–464 457

ond technique develops a thermal model to predict the thermal


behavior of the transformer [6–8].

2.2. Condition assessment by vibration analysis

The usage of the vibration signals in assessing the transformer


health is a relatively new technique compared with other meth-
ods of transformer CA. The transformer vibration consists of core
Fig. 1. Transformer asset management activities. vibrations, winding vibrations, and on load tap changer vibrations
[9,10]. These generated vibrations propagate through the trans-
of many incipient faults in the transformer was, in many cases, former oil until they reach the transformer walls, at which they
unavailable especially with those faults occurring after the routine can be collected via vibration sensors. The health condition of the
maintenance cycle [1–3]. core and windings can be assessed using the vibration signature of
The CM has multiple benefits: it reduces the maintenance costs transformer tank [9]. Vibration analysis is a very powerful tool for
due to its ability to detect faults early, limits the probability of com- assessing the health of the on load tap changer [10,11].
plete failures, and identifies the root causes of the failure. On the
other hand, there are some obstacles during the realization of the 2.3. Condition assessment by partial discharge analysis
CM techniques such as extra added cost to the system due to the
added monitoring and communication equipments, increase in the PDs occur when the electric field strength exceeds dielectric
complexity of the control and communication system, need for new breakdown strength of a certain localized area, in which an electri-
and high speed processing systems for data processing and deci- cal discharge or discharges partially bridge the insulation between
sion making, and need for suitable memory storage for data base conductors. The dielectric properties of the insulation may be
knowledge. severely affected if subjected to consistent PD activity over long
In order to have information about the state-of-health of the periods of time. This may lead to complete failure if the PD activity
transformer, the monitored data and the incipient faults detected remains untreated [12]. PD can be detected and measured using
by the CM system should be analyzed to assess the transformer piezo-electric sensors, optical fiber sensors [13], and Ultra High
condition. This assessment is done using the CA of the transformer. Frequency (UHF) sensors [12,14,15]. On site PD measurement is
Transformer CM can be divided into five main categories: moni- often affected by strong coupled electromagnetic interference that
toring the hot spot temperature, monitoring the vibration of the increases the difficulty of extracting PD signals without noise. The
wall and winding, monitoring the dissolved gases in the trans- most common methods for PD de-noising are the usage of the
former oil, monitoring the partial discharges (PDs) in the solid and Wavelet Transform [16,17], the gating method, and the directional
liquid insulations of the transformer, and monitoring the winding sensing [19]. PD measurement was used extensively for the con-
movement and deformations. In order to have a meaning of these dition assessment of the transformer insulation due to the fact
monitored parameters, the monitored data should be analyzed to that large numbers of insulation problems start with PD activity
assess the condition of the transformer. Each CM data category can [14,18,19].
be assessed using certain CA technique. Fig. 2 shows the main cat-
egories of transformer CM and the corresponding CA techniques. 2.4. Condition assessment by dissolved gas analysis (DGA)
In the following sub-sections, each CA technique will be discussed
separately. All transformers generate different gases at normal operat-
ing temperatures. Nevertheless, the concentration of these gases
2.1. Condition assessment by thermal analysis increases in the presence of an abnormality (fault) such as ther-
mal, partial discharge, and arcing faults [20]. During internal faults,
Thermal analysis of the transformers can provide useful infor- oil produces gases such as hydrogen (H2 ), methane (CH4 ), acety-
mation about its condition and can be used to detect the inception of lene (C2 H2 ), ethylene (C2 H4 ), and ethane (C2 H6 ), while cellulose
any fault. Most of the faults cause change in the thermal behavior of produces methane (CH4 ), hydrogen (H2 ), carbon monoxide (CO),
the transformer. Abnormal conditions can be detected by analyzing and carbon dioxide (CO2 ). Each fault type produces certain gases
the HST. The most famous abnormal condition of the transformer from the above-mentioned gases [20]. Analyzing transformer oil for
that can be detected by thermal analysis is the overload. Trans- these key gases by chromatography helps to know the fault type,
former life is affected greatly for a continuous maximum HST more and location [20,21]. Also, laboratories may rely upon defined crit-
than 110 ◦ C [4]. Predicting the HST can be done by two techniques. ical levels of gases, rates of increase in gas level (on a year-by-year
The first technique uses the artificial intelligence techniques such basis), or one of the ratio methodologies such as Rogers or Dor-
as Artificial Neural Network (ANN) to predict the HST [5]. The sec- nenberg ratios [20,22,23] to asses the condition of oil. However,

Fig. 2. Transformer condition monitoring and assessment techniques.


458 A.E.B. Abu-Elanien, M.M.A. Salama / Electric Power Systems Research 80 (2010) 456–464

interpretation by the individual gases can become difficult when


there is more than one fault in the transformer.
Thermal faults such as sustained overloads and high HST pro-
duce many gases. Low temperature decomposition of mineral oil
produces relatively large quantities of hydrogen (H2 ) and methane
(CH4 ), and trace quantities of ethylene (C2 H4 ) and ethane (C2 H6 ).
At medium temperatures, the hydrogen concentration exceeds that
of methane, the amount of ethylene increases but still less than
the amount of ethane. At the upper end of the thermal fault range,
hydrogen and ethylene quantities increase and traces of acetylene
(C2 H2 ) may be produced [20]. The solid insulation begins to degrade
at lower temperatures than the oil, therefore, its products are found
at normal operating temperatures in the transformer. The thermal Fig. 3. Classification of maintenance activities.

decomposition of cellulose produces carbon monoxide (CO), carbon


dioxide (CO2 ), and water vapor. The ratio of CO2 /CO is sometimes 3. Performing maintenance plans
used as an indicator of the thermal decomposition of cellulose as
will be discussed in Section 4.1.1.4. Performing maintenance plans is the second transformer asset
Low intensity discharges such as partial discharges produce management activity. Transformer outage has harmful effects on
mainly hydrogen, with decreasing quantities of methane and trace the system and can be assumed as one of the most catastrophic
quantities of acetylene. The acetylene and ethylene concentrations outages, especially for high rating power transformers. Accord-
increase as the intensity of the discharge increases. As the inten- ingly, maintenance of the transformers should be planned carefully
sity of the electrical discharge increases and reaches arcing or to avoid harmful outages. According to Fig. 3, the maintenance
continuing discharge proportions. The temperature will increase types can be classified into corrective maintenance, preventive
significantly and the quantity of acetylene becomes pronounced maintenance, and reliability centered maintenance. The definition
[20]. together with the advantages and disadvantages of each mainte-
These incipient faults affect the reliability of the transformer nance type will be illustrated in the next sub-sections.
very much if not detected and treated early. The paper insulation
system may be damaged due to local high temperature hot spots if
3.1. Corrective maintenance
the thermal faults are left untreated. Moreover, the paper insulation
properties decreased notably for sustained PD or arcing faults. The
Corrective maintenance is designed to perform maintenance
degradation of the paper insulation can be detected using the ratio
activity upon occurrence of failure. This type of maintenance is not
of CO2 /CO dissolved in transformer oil, which represents the tensile
widely spread. Corrective maintenance may lead to catastrophic
strength of the paper insulation.
failures that cannot be maintained and, finally, to losing the asset.
This type of maintenance was the main maintenance activity a long
time ago. After the knowledge of the failure consequences which, in
2.5. Condition assessment by frequency response analysis
some cases, may be catastrophic, this type of maintenance, if used,
has been reserved for the types of defects that are not serious and
When a transformer is subjected to high through fault currents,
have no great consequences, such as failure of some accessories. As
the windings are subjected to severe mechanical stresses caus-
a conclusion, the general meaning of the corrective maintenance is
ing winding movement, deformations, and in some cases severe
performing maintenance upon failure occurrence. The advantages
damage. Deformation results in relative changes to the internal
and disadvantages of the corrective maintenance are listed below.
inductance and capacitance of the winding which can be detected
Advantages:
externally by frequency response analysis (FRA) method [24].
Winding damage detection can be accomplished by comparing the
(1) It is the least expensive type of maintenance.
fingerprints of a healthy winding (or the calculated response using
(2) It saves manpower.
a transformer equivalent circuit) with the fingerprints of a dam-
(3) It spares the system from un-necessary shutdowns.
aged winding. Changes in fingerprints can be used to estimate the
(4) It performs the maintenance only when it is needed, saving un-
degree of winding damage and its location [25,26].
necessary inspections.
(5) It is widely understood by the maintenance members.
2.6. New developments in condition monitoring and condition
assessment Disadvantages:

With the development of sensors technology and communica- (1) Transformer failure becomes costly to repair and may need
tion systems, more than one parameter can be monitored in the expensive spare parts.
same time [27]. New online CM and CA systems that monitor more (2) Some transformer failures may be un-repairable if not detected
than one parameter in the transformer are commercially available. early.
Many parameters can be monitored online using these new systems (3) Some transformer failures may cause complete shutdown of the
such as HST, dissolved gases, and oil temperature. Advanced tech- production line or the power system for long time. This means
nology sensors are used for parameter measurements in these new loosing revenue which in some cases exceeds the cost of the
CM systems. All data measured are then collected using data acqui- regular inspection.
sition subsystem to be analyzed and to provide interpretation for
the operator. Recently, intelligent systems are used for data anal- 3.2. Preventive maintenance
ysis and interpretation such as multi agent systems [28,29]. These
new CM systems provide fast and accurate interpretation to any Preventive maintenance aims to prevent the failure from occur-
problem in the transformer. rence. Also, it aims to guarantee long lifetime of the asset. This
A.E.B. Abu-Elanien, M.M.A. Salama / Electric Power Systems Research 80 (2010) 456–464 459

Fig. 4. CBM system.

can be achieved by shutting down the equipment regularly to per- ure of the equipment. Thus, maintenance is only performed when
form time based maintenance (TBM) or by installing CM system to necessary.
perform condition based maintenance (CBM). Fig. 4 shows a block diagram of a CBM system integrated with a
CM and CA systems. The first stage of this integrated system is the
3.2.1. Time based maintenance raw data stage, in which different types of sensors are used to collect
TBM is based on examining and maintaining the transform- the raw data such as thermal data, partial discharges, vibration sig-
ers according to a time schedule, i.e., performing the inspection nals, gases in oil, etc. The second stage is the pre-conditioning data
and the maintenance activities at constant intervals. TBM is the stage which aims to adjust the input data. This adjustment includes
current maintenance strategy for many industries and utilities. removing extreme data levels, normalizing the input data if needed,
TBM may prevent many failures; however, it may also cause or removing the noise contained in the raw data. With the advance
unnecessary outages, wasting manpower, time, and money if the in the sensor technology, this stage may be included in the first
maintenance interval is too small [30,31]. In addition, unexpected stage. The next stage is the extraction of useful information. In this
accidents may still occur in the intervals between maintenance stage, some useful information can be extracted before the diag-
tasks if the maintenance interval is too large. The general mean- nosis stage. For example, estimation of the hot spot temperature is
ing of the TBM maintenance is performing maintenance at regular based on the top oil temperature, ambient temperature, and load
intervals. The advantages and disadvantages of the TBM are listed current. The pre-conditioned and pre-processed data will be used
below. to assess the condition of the equipment and classify the type of
Advantages: fault if any in the CA and fault diagnosis stage. The next stage is the
output stage, in which the outputs from the fault diagnosis stage,
(1) It is understood by maintenance engineers and technicians. either by Artificial Intelligent (AI) agents or by derived logics, are
(2) It can detect the inception of faults to some extent, if the inspec- interpreted and sent to the targeted maintenance staff. The main-
tion interval is reduced. tenance action is taken in the final stage according to the outputs
(3) It increases the lifecycle of the transformer due to regular stage [14,34]. The general meaning of the CBM is performing main-
inspections and maintenance. tenance only upon request from the CM system. The advantages
and disadvantages of CBM are listed below.
Disadvantages: Advantages:

(1) It is expensive due to regular un-necessary inspections and the (1) Maintenance is done when it is necessary.
large number of the needed maintenance staff. (2) Saving costly unnecessary inspections.
(2) In some cases, TBM is unable to detect faults especially when (3) Saving manpower.
the inspection interval is large. (4) Reducing the unnecessary shutdowns of the system.
(3) It needs un-necessary shutdowns which add extra cost to the (5) Low possibility of complete failure.
maintenance activity.
Disadvantages:
3.2.2. Condition based maintenance
CBM relays on performing maintenance when the CM system (1) Continuous condition monitoring for many parameters is
detects an incipient fault. This incipient fault will change to be a expensive.
complete failure if not treated early by the CBM, i.e., a suitable main- (2) Less understood by maintenance engineers and technicians.
tenance will be performed upon detection of an incipient fault by (3) It needs fast data communication and manipulation facilities
the CM system. By using this technique, the risk of complete fail- for successful online monitoring.
ure is reduced. CBM lets operators know more about the condition (4) It needs experienced persons to design the monitoring system,
of a transformer to know clearly when and what maintenance is select the suitable parameters to be monitored, and select the
needed. A transformer’s historical data such as operation parame- suitable frequency of data collection.
ters, diagnostic tests and the environmental conditions will identify
which parameter/part should be monitored and the correct method 3.3. Reliability centered maintenance (RCM)
of monitoring [32].
Advanced online monitoring and assessment techniques such The RCM is a technique initially developed by the commercial
as dissolved gas analysis, partial discharge, furan analysis (FA), airline industry. The fundamental goal of RCM is to preserve the
frequency response analysis, and recovery voltage measurement function or operation of a system with a reasonable cost [35,36].
(RVM) play a key role in developing CBM strategies [33,3]. The con- RCM can be defined as a mix of more than one maintenance strat-
dition monitoring and diagnostic techniques discussed in Section egy in an optimized manner in order to reduce the system risk.
2 are the main core of the CBM. The CBM may depend on contin- For a successful RCM plan, the degree of risk of each fault should
uous, scheduled, or on request CM. The most widely spread CBM be identified in order to define the optimum maintenance actions
is the continuous one. The scheduled or on request CBM aims to [35,36]. The risk index can be found as follows
reduce the cost of the continuous condition monitoring, which is
risk = probabilty of failure × consequences index (1)
the largest problem in the application of the CBM. CBM depends
on monitoring the parameters/parts of the transformer and diag- The main items in the implementation of RCM according to
nosing the incipient faults. When an incipient fault is found, the (1) are the prioritization of the failure modes according to their
maintenance activity should take place to avoid the complete fail- consequences on the system and modeling the probability of fail-
460 A.E.B. Abu-Elanien, M.M.A. Salama / Electric Power Systems Research 80 (2010) 456–464

ure modes [37,38]. The consequences index of each failure mode (1) Physical lifetime: A piece of equipment starts to operate from
can be determined by the analysis of the history of failures or by its brand-new condition until it cannot be used in its normal
experience. RCM starts with collecting data about the transformer operating state and must be retired.
failures to model the failure modes in a probabilistic form. The (2) Technical lifetime: A piece of equipment may have to be
information about the consequences of each failure can be collected replaced due to technical reasons although it may not reach
from the past experience of the skilled engineers. The information its end of physical lifetime. For example, a new technology is
collected about consequences of failures together with the prob- developed for a type of equipment and manufacturers no longer
ability of each failure are used to calculate the risk index of each produce spare parts.
failure. The failure modes that have low risk index are separated (3) Economic lifetime: A piece of equipment is no longer econom-
and treated by low cost maintenance method such as corrective ically valuable, although it may still be physically used. The
maintenance. The failure modes that have high risk index can be capital value of any equipment is depreciated every year. Once
treated by preventive maintenance such as CBM or TBM with opti- the asset value approaches zero, it reaches the end of its eco-
mum maintenance interval based on the maintenance cost [39,40]. nomic lifetime.
The possibility of failures still exists in the system with RCM; how-
ever, the risks are minimized as high risk failures are not likely to Transformer life management has gained remarkable recogni-
occur. tion in the recent years due to the economical and technical reasons
The general meaning of the RCM maintenance is optimizing [43,44]. Due to the importance of the physical and economic life-
the maintenance plan based on risk analysis. The advantages and times over the technical lifetime, physical and economic lifetimes
disadvantages of RCM are listed below. will be discussed in some detail in the next subsections.
Advantages:
4.1. Physical aging mechanisms

(1) The cost of the maintenance operation is optimized based on


Most of transformer solid insulations are based on cellulose in
risk.
the form of paper. In the presence of heat, oxygen, water and other
(2) It reduces the unnecessary shutdowns for low risk failures.
chemicals the cellulose molecules go into chemical changes. These
(3) It saves money paid for unnecessary close timed inspections in
changes cause electrical and mechanical degradation of the insu-
case of TBM.
lation paper [45]. The degradation of the solid insulation can be
(4) It guarantees low possibility of occurrence of high risk failures.
considered as the main reason for transformer end of life [46–49].
Abnormal operating conditions such as repetitive overloading for
Disadvantages: long times and non-sinusoidal loads can affect the transformer
aging. The transformer physical aging mechanisms can be divided
into intransitive aging and transitive aging [46].
(1) Less understood by maintenance engineers and technicians.
(2) Complexity of building the maintenance model.
4.1.1. Intransitive aging
(3) Need for large amount of data about failures rates, modes, and
The intransitive aging is the ability of the solid insulating
consequences.
material to withstand the designed stresses such as electrical,
mechanical, and thermal stresses with the passage of time [45,46].
RCM can be assumed as the most recent maintenance strategy. The ability of the insulating material to withstand the abovemen-
More industries are converting from the regular TBM into RCM. tioned stresses remains constant or decreases slightly with the
According to [41], routine preventive maintenance is reduced by passage of time until the wear-out of the asset, in which this abil-
50% on 11 kV transformers after using RCM. Moreover, the overall ity decreases. In what follows, the previous work done to assess
maintenance cost is reduced by 30–40% after converting to RCM. the intransitive aging and the end of life of the transformer will be
The challenges facing the RCM are the data needed about the fail- given.
ure modes and their consequences on both the transformer itself
and the system. This data includes recorded information from many 4.1.1.1. Degree of polymerization (DP). The DP is the main indication
operating transformers about their failure modes and failure con- of the paper health. Paper fibers are composed of cellulose. Glucose
sequences. Furthermore, very experienced persons are needed to monomer molecules are bonded together by glycosidic bonds to
prioritize the consequences of the failure modes on the system and form cellulose. The average length of the cellulose polymer, mea-
set the consequences indices to be able to calculate the risk. sured as the average number of glucose monomers in the polymer
The main aim of the asset management is to maximize the ben- chins, is referred to as DP. It was approved based on the experience
efits of the asset. The benefits are maximized from the asset by of previously retired transformers and experimental work that a
performing suitable CM techniques and/or performing good main- 200 DP or less means the end of life of the solid insulation [47–50].
tenance plan to maximize the usage, reducing the outage time, The DP is a very strong accepted measure to the degradation of
and increasing the lifetime of the asst. The lifetime issue will be the solid insulation; however, the measurement of the DP for any
discussed in the next section. transformer needs a sample of the transformer insulation paper
to perform the measurements. The paper sample taken from any
operating transformer may cause a local damage in the winding
4. Aging, health, and end of life assessments system or may lead to complete failure of the transformer. Also, the
DP measurement is usually done by viscometry method which is
Equipment aging is a fact of life in power system components. As not accurate because it is affected by the surrounding temperature
a piece of equipment ages, it fails more frequently and needs more [51].
repair time until reaching its end of life [42]. Maintenance activ-
ities can extend the life of equipment but become very costly for 4.1.1.2. Retained tensile strength. One of the main mechanical
equipment near their end of life. There are three different concepts parameters for insulation paper in transformers is tensile strength.
of lifetime for power transformers: physical lifetime, technical life- As the paper ages, its strength against mechanical forces decreases
time, and economic lifetime [42]. especially against those arises from inrush current or short-circuits
A.E.B. Abu-Elanien, M.M.A. Salama / Electric Power Systems Research 80 (2010) 456–464 461

[52,53]. According to [54], the insulation paper reaches its end of life
when it reaches 50% retention of tensile strength and it can be left
working until it reaches 40% retention of tensile strength accord-
ing to [55] or it can be left working until it reaches 25% retention
of tensile strength according to [4]. The problem of the insulation
damage still exists in the measurements of tensile strength because
the measurement of the tensile strength needs sample of the insu-
lating paper, which may damage the solid insulation system of the
transformer.

4.1.1.3. Furanic compounds. The needed paper sample for DP and


retained tensile strength tests limit their usage practically. Also,
the DP is associated with many errors during measurement. These Fig. 5. Charging and return voltage during RVM test [52].
difficulties and errors in measuring the DP and retained tensile
strength limited their usage for assessing the health of the trans-
service transformers is so large that no reliable values were found
former despite their reliable decision in assessing the age of the
to assess the transformer end of life. Transformer service lives can
solid insulation and the transformer.
only be estimated to within ±10 years using generation of CO and
As the paper insulation ages, the polymer chains starts break-
CO2 phenomenon [59].
ing and generating glucose monomer units that undergoes further
chemical reaction and becomes one of a family of derivatives of 2-
furaldehyde (2FAL) [53] or what is called furanic compounds that 4.1.1.5. Recovery voltage measurement. The rate of paper degra-
increases in the transformer oil with the decrease of the DP of the dation depends on several parameters such as pulp composition,
insulating paper [50,51,53,56,57]. These furanic compounds dis- thermal upgrading, moisture content, and temperature. The higher
solved in the insulating oil and it can be detected by oil analysis. the water contents of the paper, the higher the degradation rate
It is possible to analyze the oil for a number of these furanic com- [46,56]. The RVM technique uses the dielectric response to evaluate
pounds as parts per billion by weight. Chendong introduces a linear its condition with respect to moisture content [46].
relationship between the total furfural concentration in logarith- To perform RVM, first a sample is charged from a high volt-
mic scale and the degree of polymerization [58]. The relation holds age source for a charging time (tc ). Then, the sample is isolated
for non-thermally upgraded paper but it does not apply correctly from the HV source and short-circuited for a discharging time (td ),
for thermally upgraded paper [53]. The amount of the furanic com- where tc > td . At the end of discharging time (td ), the short-circuit
pounds corresponding to DP of 200 units is modified in [53], in is removed and the return voltage appearing at the electrodes is
which two formulas are proposed to relate the DP to the amount of measured as shown in Fig. 5, where Vr is the maximum value of
furanic compounds in ppb by weight (␮g/kg). The first formula is the return voltage, treak is the time at which the maximum return
proposed for thermally upgraded paper, in which the total furans voltage is occurred, and Sr is the initial slope of the return voltage.
in ppb by weight (␮g/kg) are used to calculate the DP, is as follows: A polarization spectrum can be obtained by plotting the value
of (Vr ) for different values of the charging time (tc ). The time at
log10 (total furans) − 4.0355
DP = (2) maximum (Vr ) in that polarization spectrum is called the domi-
−0.002908
nant time constant. If the condition of the oil–paper insulation is
According to (2), 2844 ppb by weight (␮g/kg), total furans con- homogeneous, and the distribution of the temperature, moisture,
centration corresponds to DP of 200 units. The second formula is and aging in the insulation is uniform, the resulting curves will
a modification to Chendong formula. It relates the 2FAL, measured have one dominant time constant [56], otherwise, it will have many
in ppb by weight (␮g/kg), with the DP for non-thermally upgraded dominant time constants.
paper, which is in use these days, as given below:
log10 (2FAL × 0.88) − 4.51 4.1.2. Transitive aging
DP = (3)
−0.0035 It is the rapid aging of the asset when subjected to abnormal con-
dition [45]. The abnormal conditions may be overloading, supplying
According to (3), 2FAL concentration corresponds to a DP of 200
non-sinusoidal loads, or exposure to higher ambient temperature
is 6457 ppb by weight (␮g/kg).
than normal. The main reason for accelerating the end of life of
Assessment of the transformer aging using furanic compounds
a transformer under the abovementioned abnormal conditions is
analysis is growing more these days because this method gives
the increase of its HST over normal accepted values. This increase
acceptable indication of the solid insulation age without using any
in HST has an effect of reducing insulation life [45,46,60]. According
paper specimen. However, the absolute correlation of furanic com-
to [4] the HST can be calculated as follows
pounds to DP varies from transformer to another and it depends
on humidity, operating temperature, type of oil and paper, and HS = A + TO + H (4)
design. Further research on the dependency of furanic compounds
on moisture and temperature is necessary [48]. where  HS is the temperature of hot spot in ◦ C,  A the ambient
temperature in ◦ C,  TO the top oil temperature rise over ambient
4.1.1.4. Dissolved gas analysis. As a transformer ages, the cellulose in ◦ C, and  H is the winding HST rise over top oil in ◦ C.
and oil degrade. The rate of cellulose and oil degradation is signif- More details for HST calculation can be found in [4]. The value of
icantly increased in the presence of a fault inside the transformer. the HST affects the lifetime of the transformer solid insulation. The
Low temperature thermal degradation of cellulose produces CO2 increase of the transformer HST accelerates the end of the trans-
and high temperature produces CO [56]. High rate of paper degra- former lifetime and vice versa. The average lifetimes of the solid
dation is estimated when the ethylene concentration increases and insulation of the oil immersed transformers based on different end
the CO2 /CO ratio decreases below a ratio of about 6 [56,58]. At a of life criteria are documented in [4].
CO2 /CO ratio less than 2, the probability of failure increases sig- The relationship between the HST and the transformer life con-
nificantly [56,59]. However, the scatter of measurements made on sumption is governed by the Arrhenius reaction rate theory which
462 A.E.B. Abu-Elanien, M.M.A. Salama / Electric Power Systems Research 80 (2010) 456–464

Fig. 6. A complete classification of the transformer physical aging mechanisms.

states that [4,54,61–64]: when it depreciates to zero or the salvage value [65]. The time-
(B/HS +273)
based depreciation has two main types [65–67]: the straight-line
per unit life = A e (5) depreciation method and the accelerated depreciation method.
where A and B are empirical constants.
These constants (A and B) are based on material characteristics 4.2.1. Straight-line depreciation
of the insulation and they are determined such that per unit life Straight-line depreciation is the simplest and most often used
is unity at HST of 110 ◦ C. The values of A and B are (9.8 × 10−18 ) technique, in which the asset is assumed to lose equal amounts of
and (15,000) respectively [4,54,61–64]. The reciprocal of (5) is the its capital cost throughout its lifetime. In other words, the annual
aging acceleration factor (FAA ) which can be used to calculate the depreciation cost equals the capital cost of the asset minus its sal-
consumed life for a given HST over a given period. FAA has a value vage value divided by number of years of its useful lifetime (useful
greater than unity for winding hottest spot temperatures greater lifetime is the average lifetime for such type of asset) [65–67].
than 110 ◦ C and vice versa.
The equivalent life (in hours or days) that will be consumed in a
4.2.2. Accelerated depreciation
given time period for the given temperature cycle can be calculated
The accelerated depreciation assumes the asset to lose higher
as shown below [4,62,64]:
amounts of its value during the initial years and less in the later
N years. It includes the reducing balance depreciation and some of
n=1
FAAn tn
Feq =  N
(6) years digits depreciation (SOY). The reducing balance depreciation
n=1
tn provides a steady declining balance of the depreciation cost over the
estimated lifetime of the asset. The most common ways to calcu-
where Feq is the equivalent aging factor for the total time period, n
late the reducing balance deprecation are 200% and 150% reducing
the index of the time interval, t, N the total number of time intervals
balance depreciation [65–67]. The annual depreciation cost for year
(usually 24 h), FAAn the aging acceleration factor for the tempera-
(k) can be calculated as follows
ture which exists during the time interval tn , and tn is time
interval, hours. p
d(k) = × C(k) (7)
The value of Feq is higher than unity if HST for the day is higher lifetime
than 110 ◦ C and vice versa. Using the previously mentioned steps,
where d(k) is the depreciation cost for year (k), p the reducing
the lost lifetime of the transformer due to the increase in the HST
balance value (1.5 for 150% and 2 for 200% reducing balance depre-
can be calculated. Generally, transitive aging causes acceleration of
ciation), lifetime the expected lifetime in years, and C(k) is the asset
the transformer end of life which is mainly due to the increase in the
value at the beginning of year (k).
HST [4,54,61–64]. It is clear that calculating the transformer aging
The asset value at the beginning of year (k) can be calculated as
based on the HST is well understood; however, the new research
follows:
on this topic focuses on the correct modeling of the transformer
load and the ambient temperature to achieve reliable values of the 
k−1
HST and accordingly reliable values of transformer loss of life [62]. C(k) = C − d(i) (8)
Fig. 6 shows a complete classification of the transformer physical i=1
aging mechanisms.
k−1
where C is the asset capital cost, and i=1
d(i) is the accumulated
4.2. Mechanisms and modeling of economic aging depreciation of the asset from the installation year until the begin-
ning of year (k).
As the asset is purchased, it losses part of its value every year Like the reducing balance depreciation, SOY depreciation also
until reaching zero value or its salvage value, where the salvage uses steadily declining periodic amounts. SOY is performed by
value is an estimate of the value of the asset at the time it will applying successively smaller depreciation amounts each year to
be disposed of; it may be zero. The yearly lost part of the asset the asset value at the beginning of the calculation year. The annual
cost is called the depreciation cost. The lifetime of the asset ends depreciation for year k using the SOY method can be calculated as
A.E.B. Abu-Elanien, M.M.A. Salama / Electric Power Systems Research 80 (2010) 456–464 463

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