FORMAT NO OA/F/06

OM AUTOMATES REV NO 02
INTERNAL AUDIT REPORT & CHECK LIST REV NO DATE 01/04/2023

Processes of the Organization

ISO 9001:2015

Reference Number
Nut Farmar M/C Dept
Clause Number

House Keeping Dept

Quality Control Dept
Quality

Top Management

Traub M/C Dept

Tapping M/C Dept

Drilling M/C Dept

Internal Audit

Discrepancy
Purchase Dept
Management

Maintenance

MRM
Systems:

Store
Requirements
Clause
Description

Understanding the
4.1 organization and its X X X X X X X X X X X X
context
Needs and
4.2 Expectations of the X X X X X X X X X X X X
Interested Parties
Determining the
scope of the QMS X X X X X X X X X X X X
4.3
management
system
QMS
4.4 Management X X X X X X X X X X X X
System
Leadership and X X X X X X X X X X X X
5.1
commitment

5.2 QMS Policy X X X X X X X X X X X X

Organizational
roles, X X X X X X X X X X X X
5.3
responsibilities
and authorities
Actions to address
6.1 risks and X X X X X X X X X X X X
opportunities
Quality objectives
6.2 and planning to X X X X X X X X X X X X
achieve them
Planning of X X X X X X X X X X X X
6.3
Changes

7.1 Resources X X X D X D X X X X X X

7.2 Competence X X X X X X X X X X X X

7.3 Awareness X X X X X X X X X X X X

7.4 Communication X X X X X X X X X X X X

Documented X X X X X X X X X X X X
7.5
Information

Processes of the Organization

C
l

Prepared By Verified By Approved By

S SASIKUMAR MANJUNATH S Mr. LOKESH
Confidential: For Internal Use Only Page 1 of 4
 FORMAT NO OA/F/06
OM AUTOMATES REV NO 02
INTERNAL AUDIT REPORT & CHECK LIST REV NO DATE 01/04/2023

Quality Control Dept

ISO 9001:2015

Reference Number
Top Management

Nut Farmar M/C

Traub M/C Dept

Tapping M/C Dept

ause Number

Drilling M/C Dept

Internal Audit
QMS

House Keeping

Discrepancy
Purchase Dept

Maintenance
Management

Store

MRM
Dept

Dept
Systems:
Requirements
Clause
Description
7.5.1 General X X X X X X X X X X X X

Creating and X X X X X X X X X X X X
7.5.2
updating
Control of
7.5.3 documented X X X X X X X X X X X X
Information
8 Operation X X X X X X X X X X X X

8.1 Operational
Planning and X X X X X X X X X X X X
control
Determination of
requirements for X X X X X X X X X X X X
8.2
products and
services
Design and
development of X X X X X X X X X X X X
8.3
products and
services
Control of
externally X X X X X X X X X X X X
8.4
provided products
and services
Production and X X X X X X X X X X X X
8.5
service provision
Release of
8.6 products and X X X X X X X X X X X X
services
Control of
nonconforming
8.7 process outputs, X X X X X X X X X X X X
products and
services
Performance X X X X X X X X X X X X
9
evaluation

Prepared By Verified By Approved By

S SASIKUMAR MANJUNATH S Mr. LOKESH
Confidential: For Internal Use Only Page 2 of 4
 FORMAT NO OA/F/06
OM AUTOMATES REV NO 02
INTERNAL AUDIT REPORT & CHECK LIST REV NO DATE 01/04/2023

ISO 9001:2015 Processes of the Organization

Clause Number

QMS

Top Management

Nut Farmar M/C

Traub M/C Dept

Quality Control

Drilling M/C Dept

Internal Audit
House Keeping

Discrepancy
Purchase Dept
Management

Reference
Tapping M/C

Number
Maintenance
Systems:

Store

MRM
Dept

Dept

Dept
Dept
Requirements
Clause
Description
Monitoring,
measurement, X X X X X X X X X X X X
9.1
analysis and
evaluation

9.2 Internal audit X X X X X X X X X X X X

Management X X X X X X X X X X X X
9.3
Review

10 Improvement X X X X X X X X X X X X

10.1 General X X X X X X X X X X X X

Nonconformity
10.2 and Corrective X X X X X X X X X X X X
action
Continual X X X X X X X X X X X X
10.3
Improvement

* Use an “X” to indicate that the clause was assessed in the area described. Use a “D” to indicate
that a discrepancy was found

AUDIT REFERENCE 2/IQA/2023

DATE OF AUDIT 10-04-2023

Prepared By Verified By Approved By

S SASIKUMAR MANJUNATH S Mr. LOKESH
Confidential: For Internal Use Only Page 3 of 4
 FORMAT NO OA/F/06
OM AUTOMATES REV NO 02
INTERNAL AUDIT REPORT & CHECK LIST REV NO DATE 01/04/2023

AUDIT TEAM OM AUTOMATES INTERNAL AUDIT TEAMS

Opportunity for improvement
1. Fire Exit Sign Board Display in production area
2. Fire Assembly point mark in company out side area
3. New Machines Identification board display
Status of Audit Finding
CLAUSE REQUIREMENT MAJOR MINOR
4 Context of the organization 0 0
4.1 Understanding the organization and its context 0 0
4.2 Understanding the needs and expectations of interested parties 0 0 0 0
4.3 Determining the scope of the quality management system 0 0
4.4 Quality Management System and its Process 0 0
5 Leadership 0 0
5.1 Leadership and Commitment 0 0 0
5.2 Quality Policy 0 0
5.3 Organizational roles, responsibilities and authorities 0 0
6 Planning for the quality management system 0 0
6.1 Actions to address risks and opportunities 0 0 0
0
6.2 Quality objectives and planning to achieve them 0 0
6.3 Planning of Changes 0 0
7 Support 0 0
7.1 Resources 1 0
7.2 Competence 0 1 0
0
7.3 Awareness 0 0
7.4 Communication 0 0
7.5 Documented Information 0 0
8 Operation 0 0
8.1 Operational Planning and control 0 0
8.2 Determination of requirements for products and services 0 0
8.3 Design and development of products and services 0 0 0
8.3 Control of externally provided products and services 0 0 0

8.3 Production and service provision 0 0

8.3 Release of products and services 0 0
Control of nonconforming process outputs, products and
8.7 0 0
services
9 Performance evaluation 0 0
9.1 Monitoring, measurement, analysis and evaluation 0 0
0 0
9.2 Internal audit 0 0
9.3 Management Review 0 0
10 Improvement 0 0
10.1 General 0 0
0
0 0
10.2 Nonconformity and Corrective action 0
10.3 Continual Improvement 0 0
0
TOTAL NONCONFORMANCES 1 1 0

Prepared By Verified By Approved By

S SASIKUMAR MANJUNATH S Mr. LOKESH
Confidential: For Internal Use Only Page 4 of 4