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Journal of Psychotherapy Integration © 2014 American Psychological Association

2014, Vol. 24, No. 3, 223–237 1053-0479/14/$12.00 http://dx.doi.org/10.1037/a0037514

Processes of Theoretical Orientation Development in CBT Trainees:


What Internal Processes Do Psychotherapists in Training Undergo
as They “Integrate”?

Sabine Wolff and Anna Auckenthaler


Freie Universität Berlin

The present study investigated the psychological mechanisms and processes of theo-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

retical orientation development in psychotherapists during their training. Problem-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

centered interviews were conducted with 20 German psychotherapists in the last phase
of their professional cognitive– behavioral therapy (CBT) training, and the data was
analyzed using grounded theory. Results indicated that trainees could best be charac-
terized by the core category “constructing jugglers”: To develop a coherent theoretical
orientation, psychotherapists in training constantly defined and redefined CBT and
other approaches. They alternated between assimilation (adapting new experiences to
existing definitions of CBT and other approaches) and accommodation (reorganization
of existing definitions). Their theoretical orientation development was influenced not
only by therapeutic and scientific aspects, but also by strategic choices and territorial
claims.

Keywords: psychotherapist training, cognitive– behavioral therapy, qualitative research methods,


theoretical orientation

The integration of therapeutic approaches what internal processes they undergo as they
and methods has been the focus of a large “integrate” and develop a theoretical orienta-
number of empirical studies, theoretical models tion.
and political debates. Various different routes to In recent years a number of studies have been
integration have been described on a theoretical published on the professional development of
level and numerous empirical studies have been psychotherapists which systematically investi-
conducted (for an overview see Norcross & gate psychotherapists’ experiences and no lon-
Goldfried, 2005). Different terms denoting the- ger see therapists as negligible in psychotherapy
oretical orientation (such as school, approach, research. For instance, in the well-known Soci-
orientation and method) have also been defined. ety for Psychotherapy Research (SPR) Interna-
However, relatively little is known about what tional Study of the Development of Therapists
psychotherapists experience subjectively and (SPR-ISDP), the therapist’s theoretical orienta-
tion is studied as one of nine important aspects
of professional development (Orlinsky & Røn-
nestad, 2005).
Sabine Wolff and Anna Auckenthaler, Department of
Education and Psychology, Freie Universität Berlin. Research on Theoretical Orientation
Sabine Wolff is now at Praxis für Psychotherapie in
Berlin, Germany. Research on the theoretical orientations of
The manuscript is based on data from the first author’s psychotherapists has been based on a variety of
doctoral dissertation (Wolff, 2009). We thank the therapists definitions and used a wide range of different
who contributed to this study by sharing their experiences
with us. Without them this study would not have been means of measurement (for an overview see
possible. We are also grateful to Janina El Jurdi, Caroll Poznanski & McLennan, 1995). It therefore re-
Meier-Liehl, and Carina Poleh, each of whom conducted mains unclear what therapists are really refer-
and transcribed some of the interviews. ring to when they describe their theoretical ori-
Correspondence concerning this article should be ad-
dressed to Sabine Wolff, Praxis für Psychotherapie, Mori-
entation. Moreover, investigations of theoretical
tzstraße 22, 13597 Berlin, Germany. E-mail: sabinewolff@ orientation often use simple self ascription mea-
gmx.de sures that ask therapists to choose one or more
223
224 WOLFF AND AUCKENTHALER

theoretical orientations from a list (e.g., “psy- of various therapist development models (for a
choanalytic,” “cognitive,” “behavioral,” “sys- historical overview, see Skovholt & Rønnestad,
temic,” “person-centered”). To overcome this 1995). These models were developed mainly as
categorical approach, the SPR International stage models in the field of supervision research
Study used a dimensional approach allowing and cover various aspects of therapist profes-
therapists to rate their affiliations with six the- sional development, one of which is therapist
oretical models on a 6-point-scale. Norcross, theoretical orientation. In one of the older and
Karpiak and Lister (2005) tried to differentiate simpler models (Hogan, 1964), theoretical ori-
therapists’ theoretical orientations even further entation development is defined as follows:
by grouping self-identified integrative therapists
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into nine clusters (e.g., broad cognitive– During the first stage, or Level 1 . . . [the clinician’s]
This document is copyrighted by the American Psychological Association or one of its allied publishers.

approach is heavily influenced by a method, the


behavioral therapy, interpersonal-humanistic,
“method of choice” promulgated by his training. In the
“ubercognitive” and traditional cognitive– second stage, or Level 2, he adapts this method to his
behavioral). These categories reflect the au- own personality, his own idiom. In the third stage, or
thors’ attempt to go beyond categories of single Level 3, the method-person balance is reversed, and his
theoretical orientations and to define the con- approach to therapy is a reflection of his personal
cept of theoretical orientation more clearly, as idiom through one or more methods. In the fourth
stage, or Level 4, he goes beyond method and his own
called for by Sundland as early as 1977. A
personal idiom to develop creative approaches which
number of authors followed this advice and are an outgrowth of both method and person. (p. 139)
developed concepts and measures to capture the
underlying attitudes and beliefs that go to make More than 30 years later, theoretical orienta-
up a theoretical orientation (e.g., the “Therapeu- tion development was described much more
tic Attitudes Scale,” TASC-2, Sandell et al., systematically and in more detail in the Minne-
2004 and the “Counselor Theoretical Position sota Study on Counselor and Therapist Devel-
Scale“, CTPS, Poznanski & McLennan, 1999). opment by Skovholt and Rønnestad (1995;
These studies have expanded our knowledge Rønnestad & Skovholt, 2003) in their empiri-
about therapists’ theoretical orientations in im- cally based, eight-stage model of therapist and
portant ways. However, they also had limita- counselor development. The authors differenti-
tions. First, in most studies the authors deter- ate several alternative routes toward incorporat-
mined the categories (or dimensions) a priori. It ing a conceptual system. For instance, in the
therefore remains unclear what participating Imitation of Experts Stage (third stage of ther-
therapists really meant when they rated their apist development), Skovholt and Rønnestad
affiliations to these categories. Thus, therapists’ distinguish four routes: (a) A few individuals
subjective views and personal constructions never develop a conceptual system (laissez-
need to be investigated. Second, the majority of faire). (b) Some combine elements and concepts
studies focused mainly on the content of theo- from different conceptual systems. (c) Some
retical orientations and less on the complex
choose a predominant conceptual system but
processes of theoretical orientation develop-
also include other systems. (d) Some focus on
ment. While numerous factors correlated to ori-
learning one method intensively and exclude all
entation choice have been identified (for an
overview see Bitar, Bean & Bermudez, 2007), other viewpoints. An important strength of this
these studies do not focus on how multiple eight-stage model is its detailed characterization
factors interact during the theoretical develop- of theoretical orientation development at differ-
ment process: What are the processes that take ent stages and its empirical foundation, which is
place in the therapists? What mechanisms play rare in the field of therapist development mod-
a role as therapists develop their theoretical els. Nevertheless, the limitations of this model
orientations? (and other similar models) are (a) theoretical
orientation development is only one of many
Models of Therapist Professional aspects and not the explicit focus of investiga-
Development tion, (b) all therapists are assumed to have a
similar developmental path, (c) it remains un-
The investigation of processes and develop- clear what exact psychological mechanisms
mental aspects is an explicit focus and strength take place in therapists when they combine dif-
PROCESSES OF THEORETICAL ORIENTATION DEVELOPMENT 225

ferent elements or choose one predominant con- ductive approach to theory generation was uti-
cept at the Imitation of Experts stage. lized.

Aim of This Study Method


As a first step toward filling the current gap in Participants
the literature and providing a fuller account of the
dynamic and complex nature of the process, the The participants in this study were 20 Ger-
present study was designed to propose a prelimi- man psychotherapists in the final phase of their
nary model of the influences and processes in- professional CBT training. They were recruited
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volved in theoretical orientation development and through four training programs. The average
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to describe the psychological mechanisms at work age of the participants was 35 (ranging from 27
in psychotherapists as they find their personal to 43 years). The sample included 15 women
stances. It has been argued that the concept of and 5 men. Their professional backgrounds var-
“therapeutic approach” is a “fuzzy concept” ied; all were psychology graduates. Except for
(Parfy, 1996) and several different definitions one male therapist, the CBT training program
and classifications have been proposed. It is was their first psychotherapy training experi-
therefore of special interest to investigate what ence. They had, on average, had 3 years of work
strategies therapists employ to deal with this experience (range: 0 –14 years) as a psycholo-
fuzziness. How do therapists conceptualize the gist before starting their CBT training pro-
different “schools” of therapy? How do they grams. As part of this training, they had each
create their own systems and locate themselves completed an internship at a psychiatric hospi-
within these systems? tal, after which they had conducted a minimum
This issue has taken on special significance in of 200 and a maximum of 600 hr of individual
Germany as a result of the laws governing the psychotherapy in an outpatient setting (average:
practice of psychotherapy. Since a law on psy- 371 hr) as the last phase of their professional
chotherapists (“Psychotherapeutengesetz”) was training.2
passed in 1999, psychotherapists in training
have had to specialize in one “scientifically Procedure
recognized” approach of psychotherapy,1 while
at the same time gaining at least a basic knowl- So that different training programs would be
edge of other “scientifically recognized” ap- represented, therapists were recruited from a
proaches. The law does not specify how the broad spectrum of training institutes (maximum
specialized knowledge of one approach and the variation sampling, Strauss & Corbin, 1998) with
basic knowledge of others are to be linked.
Given this fuzzy dual requirement, we decided 1
In Germany, the following four approaches to psycho-
to conduct this study with German therapists. therapy have been declared “wissenschaftlich anerkannt”
Therapists in CBT training programs were (i.e., “scientifically recognized,” which is similar but not
taken by way of example, as the well-known identical to the concept of “empirically supported treat-
“third wave” of CBT (Hayes, 2004) is defined ments”): CBT, psychodynamic psychotherapy, systemic
by an overlapping of CBT with other ap- psychotherapy, and client-centered psychotherapy. Only
two of them, CBT and psychodynamic psychotherapy, are
proaches and because CBT seems to be an ap- classified as “reimbursable by insurance companies.”
proach that is rapidly spreading in research and 2
According to the “Psychotherapeutengesetz“ (law on
clinical practice. The central questions guiding psychotherapists) and the regulations on training and
this study were (a) What intrapsychic processes examinations, psychotherapy training programs must in-
clude the following components: 600 hr theoretical edu-
take place in CBT therapists as they develop cation, 120 hr personal therapy, 1,800 hr internship at a
their own stances toward the different “schools” psychiatric hospital (lasting approximately 1 year), and
of therapy during training? and (b) Can affilia- 600 – 800 hr outpatient individual therapy under supervi-
tion to a “school” be considered a necessary sion. The training is postgraduate, that is, the trainee
prerequisite for therapeutic identity? Given the must have completed a degree in psychology. It is done
in either a 3-year full-time format or a 5-year part-time
process component of the study and the desire format (or a mixture of the two), the mean actual duration
to develop a model that would be grounded in of the training being somewhat more than 4.5 years
the experiences of therapists themselves, an in- (Ruggaber, 2008).
226 WOLFF AND AUCKENTHALER

basic philosophies ranging from a “traditional” to Table 1


an “integrative” understanding of CBT. The train- Topics of Semistructured Interview Protocol
ing philosophies of different training sites were 1. Personal path into psychotherapy training
established by carrying out an Internet search on 2. Psychotherapist role models
training programs and their online presentations 3. Attitudes towards CBT: positive and negative experiences
and conducting expert interviews with program 4. Change in attitudes towards CBT during training
directors (Meuser & Nagel, 1991). Program direc- 5. Identification with or allegiance to CBT
6. Attitude towards other therapeutic approaches
tors forwarded a letter providing information
7. Attitude towards integrative psychotherapy
about the study and contact information to thera- 8. Personal understanding/definition of psychotherapy
pists in training via email. Due to time constraints 9. Image of CBT therapists
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and the busy schedules of therapists in training, 10. Vision of own psychotherapeutic work in ten years
This document is copyrighted by the American Psychological Association or one of its allied publishers.

recruitment was initially difficult. It was necessary 11. Preferred therapy approach for personal therapy
to send two emails to each program before recruit- Note. CBT ⫽ cognitive– behavioral therapy.
ing could be completed. Finally, we included eight
therapists from program I, two from program II,
seven from program III and three from program
IV. ticipants with high and low levels of empha-
All interviews were conducted by the first au- sizing boundaries are then systematically
thor and three trained students between 2006 and compared and analyzed. According to Glaser
2008. They lasted an average of 70 minutes. Par- and Holton (2004), the process of data collec-
ticipants received EUR 20 per interview and all tion is controlled by the emerging theory, and
gave their written informed consent. Any possibly the researcher cannot plan data collection in
identifying information has been removed for con- advance of the emerging theory. Grounded
fidentiality. theory methodology was chosen for this study
because it fosters a rich and deep exploration
Data Collection of the phenomenon of interest while using a
highly elaborated and stringent qualitative
Problem-centered interviews (Witzel, method.
2000) were conducted with therapists in train-
ing. This interview method is a theory- Data Analysis
generating procedure designed to overcome
the contradiction between theory-directedness For the data analysis, the interviews were
and open-mindedness and thus allows for coded according to the grounded theory meth-
both inductive and deductive thinking. It con- odology. Grounded theory is both a research
sists of four instruments: (a) a brief question- paradigm and a set of coding methods that are
naire (data on social characteristics), (b) an used to develop a data-grounded theory about
interview protocol, (c) an audiotape & tran- a given phenomenon inductively (Strauss &
script, and (d) a postscript (comments and Corbin, 1998). Data collection, data analysis
remarks on the interview). The semistructured and theory development interweave. Almost
interview protocol covered 11 topics (see reversing traditional social science research
Table 1). procedures, the inquiry does not begin with a
The study was guided by the principle of hypothesis or theory to be tested but with a
theoretical sampling, which is considered an phenomenon to be investigated. The first step
important component of grounded theory is data collection from which codes, concepts
methodology (Strauss & Corbin, 1998). The- and categories are formed. These in turn form
oretical sampling means “seeking pertinent the basis for the creation of a theory. Data
data to develop your emerging theory. The analysis consists of three steps that are recur-
main purpose of theoretical sampling is to sive rather than linear.
elaborate and refine the categories constitut- Open coding: Developing concepts and
ing your theory” (Charmaz, 2006, p. 96). If, categories. The first step in the constant
for instance, during the data analysis process, comparative method of data analysis was cod-
“emphasizing boundaries” appears to be a ing (for coding examples see Table 2). Seg-
crucial category in the emerging theory, par- ments of data were categorized with a short
PROCESSES OF THEORETICAL ORIENTATION DEVELOPMENT 227

Table 2
Examples of Coding
Open coding
Step 1: Developing codes
Transcript Codes
On the one hand, CBT has something very concrete Accusing CBT of blowing things up (of puffing up its
about it and breaks things down to a very simple image); criticizing CBT on a general level; half-heartedly
level. On the other hand, it blows things up and acknowledging strengths of CBT; feeling embarrassed
makes them sound very scientific so that you wonder about CBT
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what on earth’s behind it. But really they are just


common or garden everyday strategies that most
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people use anyway and that patients simply can‘t


access in their current destabilized state. And then this
is all packaged up to look like something impressive.
These are moments when I think: “CBT can be so
mundane!” That’s a bit embarrassing, too.
Step 2: Forming and defining more abstract categories in large batches of data
Category Property of category Definition Minimum Maximum
Criticizing Partial vs. fundamental Refers to all passages Criticism of CBT is only partial. Criticism of CBT is general.
CBT criticism of CBT in the interviews Interviewees only report it Interviewees report it
that deal with when specifically asked and spontaneously. Criticism
criticism of CBT. not spontaneously. Criticism refers to theoretical and
Not content of the refers to practical and less very important aspects of
criticism is coded important aspects of CBT. CBT. Criticism is
but amount and Criticism is expressed in a expressed in a
kind of criticism. descriptive manner, often put depreciative manner,
into perspective and refers to rarely put into perspective
single situations. and refers to general
aspects of CBT.
Axial coding
Relating categories to each other
Transcript Relationship of codes according to “coding paradigm”
Q: “What experiences changed your identification with Phenomenon: identifying with CBT
CBT?”
A: “It was a continuous process. It consisted of getting Property: medium to maximum identification
to know very likeable CBT therapists. And my own Conditions:
personal therapy was very important for me, too. It ⫺ Own personal therapy (CBT: positive)
also contributed to my identification with CBT ⫺ Personal exchange with other therapists (CBT: likeable,
because I realized that it helped me and was good psychodynamic: negative experiences)
for me. In addition, negative experiences with ⫺ Experiences during internship (psychodynamic: negative)
psychodynamic therapists played a role. Our so-
called integrative training was not so great, both on
a practical (internship) and on a theoretical level”.
Note. CBT ⫽ cognitive– behavioral therapy.

name that simultaneously summarized and ac- categories were developed and defined in
counted for each piece of data (Charmaz, large batches of data.
2006) and remained close to the words used Axial coding: Relating categories to each
by the participants. The most useful initial other. The axial coding was used to relate
concepts and categories were used to sort, categories to subcategories, specify the proper-
integrate, and organize large amounts of data. ties and dimensions of the categories, and reas-
The codes were then summarized to form semble the data that we had fractured during
more abstract categories, and the most salient open coding to give coherence to the emerging
228 WOLFF AND AUCKENTHALER

analysis (Charmaz, 2006). To reassemble the CBT and other approaches of psychotherapy.
data, we employed an organizing scheme pro- For instance, they worked in a psychody-
posed by Strauss and Corbin (1998). This “cod- namic unit, got to know different CBT train-
ing paradigm” involves conditions, context, ac- ers, did their own individual therapy with a
tion/interactional strategies and consequences gestalt therapist, or worked with clients ac-
of the phenomenon that is being studied. cording to a CBT manual. Whenever they had
Selective coding: Developing a core such experiences, they entered a process of
category. Lastly, selective coding was used to juggling with these experiences. Different
develop a proposition that integrated the cate- juggling balls (i.e., experiences with CBT and
gories and subcategories into a cohesive “story other approaches) were thrown at the jugglers
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line.” A single core category was developed that (i.e., therapists in CBT training), and they
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described and encompassed the experience of were required to integrate these balls into
theoretical orientation development in CBT their juggling routines (i.e., their construc-
trainees. All other categories were related to tions of CBT and other approaches and, thus,
that category. their self-definitions as therapists).
The goal of the trainees’ juggling processes
Research Process was twofold, that is, to find themselves and to
define CBT. Finding themselves characterizes
Throughout the research process, the first a process of self-discovery. During this ongo-
author met weekly with two other doctoral ing process, trainees tried to find themselves,
students to discuss all steps of data collection discover who they were, what they believed,
and analysis in order to increase the intersub- and how they felt about CBT and other ap-
jectivity of the results. The research process proaches. Step by step, they developed their
was supervised by the second author. Prelim- own theoretical positions and orientations.
inary results were presented and discussed at But how exactly did they do this? The anal-
a fortnightly research seminar and at interna- ysis showed that the therapists in CBT train-
tional conferences, which enabled the authors
ing used a number of ways to achieve a sub-
to further develop the results. According to
jectively coherent theoretical orientation as
Strauss and Corbin (1998), one important way
part of their therapeutic identity. For instance,
of grounding the developing theory in the
in situations where they had had a very pos-
data is by memoing. Memos were maintained
itive experience with another approach, the
to record decisions and theoretical ideas and
CBT trainees would use the strategy of blur-
to reflect the authors’ own positions and bi-
ring boundaries between CBT and other ap-
ases.3
3
Results The first author was both the researcher and a CBT
trainee at the time of the study. This “insider” position had
both advantages (greater theoretical sensitivity, implicit
CBT Trainees as Constructing Jugglers: knowledge of the field) and disadvantages (more likely
Finding Themselves by Defining CBT blind to her own biases). Her background can be character-
ized as follows: intensive and positive experiences with
The analysis showed that CBT trainees and client-centered therapy during university education and em-
ployment; intensive and positive experiences with CBT
their theoretical orientation development can during university education and training program. Other
be subsumed under a core category that we therapeutic approaches were secondary to her psychothera-
have called constructing jugglers—finding peutic orientation. On the one hand, she was open to notions
themselves by defining CBT 4 to describe how of “psychotherapy integration.” On the other hand, she was
critical of them due to the discrimination against client-
they dealt with the fuzzy dual requirement of centered therapy in Germany and its “incorporation” by
the German law for psychotherapists. Be- CBT therapists. The second author is a professor of clinical
cause the law does not specify how the dif- psychology, licensed psychotherapist, and trainer and su-
ferent approaches are to be linked, the train- pervisor in client-centered psychotherapy and CBT, with a
ees developed their own therapeutic identity stronger commitment to the former. At the time of the study,
she was on the training faculties of two of the CBT pro-
by juggling with experiences. During the grams recruited for the study.
years of their training, the therapists had nu- 4
Categories obtained in the data analysis are printed in
merous different experiences associated with small capitals.
PROCESSES OF THEORETICAL ORIENTATION DEVELOPMENT 229

proaches. This enabled them to use the posi- Different Constructing Juggling Strategies:
tive aspect as part of their own therapeutic Defining Oneself as a CBT Therapist
identity. In contrast, they would emphasize Versus Defining Oneself as a
boundaries between approaches if they had Psychotherapist
had a negative experience with another ap-
proach, thus protecting their CBT identity All the CBT trainees underwent a process of
from the negative experience. The strategies juggling. As a core category, it draws together
used were actually somewhat more complex the aspects of theoretical orientation develop-
than illustrated in this example and are de- ment that were similar in all the trainees in this
scribed in more detail below. study. At the same time, there were important
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The example of emphasizing boundaries differences between the ways that trainees jug-
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also demonstrates why the trainees were en- gled and defined themselves. Based on the re-
gaged not only in finding themselves, but also sults of the data analysis the participants of this
in an active process of defining CBT and other study could be classified along a continuum
approaches, and thus inventing their own with the two poles “defining themselves as CBT
therapeutic orientations. Consider for in- therapists” and “defining themselves as Psycho-
stance, a CBT trainee who dislikes working in therapists.” CBT therapists differed appreciably
a psychodynamic hospital department and from psychotherapists in the extent to which
therefore starts to focus on problematic as- they identified with CBT (high), identified with
pects of psychodynamic approaches and to other approaches (low) and emphasized bound-
emphasize the difference between CBT and aries between CBT and other approaches
these approaches. As a consequence, the ther- (high). It is important to note, however, that
apist may try to adhere strictly to CBT con- trainees were categorized as CBT therapists
cepts and techniques in his own therapeutic even if they were not identified with CBT at
work and choose a CBT therapist for his every single moment during the interview— but
personal therapy. The example illustrates that were much more strongly identified than psy-
CBT trainees in this study actively contrib- chotherapists. The two poles of constructing
uted to their therapeutic orientation develop- juggling are illustrated in Figure 1.
ment by seeking out experiences that were So, what exactly is it that characterizes CBT
compatible with their existing therapeutic ori- therapists as opposed to psychotherapists? The
entation and also by identifying and distanc- two poles of the continuum and the correspond-
ing themselves and emphasizing or blurring ing processes of theoretical orientation develop-
boundaries. What is interesting is that during ment are illustrated in Figure 2. The differences
this process, CBT and other approaches were between the trainees commenced even before
constantly defined and redefined, constructed the actual CBT training program began. Self-
in one way and then constructed in a slightly defined CBT therapists had more CBT-friendly
different way. In sum, that is why we decided experiences before they entered the CBT train-
to characterize therapists in CBT training as ing program than self-defined psychotherapists.
constructing jugglers. Prototypically, they had studied at a university

CBT-therapist Psychotherapist
Identified with CBT
Strongly identified Strongly identified

with CBT & Identified with other approaches with other

emphasized approaches &


Emphasized boundaries
boundaries blurred boundaries

Figure 1. Dimensions of the core category “constructing juggling.”


230 WOLFF AND AUCKENTHALER

CBT-friendly & were not definite and intrinsically motivated as


natural science-oriented experiences
prior to training
was the case for the CBT therapists, who chose
their programs because they really believed in
CBT-distant & social science-oriented
experiences prior to training
CBT and their particular program.
Interestingly, the two poles differed not only
in regard to the therapists’ experiences before
Definite decision in favor of CBT
training training and during the decision process, but
Enforced or pragmatic decision in also to their experiences during the training
favor of CBT training program itself: During their training programs,
very different “juggling balls were thrown at
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them,” which resulted in different ways of con-


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CBT-friendly experiences during structing juggling. Self-defined psychothera-


training
pists reported having mainly “broad-spectrum”
CBT-distant experiences during
training
instructors. In contrast, self-defined CBT thera-
pists talked mostly about “traditional” CBT in-
structors and supervisors. They typically re-
Strategies of stressing CBT Defining self as a
ported that their CBT-oriented personal therapy
strengths & emphasizing
CBT therapist had been successful and that they had had neg-
boundaries between CBT and
other approaches ative experiences during their internships in a
Strategies of stressing CBT Defining self as a
psychodynamic hospital department. Their own
weaknesses & blurring boundaries
psychotherapist
therapeutic work was guided by CBT concepts
between CBT and other
approaches
and techniques and was evaluated as successful
and fulfilling, whereas psychotherapists talked
mostly about difficulties with using CBT in
their own practice.
As a consequence of these differing experi-
ences before and during training, trainees’ self-
Figure 2. Processes of theoretical orientation develop- definitions differed greatly. During the inter-
ment during cognitive– behavioral therapy (CBT) training—
defining oneself as a CBT therapist (white boxes) versus view, CBT therapists presented the interviewer
defining oneself as a psychotherapist (gray boxes). with a CBT identity and repeatedly conveyed a
strong belief in CBT. They referred to them-
selves as “we CBT therapists” and used mostly
where the psychology course was oriented more CBT vocabulary. Psychotherapists, on the other
toward the natural sciences and where CBT was hand, did not define themselves as CBT thera-
predominant. If personal therapy was sought, it pists. During the interview, they presented the
was either a successful CBT therapy or a me- interviewer with a non-CBT identity, for exam-
diocre psychodynamic therapy. Their work ex- ple, portrayed themselves as a “psychothera-
perience before the training program was, for pist,” a “psychodynamic therapist,” or a “mod-
instance, as a CBT-oriented consultant in a ern CBT therapist.” These trainees only
business company. These therapists had there- occasionally used CBT vocabulary. Their belief
fore entered the training program with a famil- in CBT was limited. Interestingly, not only psy-
iarity with and openness toward CBT concepts, chotherapists but also CBT therapists empha-
whereas their experiences with other ap- sized their belief that therapeutic approaches
proaches had been rather superficial or ambiv- other than CBT are equally efficacious and ef-
alent. The contrary was true for self-defined fective.
psychotherapists (e.g., successful systemic per- The last major difference relates to the strat-
sonal psychotherapy and an unhelpful CBT su- egies of defining CBT and other approaches
pervisor). used by the study participants. These strategies
Self-defined psychotherapists’ decisions in were one of the most interesting findings of this
favor of the CBT program were therefore either study and further explicate the core category
enforced (e.g., they were not accepted by other “trainees as constructing jugglers”: When the
training programs) or pragmatic (e.g., other psychotherapists defined CBT, they rarely men-
training programs were too expensive). They tioned its strengths but rather pointed out its
PROCESSES OF THEORETICAL ORIENTATION DEVELOPMENT 231

weaknesses. They drew a picture of CBT as completely different from what psychodynamic
generally deficient. Their criticism was leveled therapists do.” CBT therapists also tended to
at core ideas of CBT, rather depreciative and draw attention to incompatibilities and contra-
seldom put into perspective, as was the case for dictions between different approaches: “The as-
the CBT therapists. For instance, one psycho- sumption of relationship transparency in CBT
therapist said, “I struggle with the neglect of contradicts the assumption of interpretation in
emotions in CBT . . . and I strongly disagree psychoanalysis.” Another boundary-emphasiz-
with its trend to manualization,” whereas one ing strategy was to reflect on the skills and
CBT therapist put his or her criticism this way: responsibilities of different approaches. One
“At some point I thought that maybe psychody- CBT therapist mentioned psychoanalytic col-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

namic therapists are right and CBT is not leagues’ skill in dealing with countertransfer-
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enough because it focuses only on behavior. But ence and humanistic colleagues’ skill in work-
then I thought: ‘No!’ In practice, CBT is so ing with the therapeutic relationship. They also
much more than that!” Interestingly, being in a considered referring patients to colleagues if
CBT training program and being highly critical they reached their limits as CBT therapists,
of CBT at the same time did not constitute a whereas psychotherapists assumed that they
dilemma for the psychotherapists, as they used were competent and responsible for all patients
various strategies to blur the boundaries be- and all problems. The last major difference was
tween CBT and other approaches. For example, that the CBT therapists mentioned the origins of
they used a very broad definition of CBT as a therapeutic theories and techniques much more
superordinate (or “umbrella”) approach includ- frequently than psychotherapists, for example,
ing CBT plus aspects of other approaches. Psy- “these methods are taken from hypnotherapy.”
chotherapists also distinguished “modern” In sum, the experiences of CBT therapists
CBT—which they described as overcoming and psychotherapists before and during training
limitations and thus easier to believe in—from are almost diametrically opposed. They develop
“classical” CBT, which they deemed old- very different theoretical orientations and use
fashioned and not up-to-date. In contrast, CBT contrasting strategies of defining CBT and other
therapists defined “classical” CBT as a “stan- approaches. During this process, these antithet-
dard” or “traditional” procedure and considered ical experiences, self-definitions and strategies
it to have not negative, but positive connota- interact and reinforce each other.
tions. Another boundary-blurring strategy used
by psychotherapists was to translate aspects of Developmental Pathways of Constructing
other therapeutic approaches into CBT lan- Juggling: The Interplay of Preexisting
guage and concepts. For instance, one psycho- Beliefs and Training Programs
therapist suggested that hypnotherapy could be
integrated into CBT by calling it “imagination So far, opposing processes of theoretical ori-
work.” A similar strategy was to reduce other entation development have been described for
approaches: Systemic psychotherapy was, for CBT therapists and psychotherapists. These
example, defined as “integrating relatives into processes characterize trainees whose theoreti-
therapy.” Client-centered psychotherapy was cal orientation development can best be de-
defined as “the three therapeutic variables of scribed as a match between preexisting beliefs
empathy, positive regard and congruence” that and the philosophy of their training program.
could be easily applied as a technique in CBT. However, other pathways of constructing jug-
One psychotherapist said, “I think that the cli- gling can also be found in our data: In addition
ent-centered variables are very important and to such processes where preexisting beliefs and
should be implemented in CBT therapies. But I program philosophy matched, we found a pro-
do not think that you need special client- cess that we coded as socialization to describe
centered training to do that.” trainees whose preexisting beliefs and training
The opposite set of strategies was used by program philosophy did not match to begin with
CBT therapists. They focused strongly on dif- but who then completely adapted to the training
ferences between CBT and other approaches: program philosophy over the course of their
“We work strictly on dysfunctional behavior training. For example, one trainee was initially
and do not pay attention to life patterns. That is very critical of CBT and interested in psychody-
232 WOLFF AND AUCKENTHALER

namic therapy. But her negative psychodynamic constantly changing. Theoretical orientation de-
internship, her CBT friendly instructors in a velopment is a process that is not random, but
“traditional” CBT training program and her has direction, and also has a psychological func-
own positive CBT therapy socialized her to tion for trainees. The most important strategy
become a CBT therapist. In contrast, another that trainees use to develop a coherent theoret-
trainee studied at a natural science and CBT- ical orientation is to constantly define and rede-
oriented university and later worked in a behav- fine CBT and other approaches. To put it in
ioral department of psychology. He was social- Piagetian terms, they both assimilate new expe-
ized as a psychotherapist during his training at riences into their existing definitions of CBT
an “integrative” training program. A third path- and simultaneously accommodate their defini-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

way we found is a process we termed immuni- tions to fit new experiences. According to Pi-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

zation: Trainees reporting this kind of process aget, to assimilate is to adapt reality to one’s
stuck to their initial beliefs and experiences and own cognitive organization. In the process, the
did not seem to be influenced by the fact that new experience is distorted to a certain extent so
their training program conflicted with them. For that it can be better understood and interpreted.
instance, one interviewee was in an “integra- For instance, by reducing systemic therapy to
tive” training program but was characterized as the integration of family members, one therapist
a CBT therapist. She said, “Just because it’s was able to preserve his rather broad definition
offered to me, I do not have to buy it.” The last of CBT. At some point, however, the new ex-
pathway can be called a blending of preexisting perience becomes too different and can no lon-
belief and program philosophy. In this case, the ger be explained by existing definitions of CBT
trainee’s theoretical orientation is a compromise and other approaches, making it necessary to
between preexisting belief and program philos- reorganize and redefine it. For example, one
ophy. This can best be illustrated by the group therapist had to give up her idea that CBT is
of trainees who ranged in the middle of the superior to all other therapies after working with
continuum (identified with CBT: medium; iden- a systemic and Gestalt colleague.
tified with other approaches: medium; emphasis Similar examples of assimilation and accom-
on boundaries between CBT and other ap- modation processes are given by Castonguay
proaches: medium). For instance, one trainee (2000) in his common factors approach to psy-
had a very CBT-friendly background but hap- chotherapy training: The author describes how
pened to enter a very broad and “integrative” he was able to assimilate the increased aware-
CBT training program. Another trainee from ness of emotion that he had gained through
this group had had positive experiences with psychodynamically oriented supervision as a
both CBT and other approaches prior to his very potential mechanism of change within a CBT
“traditional” CBT training. framework. On the accommodation side, some
clinical experiences led to more radical shifts in
Discussion his theoretical orientation and his search for a
more comprehensive model.
The present study investigated the processes Looking at our developmental pathways, we
involved in theoretical orientation development see that the matching and immunization path-
and described the psychological mechanisms at ways focus more on assimilating new experi-
work in psychotherapists as they find their per- ences into existing definitions of CBT and other
sonal theoretical stances in the course of their approaches. In contrast, socializing can better
CBT training. The following quotation puts the be related to accommodating existing defini-
results of our study in a nutshell: “On surveys tions of CBT and other approaches to fit new
and questionnaires . . . [the] process of identi- experiences. Lastly, blending is a process in-
fication with a theoretical orientation seems so volving both assimilation and accommodation.
straightforward. Unfortunately, it is far from Irrespective of their main theoretical orientation
being that simple in real life” (Sperry, 2007, p. development pathway, each trainee in our study
126). Our study showed that participating in a engaged in both assimilation and accommoda-
CBT training program can lead trainees to de- tion processes.
velop very different theoretical orientations. Thus, our core category “trainees as con-
The processes involved are very complex and structing jugglers” brings together three impor-
PROCESSES OF THEORETICAL ORIENTATION DEVELOPMENT 233

tant characteristics: (a) theoretical orientation of theoretical orientation (e.g., psychodynamic,


development as an ongoing process, (b) theo- humanistic, behavioral) but with its form or
retical orientation development as a process in quality: How broad or narrow is the theoretical
which trainees are actively involved and not orientation? Is there one salient orientation or
merely passive recipients of theoretical knowl- are there several orientations? How eclectic or
edge or practical experiences, and (c) theoreti- pure is the orientation? But again, the underly-
cal orientation development as not simply a ing assumption of our study was that it is not
matter of client outcome or trainees’ developing sufficient to describe content or patterns of the-
their skills, but as a process that also includes oretical orientation, but rather that it is neces-
identity and orientation development. The latter sary to analyze and characterize psychological
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

is in line with Rønnestad and Ladany (2006), processes and characteristics of therapists dur-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

who state that research on psychotherapy train- ing their CBT training. This shift in study focus
ing needs to expand the definition of training is similar to that effected by Sperry (2007), who
outcome beyond client outcome alone. It also describes psychological processes of therapist
supports Bennett-Levy’s (2006) model, which theoretical orientation development for Adle-
suggests that therapist identity is actively con- rian therapists as falling into two main catego-
structed and emphasizes that both the thera- ries: (a) self-identification as an Adlerian (rang-
pist’s professional self (“self-as-therapist ing from self-identification to denial of
schema”) and his or her personal schema (“self- identification), and (b) commitment to Adlerian
schema”) are important for the complex process concepts and techniques (ranging from conserv-
of developing therapeutic competence. While ing–adapting –extending to no commitment to
therapists enter training without a “self-as- Adlerian ideas). This is expanded into an eight-
therapist schema” and can only rely on their fold typology of theoretical orientations. For
“self-schema,” during training the development instance, some therapists self-identify as Adle-
of the former is very dominant. Later, as ther- rian and try to conserve and confirm Adlerian
apists gain more experience of doing therapy ideas empirically (Sperry calls them “Adlerian
and develop self-confidence, the “self-schema” I”). Other therapists were former students of
becomes more and more important again. Adler who accept and value Adlerian concepts
The present study shows that measuring the- but do not see themselves as Adlerian (accord-
oretical orientation using categories determined ing to Sperry: “friends of Adler”, e.g., Albert
a priori by researchers does not capture the Ellis and Viktor Frankl). Still others use Adle-
entire complexity of the therapists’ develop- rian concepts and techniques as their own, but
mental processes— even if a dimensional ap- do not refer to Adler at all (these Sperry calls
proach of theoretical orientation measurement “Crypto-Adlerian”, e.g., Aaron Beck). Beyond
is used as in the SPR International study (Or- their implications for future research, the results
linsky & Rønnestad, 2005). Moreover, our of this study also have important implications
study goes beyond simply attempting to further for psychotherapy training that are outlined in
specify theoretical orientation, as did Norcross what follows.
et al. (2005), in that it provides a glance behind
the scenes and an interesting new perspective by Implications for Psychotherapy Training
focusing more on the process (the “how”) rather
than on the content (the “what”) of theoretical Trainees’ ability to develop a coherent the-
orientation development. In this respect, it re- oretical orientation can be trusted. An im-
sembles the Minnesota Study on Counselor and pressive finding of this study is that the CBT
Therapist Development (Skovholt & Røn- therapists in training engaged in theoretical ori-
nestad, 1995), while additionally identifying entation development with a sense of security
different developmental paths and psychologi- and calm. Only one participant described her-
cal mechanisms reported by trainees. Our study self as insecure and confused about her theoret-
also shows a similarity with a study conducted ical orientation and could therefore be seen as in
by Ambühl et al. (1995), who distinguished the stage of moratorium according to Marcia
between “formal patterns” and “specific con- (1966) and Skovholt and Rønnestad (1995). All
tents” of therapists’ theoretical orientation. For- other trainees conveyed the impression of hav-
mal patterns are concerned not with the content ing an achieved identity (Marcia, 1966). How-
234 WOLFF AND AUCKENTHALER

ever, it is also possible that “the doing of iden- retical orientation development in their trainees,
tity and self-presentation during research we suggest that they make a specific effort to
interviews” (Lee & Roth, 2004) led to an exag- provide them with support for this aspect of
gerated sense of security in our study partici- therapeutic identity development. Therapists in
pants. Similarly, Skovholt and Rønnestad training can either benefit from theoretical
(1995) argue that it is not possible for therapists knowledge about different routes to integration,
in training to have an achieved identity. Follow- as Norcross and Halgin (2005) suggest in their
ing this argument, the trainees in this study chapter on training, or they can be supported
could best be described as true believers (i.e., individually in supervision or personal therapy
CBT-therapists) or multiple attachments (i.e., to reflect on their theoretical orientation devel-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

psychotherapists). The CBT therapists versus opment. For instance, the majority of partici-
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psychotherapists therefore need to master two pants in our study used the research interview as
antithetical developmental tasks. The CBT ther- an opportunity to reflect on their theoretical
apists are faced with the task of becoming more orientation. Bitar et al. (2007) give examples of
open toward other approaches and avoiding ri- questions that can be used for self-exploration.
gidity, whereas psychotherapists need to ad- In sum, it is not wise to assume that the theo-
dress the task of committing themselves and retical concepts imparted in a training program
avoiding fuzziness. As regards rigidity, our are imparted on a one-to-one basis; rather, a
CBT therapists were more similar to the partic- constructivist view of trainees should be ad-
ipants in Carlsson, Norberg, Sandell, and Schu- opted. They are not simply passive recipients,
bert’s (2011) psychodynamic study than to our but actively involved in their theoretical orien-
psychotherapists. Only after the end of their tation development.
training did the psychodynamic therapists in Therapists do not necessarily need to iden-
that study notice that they had “felt almost im- tify with a single therapeutic approach in
prisoned by what they described as a rigid psy- order to develop a coherent theoretical
choanalytic tradition from which they could orientation. The results of our study demon-
now break free” (p. 148). Interestingly, in strate that there is no single developmental path
Carlsson et al.’s sample, there was no group of that is followed by all therapists in training. Not
therapists that was comparable to our psycho- all trainees rely on identifying with one
therapists (i.e., hardly identified with their own “school” of therapy (CBT) for their theoretical
approach ⫹ strongly identified with other ap- orientation development. In our study, this was
proaches ⫹ blurring boundaries). Future re- only the case for CBT therapists. For them,
search should investigate whether such a theo- theoretical orientation development was clearly
retical orientation is unique to German linked to their “attachment” to CBT theory and
therapists in CBT training, or whether it can be practice (Hagehülsmann, 2000). This is consis-
found in other orientations, countries, and also tent with Willutzki and Laireiter (2005), who
at other stages of professional development. conclude from comparative outcome research
However, it should not be assumed that that therapists’ consistent theoretical orienta-
trainees find their theoretical orientations as tions have a positive effect on outcome. In
a matter of course; they may need support contrast, for psychotherapists, theoretical orien-
for this complex process. Even if trainees tation development was not linked to identifi-
have a sense of security, one cannot assume that cation with CBT. For them, a consistent theo-
they automatically know how exactly to link the retical orientation is not necessarily limited to
therapeutic approaches and techniques they one therapeutic approach. According to
learn during their training to their previous Wampold (2001), it is crucial that “the therapist
knowledge or experience. It is not surprising delivering the treatment believes that the ther-
that the trainees in our study did not, in fact, apy is efficacious” (p. 159) and that “there is a
know exactly how to “integrate” different the- [cogent and coherent] rationale that underlies
ories, methods, strategies and techniques, as the treatment” (p. 161). Similarly, Grawe and
even in the literature the debate about different Fliegel (2005) argue that for novice therapists
routes to integration (Norcross, 2005) is com- structure and orientation cannot be provided
plex and prolonged. Therefore, if training pro- only by allegiance to a single “school” of ther-
grams want to understand and influence theo- apy, but can also be developed in relation to five
PROCESSES OF THEORETICAL ORIENTATION DEVELOPMENT 235

different perspectives (i.e., the mental disorder, continue the long CBT training program, de-
interpersonal, resources, developmental, and spite their low identification with CBT.
motivational perspectives). Similarly, Norcross Boundary emphasizing, as one of the key
and Halgin (2005) argue that psychotherapy empirical categories, thus mirrors the concep-
training should be integrative from the very tual changes that have taken place within the
beginning to allow “an informed pluralism” (p. third wave of CBT (Hayes, 2004). In addition, it
439) and suggest a six-stage ideal model of reflects the trend toward the proliferation of
integrative psychotherapy training. CBT that Holmes (2002) critically summarized
In sum, the variations we found in theoretical in his article, “All you need is CBT?” Accord-
orientation development are consistent with the ing to Daiminger (2007), reasons for CBT’s
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

range of views of American training directors: attractiveness are its ability to integrate different
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“About one third believe that students should be approaches and techniques, its compatibility
trained first to be proficient in one therapeutic with the principles of health insurances, its con-
model; about half believe that students should formity with empirical and experimental psy-
be trained to be minimally competent in a va- chology, and its natural science-oriented con-
riety of models; and the remainder believe that ceptualization of psychotherapy. Our data show
students should be trained in a specific integra- that therapists in CBT training in Germany
tive or eclectic model from the onset” (Lampro- clearly want to benefit from these strategic ad-
poulos & Dixon, 2007 as cited in Norcross & vantages.
Halgin, 2005 ).
Methodological Considerations
Implications From the Perspective of
Mental Health Policy The current sample consisted only of thera-
pists in their first training program, as we as-
The results of our study are also relevant in sumed that the time therapists spend in training
the context of mental health policy. Trainees’ is a sensitive developmental phase. Thus, it
strategies of emphasizing and blurring bound- remains unclear if the core phenomenon of con-
aries between CBT and other approaches, for structing juggling would also apply to more
instance, are not influenced exclusively by ther- experienced therapists who have a clearer idea
apeutic and scientific considerations and expe- of who they are as therapists. Accordingly,
riences. Our data reveal that participants clearly Carlsson et al. (2011) found that the therapists
pursue two additional goals: (a) therapists in they studied a few years after they had con-
training want to be reimbursed by insurance cluded their training and who had all been very
companies and therefore choose CBT as one of experienced before entering the training pro-
two reimbursable approaches in Germany, and gram were “preoccupied with obtaining ap-
(b) therapists in training want to benefit from proval of the ideas about therapy that they pos-
being a CBT therapist. Carlsson et al. (2011) sessed before they entered the training
stated that “the therapist community was con- program” (p. 148). Another limitation is that
sidered a privileged group and the participants only therapists in Germany and from CBT train-
wanted full membership in it. [. . .] A degree ing programs were included because we wanted
and a license [. . .] is also a strategic choice, for to study one group thoroughly and systemati-
a career, to get more opportunities” (p. 146). In cally. We do not therefore know to what extent
our study, trainees seemed to view the CBT these findings may apply to therapists in other
community as a privileged group in which they countries and with other orientations. In our
wanted full membership. Theoretical orienta- study, we investigated only the therapists’ per-
tion development seems to be a strategic choice spectives and relied on their descriptions of
and territorial claims appear to be relevant. Our their experiences during training. It remains un-
results point in a direction similar to that sug- clear what trainees actually did in their therapies
gested by Petzold (1994), when he stated that and how judges would rate their theoretical
psychotherapy is not only a scientific discipline orientations if they saw them working. The
but also a practice-oriented community of inter- present study had a retrospective design. It
est for professionals. This could explain why would have been interesting to interview train-
and how our psychotherapists still managed to ees on several occasions before, during and
236 WOLFF AND AUCKENTHALER

after training. Lastly, the application of theoret- chotherapy Integration, 10, 263–282. doi:10.1023/
ical sampling in this study was somewhat lim- A:1009496929012
ited by the availability of study participants. Charmaz, K. (2006). Constructing grounded theory:
A practical guide through qualitative analysis.
London, UK: Sage.
Conclusions Daiminger, C. (2007). Eine Erfolgsgeschichte mit
Differenzen. Zur Geschichte der Professionalisier-
For therapists in CBT training in Germany ung der Verhaltenstherapie und der Deutschen
the process of theoretical orientation develop- Gesellschaft für Verhaltenstherapie in der Bundes-
ment can be summarized as constructing jug- republik Deutschland [A success story with differ-
ences. On the history of the professionalisation of
gling. In so doing, we advocate a shift in focus
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

CBT and the German Association of Behavior


toward analyzing and characterizing psycholog-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Therapy in the Federal Republic of Germany].


ical processes of trainees that goes beyond sim- Tübingen: Dgvt-Verlag.
ply establishing theoretical orientation on the Glaser, B., & Holton, J. (2004). Remodeling
basis of self-ascriptions or describing formal grounded theory. Forum: Qualitative social re-
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revealed that theoretical orientation develop- Grawe, K., & Fliegel, S. (2005). Ich glaube nicht,
ment was influenced not only by therapeutic and dass eine Richtung einen Wahrheitsanspruch stel-
academic aspects, but also by strategic choices len kann! [I do not believe that any one school can
and territorial claims. An interesting project for claim to be in possession of the truth!]. Psycho-
therapie im Dialog, 6, 128 –135. doi:10.1055/s-
future research could be to review the literature 2004-834765
(e.g., on the great psychotherapy debate or on Hagehülsmann, U. (2000). Therapieschulen. Gewinn
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