Professional Documents
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Daniel M. Wang*, BS, Crystal Li, BS, BA, Nicole Hatchard, BS, George C. Chang Chien, DO
and John Alm, DO
who use electronics. In athletes, this forward head and prone cobra, and trapezius muscle exercise progression
rounded shoulder posture is found in weightlifters who [4]. Additionally, it has been shown that neck-specific
heavily target exercises that generally function as “push” exercises targeting all muscle layers, including the lower
exercises, such as bench and shoulder press, and do not trapezius, can also improve outcomes in individuals with
focus much on the posterior stabilizing muscles such as whiplash-associated disorders and neck pain [14, 15].
the rotator cuff muscles and lower trapezius [7]. In normal As illustrated, these pathologies and imbalances are
movement, the lower trapezius and scapula coordinate to found not only in patients with shoulder issues, but also in
provide stabilization during shoulder elevation [4]. The people with neck pain and headaches [16]. Further, some
lower trapezius, specifically, originates on the spine and research studies and textbook authors have found that
inserts onto the spine of the scapula from the acromion individuals with neck pain typically show limited endur-
process, which allows for significant movement of the ance and strength of the lower trapezius muscle [14, 17–20].
shoulder due to its stabilizing function of the scapula Under the overarching patient description of neck and
[8, 9]. The lower trapezius not only stabilizes the shoulder shoulder pain, marked by underlying pathologies of upper
in the sagittal plane during shoulder elevation, but also crossed syndrome, scapulothoracic dyskinesia, and so on,
retracts and depresses the scapula during horizontal the lower trapezius muscle undergoes potential changes as
pulling movements and aids in abduction and external a result of these conditions. Despite this, there is still a
rotation [8]. When the lower trapezius is neglected in limited amount of evidence on the clinical results from
strength training, as previously mentioned by weight- specific lower trapezius strength changes [10, 14, 17–20].
lifters, or neglected naturally by the spinal flexion caused This should be measured and utilized to activate the lower
by prolonged electronic use, it theoretically results in trapezius exercise in neck pain patients.
biomechanical dysfunction that creates instability in the There have been numerous studies on the effect of
cervicothoracic region [4]. Therefore, consequently, neck-focused exercises on neck pain patients, but only in
maintaining this improper, rounded posture can lead to the past few years was the importance of lower trapezius
upper crossed syndrome, in which the lower trapezius, contraction rate and thickness identified [4, 21, 22]. This
rhomboids, and serratus anterior are weakened, and the systematic review aims to determine, by review of case-
upper trapezius, pectoralis major and minor, and levator control studies, if people with a history of, or current,
scapulae muscles are shortened [4, 10]. These muscle shoulder and/or neck pain, demonstrate differences in
imbalances results in pain. measures of lower trapezius function when compared to
Imbalances in these stabilizing muscles can also people without shoulder and/or neck pain. A secondary
cause scapulothoracic dyskinesia, in which the typical focus is to determine if there is a difference in lower
position and motion of the scapula is noticeably trapezius muscle function between the types and durations
disrupted, causing pain [11]. The majority of research of shoulder and/or neck pain.
relating to scapulothoracic muscle dysfunction has been
noted to focus on shoulder pathologies such as shoulder
instability, rotator cuff insufficiency, and shoulder
impingement [11]. This research has shown that these Methods
muscle imbalances disrupt normal biomechanical posi-
tioning and cause abnormal scapular positioning and Search strategy
pain [11]. These imbalances can be described as impaired
relationships among scapulothoracic muscles susceptible This systematic review was conducted in accordance with the
Preferred Reporting Items for Systematic Reviews and Meta-Analyses
to tightness, inhibition, or weakness. Specifically, muscle
(PRISMA) statement. Ovid (MEDLINE), PubMed, and ScienceDirect
imbalances in this region occur when the middle and were searched from inception until July 20, 2021. No language
lower trapezius are too weak and the upper trapezius is restrictions were applied to conference abstracts or published
too tight [4]. To target this, many studies have shown articles. In order to perform an all-encompassing and broad search,
that strengthening weak muscles and lengthening these keywords were utilized: (Lower Trapezius) AND (Pain OR
shortened muscles aid in achieving proper postural Posture OR Dysfunction).
(acute, subacute, or chronic) were eligible for inclusion. Studies Patient and public involvement
measuring lower trapezius function in any way were included. For
example, strength, fatigability, percentage of maximum voluntary
There was no patient and public involvement in the production of this
contraction, timing or extent of contraction, cross-sectional area, or
research.
other unidentified measurement were eligible for inclusion. Studies
could assess the lower trapezius with any clinical measurement tool or
quantifiable assessment, with the participant in dynamic or static
activity. Studies were excluded if the subjects were solely determining
the effect of an intervention on the lower trapezius muscle.
Results
Study selection
Study identification
The percentage of the total was calculated by dividing the studies that
had a significant or nonsignificant lower trapezius muscle change and
whether it impacted shoulder or neck pain by the total number of Figure 2: The impact of the lower trapezius on shoulder and neck
included studies. pain in the included studies.
Study Participants pain Participants control Type of pain Duration of pain/ Pain at Lower
group group pain at baseline baseline trapezius
outcome
Park et al. [] n= n= Unilateral neck . (.) years Yes Muscle
Mean age, years (SD): . Mean age, years (SD): . pain strength
(.) (.)
Population: violinists Population: violinists
(undergrads recruited from (undergrads recruited from
Jeongju-si, South Korea) Jeongju-si, South Korea)
gender: .% F gender: .% F
BMI: . (gave avg height BMI: . (gave avg height
and weight + SD) and weight + SD)
Sabzehparvar n= n= Mechanical At least months Yes Muscle
et al. [] Mean age, years (SD): . Mean age, years (SD): . shoulder pain in activity
(.) (.) dominant side
Population: professional Population: professional
elite male swimmers and elite male swimmers and
members of the Iranian members of the Iranian
national team who trained at national team who trained at
least days/week covering least days/week covering
km km
Gender: .% M Gender: .% M
BMI: . (.) BMI: .(.)
Meghdadi et al. n= n= Impingement on (.) months Yes Muscle
[] Mean age, years (SD): Mean age, years (SD): the dominant side activity
(.) (.) of the upper
Population: professionally Population: professionally extremity
active in Iran Premier League active in Iran Premier League
for table tennis and with for table tennis and with
right dominant hand right dominant hand
Gender: .% M Gender: .% M
BMI: n/a BMI: n/a
Ghaderi et al. n= n= Chronic nonspe- At least Yes Peak
[] Mean age, years (SD): . Mean age, years (SD): . cific neck pain months amplitude
(.) (.)
Population: patients referred Population: patients referred
to the physiotherapy clinic of to the physiotherapy clinic of
the University of Social the University of Social
Welfare and Rehabilitation Welfare and Rehabilitation
Sciences Sciences
Gender: .% M Gender: .% M
BMI: n/a BMI: n/a
Shih et al. [] n= n= Unilateral frozen At least months Yes Muscle
Mean age, years (SD): . Mean age, years (SD): . shoulder activity
(.) (.)
Population: recruited from Population: recruited from
Taipei Taipei
Gender: .% M, .% F Gender: .% M, .% F
BMI: . (.) BMI: . (.)
McKenna et al. n= n= Shoulder pain n/a Yes Muscle
[] Mean age, years (SD): . Mean age, years (SD): . thickness
(.) (.)
Population: swimmers Population: swimmers
recruited through email lists recruited through email lists
of adult competitive of adult competitive
swimming clubs in Perth swimming clubs in Perth
Gender: .% M, .% F Gender: .% M, .% F
BMI: . (.) BMI: . (.)
6 Wang et al.: Lower trapezius muscle function in shoulder and neck pain
Table : (continued)
Study Participants pain Participants control Type of pain Duration of pain/ Pain at Lower
group group pain at baseline baseline trapezius
outcome
Leong et al. [] n= n= RC tendinopathy . (.) Yes Activity
Mean age, years (SD): . Mean age, years (SD): . months onset
(.) (.)
Population: volleyball Population: volleyball
players recruited from local players recruited from local
sports clubs and universities sports clubs and universities
Gender: .% M Gender: .% M
BMI: . (.) BMI: . (.)
Petersen et al. n= n= Idiopathic neck . (.) Yes Muscle
[] Mean age, years (SD): . Mean age, years (SD): . pain months strength
(.) (.)
Population: students from Population: students from
the same university through the same university through
flyers posted in common flyers posted in common
areas areas
Gender: .% M, .% F Gender: .% M, .% F
BMI: BMI BMI: n/a
Michener et al. n= n= Unilateral sub- n/a Yes Muscle
[] Mean age, years (SD): . Mean age, years (SD): . acromial pain activity
(.) (.) syndrome
Population: recruited from Population: recruited from
local clinics where they were community
seeking treatment for shoul-
der pain
Gender: .% M, .% F Gender: .% M, .% F
BMI: BMI: n/a
Leong et al. [] n= n= Rotator cuff . (.) Yes Muscle
Mean age, years (SD): Mean age, years (SD): . tendinopathy months strength
(.) (.)
Population: volleyball and Population: volleyball and
baseball players recruited baseball players recruited
from local sports clubs and from local sports clubs and
universities universities
Gender: .% M, .% F Gender: .% M, .% F
BMI: . (.) BMI: . (.)
Uthaikhup et al. n= n= Right side unilat- At least months Yes Muscle
[] Mean age, years (SD): . Mean age, years (SD): . eral mechanical thickness
(.) (.) neck pain
Population: recruited Population: recruited
through advertising in phys- through advertising in phys-
iotherapy clinics, hospitals, iotherapy clinics, hospitals,
and general community in a and general community in a
regional city in Thailand regional city in Thailand
Gender: .% F Gender: .% F
BMI: . (.) BMI: . (.)
Larsen et al. n= n= Shoulder pain At least days Yes Muscle
[] Mean age, years (SD): Mean age, years (SD): (SIS) activity
() ()
Population: recruited from Population: recruited from
physiotherapy clinics and physiotherapy clinics and
among acquaintances among acquaintances
Gender: .% M, .% F Gender: .% M, .% F
BMI: () BMI: ()
Wang et al.: Lower trapezius muscle function in shoulder and neck pain 7
Table : (continued)
Study Participants pain Participants control Type of pain Duration of pain/ Pain at Lower
group group pain at baseline baseline trapezius
outcome
Larsen et al. n= n= Shoulder pain At least days Yes Activity
[] Mean age, years (SD): Mean age, years (SD): (SIS) level, time
() () to onset
Population: recruited from Population: recruited from
physiotherapy clinics and physiotherapy clinics and
among acquaintances among acquaintances
Gender: .% M, .% F Gender: .% M, .% F
BMI: () BMI: ()
Phadke et al. n= n= Shoulder pain Longer than Yes Time to
[] Mean age, years (SD): Mean age, years (SD): (SIS) weeks onset
. (.) . (.)
Population: university of Population: University of
Minnesota area Minnesota area
Gender: .% M, .% F Gender: .% M, .% F
BMI: . () BMI: . (.)
Zakharova- n= n= Neck pain Longer than Yes Activity
Luneva et al. Mean age, years (SD): Mean age, years (SD): months level
[] . () . (.)
Population: recruited on a Population: recruited on a
voluntary basis voluntary basis
Gender: .% M, .% F Gender: % M, .% F
BMI: . BMI: .
Helgadottir n= n= Neck pain Longer than Yes Activity
et al. [] Mean age, years (SD): () Mean age, years (SD): () months level
Population: recruited from Population: recruited from
physical therapy clinics in physical therapy clinics in
the Reykjavik municipal area the Reykjavik municipal area
Gender: .% M, .% F Gender: .% M, .% F
BMI: n/a BMI: n/a
Trakis et al. [] n= n= Shoulder and Throughout the Yes Muscle
Mean age, years (SD): Mean age, years (SD): elbow pain baseball season strength
. (.) . (.) (– months)
Population: adolescent Population: adolescent
baseball pitchers baseball pitchers
Gender: .% M Gender: .% M
BMI: . BMI: .
Cools et al. [] n= n= Shoulder pain . months Yes Time to
Mean age, years (SD): Mean age, years (SD): (SIS) (.) onset
. (.) . (.)
Population: The patient Population: Thirty healthy
group consisted of overhand athletes with no
athletes competing in history of shoulder injuries
various overhand sports
Gender: .% M, .% F Gender: .% M, .% F
BMI: n/a BMI: n/a
(ages 24–52) with subacromial pain syndrome when during ascending (mean difference=0.92, p=0.008) and
relative to upper trapezius and serratus anterior (SA) descending (mean difference=0.70, p=0.03) movements
muscle activities. Specifically, they compared these and a lower trapezius/serratus anterior ratio in the pain
subjects to 28 controls (ages 24–52) and found a higher group during ascending (mean difference=−0.25, p=0.026)
upper trapezius/lower trapezius ratio in the pain group and descending (mean difference=−0.51, p=0.032)
Table : Included studies per outcome measurement.
8
Study Measurement Method Activity level Fatigability Time to onset Time of peak Major conclusions
equipment
Park et al. [] Handheld dyna- Subjects performed diago- Strength: n/a n/a n/a LT strength significantly
mometer (HHD) nal, overhead shoulder pain/Ipsilateral=. n decreased on the painful
external rotation and (±. n) nPain/contralat- side compared to the
abduction. eral=. n (±. n), p=. contralateral side.
Sabzehparvar Surface EMG – Subjects marked points with RMS: n/a n/a n/a No difference in
et al. [] ME Biomonitor pen within each of the three pain=.% (±.%) activation of LT in shoul-
EMG System mm circles (which formed nPain=.% (±.%), der pain group vs.
corners of an equilateral tri- p>. control
angle of cm) counter- normalization:
clockwise and in s MVC while subjects in side-
coordination with metro- lying position with the arm
nome set at beats/min kept on the head and in the
direction of LT fibers
Meghdadi EMG – Muscle LT muscle activity was Muscular activity: n/a Pain=−. ms n/a No significant
et al. [] Tester ME measured while performing pain= (±.) nPain=. (±. ms) differences in activity of
the table tennis forehand (±.), p>. nPain=−. ms LT in subjects with SIS
topspin loop diagonally on normalization: (±. ms), p>.
the table utilizing an root mean square analysis in normalization:
EMG-synchronized table ten- the subsequent ms seg- respect to the time of ball
nis racket. ments of the movement cycle contact.
Ghaderi et al. EMG – MT Participants elevated shoul- %MVE: n/a Pain=. ms (±. ms) Pain=. ms All changes were
Wang et al.: Lower trapezius muscle function in shoulder and neck pain
[] telemetric system ders in the scapular plane in pain=. (±.) nPain=. nPain=. ms (±. ms), (±. ms) statistically insignificant
CAS dynamometer an “empty can position” with (±.), p>. p=. nPain=. ms
° shoulder elevation, while (±. ms),
elbows were in full extension p=.
and forearms in pronation
and pulled fixed dynamom-
eter handle upward isomet-
rically for s.x
Shih et al. [] -channel FM/FM Three functional tasks in the Muscle activity: n/a n/a n/a Pain group revealed
Telemetric EMG sitting position with the trunk scaption task: significantly less LT
System: TeleMyo well stabilized. Each task was pain=.% (±.%) activity during scaption
, Noraxane performed at subjects’ nPain=.% (±.%), task, and insignificantly
USA comfortable speed three p<. hand to neck task: less activity during the
times with s rest pain=.% (±.%) hand-to-neck and
nPain=.% (±.%), thumb-to-waist tasks
p>. thumb to waist task:
pain=.% (±.%)
nPain=.% (±.%),
p>.
Table : (continued)
Study Measurement Method Activity level Fatigability Time to onset Time of peak Major conclusions
equipment
McKenna et al. Toshiba Xario XG US Ultrasound imaging Muscle thickness: n/a n/a n/a No significant changes in
[] Machine pain=. mm (±. mm) muscle thickness
nPain=. mm (±. mm),
p>.
Leong et al. Vicon v- -D Participants performed n/a n/a Pain=−. ms (±. ms) n/a RC group had a signifi-
[] motion analysis shoulder abductions, in time nPain=−.−ms (± ms), cant delayed activity
system. EMG with with metronome, from p=. onset to LT relative to UT
circular Ag/AGcl resting position to maximum normalization: when compared to
bipolar electrodes achievable range and then onset of muscle activity healthy
back to rest, with elbow minus the arm movement
flexed at ° and forearm in onset
pronation.
Peterson et al. microFET digital Participants maintained arm Muscle Strength: n/a n/a n/a Muscle weakness in the
[] handheld position while the examiner within group strength: LT is present in in-
dynamometer provided pressure with HHD pain side=. n (±. n) dividuals with neck pain.
in downward direction until nPain side=. n (±. n), LT is weaker on the side
participants’ maximal effort p<. of neck pain compared to
was overcome. right side (control)=. n the contralateral side
(±. n)
left side (control)=. n
(±. n), p>.
between-group strength:
pain=. n (±. n)
nPain=. n (±. n), p=.
Michener et al. EMG repetitions of a weighted Relative activity ratio: n/a n/a n/a There is disruption in
[] arm elevation task UT/LT: coordination by the LT
ascending phase: °–° and SA, LT and UT during
pain=. (±.) nPain=. arm elevation in patients
(±.) °–° in pain.
pain=. (±.) nPain=.
(±.) °–°
pain=. (±.) nPain=.
(±.) mean difference=.,
p=.
Wang et al.: Lower trapezius muscle function in shoulder and neck pain
9
Table : (continued)
10
Study Measurement Method Activity level Fatigability Time to onset Time of peak Major conclusions
equipment
descending phase:
°–° pain=. (±.)
nPain=. (±.) °–°
pain=. (±.) nPain=.
(±.) °–° pain=.
(±.) nPain=. (±.)
mean difference=., p=.
LT/SA:
ascending phase:
°–° pain=. (±.)
nPain=. (±.) °–°
pain=. (±.) pain=.
(±.) °–°
pain=. (±.) nPain=.
(±.) mean differ-
ence=−., p=.
descending phase:
°–° pain=. (±.)
nPain=. (±.) °–°
pain=. (±.) nPain=.
(±.) °–°
Wang et al.: Lower trapezius muscle function in shoulder and neck pain
Study Measurement Method Activity level Fatigability Time to onset Time of peak Major conclusions
equipment
Iceland muscle activity during IONP: . (.) IONP: . s (.) lower trapezius not only
unilateral arm elevation. on the painful side but
Both arms were tested. also on the contralateral
11
side.
Table : (continued)
12
Study Measurement Method Activity level Fatigability Time to onset Time of peak Major conclusions
equipment
Trakis et al. handheld Strength testing was Strength imbalance in lower n/a n/a n/a No significant difference
[] dynamometer performed utilizing a trapezius: between athletes with
handheld dynamometer in pain: % ± %, and without prior
the order of: lower trapezius, nPain: % ± %, p=. shoulder pain for the
middle trapezius, other strength tests.
rhomboids, latissimus dorsi,
supraspinatus, internal
rotators, and external
rotators
Cools et al. [] Noraxon Overhead athletes with and Threshold for muscle activity n/a SIS: injured side=. ms n/a There were significant
Myosystem without shoulder impinge- was set at % of the EMG (.); non-injured differences in the rela-
EMG receiver ment muscle latency times in activity of maximal voluntary side=. (.); tive muscle latency times
all three parts of the contraction control: between the impinge-
trapezius and middle deltoid nondominant side=. ment and the control
were evaluated during (.); dominant side=. group subjects. Those
sudden downward falling (.) with impingement
movement of the arm. showed a delay in
muscle activation of the
middle and lower
trapezius muscle.
Significantly longer
Wang et al.: Lower trapezius muscle function in shoulder and neck pain
EMG, electromyographic; HHD, handheld dynamometer; LT, lower trapezius; MVC, maximum voluntary contraction; RC, rotator cuff; RMS, root mean square; SA, serratus anterior; SIS, shoulder
impingement syndrome; UT, upper trapezius.
Wang et al.: Lower trapezius muscle function in shoulder and neck pain 13
movements [28]. Larsen et al. [39] observed a nonsignifi- Leong et al. [26] studied 43 male volleyball players with
cant higher level of lower trapezius muscle activity (p=0.11, and without rotator cuff tendinopathy (RCT) (ages 18–27)
raw data not reported) during weighted shoulder elevation and found that the lower trapezius of the RCT group is
in 16 subjects (ages 27–55) with subacromial impingement activated slower than that of the control group (−18.5 ms
syndrome against 15 healthy controls (ages 27–51). [43.9] vs. −72.4 ms [39.0], respectively; p=0.001). Helga-
dottir et al. [33] studied the time to onset of lower trapezius
muscle activation on both sides, and concluded that there
Muscle activation (EMG) is an insignificant increased delay to onset in the 22 IONP
patients compared to the 23 healthy controls (right side:
Two studies analyzed lower trapezius muscle activation 0.43 s [0.10] IONP vs. 0.34 s [0.07], respectively; left side:
[24, 38]. Ghaderi et al. [24] studied 40 individuals with and 0.48 s [0.08] vs. 0.36 s [0.05], respectively). Similarly, in the
without shoulder pain (ages 22–39) to observe differences 20 patients with neck pain in the study by Ghaderi et al.
in time to reach peak activation between the two groups, [24], they found an insignificant delay in lower trapezius
but their conclusions were statistically insignificant muscle onset time (0.21 ms [0.21] vs. 0.14 ms [0.15])
(1.91 ms [0.55] and 1.89 ms [0.64], respectively, p=0.97]. compared to the 20 controls (p=0.18). On the contrary,
Larsen et al. [38] analyzed the ability to selectively activate Meghdadi et al. [36] observed an insignificant reduction in
the lower trapezius muscle through EMG and observed that time to onset in the 30 subjects with pain compared to their
fewer subjects with SIS were able to successfully selec- 30 healthy controls (−386.93 ms [31.02] and −384.12 ms
tively activate the lower compartments of the trapezius as [31.09], respectively; p=0.807). Finally, Larsen et al. [39]
defined by activation ratios equal to or greater than 95.0% studied lower trapezius muscle onset time in 16 cases of SIS
when compared to their healthy controls. Specifically, out against 15 control cases under nonloading and load-
of 15 patients with SIS (ages 27–53), three were able to reach bearing conditions, and they observed an insignificant
selective activation (p=0.03) compared to the 9 out of 15 difference in time to onset in subjects with pain in these
controls (ages 27–51) who attained selective activation [38]. muscle pairs: upper trapezius/lower trapezius (p=0.98)
and lower trapezius/serratus anterior (p=0.53).
Seven studies reviewed the amount of time it took for the Four studies utilized handheld dynamometers to consider
lower trapezius to activate [24, 26, 31, 33, 34, 36, 39]. Cools strength in the lower trapezius [23, 27, 29, 40]. Three of
et al. [34] and Phadke and Ludewig [31] both studied sub- these studies were in agreement and observed a significant
jects with SIS, evaluating trapezius muscle latency. Cools decrease in lower trapezius muscle strength in subjects
et al. [34] compared 39 subjects with SIS (ages 20–32) with pain compared to their healthy controls. Specifically,
against 30 healthy controls (ages 18–26) and found that the of these three studies, Park et al. [23] and Petersen et al. [27]
lower trapezius on the injured side of individuals with SIS both measured muscle strength in subjects with unilateral
had a longer mean muscle latency time of 174.3 ms (38.9), neck pain and found significantly reduced muscle strength
which is 31.5 ms longer (p<0.01) than the mean muscle in the lower trapezius ipsilateral compared to that contra-
latency time of the dominant side of the controls, which lateral to the pain. Park et al. [23] observed 26 female
was reported to be 142.8 ms (33.1). On the contrary, Phadke violinists (ages 20–22) with unilateral neck pain, studying
and Ludewig [31] studied 24 patients with SIS (ages 23–47) their contralateral, nonpain side as controls, and found
against 25 healthy controls (ages 22–42) to determine the lower trapezius strength on the side with pain to be 26.9 N
lower trapezius latency relative to the serratus anterior and (13.10), whereas strength on the contralateral side was
upper trapezius during unloaded, loaded, and after re- 29.8 N (15.8), p=0.02. Similarly, Peterson et al. [27]
petitive motion conditions. They found that, relative to the observed 22 subjects with idiopathic neck pain (ages 19–45)
serratus anterior, the lower trapezius in healthy controls with 17 healthy controls (ages 20–44), first analyzing the
had a higher latency than that in patients with impinge- strength of the lower trapezius muscles ipsilateral and
ment under unloaded conditions, but they found the contralateral to the site of neck pain in the pain group and
opposite result under loaded and after repetitive motion the strength of the right and left lower trapezius in the
conditions (results were graphically reported, raw data controls, and then comparing within groups and between
unavailable) [31]. groups. They found that in the pain group, the ipsilateral
14 Wang et al.: Lower trapezius muscle function in shoulder and neck pain
lower trapezius had a measured strength of 18.9 N (6.5), trapezius muscle activity [25, 28, 32, 33, 35, 36, 39], time to
whereas the contralateral lower trapezius had a measured onset [24, 26, 31, 34, 36, 39], time to peak activation [24, 38],
strength of 21.5 N (9.4) (p<0.01) [27]. Additionally, the pain muscle strength [23, 27, 29, 40] and thickness [30, 37]
side adjacent in the control group—the right side—had were mixed. Of the seven studies that focused on muscle
a measured muscle strength of 24.4 N (8.5), which is activity, two observed a significant decrease in muscle
significantly greater than the ipsilateral lower trapezius activity in subjects with pain [25, 28], whereas another two
in the pain group (p=0.02) [27]. Leong et al. [29] analyzed 66 observed a significant increase in muscle activity in subjects
athletes with and without RCT (ages 18–28) and also with pain [32, 33]. The remaining three studies observed
observed a decrease in lower trapezius strength by 24.3% in nonsignificant changes in lower trapezius activity [35, 36,
those with RCT compared to healthy controls (p<0.05). 39]. Two of these three studies [32, 39] observed an insig-
The remaining study by Trakis et al. [40] observed no nificant increase in muscle activity in subjects with pain,
significant changes in lower trapezius muscle strength in 12 although the remaining study [33] observed an insignificant
male baseball pitchers, ages 15–17, with shoulder and decrease in muscle activity in subjects with pain. Seven
elbow pain compared to the 11 healthy male controls, ages studies [24, 26, 31, 34, 36, 39] analyzed the changes in time to
15–17 (strength imbalance of 9% [17] and 11% [16], onset of the lower trapezius, of which four observed a
respectively; p=0.74). significant increase in onset delay in subjects with pain
compared to healthy controls [26, 31, 33, 34]. The remaining
three [24, 36, 39] had insignificant conclusions: one
Muscle thickness observed an insignificant shorter time to onset in subjects
with pain [36], whereas the other two observed an insignif-
Two studies analyzed lower trapezius muscle thickness icant longer time to onset in subjects with pain [24, 39]. Four
through ultrasound imaging [30, 37]. McKenna et al. [37] studies considered changes in lower trapezius strength [23,
measured lower trapezius thickness at rest and submaxi- 27, 29, 40]. Three of these studies demonstrated that subjects
mal contraction between 52 swimmers (ages 34–62) with with pain had a significant decrease in the lower trapezius
and without shoulder pain. At rest, the lower trapezius of muscle compared to healthy controls [23, 27, 29], while the
those with pain had a thickness of 5.1 mm (4.5–6.7), while remaining study also showed a decrease in the lower
the lower trapezius of the controls had a thickness of trapezius muscle, although results were insignificant [40].
4.6 mm (4.4–6.2), although this difference was insignifi- Only two studies considered the effects of pain on lower
cant (p=0.59) [37]. During contraction, they found the trapezius muscle thickness [30, 37]. One saw a significant
lower trapezius of those with pain to have a thickness of decrease in muscle thickness in subjects with pain [30],
8.8 mm (2.0), while the lower trapezius of the controls had whereas the other study observed an insignificant increase
a thickness of 9.3 mm (2.3), although this difference was in muscle thickness in subjects with pain [37]. Due to
insignificant (p=0.36) as well [37]. Similarly, Uthaikhup differences in measurement techniques, combining studies
et al. [30] measured lower trapezius muscle thickness at in a meta-analysis was not possible. Finally, two out of the
rest at 0° abduction and at rest at 120° abduction in 40 total 18 studies considered muscle activation. Ghaderi et al.
female subjects with and without right-side neck pain (ages [24] found insignificant differences in time to reach peak
21–32), but instead found a significant decrease in muscle activation, and Larsen et al. [38] analyzed an individual’s
thickness in neck pain subjects compared to controls at 0° ability to selectively activate the lower trapezius, in
rest (2.39 mm [0.68] and 3.04 mm [0.66], respectively individuals with and without pain.
[p<0.01]) and 120° rest (2.83 mm [0.96], 3.47 mm [0.78], The majority of the studies (11 out of 18) utilizing EMG
respectively [p<0.05]), as well as a significant decrease in to assess lower trapezius muscle function did so during
lower trapezius thickness from rest to contraction in pain dynamic movement [24, 26, 28, 31–36, 38, 39]. Overall,
subjects compared to healthy controls (3.81 mm [1.96], the number of EMG variables were inconsistent across
5.27 mm [1.63], respectively [p<0.05]). multiple studies and were limited within individual
studies and variables. Examining whether dynamic
function in the lower trapezius muscle has an impact on
Discussion those with and without shoulder or neck pain, and
whether it is predictive of this pain development, is
This systematic review included 18 studies investigating needed to assist in understanding this muscle’s role in
lower trapezius muscle function in people with and developing shoulder or neck pain. Considering other EMG
without shoulder or neck pain. The findings for lower outcome variables, such as minimum to maximum
Wang et al.: Lower trapezius muscle function in shoulder and neck pain 15
amplitude, minimum level of activity, and mean ampli- lack of detail of the type and duration of pain in the
tude, can provide more insight into this muscle’s nature. included studies. Additional differences between studies,
The majority of the included studies report a reduction such as the specific method for diagnosing pain, assess-
in lower trapezius muscle strength. This is consistent with ment methods and techniques, the tools utilized to assess
previously reported theoretical links between the upper the severity of pain, and whether pain patients had pain
extremities and cervicothoracic-shoulder complex, and the present at the time of beginning the study, are additional
development of shoulder and neck pain [4]. During normal areas that future studies should target to create consistency
movement, the lower trapezius is responsible for scapular and standardization so that pooled statistical analyses
stabilization and specifically in the sagittal plane during may be conducted. The purpose of this review was not to
shoulder elevation [4]. It is theorized that weakness of the complete a comprehensive statistical analysis. Rather, the
lower trapezius muscle results in changes in biomechan- goal was to preliminarily observe quantifiable patterns in
ical function that create instability and position changes of lower trapezius status in those with neck and shoulder pain
the cervicothoracic region and may lead to shoulder and for the organizational purpose of a meta-analysis in future
neck pain [4]. The major function of the lower trapezius works.
can be explained by its anatomy. The lower trapezius
originates on the spine and extends from T2 to T12 and
inserts onto the spine of the scapula from the acromion Limitations
process [8]. The lower trapezius itself is a multipennate
muscle innervated by the spinal accessory nerve and This systematic review was created to be comprehensive and
ventral rami of C3 and C4 via the cervical plexus [4, 8]. thorough. However, it may be possible that not all appro-
The scapula contributes to the majority of upper limb priate studies were included. The chances of this happening
kinetic chain movements and requires mobility to achieve were reduced by an all-encompassing search methodology,
positions through movement of the humerus but also individual abstract and title screening by two researchers
necessitates stability during overhead activities, such as (NH/CL), and strict adherence to PRISMA guidelines.
the overhead sports some of the studies touched upon like Further, limitations such as only a small number of studies
throwing, tennis, and swimming [9]. The study on the per measurement outcome, unclear definitions of the dura-
biomechanics of the lower trapezius in the setting of tion and type of shoulder and neck pain, and variation in
shoulder disability revealed that the lower trapezius yields study methodology have precluded more advanced methods
significant abduction and external rotation [8, 9]. These of analysis. This variation may play a part in explaining
movements are made possible by the lower trapezius some insignificance between controls and comparators
stabilizing the scapula. Upward rotations, posterior tilt, within studies. They could have additionally diluted this
and external rotation of the scapula are made possible by systematic review’s results, which may explain why some of
the lower trapezius, middle trapezius, and serratus anterior these findings are unclear for some measurable outcomes.
[4, 8, 9]. In addition, the lower trapezius retracts and As in many studies, differences in reliability of measures
depresses the scapula during horizontal pulling move- may also affect outcomes of the included studies, especially
ments [8]. The relationship of the lower trapezius and if they may be based on how well versed a practitioner is at
subsequent shoulder pain relies on the function of the utilizing equipment that relies on it. Further, only 11 of the
lower trapezius. When the lower trapezius is unable to included studies reported measurement reliability, with an
function properly, the scapula cannot maintain the sta- increased variability among studies for the indicated mea-
bility necessary to achieve full rotator cuff function. This surement outcomes [24–31, 35, 37, 40]. If reliability is poor,
scapular dyskinesis leads to worsened shoulder pain, this can influence the findings and cause more insignifi-
impingement, and dysfunction. Due to the lower trapezius cance in which the differences between the comparator and
insertion and function, dysfunctions within the lower control groups are relatively small. As such, this may have
trapezius can cause SIS, which is when the acromion an impact on the results of the included studies in this sys-
impinges or entraps the rotator cuff [41]. The pathological tematic review. A thorough investigation should be con-
mechanism is structural narrowing in the subacromial ducted on the existing reliability in this field. The
space, which can be influenced by dysfunction or weak- significance and results of this finding should be taken with
ness of the lower trapezius. caution given the existing limitations of this review and the
The types and duration of shoulder and neck pain were individual studies. However, it provides a comprehensive
also examined. This was, however, limited by variable summary of the literature that can be of use to clinical
definitions of shoulder and neck pain. There was a general practitioners and researchers.
16 Wang et al.: Lower trapezius muscle function in shoulder and neck pain
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