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ENGINEERING STANDARD

EI - 004

WIND, EARTHQUAKE AND SNOW LOADING

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Revision Number Log


Rev. Date By Pages App. Remarks
0 1.07.96 PCA HPJ ISSUED FOR APPROVAL
1 16.08.96 PCA HPJ APPROVED FOR DESIGN
2 7.01.97 PCA 1,5 HPJ REVISION TABLE 1, PAGE 5
3 30.01.97 PCA 3,4,5,8,11,12,13,16 HPJ REVISED PAGES 3, 4, 5, 8, 11, 12, 13 AND 16
4 9.05.97 PCA 3,6,7,8,14 HCS REVISED PAGES 3, 6, 7, 8, AND 14
5 7.7.97 PCA 6,8,14 HCS REVISED PAGES 6, 8 AND 14
6 20.8.97 PCA 3 HCS REVISED PAGE 3
7 15.9.97 PCA 3,8,13,19 HCS REVISED PAGES 3, 8, 13 AND 19
8 19.3.98 PCA 12 HCS REVISED PAGE 12
9 1.4.98 PCA 15 HCS REVISED PAGE 15
10 7.10.98 PCA All HCS GENERAL REVISION
11 7.5.01 SyS All HCS GENERAL REVISION
12 30.1.04 SyS 10 HLM REVISED PAGE 10
13 17.3.05 PCA ALL HLM GENERAL REVISION
14 26.4.05 SyS 1 TO 131 OF APPENDIX B HLM APPENDIX B REPLACED
15 12.7.05 SyS 1, 35 TO 50 HLM REVISED PAGES 1, 35 TO 50
16 21.10.06 SyS i, ii, 1, 4 TO 6, 8 TO 11, 13 HLM REVISED PAGES i, ii, 1, 4 TO 6, 8 TO 11, 13 TO
TO 17, 19 TO 27, 32, 34 TO 17, 19 TO 27, 32, 34 TO 42 AND 49
42 AND 49
EI-004

WIND, EARTHQUAKE AND SNOW LOADING

1.0 GENERAL REQUIREMENTS ........................................................................................1


1.1 Scope....................................................................................................................................3
1.2 General ................................................................................................................................3
2.0 REFERENCES ...................................................................................................................4
2.1 Enap Refinerías Engineering Standards..........................................................................4
2.2 U.S.A Specifications and Codes ........................................................................................4
2.3 Chilean Codes .....................................................................................................................4
3.0 COMBINATIONS OF LOADS ........................................................................................5
3.1 General ................................................................................................................................5
3.2 Symbols and Notation ........................................................................................................5
3.3 Combining Nominal Loads using Allowable Stress Design............................................6
3.3.1 Basic Combinations....................................................................................................6
3.4 Combining Factored Loads Using Strength Design........................................................7
3.4.1 Applicability................................................................................................................7
3.4.2 Basic Combinations....................................................................................................7
4.0 WIND LOADS....................................................................................................................8
4.1 General ................................................................................................................................8
4.1.1 Scope............................................................................................................................8
4.1.2 Allowed Procedures....................................................................................................8
4.1.3 Minimum Design Wind Loading ..............................................................................8
4.1.3.1 Main Wind Force Resisting System.....................................................................8
4.1.3.2 Components and Cladding ...................................................................................8
4.2 Basis of Loads .....................................................................................................................9
4.3 Determination of wind forces ..........................................................................................10
4.3.1 Buildings....................................................................................................................10
4.3.2 Open type structures................................................................................................11
4.3.3 Structures subjected to induced wind vibration....................................................11
4.3.3.1 Vortex Shedding.................................................................................................11
4.3.3.2 Prevention of Excessive Vibration.....................................................................11
5.0 SEISMIC LOADS ............................................................................................................13
5.1 General Provisions ...........................................................................................................13
5.2 Seismic Design Criteria....................................................................................................14
5.3 Allowable Deflection and Drift........................................................................................16
5.4 Seismic Analysis Procedures ...........................................................................................18
5.4.1 General ......................................................................................................................18
5.4.1.1 Introduction ........................................................................................................18
5.4.1.2 Direction of the seismic solicitation...................................................................19
5.4.1.3 Combination of effects of horizontal components of the earthquake ................20
5.4.1.4 Mathematical modeling......................................................................................20
5.4.2 Static Method of Analysis ........................................................................................22
5.4.3 Dynamic Method of Analysis ..................................................................................25
6.0 DESIGN SNOW LOADING ...........................................................................................33
7.0 GROUND-SUPPORTED FLAT-BOTTOM STEEL TANKS.....................................34
7.1 Tanks Classification .........................................................................................................34
Rev. 16 i
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WIND, EARTHQUAKE AND SNOW LOADING

7.2 Seismic Design ..................................................................................................................34


7.2.1 Scope..........................................................................................................................34
7.2.2 Generalities ...............................................................................................................34
7.2.3 Design Spectral Response Accelerations ................................................................34
7.2.4 Base Shear.................................................................................................................35
7.2.5 Overturning Moment...............................................................................................36
7.2.6 Anchorage Ratio for Self-anchored Tanks ............................................................37
7.2.7 Sliding Resistance.....................................................................................................38
7.2.8 Anchorage .................................................................................................................39
7.2.8.1 Anchor Bolts ......................................................................................................39
7.2.8.2 Anchor Chairs ....................................................................................................39
7.2.8.3 Shear Device ......................................................................................................40
7.2.9 Freeboard..................................................................................................................40
7.2.10 Construction requirements......................................................................................41
8.0 SEISMIC DESIGN OF PRESSURE VESSELS............................................................42
8.1 Scope..................................................................................................................................42
8.2 General requirements ......................................................................................................42
8.2.1 Risk classification .....................................................................................................42
8.2.2 Combination loads....................................................................................................43
8.2.3 Seismic loads .............................................................................................................43
8.2.4 Mathematical model of the pressure vessel............................................................44
8.2.5 Seismic analysis ........................................................................................................45
8.3 Seismic design of vertical pressure vessels.....................................................................46
8.4 Seismic design of horizontal cylindrical pressure vessels .............................................46
8.5 Secondary elements attached to pressure vessel............................................................46
8.6 Seismic design of anchorage system ...............................................................................47
8.7 Other considerations ........................................................................................................50

Table 5.1 Importance Factor....................................................................................................28


Table 5.2 Plan Structural Irregularities .................................................................................29
Table 5.3 Vertical Structural Irregularities ...........................................................................30
Table 5.4 Allowable Story Drift ...............................................................................................30
Table 5.5 Response Modification Coefficients and Deformation Coefficient......................31
Table 5.6 Horizontal Force Factors.........................................................................................32
Table 5.7 Modal Design Damping Ratios................................................................................32
Table 5.8 Hazard Factor...........................................................................................................32
Table 7.1 Anchorage Ratio.......................................................................................................38
Table 8.1 Risk Grade ................................................................................................................42

Rev. 16 ii
EI-004

WIND, EARTHQUAKE AND SNOW LOADING

1.0 GENERAL REQUIREMENTS

This standard provides the minimum design basis for wind, earthquake and snow loading
to be imposed on building, structures, vessels and equipments.

Chilean standards NCh 2369 “Earthquake-resistant design of industrial structures and


facilities” and NCh 433 “Earthquake resistant design of buildings” included in the appendices B
and C form part of these requirements.

The requirements indicated in this standard shall be applied as a whole. The load
combinations of Chapter 3.0 are consistent with the loading conditions indicated in Chapters 4.0
to 8.0.

For wind loads, Chapter 4.0 replaces the Chilean standard NCh 432 “Calculation of the
action of wind on structures”.

For seismic loads, Chapter 5.0 prevails over NCh 2369. However the special NCh 2369
requirements of chapters 8, 9, 10, and 11 for steel structures, reinforced concrete structures,
foundations and specific structures respectively are not modified by this standard and have to be
fulfilled, except 11.7 and 11.8 for tanks where Chapters 7.0 and 8.0 of this standard prevail over
NCh 2369.

The loading conditions indicated in Chapters 4.0 to 8.0, are only applicable to the location
of Enap Refinerías plant at Talcahuano.

Talcahuano is located near Concepción, an earthquake prone zone, characterized by large


subduction earthquakes of Richter magnitude Ms = 8.5 with epicenters off-shore at approximately
40[km] from Talcahuano and a focal depth of 40[km]. The seismic zone is 3 according to NCh.
2369.

The studies of seismic risk have already been done and their recommendations are fully
included in these bases, according to NCh 2369 Section 5.8.

Soil classification at Enap Refinerías plant is Soil Type III.

All structures, buildings, equipment and pieces of equipment shall have sufficient strength
to withstand seismic actions in accordance with these specifications.

In accordance with section 4.6 of NCh 2369, design of structures shall be done by
engineers authorized to practice in Chile, with at least five years of proven experience in Seismic
Design. Exception is made with equipment designed by foreign suppliers.

Rev. 16 1
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WIND, EARTHQUAKE AND SNOW LOADING

Seismic Design of all structures, equipment and their anchorages shall be reviewed and
approved by engineers responsible to Enap Refinerías, with 10 years or more of experience in
Seismic Design, authorized to practice in Chile as indicated in section 4.6 of NCh 2369.

Contractor shall submit for review their calculation sheets and structural drawings, at own
expenses, to a local Seismic Reviewer previously approved by Enap Refinerías.

It is the Contractor’s responsibility to ensure that the seismic review considers not only
the building and/or equipment, but also the foundations in the context of an integral system.

Parameters and methods for seismic analysis shall be established by Enap Refinerías, or
approved by the Seismic Reviewers, upon proposals by structural designers and equipment
suppliers. An example of acceptable form for submitting these parameters are shown in Appendix
A.

Suppliers must submit the following information for approval:

• Structural diagrams, drawings and/or sketches, signed by the designers, detailing the
structures or structural components of equipment under analysis.
• Identification of material used.
• Detail of the load cases and load combinations considered in the analysis.
• Details of the structures mathematical models used, indicating sections, releases,
orientation of members, etc.
• Identification of the computer programs, and description of the same, if it is requested by
the reviewers.
• Verification of maximum seismic deformations and drifts.
• Complete computation sheets, signed by the designers, for all structures, structural
components of equipment, connections and anchorages. If computer programs are used,
complete input and result sheets.
• Calculation report with a clear explanation of the analysis performed, accompanying the
former documents.

Exception is made with Class C3 minor structures and equipment, in which it is sufficient
to submit drawings with dimensions, weights, centers of gravity, material properties and
anchoring devices, also signed by designers.

The review and approval does not relieve the supplier’s responsibility for the supply
fulfillment of all structural and seismic specifications.

Rev. 16 2
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WIND, EARTHQUAKE AND SNOW LOADING

1.1 Scope

1.1.1 These general design criteria shall apply to equipment, piping, structures and buildings to
be designed by the Supplier for Enap Refinerías plant at Talcahuano.

1.1.2 All particular seismic design requirements are included in Section 7.0 “Ground-Supported
Flat-Bottom Steel Tank” and Section 8.0 “Seismic Design of Pressure Vessels”.

1.1.3 All structural requirements and loading conditions that are not explicit in above
mentioned criteria shall be defined by the Supplier and submitted to the Project Manager
for approval.

It shall be mandatory for the Supplier to indicate anyone deviation and not explicit
requirement or condition in order to obtain the approval from the Project Manager for all
of them.

1.1.4 The approval by the Project Manager shall be granted without detriment of correspondent
responsibility of the Supplier.

1.1.5 Design criteria prepared by the Supplier cannot modify any requirement of this design
standard. If it happens, the modification or substitution will be void and considered as
non-existent.

1.1.6 Design and drawings that not fulfilling this design standard must be redone, even if the
Project Manager had mistakenly approved them.

1.1.7 Any complement, modification or substitution to this design standard should be admitted
and agreed before the signature of the contract.

1.2 General

1.2.1 Drawing sizes, titles, notes and numbers shall conform to Enap Refinerías Engineering
Standard EI-006.

1.2.2 Drawings, documents and computations prepared by foreign Engineers and/or


Manufactures working for the Supplier shall be prepared in Spanish or English language.
Work done in Chile shall be in Spanish language.

Rev. 16 3
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WIND, EARTHQUAKE AND SNOW LOADING

2.0 REFERENCES

2.1 Enap Refinerías Engineering Standards

2.1.1 EI-001 “Structural Steel Design and Fabrication”.


2.1.2 EI-002 “Foundations and Elevated Structures”.
2.1.3 EI-003 “Design Loading for Equipment, Structures, Buildings and Foundations”.
2.1.4 EI-005 “Anchor Bolts”.
2.1.5 EI-006 “Dibujos en AutoCad”.
2.1.6 EI-007 “Underground Piping and Surface Drainage”.
2.1.7 EI-010 “Fabricación, Montaje y Controles de Estructuras de Acero”.

2.2 U.S.A Specifications and Codes

2.2.1 ASCE/SEI 7-05, “Minimum Design Loads for Buildings and Other Structures”.
2.2.2 UBC 1997, “Uniform Building Code”.
2.2.3 AISC, “Manual of Steel Construction, Allowable Stress Design”, Ninth Edition, 1989.
2.2.4 AISC, “Manual of Steel Construction, Load and Resistance Factor Design. Volume I.
Structural Members, Specifications & Codes”, Second Edition, 1998.
2.2.5 AISC, “Seismic Provisions for Structural Steel Buildings”, April 1997.
2.2.6 AISC, “Seismic Provisions for Structural Steel Buildings”. Supplement No. 2 –
November, 10, 2000.
2.2.7 ACI 318-99, “Building Code Requirements for Structural Concrete”.
2.2.8 American Petroleum Institute (API): “Welded Steel Tanks for Oil Storage”. API Standard
650. Tenth Edition, November 1998. Addendum 1, January 2000. Addendum 2,
November 2001. Addendum 3, September 2003. Addendum 4, December 2005.

2.3 Chilean Codes

2.3.1 NCh 2369 Of. 2003, “Earthquake-Resistant Design of Industrial Structures and
Facilities”.
2.3.2 NCh 433 Of. 1996, “Earthquake Resistant Design of Buildings”.

Rev. 16 4
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WIND, EARTHQUAKE AND SNOW LOADING

3.0 COMBINATIONS OF LOADS

This Section prevails over Section 4.5 of NCh 2369.

3.1 General

Loading combinations shall be according to the provisions of Enap Refinerías engineering


standard indicated in 2.1.3 and in this chapter.

3.2 Symbols and Notation

The following nominal loads shall be considered:

D= Dead load as defined in Enap Refinerías Engineering Standard EI-003 paragraph III.A;
Eh = Horizontal earthquake load given in Chapter 5.0;
Ev = Vertical earthquake load given in Chapter 5.0;
F= Load due to fluids with well-defined pressures and maximum heights;
H= Load due to lateral earth pressure, ground water pressure, or pressure of bulk materials;
L= Live load as defined in Enap Refinerías Engineering Standard EI-003 paragraph III.B;
La = Accidental live loads, originated by events that occur only occasionally during the normal
use of installations. They include:
• Extreme impacts and explosions.
• Short-circuit loads.
• Loads due to over filling of tanks and bins.
Lo = Operation live loads as defined in Enap Refinerías Engineering Standard EI-003
paragraph III.C;
Lr = Roof live load as defined in Enap Refinerías Engineering Standard EI-003 paragraph
III.B;
T= Self-straining force (Provision shall be made for anticipated self-straining forces arising
from differential settlements of foundations and from restrained dimensional changes due
to temperature, moisture, shrinkage, creep, and similar effects).
Thermal forces are defined in Enap Refinerías Engineering Standard EI-003 paragraph
III.D;
W= Wind load given in Chapter 4.0;
M= Erection loads;
K1 = Live load reduction coefficient defined in paragraph 5.2.13;
K2 = Damping correction coefficient; 1.1 for steel structures and equipment and 1.4 for
concrete structures;
IR = Hazard Factor from Table 5.8 for piperacks. Equal 1.0 for all other cases.

Rev. 16 5
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WIND, EARTHQUAKE AND SNOW LOADING

3.3 Combining Nominal Loads using Allowable Stress Design

3.3.1 Basic Combinations

Loads listed herein shall be considered to act in the following combinations, whichever
produces the most unfavorable effect in the building, foundation, or structural member being
considered. Effects of one or more loads not acting shall be considered.

D + Lo (1)
D + L + F + H + T + Lr + Lo + La (2)
D + W + L + Lr + Lo (3)
D + K1L +Lr + Lo + La + IR(Eh + Ev) (4)
D+W+H (5)
D + H + La + IR(Eh + Ev) (6)
D+M (7)

Exception: Loads Lo and La are combined with earthquake in combination (4) and (6) only if
the following conditions are met:
• La action is originated by the earthquake; in such a case, it must be included
with its proper sign.
• It is normal that, at the beginning of the earthquake, Lo is acting and it is not
stopped or interrupted because of it.

If the earthquake originates an effect by which Lo and La actions are interrupted at


the beginning of the seismic movements, such actions might not be considered.

Load combinations for Chapter 7.0 are indicated in Appendix R of API 650
standard.

The most unfavorable effects from both wind and earthquake loads shall be considered,
where appropriate, but they need not be assumed to act simultaneously.

Rev. 16 6
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WIND, EARTHQUAKE AND SNOW LOADING

3.4 Combining Factored Loads Using Strength Design

3.4.1 Applicability

The load combinations and load factors given in Section 3.4.2 shall be used only in those
cases in which they are specifically authorized by the applicable material design standard.

3.4.2 Basic Combinations

Structures, components, and foundations shall be designed so that their design strength
equals or exceeds the effects of the factored loads in the following combinations:

1.4(D + F) (1)
1.2(D + F + T) + 1.6(L + H + Lo) + 0.5Lr (2)
1.2D + 1.6Lr + 0.5L + Lo (3)
1.2D + 1.6Lr + 0.8W (4)
1.2D + 1.6W + 0.5(L + Lo) + 0.5Lr (5)
1.2D + K1L + Lo + La + IRK2(Eh + Ev) (6)
0.9D + 1.6W + 1.6H (7)
0.9D + 1.6H + La + IR(K2Eh + 0.3Ev) (8)
1.4(D + F) + 1.6M (9)

Exception: The load factor on H shall be set equal to zero in combination (7) and (8) if the
structural action due to H counteracts that due to W, Eh or Ev. Where lateral earth
pressure provides resistance to structural actions from other forces, it shall not be
included in H, but shall be included in the design resistance.

Loads Lo and La are combined with earthquake in combination (6) and (8) only if
the conditions indicated in section 3.3.1 are met

Each relevant strength limit state shall be investigated. Effects of one or more loads not
acting shall be investigated. The most unfavorable effects from both wind and earthquake loads
shall be investigated, where appropriate, but they need not be considered to act simultaneously.

Rev. 16 7
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WIND, EARTHQUAKE AND SNOW LOADING

4.0 WIND LOADS

4.1 General

This Chapter replaces the Chilean standard NCh 432.

4.1.1 Scope

Building and other structures, including the main wind force resisting system and all
components and cladding thereof, shall be designed and constructed to resist wind loads as
specified in ASCE/SEI 7-05 and in this Engineering Standard.

4.1.2 Allowed Procedures

The design wind loads for buildings and other structures, including the main wind force
resisting system, components and cladding elements thereof, shall be determined using one of the
following procedures specified in the ASCE/SEI 7-05:

• Method 1: Simplified Procedure as specified in ASCE/SEI 7-05 Section 6.4 for


buildings or structures meeting the requirements specified therein.
• Method 2: Analytical Procedure as specified in ASCE/SEI 7-05 Section 6.5 for
buildings or structures meeting the requirements specified therein.
• Method 3: Wind Tunnel Procedure as specified in ASCE/SEI 7-05 Section 6.6.

4.1.3 Minimum Design Wind Loading

The design wind load, determined by any one of the procedures specified in Section 4.1.2,
shall be not less than specified in this section.

4.1.3.1 Main Wind Force Resisting System

The wind load to be used in the design of the main wind force resisting system for an
enclosed or partially enclosed building or other structures shall not be less than 84[kgf/m2]
(0.83[kN/m2]) multiplied by the area of the building or structures projected onto a vertical plane
normal to the assumed wind direction.
The design wind force for open buildings and other structures shall be not less than
84[kgf/m2] (0.83[kN/m2]) multiplied by the area Af. The area Af is defined in ASCE/SEI 7-05
Section 6.3.

4.1.3.2 Components and Cladding

The design wind pressure for components and cladding of buildings shall be not less than
a net pressure of 84[kgf/m2] (0.83[kN/m2]) acting in either direction normal to the surface.

Rev. 16 8
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4.2 Basis of Loads

4.2.1 Design wind loads shall be determined by one of the procedures specified in Section
4.1.2. The following are the design parameters required to calculate such forces:

4.2.1.1 The exposure category shall be C, according to ASCE/SEI 7-05 Section 6.5.6.3.

4.2.1.2 All structures shall be classified as Category IV (Table 1-1 of ASCE/SEI 7-05), and
the importance factor shall be 1.15.

4.2.1.3 The basic wind speed at 10[m] above ground level shall be 140[km/hr] (87[mph]).

4.2.1.4 Inside the Enap Refinerías plant the topographic factor Kzt shall be 1.0.

4.2.1.5 The following values can be used for the critical damping ratio (β). This is valid only
for the determination of the gust effect factor for flexible or dynamically sensitive
structures.

Structural System β
Steel frames with welded connections, with or without bracings. 0.003
Shell of steel welded; stacks, bin, tanks, vessels, tower, piping, etc.
Steel frames with field-bolted connections, with or without bracings. 0.005
Structures of reinforced concrete and masonry. 0.008

4.2.2 The gust effect factor Gf for rigid structures defined in ASCE/SEI 7-05 Section 6.2 shall
be considered equal to 0.85.

4.2.3 For chimneys, stack, flare stacks and other aerodynamically excitable structures the value
of Gf shall be calculated according to Section 6.5.8.2 of ASCE/SEI 7-05. The minimum
value for Gf shall be 0.85 (Flexible or dynamically sensitive structures are defined in
Section 6.2 of ASCE/SEI 7-05).

4.2.4 No allowance for the direct shielding effects of other structures or terrain features shall be
permitted in this standard, as stated in Section 6.5.2.1 of ASCE/SEI 7-05. However, any
increase in pressure or suction on structures as a result of such obstructions shall be
considered in design.

Rev. 16 9
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WIND, EARTHQUAKE AND SNOW LOADING

4.2.5 Generally, the structure shall be designed based on the wind load applied along the two
principal axes of the structure. Other wind directions may require to be considered
depending on the shape of the structure, such as a tall polygonal structure.

4.2.6 All structures and foundations subjected to wind load shall be designed to resist the
pressures and suctions over the vertical surfaces and roof, including appurtenances.

4.2.7 Any direction shall be considered as prevailing direction of wind if real ones are not
known. It will be supposed that wind works horizontally.

4.2.8 Maximum horizontal deflection for rigid structures defined in ASCE/SEI 7-05 Section
6.2, in the static wind design will be less than 5[mm] each meter of height,
deflection/height = 1/200.

4.2.9 For vertical vessels, chimney, stacks, flare stacks, high tower, the allowable deflection at
the top of vertical equipment shall not exceed H/150, where H is the total equipment
height; the calculation of the deflection shall be carried out for equipment in corroded
condition.

4.2.10 For flexible or dynamically sensitive structures defined in ASCE/SEI 7-05 Section 6.2,
this figure has to be reduced to 2.5[mm] each meter height, deflection/height = 1/400.

4.2.11 For chimney, high towers, stacks, where ratio height/diameter or height/width were higher
than 10 it shall be necessary to carry out a vibration check for the vortex shedding effect
by a recognized procedure, or the procedure indicated in Section 4.3.3.

4.2.12 For Section 4.2.11, a recognized procedure is the one according to the “Engineering
Sciences Data Unit” (ESDU, London). By this method are checked both the critical
velocity of the wind (velocity exciting the phenomenon) and the value of the fatigue
stresses induced in any section of the structure. The following values are to be assumed
for the logarithmic decrement:

• Empty column (without internals): 0.030


• Installed column (with trays and structures): 0.033
• Column during operation: 0.035

4.3 Determination of wind forces

4.3.1 Buildings

Wind load on enclosed buildings and their components and cladding shall be calculated in
accordance with Section 4.1.2.

Rev. 16 10
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4.3.2 Open type structures

The design wind loading for open type structures shall be based on the exposed area of
the framing, including the supported equipment and piping, which may be conservatively
estimated as a percentage of the gross projected area, and the forces coefficients, Cf, for trussed
tower as shown on Figure 6-23 of the ASCE/SEI 7-05.

4.3.3 Structures subjected to induced wind vibration

Structures such as stacks, above grade pipelines and other excitable structures must have a
fundamental period of vibration different from, and preferably less than the period of the wind
pulsation force (vortex shedding forces).

4.3.3.1 Vortex Shedding

The mean hourly design speed, in meters per second, at the equivalent height of the
structure is denoted by VD and is determined from equation 6-14 of ASCE/SEI 7-05.

The critical wind speed, in meters per second, is given by:

d
VC =
T ⋅S

Where:
T = The fundamental natural period of a stack, second;
d= Mean diameter of upper one-third of stack, meters;
S= Strouhal number usually used as 0.2 is for single stack and may vary due to Reynolds
numbers and multiple stacks.

The fundamental period of the structure must be calculated by an acceptable method.

If VC > 1.3VD, then no vortex shedding consideration is required. For other cases see
Section 4.3.3.2.

4.3.3.2 Prevention of Excessive Vibration

Many methods have been used in the prevention of excessive vibrations in stack designs.
It is not the purpose of this standard to determine the exact method to be used in the design of
stacks, but rather to indicate some methods that have been successfully used.

Rev. 16 11
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The resonant vibration of a steel stack can be prevented or diminished by including in the
design one or more features that are described below under three general categories: aerodynamic
methods, damping methods, and stiffening methods.

Aerodynamic Methods:

These are methods that disrupt the formation of vortices on the sides of the stack. They
are preferred over other methods because, unlike the others, they remove the source of vibration,
i.e., the periodic vortex shedding forces (for example: Helical Strakes or Shrouds).

Damping Methods:

These methods consist of attachments and auxiliary structures that absorb dynamic energy
from the moving stack.

Stiffness Methods:

These methods can be applied to the design to modify the vibration characteristic of the
stack and thus reduce the probability that resonant vibration will occur.

Rev. 16 12
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WIND, EARTHQUAKE AND SNOW LOADING

5.0 SEISMIC LOADS

5.1 General Provisions

5.1.1 Industrial structures, equipment and their supporting structures shall be designed in
accordance with Chilean standard NCh 2369 “Earthquake-Resistant Design of Industrial
Structures and Facilities”, complemented or modified by this Standard.

In the following paragraphs, the sections that modify the standard NCh 2369 are explicitly
identified; those sections without explicit references to NCh 2369 are complementary to
it.

Office, residential, assembly and similar buildings, may be designed in accordance with
Chilean standard NCh 433 “Earthquake Resistant Design of Buildings”.

5.1.2 Seismic design considers serviceability requirements besides safe earthquake behavior of
buildings, structures, vessels and equipments.

Serviceability requirements refer to the operation of the buildings, structures, vessels and
equipment after the earthquake with minor interruptions. This condition means only
partial levels of ductility. By economic reasons a shutdown longer than one week is not
acceptable (Category C1 according to Table 5.1).

5.1.3 The term “structure” refers to open frame structures with or without rigid floor
diaphragms at various level; e.g. equipment supporting structure, steel structure, tower,
tank, stack, piperack, piping support, stair, ladder, etc.

5.1.4 The term “building” refers to enclosed structures with walls and interior partitions
supported by rigid floor diaphragms at various levels.

5.1.5 The term “rigid component” refers to component, including its attachments, having a
fundamental period less than or equal to 0.06[s].

5.1.6 The term “flexible component” refers to component, including its attachments, having a
fundamental period greater than 0.06[s].

5.1.7 Structures designed to resist earthquake forces should be able of absorbing large
quantities of energy beyond the elastic range before ultimate failure. Such structures
should have a consistent stress level or margin of reserve strength throughout. Attention
must be given to those structural elements being specially designed for ductility and
against sudden brittle or buckling type of failure. The structures shall have enough
ductility so as to justify the response modification coefficient R, detailed hereinafter. To
comply with this, concrete structures must satisfy the requirement of Chapter 21 of ACI

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318-99, as detailed in Chapter 9 of NCh 2369, and the other requirements set forth
therein. Steel structures must satisfy the requirements of Chapter 8 of NCh 2369, or the
“Seismic Provisions for Structural Steel Buildings”, 1999 of AISC.

With the same basic purpose of providing enough ductility and reserve strength, special
consideration must be given of meeting the requirements referred to joints, anchorage,
bracing, detailing and structural features of NCh 2369, Chapters 8 to 11 and Annex A and
B.

5.1.8 An importance factor, I, shall be assigned to each structure or equipment in accordance


with Table 5.1.

5.1.9 In an adequate seismic design, as it is herein recommended, yielding occur in very


specific elements, designed under that scope. However for elements and connections
specifically reinforced, their yielding should not produce important effects and
deformations on structures and equipments, since the economical criteria to minimize the
shutdown will prevail over safety criteria only.

5.1.10 The seismic forces resulting from a large earthquake are in general larger than design
forces and frequently larger than the forces that produce yielding. In this regard these
seismic recommendations are stricter than recommendations given by codes for seismic
design of normal use in which economical reasons are not explicitly included.

5.1.11 Therefore, the particular requirements of this Engineering Standard shall prevail over all
here mentioned Codes or Standards.

5.2 Seismic Design Criteria

5.2.1 Steel and Concrete Buildings, and other structures and their components shall be designed
to meet the seismic requirements set forth in the following paragraphs.

5.2.2 The design seismic forces, and their distribution over the height of the structure, shall be
established in accordance with the procedures indicated in Sections 5.4.2 and 5.4.3. The
corresponding internal forces in structural members shall be determined using a linearly
elastic model.

5.2.3 Individual members shall be provided with adequate strength to resist the shear, axial
forces, and moments determined in accordance with these provisions.

5.2.4 A continuous load path, or paths, with adequate strength and stiffness shall be provided to
transfer all forces from the point of application to the final point of resistance.

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5.2.5 The foundation shall be designed to resist the forces developed and shall accommodate
the movements imparted to the structure by the design ground motions.

5.2.6 The structure shall be single in order to obtain a structural behavior that is easy to
understand and to model. All the forces shall be transferred to the foundations in a direct
way.

5.2.7 The seismic analysis shall be made using the static or the dynamic analysis. Generally a
static analysis will be sufficient, provided that buildings, structures, vessels and
equipment have their masses and stiffnesses regularly distributed in plan and in height.
Regular distribution is to be assumed when a deviation of ± 20 percent of uniform
distribution is not exceeded.

5.2.8 Static analysis should be used in buildings, structures, vessels and equipment susceptible
of being reduced to one-degree-of-freedom system.

5.2.9 Dynamic analysis shall be used in buildings, structures, vessels and equipment including
but not limited to the following:

5.2.9.1 Equipment with height larger than 20[m].

5.2.9.2 Buildings and structures irregular in plan configuration: Structures having one or
more of the irregularity typed listed in Table 5.2.

5.2.9.3 Buildings and structures irregular in vertical configuration: Structures having one or
more of the irregularity typed listed in Table 5.3.

5.2.9.4 Buildings and structures supporting heavy hanging equipment.

5.2.9.5 Concrete or masonry lined stacks or tall vessels of a height to horizontal dimension
ratio of five or more.

5.2.9.6 When specifically indicated by Enap Refinerías, for each project, in which the basic
assumptions of the static method do not apply.

5.2.10 When a building or structure has been analyzed both by the static and the dynamic
method, the latter shall prevail.

5.2.11 Whichever method of seismic analysis is chosen, live load upon buildings, structures,
vessels and equipment, are to be reduced in accordance with their probability of
occurrence under seismic condition.

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The following coefficients shall be applied in order to determine the seismic live loads
acting upon buildings, structures, vessels and equipment:

Locations K1
Storage warehouses, file rooms: 1.00
Fuel, water, or any material usually stored: 1.00
Operating floors and others: 0.50
Maintenance areas
Access, platforms and walkways: 0.25
Roofs: 0.00

5.2.12 Components mounted on vibration isolation systems shall have a bumper restraint or
snubber in each horizontal direction, and vertical restraints shall be provided, constructed
of ductile materials. A viscoelastic pad or similar material of appropriate thickness shall
be used between the bumper and equipment item to limit the impact load.

5.3 Allowable Deflection and Drift

5.3.1 For the design of structures the maximum allowable deflection for structural elements
shall be as defined in this Section:

Structural Element Allowable Deflection


(of span)
Beams in general due to dead loads plus live loads: 1/300
Beams in pipe racks due to dead loads plus live loads: 1/150
Trusses due to dead loads plus live loads: 1/700
Crane girders, vertical, due to dead loads plus live loads and 1/1000
impact:
Crane girders, horizontal due to impact: 1/500
Purlins, roof sheets and wind columns due to dead loads and 1/200
live loads:
Siding and girt due to wind loads: 1/200

Floor systems supporting large open areas free of partitions or other sources of damping,
where vibration due to pedestrian traffic might be objectionable, shall be designed with
due regard for such vibration.

Mechanical equipment that can produce objectionable vibrations in any portion of an


inhabited structure shall be isolated to minimize the transmission of such vibrations to the
structure.

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5.3.2 Seismic Deformations

This Section modifies Chapter 6 of NCh 2369

5.3.2.1 Horizontal seismic deformations of the structural system must be compatible with the
flexibility and strength of piping, ducts, walls, partitions and other non-structural
elements attached to the structure as well as with the capacity of deformation of the
ducts’ expansion joints. However, shall not exceed the allowable story drift as
obtained from Section 5.3.2.2 at any story.

5.3.2.2 The design story drift (Δ) shall be computed as the difference of the deflections at the
top and bottom of the story under consideration. For structures having plan
irregularity, the design story drift, Δ, shall be computed as the largest difference of
the deflections along any of the edges of the structure at the top and bottom of the
story under consideration.

The deflections of level x at any point, δx, shall be determined in accordance with the
following equation:

C d ⋅ δ xe
δx =
I

Where:
C d = Deflection amplification factor from Table 5.5;
δ xe = Deflections determined by an elastic analysis;
I= Importance factor from Table 5.1.

The elastic analysis of the seismic force-resisting system shall be made using the
prescribed seismic design forces in Section 5.4.2 or 5.4.3. For the purpose of this drift
analysis only, the limitation of the minimum seismic base shear specified in Section
5.4.2.3 or 5.4.3.9 is not applicable for computing displacements.

For determining compliance with the story drift limitation of Table 5.4, the
deflections of level x at any point (δx) shall be calculated as required in this section.

Flexible diaphragms, that is when the maximum lateral deformation of the diaphragm
is more than two times the average story drift of the associated story, shall not be
accepted. In case that situation happens, enough horizontal bracings shall be added to
fulfill this requirement.

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5.3.2.3 Separation between adjacent buildings must be compatible with seismic deformations
according to Section 5.3.2.4.

5.3.2.4 Sufficient distance shall separate adjacent buildings or structures to avoid contact,
when deflected by seismic action or seismic forces.

Separation shall be no less than the larger of the following dimensions:

S= (C di ⋅ δ xi )2 + (C dj ⋅ δ xj )2
S = 0.004 ⋅ h
S = 30[mm]

Where:
δ xi and δ xj = Computed horizontal seismic deflection of each structure determined
in accordance with the procedure indicated in Section 5.3.2.2;
C di and C dj = Deflection amplification factor of each structure from Table 5.5;
h= Height of the structure at the considered level.

5.3.2.5 An approach to the real seismic deflections of the structure may be obtained from the
horizontal deflections gotten through a mathematical model representative of the
structure, when subjected to a response spectrum modal analysis, using the spectrum
of acceleration defined in Section 5.4.3.9, multiplied by the factor Cd defined in Table
5.5.

5.4 Seismic Analysis Procedures

5.4.1 General

5.4.1.1 Introduction

This section defines two basic analytical procedures for the seismic design. Both of
them are based in the allowable stress design method.

• Static Method of Analysis. The Section 5.4.2 of this standard modifies Section
5.3 of NCh 2369.
• Dynamic Method of Analysis. The Section 5.4.3 of this standard modifies
Section 5.4 of NCh 2369.

The strength design method is permitted with the use of load combination defined in
Section 3.4.

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Limitations on the use of static method of analysis are indicated in Sections 5.2.7,
5.2.8 and 5.2.9.

The response modification coefficient, R, and the deformation coefficient, Cd, for
mixed structural systems for the direction under analysis (including the equipment)
shall not exceed the lowest value indicated in the Table 5.5.

The modal design damping ratio, ξ, for mixed structural system (including the
equipment) shall not exceed the lowest value indicated in the Table 5.7.

If an equipment or component is supported above the base by another structure and


the weight of the equipment is not more than 25 percent of the seismic weight, P, as
defined in section 5.4.2.1, the design seismic forces for the supported equipment shall
be determined in accordance with the requirement of section 5.4.2.4.

If the weight of supported equipment is more than 25 percent of the seismic weight,
P, as defined in section 5.4.2.1, the design seismic forces shall be determined based
on an analysis of the combined system (comprising the equipment and supporting
structure). For supported equipments that have rigid component dynamic
characteristics, the R response modification coefficient for the supporting structural
system shall be used for the combined system. For supported equipments that have
flexible component dynamic characteristics, the R response modification coefficient
for the combined system shall not be greater than 3. The equipment, and its supports
and attachments, shall be designed for the forces determined from the analysis of the
combined system.

5.4.1.2 Direction of the seismic solicitation

The design ground motion can occur along any direction of a structure. The analyses
shall be performed, as a minimum, for each one of two orthogonal or approximately
orthogonal horizontal directions.

The effect of the vertical seismic accelerations should be considered in the following
cases:
a. Suspension rods of hanging equipment and their supporting beams.
b. Structures and elements of prestressed concrete (pretensioned and post-
tensioned).
c. Foundations, anchorage elements and supports of structures and equipment.
d. Any structure or element in which the vertical seismic action affects its
design, for example, long span or cantilever structures, shell and shell-like
structures, long span vaults or any structures with unusual geometry or mass
distribution.

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5.4.1.3 Combination of effects of horizontal components of the earthquake

For the design of the structural earthquake resistant elements, in general, it is not
necessary to combine the effects of the two horizontal components of the seismic
action. The analyses shall be performed for each one of the two horizontal directions
considered separately and independently.

Make exception to this rule piperacks and structures that present notorious torsional
irregularities or have special or intermediate moment frame in both directions. In such
cases, the elements should be designed for 100 percent of the prescribed horizontal
forces in one direction, plus 30 percent of the prescribed forces in the perpendicular
direction, and the same shall be done in the perpendicular direction. The combination
requiring the greater element strength shall be used for the design.

5.4.1.4 Mathematical modeling

(a) Basic assumptions

In general, a building or structure should be modeled, analyzed, and verified as a


three-dimensional assembly of elements and components.

Two-dimensional modeling, analysis, and verification of buildings or structures with


stiff or rigid diaphragms are acceptable if torsional effects are either sufficiently small
to be ignored or indirectly captured.

For irregular structures or structures without independent orthogonal system, a three-


dimensional model incorporating a minimum of three degrees of freedom consisting
of translation in two orthogonal plan directions and torsional rotation about the
vertical axis shall be included at each level of the structure. Where the diaphragms are
not rigid compared with the vertical elements of the lateral-force-resisting system, the
model should include representation of the diaphragm’s flexibility and additional
dynamic degrees of freedom, as required to account for the participation of the
diaphragm in the dynamic response of the structure.

In the case of structures having flexible diaphragms, special modeling and computing
considerations must be employed. In such case, it shall be verified that the diaphragm
fulfills the requirements indicated in the Section 5.3.2.2.

The equipment shall be included in the model according to the recommendations of


Section 5.4.1.1.

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(b) Horizontal eccentricity

The effect of horizontal eccentricity must be considered for building or structures


with diaphragms capable of resisting the forces generated by torsion. The total
torsional eccentricity at a given floor level shall be set equal to the sum of the
following two torsional eccentricities:

• The natural eccentricity; that is, the eccentricity between the center of mass of
all floors above and including the given floor, and the center of rigidity of the
vertical seismic elements in the story below the given floor. This requirement
is automatically fulfilled in a three-dimensional model.
• The accidental eccentricity; that is, an accidental eccentricity produced by
horizontal offset of the center of mass of all floors above and including the
given floor, obtained by the following procedures:

For both methods (static and dynamic):


Z
e = ± 0.1 ⋅ b ky ⋅ k For the seism applied in the X direction.
H
Z
e = ± 0.1 ⋅ b kx ⋅ k For the seism applied in the Y direction.
H

Where:
e= Design accidental eccentricity;
b kx = Dimension in the x direction of the k floor level;
b ky = Dimension in the y direction of the k floor level;
Zk = Height of floor level k, over the base level;
H= Total height of the structure over the base level.

For dynamic method of analysis:

A minimum of 5 percent of the horizontal dimension at the given floor level


measured perpendicular to the direction of the applied load.

The accidental eccentricity must be simulated displacing the center of masses


horizontally in ±5 percent in the mathematical model.

On applying these relations, the same sign must be considered on each level.
In general, two cases are necessary to be considered for each directions of
analysis.

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5.4.2 Static Method of Analysis

This Section modifies Section 5.3 of NCh 2369

5.4.2.1 The total shear load or base shear shall be computed in the direction of each main
axis of buildings, structures, vessels and equipment with the following formula:

V = C(T ) ⋅ I ⋅ P

Where:
V = Seismic base shear;
C(T ) = Seismic coefficient modified by the structure response, i.e., depending on the
fundamental period;
T = Fundamental period (Natural period with greater equivalent translational mass
in the direction of analysis);
I= Importance factor from Table 5.1;
P = D + L o + K1 ⋅ L Seismic weight;
K 1 = Live reduction factor for building, structures, vessels and equipment, defined
in Section 5.2.11;
D = Vertical dead load (as per Engineering Standard EI-003);
L o = Vertical other loads when applicable (as per Engineering Standard EI-003);
L = Unreduced vertical live load (as per Engineering Standard EI-003).

5.4.2.2 Seismic coefficient modified by the structural response:

⎧0.5 ; if 0.00[s] ≤ T ≤ 0.06[s]



⎪0.5 + ⎜ 0.9 ⋅ ⎛⎜ 0.02 ⎞⎟ − 0.5 ⎟ ⋅ (T − 0.06)
⎛ 0.4

; if 0.06[s] < T ≤ 0.17[s]
⎪ ⎜ R ⎜⎝ ξ ⎟⎠ ⎟ 0.11
⎪ ⎝ ⎠
0.4
⎪ 0.9 ⎛ 0.02 ⎞
⎪ ⋅⎜ ⎟ ; if 0.17[s] < T ≤ 0.60[s]
C(T) = ⎨ R ⎜⎝ ξ ⎟⎠
⎪ 0.4
⎪ 0.54 ⋅ ⎛⎜ 0.02 ⎞⎟ ; if 0.60[s] < T ≤ 1.00[s]
⎪ R ⋅ T ⎜⎝ ξ ⎟⎠
⎪ 0.4
⎪ 0.54 ⋅ ⎛⎜ 0.02 ⎞⎟ ; if T > 1.00[s]
⎪ R ⋅ T 1.4 ⎜⎝ ξ ⎟⎠

Where:
T = Fundamental period of the structure;
R = Response modification coefficient from Table 5.5;

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ξ= Modal design damping ratio from Table 5.7.

5.4.2.3 The minimum value for the seismic base shear (V) shall be:

0.4
0.45 ⋅ I ⎛ 0.02 ⎞
Vmin = ⋅ P ⋅ ⎜⎜ ⎟⎟ ≥ 0.12 ⋅ I ⋅ P
R ⎝ ξ ⎠

Or the value established in NCh 2369 paragraph 5.8.1.3, whichever be greater.

5.4.2.4 Horizontal force on elements of structures, non-structural components and minor


equipment supported by structures, shall be calculated according to the following
formula (This article modifies Chapter 7 of NCh 2369):

Fp = C p ⋅ Wp

Alternatively, Fp may be calculated using the following formula:

⎧ h ⎫
Fp = C *p ⋅ ⎨1 + 3 ⋅ x ⎬ ⋅ Wp
⎩ hr ⎭

Except that: Fp shall not be less than 0.5 ⋅ Wp


Fp need not be more than 2.0 ⋅ Wp

Where:
C p = Horizontal force factors from Table 5.6;
Wp = Weight of an element or component;
C *p = Horizontal force factor from Table 5.6;
h x = Height of element or component attachment level over to the base level. Shall
not be taken less than 0;
h r = Total height of the structure over the base level.

5.4.2.5 For the cases indicated in sections 5.4.1.2.a and 5.4.1.2.b a vertical seismic
coefficient equal to ±0.50 shall be considered to compute the vertical seismic force
acting simultaneously with horizontal forces.

For the cases indicated in sections 5.4.1.2.c and 5.4.1.2.d a vertical seismic
coefficient equal to ±0.33 shall be considered to compute the vertical seismic force
acting simultaneously with horizontal forces.

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5.4.2.6 If earthquake forces due to seismic torsion at any level on any element exceed 50% of
the earthquake forces without eccentricity, the structure shall be analyzed by the
dynamic method or shall be modified to avoid this condition.

5.4.2.7 Vertical distribution of seismic forces. The lateral seismic force (Fx) induced at any
level shall be determined from the following formula:

h αx ⋅ Wx
Fx = n
⋅V
∑h
k =1
α
k ⋅ Wk

Where:
V= Total base shear load at the base of the structure;
Fx = Lateral seismic force at Level x;
Wx and Wk = Portion of the total gravity load of the structure (W) located or
assigned to Level x or k;
h x and h k = Height from the base to Level x or k;
n= Number of level;
α= Exponent related to the structure period as follows: for structures
having a period of 0.5[s] or less, α = 1; for structures having a
period of 2.5[s] or more, α = 2; and for structures having a
period between 0.5[s] and 2.5[s], α shall be 2 or shall be
determined by linear interpolation between 1 and 2: α = 1 + (T-
0.5)/2

5.4.2.8 When stack, stack-like, cylindrical tanks and vessels are allowed to be designed by
static analysis, seismic overturning moments shall be calculated as follow:

5.4.2.8.1 In structures with a ratio of height/diameter less than five, the moment diagram
will be calculated from shear forces as obtained in 5.4.2.7.

5.4.2.8.2 In structures with a ratio height/diameter bigger or equal five, the moment diagram
will be obtained from dynamic method of analysis.

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5.4.3 Dynamic Method of Analysis

This Section modifies Section 5.4 of NCh 2369

5.4.3.1 A standard calculation procedure based on two or three-dimensional model will be


applied. The finite elements models used for dynamic analysis should include a
sufficient number of dynamic degrees of freedom permitting selection of the most
significant modes of vibration of the structure.

5.4.3.2 According to Section 5.2.9 a dynamic seismic analysis shall be carried out as required
in this document. As an additional option, Enap Refinerías shall require this analysis
when considered necessary due to the importance or characteristic of the structure.
Method to be used shall be response spectrum.

5.4.3.3 For doubly symmetric structures, vibrations must be considered uncoupled in both
horizontal directions. Only accidental torsion shall be included in the calculations,
evaluating it statically.

5.4.3.4 For structures with only one axis of symmetry, vibration modes in the direction of
this axis can be considered as uncoupled.

5.4.3.5 In general, a three dimensional analysis shall be performed through a computer


program, considering a minimum of three degrees of freedom at each mass level: two
horizontal displacements and a rotation around a vertical axis through the center of
gravity. In the case of structures having flexible diaphragms special modeling and
computing considerations must be employed.

5.4.3.6 Modal shapes and frequencies have to be analyzed. If they are found to be coupled,
without a clear or predominant direction of vibration for each one of them, then a
three-dimensional analysis with two directional acceleration input as indicated in
section 5.4.1.3, shall be performed instead of two independent analyses.

5.4.3.7 The effect of the vertical seismic component for the cases indicated in sections
5.4.1.2.a, 5.4.1.2.b, 5.4.1.2.c and 5.4.1.2.d shall be considered. Analyses shall be
carried out considering horizontal and vertical seismic excitation acting
simultaneously. For the vertical component analysis, the design response spectrum
defined in section 5.4.3.9 with R=3 and ξ=0.03 shall be used.

5.4.3.8 In special cases, like continuous structures, discrete analysis can be used by dividing
them in segments, but not limited to that case, rotatory inertias around horizontal axis
may be important if discrete masses are located quite far from the axis.

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A convenient number of degrees of freedom in connection with rotational inertias


have to be added in dynamic analysis for those special cases.

5.4.3.9 Design response spectrum:

⎧0.5 ⋅ I ⋅ g ; if 0.00[s] ≤ T ≤ 0.06[s]


⎪⎛ ⎞
⎪⎜ 0.5 + ⎜ 0.9 ⋅ ⎛⎜ 0.02 ⎞⎟ − 0.5 ⎟ ⋅ (T − 0.06) ⎟ ⋅ I ⋅ g
⎛ 0.4

; if 0.06[s] < T ≤ 0.17[s]
⎪⎜ ⎜ R ⎜⎝ ξ ⎟⎠ ⎟ 0.11 ⎟
⎪⎝ ⎝ ⎠ ⎠
0.4
⎪ 0.9 ⋅ I ⎛ 0.02 ⎞
⎪ ⋅⎜ ⎟ ⋅g ; if 0.17[s] < T ≤ 0.60[s]
S a (T) = ⎨ R ⎜⎝ ξ ⎟⎠
⎪ 0.4
⎪ 0.54 ⋅ I ⋅ ⎛⎜ 0.02 ⎞⎟ ⋅ g ; if 0.60[s] < T ≤ 1.00[s]
⎪ R ⋅ T ⎜⎝ ξ ⎟⎠
⎪ 0.4
⎪ 0.54 ⋅ I ⋅ ⎛⎜ 0.02 ⎞⎟ ⋅ g ; if T > 1.00[s]
⎪ R ⋅ T 1.4 ⎜ ξ ⎟
⎩ ⎝ ⎠

The minimum value for the seismic base shear (V) shall be:

0.4
0.45 ⋅ I ⎛ 0.02 ⎞
Vmin = ⋅ P ⋅ ⎜⎜ ⎟⎟ ≥ 0.12 ⋅ I ⋅ P
R ⎝ ξ ⎠

Or the value established in NCh 2369 paragraph 5.8.1.3, whichever be greater.

Where:
T = Natural period of the structure;
R = Response modification coefficient from Table 5.5;
ξ = Modal design damping ratio from Table 5.7;
g = Acceleration of gravity.

If the base shear force V is smaller than Vmin, for design purposes all the
deformations and forces must be amplified by the quotient Vmin/V.

5.4.3.10 Though not fully consistent with some allowance for plastic range incursions,
theoretical elastic responses shall be assumed, so stress and strain superposition
criteria are valid.

5.4.3.11 The “Complete Quadratic Combination” (CQC) criterion shall be applied.

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5.4.3.12 The analysis shall include a sufficient number of modes to obtain a combined modal
mass participation of at least 90% of the actual mass, but never less than the five first
modes.

5.4.3.13 The modal damping considered in CQC criterion for the computation of cross
correlation coefficient will be assumed equal for all modes and with the value
indicated in paragraph 5.4.1.1.

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Table 5.1 Importance Factor


Category I
C1 Structure or vital equipments for the normal operation of the plant. 1.00
This category will be used by default except in those cases in that Enap
Refinerías indicates the opposite.
Maximum risk grade pressure vessels.
Medium risk grade pressure vessels that store products with moderate or high
fire or explosion hazard or products biologically or environmentally dangerous.
C2 Structure or equipment that can have smaller damages than quick repair and 0.80
which do not cause important stoppage of the plant or damages to structures of
the previous category.
Medium risk grade pressure vessels that store products with low fire or
explosion hazard.
Minimum risk grade pressure vessels that store products with high fire or
explosion hazard or products biologically or environmentally dangerous.
C3 Provisional structure whose seismic fails it does not endanger structures of the 0.67
previous categories.
Minimum risk grade pressure vessels that store products biologically or
environmentally benign or products with low fire or explosion hazard.

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Table 5.2 Plan Structural Irregularities


Item Irregularity Type and Description
1 Non-approximately double symmetrical geometric configuration.
2 Potential large torsional moments due to significant eccentricity between the seismic
resistant system and the tributary mass at any level.
3 Torsional irregularity – to be considered when diaphragms are not flexible. Torsional
irregularity shall be considered to exist when the maximum story drift computed,
including accidental torsion at one end of the structure, transverse to an axis is bigger
than 1.2 times the average of the story drifts of the two ends of the structure along the
axis being considered.
4 Reentrants corners: Plan configurations of a structure and its lateral force resisting
system contain reentrants corners, where both projections of the structure beyond a
reentrants corner are greater than 15 percent of the plan dimension of the structure in
the given direction.
5 Diaphragm discontinuity: Diaphragms with abrupt discontinuities or variations in
stiffness, including those having cutout or open areas greater than 50 percent of the
gross enclosed diaphragm area, or changes in effective diaphragm stiffness of more
than 50 percent from one story to the next.
6 Out of plane offsets: Discontinuities in a lateral force path, such as out of plane offset
of the vertical elements.
7 Nonparallel systems: The vertical lateral force-resisting elements are not parallel to or
symmetric about the major orthogonal axes of the lateral force resisting system.
8 Heavy-duty equipment, which is not uniformly distributed at each floor level.
9 Theoretical centers of mass at each level, which are non-approximately found in the
same vertical axes.

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Table 5.3 Vertical Structural Irregularities


Item Irregularity Type and Description
1 Mass-stiffness ratio between different stories or load levels that varies significantly.
2 Weight (mass) irregularity. Mass irregularity shall be considered to exist where the
effective mass of any story is more than 150 percent of the effective mass of an
adjacent story. A roof that is lighter than the floor below need not be considered.
3 Stiffness irregularity or soft story. A soft story is one in which the lateral stiffness is
less than 70 percent of that in the story above or less than 80 percent of the average
stiffness of the three stories above.
4 Important and obvious differences in stiffness of different resistance lines.
5 Non-approximately symmetrical geometric configuration about the vertical axes or
horizontal offset with significant dimensions.
6 Vertical geometric irregularity. It shall be considered to exist where the horizontal
dimension of the lateral force resisting system in any story is more than 130 percent of
that in an adjacent story.
7 In-plane discontinuity in vertical lateral-force-resisting element shall be considered to
exist where an in-plane offset of the lateral force-resisting elements is greater than the
length of those elements or there exists a reduction in stiffness of the resisting elements
in the story below.
8 Discontinuity in lateral strength or weak story. A weak story is one in which the story
lateral strength is less than 80 percent of that in the story above. The story strength is
the total strength of all seismic-resisting elements sharing the story shear for the
direction under consideration.

Table 5.4 Allowable Story Drift


Structure Δ
Masonry walls and partitions rigidly attached to structure 0.0030hsx
All other structures 0.0075hsx
hsx is the story height measured from ground to level x.

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Table 5.5 Response Modification Coefficients and Deformation Coefficient


Type of Structural System Coefficient
R Cd
Reinforced Concrete Shear Walls 5.0 4.5
Reinforced Concrete Ductile Moment Resisting Frames 5.0 4.5
Masonry Walls (Concrete Blocks or Clay Bricks) 3.5 3.0
Intermediate Steel Moment Frames 5.0 4.0
Ordinary Steel Concentrically Braced Frames 5.0 4.0
Steel Storage Racks 4.0 3.5
Elevated Tanks, Vessels, Bins or Hoppers:
On braced legs 3.0 2.5
On unbraced legs 3.0 2.5
Irregular braced legs single pedestal or skirt supported 2.0 2.0
Welded steel 2.0 2.0
Concrete 2.0 2.0
Horizontal, saddle supported welded steel vessels 2.5 2.5
Tanks or vessels supported on structural towers similar to building 3.0 2.0
Flat bottom, ground supported tanks, or vessels 3.0 2.5
Reinforced or prestressed concrete:
Tanks with reinforced nonsliding base 2.0 2.0
Tanks with anchored flexible base 3.0 2.0
Cast-in-place concrete silos, stacks and chimneys having walls
continuous to the foundation 3.0 3.0
Steel Tanks, Elevated Tanks, Chimneys and Towers 2.5 2.5
Cooling towers (Concrete, steel or wood frame) 3.5 3.0
Inverted pendulum-type structures (not elevated tank) 2.0 2.0
Heavy Equipment at Ground Level such as Power Transformers, Pumps, 2.5 3.0
Compressors, etc.
Hydrocracker Reactors 3.0 3.5
Hydrocracker Towers 2.5 3.0
Cylindrical Heaters 3.0 3.5
Towers Founded on Fixed Base at Ground Level 2.5 3.0
Reactor Founded on Fixed Base at Ground Level 3.0 3.5
Heater Non-cylindrical Type 4.0 3.5
Pipe Rack Supported on Steel Structure 5.0 4.0
Pipe Rack Supported on Reinforced Concrete Structure 4.5 4.0
Other self-supporting structures, tanks or vessels not covered above 1.25 2.5
Large Diameter Pipes 3.5 4.0

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Table 5.6 Horizontal Force Factors


Element C *p Cp
Seismic restraint and guides of all equipment 0.250 1.0
Non-structural components, exterior and interior ornamentations and 0.425 1.7
appendages.
Walls and partitions, perpendicular to own plane 0.125 0.5
Cantilever walls and parapets 0.425 1.7
Connections of prefabricated wall panels 0.500 2.0
Other components:
Rigid components 0.350 1.4
Flexible components 0.500 2.0
Minor tanks and vessels (includes contents), including support system 0.250 1.0
Any flexible equipment laterally braced or anchored to the structural frame 0.425 1.7
at a point below their center of mass
Anchorage of expansion anchor bolts, chemical anchor bolts, cast-in-place 0.500 2.0
anchors bolts, anchorage constructed of non-ductile materials or by use of
adhesive

Table 5.7 Modal Design Damping Ratios


Structural System ξ
Steel frames with welded connections, with or without bracings. 0.02
Shell of steel welded, stacks, bin, tanks, vessels, tower, piping, etc.
Steel frames with field-bolted connections, with or without bracings. 0.03
Structures of reinforced concrete and masonry. 0.05

Table 5.8 Hazard Factor


Category Contents IR
A Content is biologically or environmentally benign, low fire or 1.0
low explosion hazard.
B Content is moderate fire or explosion hazard 1.1
C Content is biologically or environmentally dangerous, high fire 1.2
hazard or high explosion hazard

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6.0 DESIGN SNOW LOADING

No snow loading shall be considered for the design of the structures and building.

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7.0 GROUND-SUPPORTED FLAT-BOTTOM STEEL TANKS

This Section prevails over Section 11.8 of NCh 2369.

7.1 Tanks Classification

In accordance with the characteristic of stored liquid a category from Table 5.8 shall be
assigned to each tank. The categories are associated with a hazard factor relative to the
risk of the content.

7.2 Seismic Design

7.2.1 Scope

This section provides minimum requirements for the seismic design of welded ground-
supported cylindrical liquid storage steel tanks without internal pressure.

7.2.2 Generalities

The design and construction of storage steel tanks shall conform to the requirements of
the standard indicated in 2.2.8. The seismic design shall be done as established in the
Appendix E of API 650 standard except as indicated in sections 7.2.3 to 7.2.10. Some of
these exceptions are corrections to misprint API 650 equations.

7.2.3 Design Spectral Response Accelerations

The design response spectrum for ground supported flat bottom steel tanks is defined by
the following parameters:

A i = 0.36 ⋅ I R Self-anchored Tank;


A i = 0.32 ⋅ I R Mechanically-anchored Tank;
0.94 ⋅ I R
Ac = ≥ 0.04 ⋅ I R
Tc1.40
2
A v = ⋅ Ai
3

Where:
Ai = Impulsive design response spectrum acceleration coefficient, %g (Damping
ratio equal to 2 percent);
Ac = Convective design response spectrum acceleration coefficient, %g (Damping
ratio equal to 0.5 percent);

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Av = Vertical earthquake acceleration coefficient, %g;


IR = Hazard factor from Table 5.8;
Tc = Natural period of the convective (sloshing) mode of behavior of the liquid,
seconds;
0.578
Tc = 1.8 ⋅ ⋅ D
⎛ 3.68 ⋅ H ⎞
tanh⎜ ⎟
⎝ D ⎠
D= Nominal tank diameter, m;
H= Maximum design product level, m;
Ci ⋅ H ⋅ ρ
Ti =
tu
⋅ E
D
Ti = Natural period of vibration for impulsive mode, seconds. The design methods
in this standard are independent of impulsive period of the tank. Expression for
Ti given in this standard is applicable only to those circular tanks in which
wall is rigidly attached to base slab;
1
Ci =
H ⎛⎜ ⎛ H ⎞ ⎞⎟
2
H
⋅ 0.46 − 0.3 ⋅ + 0.067 ⋅ ⎜ ⎟
D ⎜⎝ D ⎝ D ⎠ ⎟⎠
tu = Equivalent uniform thickness of tank shell, m;
ρ= Mass density of fluid, kg/m3;
E= Elastic Modulus of tank material, N/m2,

7.2.4 Base Shear

The base shear due to seismic forces applied to the bottom of the tank floor shall be
determined in accordance with the following formula:

V= [A i ⋅ (Ws + Wr + Wf + Wi )]2 + [A c ⋅ Wc ]2
Where:
V= Total design base shear, N;
Ai , Ac = Seismic accelerations coefficients determined in accordance to Section 7.2.3;
Ws = Total weight of the tank shell and appurtenances, N;
Wr = Total weight of fixed tank roof including framing, knuckles, and any
permanent attachments, as specified by the purchaser, N;
Wf = Weight of tank floor, N;

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Wi = Effective impulsive weight of the liquid, N;


⎧ ⎛ D⎞
⎪ tanh⎜ 0.866 ⋅ H ⎟
⎪ ⎝ ⎠ ⋅ W ; if D ≥ 1.333
⎪ D p
H
Wi = ⎨ 0.866 ⋅
⎪ H
⎪⎡1.0 − 0.218 ⋅ D ⎤ ⋅ W ; if D < 1.333
⎪⎩⎢⎣ H ⎥⎦
p
H
Wp = Total weight of the tank contents based on the design specific gravity of the
product, N;
Wc = Effective convective (sloshing) portion of the liquid weight, N;
D ⎛ 3.67 ⋅ H ⎞
Wc = 0.230 ⋅ ⋅ tanh⎜ ⎟ ⋅ Wp
H ⎝ D ⎠

7.2.5 Overturning Moment

The seismic overturning moment at the bottom of the tank shell shall be determined by the
following formulas:

M rw = [A i ⋅ (Ws ⋅ X s + Wr ⋅ X r + Wi ⋅ X i )]2 + [A c ⋅ Wc ⋅ X c ]2
Ms = [A i ⋅ (Ws ⋅ X s + Wr ⋅ X r + Wi ⋅ X is )]2 + [A c ⋅ Wc ⋅ X cs ]2
Where:
M rw = Ringwall moment – Portion of the total overturning moment that acts at the
base of the tank shell perimeter, N-m;
Ms = Slab moment, N-m;
Xs = Height from the bottom of the tank shell to the shell’s center of gravity, m;
Xr = Height from the bottom of the tank shell to the roof and roof appurtenances
center of gravity, m;
Xi = Height from the bottom of the tank shell to the center of action of the lateral
seismic force related to the impulsive liquid force for ringwall moment, m;
⎧ D
⎪⎪ 0.375 ⋅ H ; if ≥ 1.3333
Xi = ⎨ H
⎡ D⎤ D
⎪⎢0.5 − 0.094 ⋅ ⎥ ⋅ H ; if < 1.3333
⎪⎩⎣ H⎦ H
Xc = Height from the bottom of the tank shell to the center of action of the lateral
seismic force related to the convective liquid force for ringwall moment, m;

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⎡ ⎛ 3.67 ⋅ H ⎞ ⎤
⎢ cosh⎜ ⎟ − 1.0 ⎥
X c = ⎢1.0 − ⎝ D ⎠ ⎥⋅H
⎢ 3.67 ⋅ H ⎛ 3.67 ⋅ H ⎞ ⎥
⎢ ⋅ sinh ⎜ ⎟
⎣ D ⎝ D ⎠ ⎥⎦
X is = Height from the bottom of the tank shell to the center of action of the lateral
seismic force related to the impulsive liquid force for the slab moment, m;
⎧ ⎡ ⎛ D ⎞⎤
⎪ ⎢ ⎜ 0.866 ⋅ ⎟⎥
⎪0.375 ⋅ ⎢1.0 + 1.333 ⋅ ⎜ D
H − 1.0 ⎟⎥ ⋅ H ; if ≥ 1.333
⎪ ⎢ ⎜ ⎛ D⎞ ⎟⎥ H
X is = ⎨ ⎢ ⎜ tanh⎜ 0.866 ⋅ ⎟ ⎟⎥
⎪ ⎣ ⎝ ⎝ H⎠ ⎠⎦
⎪ ⎡ D⎤ D
⎪ ⎢⎣0.5 + 0.06 ⋅ H ⎥⎦ ⋅ H ; if
H
< 1.333

X cs = Height from the bottom of the tank shell to the center of action of lateral
seismic force related to the convective liquid force for the slab moment, m;
⎡ ⎛ 3.67 ⋅ H ⎞ ⎤
⎢ cosh⎜ ⎟ − 1.937 ⎥
X cs = ⎢1.0 − ⎝ D ⎠ ⎥⋅H
⎢ 3.67 ⋅ H ⎛ 3.67 ⋅ H ⎞ ⎥
⎢ ⋅ sinh ⎜ ⎟
⎣ D ⎝ D ⎠ ⎥⎦

If the tank is supported on a ring foundation, moment M rw should be used to design the
tank wall, base anchors and the foundation. If the tank is supported on a mat foundation,
moment M rw should be used to design the tank wall and anchors, while M s should be
used to design the foundation.

7.2.6 Anchorage Ratio for Self-anchored Tanks

The anchorage ratio, J, for self-anchored tanks shall comply with the criteria indicates in
Table 7.1 and is defined as:

M rw
J=
D ⋅ [w t ⋅ (1.0 − 0.4 ⋅ A v ) + w a ]
2

Where:
M rw = Ringwall moment considering the impulsive design response spectrum
acceleration coefficient, Ai, for self-anchored tanks, N-m;
Ws
wt = + w rs
π⋅D

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w rs = Roof load acting on the shell, N/m;


Av = Vertical earthquake acceleration coefficient for self-anchored tanks;
w a = 99 ⋅ t a ⋅ Fy ⋅ H ⋅ G e ≤ 201 ⋅ H ⋅ D ⋅ G e
wa = Resisting force of tank contents per unit of shell circumference that may be
used to resist the shell overturning moment, N/m;
ta = Thickness of the bottom plate under the shell extending at least the distance, L,
from the inside of the shell, less corrosion allowance, mm;
L= Required minimum width of the bottom annulus measured from the inside of
the shell (Defined in Section E.6.2.1.1.1 of the standard indicates in 2.2.8), m;
Fy = Minimum specified yield strength of bottom annulus, MPa;
Ge = Effective specific gravity including vertical seismic effects;
G e = G ⋅ (1.0 − 0.4 ⋅ A v )
G= Specific gravity of the product.

Table 7.1 Anchorage Ratio


Anchorage Ratio Criteria
J < 0.785 No uplift under the design seismic overturning moment. The tank is
self-anchored.
0.785 < J < 1.54 Tank is uplifting, but the tank is stable for the design load providing the
shell compression requirements are satisfied. Tank is self-anchored.
J > 1.54 Tank is not stable and shall be mechanically-anchored for the design
load.

7.2.7 Sliding Resistance

For self-anchored flat bottom steel tanks, the overall horizontal seismic shear force shall
be resisted by friction between the tank bottom and the foundation or subgrade. Self-
anchored storage tanks shall be designed such that sliding will not occur where the tank is
full of stored product. The maximum calculated seismic base shear, V, does not exceed
Vs :

Vs = 0.32 ⋅ (Ws + Wr + Wf + Wp ) ⋅ (1.0 − 0.4 ⋅ A v )

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7.2.8 Anchorage

Experience has shown that properly designed anchored tanks retain greater reserve
strength with respect to unanchored tank. Considering this property, tanks shall be
anchored with the exception of the tanks that fulfill the following conditions (both):

• The anchorage ratio, J, defined in Section 7.2.6, is less than 1.54.


• The sliding resistance, Vs , defined in Section 7.2.7, is greater than the base shear
defined in Section 7.2.4.

7.2.8.1 Anchor Bolts

7.2.8.1.1 The anchor bolt shall be of the removable type (Type PC according the standard
indicated in 2.1.4). Therefore, the anchor bolts should take only tensions.

7.2.8.1.2 The seismic base shear force shall be resisted by the sliding resistance force. When
the seismic base shear exceed the sliding resistance force it should be add stoppers
or shear keys that prevents the sliding of the tank and should be designed to resist
the total base shear due to seismic forces.

7.2.8.1.3 The anchor bolts must be designed in accordance with the requirements of the
standard indicated in 2.2.8, Appendix E.

7.2.8.1.4 The thread length of the anchor bolt under the nut must be longer than four
nominal bolt diameters and no less than 75[mm].

7.2.8.1.5 The embedment length of the anchor bolt shall be equal or greater than the length
recommended in the standard indicated in 2.1.4.

7.2.8.2 Anchor Chairs

7.2.8.2.1 The anchor bolts shall have an anchor chair to permit yielding and the inspection
of the anchors after an earthquake.

7.2.8.2.2 The anchor chair should have a continuous upper ring along of all the perimeter of
the tank.

7.2.8.2.3 The base plate should be dimensioned for the bending moments coming from the
contact pressure between the bottom plate of the tank and the foundation. The
minimum dimensions should be according to the standard indicates in 2.2.8,
sections 3.4 and 3.5.

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7.2.8.2.4 The upper ring, the vertical stiffeners close to the anchor bolts and the tank wall in
the area of the upper ring of the anchor chair should be able to supports the anchor
attachment design load, PA, defined in the standard indicates in 2.2.8, section
E.6.2.1.2.

7.2.8.2.5 The anchor bolt projection, measured from the top of the tank floor plate provided
under the shell, shall be at least eight nominal diameters of the bolt and no less
than 300[mm].

7.2.8.2.6 The uncorroded thickness of the vertical chair stiffeners must be equal or greater
than 3/8 times the thickness of the plate on the top of the chair and no less than
10[mm]. Any specified corrosion allowance must be added.

7.2.8.2.7 The uncorroded thickness of the upper ring plate of the chair must be equal or
greater than 16[mm]. Any specified corrosion allowance must be added.

7.2.8.3 Shear Device

7.2.8.3.1 Stoppers or shear keys are device that prevents the sliding of the tank and should
be designed to resist the total base shear defined in the section 7.2.4.

7.2.8.3.2 The stoppers should be designed to resist a seismic force equal to a total base shear
defined in the section 7.2.4, divided by the number of stoppers and multiplied by
three. This force should be used for the verification of welding to anchored plate
and anchor stud. The stoppers thickness should be at least fifty percent larger than
thickness of tank floor plate provided under the shell.

7.2.8.3.3 The shear keys should be located centered with respect to the vertical tank shell.

7.2.9 Freeboard

In order to prevent the overflow of the tank contents or damages whether to the roof or to
the top of the shell, a freeboard for the sloshing wave shall be provided. The freeboard is
defined as the distance from the maximum liquid level of the tank to the top level of the
shell. The minimum freeboard must be calculated by the following formula:

δs =
IR
1 .2
(⋅ 0.10 + 0.25 ⋅ D )
Where:
δs = Minimum freeboard, m;
IR = Hazard factor from Table 5.8;
D= Nominal tank diameter, m,

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The minimum freeboard is required unless the roof and tank shell are designed to contain
the sloshing liquid.

7.2.10 Construction requirements

7.2.10.1 Annular bottom plates shall be adopted for the design of the self-anchored tank. That
design must be in accordance with sections 3.5 and E.6.2.1.1.2 of the standard
indicated in 2.2.8. Exception is made to the requirement that the annular bottom
plates shall have a minimum radial width that provides at least 600[mm] between the
inside of the shell and any lap-welded joint in the remainder of the bottom and at least
a 50[mm] projection outside the shell.

7.2.10.2 The slope of the bottom of the tank must be in accordance with Section B.3.3 of the
standard indicated in 2.2.8.

7.2.10.3 The connections of all piping attached to the tank must be flexible in order to prevent
the damage due to potential uplift or sliding of the tank during earthquake.

Unless otherwise calculated, the following displacement shall be assumed for the
design of all side-wall connections:

a. Vertical displacement of 50[mm] for mechanically-anchored tanks.


b. Horizontal displacement for 50[mm] for mechanically-anchored tanks.
c. Vertical displacement of 300[mm] for self-anchored tanks.
d. Horizontal displacement of 200[mm] for self-anchored tanks.

7.2.10.4 The support columns of the roof and the column-base shall be designed considering
the force due to sloshing wave. The column-base shall be connected to the tank to
prevent lateral movement of the column bottom and the connection shall permit a
vertical displacement over the bottom of the tank equal or greater than 300[mm].

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8.0 SEISMIC DESIGN OF PRESSURE VESSELS

This Section prevails over Section 11.7 of NCh 2369.

8.1 Scope

8.1.1 This standard establishes the minimum requirements for the seismic design of vertical or
horizontal pressure vessels and of their respective support structures, connections and
anchorage systems.

8.1.2 This standard is applicable to pressure vessels whose support system is located directly on
the ground and to pressure vessels supported on one or more levels of the structure.

8.1.3 In the case of pressure vessels supported on one or more levels of a structure, the seismic
load must be calculated as indicated in Section 5.4.1.1.

8.1.4 This Chapter complements the recommendations indicated in the Chapter 5.0 of this
standard, provided that they do not contradict the recommendations and limitations
established in this Chapter.

8.2 General requirements

8.2.1 Risk classification

8.2.1.1 For seismic design, all pressure vessels shall be classified according to the risk
classification indicated in Table 8.1. The risk grade shall be select according to the
bad conditions indicated in the Table 8.1.

Table 8.1 Risk Grade


Risk Exposed Direct economic Indirect Pollution
Grade people loss economic loss
Minimum Few (<3) Limited to vessel Negligible Negligible
Medium Important The vessel and Important due to Recoverable in 3
(3 to 20) some adjacent out of operation. or less years
equipment and
installation.
Maximum Many (>20) The vessel and Catastrophic Recovery greater
numerous than 3 years
equipment and
installation

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8.2.1.2 When risk classification selection is unclear, the maximum risk grade must be used.

8.2.1.3 Importance Factor

The Importance Factor shall be established according to risk classification and the
characteristics of the content. The values of this factor correspond to those indicated
in Table 5.1.

8.2.2 Combination loads

8.2.2.1 For the purpose of the pressure vessel seismic design, the seismic loads shall be
combined with the other loads according to the ASME code. The resulting stress shall
be less than the allowable stress indicated in the ASME code.

8.2.2.2 For the purpose of the support structure and anchorage system seismic design, the
seismic loads shall be combined with the other loads according to the combinations
indicated in Section 3.3 and 3.4. The live loads shall consider service and operation
loads, including thermal effects, internal pressure, eventual vibration and other effects
caused by operation.

8.2.2.3 Wind and seismic loads should not be considered to act simultaneously.

8.2.3 Seismic loads

8.2.3.1 Seismic loads can be specified in one of the following ways:

a. Using horizontal and vertical forces associated with the weights of the different
parts that the pressure vessel has been divided into, for its analysis.
b. Using response spectrum for the horizontal and vertical ground acceleration.

8.2.3.2 The pressure vessel shall be analyzed for seismic loads acting in two horizontal
directions, perpendicular to each other and acting separately.

8.2.3.3 The analysis in one horizontal direction is only accepted in vertical pressure vessel
with axial symmetry.

8.2.3.4 Vertical seismic loads shall be considered in the following cases:

c. When calculating the supporting structure of the pressure vessel.


d. When calculating the anchorage system.
e. When the pressure vessel has eccentric weights or there are projecting elements
attached to the pressure vessel.
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f. When calculating the pedestals and foundations.

8.2.3.5 The seismic vertical or horizontal loads shall be assumed applied in the most
unfavorable direction for the pressure vessel’s design and for the support system’s
design.

8.2.3.6 The magnitude of vertical seismic loads shall be equal to 2/3 the magnitude of
horizontal seismic loads.

8.2.4 Mathematical model of the pressure vessel

8.2.4.1 The mathematical model used to analyze the pressure vessel shall adequately
represent its weight and stiffness distribution and the stiffness of supporting structure.

8.2.4.2 When partial analyses of the pressure vessel are carried out, the mathematical model
used shall adequately represent the transfer of loads from the points of application to
the attachment and the interaction between the parts.

8.2.4.3 The minimum number of lumped masses and degrees of freedom to be used in the
analytical model of the pressure vessel shall be such to reproduce the real mass
distribution and the shape of the vibration modes.

8.2.4.4 The concentrated mass model shall include all the pressure vessel weights, the
weights of the platforms and piping attached to the pressure vessel, the weight of the
contents and the other accessories that contribute to the weight of the structure. In
pressure vessels that contain liquids, whose volume varies according to the operating
conditions of the system, the Designer shall consider the most probable weight of the
liquid during its useful life, in according with Section 2.1.3.

8.2.4.5 When the stiffness of the piping attached to the pressure vessel is high, piping shall
be included in the mathematical model.

8.2.4.6 Due to physical characteristics of the fired heaters, reactors and combined feed
exchanger and also due to interconnecting pipes between these equipments, Enap
Refinerías requires THE CONTRACTOR to carry out a three-dimensional seismic
dynamic analysis including all equipment, piping, foundations and supporting
structures.

8.2.4.7 The results of this analysis, such as the fundamental period, forces and displacements
shall be considered for the design of equipment, interconnecting pipe, expansion
joints, springs, bumpers, stoppers, etc.

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8.2.4.8 Enap Refinerías will require the calculation procedure, backup forms and the results
of this analysis before placing the purchase order of the involved equipments.

8.2.4.9 In pressure vessel that contains liquid, all the mass of the liquid shall be assumed
rigidly attached to the pressure vessel walls.

8.2.5 Seismic analysis

8.2.5.1 For the seismic analysis two procedures can be used:

a. Static analysis or equivalent forces analysis.


b. Dynamic-spectrum modal analysis.

8.2.5.2 Analysis of the pressure vessel shall incorporate the horizontal and vertical
components of seismic loads acting simultaneously for the cases indicated in Section
8.2.3.4.

8.2.5.3 The static analysis shall be used in the following cases:

c. Rigid pressure vessels supported on ground. A pressure vessel that has a


fundamental period less than 0.06[s], including their anchorage system, is
considered rigid.
d. Flexible pressures vessel whose height is less than or equal to 15[m] when their
grade of risk is minimum or medium.
e. Pressure vessels susceptible to being reduced to one-degree-of-freedom system.

For the others cases a dynamic spectrum modal analysis shall be used.

8.2.5.4 The seismic force that acts on rigid pressure vessels is calculated by multiplying their
weight by the seismic coefficient. The seismic coefficient shall be determined
according to Section 5.4.2.2. This force is assumed to be applied at the center of
gravity of the total weight of the vessel and content.

8.2.5.5 In order to apply the static method of analysis, the recommendations of Section 5.4.2,
shall be followed.

8.2.5.6 In order to apply the dynamic spectrum modal analysis method, the recommendations
of Section 5.4.3, shall be followed.

8.2.5.7 To apply recommendations of Chapter 5.0, it is necessary to consider the response


modification coefficients of Table 5.5 and a modal damping ratio equal to 2%.

Rev. 16 45
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WIND, EARTHQUAKE AND SNOW LOADING

8.3 Seismic design of vertical pressure vessels

8.3.1 These recommendations apply essentially to vertical pressure vessels supported directly
on ground, on a skirt, on a steel structure, on a concrete structure, on lugs or on legs.

8.3.2 The model for the analysis of the vertical flexible pressure vessels must be represented by
a system of concentrated masses with a minimum number of masses not less than 10.
In this model, the distance between masses shall be less than or equal to two times the
characteristic dimension of the element. The characteristic dimension for this type of
pressure vessel is its diameter or the smallest dimension of its cross section.

8.3.3 When there are elements that are eccentric in relation to the vertical axis of the vessel and
their weight is significant, the mathematical model used for analysis shall include this
characteristic.

8.3.4 Vertical pressure vessels supported on a skirt shall have an annular bottom base ring with
at least 150[mm] radial width, with at least a 50[mm] projection outside the shell of the
skirt.

8.4 Seismic design of horizontal cylindrical pressure vessels

8.4.1 To carry out seismic analysis, it is important to consider that horizontal seismic load act
in the axial direction of the pressure vessel and in the transverse direction, as established
in accordance with Section 8.2.3 of this standard.

8.4.2 Horizontal cylindrical pressure vessels shall rest on steel support saddle.

8.4.3 The computation of stresses in the shell of the horizontal pressure vessel shall include the
effect of permanent loads and the effect of longitudinal and transversal seismic loads,
combined as indicated in Section 8.2.2.1 of this standard.

8.4.4 The pedestals and foundations of the saddle shall be designed to resist the permanent
loads and seismic loads, combined as indicated in Section 8.2.2.2 of this standard.

8.5 Secondary elements attached to pressure vessel

8.5.1 In case that a secondary element is included in the model of analysis for the pressure
vessel, the secondary element shall be designed using the loads obtained in the analysis.

Rev. 16 46
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WIND, EARTHQUAKE AND SNOW LOADING

8.5.2 In case that the secondary element has not been included in the model of analysis for
pressure vessel, the secondary element shall be designed with the horizontal seismic
force, acting in any direction, obtained from the following formula:

Fp = 0.5 ⋅ I ⋅ Wp

Where:
Wp = Weight of the secondary element.

8.5.3 Vertical seismic force is equal to 2/3 of the horizontal seismic force indicated in Section
8.5.2.

8.6 Seismic design of anchorage system

8.6.1 Both secondary elements and the pressure vessels themselves shall be securely anchored
using anchor bolts or other anchorage devices that resist seismic loads properly.

8.6.2 The anchorage system shall be designed to prevent the overturning and sliding of the
vessel.

8.6.3 The anchorage system shall not restrain free thermal expansion. Care shall be exercised
when this condition cannot be met. The very high loads developed by thermal action shall
be added to those produced by other loads.

8.6.4 When the anchorage system is constructed with non-ductile materials, seismic loads shall
be calculated using R = 1.0.

8.6.5 The shear force of the anchorage system shall be transferred to the foundation or support
element without consideration of frictional resistance produced by the effects of gravity.

8.6.6 The shell of the pressure vessel shall be designed to resist the maximum stress produced
not only around the connection points with the support system or with the anchorage
system but also in other parts of the shell.

8.6.7 Piping connections to pressure vessel shall consider the potential displacement during the
earthquake. Unless the seismic displacement shall be established according to 8.2.4.6 and
8.2.4.7, the following displacements shall be assumed for all connections:

a. Vertical displacement of 50[mm].


b. Horizontal displacement of 50[mm].

Rev. 16 47
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8.6.8 Anchor bolts

8.6.8.1 Anchor bolts shall be designed to reach their strength prior to failure of surrounding
concrete.

8.6.8.2 The anchor bolts of vertical vessels and important structures are not permitted to
resist shear. Shear keys or stoppers shall be provided for this loading. See Sections
8.6.9, 8.6.10 and 8.6.11.

8.6.8.3 Whenever possible the anchor bolts of structures and equipment different from those
of paragraph 8.6.8.2 shall be designed only to resist tension.

8.6.8.4 The design of anchor bolts shall be done according to recommendations of the
standard indicated in 2.1.4.

8.6.8.5 The anchor bolt to be used for vertical vessels and stacks shall be PC, removable
type, according to the standard indicated in 2.1.4. Grout shall be prevented from
entering into pipe sleeves, so that the bolt can be removed.

8.6.8.6 When the ratio between the embedded length of the bolt and diameter is less than or
equal to 8, seismic loads shall be calculated using R= 1.5 but those loads shall not be
less than 1.5 times the value obtained when applying Section 8.2.5 of this standard.
The same limitation applies when the anchor bolts are designed without the
projection indicated in Section 8.6.11.2 of this standard.

8.6.8.7 The use of expansion anchor bolts and friction clips is forbidden.

8.6.8.8 The use of chemical anchor bolts is forbidden due to fire and solvent effect
considerations.

8.6.8.9 The design of anchor bolts that resist shear shall be done applying the corresponding
interaction shear-tension formula with the maximum tension force acting on the bolt.

8.6.8.10 For post-installed anchor bolt, the holes or pockets where the anchor will be
positioned shall be approximately cylindrical or prismatic and battered to provide a
dovetail effect. The vertical face of the hole must have a minimum inclination of 5%
with respect to the vertical. The holes shall be filled with nonshrink grouts, brand
products.

8.6.8.11 The minimum number of anchor bolts per column or leg is two.

8.6.8.12 The thread length of the anchor bolt below the nut shall be greater than 75[mm].

Rev. 16 48
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WIND, EARTHQUAKE AND SNOW LOADING

8.6.9 Base plates

8.6.9.1 The base plates of columns or support saddles shall generally be provided with shear
keys, stoppers or other devices to resist 100% of the base shear force. See paragraphs
8.6.8.1, 8.6.8.2 and 8.6.8.3.

8.6.9.2 The following cases are exempted from requirements outlined in Section 8.6.9.1:

a. Base of columns with a shear force less than 50[kN], and


b. Base of pressure vessels with nine or more bolts, in this case only one third of
the anchor bolts resist the shear force.

8.6.10 Shear keys

8.6.10.1 In the design of shear keys, the bearing resistance of the grout shall not be considered.

8.6.10.2 The superposition of shear resistance of shear key and anchor bolts shall not be
considered.

8.6.11 Anchor chairs

8.6.11.1 The anchor bolts precluded to resist shear, listed in paragraph 8.6.8.2, shall have an
anchor chair to permit yielding and inspection of the anchors after an earthquake.

8.6.11.2 The anchor bolts projection shall be in accordance with paragraph 7.2.8.2.5.

8.6.11.3 The thickness of the vertical stiffeners of the chair shall be greater than 3/8 times the
thickness of the chair top plate and no less than 10[mm], plus any specified corrosion
allowance.

8.6.11.4 The thickness of the chair top plate shall be greater than or equal to 16[mm], plus any
specified corrosion allowance

8.6.12 Steel Support structure

8.6.12.1 The design of steel support structure shall be done with the recommendations of the
standard indicated in 2.1.1 for all those that do not contradict the recommendations
established in this standard.

Rev. 16 49
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WIND, EARTHQUAKE AND SNOW LOADING

8.7 Other considerations

8.7.1 Walkways between pressure vessels and inspection platforms around pressure vessels
shall not restrict any vessel movement due to seismic loads. Sliding connections or gaps
shall be provided, if necessary, to prevent any impact.

8.7.2 Measured shall be taken so as to avoid any displacement of the anchor bolts position once
the concrete or grout surrounding them has hardened.

8.7.3 Impact between the pressure vessel and other elements shall be avoided.

8.7.4 Any modification of anchor bolt type on their geometrical position must be included in as
built drawings.

Rev. 16 50
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APPENDIX A

FORM N° 1

STRUCTURAL AND SEISMIC REQUIREMENTS FOR

STRUCTURES AND EQUIPMENT

Rev. 16 51
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WIND, EARTHQUAKE AND SNOW LOADING

1. Name and Tag number of structure or equipment:

2. Reference drawings and documents:

3. Other applicable standards for design (other than EI-004 and NCh 2369):

4. Location of equipment (support level):

5. Method of analysis: Static:


Dynamic:
Special:

6. Parameters for seismic analysis:


• Classification of structure or equipment: C1, C2, C3
• Importance factor: I=
• Seismic coefficient: C=
• Response Modification Factor: R=
• Damping: ξ=

7. Special conditions to take into account:

Rev. 16 52
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APPENDIX B

OFFICIAL CHILEAN STANDARD NCH 2369.OF2003

EARTQUAKE-RESISTANT DESIGN OF INDUSTRIAL STRUCTURES


AND FACILITIES

Rev. 16
NCh2369

OFFICIAL CHILEAN STANDARD NCh2369.Of2003

INSTITUTO NACIONAL DE NORMALIZACION INN - CHILE

Earthquake-resistant design of industrial structures and facilities

CONTENTS

Preface 7

1 Scope and field of application 9

2 References to standards 9

3 Terms, definitions and symbols 12

3.1 Terms and definitions 12

3.2 Symbols 14

4 Provisions of general application 17

4.1 Basic principles and hypotheses 17

4.2 Procedures for specifying the seismic action 19

4.3 Classification of structures and equipment according to their importance 20

4.4 Coordination with other standards 21

4.5 Loading combinations 21

4.6 Project and review of the seismic design 23

4.7 General provision on the application of this standard 23

1
NCh2369

5 Seismic analysis 23

5.1 General provisions 24

5.2 Methods of analysis 25

5.3 Static elastic analysis 26

5.4 Dynamic elastic analysis 28

5.5 Vertical earthquake action 30

5.6 Robust and rigid equipment resting at ground level 30

5.7 Design by differential horizontal displacements 30

5.8 Special analyses 31

5.9 Structures with seismic isolation or energy dissipators 32

5.10 Other structures not specifically referred to in this standard. 34

6 Seismic deformations 47

6.1 Calculation of deformations 47

6.2 Separation between structures 48

6.3 Maximum seismic deformations 48

6.4 The P-Delta effect 49

7 Secondary elements and equipment mounted on structures 49

7.1 Scope 49

7.2 Forces for seismic design 49

7.3 Forces for anchoring design 52

7.4 Automatic shutoff systems 52

8 Special provisions for steel structures 52

8.1 Applicable standards 52

2
NCh2369

8.2 Materials 53

8.3 Braced frames 54

8.4 Rigid frames 55

8.5 Connections 56

8.6 Anchorages 57

8.7 Horizontal bracing systems 58

9 Special provisions for concrete structures 63

9.1 Reinforced concrete structures 63

9.2 Precast concrete structures 64

9.3 Industrial bays composed of cantilever columns 67

10 Provisions for foundations 69

10.1 General design provisions 69

10.2 Shallow foundations 69

11 Specific structures 70

11.1 Industrial buildings 70

11.2 Light steel bays 70

11.3 Multi-story industrial buildings 73

11.4 Large suspended equipment 73

11.5 Piping and ducts 73

11.6 Large mobile equipment 73

11.7 Elevated tanks, process vessels and steel stacks 74

11.8 Ground supported vertical tanks 74

11.9 Rotary kilns and dryers 76

3
NCh2369

11.10 Refractory brick structures 77

11.11 Electric equipment 77

11.12 Minor structures and equipment 77

11.13 Wood structures 77

Appendix A (normative) Typical details 79

Appendix B (normative) Design of beam to column connections in rigid steel 89


frames

B.1 General considerations 89

B.2 Design of the panel zone of moment connections 89

B.3 Local bending of the column flange due to a tensile force perpendicular to 93
it

B.4 Local web yielding due to compression forces perpendicular to the flange 94

B.5 Web crippling due to the compression force perpendicular to the flange 95

B.6 Compression buckling of web 96

B.7 Additional requirements for continuity stiffeners 97

B.8 Additional requirements for web doubler plates 98

Appendix C (informative) Commentaries 99

C.1 Scope 99

C.2 References 100

C.3 Terminology and symbols 100

C.4 Provisions for general application 100

C.5 Seismic analysis 103

C.6 Seismic deformations 112

C.7 Secondary elements and equipment mounted on structures 112

4
NCh2369

C.8 Special provisions for steel structures 113

C.9 Special provisions for concrete structures 115

C.10 Foundations 117

C.11 Specific structures 117

C.B Design of beam-column connections in stiff steel frames 126

References 128

Figures

Figure 5.1 a) Seismic zonification of Region I, II, and III 44

Figure 5.1 b) Seismic zonification of Regions IV, V, VI, VII, VIII, IX, X and 45
Metropolitan Region

Figure 5.1 c) Seismic zonification of Regions XI and XII 46

Figure 5.2 ---- 47

Figure 8.1 Examples of width to thickness ratios of table 8.1 62

Figure 8.2 ----- 63

Figure A.1 Column base 79

Figure A.2 Roof bracing 79

Figure A.3 Detail of crane beam and columns 80

Figure A.4 External wall bracing 80

Figure A.5 Connection of column to masonry wall 81

Figure A.6 Rigid equipment inside of building 81

Figure A.7 Typical details of large suspended equipment, seismic connectors 82


and anchor bolts

Figure A.8 Typical details of large mobile equipment 84

Figure A.9 Wheel rail system 84

5
NCh2369

Figure A.10 Typical details of large tanks 85

Figure A.11 Typical rotary kiln and dryer details 86

Figure A.12 Typical details of industrial brickwork 87

Figure A.13 Typical details of minor structures and equipment 88

Figure B.1 Web doubler plates 91

Figure B.2 Panel zone forces 92

Figure B.3 …. 95

Figure B.4 …. 97

Figure C.1 Huachipato response spectra 108

Figure C.2 Huachipato Plant design spectra 110

Figures 118

Tables

Table 5.1 Seismic zonification by municipalities of the Fourth to the Ninth 35


Region
Table 5.2 Value of the maximum effective acceleration A0 39

Table 5.3 Definition of the types of foundation soil 39

Table 5.4 Value of type of soil dependent parameters 40

Table 5.5 Damping ratios 40

Table 5.6 Maximum values of the response modification factor 41

Table 5.7 Maximum values of the seismic coefficient 43

Table 7.1 Maximum values of the response modification factor of secondary 52


elements and equipment

Table 8.1 Limits of the width to thickness ratio 60

6
NCh2369

OFFICIAL CHILEAN STANDARD NCh2369.Of2003

Earthquake-resistant design of industrial structures and facilities

Preface

The Instituto Nacional de Normalización (INN) is the Chilean standards organization in charge of
studying and preparing national technical standards. The INN is a member of the International
Standards Organization (ISO) and the Pan American Technical Standards Commission (CO-
PANT), and represents Chile in both organizations.

The standard NCh2369 was prepared by the INN Standards Division. The following organiza-
tions and persons took part in its study:

Arze, Reciné y Asociados Elías Arze L.


Iván Darrigrande E.
Asociación de Industriales Metalúrgicos ASIMET Rodrigo Concha P.
Barrios y Montecinos Ingenieros Consultores Ramón Montecinos C.
Bascuñán y Maccioni Ingenieros Civiles y Asociados Alberto Maccioni Q.
CADE - IDEPE Alejandro Verdugo P.
Consultores Particulares David Campuzano B.
Miguel Sandor E.
IEC Ingeniería Jorge Lindenberg B.
Instituto Nacional de Normalización - INN Pedro Hidalgo O.
Instituto Chileno del Cemento y del Hormigón Augusto Holmberg F.
Marcial Baeza S. Y Asociados Marcial Baeza S.
PREANSA S.A. Magno Mery G.
RCP Ingeniería Ltda.. Rodrigo Concha P.
SALFA I.C.S.A. Vladimir Urzúa M.
S y S Ingenieros Consultores Ltda. Rodolfo Saragoni H.
Universidad de Chile Maximiliano Astroza I.
María Ofelia Moroni Y.
Rodolfo Saragoni H.
Universidad Técnica Federico Santa María Patricio Bonelli C.

Given the inexistence of international standards on this matter, this standard represents the state-
of-the-art of Chilean seismic design, which is consistent with the practice of the country’s leading
engineering enterprises. The efficiency and economy of this practice has been substantiated by
the seismic behavior of locally designed structures, particularly regarding such past events as
those of 1960 and 1985.

7
NCh2369

Appendixes A and B are part of this standard.

Appendix C is not part of this standard, but is issued as informative supplement.

The meeting of the Board of the National Standards Institute on 29 May 2003 approved this
Standard.

This standard has been declared Official Standard of the Republic of Chile by Decree Nº 178, of
the Ministry of Housing and Urbanism, dated 1 September 2003, and then was published in the
Official Gazette of Chile on 30 September 2003.

8
NCh2369

OFFICIAL CHILEAN STANDARD NCh2369.Of2003

Earthquake-resistant design of industrial structures and facilities

1. Scope and field of application

1.1. This standard establishes the requirements for the earthquake-resistant design of heavy
and light industrial structures and facilities. It shall be applicable to structures and to
duct and pipe systems, mechanical and electrical process, equipment and their respective
anchorages. The standard also shall be applied to industrial warehouse structures and to
buildings structured with cantilever columns.

1.2. This standard is not applicable to such other structures as nuclear stations, electric power
generation plants and transmission lines, dams, tailings dams, bridges, tunnels, gravita-
tional piers, retaining walls, underground ducts, etc.

1.3. Office buildings, cafeterias or buildings similar to those destined to dwellings can be
designed compliant to NCh433.Of96.

1.4. This standard is supplemented by Nch433.Of96 Seismic Design of Buildings. All provi-
sions of this latter standard are applicable provided they have not been specifically modi-
fied.

2. References to standards

The following standards contain provisions, which referenced to in the text of this standard, con-
stitute requirements of this standard.

At the time of the issuance of this standard, the listed edition was in force.

All standards are subject to revision. It is advisable that all parties that enter agreements based on
this standard research the latest editions of the following standards:

NOTE: The National Standardization Institute keeps a record of all national and international
standards

9
NCh2369

NCh203 Steel for structural applications – Requirements


NCh433 Seismic design of buildings.
NCh1159 High strength low alloy structural steel for construction
NCh1537 Structural design of buildings – permanent loads and service live
loads
NCh2745 Analysis and design of buildings with seismic isolation
ACI 318 Building Code Requirements for Structural Concrete, 1999
ACI 350.3 Practice for the Seismic Design of Liquid Containing Structures.
AISC 1989 Specifications for Structural Steel Buildings, Allowable Stress De-
sign.
AISC 1999 Seismic Provision for Structural Steel Buildings – Part 1: Structural
Steel Buildings.
AISC 1999 Load and Resistance Factor Design Specifications for Structural
Steel Buildings.
AISI 1996 Specification for the Design of Cold Formed Steel Structural Mem-
bers.
API 620 Design and Construction of Large, Welded, Low-Pressure Storage
Tanks.
API 650 Welded Steel Tanks for Oil Storage
AWWA-D 100 Standard for Welded Steel Tanks for Water Storage.
AWWA-D 110 Wire and Strand Wound Circular, Prestressed Concrete Water Tanks.
AWWA-D 115 Circular Prestressed Concrete Water Tanks With Circumferential
Tendons.
UBC 97 Uniform Building Code 1997
Seismic Design of Storage Tanks, Recommendations of a Study
Group of the New Zealand National Society for Earthquake Engi-
neering, 1996.
NZS 4203 General Structural Design and Design Loadings for Buildings, 1992.
ASTM A6/6M-98 Specification for General Requirements for Rolled Structural Steel
Bars, Plates, Shapes, and Sheet Piling.
ASTM A36/A36M-97a Specification for Carbon Structural Steel.
ASTM A 242/A242M-97 Specification for High Strength Low-Alloy Structural Steel.
ASTM A325-97 Specification for High-Strength Bolts for Structural Steel Joints.
ASTM A490-97 Specification for Heat-Treated Steel Structural Bolts, 150 ksi Mini-
mum Tensile Strength.
ASTM A500-98 Specification for Cold-Formed Welded and Seamless Carbon Steel
Structural Tubing in Rounds and Shapes.
ASTM A501-98 Specification for Hot-Formed Welded and Seamless Carbon Steel
Structural Tubing.
ASTM A502-93 Specification for Steel Structures Rivets.
ASTM A572/A572M-97c Specification for High Strength Low Alloy Columbium-Vanadium
Structural Steel.
ASTM A588/A588M-97a Specification for High Strength Low-Alloy Structural Steel with 50
ksi/345 MPa/Minimum Yield Point to 4 in. (100 mm) Thick.
ASTM A 913/913M-97 Specification for High Strength Low-Alloy Steel Shapes of Structural

10
NCh2369

Quality, Produced by Quenching and Self Tempering Process (QST).


ASTM A992/A992M-96 Specification for Steel for Structural Shapes for Use in Building
Framing.
ANSI/AWS A5.1-91 Specification for Carbon Steel Covered Arc Welding Electrodes.
ANSI/AWS A5.5-96 Specification for Low Alloy Steel Electrodes for Shielded Metal Arc
Welding.
ANSI/AWS A5.17-89 Specification for Carbon Steel Electrodes and Fluxes for Submerged-
Arc Welding.
ANSI/AWS A5.18-93 Carbon Steel Electrodes and Rods for Gas Shielded Arc Welding.
ANSI/AWS A5.20-95 Specification for Carbon Steel Electrodes for Flux-Cored Arc Weld-
ing.
ANSI/AWS A5.23-90 Specification for Low-Alloy Steel Electrodes and Fluxes for Sub-
merged Arc Welding.
ANSI/AWS A5.29-80 Specification for Low-Alloy Steel Electrodes for Flux-Cored Arc
Welding.

NOTE. Those foreign standards which are deemed required may be quoted.

11
NCh2369

3. Terms, definitions and symbols

3.1 Terms and definitions

The following terms and definitions apply to this standard. They supplement the terminology of
NCh433.Of1996:

3.1.1 Permanent load (CP): Action whose variation in the course of time can be ignored in
relation to its mean value or one for which the variation tends to a limit.

The following actions are included under this definition:

- Self-weight of structural elements and finishing.


- Self-weight of stationary equipment and facilities.
- Normal content of vessels, hoppers, belts, and equipment.
- Weight of ducts without their accumulations or incrustations. Insulation.
- Permanent pushing pressure.

3.1.2 Connection: region at which several precasted elements or one precasted element and
cast-in-place element are connected.

3.1.3 Strong connection: connection that remains elastic while the pre-determined plastic
hinge zone develops an inelastic response under severe seismic conditions.

3.1.4 Wet connection: any connection compliant to ACI 318-99 sections 21.2.6, 21.2.7 and
21.3.2.3 for joining precasted elements using cast-in-place concrete or mortar filler to fill
the joint space.

3.1.5 Dry connection: connection between precasted elements that does not qualify as wet
connection.

3.1.6 Process engineer: engineer in charge of the production processes, general arrangement of
equipment and structures as well as of the industrial operating processes.

3.1.7 Braced frame: structural system with diagonal elements; its elements –beams, columns
and braces– mainly act under axial forces.

3.1.8 Ductile frames with non connected non-structural elements: the non-structural ele-
ments are separated from the frame columns by a space that is larger than or equal to the
value dmax defined in section 6.3.

3.1.9 Ductile frames with connected non-structural elements: These are frames in which the
non-structural elements are separated from the frame columns by a space that is smaller
than the value dmax defined in section 6.3. In this case, the non-structural elements shall be

12
NCh2369

incorporated into the structural model preventing the shear failure at the beam-column
joints.

3.1.10 Rigid frame: Structural system in which the beam-column joints are capable of transmit-
ting bending moment. Its lateral stability on its plane depends on the flexural stiffness of
its components.

3.1.11 Fundamental vibration period: Natural period with greater equivalent translational
mass in the direction of analysis.

3.1.12 Professional specialist: Professional of renowned structural engineering expertise legally


authorized to work in Chile and with a record of at least 5-year proven experience in
earthquake-resistant design.

3.1.13 Seismic hazard: Likelihood of a certain seismic event of occurring within a determined
zone and a predetermined time interval.

3.1.14 Service Live loads (SC): Static actions, variable in time, which are determined by the
function and the use of the building and the facilities it contains. They present frequent or
continuous non-ignorable variations of their mean value.

According to this definition, the following items must be included under this concept:

- Uniform loads that correspond to the use of floors and platforms considering the
normal transit of persons, vehicles, minor movable equipment and the pileup of ma-
terials.
- Dust incrustation and accumulation in ducts, equipment and structures.
- Crane hoist loads
- Non-permanent water or earth pressures
- Inner pressure of containers.
- Belt loads and similar.

3.1.15 Special operating live loads (SO): Dynamic actions that arise from the normal use of
facilities.

According to the foregoing definition, the loads to be included are:

- Impact and dynamic loads in general, even when they are modeled as equivalent
static actions.
- Braking.
- Actions that arise from moving liquids or gases, as for instance: the water hammer.

3.1.16 Accidental operating loads (SA): Actions due to operational phenomena, which only
occur occasionally in the course of the normal use of the facilities.

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NCh2369

According to the foregoing definition, to be included are:

- Extreme impacts and explosions


- Short-circuit loads
- Loads due to the overfilling of tanks and hoppers
3.2 Symbols

The symbols used in this standard have the following meaning:

A0 = effective maximum ground acceleration;

Ak = weighting factor for the level k associated weight;

C = seismic coefficient for horizontal seismic action;

Cij = coupling coefficient among modes i and j;

Cmax = maximum value of the seismic coefficient;

CV = seismic coefficient for the vertical earthquake action;

CP = permanent loads;

D = Outside diameter of circular section; diameter of process tank or


vessel;

E = modulus of elasticity;

Fa = allowable compression stress;

Fk = horizontal force applied at level k;

Fp = horizontal seismic force for the design of a secondary element


or equipment;

Fv = Vertical seismic force;


Fy = Yield stress;

Fyf = Specified yield stress of the flange of the metal shape;

H = Highest level height over the base level; total height of the
building above the base level; height of the supports of a bridge
or walkway;

14
NCh2369

I = Coefficient relative to the importance, use and failure risk of a


structure or equipment;

K = Coefficient of buckling length

Kp = Dynamic amplification factor for the design of a secondary ele-


ment or equipment

L = Length of an element, span of bridge or walkway

P = Total weight of building or structure over the base level

Pk = Seismic weight associated to level k;

Pp = Weight of a secondary element or equipment;

Qo = Base shear of the building or structure;

Qp = Base shear of secondary element or equipment;

Qmin = Minimum value of the base shear;

R = modification factor of the structural response;

R1 = modification factor of the structural response as defined under


6.1;

Rp = modification factor of the structural response of a secondary ele-


ment or equipment;

S = Value resulting from spectral modal superposition; minimal sup-


port length; separation between structures;

Sa = Spectral design acceleration for horizontal seismic action;

Sa,v = Spectral design acceleration for vertical earthquake action;

Se = Bending moment, shear or axial force in the connection associ-


ated to the development of probable strength (Spr) at the prede-
termined critical sections of the structure, based on the inelastic-
ity controlling mechanism;
Si = Maximum value of the i-mode contribution with its sign;

SA = Accidental operating live load;

15
NCh2369

SC = Service live load;

SO = Special operating live load;

Ti = Vibration period of the i-mode;

T’ = Soil type dependent parameter;

T* = Fundamental vibration period in the direction of the seismic


analysis;

Zk = Level k height above the base level;

a = Live load reduction factor;

ap = Acceleration at the support level of an element or equipmen;

ak = Acceleration at level k of a structure;

b = Live load amplification or magnification factor; half of the flange


width in rolled or welded T, double T or TL shapes; nominal
flange width of rolled channel and angle shapes; distance from
the free flange edge to the bend initiation of cold formed sections;
distance between the interior flange bends of bended Z, CA and
Ω shapes; distance from the free edge to the first connector line
or weld, or width between plate connector lines or welds;

bf = Flange width

d = Horizontal seismic deformation; total height of rolled and welded


T shapes;

dd = Horizontal seismic deformation, calculated considering reduced


earthquake loads by factor R;

d dmax = Maximum allowable value of dd;

di = Maximum horizontal seismic displacement of structure i;

do = Deformation due to non-earthquake service loads;

e = Flange thickness of a metal section; thickness of tank shell, stack


or process vessel;

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NCh2369

g = Gravity acceleration;

h = Free distance between the flanges of welded shapes; free distance


between flanges minus filet dimension of rolled sections; dis-
tance between the nearest connectors in bolted shapes; distance in
web between the initial points of the fold curves in cold formed
sections; structure height at a certain level above the base level;
height between two points of a structure located on the same ver-
tical;

k = Factor that affects the limitation of the width to thickness ratio of


double T, T and channel shapes;

n = Parameter determined by the type of soil; number of levels;


r = Radius of gyration; ratio between the periods associated to two
vibration modes;

t = Flange thickness of a metal shape;

tw = Web thickness of a metal shape;

ξ = Damping ratio;

Фb = Coefficient of strength reduction as defined in AISC – LRFD;

λr = Limit of the width to thickness ratio to prevent local buckling;

λp = Limit of the width to thickness ratio to enable complete plastifi-


cation of the section.

4. Provisions of general application

4.1. Basic principles and hypotheses

4.1.1. The design provisions of this standard to be applied jointly with those of each material-
specific provisions are set forth for meeting the following objectives:

a Protection of life in industry

a.1 To prevent the collapse of structures in the event of severe over-design earth-
quakes.

a.2 To prevent fire, explosions or emission of toxic gases and liquids.

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NCh2369

a.3 For environmental protection.

a.4 To assure the operability of seismic emergency exits during the seismic emer-
gency.

b Continuity of operation in industry

b.1 Non-interruption of essential processes and services.

b.2 To prevent or minimize the standstill of operations.

b.3 To enable the inspection and repair of damaged elements.

4.1.2. In general terms, it is accepted that seismic analyses are based on the utilization of linear
models of the structures; however, the design of resistant elements shall comply with the
corresponding material-specific method, which may be by allowable stresses or ultimate
loads.

4.1.3. For fulfilling the objectives of 4.1.1, a.1) the structures shall have an ample reserve of
strength and/or be capable of absorbing large quantities of energy, beyond the elastic
range, prior to failure. To this end, the global structural system shall meet the following
requirements:

a) To ensure the ductile behavior of the resistant elements and their connections in or-
der to prevent instability or fragile failure or else to ensure their elastic behavior.

b) Provide more than one earthquake-resistant line for the earthquake actions. Earth-
quake-resistant systems shall be redundant and hyperstatic. The only exception to
this provision is the explicit approval of the professional specialist defined under
3.1.12.

c) Use simple and clearly identifiable systems for the transmission of the earthquake
forces to the foundations, avoiding structures of high asymmetry and complexity.

To fulfill the objectives regarding the continuity of industrial operations and those of
foregoing paragraphs a.2) and a.3), all structures, equipment, and their anchorage sys-
tems shall be designed so that during severe over design earthquakes, they meet the fol-
lowing requirements in addition to those set forth under a), b) and c):

d) To limit the non-linear incursions, if they imply jeopardizing operational continuance


or rescue operations.

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e) Damages must occur at visible and accessible sites.

f) All emergency and control equipment, whose operation shall be guaranteed during
emergencies, shall be duly certified in conformance with international standards and
the approval of the process engineers and professional specialist.

4.1.4. The achievement of ductility during the cyclic behavior of the earthquake-resistant struc-
ture in accordance with 4.1.3.a.) requires the meeting of the provisions set forth under
clauses 8, 9 and those in Appendix B.

4.1.5. The professional specialists and process engineers as defined in 3.1.12 and 3.1.6 shall
determine in each project the seismic design conditions of every structure, equipment and
their anchorages, so as to meet the objectives set forth under 4.1.1. In particular, for each
structure and equipment its seismic classification, methods of analysis, criteria, relevant
parameters and illustrative drawings shall be displayed. This data shall be set on record in
the project specifications. The seismic design of equipment may be made by the equip-
ment manufacturer’s engineers, however the approval shall be done by the professional
specialist defined under 4.6.2.

4.1.6. Location

The location of an industry shall be determined considering the hazards of earthquake-


related phenomena, such as topographic amplifications, tsunamis, displacements gener-
ated by soil faults and soil sliding, liquefaction and densification. To this end, in addition
to complying with the provisions 4.2 of the Chilean standard NCh433.Of96, it is impera-
tive that specialists undertake the corresponding geological, topographic, tsunami, and
geotechnical studies.

4.2. Procedures for specifying the seismic action

The seismic actions can be specified according to one the following procedures:

a) by way of horizontal and vertical earthquake coefficients applied to the weight of


the various components in which the system has been divided for analysis purpose,
according to provisions 5.3, 5.5 and 5.6.

b) by way of response spectra of single-degree-of-freedom linear systems for the hori-


zontal and vertical motion of the foundation soil, according to 5.4 and 5.5.

c) by assigning descriptive values to ground movements, such as horizontal or vertical


peak acceleration, velocity and displacement of the soil, in horizontal and vertical
direction, or similar ones, according to 5.8.1.

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NCh2369

d) by real or synthetic accelerograms, duly formulated for the horizontal and vertical
movements of the foundation soil, as defined in 5.8.2.

The application of the alternatives a) and b) requires the meeting of the provisions on
seismic zonification of the national territory (Figure 5.1 and Table 5.1), stipulated under
4.1 of the Chilean standard NCh433.Of96 and under 4.2 of this latter standard on the ef-
fects of the foundation soil (Table 5.3) and the topography on the characteristics of the
seismic motion.

The utilization of alternatives c) and d) shall be consistent with the results of the studies
on seismic hazard, which consider the regional and local seismicity, geological, geotech-
nical and topographic conditions, as well as the direct and indirect consequences of struc-
ture and equipment failures. In any case, the provisions under 5.8.1 and 5.8.2 are manda-
tory.

Suspected near-field effects require a special analysis that takes them into account.

4.3. Classification of structures and equipment according to their importance

4.3.1. Classification

For appropriate application of this standard, structures and equipment are classified ac-
cording to their importance as follows:

- Category C1. Critical structures and equipment based on any one of the following
reasons:

a) Vital, must be kept in operation so to control fire, explosion and ecological


damage, render health and first help services.

b) Dangerous, if their failure implies hazard of fire, explosion or air and water
poisoning.

c) Essential, if their failure generates protracted standstills and serious production


losses.

- Category C2. Normal structures and equipment, which may be affected by normal
easily repairable failures, which do not cause protracted standstills or important
production losses or hazard to other category C1 structures.

- Category C3. Minor or provisional structures and equipment, whose seismic failure
does not cause protracted standstills nor exposes to hazard other category C1 and
C2 structures.

4.3.2. Importance coefficient

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The importance coefficient I for each category has the following values:

C1I = 1.20
C2I = 1.00
C3I = 0.80

4.4. Coordination with other standards

4.4.1. Chilean standards

The provisions of this standard shall be applied jointly with other material-specific load or
design standards as defined in 5.3 of NCh433.Of96.

4.4.2. Foreign standards

In case of loads or materials not included under 5.2 and 5.3 of standard NCh433.Of96, in-
ternationally accepted standards or criteria shall be used provided they are accepted by the
professional specialist who approves the project (see 4.6.2).

In any event, these standards and criteria shall meet the principles and basic hypotheses
set forth under 4.1 of this standard.

4.5. Loading combinations

The combination of earthquake loads with permanent loads and the various types of live
loads shall be done by using the following rules of superposition:

a) When the allowable stress method is used in design , then

i) CP + aSC + SO*) + SA*) ± Horizontal Earthquake + Vertical Earthquake**)

*)
Loads SO and SA are combined with seism only in case of the verification of one of the two following conditions
for them:

i) Action SA is derived from the seismic occurrence. In this case it shall be considered with
its sign.
ii) It is normally expected that the load is acting when a seism starts and goes on without in-
terruption, or does not stop during the seism due to its action

If the seism generates such an effect that necessarily interrupts the actions SO or SA at the
beginning of the basal accelerations, this action shall not be considered.

**)
The vertical earthquake only is considered in the cases detailed under 5.1.1; its magnitude shall be determined
according to 5.5.

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NCh2369

ii) CP + SA*) ± Horizontal Earthquake ± Vertical Earthquake**)

The allowable stresses in these combinations can be increased by 33.3%.

b) When the ultimate load design method is applied, then


) *)
i) 1.2 CP + aSC + SO* + SA*) ± b Horizontal Earthquake ± b Vertical Earthquake*

ii) 0.9 CP + SA*) ± b Horizontal Earthquake ± 0.3 Vertical Earthquake**)

Where
a = Factor that affects live load SC determined without considering any type of re-
duction. It should be equal to 1.0, except in case the process engineer author-
izes a reduction of the previous value. Such reduction shall take into account
the probability of simultaneous occurrence of live load with the level of the
earthquake action determined by this standard. In any case, the value of “a”
will at least be equal to:

TYPE OF AREA OR ELEMENT a

Warehouses and main storage areas with low turnover 0.50

Areas of normal use, operating platforms 0.25

Diagonals supporting vertical loads 1.00

Maintenance walkways and roofs 0

b = Amplification factor of the earthquake loads as determined according to the


methods of material-specific analyses in current use. It adopts the following
values:

Steel structures or equipment b = 1.1

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Concrete structures or equipment b = 1.4

In the combinations i) detailed under a) and b) above, the + or – signs of the vertical
earthquake shall be applied so that to obtain an effect that results in its addition to that of
the loads CP and SC. In the combinations ii) shown under a) and b), the signs + or – of
the vertical earthquake shall be applied so that to obtain the inverse effect, namely, the re-
duction of the effect of the loads CP and SC.

The earthquake action is an eventual load that shall not be combined with other eventual
loads. Special locations in mountainous and high zones, where normally wind and snow
may occur in great magnitudes and duration, require special studies for determining the
values of these likely coincident loads with the design earthquake.

If deemed that several content levels of vessels, pipes or tanks ought to be considered, the
number of these combinations grows for covering the different situations.

4.6. Project and review of the seismic design

4.6.1. The original seismic design shall be carried out by professional specialists (see 3.1.12).
The only exception to this rule is equipment designed by foreign manufacturers.

4.6.2. The seismic design of all structures, equipment and anchorage, whichever their origin,
shall be approved by professional specialists different from their designers.

4.6.3. Drawings and calculation records shall at least contain the data set forth under 5.11 of
NCh433.Of96. The drawings and calculation records shall be signed by the original de-
sign engineer referred in 4.6.1 and the professional specialist referred in 4.6.2.

The only exception are structures and equipment of category C3, which only require the
presentation of the drawings signed by the original design engineer, including dimensions
and materials of the resistant elements, their weight, center of gravity and anchorage de-
tails.

4.6.4. The review and approval of the seismic design does not release original design engineers
from their total responsibility of fulfillment with the standards and specifications.

4.7. General provision on the application of this standard

If the type of structure is expressly stated in this standard, all corresponding design provi-
sions must be used. In case the structure may be associated with various classifications
that imply different design provisions, the strictest one shall be used.

5. Seismic analysis

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NCh2369

5.1. General Provisions

5.1.1. Direction of earthquake action

Structures shall be analyzed considering the earthquake loads at least in two horizontal,
approximately perpendicular directions.

The effect of vertical earthquake accelerations shall be considered in the following cases:

a) hanging bars of suspended equipment and their supporting elements and beams of
rolled, welded or bent plate steel, with or without concrete slab as composite beam,
located within the seismic zone 3, where permanent loads represent over 75% of the
total load.

b) Structures and elements of prestressed concrete (pretension and post tension cable).

c) Foundations and elements for anchorage and support of structures and equipment.

d) Any other structure or element in which the variation of the vertical earthquake action
significantly affects its detailing, as for instance, cantilever structures and elements.

e) Structures with seismic isolation sensitive to the vertical effects.

5.1.2. Combination of the effects of the horizontal components of the earthquake action.

In general the design of earthquake-resistant elements does not require that the effects of
both horizontal seismic components be combined. It will be assumed that said effects are
not concurrent and in consequence, the elements may be designed considering that the
seism acts along each direction of analysis considered separately.

The exceptions to this simplifying rule are structures which present notorious torsional ir-
regularities or have rigid frames in both directions with common columns on two inter-
secting resistant lines. In these cases, the elements shall be designed based on the stresses
that result from considering 100% of the earthquake acting in one direction plus the
stresses which result from considering 30% of the earthquake that act in orthogonal direc-
tion with respect to the previous one, and vice-versa. The largest stresses resulting from
the aforementioned combinations shall be considered.

5.1.3. Seismic mass for the structural model

When calculating the horizontal inertial forces induced by an earthquake, the operating
live loads may be reduced in accordance with the likelihood of its simultaneous occur-
rence with the design earthquake.

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NCh2369

Irrespective of the previous provision, service live loads may be reduced by multiplying
them by the following coefficients:

- Roofs, platforms, walkways for operation as well as for maintenance purposes : 0

- Storage warehouses, file rooms and similar. : 0.5

The determination of the effects of vertical earthquake components in the cases detailed
under 5.1.1 shall not consider any reduction of the vertical loads, except those detailed in
NCh1537 for live loads.

5.2. Methods of analysis

5.2.1. General

Normally the seismic analyses shall be carried out using linear methods, for seismic ac-
tions as defined under 4.2.a) or 4.2.b) or 4.2.c).

In special cases, the analysis may be based on a non-linear response to a seismic action, as
defined in 4.2.d).

5.2.2. Linear methods

Three procedures may be used:

a) Static analyses or analysis of equivalent static forces, which can only be applied to
structures of up to 20 m height, provided their seismic response might be assimilated
to a single-degree-of-freedom system.

b) Modal spectral analysis, which is applicable to any type of structure.

c) Special methods for structures featuring elastic behavior, as detailed under 5.8.

5.2.3. Non-linear methods

Non-linear methods of analysis correspond to the special methods of analysis detailed un-
der 5.8, which meet the conditions of the time-history analysis as defined in 5.8.2.

In conformance with the provisions 4.1 of this standard, non-linear incursion shall be
moderate so to guarantee the continuity of industrial operations.

The non-linear model must appropriately model the resistant capacity and the behavior of
the structural elements, backed up by specific laboratory test carried out with this purpose
or by normally accepted experimental studies.

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NCh2369

The ductility demand shall not exceed the established limit in accordance with the allow-
able damage. In no element section shall surpass 2/3 of the available local ductility.

The calculated maximum non-linear displacements shall not be reduced and shall conform
to the limits established under 6.3.

The non-linear model may incorporate the dynamic soil-structure interaction, however its
influence shall be limited up to 75% of the results obtained from the same non-linear
model but with rigid base.

5.3. Static elastic analysis

5.3.1. Mathematical model of the structure

5.3.1.1. The mathematical model of the structure shall be capable of appropriately represent the
load transmission from the points of application toward the supports. To that end, at
least to be included are all elements of the earthquake-resistant system, the stiffness and
strength of all elements that are relevant in the distribution of forces, and the correct
spatial placement of masses.

5.3.1.2. In general, a three-dimensional model shall be used, excepting cases in which the be-
havior can be forecasted with two-dimensional models.

5.3.1.3. In structures without rigid horizontal diaphragms a sufficient number of nodal degrees
of freedom associated to translational masses shall be defined. If necessary, the rota-
tional masses shall also be considered.

5.3.1.4. In structures with rigid horizontal diaphragms a model with three degrees of freedom
per story may be used.

5.3.1.5. In structures that support equipment, which influences the response, the mathematical
model shall consider the equipment/structure system.

5.3.1.6. In case of large suspended equipment, the mathematical model must include the suspen-
sion and interconnection devices between the equipment and the supporting structure.

5.3.1.7. If the soil characteristics or type of foundation require that the effect of soil-structure
interaction be considered, decoupled springs may be used for translational and rotational
movement.

5.3.1.8. The effects of natural torsion and of accidental torsion can only be considered at levels
with rigid diaphragms. The effect of accidental torsion can be included by considering
the possible variations of the distribution of self-weights and live loads. In case that no
previous information is available to carry out the aforementioned, the requirement set
forth under 6.2.8 in NCh433.Of96 shall be used.

26
NCh2369

5.3.2. Horizontal base shear

The horizontal base shear shall be calculated according to the following expression:

Qo = CIP (5-1)

where
Qo = base shear;

C= Seismic coefficient as defined in 5.3.3;

I = Coefficient of importance as defined in


4.3.2;

P= Total weight of the building above the base


level, calculated as required under 5.1.3. To
this aim, base level is the plane that separates
the foundation from the structure, except
indication in contrary of the professional
specialist.

5.3.3. The seismic coefficient is determined from:

2.75 A0 ⎛ T ' ⎞
n
⎛ 0,05 ⎞
0.4 (5-2)
C= ⎜ ⎟ ⎜⎜ ⎟⎟
gR ⎜⎝ T * ⎟⎠ ⎝ ξ ⎠
where

Ao = Maximum effective acceleration as defined in Table


5.2 according to the seismic zonification of Figure
5.1 and Table 5.1;

T’, n = Parameters relative to the foundation soil, to be de-


termined according to Tables 5.3 and 5.4;

T* = Fundamental period of vibration in the direction of


the analysis;

R = Response modification factor as defined in Table


5.6;

ξ = Damping ratio as established on Table 5.5.

5.3.3.1. C need not be higher than the value specified in Table 5.7.

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NCh2369

5.3.3.2. C in no case shall be lower than 0.25 Ao/g.

5.3.4. Fundamental vibration period

The fundamental vibration period T* shall be calculated by a well-founded theoretic or


empiric procedure.

5.3.5. Distribution along height

Seismic forces shall be distributed along height according to the following expression:

Ak Pk (5-3)
Fk = Qo
Σ1n A j Pj

Z k −1 Z (5-4)
Ak = 1− − 1− k
H H
where

Fk = Horizontal seismic force at level k ;

Pk, Pj = Seismic weight at levels k and j ;

Ak = Parameter at level k (k = 1 is the lower level);

n = Number of levels;

Qo = Base shear;

Zk, Zk-1 = Height above the base of k and k–1 levels;

H = Highest height levels above the base level;

5.4. Dynamic elastic analysis

5.4.1. Mathematical model of the structure

Provisions 5.3.1.1 to 5.3.1.7 of the static elastic analysis shall be used.

5.4.2. Design spectrum

The modal spectral analysis shall conform to the following design spectrum:

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NCh2369

n 0.4
2.75 Ao I ⎛ T ' ⎞ ⎛ 0,05 ⎞
Sa = ⎜ ⎟ ⎜⎜ ⎟⎟ (5-5)
R ⎝T ⎠ ⎝ ξ ⎠
where

T = Vibration period of the considered mode.

However, the value of Sa shall not be higher than ICmax · g, where Cmax shall be deter-
mined according to Table 5.7.

5.4.3. Number of modes

The analysis shall include a sufficient number of vibration modes for the sum of equiva-
lent masses in each analysis direction is equal to or higher than 90% of the total mass.

5.4.4. Mode superposition

Earthquake loads and deformations shall be calculated by superposing the maximum mo-
dal values by means of the Complete Quadratic Superposition method according to the
following formulas:

S = Σ i Σ j C ij S i S j (5-6)

8ξ 2 r 1.5
Cij = (5-7)
( 1 + r )( 1 − r ) 2 + 4ξ 2 r( 1 + r )

Ti
r=
Tj
where

S = Modal combination;

Si , Sj = Maximum values of mode contributions i and j ;

ξ = Damping ratio as defined in Table 5.5;

Ti , Tj = Period of modes i and j.

5.4.5. Minimum base shear

If the base shear Qmin is lower than the following value:

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NCh2369

Ao
Qmin = 0.25 I P (5-8)
g

for design purposes all deformations and internal forces shall be multiplied by the quo-
tient Qmin/ Qo.

5.4.6. Accidental torsion

The effect of accidental torsion shall be considered only in levels with rigid diaphragm.
In such cases, this effect can be included considering the possible variations of self-
weight and live load distribution. In absence of background data for doing so, the provi-
sion 6.3.4 of the Chilean standard NCh433.Of96 shall be used.

5.5. Vertical earthquake action

5.5.1. The vertical earthquake action may be considered as static in the following way:

a) In the cases detailed under 5.1.1. a) and 5.1.1. b) an even vertical earthquake coeffi-
cient equal to Ao/g shall be applied on all elements. Therefore the vertical earthquake
force must be Fv = ± (Ao/g) IP, where P is the sum of permanent loads and live loads.

b) For the cases considered under 5.1.1. c) and 5.1.1. d) the seismic coefficient shall be
2/3Aog.

c) For the cases considered under 5.1.1.e) the procedure detailed under 5.9 shall be ap-
plied.

5.5.2. Alternatively a vertical dynamic analysis may be carried out with the acceleration spec-
trum of expression (5-5) for R = 3 and ξ = 0.03. In this case, the spectral ordinate does
not require to be higher than IAo. Any damping ratio in excess of 0.03 shall be specifically
justified.

5.6. Robust and rigid equipment resting at ground level

This provision refers to equipment whose self fundamental period is smaller or equal to
0.06 s, including the effect of its connecting system to the foundation.

These equipments can be designed by static analysis with a horizontal seismic coefficient
of 0.7 Ao/g and a vertical earthquake coefficient of 0.5 Ao/g.

5.7. Design by differential horizontal displacements

30
NCh2369

For bridges or walkways that connect buildings, towers or other equipments, horizontal
supports shall be provided that enable the actual seismic displacement between structures
or equipment indicated in 6.2.

In no case the support length shall be smaller than S, where:

S [cm] = 20 + 0.2 L + 0.5 H; L ≤ 60 m (5-9)

where
S = Minimum length of the support (see Figure 5.2)

L = Bridge or walkway span in meters between supports;

H = Height in meters of bridge or walkway supports over


the foundation seal of the highest structure or
equipment.

5.8. Special analyses

5.8.1. Spectral analyses

5.8.1.1. Special spectra may be developed for a specific project, such that they consider the
characteristics and importance of the structures to be built, the geotechnical conditions
of the site, the distance from seismogenic sources, their characteristics, as well as the
local amplification or reduction factors of the ground movement intensity in terms of
site topography, the eventual effects of the wave directionality or subsoil configuration
and type.

Toward this aim, a series of parameters can be determined, such as the maximum values
of acceleration, velocity and displacement of the soil, and with these to configure spe-
cial spectra for the viscous damping levels of Table 5.5 or for determining others, which
enable similar formulations to that presented in NCh433.Of96.

5.8.1.2. For design purposes, the determination of the maximum acceleration, velocity and dis-
placements values shall take into account historical or deterministic data, which can be
applied or related to the site under study. These can be supplemented with the probabil-
istic values obtained from seismic risk analyses, which consider a 100-year return pe-
riod. The attenuation formulas used in risk analyses shall correspond to the anticipated
acceleration, velocity and displacement values, belonging to the characteristics of the
seismogenic sources considered in the study.

5.8.1.3. The base shear obtained from the spectrum defined by means of this special analysis,
shall not be smaller than 75%; nor require to be larger than 125% of those resulting
from the methods described under 5.4.

31
NCh2369

5.8.2. Time-history analysis

5.8.2.1. For the time-history analyses at least three actual records shall be used, which must be
representative of the considered seismogenic zones. This data must be escalated so that
the resulting spectrum from combining the spectra of each record by means of the
square root of the average of the squares of the escalated individual values, is not lower
than the design spectrum (5.8.1) at any point of the frequency range of interest.

5.8.2.2. Alternatively, a synthetic record may be used, whose spectrum yields larger values than
the one defined under 5.8.1, for the whole frequency range of interest.

5.8.2.3. When three different records are used, the design shall adopt the maximum values of the
parameter of interest, obtained from applying each one of them. Under this definition
the meaning of parameter of interest is the action, axial force, shear, bending moment or
the deformation obtained for each single element or for the global structure.

5.8.2.4. In linear time-history analyses, the resulting forces on the elements can be divided by
the R factors detailed in Table 5.6, provided the calculated displacements are compati-
ble with the limits imposed in 6.3.

5.8.2.5. Time-history analyses shall consider at each time the movements in only one of the
main directions of the structure, simultaneously acting with the vertical excitation.

5.8.2.6. In time-history analyses, the damping shall be taken from Table 5.5 and the duration of
the record must be equal to or higher than 120 s, unless a seismic risk study justifies the
use of a different duration.

5.8.3. Minimum base shear

If the base shear defined according to 5.8.1 or 5.8.2 is lower than

Ao
Qmin = 0.25·I P (5-10)
g

All deformations and stresses shall be multiplied by the quotient Qmin/ Q0, except when a
non-linear time-history analysis has been made.

5.9. Structures with seismic isolation or energy dissipators

5.9.1. General considerations

5.9.1.1. Seismic isolation or energy dissipation systems consist of any device that has been in-
corporated into the resistance system of a structure with the purpose of modifying its
dynamic properties, be it by modifying its fundamental vibration period or by increasing

32
NCh2369

its energy dissipation capacity or by modifying the distribution of forces with the pur-
pose of enhancing its seismic response.

5.9.1.2. The structure’s lateral force resisting system and the isolation and/or energy dissipation
system shall be designed so to withstand the demand of deformation and strength pro-
duced by the seismic movement, as required under 5.9, 5.8.1 and 5.8.2 of this standard.

5.9.1.3. The mathematical model of the physical structure must represent the distribution of
masses and stiffness of the structure at a suitable level for calculating the significant
characteristics of the dynamic response. A three-dimensional model of the superstruc-
ture that considers the vertical displacements in the isolators shall be used. The cases
mentioned under 5.1.1.e) require a model that includes vertical degrees of freedom in
the dynamic analysis. The damping ratios to be used shall be those corresponding to the
isolation or energy dissipation systems.

5.9.1.4. The analysis and verification of the isolation and energy dissipation systems shall be
made by modal spectral analysis or time-history response or frequency response analy-
sis. The modal spectral analysis can only be applied if the device or isolator is suscepti-
ble of being modeled as an equivalent validated linear system.

5.9.1.5. Spectral analyses (see 5.4 and 5.8.1) or time-history response analysis (see 5.8.2) shall
consider one by one the horizontal components acting in plant in the most unfavorable
direction, simultaneously with the vertical component if necessary according to 5.1.1 e).

5.9.1.6. The constitutive force-deformation relationships considered in the analysis for the se-
lected devices shall be duly founded and be backed by laboratory test.

5.9.1.7. The base shear limitations defined under 5.3.3.2 and 5.4.5 are not applicable in struc-
tures outfitted with isolation and/or energy dissipation systems. Likewise, in structures
with isolators, the maximum deformation restriction defined under 6.3 is applicable
only to the superstructure but not to the isolation interface.

5.9.2. Structures with seismic isolators

Seismic isolation systems shall be analyzed and designed in accordance with the provi-
sions of NCh2745.

5.9.3. Structures with energy dissipators

5.9.3.1. Every structure with energy dissipation systems shall be designed using the spectra de-
scribed under 5.4 or 5.8 and subsequently be verified by three records compatible with
the implicit demand level of the design spectrum, according to the methodology defined
under 5.8.2.

33
NCh2369

5.9.3.2. The seismic analysis of structures with energy dissipation systems shall be carried out
by using dynamic analysis procedures that appropriately consider the constitutive force-
deformation relation of the devices included in the structure.

5.9.3.3. The dissipation systems to be used in a structure shall have previously been subjected to
experimental studies, which prove a stable cyclic behavior for the device as well as pos-
sible variations of its properties with temperature.

5.10. Other structures not specifically referred to in this standard.

If the base shear Q0 determined for these structures is lower than

Ao
Qmin = 0.50 I P (5-11)
g

All deformations and internal forces must be multiplied by the quotient Qmin/ Q0 for the
purpose of the design.

This provision shall not be applied to the structures, which are explicitly quoted in Table
5.6.

34
NCh2369

Table 5.1 – Seismic zonification by municipalities of the Fourth to the Ninth Region
Region Zone 3 Zone 2 Zone 1

Andacollo
Combarbalá
Coquimbo
Illapel
La Higuera
La Serena
4th Region Los Vilos
Mincha
Monte Patria
Ovalle
Paiguano
Punitaqui
Río Hurtado
Salamanca
Vicuña

Algarrobo Calle Larga


Cabildo Los Andes
Calera San Esteban
Cartagena
Casablanca
Catemu
Concón
El Quisco
El Tabo
Hijuelas
La Cruz
La Ligua
5th Region Limache
Llayllay
Nogales
Olmué
Panquehue
Papudo
Petorca
Puchuncaví
Putaendo
Quillota
Quilpué
Quintero
Rinconada
San Antonio
San Felipe
Santa María
Santo Domingo
Valparaíso
Villa Alemana
Viña del Mar
Zapallar

(continues)

35
NCh2369

Alhué Buin
Curacaví Calera de Tango
El Monte Cerrillos
Lampa Cerro Navia
María Pinto Colina
Melipilla Conchalí
San Pedro El Bosque
Tiltil Estación Central
Huechuraba
Independencia
Isla de Maipo
Metropolitan La Cisterna
Region La Florida
La Granja
La Pintana
La Reina
Las Condes
Lo Barnechea
Lo Espejo
Lo Prado
Macul
Maipú
Ñuñoa
Paine
Pedro Aguirre Cerda
Peñaflor
Peñalolén
Pirque
Providencia
Pudahuel
Puente Alto
Quilicura
Quinta Normal
Recoleta
Renca
San Bernardo
San Joaquín
San José de Maipo
San Miguel
San Ramón
Santiago
Talagante
Vitacura
(continues)

36
NCh2369

La Estrella Chépica
Las Cabras Chimbarongo
Litueche Codegua
Lolol Coinco
6th Region Marchigue Coltauco
Navidad Doñihue
Palmilla Graneros
Peralillo Machalí
Paredones Malloa
Peumo Mostazal
Pichidegua Nancagua
Pichilemu Olivar
Pumanque Placilla
Santa Cruz Quinta de Tilcoco
Rancagua
Rengo
Requínoa
San Fernando
San Vicente de Tagua Tagua
Cauquenes Colbún
Chanco Curicó
Constitución Linares
Curepto Longaví
Empedrado Molina
7th Region Hualañé Parral
Licantén Pelarco
Maule Rauco
Pelluhue Retiro
Pencahue Río Claro
San Javier Romeral
Talca Sagrada Familia
Vichuquén San Clemente
Teno
Villa Alegre
Yerbas Buenas

(continues)

37
NCh2369

Arauco Antuco
Bulnes Coihueco
Cabrero El Carmen
Cañete Los Angeles
Chillán Mulchén
Cobquecura Ñiquén
Coelemu Pemuco
Concepción Pinto
Contulmo Quilaco
Coronel Quilleco
Curanilahue San Fabián
Florida San Ignacio
Hualqui Santa Bárbara
Laja Tucapel
Lebu Yungay
8th Region Los Alamos
Lota
Nacimiento
Negrete
Ninhue
Penco
Portezuelo
Quillón
Quirihue
Ranquil
San Carlos
San Nicolás
San Rosendo
Santa Juana
Talcahuano
Tirúa
Tomé
Treguaco
Yumbel
Angol Collipulli Curarrehue
Carahue Cunco Lonquimay
Galvarino Curacautín Melipeuco
Los Sauces Ercilla Pucón
Lumaco Freire
Nueva Imperial Gorbea
Purén Lautaro
9th Region Renaico Loncoche
Saavedra Perquenco
Teodoro Schmidt Pitrufquén
Toltén Temuco
Traiguén Victoria
Vilcún
Villarrica
(continues)

38
NCh2369

Table 5.2 – Value of the maximum effective acceleration A0

Seismic Zone A0
1 0.20 g
2 0.30 g
3 0.40 g

Table 5.3 – Definition of the types of foundation soil. (Only to be used with Table 5.4)

Type of Description
soil

Rock: Natural material, with in-situ shear wave propagation speed Vs equal or higher than
900 m/s, or else with uniaxial compression strength of intact samples (without fissures)
I that is equal to or higher than 10Mpa and RQD equal to or higher than 50%.

a) Soil that features Vs equal or higher than 400 m/s in the upper 10 m, increasing
with depth; or else
b) Dense gravel, with dry unit weight γd equal to or higher than 20 kN/m3, or density
index ID(RD) (relative density) equal to or higher than 75%, or compacting index
over 95% of the modified Proctor value, or else:
c) Dense sand of ID(RD) over 75%, or standard penetration index N over 40 (nor-
malized for an effective overburden pressure of 0.10 Mpa), or compacting index
II over 95% of the Modified Proctor value, or else,
d) Hard cohesive soil, with undrained shear strength Su equal to or greater than 0.10
Pa (simple compression force qu equal to or greater than 0.20 Mpa) in samples
without fissures.

These conditions must be met in every case, without regard to the position of the phreatic
level and the minimum stratum thickness shall be 20 m. In case the thickness over the rock
is under 20m, the soil shall be classified as type I.

a) Permanently non-saturated sand of ID(DR) between 55 and 75%, or N over 20 (with-


out normalizing at 010 Mpa effective overburden pressure); or else,
b) Non-saturated gravel or sand of compacting index below 95% of the Modified Proctor
Value; or else,
III c) Cohesive soil with Su between 0.025 and 0.10 Mpa (qu between 0.05 and 0.20 Mpa)
without regard to the phreatic level; or else,
d) Saturated sand with N between 20 and 40 (normalized at 0.10 Mpa of effective over-
burden pressure).

Minimum stratum thickness: 10m. In case the stratum thickness over the rock or over type
II soil is under 10m, the soil shall be classified as type II.

Saturated cohesive soil with Su equal to or under 0.025 Mpa (qu equal or under 0.050
Mpa).

IV Minimum stratum thickness: 10m. In case the stratum thickness over any of the soil types
I, II or III is lower than 10m, the soil shall be classified as type III.

39
NCh2369

Table 5.4 – Value of type of soil dependent parameters

Type of soil T’ (s) n

I 0.20 1.00

II 0.35 1.33

III 0.62 1.80

IV 1.35 1.80

Table 5.5 – Damping ratios

Resistant system ξ

Welded steel shell; stacks; silos; hoppers; pressure vessels; process towers; piping, etc.
0.02

Bolted or riveted steel shell; 0.03


Welded steel frames with or without bracings 0.02
Steel frames with field bolted connections, with or without bracings 0.03
Reinforced concrete and masonry structures 0.05
Precast reinforced concrete, purely gravitational structures 0.05
Precast reinforced concrete structures with wet connections, connected to the non-structural
elements and incorporated into the structural model 0.05

Precast reinforced concrete structures with wet connections, non-connected to the non- 0.03
structural elements
Precast reinforced concrete structures with dry connections, non-connected and connected:

With bolted connections and connections by means of bars embedded in filling mortar 0.03

With welded connections 0.02

Other structures not included in above list or assimilable to the foregoing ones. 0.02

NOTES

1) When using an analysis that considers soil-structure interaction in which the values of the first
damping mode ratio are higher than those of this table, the increase of this ratio shall not be 50%
higher than the foregoing values. Values for all other modes shall be those listed in this table.
2) In case of uncertainty regarding the classification of a resistant system, apply provision 4.7.

40
NCh2369

Table 5.6 – Maximum values of the response modification factor

Resistant system R

1. Structures designed for remain elastic 1

2. Other structures not included nor similar to those in this list1) 2


3. Steel structures
3.1 Buildings and structures of ductile steel frames with non-connected non- 5
structural elements
3.2 Buildings and structures of ductile steel frames with connected non- 3
structural elements that are incorporated into the structural model
3.3 Buildings and structures of braced frames with ductile anchorages 5
3.4 One-story industrial buildings with or without overhead traveling crane 5
and continuous roof bracing
3.5 One-story industrial buildings without overhead traveling crane, without 3
continuous roof bracing, which are compliant to 11.1.2
3.6 Light steel bays that are compliant to the conditions of 11.2.1 4
3.7 Inverted pendulum structures2) 3
3.8 Earthquake-resistant isostatic structures 3
3.9 Steel plate or steel shell structures whose seismic behavior is controlled 3
by local buckling
4. Reinforced concrete structures
4.1 Building and structures of reinforced concrete ductile frames with non- 5
connected non-structural elements
4.2 Buildings and structures of reinforced concrete ductile frames with con- 3
nected non-structural elements that are incorporated into the structural
model
4.3 Reinforced concrete buildings and structures with shear walls 5
4.4 One-story industrial buildings with or without overhead traveling crane 5
and with continuous roof bracing
4.5 One-story industrial buildings without overhead traveling crane, without 3
continuous roof bracing that are compliant to 11.1.2
Continued

41
NCh2369

4.6 Inverted pendulum structures2) 3


4.7 Isostatic seismic structures 3
5. Precast reinforced concrete structures
5.1 Purely gravitational precast structures 5
5.2 Precast structures with wet connections, connected to the non-structural 3
elements and incorporated into the structural model
5.3 Precasted structures with wet connections, non-connected to the non- 5
structural elements
5.4 Precast structures with dry connections, non-connected and connected to
the non-structural elements with:

Bolted connections and connections by means of bars embedded in mor-


tar3) 4

Welded connections3) 4
5.5 Precast inverted pendulum structures2) or with cantilever pillars 3
5.6 Earthquake-resistant isostatic structures 3
6. Masonry structures and buildings
6.1 Reinforced block masonry with total filling of voids 4
6.2 Reinforced block masonry without total filling of voids and reinforced 3
block masonry with ceramic units of grid type.
6.3 Confined masonry 4
7. Tanks, vessels, stacks, silos and hoppers
7.1 Stacks, silos and hoppers with continuous down-to-floor shells 3
7.2 Silos, hoppers and tanks supported on columns, with or without bracing 4
between columns.
7.3 Vertical axis steel tanks with continuous down-to-floor shell 4
7.4 Vertical axis reinforced concrete tanks with continuous down-to-floor 3
shell
7.5 Tanks and conduits of composite synthetic material (FRP, GFRP, HDPE 3
and similar materials)
7.6 Horizontal vessels supported on cradles with ductile anchorages 4
(continues)

42
NCh2369

8. Towers, piping and equipment


8.1 Process towers 3
8.2 Cooling towers made of wood or plastic 4
8.3 Electric control cabinets resting on floor. 3
8.4 Steel piping except their connections 5
9. Storage racks 4

NOTES

1. Except that a study proves that an R value other than 2 can be used. Structures
whose resistant system is explicitly included in this table are not assimilable to
this classification.
2. Over 50% of the mass above the upper level. Only one resistant element.
3. The value R = 4 is an upper limit. If the R value is lower for the equivalent rein-
forced concrete structural system, said lower value shall be used.
4. In case of uncertainty regarding the classification of a resistant system, provision
4.7 shall be applied.

Table 5.7 – Maximum values of the seismic coefficient

Cmáx.

R ξ = 0.02 ξ = 0.03 ξ = 0.05

1 0.79 0.68 0.55


2 0.60 0.49 0.42
3 0.40 0.34 0.28
4 0.32 0.27 0.22
5 0.26 0.23 0.18
NOTE – These values are valid for seismic Zone 3. For application to zones 2 and 1,
these values shall be multiplied by 0.75 and 0.50, respectively.

43
NCh2369

Figure 5.1 a) Seismic zonification of Regions I, II and III

44
NCh2369

Figure 5.1 b) Seismic zonification of Regions IV, V, VI, VII, VIII, IX, X and Metropolitan Region

45
NCh2369

Figure 5.1 c) Seismic zonification of Regions XI and XII

46
NCh2369

Figure 5.2

6. Seismic deformations

6.1 Calculation of deformations

When the analysis considers R-factor reduced earthquake loads, the deformations shall be
determined as follows:

d = d0 + R1 dd (6-1)

where
d = Seismic deformation

d0 = Deformation due to non-seismic service loads

R1 = Factor resulting from multiplying the R factor derived


from Table 5.6 by the quotient Q0/Qmin, provided that
Q0/Qmin be lower or equal to 1.0. However, for the
quotient Q0/Qmin a value under 0.5 shall not be used.
If this quotient is higher than 1.0, R1 = R shall be used

47
NCh2369

dd = Deformation calculated with R-factor reduced earth-


quake loads.

If anelastic methods are used, deformation d shall be obtained directly from the analysis.

6.2 Separation between structures

6.2.1 With the purpose of preventing impacts between adjoining structures, their separation
shall be bigger than the highest of the following values:

S = ( R1i d di ) 2 + ( R1 j d dj ) 2 + d 0 i + d 0 j
(6-2)

S = 0.002 (hi + hj) (6-3)

S = 30 mm

where

ddi , ddj = Deformations of the structures i and j calculated as per


6.1;

R1i , R1j = response modification factors R1 used for the design of


the structures i and j, and

hi , hj = height at the considered level of the structures i and j


measured from their respective base levels.

6.2.2 The separation between the structure and rigid or fragile non-structural elements, whose
impact is required to be prevented, must be higher than the relative deformation between
the levels where the element is located and calculated with the corresponding d values,
but not less than 0.005 times of the element height.

6.3 Maximum seismic deformations

Seismic deformation must be restricted to values that do not damage piping, electric sys-
tems or other elements, connected to the structure, which shall be protected.

The deformations calculated by the expression (6-1) shall not exceed the following val-
ues:

a) Precast concrete structures composed exclusively of an earthquake-resistant system


based on walls connected by dry connections.

48
NCh2369

dmax = 0.002 h (6-4)

b) Structures of masonry walls with partitions that are rigidly fastened to the structure.

dmax = 0.003 h (6-5)

c) Unbraced frames with non-connected masonry fill.

dmax = 0.0075 h (6-6)

d) Other structures

dmax = 0.015 h (6-7)

where

h = height between floors or between two points located


on the same vertical.

The foregoing restrictions may be obviated if it is proved that a bigger deformation can be
tolerated by the structural and non-structural elements.

6.4 The P-Delta effect

The P-Delta effect shall be considered in case the seismic deformations exceed the fol-
lowing value

d = 0.015 h (6-8)

7. Secondary elements and equipment mounted on structures

7.1. Scope

Secondary elements are interior partitions and other appendages attached to the resistant
structure but that are not part of it. Equipment anchored on several levels of the structure
shall conform to provision 11.3.2.

7.2. Forces for seismic design

49
NCh2369

7.2.1. According to 5.3.1.5 , in case that the secondary element or equipment is included in the
modeling of the supporting structure, they shall be designed with the following horizontal
earthquake loads acting in any direction:

1.2Q p R1
Fp = < Pp (7-1)
Rp

where

Qp = Shear load that appears at the base of the secondary


element or equipment according to an analysis of the
building with R-factor reduced seismic loads;

R1 = Factor defined in 6.1

Rp = Response modification factor of the secondary ele-


ment or equipment according to Table 7.1;

Pp = Weight of the secondary element or equipment.

7.2.2. If it is not necessary that the equipment has to be included in the modeling of the struc-
ture, except for its mass, the design of the secondary elements and equipment may be car-
ried out with the following seismic forces:

a) When the acceleration ap is known at the support level of the element or equipment as
derived from the dynamic modal analysis of the building with R-factor reduced earth-
quake loads:

3.0 a p K p (7-2)
Fp = Pp < Pp
Rp

Where the coefficient Kp must be defined alternately by means of one of the two follow-
ing procedures:

50
NCh2369

i) Kp = 2.2 (7.3)

0.5
ii) Kp = 0.5 + (7.4)
(1 − β 2 ) 2 + (0.3β ) 2

where
β=1 for 0.8 T* ≤ Tp ≤ 1.1T *

β = 1.25 (Tp/ T*) for Tp < 0.8 T*

β = 0.91 (Tp/ T*) for Tp > 1.1 T*

where
Tp = Natural period of the fundamental vibration mode of the
secondary element including its anchorage system and T* is
the period of the mode with the highest equivalent transla-
tional mass of the structure in the direction in which the
secondary element may enter in resonance. The determina-
tion of β requires that the value of T* be over 0.06 s.

b) When no modal dynamic analysis of the building has been carried out:

0.7a k K p
Fp = Pp < Pp (7-5)
Rp
where
ak = acceleration at level k on which the secondary ele-
ment or equipment is mounted, determined according
to 7.2.4.

7.2.3. When the characteristics of the building are unknown or the level on which the secondary
element or equipment will be mounted is not known, the design can be carried out with
the seismic force of the expression (7-5) using Kp = 2.2. and ak = 4 A0/g.

7.2.4. The acceleration at level k of the structure shall be determined by:

A0 ⎛ Z ⎞
ak = ⎜1 + 3 k ⎟ (7-6)
g ⎝ H ⎠
where
A0 = maximum effective acceleration as defined under
5.3.3 ;
Zk = height of level k above the base level;
H = total height of the building above the base level.

51
NCh2369

7.2.5. The seismic design force determined as per 7.2.1 or 7.2.2 shall not be lower than
0.8A0Pp/g.

7.3. Forces for anchoring design

7.3.1. All secondary elements and equipment shall be duly anchored to the resistant structure by
means of bolts or other devices. The design shall be made with the forces established in
7.2 with the modifications detailed under 7.3.2 and 7.3.3.

7.3.2. When the anchorage to concrete elements includes anchor bolts on the surface (bolts with
a length-diameter ratio under 8), the seismic forces established under 7.2 shall be in-
creased by 50%, or else, they shall be calculated with Rp = 1.5. The same provision shall
be applied to anchor bolts designed without the exposed length specified under 8.6.2.

7.3.3. When the anchoring system is built with non ductile materials, the seismic forces of 7.2
must be amplified by 3, or else be calculated with Rp = 1.0.

7.4. Automatic shutoff systems

Ducts, vessels and equipment containing high temperature gases and liquids, explosives
or toxic materials must be equipped with automatic shutoff systems which fulfill the pro-
visions of 8.5.4 of NCh433.Of96.

Table 7.1 - Maximum values of the response modification factor of


secondary elements and equipment

Secondary elements or equipment Rp

- Rigid or flexible equipments or elements with non-


ductile materials or appendages 1.5
- Precast secondary elements. Elements in cantilever.
Partitions.
- Electric and mechanical equipment in general. 3
- Stacks, tanks, steel towers
- Other non specified cases in this table
- Storage shelves
- Secondary structures 4

8. Special provisions for steel structures

8.1. Applicable standards

52
NCh2369

Until the issuance of the new edition of the Chilean Standard on detailing and construc-
tion of steel structures, the provisions of this standard shall be used complemented with
the following standards:

a) Load and Resistance Factor Design Specifications for Steel Buildings, 1999, Ameri-
can Institute of Steel Construction (AISC); or Specifications for Structural Steel
Buildings, Allowable Stress Design; 1989, AISC.

b) Specifications for the Design of Cold Formed Steel Structural Members, 1996, Ameri-
can Iron and Steel Institute (AISI), covering the design of cold formed elements not
included in the AISC standards

c) In matters of seismic design, the AISC standards shall be supplemented by the provi-
sions of Seismic Provisions for Structural Steel Buildings, Part 1: Structural Steel
Buildings, 1999, AISC, or the provisions contained in clause 8 and Appendix B of this
standard.

8.2. Materials

8.2.1. Structural steel shall fulfill the following provisions:

- Exhibe at tensile testing a pronounced natural ductility plateau with a yield point under
0.85 times of the ultimate strength and minimal fracture elongation of 20% in 50 mm test
specimen.

- Guaranteed weldability in conformance with AWS standards.

- Minimum toughness of 27 at 21ºC measured with Charpy test compliant to ASTM 6.

- Yield point not over 450 Mpa.


8.2.2. In addition to the conditions specified under 8.2.1 , the materials shall fulfill one of the
following specifications:

- ASTM A36; A242; A572 Gr. 42 and Gr. 50; A588 Gr. 50; A913 and A982 for structural
shapes; plate; bars; common bolts and anchor bolts).

- DIN 17 100, qualities St. 44.2; St. 44.3 and St. 52.3 for the same foregoing elements.

- NCh203 A 42-27ES; A 37-24ES; and NCh1159 A 52-34ES for the same foregoing ele-
ments.

- ASTM A500 Gr. B and C; A501 and A502 for structural tubes.

53
NCh2369

- AWS 5 for welding.

Materials that meet other than the foregoing specifications may be used prior approval by
the professional specialists of each project.

8.2.3. Earthquake-resistant groove welds shall be complete joint-penetration type with elec-
trodes of minimum toughness of 27 Joules at -29 ºC, measured with Charpy test according
to ASTM A6.

8.3. Braced frames

8.3.1. Braced frame configurations with diagonal elements that only resist tension are not al-
lowed, except in case of light steel bays, which are governed by the provisions detailed
under 11.2.

8.3.2. Every resistant line shall include braces to take tension and braces to resist compression.
As a minimum the strength provided by the diagonal resisting tension in each direction of
the seismic action, shall be equivalent to 30% of the shear load of the resisting line at the
corresponding level.

8.3.3. The elements of vertical earthquake-resistant systems under compression shall have
width to thickness ratios under λ r according to Table 8.1 (see Figure 8.1). The slender-
ness ratio of the element shall be less than 1.5 π E / Fy .

8.3.4. The diagonal elements in an X brace shall be connected at the point of intersection. This
point can be considered fixed in perpendicular direction to the plane of the braces for de-
termining the member’s buckling length when one of the diagonal elements is continuous.

8.3.5. In industrial buildings with V-bracing or inverted V-bracing bracing, beams shall be con-
tinuous over the intersection point with the diagonal elements and they shall be designed
to resist the vertical loads assuming that they are not supported by the diagonal elements.
In addition, the diagonal elements shall be capable of supporting the self-weight loads and
the beam-induced live loads plus the seismic loads gotten from analysis, amplified by 1.5.
The upper and lower beam flanges shall be designed to resist a transversal load located at
the point of intersection with the diagonal elements, equal to 2% of the nominal strength
of the flange, that is, Fy bf t ,

where
Fy = yield stress of the flange;
bf = width of the flange
t = Flange thickness

54
NCh2369

8.3.6. The earthquake stress in the compressed diagonal elements shall be less or equal to 80%
of the resistant capacity defined in the steel design specification.

8.3.7. Seismic K-braces in which the diagonal elements intersect in an intermediate column
point are not allowed, except that at that point exists a strut that is part of the bracing sys-
tem.

8.3.8. Provisions 8.3.3, 8.3.5, and 8.3.6 shall not be applied to bracings whose majorated earth-
quake stresses are lower than one third of the stresses of the combination that controls the
design.

8.4. Rigid frames

8.4.1. Moment connections of earthquake-resistant rigid frames shall be totally rigid (TR). Par-
tially rigid (PR) connections are not allowed. These connections shall be designed so that
to enable the development of the plastic hinge in the beam at a reasonable distance from
the column, which can be achieved by reinforcing the connection or weakening the beam
at the desired position of the plastic hinge.

8.4.2. Abrupt changes of the beam flange width are not allowed at the potential plastic hinge
development areas or near them, unless when dealing with a reduced beam section appro-
priately designed to induce the plastic hinge at that position.

8.4.3. The transversal sections of the columns and beam beams in rigid earthquake-resistant
frames shall qualify as compact, that is, their width to thickness ratios shall be under λ p
of Table 8.1.

8.4.4. In multi-story structures in which the total earthquake-resistance depends from rigid
frames designed with R1 greater or equal to 3, the sum of the bending strength capacities
of the columns that concur at a node shall be greater or equal to 1.2 times the sum of the
bending strength capacities of the connected beams.

It is not necessary to fulfill this requirement in whichever of the following cases:

a) If the seismic shear load of every column for which the abovementioned requirement
is not met, is 25% lower than the seismic shear load of the corresponding story.

b) If the analysis and detailing of the structure is made by taking seismic forces equal to
the double of the values established under clause 5 of this standard.

c) If a non-linear analysis (see 5.2.3) proves that the structure is stable in the face of the
deformation demands imposed by the earthquake.

8.4.5. The design of the beam-column panel zone of earthquake-resistant rigid frames shall be
compliant to Appendix B.

55
NCh2369

8.4.6. The compression strength in columns with prevailing compression, disregarding the ef-
fect of the flexural moment, shall be greater than the axial loads obtained from the loading
combinations of 4.5, in which the earthquake loading condition of these loading combina-
tions has been amplified by 2. Prevailing compression is defined as the situation in which
the axial stress obtained from the loading combinations of 4.5 is greater than 40% of the
design compression strength of the column.

8.4.7. The provision of 8.4.3 is not applicable to rigid frame elements in which the stresses from
majorated seismic loads are lower than one third of the stresses of the load combination
which controls the design.

8.5. Connections

8.5.1. Materials shall fulfill the following requirements:

- The bolts of earthquake-resistant connections shall be exclusively high strength mate-


rial, quality ASTM A325 or ASTM A490, or equivalent.

- Arc welding electrodes and fluxes shall be compliant to AWS A 5.1, A 5.5, A 5.17, A
5.18, A 5.20, A 5.23, and A 5.29 or equivalent specifications.

- Electrodes shall feature a minimum Charpy toughness of 27 Joules at –29ºC according


to ASTM A6.

8.5.2. The connections of seismic diagonal elements shall be designed to resist 100% of the ten-
sile capacity of their gross section.

8.5.3. The moment connection strength between beams and columns of rigid earthquake-
resistant frames shall be at least equal to the strength of the connected elements.

8.5.4. The upper and lower beam flanges in beam-column connections of rigid frames shall have
lateral supports designed for a force equal to 0.02 Fy b f t .

8.5.5. The groove welds of earthquake-resistant joints shall be of complete penetration type.

8.5.6. High-strength bolts shall be installed with the pretension specified for slip-critical connec-
tion (70% of tensile strength for A325 and A490 bolts). However, the design strength of
bolted joints can be calculated as that corresponding to bearing stress connections. The
contact surfaces shall be cleaned with mechanical roller, or by sand blasting or shot blast-
ing; they shall not be painted but galvanizing is acceptable.

8.5.7. Not allowed are connections whose resistance depends on a combination of weldings with
high-strength bolts or rivets. Excepted are the modifications of existing riveted structures.

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8.5.8. Field joints shall fulfill the following requirements:

a) In connections made with high-strength bolts, methodologies of tightening and control


that assure the pretension required under 8.5.6 shall be applied.

b) Welding is allowed only in plane position, vertical and horizontal, and with the welder
protected against wind and rain.

c) Welds shall be complete-penetration groove welds or filet-welds. Groove welds shall


be controlled by means of ultrasonic or X-ray.

8.5.9. Column splices shall fulfill the following conditions:

a) In buildings the distance between the column splice and the upper beam flange shall
be greater or equal than the lower value between 900 mm and half of the clear column
height.

b) The splices shall be sized for the design forces obtained from the load combinations of
4.5, in which the seismic load condition has been amplified by 2.

8.6. Anchorages

8.6.1. The supports of structures and equipments, which transfer seismic loads to the founda-
tions or other concrete element, shall be anchored by means of anchor bolts, anchor
plates, reinforcing bars or other appropriate means.

8.6.2. Anchor bolts subjected to tension according to the procedures of analysis detailed under
clauses 4, 5 and 7 shall have chair and the bolt shall be visible for allowing their inspec-
tion and repair and the thread shall have the sufficient length to enable retightening of the
nuts (see Appendix A, Figure A.1). The exposed length of the bolts shall not be less than
250 mm nor eight times their diameter, nor the thread length under the nut be less than 75
mm.

Exception is made to this requirement for anchor bolts with sufficient capacity to resist
loading combinations, in which the seismic loads are amplified by 0.5 R times, but not
less than 1.5 times, the value specified in clauses 5 and 7.

Important equipments, such as very high process vessels and in the structure of large sus-
pended equipments, such as boilers and similar facilities, shall be outfitted with bolts of
high ductile deformation capacity, which are easily repairable and eventually could be re-
placed (see Appendix A, Figure A.7).

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8.6.3. Base plates of columns and equipments in general shall be outfitted with shear keys or
seismic stoppers designed for transferring 100% of the base shear load (see Appendix A,
Figure A.1).

Excepted from this requirement are the following cases:

a) Supports with shear load under 50 kN; in this case it will be allowed to resist the shear
load with anchor bolts, considering that only two of them are active to this purpose as
well as the corresponding shear-tension interaction formulas.

b) Tanks and equipments bases outfitted with nine or more anchor bolts; in this case it
will be accepted to resist 100% of the shear load with the anchor bolts, considering
that only one third of the total number of anchor bolts is active and applying the corre-
sponding shear-tension interaction formulas with the maximum tension and the shear
force so calculated.

c) Tanks of aspect ratio (height/diameter) under one, which do not require anchorage ac-
cording to 11.8. In this case, the shear can be taken by means of conicity at the base.

In cases a) and b) the anchor bolts shall be embedded in the foundation.

8.6.4. The leveling mortar strength shall not be taken into account in the design of the shear
plate.

8.6.5. The design of the shear anchorage elements shall not consider the friction between the
base plate and the foundation.

8.6.6. The superposition of the shear plates strength and that of the anchor bolts is not allowed.

8.6.7. When void boxes are laid on the foundation for the later installation of anchor bolts, the
lateral walls of these void boxes shall have a minimal pitch of 5% with respect to the ver-
tical, so that the lower area is greater than the upper one. The void boxes shall be filled
with non-shrinking mortar.

8.6.8. The concrete for the foundation shall be designed to resist the vertical and horizontal
loads transferred by the metal anchor elements. The concrete strength and its reinforce-
ments shall be such that the eventual failures affect the metal anchor elements but not the
concrete.

8.7. Horizontal bracing systems

8.7.1. The following provisions are applicable to buildings and industrial facilities with floor or
roof steel bracing system, the function of which consists in transferring the seismic design
loads and/or to provide structural redundance for fulfilling the requirements of this stan-
dard for specific structures.

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8.7.2. Diagonal configurations of floor and roof bracing systems, designed to only take tension
are not allowed, except in light steel bays, which are ruled by the provisions under 11.2.

8.7.3. For floor and roof bracing systems whose function is to transfer and/or share the seismic
loads that control the design, which are tributary of one or more frames (overhead travel-
ing cranes, large suspended equipment, etc.) to other adjoining or remote rigid frames or
bracings, the design provisions detailed under 8.7.3.1 to 8.7.3.4, shall be applied.

8.7.3.1. Earthquake-resistant diagonal elements and struts working in compression shall have
width to thickness ratios under λ r according to Table 8.1 (see Figure 8.1). The slender-
ness of the element shall be less than 1.5 π E / Fy .

8.7.3.2. The diagonal elements in X shall be connected at the point of intersection. Said point
can be considered fixed in perpendicular direction to the diagonal elements plane for the
purpose of determining the buckling length of the piece when one of the diagonal ele-
ments is continuous.

8.7.3.3. The provision 8.7.3.1 is not applicable to bracings whose loads, obtained from the load
combination that include seismic loads, are lower than one third of the loads that control
the design.

8.7.3.4. The provision 8.7.3.1 is neither applicable when the design of the bracing system is car-
ried out with the loads obtained from the loading combinations that include seismic
loads, in which this latter load has been amplified by 0.7 R.

8.7.4. Roof or floor bracing systems that provide structural redundance in accordance with the
requirements of specific structures, shall fulfill the following requirements:

8.7.4.1. The horizontal bracing system and its connections shall be designed according to the
provisions of 8.1 a) or b), as appropriate.

8.7.4.2. The seismic loads to be considered for horizontal bracing systems shall not be lower
than the seismic contribution of an intermediate frame under eventual premature fail-
ure (see Figure 8.2).

8.7.5. The section height of the diagonal elements and struts of roof and floor bracing systems
shall be greater than or equal to 1/90 of the horizontal projection of the length of the ele-
ment.

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Table 8.1 – Limits of the width to thickness ratio (for definitions see 3.2 and Figure 8.1)

Action that affects the structural member


Compression Bending
Shapes λ λr λr λp
Double T, rolled, welded or hybrid, and rolled channels
Unstiffened flanges, rolled I and b/t
C sections
0.56 E / F y 0.83 E /( F − 70) y 0.38 E/Fy

Unstiffened flanges, welded, built b/t


in and hybrid sections
0.64 Ek c / Fy *)
0.95 Ek c /( Fyf − 115) *) 0.38 E/Fy

All webs **) ***)


h/tw 1.49 E / Fy 5.7 E / Fy 3.76 E / Fy
If Pu / φb Py ≤ 0.125
h/tw λr λp
⎛ 0.74 Pu ⎞ ⎛ 2.75Pu ⎞
5.70 E / Fy ⎜ 1 − ⎟ 3.76 E / Fy ⎜1 − ⎟
⎜ φ b Py ⎟ ⎜ φ P ⎟
Webs in combined bending, all ⎝ ⎠ ⎝ b y ⎠
**) ***)
If Pu / φb Py ≥ 0.125
h/tw λr λp
⎛ 0.74 Pu ⎞ ⎛ P ⎞
5.70 E / Fy ⎜ 1 − ⎟ 1.12 E / Fy ⎜ 2.33 − u ⎟ ≥ 1.45 E / Fy
⎜ φ b Py ⎟ ⎜ φb Py ⎟⎠
⎝ ⎠ ⎝
Stiffened flanges and any other b/t
stiffened element by a stiffener or
that is capable of providing an 1.49 E / Fy 1.49 E / Fy 1.12 E / Fy
h/tw
effective edge support
Flange stiffeners, or web longitu- c/t
dinal stiffeners
0.64 Ek c / Fy *)
0.56 E / Fy 0.38 E/Fy
Vertical web stiffeners b/t NA NA
0.56 E / Fy
Splice plates in compressed b/t
flanges 1.40 E / Fy 1.40 E / Fy 1.12 E / Fy
Tee shapes
Flanges, rolled sections b/t 0.56 E / Fy 0.83 E /( Fy − 70) 0.38 E / Fy
Flanges, welded sections b/t 0.64 Ek c / Fy *)
Ekc 0.38 E / Fy
0.95 *)

( Fyf − 115)
Webs **) d/tw NA NA
0.75 E / Fy
Rectangular of uniform thick-
ness:
Flanges b/t 1.40 E / Fy 1.40 E / Fy 1.12 E / Fy
Web
h/tw 1.40 E / Fy 5.70 E / Fy 3.76 E / Fy
(continues)

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Table 8.1 – Limits of the width to thickness ratio (conclusion) (for definitions see 3.2 and Figure 8.1)

Tubular Shapes
Welded rectangular with
flanges thicker than the web:

Flanges b/t 1.49 E / Fy 1.49 E / Fy 1.12 E / Fy


Web h/tw 1.49 E / Fy 5.70 E / Fy 3.76 E / Fy
Round shapes D/t 0.11 E/Fy 0.31 E/Fy 0.071 E/Fy
Struts composed of rolled angle shapes
Flanges of simple angle 0.45 E / F NA NA
y
shapes, LT shapes with sepa- b/t
rators, XL shapes and unstiff-
ened elements in general
Flanges of LT sections with b/t 0.56 E / Fy NA NA
in-contact angles
Cold bent sections

Unstiffened flanges of C or Z b/t 0.42 E / Fy 0.42 E / Fy 0.30 E / Fy


shapes
Stiffened flanges of CA, ZA, b/t 1.28 E / Fy 1.28 E / Fy 1.08 E / Fy
Ω and hat shapes
Flanges of simple angle b/t 0.37 E / Fy
shapes , TL and XL shapes, NA NA
with or without separators
Webs of C, CA, Z, ZA, Ω and h/tw 1.28 E / Fy 3.13 E / Fy 2.38 E / Fy
hat shapes
Stiffening flanges c/t 0.42 E / Fy 0.42 E / Fy 0.3 E / Fy
λr λp
If Pu / φb Py < 0.15
3.13 E / Fy ⎛ P ⎞
Webs of C, CA, Z, ZA, Ω and 2.38 E / Fy ⎜ 1 − 2.33 u ⎟
hat shapes in combined bend- h/tw ⎜ φ b Py ⎟
⎝ ⎠
ing
If Pu / φb Py ≥ 0.15
3.13 E / Fy 1.5 E / Fy
NOTES
NA = not applicable
E,Fy; in MPa E = 200,000 MPa λr = limit of width to thickness ratio to prevent local buckling
4
*) kc = but within the range 0.35 ≤ kc ≤ 0.763 λp = limit of width to thickness ratio to allow complete plastifica-
h / tw tion of the section

**) For hybrid beams use Fy, of flanges

***) In unequal flange members use hc instead of h


when comparing with λp.

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Figure 8.1 Examples of width to thickness ratios of table 8.1


(Flat widths b and h according to definitions of terms in 3.2)

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Figure 8.2

9. Special provisions for concrete structures

9.1. Reinforced concrete structures

9.1.1. Until the official issuance of the new edition of the Chilean standard NCh430 that re-
places standards NCh429.Of57 and NCh430.Of61, the provisions of the ACI Code 318-
99 shall be used, in those that are not in contradiction with the provisions of this standard.
For the effects of the application of Chapter 21 of said ACI Code (paragraph 21.2.1), it
shall be considered that the complete national territory with its three seismic zones corre-
sponds to high seismic risk.

9.1.2. The structural elements that are part of ductile frames designed to resist earthquake loads
shall be designed and detailed as special moment resistant frames, according to the provi-
sions of ACI 318-99, chapter 21, sections 21.1 to 21.5.

9.1.3. Frames which belong to structures whose earthquake loads have been calculated with an
R1 factor under or equal to 2 can be designed according to the provisions for intermediate
moment resistant frames, as per ACI 318-99, chapter 21, section 21.10. The same provi-
sion can be applied to frames with seismic deformations lower or equal to 50% of the lim-
iting value established under 6.3.

9.1.4. In the case of structures with a combination of reinforced concrete walls and frames
where the set of walls resists at each level and in each direction of analysis a percentage
of the total shear load of the level that is greater or equal to 75%, the design of the frames
can be carried out according the requirements of section 21.10 of ACI 318-99, chapter 21,

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provided the frame is responsible for resisting less than 10% of the total shear loads from
each and every level.

9.1.5. Frames in which the seismic loads do not control the design and whose failure does not
affect the stability of the structure, can be designed according to the provisions of ACI
318-99, chapter 21, section 21.9.

9.1.6. It is not required that the design of walls fulfill the provisions of ACI 318-99, chapter 21,
section 21.6.6.3.

9.1.7. In multi-story structures in which the earthquake resistance depends from rigid frames
designed with R1 values that are higher than or equal to 3, it is not necessary to fulfill the
requirement of strong column – weak beam (ACI 318-99, 21.4.2) when one of the follow-
ing conditions is met:

a) the seismic shear load of the groups of columns for which the foregoing provision is
not accomplished, is lower than 25% of the seismic shear load of the corresponding
story;

b) if the analysis and design of the structure is carried out with seismic forces equal to
two times the values detailed under clause 5 of this standard.

c) If it can be proved by means of a non-linear analysis (see 5.2.3) that the structure is
stable when facing the deformation demand of an earthquake.

9.2. Precast concrete structures

9.2.1. Requirements for precast systems

9.2.1.1. Structures that include precast concrete elements shall be designed to resist seismic ac-
tions according to some of the following criteria:

a) Gravitational systems

The earthquake-resistant system in this case comprises reinforced concrete, casted-in-


place walls or frames, confined or reinforced masonry walls or braced or non-braced steel
frames. Precast elements are used to resist exclusively the vertical loads.

The precast elements and connections that do not belong to the earthquake-resistant sys-
tem shall be capable of accepting the seismic deformation, d, of the structure and resist
the vertical (gravitational) loads for that deformation.

The frames belonging to the precast gravitational system can be designed in accordance
with the provisions of the ACI Code 318-99, section 21.9.

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The joints between the precast gravitational system and the earthquake-resistant system
shall be considered as part of this latter system and shall be designed according to para-
graphs b), c) or d).

b) Precast systems with wet connections.

These system emulate the behavior of cast-in-place reinforced concrete structures by


means of the use of precast elements connected by wet connections that fulfill the re-
quirements of ACI Code 318-99, especially those relative to the anchorage and bar splic-
ing.

c) Precast systems with ductile connections

These structures consist of precast elements joined by means of connections that have
been proved by non-linear cyclic analysis and tests to have strength and ductility greater
than or equal to the monolithic connections of structures designed according to the ACI
Code 318-99. These tests shall meet the requirements of the document ACI ITG/T1.1-99
Acceptance Criteria for Moment Frames based on Structural Testing; they can be per-
formed by local or foreign laboratories, provided that their results are certified by a labo-
ratory approved by the Chilean Ministry of Housing and Urbanism.

d) Precast systems with dry connections

These structures consist of precast elements joined by means of dry connections that have
been designed as strong connections that assure that an eventual non-linear behavior in
case of earthquakes of higher demands than those considered in this standard produce an
incursion within the non-linear response range in sections far from the strong connection.

These precast systems accept an earthquake-resistant system exclusively composed of


walls connected with dry connections or one exclusively composed of frames connected
by dry connections.

Structures with an earthquake-resistant system exclusively composed of a precast system


with dry connections are allowed to be built only up to 4 levels and a maximum height of
18 m, measured from the base level.

9.2.1.2. Structures that include precast gravitational systems shall be designed considering the
earthquake loads that correspond to the earthquake-resistant system being used.

Precast systems with wet connections and ductile connections shall be designed using
the earthquake loads corresponding to a monolithic reinforced concrete structure.

9.2.1.3. 9.2.1.3 Precast systems with dry connections shall be designed with the values listed in
Table 5.6 for cast-in-place reinforced concrete structures. However, the value of R shall
not be greater than 4 and the damping ratio not greater than 0.03 for bolted connections

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and connections by means of bars embedded in filling mortar, nor greater than 0.02 for
welded connections.

The compliance with the behavior requirements detailed in 9.2.1.1 c) demands that dry
connections must meet the provisions 9.2.1.4 and 9.2.1.5.

9.2.1.4. In precast systems with dry connections, the quotient between the nominal strength of
the connection and that of the element connected at the point of connection (Se) shall be
greater than or equal to 1.4.

9.2.1.5. Dry connections of precast frame structures shall be capable of developing under bend-
ing, shear or axial load or combination of these actions acting on the connection, a
probable strength Spr determined by using a value Ф = 1, not under 125% of the yield
strength of the connection and they shall be able of developing a displacement under Spr
that shall not be less than 4 times the yield displacement. The anchorage of the connec-
tion in the precast element at any side of the connection shall be designed to develop a
stress equal to 1.3 times Spr. In addition, the connection shall meet the requirements of
confinement if fc is greater than 0.7 f’c.

The above established behavior shall be guaranteed by means of tests that include the
cyclic feature of the action. The tested samples shall be representative of the proposed
system. The tests shall be compliant to the ASTM specifications on instrumentation and
performance of cyclic testing.

9.2.1.6. The steel and electrodes used in welded connections shall meet the provisions estab-
lished under 8.2.2 and 8.5.1.

9.2.1.7. If the base shear Q0 is lower than the following value

A0
Qmin = 0.40 I P (9.1)
g

all deformations and stresses shall be multiplied by the quotient Qmin/Q0 for design pur-
poses.

The foregoing provision shall not be applied to precast concrete structures classified un-
der 9.2.1.1 as gravitational systems or precast systems with wet connections and ductile
connections, which shall meet the provision on minimum base shear detailed under
5.4.5.

9.2.2. Special provisions

9.2.2.1. The design of precast elements and connections shall include the load conditions and
deformation occurring from the initial fabrication until the completion of the structure,
including removal of forms, storage, transport and installation.

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9.2.2.2. The design of precast elements and their connections shall include the effect of fabrica-
tion tolerances.

9.2.2.3. In addition to the requirements on drawings and specifications of this standard, the fol-
lowing data shall be included in shop drawings:

a) Details of reinforcement, inserts and hoisting devices those are required for resisting the
temporary loads of handling, storage, transport and installation.

b) Concrete strength at the ages or established construction stages.

9.2.2.4. Not allowed is the use of connections that are based exclusively on the friction caused
by gravitational loads.

9.2.2.5. A slab composed of precast elements shall be considered to be a rigid diaphragm, pro-
vided that an overslab that meets the provisions detailed under the ACI Code 318-99,
sections 21.7.2; 21.7.3; 21.7.4; and 21.7.5 is considered in the design.

9.3. Industrial bays composed of cantilever columns

9.3.1. This paragraph establishes the special requirements of industrial bays, with or without
overhead traveling cranes, built with cast in place or precast concrete columns and struc-
tured with built in columns at the base and beams connected to the columns with hinged
connections. The earthquake-resistance and deformation capacity of these systems come
exclusively from the columns.

9.3.2. The bays shall have a continuous roof bracing system connected to the upper level of the
columns.

If the bracings are provided by steel shapes, these shall meet the provisions of 8.7.

If the bracing is provided by a different system, this shall feature a stiffness that is equiva-
lent to that of a steel system with braces composed of shapes designed to only work in
tension and meet 8.1.a) or 8.1.b). Such other system cannot be composed of elements de-
signed to only work in tension.

9.3.3. The seismic design of structures, which fulfill 9.3.1 and 9.3.2 shall be carried out with R
= 3 and with a damping ratio of 0.02.

9.3.4. The base shear load shall not be less than:

Qmin = 0.4 I A0P / g (9-2)

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In those cases where the base load Qo is lower than the foregoing values, the stresses and
deformations shall be multiplied by Qmin / Q0 for the purpose of the design.

9.3.5. The design of the elements shall be made according to the provisions of 9.1 for cast-in-
place concrete elements and according to 9.2 for precast concrete elements.

The base of the columns shall be designed with a confinement length that is longer than or
equal to twice the height of the transverse column section according to ACI 318-99, sec-
tion 21.3.3.

9.3.6. The maximum column slenderness shall meet

l = k L / r ≤ 100 (9-3)

Unless appropriately justified, the value of k shall be 2.

9.3.7. The beams shall be laterally supported to prevent their overturning due to the action of
purlins or secondary beams. In consequence, the load-bearing beams shall be provided
with lateral bracings.

9.3.8. It shall not be accepted that non concrete cover plates provide lateral bracing for any ele-
ment.

9.3.9. Column heads shall be connected with strut beams in two orthogonal or approximately
orthogonal directions.

9.3.10. The seismic loads to be considered for horizontal bracing systems shall not be smaller
than the seismic contribution of an intermediate frame in eventual premature failure (see
Figure 8.2).

9.3.11. The calculus of deformations shall satisfy 6.1 and the requirements of 6.2 and 6.3 shall
be fulfilled.

Maximum horizontal deformations shall be calculated by modifying the formula 6-1 as


follows

D = d0 + S0 R1 dd (9-4)

considering the following values of S0 :

1.00 for soil I


1.25 for soil II
1.50 for soil III

9.3.12. The consideration of the P-Delta effect shall satisfy 6.4.

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9.3.13. The design of the columns and foundations resting on soils type III shall consider the
rotation of the foundations for the calculus of stresses as well as for deformations. To
this end, a geotechnical study shall be carried out to get the maximum and minimum
values of the modulus of subgrade reaction. The stress calculation shall be made with
the maximum modulus of subgrade reaction and deformations with the minimum.

It shall not be accepted to support foundations on soil type IV.

10. Provisions for foundations

10.1. General design provisions

10.1.1. The foundations shall reflect the hypotheses of the corresponding model of analysis as
much in their geometry as in their stiffness and mass characteristics.

Massive foundations can be considered to lack elastic properties. However, isolated


foundation systems connected by foundation beams and foundation slabs, shall be as-
sumed to have inertial as well as elastic properties.

The dimensions of foundations assumed to be infinitely rigid and resting on flexible


soil, shall be consistent with this hypothesis.

10.1.2. The dimensioning by strength of the foundation shall be carried out for all the load
combinations considered in the design of the rest of the structure.

10.1.3. Verification of soil induced stresses its deformation and the stability of the foundations
shall be carried out for all the applicable non-factored load combinations.

10.1.4. The appropriate behavior of the foundations shall be verified regarding the action of
static as well as of seismic loads, verifying that the contact pressure between soil and
foundation is such that the induced deformations are acceptable for the structure.

10.2. Shallow foundations

10.2.1. Unless the geotechnical report imposes higher restraints, at least 80% of the area below
each isolated foundation or foundation slab shall be under compression.

This restraint is not applicable in cases where anchorages between foundation and soil
are used.

10.2.2. The calculation of seismic actions induced at the base of buried foundations under
ground level may disregard the inertial forces developed by the masses of the structure
located under the level of the natural soil as well as the ground’s seismic thrusts, pro-

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vided the foundation has been built against natural soil or the earth fills between the
foundation and the natural soil has been duly compacted and controlled.

10.2.3. The foundations subjected to non-factored load combinations that include earthquake,
which develop net tensions in them, shall resist these tensions only with self-weight,
warranting a minimum safety factor of 1.5 against uplift.

11. Specific structures

11.1. Industrial buildings

11.1.1. These provisions shall be applied to industrial buildings with or without traveling crane
supporting beams.

11.1.2. Buildings with transverse frames shall be outfitted with a continuous roof bracing sys-
tem. In the presence of roof trusses the continuous bracing shall be placed on the plane
of the lower chord of the truss. Exception to this provision is made for buildings without
traveling cranes, where permanent loads result only from self-weight (see Appendix A,
Figure A.2).

11.1.3. The seismic analysis of buildings with overhead traveling cranes shall be made consid-
ering the magnitude and height of the most probable suspended loads during the design
earthquake. Therefore the occurrence frequency of the design earthquake and the oper-
ating conditions of the cranes shall be considered.

11.1.4. In case of more than one crane in a bay or in parallel bays, the design shall consider a
seismic load combination with all the cranes unloaded and parked at the most unfavor-
able position.

11.1.5. The lateral connection between crane girders and columns shall be flexible in the verti-
cal direction. Also to be considered are the safety devices that prevent the falling of the
bogie in case the wheels run out of the rails (see Appendix A, Figure A.3).

11.1.6. In buildings with rigid frames, the bracings of the endwalls whose purpose is the lateral
support of the columns designed for wind loads, shall not provide greater lateral stiff-
ness than that provided by the interior frames, unless they are considered in the struc-
tural model as specified in 5.3.1.1 (see Appendix A, Figure A.4).

11.1.7. In case the building is flexible and has non-structural rigid masonry walls or walls of
analogous materials, the design shall include connections capable to support the walls
laterally and allow independent longitudinal displacement between the walls and the
structure (see Appendix A, Figure A.5).

11.2. Light steel bays

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11.2.1. The subsequent provisions shall be applied to steel buildings that fulfill the following
conditions:

- They are structured as a succession of parallel frames composed of columns and beams,
of truss type, open shapes of solid web, or closed shapes.

- The inner clearance of the lateral columns shall be smaller than or equal to 15 m. This
requirement can be obviated if in the loading combinations indicated in 4.5, the seismic
forces resulting from the analysis are amplified by 2.

- The transverse distance between adjoining column axes shall be shorter than or equal to
30 m. This requirement can be obviated if in the loading combinations indicated in 4.5,
the seismic forces resulting from the analysis are amplified by 2.

- The building can comprise one bay or several parallel bays.

- The earthquake-resistant structure corresponds to parallel rigid frames, or else to end or


intermediate rigid or braced frames, which receive the horizontal seismic forces through
a roof bracing system.

- The structures shall qualify under categories C2 or C3 according to 4.3.1.

- The nominal capacity of the overhead traveling cranes shall be less than or equal to 100
kN in case of cranes without operator cabin, or 50 kN in cranes with operator cabin.

- The equipment supported by the structure shall have a weight per frame under or equal
to 100 kN.

- The horizontal seismic load the garret transmits to each column of the structure shall not
be higher than 15 kN.

- They have no storage racks, which are seismically supported by the structure.

11.2.2. The determination of the seismic design forces shall consider the damping ratios of Ta-
ble 5.5 and a response modification factor under or equal to 4.

11.2.3. The design of light steel bays shall fulfill the provisions of clause 8, excepting 8.3.3,
8.3.5, 8.3.6, 8.4.1, 8.4.2, 8.4.3, 8.4.4, 8.4.5, 8.4.7, 8.5.2, 8.5.4 and 8.5.9, the application
of which is not mandatory.

11.2.4. The diagonal elements of the bracing system designed only to resist tension, shall be
inspection able and be outfitted with adequate devices for initial tensing and subsequent
adjustment.

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11.2.5. The diagonals of the seismic roof bracing designed exclusively to resist tensile forces,
shall have a capacity that at least corresponds to the sum of the initial prestress and the
seismic forces resultant from the analysis, amplified by 1.5.

11.2.6. The roof brace system designed to transmit horizontal forces to the transversal end
frames, shall be continuous and be composed of diagonal and strut elements that work
under tension as well as compression.

11.2.7. The vertical bracing system shall correspond to diagonal elements and struts, designed
to work under tension as well as compression and their slenderness shall be smaller than
or equal to 1.5 π E / Fy . This requirement is not mandatory in bays with spans be-
tween columns of less than or equal to 12 m and shoulder height of less than or equal to
6 m. In such cases it is allowed to use elements that work only in tension, provided they
are compliant to the requirements of 11.2.4 and 11.2.5.

11.2.8. The seismic design of the connections of the vertical and roof bracing systems shall be
carried out considering the load combinations detailed under 4.5 with the seismic forces
resultant from the analysis amplified by 1.5.

11.2.9. The seismic deformations shall be determined in accordance with the requirements of
6.1 and shall be limited to values that prevent damages to piping, hoisting and transport
equipment, electric systems and other elements joined to the structure, which is to be
protected. It is not mandatory to fulfill the provisions of 6.3 and 6.4.

11.2.10. The separation between structures shall fulfill the provisions of 6.2.1.

11.2.11. In light steel bays that do not consider the system described under 11.2.6 neither include
overhead traveling cranes or equipment mentioned under 11.2.1, the roof panel can be
considered to be a rigid diaphragm capable of transferring the seismic forces to the lat-
eral bracing systems, provided its capacity to transfer this shear load is certified by
means of static tests with cyclic load. The safety factor with regard to the experimental
value shall be that of AISI 1996, clause 2.

The design of the diaphragm shall satisfy the ICBO ES document AC43, Acceptance
Criteria for Steel Decks of July 1996 and the AISI standard as supplement. The load
combinations detailed in 4.5 shall be used with the seismic forces resultant from the
analysis, amplified by 2.

The tests shall be analyzed by competent, independent internationally renowned organi-


zations and be performed on samples, which consider the deck panel action and its fas-
tening system to the support structure (sidings), the same as these will be implemented
on site.

The company which certifies its panels also shall concern with the quality and correct
installation of the fastening system.

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11.3. Multi-story industrial buildings

11.3.1. To the extent to be possible, floors shall be rigid seismic diaphragms, which may be of
concrete or metal with horizontal bracings or solid floor plates. Diaphragms shall in-
clude devices for connection with the structure, which shall be capable of transferring
the seismic forces.

11.3.2. Rigid ducts or equipments vertically extended over more than one story shall be outfit-
ted with bearing and connecting systems that prevent their participation in the strength
or stiffness of the building (see Appendix A, Figure A.6). If this is not possible, the
equipment shall be included in the model of the earthquake-resistant system.

11.4. Large suspended equipment

11.4.1. Boilers, metallurgical furnaces, and other large suspended equipments from the struc-
ture, shall be attached to it by means of connectors that transmit the seismic forces with-
out restraining the free vertical or horizontal thermal expansion (see Appendix A, Fig-
ure A.7).

11.4.2. For suspended electric equipments that cannot be attached horizontally to the structure,
such as the electrode cages of electrostatic precipitators, special isolators with ample
strength capacity shall be specified as well as devices for the interruption of electric
power supply in case of severe earthquakes. If exists the possibility of an impact of the
electrode cage with the equipment shell or with the collector plates, the system shall be
outfitted with impact plates.

11.5. Piping and ducts

11.5.1. Large piping and duct systems shall be equipped with expansion joints and supports that
warrant seismic stability and simultaneously allow thermal expansion.

11.5.2. If piping and ducts are light in relation to the buildings or structures they connect, the
seismic analysis can be carried out introducing the deformations dd according 6.1 for the
buildings or structures, at the points of connection. In the opposite case, an analysis of
the structure-duct combination as one unit shall be carried out.

11.6. Large mobile equipment

11.6.1. Large mobile equipments such as bulk material loaders and unloaders, stackers, travel-
ing cranes and similar equipments shall be dynamically analysed, considering the mag-
nitude and the most unfavorable positions of the loads. The analysis can be carried out
assuming that the wheels are pivoted on rails or floor, but if significant uplifting is in-
volved, counterbalance devices for safety shall be included. (see Appendix A, Figure
A.8).

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11.6.2. The system shall be self-centering to reduce the possibilities of impacts between the rail
flanges and wheels (see Appendix A, Figure A.9).

11.6.3. Special attention shall be laid on the effects of the seismic eccentricity that occur in
these systems.

11.7. Elevated tanks, process vessels and steel stacks

11.7.1. Elevated tanks shall be designed considering the mobility of water.

11.7.2. Process vessels shall be designed with special attention to the joint of the supports to the
shell when this does not extend down to the foundation.

11.7.3. Elevated stacks shall be designed by the dynamic method. When the duct for the gases
is not self-supporting, the interaction between the duct and the external steel or concrete
structure shall be considered. The inner concrete coating, where existent, shall be con-
sidered for the purpose of calculating stiffness but not of strength.

11.7.4. The shell shall be designed to prevent local buckling considering the effect of lateral
and vertical design forces as well as the fabrication tolerances. For this purpose, the
shell compression stress shall not exceed the lowest of the following value:

Fa = 135 Fy e/D Fa ≤ 0.8 Fy (11-1)

where
Fa = allowable tension in seismic condition;

Fy = yield stress;

e = thickness;

D = shell diameter

11.8. Ground supported vertical tanks

11.8.1. The following provisions shall be applied to cylindrical or rectangular tanks, which are
symmetric with respect to a vertical axis and where their bottoms are directly supported
on the ground. The tanks shall be made of steel or reinforced concrete and may contain
any kind of liquid.

11.8.2. In every matter that do not contradict the provisions of these clauses, and in consonance
with the tank material and content, the use of the following standards or design recom-
mendations for the design of tanks are allowed: API 650 Welded Steel Tanks for Oil
Storage; API 620 Design and Construction of Large Welded Low-Pressure Storage

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Tanks; Seismic Design of Storage Tanks issued by the New Zealand National Society
for Earthquake Engineering together with the New Zealand Standard 4203; AWWA-D
100 Standard for Welded Steel Tanks for Water Storage, AWWA-D 110 Wire and
Strand Wound Circular, Prestressed Concrete Water Tanks, AWWA-D 115 Circular
Prestressed Concrete Water Tanks with Circumferential Tendons, ACI 350.3 Practice
for the Seismic Design of Liquid Containing Structures, or other internationally
recognized standards, specifically accepted by the professional specialist who approves
the project, in accordance with 4.4.2. In particular, the design base shear shall be calcu-
lated according to clause 5, and shall not be less than the value that results from the ap-
plication of provisions 11.8.6, 11.8.7 and 11.8.8. The design of each tank shall be based
on only one of the previous standards avoiding to mix provisions from different stan-
dards. Noteworthy is the fact that New Zealand standards consider load and resistance
factors, while all others of the aforementioned standards consider allowable stresses.

11.8.3. The model of analysis shall consider both the horizontal impulsive response, in which
one portion of the content vibrates in unison with the structure, and the horizontal con-
vective response associated to wave action on the free surface.

11.8.4. For the purpose of calculating the participating periods and masses associated to the
convective and impulsive modes of response, it can be assumed that the tank is in-
finitely rigid.

11.8.5. The determination of the hydrodynamic masses and periods associated to the impulsive
and convective response modes shall be carried out in accordance to the specifications
in the design standards detailed under 11.8.2, as appropriate.

11.8.6. For the design of steel tanks a maximum value of R = 4 of the response modification
factor shall be used.

11.8.7. For the design of reinforced concrete tanks a maximum value R = 3 of the response
modification factor shall be used. This value is applied to the normal construction of
continuous connection between wall and base. If this condition is not fulfilled, lower
values for R shall be used which shall be justified by the project engineer.

11.8.8. The spectral design acceleration or seismic coefficient of the impulsive mode for the
horizontal seismic action shall be equal to the maximum seismic coefficient from Table
5.7 for ξ = 0.02 in case of steel tanks, and ξ = 0.03 in case of concrete tanks. The spec-
tral design acceleration or seismic coefficient of the convective mode for the horizontal
seismic action shall be determined according to expression (5-2) considering a damping
ratio equal to ξ = 0.005; this value in no case shall be less than 0.10 A0/g.

11.8.9. In those cases where the design standard used considers the vertical action, the vertical
seismic coefficient shall be equal to 2/3 of the impulsive mode coefficient.

11.8.10. The design shall consider the coefficients of importance according to 4.3.2.

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11.8.11. If appropriate, modal stresses and deformations shall be superposed according to the
specified in the design standard in use.

11.8.12. In those cases where load and resistance factors design methods are used, the loads shall
be combined according to 4.5.

11.8.13. In anchored metal tanks of flat bottom, the design of the anchor bolts shall be carried
out such that 1/3 of the number of the bolts are capable of taking the total seismic shear
load, unless the anchorage system includes a device that warrants that 100% of the bolts
are active to take the seismic shear load. The design of anchor bolts shall consider the
simultaneous occurrence of tensile and shear stresses.

11.8.14. In non-anchored tanks the bottom shall be designed with a minimum conical slope of
1%.

11.8.15. To reduce the risk of spillages and for preventing failures in the roof and upper part of
the tank wall, the design shall include a freeboard between the free surface of the liquid
and the structure of the roof, higher than or equal to the convective-mode wave height.

Smaller freeboards can be used, provided that the sub pressure caused by the contact be-
tween the liquid and the roof were considered. This pressure shall be used for the design
of the roof and its connections with the rest of the structure.

11.8.16. In order to prevent secondary damages caused by the movement of the liquid, the fol-
lowing conditions shall be fulfilled:

a) in metal tanks, the roof plates shall not be welded to the purlins;

b) the normal diameter of the air vents on the roof shall be duplicated;

c) in metal tanks, the vertical displacement of the columns at the bottom shall be allowed.

11.8.17. The piping systems and their connection points to the tank shall be designed with ample
deformation capability in order to prevent the possible damages caused by eventual up-
lifts of the tank bottom or tank displacements.

11.9. Rotary kilns and dryers

11.9.1. The longitudinal earthquake component shall be resisted by rims and thrust rollers in-
stalled at both sides of the rim and placed on only one support for allowing longitudinal
expansions (see Appendix A, Figure A.11).

To ease the operation, a free space shall be left between the thrust rollers and the rims.
The design shall consider the possibility of longitudinal impact when this space closes.

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It will be allowed to design the rollers and their mechanisms as elements substitutable,
which may fail in case of earthquake. If so, the manufacturer shall promptly provide
detailed repair instructions to prevent damages to the kiln in the cooling process.

11.9.2. The transversal earthquake component shall be resisted by rims and lateral rollers in-
stalled on various supports. The width of the rollers shall be greater than the width of
the rims to prevent their falling due to thrust roller failure.

11.10. Refractory brick structures

11.10.1. The design of foundry furnaces and similar process equipment, composed of steel or
concrete structures combined with refractory brickwork, which are operated at high
temperatures, shall be carried out trying to find configurations where the structural
earthquake-resistance is provided by the conventional materials and only exception-
ally by the brickwork. (An example is presented in Appendix A, Figure A.12, where
the suspended roof shall be preferred).

11.10.2. When it is unavoidable that the brickwork behaves as an earthquake-resistant element,


special analyses that consider the non-linear characteristics of the material shall be
employed.

11.10.3. The design shall consider the conditions of cold furnace and start up, as well as its
normal operation.

11.11. Electric equipment

11.11.1. The provisions of this standard are applicable to the structural aspects of electrical
equipment located in the interior of industrial plants. They are not applicable to
power generating and transmission equipment nor to main substations, all of which
shall be ruled by special specifications.

11.11.2. The electric operativity of this equipment in the course of an earthquake shall be
qualified in compliance to special standards, which shall be determined by the process
engineers.

11.11.3. The electric isolators shall be designed against break with minimum safety factor of
3.0 for the loading combinations that include earthquake action.

11.12. Minor structures and equipment

Every equipment and structure independently of their size and importance shall be ca-
pable of resisting the seismic loads specified in this standard and shall be appropriately
anchored (see Appendix A, Figure A.13).

11.13. Wood structures

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Wood structures shall be designed in compliance to NCh1198. Connections shall fea-


ture ductile behavior and failure strength in bending or tension shall be lower than that
of the connected elements. The R value to be used for the design of cooling towers shall
be equal to 4.

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Appendix A
(Normative)

Typical details

Figure A.1 – Column base

Figure A.2 – Roof bracing

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Figure A.3 – Detail of crane beam and columns

Figure A.4 – External wall bracing

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Figure A.5 – Connection of column to masonry wall

Figure A.6 – Rigid equipment inside of building

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Figure A.7 – Typical details of large suspended equipment, seismic connectors and anchor bolts

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Figure A.7 – Typical details of large suspended equipment, seismic connectors and anchor bolts (conclusion)

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Figure A.8 – Typical details of large mobile equipment

Figure A.9 – Wheel rail system

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Figure A. 10 – Typical details of large tanks

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Figure A.11 – Typical rotary kiln and dryer details

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Figure A.12 – Typical details of industrial brickwork

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Figure A.13 – Typical details of minor structures and equipment

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Appendix B
(Normative)

Design of beam to column connections in rigid steel frames

B.1. General considerations

The use of the AISC provisions for the design of rigid frames contained in the Seismic
Provisions for Structural Steel Buildings 1999, is subjected to the following restrictions:

a) This standard shall be applied to the design of non-braced rigid frames without the
additional obligatory requirements of the AISC Seismic Provisions. In particular,
not applicable are the AISC Seismic Provisions for special frames (paragraph 9)
and intermediate frames (paragraph 10), and no laboratory testing of the connec-
tions between beams and columns is required.

b) The provisions in paragraph 8.3 of this standard shall be applied to frames with
concentric bracing without the additional obligatory requirements of the AISC
Seismic Provisions.

c) Frames with eccentric bracing shall be designed according to AISC Seismic Provi-
sions, paragraph 15.

B.2. Design of the panel zone of moment connections

B.2.1. The analysis can be made by means of elastic or plastic methods.

B.2.2. The web panels shall be reinforced with web doubler plates or diagonal stiffeners (Figures
B.1 and B.2) if the action Ru exceeds Ф Rv , where Ф = 0.75 and Ru and Rv are determined
as follows:

M u1 M u 2
a) Ru = + − Vu (B-1)
d m1 d m 2

where

Mu1 and Mu2 : Beam bending moments at the connection due to the load-
ing combinations detailed under 4.5 b), where the seismic
loading condition of these combinations has been ampli-
fied by 2, but not greater than the respective plastic bend-
ing moments.

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dm1 and dm2 : 0.95 d1 and 0.95 d2 , where d1 and d2 are the beam
heights;

Vu : shear load in the column at the connection level due to the


loading combinations detailed under 4.5 b), where the
seismic loading condition of these combinations has been
amplified by 2.

b) If Pu < 0.75 Py

⎡ 3bcf t cf2 ⎤
Rv = 0.60 Fy dc tp ⎢1 + ⎥ (B-2)
⎢⎣ d b d c t p ⎥⎦

c) If Pu > 0.75 Py

⎡ 3bcf t cf2 ⎤ ⎛ ⎞
Rv = 0.60 Fy dc tp ⎢1 + ⎥ ⎜1.9 − 1.2 Pu ⎟ (B-3)
⎜ ⎟
⎣⎢ d b d c t p ⎦⎥ ⎝ Py ⎠

where

bcf = width of column flange;

tcf = thickness of column flange;

dc = height of column shape;

tp = total thickness of the panel zone including web


doubler plates;

db = higher value between d1 and d2 (see Figure B.2);

Fy = yield stress;

Pu = axial compression load for the design of the col-


umn;

Py = AFy , axial yield load of the column;

A = area of column section.

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Figure B.1 – Web doubler plates

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Figure B.2 – Panel zone forces

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B.2.3. The panel zone shall always be provided with continuity stiffeners (Figure B.2) designed
to resist the forces transferred by the flanges of the beam to the column.

B.2.4. The web doubler plates shall be connected to the column flange by means of fillet or
complete-penetration groove welds, calculated to resist the design shear forces. When at-
tached to the column web, they shall be welded along their upper and lower edges. When
placed apart, they shall be installed symmetrically and welded to the continuity stiffeners.

B.2.5. The thickness of the column web or of each attached plate shall satisfy the following ex-
pression:

t > (d2 + w2 ) / 90 (B-4)


where

t = thickness of web or of each plate;


d2 = height of panel zone between continuity stiffeners;
w2 = width of panel zone between the column flanges.

B.2.6. Field-welded connections between the beam flanges and the column shall be complete-
penetration groove welds, welded in horizontal position on backing plates with non-
destructive inspection, X-ray or ultrasonic testing.

B.2.7. The backing plates and start or end weld coupons shall be removed. After their removal,
the metal shall be cleaned and the root of the weld shall be reinforced with fillet welds.

B.3. Local bending of the column flange due to a tensile force perpendicular to it

B.3.1. The continuity stiffeners shall be designed for a force Ru – Ø Rn, where

Ru = tensile force perpendicular to the column flange, which corresponds to the


beam bending moment Mu defined under B.2.2;

Ø = 0.90;

Rn = 6.25 t 2f Fyf ;

Where:

Fyf = Yield stress of flange, Mpa;

tf = thickness of loaded column flange, mm.

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B.3.2. If the width of the beam flange is less than 0.15 b, where b is the total width of the col-
umn flange, it is not required to carry out this verification.

B.3.3. If the concentrated force Ru is applied at a distance shorter than 10 tf from the column
end, the aforementioned Rn strength value shall be reduced to one-half.

B.3.4. The continuity stiffeners shall be welded to the web and to the loaded flange to enable the
1)
transmission of the load portion taken by the stiffeners to the web .

B.4. Local web yielding due to compression forces perpendicular to the flange

B.4.1. Stiffeners dimensioned for a force Ru – Ø Rn , shall be installed, where:

Ru = Compression force perpendicular to the column flange (see Figure B.3) com-
ing from moment Mu defined in B.2.2;

Ø = 1.0 ;

Rn shall be determined with the following expressions:

a) If the concentrated force Ru is applied at a distance from the column end that is bigger
than its height “d” :

Rn = (5k + N) Fywtw (B-5)

b) If the concentrated force Ru is applied at a distance from the column end that is smaller
than or equal to “d” :

Rn = (2.5k + N) Fywtw (B-6)

where

Fyw = specified minimum yield stress of the web, MPa;

N = beam flange thickness that compresses the column web, or that of the con-
nection plates of the beam flanges, mm. If N < k, then it shall be taken N = k;
k = distance from the external face of the flange up to the toe of the web fillet
weld, mm;

1)
The sentence load portion taken by the stiffeners is the difference between the applied load and the resistance
indicated in this paragraph and the following ones for the web of the columns. Therefore, for instance, if Ru is the
factored transmitted load by the beam flange to the column and Ø Rn,min , is the lowest resistance mentioned in
clauses B.3 to B.6, the column stiffener shall be designed for Rn,st = Ru – Ø Rn,min ; and the required minimum stiff-
ener area is Ast = Rn,st / Ø Fy,st , with Ø = 0.9. B.7 contains additional instructions for the design of stiffeners. This
note is also applicable to B.3, B.5 and B.6

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tw = thickness of the column web, mm.

B.4.2. The continuity stiffeners shall be welded to the loaded flange in order to transmit the part
of the load that corresponds to the stiffener, and its web weld shall be sized for the
transference of the proportion of the load taken by the stiffeners (see B.7).

B.4.3. Alternatively, if web doubler plates are required, provision B.8 rules.

Figure B.3

B.5. Web crippling due to the compression force perpendicular to the flange

B.5.1. Continuity stiffeners and eventually web doubler plates designed for a strength of Ru – Ø
Rn , shall be installed, where

Ru = Compression force perpendicular to the column


flange, coming from the moment Mu of the
beam, as defined under B.2.2;

Ø = 0.75;

Rn Shall be determined as follows:

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a) If the concentrated compression is applied at a distance that is bigger than or equal to d/2
from the column end:

⎡ 1.5

⎛ N ⎞⎛ t ⎞
⎥ EFyw (t f / t w )
Rn = 0.80 t w2 ⎢1 + 3⎜ ⎟⎜ ⎟ (B-7)
⎢ ⎝ d ⎠⎜⎝ t f ⎟
⎠ ⎥
⎣ ⎦

b) If the concentrated compression is applied at a distance that is smaller than d/2 from the
column end:

For N/d < 0.2

⎡ 1.5

⎛ N ⎞⎛ t ⎞
⎥ EFyw (t f / t w )
Rn = 0.40 t ⎢1 + 3⎜ ⎟⎜
2 ⎟ (B-8)
⎝ d ⎠⎜⎝ t f ⎟
w
⎢ ⎠ ⎥
⎣ ⎦

For N/d > 0.2

⎡ ⎛ tw ⎞ ⎤
1.5

− 0.2 ⎟⎜ ⎟ ⎥ EFyw (t f / t w )
⎛ 4 N ⎞
Rn = 0.40 t ⎢1 + ⎜
2 (B-9)
⎠⎜⎝ t f ⎟⎠ ⎥
w
⎢ ⎝ d
⎣ ⎦

The following definitions are applicable to expressions (B.7), (B.8) and (B.9):

N = Thickness of the beam flange or of the connection plate of the


beam flange

d = Total height of the column shape;

tf = Thickness of the column flange;

tw = Thickness of the column web or sum of thicknesses of the web


and those of the doubler plates.

B.5.2. The continuity stiffeners shall be welded to the loaded flange and their weld to the web
shall be calculated for the load proportion taken by the stiffeners (see B.7 and B.8).

B.6. Compression buckling of web

B.6.1. This section deals with a pair of opposite concentrated forces applied to both flanges in
the same section (see Figure B.4). Continuity stiffeners and doubler plates shall be in-
stalled across the whole web height, sized for a force of Ru – Ø Rn , where:

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Ru = Compression force in the column flange;

Ø = 0.90

2.4t w3 EFyw
Rn = (B-10)
h

Figure B.4

B.6.2. If the pair of concentrated forces to be resisted is applied at a distance that is smaller than
d/2 from the element’s end, Rn shall be reduced by 50%. The transverse stiffeners shall be
welded to the loaded flanges and to the web, so to transmit the load proportion taken by
the stiffeners. The weld of the stiffeners to the web shall be capable of transmitting the
load taken by these (see B.7). Alternatively, when web doubler plates are required, rules
the provision under B.8.

B.7. Additional requirements for continuity stiffeners

B.7.1. Diagonal or transversal stiffeners shall also meet the following requirements:

a) The width of each stiffener plus half the thickness of the column web shall not be less
than one third of the column web width nor than the width of the moment connecting
plate that transfer the concentrated force.

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b) The thickness of the stiffener shall not be smaller than the thickness of the flange nor than
the thickness of the moment connection plate that transfers the concentrated load; nor than
its width multiplied by Fy / 250 (Fy in Mpa).

B.7.2. The continuity stiffeners, which resist the compression forces applied to the column
flange, shall be verified as axially loaded columns with an effective buckling length of
0.75 h and a section composed of: 2 stiffeners and a web fraction with width of 25 tw for
inner stiffeners and 12 tw for end stiffeners.

B.8. Additional requirements for web doubler plates

Web doubler plates shall meet the following additional requirements:

a) The thickness and size of the doubler plate shall provide the necessary material for equal-
ing or exceed the strength requirements.

b) The doubler plate shall be welded to transfer the proportion of the total force transmitted
to it.

c) Doubler plates in panel zones of earthquake-resistant frames shall be welded to the col-
umn flanges by using complete joint-penetration groove or fillet welding, capable of de-
veloping the total shear strength of the doubler plate. When the doubler plates are in-
stalled in contact with the column web, they shall be welded along the upper and lower
edges with welds capable of taking the proportion of the total force transmitted to them.
When the doubler plates are installed not in contact with the column web, they shall be ar-
ranged in symmetric pairs with respect to the web and they shall be welded to the continu-
ity stiffeners on the column web with welds that are capable of transmitting the proportion
of the total force that corresponds to each one.

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Appendix C
(Informative)

Commentaries

(Numerals refer to the corresponding numbered paragraphs of the standard)

C.1 Scope

C.1.1 The special seismic standard for industrial structures that supplements the standard on
buildings was prepared in consideration of the following reasons:

a) Industrial structures seldom have the characteristics of buildings: Discrete repartition and
more or less uniform mass in height, rigid horizontal diaphragms at different levels, rela-
tively low eccentricity and around 5% damping.

b) The basic design philosophy is different by reason of the great importance of industry for
the countries’ economy. Therefore, it is necessary that the basic objectives of the Building
Standard (NCh433, paragraph 5.1) be supplemented by minimum business interruption
risks and means for expeditious inspections and repair.

c) A very important part of industrial structures are the earthquake-resistant components of


mostly large and complex process facilities, which necessarily are designed abroad by
foreign manufacturers. This introduces a factor that does not exist in the case of build-
ings.

d) The industrial countries, such as the United States of North America, Russia, New Zea-
land and Japan, are gradually acknowledging the necessity of special standards for indus-
trial structures. In Chile, even that no standards have been established for these matters, a
quite uniform and efficient seismic design practice has been developed since 1940. This
standard is mainly based on Chilean practice (1, 2)1, on the Chilean building standard (3),
on the standards of the North American Uniform Building Code – UBC (4) and the Struc-
tural Engineers Association of California SEAOC (5), as well as on the New Zealand’s
recommendations for petrochemical plants (6).

C.1.2 This standard shall be applied to industrial structures and the equipment in industrial
premises, the objective of which is the production of goods or the compliance with estab-
lished purposes. In consequence, it is not applicable to elements other than the foregoing
ones, most of them external, which are covered by special standards.

C.1.3 Notwithstanding the differences between this standard and NCh433, the design of build-
ing and that of industrial structures share a series of elements regarding the seismological

1
Note: References are indicated between parentheses and are included at the end of the commentary.

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NCh2369

aspects, their relation with other standards, methods of analysis and similar ones. There
from arises the necessary complementarity’s of these two standards.

C.2 References

The national as well as foreign cited sources are listed under References.

C.3 Terminology and symbols

C.3.1 Terminology

This standard supplements the terminology of NCh433, paragraph 3.1 with the terms used
for industrial structures and equipment. The division of loads into permanent and diverse
live load types is based on Chilean established design practices.

The definition professional specialist in charge of the earthquake-resistant design of in-


dustrial equipment and his/her approvals is based on the established legal conditions and
practice of project engineering in Chile for local as well as international projects.

Also included are the definitions of process engineers as used by the standard.

C.3.2 Symbology

The symbols listed in this standard supplements that of NCh433, paragraph 3.2 with other
specific symbols.

C.4 Provisions for general application

C.4.1 Principles and basic assumptions

C.4.1.1 The principles enunciated in this standard with minimal variations are those practiced
in Chile and in New Zealand and articulated in the North American standards (3 to 7),
while supplementing NCh433, paragraph 5.1.1.

C.4.1.2 The Chilean practice as well as New Zealand’s practice, North American standards
and NCh433, paragraph 5.2, specify the elastic analysis as basic method.

C.4.1.3 Chilean and New Zealand’s practices and the aforementioned North American stan-
dards also share the conditions of ductility and redundancy.

C.4.1.5 It is imperative that process engineers and the professional specialist come to agree-
ments as regards to general criteria and earthquake-resistant design details. These
agreements ought to be left on record on special forms and included in the specifica-
tions, like the following example:

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NCh2369

Structure Category
Nº Title Coefficient Analysis R ξ% Reference Notes
I *)
201 Coal hoppers C1 Dynamic 3 3 AC.502
1.2 515
202 Operating platform C2 Dynamic 4 3 BL.016
1.0 017
203 Chimney C1 Special - - BL-023 Design according to
1.2 028 ASCE-75 Steel
chimney liners
204 Provisory building C3 Static 5 5 AC-21001
0.8 211
*)
See 4.3.1 and 4.3.2

C.4.1.6 Topographic amplification is the enhancement of the seismic accelerations that occur
in special cases and that must be analyzed by geotechnical engineers between the ad-
joining valleys and hills (as observed in the Viña del Mar earthquake of 1985).

C.4.2 Specification of the seismic action

The provisions of this standard are based on earthquake-resistant designs that have a 10%
probability of excedence during a 50-year return period. The criterion of the 10% exce-
dence in the course of a minimum 50-year return period has been adopted by the North
American UBC and the SEOAC standards as well as by the Chilean NCh433. The 50-year
return period corresponds to the service life of most buildings and industries. However,
there are certain industries, such as those of the petrochemical and the mining sector,
which apply a shorter service life on account of technological obsolescence or depletion
of raw material sources. New Zealand’s standards for the petrochemical industry are
based on a 15% excedence and 25 years of service life (6). According to these standards
(6, Table 2.3 and Figure C.2.1.1), the shortening of the 50-year return period to 30 years
with 10% excedence only reduces seismic stresses by 12%. This justifies the mainte-
nance of the 50-year return period in Chilean standards for industry.

a) The maximum effective seismic acceleration Ao was originally defined by the U.S. Ap-
plied Technology Council ATC (7) and adopted by SEAOC and the UBS (4 and 5) as

Ao = Sa / 2.5

Where Sa is the mean acceleration of the elastic response spectrum with 5% damping be-
tween periods 0.1s and 0.5s.

b) The provisions were taken from the UBC and the SEAOC (4 and 5).

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NCh2369

c) The totality of the Chilean coast, classified as seismic zone 3 of high intensity, is subject
to the hazards of tsunamis, which historically have reached degree 3 of the Imamura scale
and in some cases a maximum degree 4 (8). The areas that feature the highest risk are Ta-
rapacá, Atacama, Concepción and Valdivia. The tsunami hazard also depends on the seis-
mic aspects of the coastal maritime and topographic conditions.

C.4.3 Classification of structures and equipment according to their importance

C.4.3.1 The classification is based on the Chilean practice, which in the main corresponds to
New Zealand’s recommendations (6).

C.4.3.2 Importance coefficients are based on the Chilean practice and on UBC and SEAOC
experience as well as and New Zealand’s recommendations, as follows:

Categories Critical Normal Secondary


C1 C2 C3
Chilean industrial practice 1.2 to 1.3 1.0 1.00
NCh433 Buildings 1.20 1.0 0.60
UBC and SEAOC 1.25 1.0 1.00
New Zealand 1.30 1.0 0.83

C.4.4 Coordination with other standards

C.4.4.1 Standard NCh433, paragraph 5.3 covers the Chilean standards for loads and materials.

C.4.4.2 However, industrial design in Chile implies the use of a significant number of as yet not
normalized materials and loads, by reason of which it is allowed that renowned interna-
tional standards be used. The most used ones in Chile are:

- American Society of State Highway and transportation Officials – AASHTO, for


bridges;
- American Society for Mechanical Engineers – ASME for boilers and pressure vessels;
- American National Standards Institute – ANSI/ASME for piping;
- American Petroleum Institute – API for tanks for oil storage;
- American Society for Testing Materials – ASTM for materials;
- American Welding Society – AWS for welding
- German DIN, British BS, French NF, Japanese JIS and Euro standards.

C.4.5 Load combinations

The criteria concerning load combinations are those of the American National Standard
Association and of the American Society of Civil Engineers ANSI-ASCE (9), adopted by

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NCh2369

the American Institute of Steel Construction (10, 11) and the American Concrete Institute
(12).

This paragraph does not include wind loads or snow live loads, for which shall be consid-
ered the design specifications that correspond to each case and the abovementioned stan-
dards. In the main, wind loads can be considered a substitutive although not coincident
with seismic loads in the respective formulas. Snow can be considered to be a live load
that can be normal or eventual.

The source of factor b = 1.4 for concrete structures or equipment is the load factor estab-
lished by NCh433.Of1996 and the load and resistance factors of the ACI Code 318-99; in
consequence, factor b = 1.4 shall be considered jointly with the resistance-reduction fac-
tors of that ACI 318 edition.

The 2002 ACI 318 edition adopts ASCE load factors, considering a factor 1.0 for the
seismic action amplification, and modifies the resistance reduction factors of previous
ACI 318 editions with the purpose of maintaining equivalent safety levels in the design.
The load and resistance factors used until de 1999 edition are reproduced in the ACI 318-
02 as alternative procedure.

C.4.6 Project and revision of the seismic design

C.4.6.1 Under Chilean law all construction project designs shall be made by legally certified
professionals to work in the country. In addition, it is mandatory that structural designs
of any kind of buildings be reviewed. These provisions have been supplemented by:

- The additional requirement that the professional specialist has to be a specialist in


structural engineering;
- Allowing equipment designs made by foreign equipment manufacturers based on
practical reasons. However, in case of important equipment, such as large boilers,
high process vessels and similar facilities, it is recommended that the foreign manu-
facturer be assisted by professional specialists registered in Chile.

C.4.6.2 The approval of the design by other professionals is a prerequisite put in force in most
of the world’s Codes and Regulations (13). The standard recommends the approval of
peers who shall be professional specialists registered in Chile. This recommendation is
particularly important for equipment designed abroad.

C.4.6.3 The submission of drawings and calculation sheets under NCh433, paragraph 5.11, has
been simplified for a great number of minor equipment and structures destined to indus-
tries in which the seismic factor is not decisive.

C.5 Seismic analysis

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C.5.1 General provisions

C.5.1.1 Direction of the earthquake action

The use of horizontal actions in two perpendicular directions has been sanctioned for
practice in all seismic standards.

The criteria for application of the vertical component of the earthquake are based on the
Chilean practice (1), New Zealand’s recommendations (6), NCh433, paragraph 5.8.2 and
U.S. standards (3, 4). Vertical accelerations of 2/3 parts of the horizontals are accepted by
the aforementioned standards, based on actual earthquake records.

C.5.1.3 Seismic mass or the structural model

The design earthquake is an event that occurs once or twice in the life of the industry and
it lasts at the most a couple of minutes. The prerequisite for the selection of the probable
live load at that moment is a clear understanding of the industry’s operating requirements.
It is recommended that the seismic load be jointly determined with the operators or proc-
ess engineers and the professional specialist and that the result be placed on drawings and
calculation sheets.

C.5.2 Methods of analysis

C.5.2.1 General

Most seismic standards, including NCh433, the North American and New Zealand’s stan-
dards are based on elastic response spectra for accelerations with 5% damping, a repre-
sentative value for buildings. However, industrial structures feature a 2% damping value,
which is based on Chilean practice. The 2% damping was recommended by J.A. Blume
and other researchers as a result of extended studies at the Huachipato Steel Plant in the
wake of the severe May 1960 earthquakes in southern Chile (14).

C.5.2.2 Linear methods

a) Static analysis: Static analysis is a theoretically approached method that is applicable to


structural mathematical models with uniformly distributed discrete masses in height and
similar stiffness between different levels. The standard NCh433 paragraph 6.2.1, the UBC
and SEAOC include criteria for determining application limits of static analysis of build-
ings, which are not applicable to industrial structures. New Zealand’s recommendations
limit static analysis to structures in which mass and stiffness at no matter which level have
lower than 30% differences with respect to its adjacent levels.

This method should not be applied to over 20 m high buildings or structures, industrial
steel buildings of more than 6 levels, over 18 m high concrete buildings, or structures with
irregular configurations in plan area or elevation.

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NCh2369

b) Spectral or dynamic modal analysis: The dynamic analysis is applied to structures with
valid basic hypotheses of linear response, ductile behavior and viscous damping.

Dynamic analysis can be applied where static analysis is not applicable, particular in such
cases as buildings and structures that support heavy hanging equipment, steel or concrete
chimneys with refractory coating, and process vessels of over 20 m high or that feature a
ratio height to smaller transverse dimension of over 5.

C.5.2.3 Non-linear methods

Non-linear methods are required only for structures with important variations respect to
the basic hypotheses. Typical examples are large rolling equipment subject to up-lift or
impact on supports, industrial masonry work that does not admit tensions, structures with
base isolation and similar situations. The corresponding provisions are based on the UBC
(4) and the IBC (15).

In industrial project specifications, it is advisable that the professional specialists deter-


mine the method of analysis of each structure or equipment (see C.4.1.5).

C.5.3 Static elastic analysis

C.5.3.1 Mathematical model of the structure

C.5.3.1.3. In three-dimensional models each node has 6 degrees-of-freedom, 3 translational and


3 rotational degrees. The allocation of discrete masses to nodes is in part automati-
cally appointed by the analysis programs, which provide each node with one half of
the weight that corresponds to the self-weight of the node elements or elements, and in
part is decided by the design engineer, who assigns to some or all model nodes the
masses that are representative of the external loads or structure supported equipment.
In such a way, the degree-of-freedom of each node is associated to the inertial charac-
teristics of its allotted mass. The rotational inertia effects on the structural member
masses are normally ignored at the moment of establishing their inertial characteris-
tics, considering only their spatial 3-D translational inertia. On the contrary, the global
rotation inertia effect of all masses is well represented by the spatial distribution of the
total mass into a great number of nodes. When the assignation of masses to a node
made by the design engineer shall represent the dynamic behavior of a body that fea-
tures not ignorable rotational inertia, that mass shall be provided with the rotational
inertia of the body it represents. Or else, that body can be represented by the sum of
masses with purely translational characteristics, distributed and linked to each other in
such a way that the joint response of all reflects the inertial characteristics of the rep-
resented body. All three-dimensional analysis programs demand that the design engi-
neer specifies the translational inertia as well as rotational properties of the masses
considered in the model.

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NCh2369

C.5.3.1.4. In structures with rigid diaphragms, the masses that correspond to all nodes linked by
the rigid diaphragm as well as their inertia characteristics can be condensed at the
mass center and be represented by the resulting single mass that features translational
inertia in both directions of the diaphragm plane and rotary inertia on the same plane,
which corresponds to the distribution of the masses within the diaphragm. This con-
densation greatly simplified the analysis. However, the diaphragm normally has not
much stiffness in perpendicular direction in relation to its plane. Therefore, the verti-
cal earthquake effects are not well represented in the foregoing simplification. In this
case, the vertical earthquake component shall be treated as a case of independent load.
Or else, the normal distribution of masses can be applied to three-dimensional analy-
ses, and use the option of link and interdependency of the degree-of-freedom of the
diaphragm nodes (constraint) for displacements within the diaphragm plane. This op-
tion provides reduction in computational terms as well as the possibility of a simulta-
neous analysis of the horizontal and vertical earthquake.

C.5.3.1.5. When structure supported equipment has stiffness or inertia characteristics that local
or globally can determine the structure’s response, the model shall include the repre-
sentative equipment elements, which are linked to the structure the same as the
equipment, having the same stiffness and mass characteristics of the actual equipment.
This is the case, for instance, of large diameter ducts tied to the structure at different
levels; or large vessels that are supported on several frames and/or levels of the struc-
ture. Likewise, when the response of a certain structure-supported equipment must be
obtained, although its translational and rotary inertia is low in relation to the level
where it is located, the model shall include elements and masses that are representa-
tive of the equipment and be linked to the structure the same as the actual equipment.

C.5.3.2 Horizontal base shear

The formula (5-1) coincides with the formula (6-1) of the NCh433 and has the same UBC
and SEAOC format.

C.5.3.3 Horizontal seismic coefficient

The Chilean seismic design practice of industries is based on the empiric elastic response
spectrum proposed by J.A. Blume in 1963 (14), after analyzing 16 structures of the
Huachipato Steel Plant. Most structures were steel stacks, inverted pendulum tanks and
process vessels. Seven of these structures were not damaged by the May 1960 earth-
quake, while the other nine only resulted with simple damages, such as elongation of an-
chor bolts and buckling of shells. Figure C-1 shows the Blume spectrum, which according
to the author is reliable in the period range of 0.8 to 1.1 s and has a damping of approxi-
mately 1% to 2%.

Based on Blume’s studies and long professional experience, Prof. Rodrigo Flores Alvarez
proposed the following seismic coefficients (16):

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NCh2369

0.15
C= forT ≤ 1s
T

0.15
C= forT ≥ 1s
T

Cmax = 0.30 Cmin = 0.10.

The standard NCh433 (3) is based on the analysis of an appreciable number of subductive
earthquakes recorded in Japan and in the 3 March 1985 Chilean earthquake (17). The
elastic response spectrum proposed by the NCh433 standard with 5% damping is as fol-
lows:

Q = CIP (formula 6-1 NCh433)

n
A ⎛T'⎞
C = 2.75 0 ⎜ ⎟ (formula 6-2 NCh433)
gR ⎝ T ⎠

where T’ and n are parameters that depend from the soil.

This standard proposes the formula format (6-2) with a coefficient that enables the con-
sideration of damping ratios other than 5%.

n 0.4
A ⎛T'⎞ ⎛ 0.05 ⎞
C = 2.75 0 ⎜ ⎟ ⎜⎜ ⎟⎟
gR ⎝ T ⎠ ⎝ ξ ⎠

Figure C.1 shows the foregoing spectra of the Huachipato Plant, zone 3 and soil type II of
NCh433 Table 4.2. It also shows Blume’s empiric spectrum as well as those of UBC 93
and SEAOC 92.

Worth mentioning is that the coincidence is satisfactory.

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NCh2369

Figure C.1 – Huachipato response spectra (Zone 3 A0 = 0.4 g Soil type II I = 1.0)

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NCh2369

Soil parameters

The soil classification and parameters of Table 5.3 and 5.4 are taken from NCh433, Ta-
bles 4.2 and 6.3.

Values of damping and R coefficient

The determination of the values of damping and the structural modification factor R of
Tables 5.5 and 5.6 are a result of the study of many actual cases of structures on every soil
type and seismic zone, subject to the severe earthquakes of 1960 and 1985, as well as of
comparative analyses with the UBC and SEAOC standards.

C.5.3.3.1. and C.5.3.3.2 Limit values of the seismic coefficient

The following table shows the maximum and minimum values of the seismic coefficient
of several standards and the Chilean practice for I= 1.

Maximum Minimum Reference


Chilean practice, industries, zone 3 – soil II 0.35 g 0.10 g
NCh433, buildings, zone 3 0.24 g 0.067 g 3
UBC-SEAOC, industries, zone 4 0.367 g 0.20 g 4, 5
UBC-SEAOC, buildings, zone 4 0.275 g 0.075 g 4, 5
NCh2369, zone 3 – soil II, R = 3, ξ = 0.03 0.34 g 0.10 g

The values of the Chilean practice are within the range of the other standards and have
been proved to be effective in 5 severe earthquakes of magnitudes between 7.5 and 9.5, in
the years 1960 to 1985.

C.5.3.5 Height distribution

The proposed formulas are NCh433 (3) (6.4) and (6-5).

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NCh2369

Figure C.2 – Huachipato Plant design spectra (Zone 3 A0 = 0.4 g Soil type II I = 1.0)

110
NCh2369

C.5.4 Dynamic elastic analysis

C.5.4.2 Design spectrum

See C.5.3.3.

C.5.4.3 Number of modes

The condition of taking enough modes for achieving 90% of the total mass is part of
NCh433, UBC, SEAOC standards and the New Zealand’s recommendations (3, 4, 5, 6).

C.5.4.4 Mode superposition

The complete quadratic superposition and proposed formulas are from NCh433, para-
graph 6.3.5.2.

C.5.4.5 Minimum base shear

See C.5.3.3.2.

C.5.4.6 Torsion in plan

Recommendations are based on the Chilean practice.

C.5.5 Vertical earthquake action

The necessity of considering the vertical earthquake action is justified under C.5.1.1. The
provisions shall be applied to the structural provisions described in 5.1.1.a), b), c), d) and
e), where the seismic forces have special importance and have caused damage due to
earthquakes.

C.5.6 Robust and rigid equipment resting on floors

This mostly very stiff equipment prevails in industry. This provision is based on SEAC
and UBC 1997 recommendations.

C.5.8 Special analyses

Special analyses are applied in cases where the basic hypotheses of the linear analyses de-
scribed under 5.2.2 are not fulfilled.

The standard differentiates two basic procedures, spectral and time-history analysis.

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NCh2369

The spectral analysis is based on the preparation of spectra that consider the non-linearity
of the structural response, taking in to account the maximum values of the seismic factors
instead of site and type of soil.

The time-history analysis is based on a step-by-step analysis of the structural response for
at least 3 historical records or one synthetic record. The provisions are based on local
studies that consider the provisions of New Zealand and North American UBC standards
as well as SEAOC standards.

C.5.9 Structures with seismic isolation or energy dissipation devices

The provisions for seismic isolators are based on UBC 97 with minor modifications. For
further details see reference 19.

C.6 Seismic deformations

C.6.1 Calculation of deformations

The formula (6-1) initially proposed in ATC-3 has been adopted by UBC, SEAOC and
the New Zealand’s recommendations (4, 5, 6, 7), which is an acknowledgement of the
fact that the reduction of stresses from an elastic response spectrum to that of a design
spectrum cannot be applied to deformations.

C.6.2 The separation s = d1 +d2 contained in New Zealand’s recommendations (6) is conserva-
tive, because d1 +d2 almost never occurs at the same moment. The Chilean practice often
uses the expression s = d 12 + d 22 , that is more probable but lacks a safety margin. Chile
has been applying the values 0.004 h and 30 mm.

C.6.3 Chilean practice in general has not limited horizontal seismic deformations in industrial
structures, except where they could damage elements joined to the structure, such as pip-
ing and ducts. The UBC and SEAOC standards contain the limitation 0.04 h/R; observed
deformations in the May 1960 earthquake were of h/75 = 0.0133 in industrial buildings
with overhead traveling cranes (6), similar to the proposed formula.

C.6.4 The P-Delta effect very seldom has importance in industrial structures but could be im-
portant in rigid frame structures.

C.7 Secondary elements and equipment mounted on structures

C.7.1 Scope

Clause 8 of NCh433, based on ATC-3 (7) mainly deals with the secondary elements of
buildings. The basic theory has been maintained in this clause, although with some minor
industry-oriented modifications.

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NCh2369

C.7.2 Forces for seismic design

Formulas (7-1) to (7-6) and Table 7.1 correspond to an improved version of NCh433,
clause 8.

C.7.3 Forces for anchoring design

One of the most frequent causes of seismic failure in minor equipment is the lack or insuf-
ficiency of anchorages as a result of the application of normal practice in non-seismic
zones.

Anchor bolts meet the need of most equipment that does not require special devices, such
as shear plates.

C.7.4 Automatic shutoff systems

This recommendation was derived from NCh433, paragraph 8.5.4.

C.8 Special provisions for steel structures

C.8.1 General provisions

The special provisions are based on the Chilean practice and on North American recom-
mendations, which were prepared after the Loma Prieta and Northridge seisms and after-
wards introduced in their standards.

The Chilean experience has been proved in six severe seisms of Richter Kamamori mag-
nitudes 7.5 to 9.5, between 1960 and 1985.

The North American Standards were summarized in the AISC earthquake-resistance de-
sign standards and recommendations (10, 11 and 20). Recommendations from AISI (21)
for slender elements, not included in AISC, were also considered.

C.8.2 Materials

The purpose of steel and welding specifications in North American Standards (4, 5, 15)
has the purpose of preventing fragile fracture failures. They are based on numerous stud-
ies prepared after the Loma Prieta and Northridge earthquakes. Some fragile fractures in
high strength, low toughness steels have been observed in bridges under non-seismic con-
ditions.

C.8.3 Braced frames

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NCh2369

The recommendations on bracing are based on the Chilean experience, with some modifi-
cations from AISC. The maximum seismic deformation of our standards has been gener-
ally considered to reach approximately half of the value used in the United States, which
reduces the risks of failure due to local or anelastic buckling.

Provision 8.3.2 on the use of braces that take compression and tension, has been taken
from Euro standards; its purpose is to increase redundancy [see 4.1.3.b)].

Provision 8.3.4 on the point of the intersection of the braces, not considered in North
American standards, has been permanently successful in Chile; it was based originally on
Austrian standards.

The Chilean practice derived from the North American guide (22) habitually uses as
minimum height 1/90 of the horizontal projection of the sections of the braces in order to
prevent deformations due to self-weight, which reduces the buckling strength.

C.8.4 Rigid frames

Structures exclusively based on rigid frames as habitually used in the United States, pre-
sented many failures in beam-column connections during the Loma Prieta and Northridge
earthquakes, giving rise to ample research and, as a result, the strict design requirements
included in the main seismic standards (5, 15). These were summarized in AISC recom-
mendations (20). In Chile there were no failures in these joints, thanks to the lesser seis-
mic deformation and the avoidance of rolled heavy-duty jumbo sections that feature a
dangerous metallography. This is the reason why the proposed provisions are based on
our experiences and very few AISC recommendations.

Provision 8.4.1 specifies totally rigid TR beam-column moment joints. Partially rigid or
PR joints allowed in the United States are not accepted based on two reasons: Lack of lo-
cal experience and the requirement of tests and studies, which are not available in Chile.

Paragraph 8.4.3 and Table 8.1 that specify width to thickness ratios were taken from
AISC seismic design recommendations (10, 11 and 20), with some corrections based on
local practice. 8.4.5 and Appendix B include provisions for the design of the column
panel zone in rigid connections to beams, based on AISC non-seismic recommendations
(10) with very few modifications from the earthquake-resistance design recommendations
(20). No panel zone failures have been observed in Chile. 8.4.6 recommends provisions
for column bases, detailed in 8.6.2, with a view to post-seism inspection and repair of an-
chor bolts.

C.8.5 Connections

All provisions are based on local practice and AISC recommendations. The standard un-
der 8.5.2 and 8.5.3 specifies the design of seismic connections for a resistance that is

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NCh2369

higher than or equal to that of the connected elements, while 8.5.8 includes the require-
ments for executing reliable field-welded connections.

Column joints (see 8.5.9) shall be designed with a 5 kN horizontal force sited in the free
upper end during the mounting.

C.8.6 Anchorages

Foundation anchorages usually present failures during earthquakes that are minor in gen-
eral. They might be called “seismic fuses”.

The provisions offered in 8.6.2 have the purpose of expediting post-earthquake inspec-
tions and repairs. They are based on the local experience that primarily considers the fail-
ures observed in 1960, which could be prevented in later seisms.

The use of shear plates or seismic bumpers mentioned under 8.5.3 to 8.6.7, like in the
foregoing case, is based on the failures that were detected in 1960 and the successful be-
havior of the abovementioned recommendations afterwards.

Paragraph 8.6.5 excludes the friction between base plate and foundation mainly due to the
setting contraction of the leveling mortar. Friction can be taken into account in special
cases, mainly large equipment with many anchorages, where non-shrinkable mortar and
prestressed bolts shall be specified and usually only prestressing is considered for friction.

The recommendation of 8.6.8 to prevent anchorage failures ascribable to the concrete is a


habitual protective measure against the difficulty of obtaining reliable concrete and the
uncertainties of the resistance calculation theories. In general, it is recommended that the
design of the Prestressed Concrete Institute PCI (23) be applied.

C.9 Special provisions for concrete structures

C.9.1 Reinforced concrete structures

In the main, standards are based on the local seismic experience from 1960 to 1985, the
provisions of NCh433 and the recommendations of the American Concrete Institute ACI-
318-99, chapter 21 (12), and also the post-Loma Prieta and Northridge research works,
published by the Earthquake Engineering Research Institute (24), chiefly regarding pre-
casted elements where local experience is limited.

NCh2369, 9.1.6 specifies that it is not necessary that seismic walls be designed according
to the complex ACI provisions. Our designs in which these are not applied have been
successful since the 1960 earthquakes, fact that is acknowledged at international level.

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NCh2369

The provisions of 9.1.7 for rigid frames that eliminate ACI requirements are justified be-
cause of the lesser seismic deformation of this standard and from several numerical stud-
ies.

There is a commented translation of the ACI 318 code done by a Structural Design Com-
mission for reinforced concrete and masonry and by the Chilean Institute of Cement and
Concrete. This has been proposed by its authors as Chilean Code for the Design of Rein-
forced Concrete Design.

C.9.2 Precasted concrete structures

The provisions consider the limited Chilean experience regarding the seismic behavior of
precasted elements, the requirements of ACI 318-02 and IBC 2000, as well as the propos-
als contained in NEHRP 2000, centered on the prevention of these systems’ failures ob-
served in the Loma Prieto, Northridge and Kobe seisms (12 and 24).

C.9.2.1.1 a) and b) accept the design of gravitational systems with wet seismic joints as an
equivalent of traditional concrete, because the precasted structure must be of better quality
than field-prepared concrete and joints are equivalent.

Added special restrictions of structures with dry connections are based on the limited lo-
cal experience with this type of structure. 9.2.1.1 c) limits the height of structures to 18 m
and the number of building stories to 4, which are the maximum values used by local pro-
jects.

Provisions 9.2.1.1 c), 9.2.1.4 and 9.2.1.5 demand that the design prevents the failure of
dry connections before those of the structural element and that tests must prove the behav-
ior in case of non-linearity.

C.9.2.1.6 stipulates that the requirements of steel and welds of dry connections be the
same as those specified under 8.2.2 and 8.5.1 in order to prevent fragile failures.

Finally, 9.2.1.7 specifies design conditions for very low seismic stresses; these are similar
albeit stricter than those specified under 5.4.5 for non-precasted structures.

C.9.3 Industrial bays composed of columns in cantilever

The design of columns and foundations including stresses and deformations, shall allow
for the model-assigned base shear in addition to vertical earthquake action. However,
when the horizontal bracing system imposed by 9.3.2 has been conceived for providing
structural redundance, the base design shear shall not be less than the value that results
from multiplying the weight that the column transfer by the highest value between C and
Cmin.

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NCh2369

C.10 Foundations

C.10.1 These specifications are based on the extensive Chilean experience regarding founda-
tions of buildings compliant to NCh433 and decades of projects for the large-scale min-
ing sector and a wide range of different industries.

C.10.1.3 This paragraph shall be construed as the requirement that tensions in the soil, its de-
formation and the stability of the foundation shall be verified in all applicable combi-
nations by means of the method of allowable tensions, that result compatible with the
principles of soil mechanics.

C.11 Specific structures

C.11.1.1 Industrial mill buildings

C.11.1.2 Commonly used in industry because of their expansion possibilities are mill buildings
in which lateral forces are resisted by the stiff frames of columns and beams or roof
trusses.

The continuous roof bracing has the seismic advantages of stiff horizontal dia-
phragms. In addition, it enables the distribution of concentrated lateral loads between
several frames, as is the case of cranes. The Chilean US-based practice considers sat-
isfactorily approximate the assumption that the roof bracing transmits 50% of the lat-
eral load to the frames that adjoin the loaded one.

C.11.1.3 The determination of the magnitude and height of the suspended load that matches the
design seism is a complex probabilistic problem, which ought to be jointly analyzed
by the professional specialists and process engineers. However, considering the short
duration of the seismic forces as compared to the service life of the structure, the fol-
lowing recommendations ought to be considered as being safe:

- In cranes of maintenance, fabrication and similar workshops, which seldom hoist the
maximum load and where operations are discontinuous, the suspended load can be ig-
nored in the seismic analysis.

- The seismic analysis of cranes for heavy and continuous operations with maximum
load, such as those of metallurgical foundry shops, ought to use this load at its highest
level. This recommendation is based on the dynamic analysis of over 600 cases, per-
formed in Chile (25), according to which the load equivalent to bridge level matches
the actual one for pseudo-periods of 1 s or more, and to 0.20 of the actual one for pe-
riods of up to 0.5 s, linearly varying between both values.

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NCh2369

The following figures summarize the conclusions of abovementioned study.

Ts = 2π ( P1 + P2 )(kg ) pseudo period


P1 = Weight of building, bridge and crane carriage
P2 = Weight of the suspended load
mP2 = Suspended load of analysis applied at upper level
K = Stiffness
Ts < 0.5 m = 0.20
Ts = 0.5 – 1.0 m = 1.6 Ts = 0.6
Ts > 1.0 m = 1.0

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NCh2369

C.11.1.4 The non-simultaneity of seism and the operating cranes’ dynamic effects and the posi-
tion of several cranes without load is justified by probabilistic reasons and is part of
the North American practice recommended by the Association of Iron and Steel Engi-
neers – AISE (22).

C.11.1.5 The May 1960 seisms caused systematic failures in the vertical plate joints between
the crane supporting beam and the columns on account of the superposition of seismic
stresses and fatigue stresses. There also were cases of wheels falling from the rail to
the upper flange of the crane beam. The recommendations have the purpose of pre-
venting such failures (1, 26, 27).

C.11.1.6 This provision is intended to prevent the construction of stiff towers at the end fa-
cades, which failed during Chilean earthquakes, on account of taking in seismic forces
for which they had not been designed (27).

C.11.1.7 The advice is self-explanatory. According to the Chilean practice the recommended
detail has had satisfactory results.

C.11.2 Light steel bays

C.11.2.1 This paragraph defines the characteristics of light steel bays (mills), limited clearances
and height and low-weight cranes and equipment, where wind loads really are higher
than the seismic loads. In the course of the years a great number of such bays has
been built, which do not meet all the requirements of this standard but have resisted
seisms without damages.

C.11.2.2 This paragraph defines the parameters required for the determination of the seismic
design forces. In general, the transverse and longitudinal wind forces at the end pan-
els are higher than the seismic forces, but in intermediate panels the controlling force
can be the longitudinal seismic force.

C.11.2.3 to C.11.2.7 These are bracing design provisions. Where no cranes or equipment of
equivalent weight are involved, exclusively tension braces are allowable.

C.11.3 Multi-story industrial buildings

C.11.3.1 Most multi-story industrial process, energy generating and similar buildings, supports
heavy loads and valuable equipment. The best results achieved by the Chilean prac-
tice are dual buildings, with braced shear or concrete walls in combination with rigid
ductile frames as second resistance line (1, 26, 16). These buildings feature much
lower seismic deformations than those with North American ductile frames; they have

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NCh2369

not been subject to the generalized welded joint failures that occurred in the North-
ridge seism of 1994 (28, 29, 30, 31).

C.11.3.2 These recommendations are based on the Chilean practice proved after the 1960 to
1985 seisms (1, 16, 26, 27, 28).

C.11.4 Large suspended equipment

C.11.4.1 Figure A.7 of Appendix A illustrates a typical boiler suspended from stay bolts at its
upper end. The control of seismic oscillations and prevention of impacts with the
structure requires connectors that allow horizontal as well as vertical thermal expan-
sion (see Figure). The same Figure shows the hammerhead anchor bolts, made for
ample ductility and being readily repairable and replaceable are recommended for
large equipment.

Such equipment is usually projected by foreign manufacturers who frequently have no


seismic experience. Therefore, early assistance systems must be set up accompanied
by the design approval of specialized professionals licensed in Chile.

The foregoing recommendations have been successfully proved in a series of seisms


since 1960 in Chile (1, 16, 32).

C.11.4.2 Parts of electrostatic precipitators are the very high voltage electrode cages, which are
suspended from isolators and as they cannot be gripped laterally they may impact the
shell in case of seism. Chilean practice has observed that such impacts are not signifi-
cant but present electric problems and fragile rupture of the porcelain isolators. In
consequence, it is frequently necessary that special isolators are specified and that
power supply deactivating devices be implemented.

C.11.5 Piping and ducts

C.11.5.1 The layout of supports and connections shall be made jointly by pipe laying specialists
and the professional specialists.

C.11.5.2 In general the seismic action shall be considered in case of piping or ducts of over 200
mm. The weight of tubes is mostly insubstantial as compared to the weight of build-
ings and structures; therefore it is enough that the seismic deformations be considered
in the analysis of the piping system and in the design of the connections.

C.11.6 Large mobile equipment

C.11.6.1 Large mobile equipments are particularly important in an industry, in consideration of


their high cost and because their failure can lead to protracted standstills. Mostly
large-sized, such equipment often features highly eccentric loads. Seismic design is

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NCh2369

therefore critical and requires that throughout the project appropriate coordination and
approval systems be set up between suppliers and seismic engineering specialists.

The design, considering the actual support between wheels and rails, with the likeli-
hood of crashing and rising, has uncertainties, which in practice make it impossible.
Therefore, usually these supports are assumed to be pin connections for analysis pur-
poses, and precautionary measures are taken to prevent impacts by means of counter-
weights and self-centering wheels.

Above provisions have been successful in Chilean practice. Most equipment pro-
tected in such a way has not presented failures, except a few cases of successive bangs
that caused repairable damages to wheels and cars (26, 27). The design of counter-
weights usually considers a pseudo-static safety factor of approximately 1.0 to 1.2 in
static analyses.

The dynamic analysis shall provide for vertical and horizontal accelerations, while
probable live loads during the occurrence of a seism shall be determined jointly with
the operators.

Total capsizing due to seismic action is not a real possibility, because of the alternat-
ing loads and thus shall not be considering in the design (33, 34). During the Chilean
seisms of May 1960 and March 1985 portal cranes turned over in the Puerto Montt
and San Antonio seaports, but these were ascribed to soil settlements and not to hori-
zontal seismic forces (29, 35).

C.11.7 Elevated tanks, process vessels and steel chimneys

C.11.7.1 Elevated tanks shall be designed as inverted pendulums with R = 3. Water in general
can be considered as a solid 0.8 times its weight (35). Where exclusively X tension
braces are used, pretensioning equal to half of the maximum tension of the tensioned
brace must be applied.

C.11.7.2 The dynamic analysis of process vessels shall be made with R = 3. The connection
between columns and shell may be direct if the plate is thick or by means of a circular
support beam. The design of these connections is complex and could be made by the
methods developed by Brownell and Young (37).

C.11.7.3 Chimneys can be self-supporting or not self-supporting with a metal or concrete ex-
ternal structure. These latter ones are used for stacks of thermal power plants. The
Chilean experience has been successful with stacks of up to 53 m, based on the dy-
namic designs according to paragraph 5.4 of this standard and R = 3. Higher non
self-supporting stacks of up to 500 m have been designed according to the conserva-
tive method recommended by the American Society of Civil Engineers (27, 38). The
recommendation of using interior concrete grouting for calculating stiffness but not
for resistance is based on the studies of Blume on the effects of the 1960 seism on the

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NCh2369

Huachipato Steel Plant (14). Blume recommends that the coating be assigned the
value E of 1/20 steel.

C.11.7.4 Formula (11-1) is based on the Timoshenko expressions reviewed by Blume based on
his observations of the behavior of 12 Huachipato Steel Plant chimneys of between 33
and 52 m height, 3 of which presented local buckling failures in the May 1960 earth-
quakes. The recommended failure tension that considers fabrication and mounting de-
fects is as follows:

Fu = 170 Fy e / D

The acceptable value when applying allowable tensions is

0.6 x 1.33 Fu = 0.8 Fu

that is equivalent to formula (11-1).

Fa = 135 Fy e / D less than 0.8 Fy

According to paragraphs 4.5 and 8.1.b) when applying ultimate loads, the seismic
stresses shall be multiplied by 1.1 accepting that

Fa = 153 Fy e / D less than 0.9Fy.

C.11.8 Ground supported vertical storage tanks

C.11.8.1 Scope

Industry is the major user of large ground supported storage tanks, most of which are
circular steel tanks, although some few are of reinforced concrete or of rectangular
shape. The most frequently stored fluids are oil, water, and other special ones such as
sulfuric acid, liquefied oxygen, alcohol, etc.

C.11.8.2 General principles and standards

Most design engineers apply the North American design and construction standards
issued by the American Petroleum Institute – API in case of petroleum products stor-
age structures, and for designing water storage structures those of the American Wa-
terworks Association – AWWA and of the American Concrete Institute – ACI (39, 40,
41 and 42). Also used are the recommendations of the New Zealand National Society
for Earthquake Engineers – NZ, which are applicable to any fluid and material. Origi-
nally issued in 1986, these specifications are very exhaustive; having been considered
too conservative, they were modified in 2000 (43, 44).

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NCh2369

Every standard contains two important sections: Seismic Considerations, where seis-
mic stresses are determined: location, risk and required safety; and Design that en-
ables the dimensioning of tanks and their foundations.

This standard specifies seismic action conforming to Chilean conditions that differ
from those of API, AWWA or NZ. Knowing the seismic forces, the design follows
one of the abovementioned standards. This is the same philosophy applied in the
United States (45).

C.11.8.3 to 11.8.5 Masses and periods

The design shall consider that the fluid mass is broken into two forces: the impulsive
force that vibrates in unison with the structure, and above it, the convective one that
features waves. The three standards referenced under 11.8.2 have practically coinci-
dent formulas for determining the masses and periods of each one of these forces.

C.11.8.6 to 11.8.13 Analysis and design

The determination of the seismic stresses and of the structural parameter R as well as
damping ξ is based on a comparative study of eight steel and two concrete tanks of
sufficient dimensions for covering the practice requirements; results were compared
with the values of the standards mentioned under 11.8.2. The relations between the
seismic coefficients of the 10 tanks were the following ones:

NCh2369/API 1.01 to 1.17

NCh/AWWA 0.80 to 0.90

NCh/NZ 0.96 to 1.00

C.11.8.14 Anchor bolts

The provisions for anchor bolts have been successfully applied in Chilean projects in
the course of the last decades.

C.11.8.15 to C.11.8.18 The standard specifies methods for preventing that tank without anchor
bolts slip out of their foundations, that the roof be damaged by air compression or by
the impact of the convective fluid or secondary problems in the structure and piping.

The recommendations are based on the Alaska 1964 seism damages, on those caused
by the Chilean seisms of 1960 and 1985, as well as on the recommendations provided
on each of these occurrences (1, 27, 28, 46, 47, 48, 49 and 50).

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NCh2369

C.11.9 Rotary kilns and dryers

C.11.9.1 Rotary kilns and dryers can be facilities of large diameter and length; they are oper-
ated at high temperatures and low rotary velocity. Foundations are massive and natu-
ral periods are low, which justifies the use of the static method.

Rotary kilns and dryers feature an appreciable longitudinal and radial thermal expan-
sion. Rotating outages during a period of around 20 minutes can cause thermal expan-
sion and considerable damages. These restraints carry weight in the design, which re-
quires an early and continuous cooperation between the equipment manufacturer and
the professional specialists.

The recommendations of this standard have been successfully proved in a great num-
ber of kilns and dryers installed in Chile since the 1940’s (26).

Experience shows that the impact with the closure of the free space in the longitudinal
seism may double the seismic force (51) and that this can be several times larger than
during normal operation. Therefore, operators must necessarily accept occasional re-
placements of rollers and roller mechanisms, provided these are promptly replaced
with a procedure of controlled furnace rotation to prevent important thermal deforma-
tions.

This procedure requires a standby motor that moves the kiln during power outages
during an earthquake.

The purpose of the indications of Figure A.11, detail 1, is the compatibility of seismic
resistance with operating conditions.

When calculating the seismic force H on support 3 it is admissible to discount the fric-
tion of supports 1, 2 and 4 using a friction coefficient equal to 0.1.

C.11.9.2 Detail 2 of Figure A.11 summarizes the design provisions for the lateral seism. The
calculation of overturning has not the purpose of preventing this occurrence, which is
no real possibility, but to avert rising and alternate impacts on both sides, known as
“tapping”.

The failure of the longitudinal push rollers may cause important displacements (51).
To prevent falling it is necessary that the width of the wheel rim be increased, as per
Figure A.11, detail 2.

C.11.10 Refractory brickwork structures

C.11.10.1 The high temperature resistance characteristics of refractory bricks are seldom known.
Mortar disappears or transforms itself with temperature and the resistance frequently
depends from thermal compressions. Brickwork usually does not react elastically and

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NCh2369

it has no reliable tensile resistance. Therefore, brickwork shall not be considered as


structural or earthquake-resistant element. Figure A.12 presents two foundry fur-
naces, one with an arched roof that resists vertical and horizontal forces, and the other
one with a non-structural roof suspended from a steel structure. The first ones failed
but not the other ones during the Chilean seism (1, 27, 32)

Industrial brickwork requires continuous collaboration of process engineers and pro-


fessional specialists from the very beginning of every project.

C.11.10.2 The static method usually serves the purpose in furnaces such as that of Figure A.12
b). However, more complex furnaces with suspended reactors or coolers, such as the
flash furnaces of the copper industry, require dynamic spectral analyses.

C.11.10.3 The structure prior to its heating is in a condition that is different than its normal con-
dition, as provision has been made for expansion gaps as shown on Figure A.12 b) .
This condition may last in most cases for hours or days but it is not necessary to con-
sider it coincident with the design seism.

C.11.11 Electric equipment

C.11.11.1 Electric equipment is essential for any industry, because of the energy and communi-
cations necessities after a seism. There are special seismic design specifications or in-
ternational standards of accepted and proven application, which are out of the scope of
this standard. The best-known ones in Chile are those issued by Empresa Nacional de
Electricidad – ENDESA General Technical Specifications 1.015, prepared by Prof.
Arturo Arias (52).

C.11.11.2 The ENDESA standard defines robust equipment as equipment whose function de-
termines that the design considers stresses that by far exceed seismic stresses, that
they have no fragile components, and that equipments with fundamental frequencies
of 30 Hz or more are considered as rigid equipments. Typical examples are genera-
tors, engines, valves, pumps and similar facilities. The recommended formulas for
static design are based on the ENDESA specifications (52).

C.11.11.3 The recommendations for isolators are taken from ENDESA specifications (52).

Equipment that does not meet the conditions of robustness and stiffness may require
dynamic or empiric analyses. For dynamic analyses, the ENDESA specification pre-
scribes equipment-dependent spectra, damping and R values in most cases; in the
main, they are severer than this standard. Empiric qualification tests consist of oscil-
lation assessments for determining frequencies and damping, tests under static forces,
on vibratory tables or similar elements. These specifications are mandatory for impor-
tant equipment, such as encapsulated substations.

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NCh2369

C.11.12 Minor structures and equipment

Industries have many minor elements, such as pumps, engines, compact boilers,
boards, racks and similar elements, most of which have good structural resistance.
However their anchorages, connections and other details may fail and some times
cause protracted standstills. It is essential that all these details be seismically verified
and that the required reinforcements be implemented; most of them are simple and
may be installed in-site. Figure A.13 illustrates such cases.

C.11.13 Wood structures

The provisions are based on NCh1198 supplemented by SEAOC and UBC recom-
mendations (4 and 5) as well as on the New Zealand standards referenced in North
American publications.

Structural failure can be due to the wood, to flexure or tension or in the connections.
The failure in wood is fragile and in connections it can be ductile.

Structures in general are classified into ductile, non-ductile or semi-ductile.

Ductile structures have ductile connections that are less resistant than the wood. Typi-
cal ductile structures are those that resist seismic forces with braced walls or dia-
phragms connected by bolts or nails, structures with wood-to-wood connections of
small diameter bolts or nails, or structures with toothed plate or steel plate connec-
tions. Non-ductile structures have connections of greater resistance than the wood that
fails on account of tension or flexure. Most structures have stiff glued connections or
connections with over 20 mm diameter bolts.

Semi-ductile structures are an intermediate structure of the abovementioned.

The recommended R values are: 4 for ductile structures; 1 for non-ductile structures,
and 2.5 for semi-ductile structures.

C.B Design of beam-column connections in stiff steel frames

C.B.1 General

The AISC Standard (10 and 11) includes provisions for the design of the panel zone,
which is the beam web that faces the moment connections of the beam, zone that is
designed to resist the frequently important generated shear.

AISC prescribes special conditions for the seismic case of stiff frames (20) with the
purpose of preventing failures due to lack of ductility, as were observed at the Loma
Prieta and Northridge earthquakes, and often require testing.

126
NCh2369

No such failures have been observed in Chile, because the maximum seismic defor-
mations of our standards are approximately half of the North American values.
Therefore, this standard omits AISC special provisions, except for a few minor excep-
tions.

C.B.2 Design of the panel zone of moment connections

This includes the design provisions in detail. When the web thickness is insufficient,
it shall be reinforced in the workshop with attached plates or welded diagonal stiffen-
ers. Changing the column profile by another one with greater web thickness can obvi-
ate these reinforcements. This is a matter of economy that ought to be reviewed in
each case. The following table presents cost data published by AISC (54) with calcu-
lated equivalents for Chile.

Costs expressed in kg of structural steel

U.S.A. Chile
One attached plate 160 70
Two welded stiffeners with rivets 140 60
Two butt-welded stiffeners 450 200

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NCh2369

References

[1] Seismic Design of Industrial Structures in Chile, E. Arze, Third Canadian Conference
on Earthquake Engineering, Montreal, June 1979.

[2] Estructuras e Instalaciones Industriales, E. Arze L. Seminario sobre la Norma Sísmica


Chilena NCh433, Instituto Nacional de Normalización, INN, Santiago Noviembre 1989.

[3] NCh433.Of96 Diseño Sísmico de Edificios, Instituto Nacional de Normalización, INN,


1996.

[4] Uniform Building Code, International Conference of Building Officials, California


1997.

[5] Recommended Lateral Force Requirements and Tentative Commentary, Seismology


Committee of the Structural Engineers Association of California, SEAOC, 1997, San
Francisco, California.

[6] Recommendations for the Seismic Design of Petrochemical Plants, Ministry of Works
and Development, New Zealand, 1981.

[7] Tentative Provisions for the Development of Seismic Regulations for Building, Applied
Technology Council ATC-3, Washington D.C. 1978.

[8] Metodología para la Evaluación del Riesgo de Tsunami, H. Godoy y J. Monge, Univer-
sidad de Chile, Facultad de Ciencias Físicas y Matemáticas, Publicación SES 1-2-75
(115), 1975.

[9] Minimum Design Loads for Buildings and Other Structures, American Standard Insti-
tute – American Society of Civil Engineers ANSI/ASCE, New York 1998.

[10] Manual of Steel Construction – Load & Resistance Factor Design, American Institute
of Steel Construction, 1999.

[11] Manual of Steel Construction – Allowable Stress Design, American Institute of Steel
Construction, 1989.

[12] Building Code Requirements for Reinforced Concrete ACI-89, American Concrete Insti-
tute, Detroit, Michigan, 1989.

[13] Inspección de la Construcción de Obras de Edificación, L.F. Alarcón. I.B. Acosta, G.


Azócar, Depto. De Ingeniería de Construcción, Publicación 112, Pontificia Universidad
Católica de Chile, Santiago 1988.

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NCh2369

[14] A Structural Dynamic Analysis of Steel Plant Structures subjected to the May 1960
Chilean Earthquakes, J.A. Blume, Bulletin Seismological Society of America, Febru-
ary, 1963.

[15] International Building Code, International Code Council, 2000.

[16] Diseño Sísmico de Instalaciones Industriales, Estado del Arte en Chile, E. Arze L., 6as
Jornadas Chilenas de Sismología e Ingeniería Antisísmica, Santiago, 1993.

[17] Proposición de Espectros de Diseño para la Nueva norma chilena de Diseño Sísmico,
Arturo Arias, 5as Jornadas de la Asociación Chilena de Sismología e Ingeniería An-
tisísmica, Santiago, Agosto de 1989.

[18] Comparación de Espectros de Arias y Blume, Ramón Montecinos C. Estudio interno de


Arze Reciné y Asociados, Ingenieros Consultores, Santiago 1991.

[19] Proposición de Código para el Diseño y Análisis de Edificios con Aislación Sísmica,
ACHISINA, Santiago, Marzo 2001.

[20] Seismic Provisions for Structural Steel Buildings, AISC 1999.

[21] Specifications for the Design of Cold Formed Steel Structural Members, American Iron
and Steel Institute, AISC 1996.

[22] Guide for the Design and Construction of Mill Buildings, Association of Iron and Steel
Engineers, Technical Report Nº 3, Pittsburgh, Pa. 1991.

[23] PCI Design Handbook, Precast Prestressed Concrete Institute, Chicago 1978.

[24] Major Changes in Concrete Related Provisions, S.K. Ghosh, Earthquake Spectra, Feb-
ruary 2000.

[25] Estudio de la Respuesta Sísmica de Edificios Industriales con Puentegrúas. Luis Loyer
Arze, Universidad católica 1973.

[26] Ingeniería Sísmica, El Caso del Sismo del 3 de Mayo de 1985, Capítulo 17, Estructuras
e Instalaciones Industriales, E. Arze L., editor R. Flores A., Instituto de Ingenieros de
Chile, Hachette, Santiago 1993.

[27] Behaviour of a Steel Plant under Major Earthquakes, R. Vignola and E. Arze, Second
World Conference on Earthquake Engineering, Tokyo 1960.

[28] Experiencia de una Empresa de Ingeniería en el Terremoto del 3 de Mayo de 1985 en


Chile, E. Arze, 5as. Jornadas Chilenas de Sismología e Ingeniería Antisísmica, Santiago
1989.

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NCh2369

[29] The Chilean Earthquake of May 1960, A Structural Engineering View Point, K.V.
Steinbrugge, R. Flores, Bulletin of the Seismological Society of America, February
1963.

[30] Northridge Earthquake, January 17, 1994, Preliminary Reconnaissance Report, Earth-
quake Engineering Research Institute, Oakland, California 1994.

[31] Lessons learned from the Performance of Steel Buildings during the 1994 Northridge
Earthquake, V. A. Bertero, Earthquake Engineering Research Center, University of
California, Berkeley, 1994.

[32] The effects of March 3, 1985 Chile Earthquake on Power and Industrial Facilities, D.
L. McCormick et al, E.Q.E., San Francisco, California 1986.

[33] Some Studies of Earthquakes and their Effects on Structures, R.R. Martel, California In-
stitute of Technology, Los Angeles 1939.

[34] Study of Overturning Vibration of Slender Structures, K. Muto et al 2nd. World Confer-
ence on Earthquake Engineering, Tokyo 1960.

[35] El Sismo del 3de Marzo de 1985, Coordinador J. Monge, Acero Comercial S.A., Uni-
versidad de Chile, Santiago 1986.

[36] The Dynamic Behaviour of Water Tanks, G.W. Housner,Buletin of the Seismological
Society of America, February 1963.

[37] Process Equipment Design, L.E. Brownell and Young, John Wiley, New York 1959.

[38] Design and Construction of Steel Chimney Liners, American Society of Civil Engineers,
New York 1975.

[39] Welded Steel Tanks for Oil Storage, American Petroleum Institute API 650, 1998.

[40] Design and Storage of Large Welded Low Pressure Steel Storage Tanks, API 620, 1994.

[41] Standards for Welded Steel Storage Tanks for Water Storage, American Water Works
Association AWWA D100, D110 y D115, 1996.

[42] Concrete Tanks for water Storage, ACI 350-3, 1999.

[43] Seismic Design of Storage Tanks, New Zealand National Society for Earthquake Engi-
neering, 1996.

[44] General Structural Design and Design Loadings for Buildings, New Zealand Standard
NZS 4203, 1992.

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NCh2369

[45] Non Building Structures Seismic Design Code Developments, H.O. Sprague and N.A.
Legatos, Earthquakes Spectra, February 2000.

[46] The Prince of Williams Sound Alaska Earthquake of 1964, Oil Storage Tanks, J.E.
Rinne, U.S. Department of Commerce, Washington, DC 1967.

[47] The Chilean Earthquake of May 3, 1985 Field Report, L.A. Wyllie, Earthquake Spectra,
California, 1986.

[48] The Seismic Design of Industrial Plants, R.D. Evison et al, The Institution Of Profes-
sional Engineers, New Zealand 1982.

[49] Loma Prieta Earthquake Reconnaissance Report, Earthquake Spectra, California1990.

[50] Armenia Earthquake Reconnaissance Report, Earthquake Spectra, California 1989.

[51] Evaluación de que el horno caiga al estar sometido a un sismo longitudinal, Arturo
Arias, Informe para el Proyecto de la Planta de Celulosa Arauco 2, 1989.

[52] Especificaciones Técnicas Generales, ETG 1015 Diseño Sísmico, ENDESA 1987.

[53] Focus Wood Design, Buchanan, Dean and Deam, USA.

[54] Economy in Street Design, AISC Modern Steel Construction, 2000.

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EI-004

WIND, EARTHQUAKE AND SNOW LOADING

APPENDIX C

OFFICIAL CHILEAN STANDARD NCH 433.OF96

SEISMIC DESIGN OF BUILDINGS

Rev. 16

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