AUDIT CHECK LIST RC & Q Management System

ISO 9001 / 14001/ Manual Section 8.2:

ISO 45001 Elements Requirements for Products and Services

Date:
Auditor Auditee:
Clause No.

Audit Evidence
Audit Question

Provide reference to documented

information to justify the finding
Has the organization established, implemented and
maintained process required to prepare for and to
8.2
respond to potential emergency situations, including
accidents and incidents identified in Section 6.1.1?
Does the organization prepare and respond by planning
actions to prevent or mitigate adverse environmental
8.2
impacts or health and safety hazards arising from
emergency situations?
Does the organization respond to emergency situations
8.2
and accidents and incidents?
Does the organization take action to prevent or mitigate
the consequences of emergency situations and
8.2 accidents and incidents appropriate to the magnitude of
the emergency and the potential environmental impact
or health and safety risk?
Does the organization periodically test the planned
8.2
responses and drills where practicable?
Does the organization periodically review the planned
8.2 responses, in particular, after an emergency situation or
after an accident and incident has occurred?
Does the organization provide relevant information and
8.2 training related to emergency response and
preparedness to relevant interested parties and staff?
Does the organization maintain documented information
8.2 to the extent necessary to have confidence that its
processes are carried out as planned?
Does communication with customers include providing
8.2.1
information relating to products and services?
Does communication with customers include handling
8.2.1
enquiries, contracts or orders, including changes?
Does communication with customers include obtaining
8.2.1 customer feedback relating to products and services,
including customer complaints?
Does communication with customers include handling or
8.2.1
controlling customer property?

Page 1 of 3 Issue Date : June 2018 Issue : 1.1

AUDIT CHECK LIST RC & Q Management System

ISO 9001 / 14001/ Manual Section 8.2:

ISO 45001 Elements Requirements for Products and Services

Date:
Auditor Auditee:
Clause No.

Audit Evidence
Audit Question

Provide reference to documented

information to justify the finding

When determining the requirements for the products and

services to be offered to customers, does the
8.2.2 organization ensure that the requirements for the
products and services are defined, including any
applicable statutory and regulatory requirements?

When determining the requirements for the products and

services to be offered to customers, does the
8.2.2
organization ensure that the organization can meet the
claims for the products and services it offers?

Does the organization ensure that it has the ability to

8.2.3 meet the requirements for products and services to be
offered to customers?

Does the organization conduct a review before

committing to supply products and services to a
8.2.3 customer, including requirements specified by the
customer, including the requirements for delivery and
post-delivery activities?

Does the organization conduct a review before

committing to supply products and services to a
8.2.3 customer, including requirements not stated by the
customer, but necessary for the specified or intended
use, when known?
Does the organization conduct a review before
committing to supply products and services to a
8.2.3
customer, including statutory and regulatory
requirements applicable to the products and services?
Does the organization conduct a review before
committing to supply products and services to a
8.2.3
customer, including contract or order requirements
differing from those previously expressed?
Does the organization ensure that contract or order
8.2.3 requirements differing from those previously defined are
resolved?
Are customer’s requirements confirmed by the
organization before acceptance, when the customer
8.2.3
does not provide a documented statement of their
requirements?

Page 2 of 3 Issue Date : June 2018 Issue : 1.1

AUDIT CHECK LIST RC & Q Management System

ISO 9001 / 14001/ Manual Section 8.2:

ISO 45001 Elements Requirements for Products and Services

Date:
Auditor Auditee:
Clause No.

Audit Evidence
Audit Question

Provide reference to documented

information to justify the finding
Does the organization retain documented information, as
8.2.3 applicable on any new requirements for the products
and services? (See 7.5.1b)
Does the organization ensure that relevant documented
information is amended, and that relevant persons are
8.2.4
made aware of the requirements when the requirements
for products are changed? (See 7.5.2)

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Page 3 of 3 Issue Date : June 2018 Issue : 1.1