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Review Article

Circadian Rhythm
Address correspondence to
Dr Phyllis C. Zee, Northwestern
University, 710 North Lake
Shore Dr, Chicago, IL 60611,
p-zee@northwestern.edu.
Relationship Disclosure:
Dr Zee has received personal
Abnormalities
compensation for activities Phyllis C. Zee, MD, PhD; Hrayr Attarian, MD, FAASM, FCCP;
with Jazz Pharmaceuticals;
Merck & Co, Inc; Perdue Aleksandar Videnovic, MD, MSc
Pharma; Philips Respironics;
Sanofi-Aventis; Takeda
Pharmaceutical Company
Limited; UCB; and Zeo, Inc. ABSTRACT
Dr Zee receives research Purpose: This article reviews the recent advances in understanding of the funda-
support from Philips
Respironics. Dr Attarian
mental properties of circadian rhythms and discusses the clinical features, diagnosis,
receives personal and treatment of circadian rhythm sleep disorders (CRSDs).
compensation for activities Recent Findings: Recent evidence strongly points to the ubiquitous influence of
with American Physicians
Institute. Dr Videnovic reports
circadian timing in nearly all physiologic functions. Thus, in addition to the prominent
no disclosure. sleep and wake disturbances, circadian rhythm disorders are associated with cognitive
Unlabeled Use of impairment, mood disturbances, and increased risk of cardiometabolic disorders. The
Products/Investigational recent availability of biomarkers of circadian timing in clinical practice has improved
Use Disclosure: Dr Zee
discusses the unlabeled use of our ability to identify and treat these CRSDs.
melatonin for the treatment of Summary: Circadian rhythms are endogenous rhythms with a periodicity of
circadian disorders. Dr Attarian approximately 24 hours. These rhythms are synchronized to the physical environment
discusses the unlabeled use of
melatonin and light boxes to by social and work schedules by various photic and nonphotic stimuli. CRSDs result
advance or delay circadian from a misalignment between the timing of the circadian rhythm and the external
rhythms. Dr Videnovic environment (eg, jet lag and shift work) or a dysfunction of the circadian clock or its
discusses the unlabeled use of
melatonin, ramelteon, and afferent and efferent pathways (eg, delayed sleep-phase, advanced sleep-phase,
supplemental light exposure to nonY24-hour, and irregular sleep-wake rhythm disorders). The most common symp-
advance circadian rhythms and toms of these disorders are difficulties with sleep onset and/or sleep maintenance and
treat jet-lag disorder.
excessive sleepiness that are associated with impaired social and occupational
* 2013, American Academy
of Neurology. functioning. Effective treatment for most of the CRSDs requires a multimodal approach
to accelerate circadian realignment with timed exposure to light, avoidance of bright
light at inappropriate times, and adherence to scheduled sleep and wake times. In
addition, pharmacologic agents are recommended for some of the CRSDs. For delayed
sleep-phase, nonY24-hour, and shift work disorders, timed low-dose melatonin
can help advance or entrain circadian rhythms; and for shift work disorder, wake-
enhancing agents such as caffeine, modafinil, and armodafinil are options for the
management of excessive sleepiness.

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OVERVIEW OF THE HUMAN hormone secretion, glucose homeosta-


CIRCADIAN SYSTEM sis, and cell-cycle regulation. The timing
Circadian rhythms are physiologic and of these physiologic rhythms may
behavioral cycles with a recurring perio- become altered, leading to changes in
dicity of approximately 24 hours, gen- the phase relationship of rhythms to
erated by the endogenous biological each other, which can cause internal
pacemaker, the suprachiasmatic nucleus desynchronization. This loss of coordi-
(SCN), located in the anterior hypothal- nation of rhythms may have negative
amus.1 These rhythms control a variety consequences on rest-activity cycles
of biological processes, such as sleep- and other physiologic and behavioral
wake cycle, body temperature, feeding, functions.
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KEY POINTS
Circadian Entrainment tinct neurochemical properties.1 While h Circadian rhythms are
Circadian rhythms are synchronized with +-aminobutyric acid is the dominant physiologic and
the earth’s rotation by daily adjustments neurotransmitter in the SCN, present in behavioral cycles with a
in the timing of the SCN, following the nearly all SCN neurons, SCN neuropep- recurring periodicity of
exposure to stimuli that signal the time tides are highly localized within either approximately 24 hours,
of day. These stimuli are known as the core or shell nuclei. The SCN core generated by the
zeitgebers (German for ‘‘time-givers’’), contains high density of vasoactive in- endogenous biological
of which light is the most important and testinal polypeptide, gastrin-releasing pacemaker, the
peptide, and bombesin-containing neu- suprachiasmatic
potent stimulus. The magnitude and
rons. Somatostatin and neurophysin are nucleus, located in the
direction of the change in phase de-
anterior hypothalamus.
pends on when within the circadian dominant neurochemicals within the
system the light pulse is presented. A SCN shell. h Circadian rhythms are
The SCN receives photic information synchronized with the
plot of phase changes according to the
from the retina via direct (retinohypo- earth’s rotation by
time of light stimulus presentation
daily adjustments in
provides a phase response curve. Expo- thalamic) and indirect (retinogeniculate)
the timing of the
sure to light results in a phase response pathways.3 The melanopsin-containing
suprachiasmatic
curve with delays in the early subjective ganglion cells of the retina are the pri- nucleus, following the
night (ie, evening) and advances in the mary photoreceptors for the circadian exposure to stimuli that
late subjective night (ie, early morning). system. The SCN also receives nonphotic signal the time of day.
In addition to light, feeding schedules, information from the raphe nuclei. Sev- These stimuli are
activity, and the hormone melatonin eral less-characterized afferents con- known as ‘‘zeitgebers’’
can also affect the circadian timing.1 verge in the SCN from basal forebrain, (German for
The timing of melatonin secretion by pons, medulla, and posterior hypothal- ‘‘time-giver’’), of
the pineal gland is regulated by the SCN, amus. The major efferents from the SCN which light is the most
project to the subparaventricular zone important and potent
with the onset of secretion approxi-
and the paraventricular nucleus of the stimulus. The magnitude
mately 2 hours before natural sleep time
and direction of the
and being highest during the middle of hypothalamus, dorsomedial hypothal-
change in phase depends
the night.1 Melatonin onset measured amus, thalamus, preoptic and retrochias-
on when within the
in a dim light environment (DLMO) is a matic areas, stria terminalis, lateral circadian system the
stable marker of circadian phase and is septum, and intergeniculate nucleus. light pulse is presented.
used in research as well as clinical prac- The SCN also communicates via diffu-
tice to determine the timing of the en- sion of humoral signals to the rest of
dogenous circadian rhythm. the brain. These diffusible SCN outputs
likely include transforming growth fac-
Neuroanatomy and tor !, cardiotrophinlike cytokine, and
Neurochemistry prokineticin 2. A major development
The central circadian timing system has in chronobiology research has been
three distinct components: (1) a circa- the discovery of circadian clocks in
dian pacemaker, the SCN, (2) input non-SCN brain regions and almost all
pathways for light and other stimuli that peripheral tissues.4 While the signals
synchronize the pacemaker to the envi- mediating communication between the
ronment, and (3) output rhythms that SCN and peripheral oscillators remain
are regulated by the pacemaker. The under extensive investigation, it is clear
SCN is the central pacemaker that links that the central clock (ie, SCN) and pe-
the 24-hour changes in the external ripheral clocks may have distinct circa-
environment with the 24-hour changes dian synchronizers. The SCN, however,
in the internal environment (Figure 7-1).2 is most likely dominant in maintain-
The SCN is composed from the ‘‘core’’ ing circadian rhythmicity of peripheral
and ‘‘shell’’ subnuclei, which have dis- clocks.
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Circadian Rhythm Abnormalities

FIGURE 7-1 Schematic illustration of the pathway responsible for entrainment of melatonin
secretion by light. The circadian regulation of melatonin secretion is dependent on
an indirect pathway that originates in photosensitive ganglion cells in the retina and
reaches the suprachiasmatic nucleus, the circadian pacemaker, via the retinohypothalamic tract.
The suprachiasmatic nucleus controls the sympathetic output to the pineal gland, which is responsible
for melatonin secretion via an inhibitory projection to the paraventricular nucleus of the
hypothalamus. This pathway is responsible for the peak of melatonin secretion during darkness.
2
Reprinted with permission from Benarroch EE, Neurology. B 2008, American Academy of Neurology. www.neurology.
org/content/71/8/594.extract.

Genetic Regulation During the night, the PER-CRY repressor


Circadian rhythms are determined complex is degraded, and the cycle
genetically by a core set of clock genes, starts again (Figure 7-2). Circadian clock
including three Per genes (the period genes control a significant proportion
homolog 1 gene, Per1; the period homo- of the genome. It is estimated that ap-
log 2 gene, Per2; the period homolog 3 proximately 10% of all expressed genes
gene, Per3); the circadian locomotor out- are under regulation of the clock genes.
put cycles kaput gene, Clock; the cycle Furthermore, peripheral tissues contain
gene, Bmal1; and two plant cryptochrome independent clocks. It is likely that
gene homologs (the cryptochrome 1 peripheral clocks are synchronized by
gene, Cry1, and the cryptochrome 2 gene, an input directly from the SCN or SCN-
Cry2).5 These genes and their products mediated messages. Several excellent
interact to form transcription-translation reviews are available for more detailed
feedback loops that provide the molec- overview of the molecular regulation of
ular basis of circadian rhythmicity. Dur- the circadian system,3,6,7
ing the day, Clock interacts with BMal1
to activate transcription of the Per and CIRCADIAN RHYTHM SLEEP
Cry genes, resulting in high levels of DISORDERS
these transcripts. PER and CRY proteins Circadian rhythm sleep disorders
translocate to the nucleus and inhibit (CRSDs) are chronic patterns (for at
CLOCKYB-MAL1-mediated transcription. least 1 month) of sleep-wake rhythm

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disturbances due to alterations of the
circadian timing system or to a misalign-
ment between the timing of the endog-
enous circadian rhythm and the sleep-
wake times required by school or work
schedules. As a result, patients present
with impairments in sleep and wake
functioning. The diagnosis of all CRSDs
is based on a careful history and sleep
diary with actigraphy. Polysomnography
(PSG) is not routinely indicated to
establish the diagnosis. However, PSG
is indicated to assess for other comorbid
sleep disorders. In addition to comorbid
FIGURE 7-2 Simplified representation of the transcription
sleep disorders, psychiatric disordersV cycle.
particularly depression and anxietyVare
common in patients with nearly all types
of CRSDs and should be considered in
the differential diagnosis.
to be common (33%) in patients with KEY POINT
Delayed Sleep-Phase Disorder hepatic cirrhosis.8 h Delayed sleep-phase
Delayed sleep-phase disorder (DSPD) Pathophysiology. Multiple biological disorder is characterized
by chronic or recurrent
is characterized by a chronic or recur- and behavioral factors contribute to the
inability to fall asleep
rent inability to fall asleep and wake up development of DSPD. The postulated
and wake up at socially
at socially acceptable times, resulting in mechanisms for DSPD include (1) de- acceptable times,
symptoms of difficulty falling asleep and creased response to the phase-advancing resulting in symptoms
excessive daytime sleepiness, particu- effect of light in the morning,9 (2) in- of difficulty falling
larly in the morning. By definition, in creased sensitivity to the phase-delay asleep and excessive
relation to socially acceptable times, there response of evening light, and (3) a longer daytime sleepiness,
is a more than 2-hour delay in the major than normal time to complete one cir- particularly in
sleep period. Patients have difficulty wak- cadian cycle (ie, long circadian period). the morning.
ing up in the morning and are often Familial cases and the demonstration of
late for work or school. When patients polymorphisms of circadian clock genes
are allowed to sleep at their biologically in DSPD indicate a genetic basis for this
preferred time and wake up sponta- condition.10 Environmental, behavio-
neously after their major sleep period, ral, and psychological factors also play
sleep and daytime function normalize. a role in the development of DSPD.
Epidemiology. The prevalence of For example, individuals with a delayed
DSPD is 0.2% to 10.0% depending on circadian phase are more likely to work
severity and the population groups sur- in the evening and be exposed to
veyed. Milder cases are more prevalent, evening light, which can further delay
as are cases among adolescents and the timing of circadian rhythms, or they
young adults. There appears to be no wake up late, thus perpetuating the
sex predilection, but among adolescents vicious cycle of late sleep and late wake
the phase delay occurs at an older age in times.11
males than in females, with males reach- Clinical presentation and diagnosis.
ing their peak at age 21 and females Patients with DSPD usually fall asleep
at age 17. A familial predisposition for between 1:00 AM and 6:00 AM and wake
DSPD also occurs, and DSPD appears up in the late morning to early afternoon,

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Circadian Rhythm Abnormalities

KEY POINT
h Diagnosis of delayed as outlined in the International Classi- cially during morning hours, in addition
sleep-phase disorder is fication of Sleep Disorders, Second to habitual tardiness and morning absen-
made by careful history Edition: Diagnostic and Coding Man- ces. Diagnosis is made by careful history
and well-kept sleep ual. Conditioned insomnia and chronic and well-kept sleep diaries with or with-
diaries with or without sleep deprivation may develop as a com- out actigraphy for a minimum of 7 days
actigraphy for a plication of DSPD. In addition, patients (preferably 14 days) (Case 7-1). Stand-
minimum of 7 days with DSPD tend to have decreased ardized chronotype questionnaires are
(preferably 14 days). academic and work performance, espe- useful tools to assess the chronotype

Case 7-1
A 21-year-old man presented with nightly complaints of difficulty falling asleep
that started 4 to 5 years earlier. He had no problem staying asleep, but it
took several hours to fall asleep, and he had difficulty staying alert during the
workday. He was concerned because his work performance was suffering and he
had been seen dozing at his desk. Actigraphy recording of his sleep and wake
cycle is shown in Figure 7-3.

FIGURE 7-3 Representative actogram of patient with delayed sleep-phase disorder. The blue
arrows indicate sleep onset and the red arrows indicate the end of the major
sleep period. The black horizontal arrows indicate naps. In high-amplitude
actigraphy, dense bars are representative of wakefulness, and low, sparse bars are representative
of sleep. Note that sleep onset is 2:00 AM to 4:00 AM and the end of the major sleep period varies
from 8:00 AM all the way to 1:00 PM (on day 7). On day 5, when total sleep duration was from
2:00 AM to 7:00 AM, the patient takes two naps, resulting in less sleep homeostatic drive, and
therefore sleep onset the next night is not until 5:00 AM.

Comment. Typical of patients with delayed sleep-phase disorder, this man had
significant sleep-onset insomnia and was then sleepy while at work because of chronic sleep
deprivation and because he was forced to be awake during a part of his circadian sleep time.

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KEY POINT
of ‘‘eveningness’’ and ‘‘morningness.’’ Advanced Sleep-Phase Disorder h Bright light (full spectrum
In addition, a delay in the timing of Advanced sleep-phase disorder (ASPD) or blue enriched) in the
objective circadian rhythms, such as the is characterized by an advance in the morning for 2 hours
DLMO or urinary 6-sulfatoxymelatonin, phase of the major sleep episode in shortly after the
is desirable to confirm the delayed cir- relation to the desired or required sleep minimum of the core
cadian phase. Depression, anxiety, and and wake-up times. Patients have body temperature
personality disorders are more com- chronic or recurrent difficulty staying rhythm (typically
mon among patients with DSPD. awake until the desired or socially occurring 2 to 3 hours
before natural wake-up
Treatment. The American Academy acceptable bedtime, together with an
time) has been shown to
of Sleep Medicine (AASM) practice pa- earlier than desired wake-up time. When
successfully advance
rameters recommend appropriately patients are allowed to choose their circadian rhythms in
timed morning light exposure and preferred schedule, sleep quality and patients with delayed
evening exogenous melatonin either duration are normal for age. sleep-phase disorder.
alone or in combination as effective Epidemiology. ASPD is less com-
treatments for DSPD (Figure 7-4). The mon than DSPD. The estimated preva-
combination of light therapy and mel- lence is 1% in the general population,
atonin has been shown to have com- which is likely an underestimate since
plementary benefits.12 Bright light (full many individuals successfully adapt
spectrum or blue enriched) in the their social and work schedules to the
morning for 2 hours shortly after the advanced sleep phase.19 Both sexes are
minimum of the core body temper- equally affected by the disorder. The
ature rhythm (typically occurring 2 to 3 onset of ASPD is typically during mid-
hours before natural wake-up time) has dle age. Several studies suggest that age
been shown to successfully advance may be a risk factor for ASPD, likely on
circadian rhythms in patients with the basis of a phase advance of the
DSPD.13 Melatonin 0.5 mg to 5 mg circadian pacemaker with aging.17
given 5.0 to 6.5 hours before DLMO (13 Pathophysiology. A shortened circa-
to 14 hours after natural wake-up dian period has been postulated to be
time)14 advances sleep and rise times, involved in the pathogenesis of ASPD.
while administration closer to DLMO Genetic factors likely play an important
is less effective. Effectiveness lasts up role in the development of ASPD.
to 1 year with daily melatonin intake, Several families with ASPD inherited in
but relapses can occur in up to 90% of an autosomal dominant mode have
people after they discontinue their been described. Two gene mutations
melatonin. Time to relapse ranges have been identified in some of these
from 1 day to 6 months with the more families, affecting the circadian clock
severe DSPD cases relapsing faster.15 gene hPer2 and the casein kinase 1
Furthermore, melatonin has been delta gene.20 These mutations result
shown to improve depression in in a shortened circadian period. Addi-
patients with DSPD.16 Although it has tional mechanisms include an attenu-
been reported that vitamin B12 may be ated ability to phase delay because of a
effective as an adjunctive treatment to dominant phase advance region of the
bright light, it was not recommended phase response curve to light and
by the 2007 AASM practice parameters increased retinal sensitivity to light in
as a treatment for DSPD.17 There is the morning,21 resulting in a stronger
also limited evidence suggesting a advancing signal for the circadian clock.
therapeutic benefit of combining light Clinical presentation and diagnosis.
therapy with cognitive-behavioral ther- Patients with ASPD typically present
apy in adolescents with DSPD.18 with symptoms of daytime sleepiness,

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Circadian Rhythm Abnormalities

KEY POINTS
h Patients with advanced most prominent in the late afternoon or tive circadian rhythms, such as the
sleep-phase disorder early evening hours; sleep maintenance DLMO or urinary 6-sulfatoxymelatonin,
typically present with difficulty; and early morning awakening. is desirable to confirm the advanced cir-
symptoms of daytime Individuals with ASPD are usually sleepy cadian phase.
sleepiness (most and struggle to stay awake between Treatment. The AASM practice
prominent in the late 6:00 PM and 9:00 PM and wake up earlier parameter recommends sleep-wake
afternoon or early than desired, between 2:00 AM and 5:00 AM. scheduling and timed light exposure
evening hours) sleep The diagnosis of ASPD is based on a as the primary treatments for ASPD.
maintenance difficulty, detailed sleep history accompanied by a Practical therapeutic approaches for
and early morning sleep diary and, if feasible, actigraphy ASPD include timed light exposure in
awakening.
over a period of least 7 days (preferably the evening and avoiding light in early
h Practical therapeutic 14 days) to demonstrate advanced morning hours (Figure 7-4). Melatonin
approaches for advanced sleep and wake times. Major depressive or hypnotics may be beneficial for sleep
sleep-phase disorder disorders should be carefully differenti- maintenance insomnia. Bright light
include timed light
ated from ASPD. Standardized chrono- administered before the nadir of body
exposure in the evening
type questionnaires are useful tools to core temperature is a potent stimulus
and avoiding light in
early morning hours.
assess the chronotype of eveningness for delaying circadian phase. The most
Melatonin or hypnotics and morningness. Patients with ASPD commonly used treatment for ASPD
may be beneficial for will score as ‘‘morning’’ types. In addi- is early-evening light therapy, usually
sleep-maintenance tion, an advance in the timing of objec- between 7:00 PM and 9:00 PM. This
insomnia.

FIGURE 7-4 Summary of treatment approaches for delayed sleep-phase disorder and advanced
sleep-phase disorder. Bright light administered before the nadir of body
core temperature is a potent stimulus for delaying circadian phase. The most
commonly used treatment for advanced sleep-phase disorder is early-evening light therapy, usually
between 7:00 PM and 9:00 PM. This approach has been shown to improve sleep duration and sleep
maintenance, as well as daytime performance. The combination of light therapy and melatonin
has been shown to have complementary benefits. Bright light in the morning for 1 to 2 hours
shortly after the minimum of the core body temperature rhythm advances circadian rhythms and
0.5 mg to 5 mg of melatonin taken 5 to 6.5 hours before dim light melatonin onset (13 to 14 hours
after natural wake-up time) results in advanced sleep and wake times in patients with delayed
sleep-phase disorder.
MLT = melatonin.

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approach has been shown to improve Pathophysiology. Multiple physio-
sleep duration and sleep maintenance, logic, behavioral, and environmental
as well as daytime performance. How- factors contribute to the development
ever, results of evening light therapy of ISWRD. The most likely mechanisms
have not been uniformly positive.22 include central degeneration of SCN
Compliance with timed light exposure neurons and decreased exposure or
can be challenging, and bright light may input of external synchronizing agents,
irritate the eyes, particularly in older such as light and activity that result in a
adults. A chronotherapeutic approach of weakened central circadian oscillation
advancing bedtime by 3 hours every 2 and temporal disorganization of circa-
days has been reported effective in ASPD; dian rhythms.26 The problem is perpe-
however, the scheduling constraint of tuated by a variety of factors inherent
this approach limits its use in clinical in the lifestyles of older adults in nurs-
practice. Based on the phase response ing homes and other similar living
curve to melatonin, administration of facilities. Institutionalized elderly pa-
melatonin in early morning will advance tients get significantly less exposure to
the circadian phase, although clinical light in both amount and intensity. This
evidence of the efficacy or safety of is a result of lower levels of light indoors
melatonin for the treatment of ASPD is and the fact that most eye diseases,
lacking. While hypnotic agents are pre- such as cataracts, reduce light input to
scribed for the management of sleep the SCN even further. Compounding
maintenance symptoms associated with the diminished light exposure is the
ASPD, their efficacy and safety have not reduction in other external synchron-
been systematically studied. izers such as structured social and
physical activities. Decreased mobility,
Irregular Sleep-Wake Rhythm adverse effect on sleep and alertness by
Disorder medications, and increased napping
Irregular sleep-wake rhythm disorder also play a role in the development
(ISWRD) is characterized by a tempo- of ISWRD.26 Genetic factors have been
rally disorganized sleep and wake pat- implicated in the development of
tern, such that multiple sleep and wake ISWRD in Alzheimer disease.27
periods occur throughout the 24-hour Clinical presentation and diagnosis.
cycle. This disorder is more prevalent In patients with ISWRD, sleep bouts
in older adults with dementia and in occur in three or more short intervals of
patients with developmental disorders. approximately 1 to 4 hours each, spread
Epidemiology. ISWRD is common over 24 hours. The longest bout gen-
among institutionalized older adults, erally occurs between 2:00 AM and
particularly those with Alzheimer dis- 6:00 AM. The overall amount of sleep
ease and those with late afternoon- per 24-hour period, however, is relatively
evening agitation or sundowning. Age normal for the patient’s age.23 Because of
alone is not a risk factor for ISWRD, fragmented sleep and multiple daytime
but age-related neurologic and psychi- naps, patients usually present with
atric disorders are.23 ISWRD has also symptoms of sleep maintenance insom-
been described in patients with head nia and excessive daytime sleepiness. In
trauma, children with developmental addition to the typical symptomatology,
delay, and patients with schizophre- diagnosis requires a history of a mini-
nia, particularly those with positive mum of three irregular sleep-wake
symptoms,24 independent of daytime cycles in a 24-hour cycle recorded for
functioning.25 14 days by sleep diary and/or actigraphy.
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Circadian Rhythm Abnormalities

KEY POINTS
h Creating a cognitively Treatment. Creating a cognitively Epidemiology. Sleep disturbances in
enriched environment enriched environment with structured people who are blind are common, and
with structured social and social and physical activity during the approximately 50% may have N24HSWD.
physical activity during day is an important therapeutic modal- Much less commonly, N24HSWD can
the day is an important ity, especially if combined with a healthy occur in sighted people. Onset of symp-
therapeutic modality for bedtime routine and a nocturnal envi- toms typically occurs during the second
patients with irregular ronment conducive to sleep. Measures or third decade of life.29 In blind and
sleep-wake rhythm include minimizing noise and light dur- sighted individuals, there is a male
disorder, especially if ing the scheduled sleep period and predilection with a ratio of 2.6/1.30
combined with a healthy addressing issues such as nocturia and Pathophysiology. The etiology of
bedtime routine and a
enuresis to reduce sleep disturbances N24HSWD in blind people is clearly a
nocturnal environment
at night. Light, however, remains the marked decrease or absence of light
conducive to sleep.
most effective therapeutic intervention. perception. However, not all patients
h NonY24-hour sleep-wake Exposure to 3000 lux to 5000 lux bright who are blind exhibit this lack of
disorder is characterized
light for 2 hours every morning for 4 entrainment, because in some, light
by a chronic or recurrent
weeks has been shown to improve information from the retinal ganglion
pattern of sleep and
wake cycles that are not
daytime alertness, decrease napping, cells can still reach the SCN, or other
synchronized to the consolidate nighttime sleep, and re- synchronizing agents (such as struc-
24-hour environment. duce nocturnal agitation.23 Melatonin tured social and physical activity) can
Typically a consistent daily alone has not been shown to be sufficiently entrain circadian rhythms.30
drift (usually to later and consistently effective in treating ISWRD Although the exact mechanism in
later times) of sleep-onset in older adults or in patients with sighted individuals remains to be eluci-
and wake-up times Alzheimer disease. However, effective- dated, evidence suggests that a long
occurs. ness may be improved when melatonin circadian period that is beyond the
at bedtime is combined with light normal range of entrainment is likely a
during the day.21 Small open-label trials risk factor.30 Other postulated mecha-
using doses of 2 mg to 20 mg of mel- nisms that can lead to an abnormal
atonin have shown some benefit in interaction between sleep homeostasis
children with developmental disor- and endogenous circadian rhythms
ders.28 Controlled-release formulation include (1) decreased photosensitivity,30
appeared more effective than immedi- (2) alteration and reduction of social
ate release in this subpopulation. The cues because of psychiatric illnessY
AASM practice parameters recommend induced social withdrawal,21 (3) muta-
using a combination of environmental tion in the creatinine kinase 1 ( (CK1()
and behavioral modifications and bright gene,21 and (4) desynchrony between
light therapy for ISWRD. the melatonin and sleep rhythms.30
Clinical presentation and diagnosis.
Non–24-Hour Sleep-Wake The presenting symptoms depend on
Disorder when the person is required to sleep in
NonY24-hour sleep-wake disorder relation to his or her nonentrained
(N24SWD) (nonentrained rhythm disor- endogenous circadian rhythm of sleep-
der formerly known as free-running wake propensity. Patients typically
rhythm disorder) is characterized by a present with symptoms of insomnia,
chronic or recurrent pattern of sleep and excessive daytime sleepiness, or both
wake cycles that are not synchronized to for several weeks. These symptomatic
the 24-hour environment. Typically a episodes alternate with days to weeks
consistent daily drift (usually to later in which the patient is asymptomatic.
and later times) of sleep-onset and The prevailing complaint is the interfer-
wake-up times occurs. ence of the sleep-wake schedule with
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KEY POINT
work, school, and other social obliga- DSPD. Most sighted patients with h In blind patients with
tions.29 Patients with this disorder can N24HSWD also have an evening chro- nonY24-hour
have, at various times, excessive day- notype. A misdiagnosis can be problem- sleep-wake disorder,
time sleepiness and sleep-onset insom- atic, as chronotherapy for DSPD may melatonin is the
nia or early morning awakenings. induce a nonY24-hour rhythm. In the therapeutic mainstay
Napping is quite common, and careful largest cohort of sighted N24HSWD pa- together with strong
analysis of sleep-wake rhythms may tients, one-fourth had received a pre- structured behavioral
reveal two distinct sleep-wake cycle vious misdiagnosis of DSPD.21 and social cues such as
periods separated by phase jumps (ie, Treatment. In blind patients with timing of meals, planned
when sleep onset is delayed for more N24SWD, melatonin is the therapeutic activities, and regular
physical exercise. This
than 4 hours).21 mainstay together with strong struc-
same approach is
Diagnosis is made by a careful history tured behavioral and social cues, such
recommended for
and documenting that the sleep com- as timing of meals, planned activities, sighted persons, with the
plaints are present for at least 2 months. and regular physical exercise.29 This additional option of
A minimum of 14 days of sleep diary same approach is recommended for bright light exposure in
and/or actigraphy can be very helpful. sighted persons, with the additional the morning shortly after
Actigraphy of a patient with N24HSWD is option of bright light exposure in the awakening.
shown in Figure 7-5. Continuous core morning shortly after awakening. Al-
body temperature measurements, if though the dose of melatonin for the
feasible, or serial measurements of the treatment of N24HSWD varies among
timing of the melatonin rhythm from studies, a practical recommendation is
serum, saliva, or urine can be confirma- to start with a higher dose (3 mg to
tory as they exhibit the same nonY24- 10 mg) 1 hour before bedtime or a few
hour rhythm as the disorder itself.21 hours before predicted DLMO for the
Frequent comorbid psychiatric condi- first month. Entrainment usually occurs
tions, primarily mood disorders, need within 3 to 9 weeks but must be main-
to be addressed as well. Care has to be tained by regular low-dose (0.5 mg)
taken to differentiate N24HSWD from melatonin to prevent a relapse. If the

FIGURE 7-5 Actigraphy record of a sighted patient with nonY24-hour sleep-wake disorder.
Note the daily delay drift of the onset and offset of the sleep-wake rhythm with a
circadian period that is longer than 24 hours.

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Circadian Rhythm Abnormalities

KEY POINT
h Internal desynchronization initiation dose fails, an alternate method nization is somewhat faster with west-
of physiologic rhythms is a 0.5-mg dose over a period of several bound travel (1.0 hour per day)
resulting from time-zone months. Most blind patients whose cir- compared with eastbound travel (1.5
changes is responsible for cadian period is close to 24 hours can hours per day). Not all travelers crossing
most of the symptoms maintain entrainment with very low multiple time zones develop jet-lag dis-
of jet-lag disorder. The nightly doses of 20 2g to 300 2g. order, but most will experience some
severity of jet lag depends Vitamin B12 trials have been unsuccess- level of sleep and wake disturbance.
on several variables, ful in sighted patients, but evidence Clinical presentation and diagnosis.
including the number of from case reports suggests that a com- Patients with jet-lag disorder typically
time zones crossed and bination of timed melatonin doses of present with symptoms of recurrent
the direction of travel.
0.5 mg to 5.0 mg taken nightly at 9:00 PM, insomnia and daytime somnolence as
exposure to bright light, and a regular a result of rapid travel across two or
sleep-wake schedule is successful in en- more time zones. The sleep disturb-
training these patients.17 ance leads to clinically significant im-
pairment in daytime functioning. The
Jet-Lag Disorder most common sleep disturbances asso-
Jet-lag disorder results from travel across ciated with jet lag are sleep fragmenta-
several time zones and subsequent mis- tion, early morning awakenings, and
alignment of the internal circadian clock sleep-initiation insomnia. People travel-
and the destination’s local time. Symp- ing eastward develop difficulty falling
toms of jet lag usually emerge within 1 to asleep and awakening the next day.
2 days after travel. Main manifestations Westbound travelers experience exces-
of jet lag are generalized malaise, sleep sive somnolence in the early evening,
disturbances, impaired daytime alert- and early morning awakening. In addi-
ness, poor appetite, diminished cogni- tion to impairments of sleep and wake
tive performance, depressed mood, function, travelers affected by jet lag
irritability, and anxiety. report gastrointestinal disturbances,
Pathophysiology. Internal desynch- menstrual irregularities, and the exacer-
ronization of physiologic rhythms bation of affective disorders. Cognitive
resulting from time-zone changes is impairment emerging from jet lag may
responsible for most of the symptoms have serious consequences, such as
of jet-lag disorder. The severity and type impaired decision-making for business
of jet-lag symptoms depend on several travelers or impaired performance in
variables, including the number of time athletes.33 Effects of jet lag not only
zones crossed and the direction of affect travelers but can also have rather
travel.31 Eastward travel may be more significant consequences for airline
difficult to adapt to than westward pilots and need to be considered when
travel, because the former requires planning work schedules, stopover
advancing circadian rhythms and the durations, and rest periods between
latter a phase delay. Humans generally flights.
have an endogenous circadian period Treatment. The main objective in
that is slightly longer than 24 hours, so treating jet lag is to improve sleep
that a delay shift is more easily quality and daytime alertness by realign-
achieved. Older adults may have more ing the endogenous circadian rhythm
difficulty with circadian realignment with the required or desired sleep and
than younger people.32 Typically, symp- wake times of the destination’s time
toms of jet lag subside within a few days zone. However, when the time in the
but may persist for a few weeks in some destination is expected to be brief
travelers. The speed of this resynchro- (2 days or less), circadian adaptation
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KEY POINT
may be counterproductive and treat- Immediate-release melatonin appears h Nonpharmacologic
ment should be aimed at improving or to be more effective than extended- treatment approaches are
alleviating jet-lag symptoms.34 release formulations.34 A Cochrane important in the
Nonpharmacologic treatment ap- Review of 10 randomized placebo- management of jet-lag
proaches are important in the man- controlled trials of melatonin and air disorder. Strategic
agement of jet-lag disorder. Strategic travel concluded that melatonin at doses exposure and avoidance
exposure and avoidance of exposure to of 2 mg to 5 mg taken before bedtime of exposure to light have
light have been utilized as an effective over 2 to 4 days is effective in reducing been utilized as an
treatment approach. Inappropriate jet-lag symptoms.35 A combination ap- effective treatment
timing of light exposure may result in proach incorporating melatonin with approach.
further desynchronization of the circa- timed physical activity and light exposure
dian system at the destination. The usually results in additional improve-
optimal timing or avoidance of light ments of symptoms.
exposure depends on the direction of Ramelteon, an MT1/MT2 melatonin
travel and the number of time zones receptor agonist with greater affinity for
crossed.9 For example, after an east- melatonin receptors and longer half-life
bound flight from Chicago to Paris, compared to melatonin, may be effec-
passengers should avoid bright light tive in treating symptoms of jet lag. In a
in early morning and expose them- recent placebo-controlled study, a sig-
selves to bright light in late morning nificant decrease in sleep latency was
and afternoon (to advance circadian achieved with administration of ramel-
rhythms). If flying westbound, efforts teon (1 mg), administered at bedtime
should be made to stay awake during for 4 nights at the new destination.36 In
the daylight hours, maximize light this study, beneficial effects of ramel-
exposure in the afternoon and early teon were strongly influenced by light
evening, and not sleep until nighttime exposure since only participants main-
at the destination. Shifting the circa- tained in constant dim light had signifi-
dian clock by using timed exposure to cant differences in latency to persistent
light several days before travel may be sleep. Further studies are needed to
useful in minimizing jet-lag symptoms prove the efficacy of ramelteon for jet lag.
but has practical limitations for a fre- Several other pharmacologic agents,
quent business traveler. including caffeine and hypnotic medica-
Currently, no US Food and Drug tions, have been explored as options to
Administration (FDA)Yapproved phar- alleviate jet-lag symptoms. Short-acting
macologic agents are available for the hypnotic medications can be used to
treatment of jet-lag disorder. Based on treat insomnia associated with jet lag.9
its ability to phase shift circadian rhythms Several studies demonstrated beneficial
and its potential soporific effect, melato- effects of caffeine on fatigue and the
nin has been studied. Administration of reduced alertness associated with jet lag.
melatonin at doses of 0.5 mg to 10 mg in In a randomized placebo-controlled
the early evening hours several days study of modafinil, improved alertness
before eastbound travel followed by ad- and other jet-lag symptoms were
ministration at bedtime at the destina- achieved after administration of 150 mg
tion effectively reduces symptoms of of modafinil.37 Based on the AASM
jet lag.22 Significant improvements with practice parameters, timed melatonin
melatonin were demonstrated by self- administration is recommended as treat-
reported sleep and mood measures as ment for jet-lag disorder. Additional
well as objective circadian measures treatment options include maintain-
(ie, melatonin and cortisol rhythms). ing home-based sleep hours for brief
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Circadian Rhythm Abnormalities

KEY POINTS
h Based on the American travel, short-term hypnotic use for help not only by showing total sleep
Academy of Sleep insomnia, and caffeine to alleviate day- duration but also by demonstrating
Medicine practice time sleepiness. circadian-sleep misalignment.21 On
parameters, timed nonworking days, individuals with
melatonin Shift Work Disorder SWD tend to revert back to more
administration is Shift work disorder (SWD) is character- traditional daytime activities and night
recommended as ized by a history of chronic (at least 1 sleep schedules, contributing further
treatment for jet-lag month) excessive sleepiness during the to the circadian misalignment. Night
disorder. required wake (work) time and/or shift workers and rotating shift work-
h Night shift workers and insomnia symptoms during the associ- ers get less sleep than day workers or
rotating shift workers ated required or desired sleep period evening shift workers. Night shift
get less sleep than day that occurs in relation to unconventional workers generally have no difficulty
workers or evening shift work schedules. falling asleep but complain primarily
workers. Epidemiology. Almost 20% of the of difficulty maintaining sleep during
h Shift work disorder is workforce in the developed world is the late morning or afternoon. Exces-
accompanied by engaged in shift work. The prevalence sive sleepiness is most marked during
significant social and of SWD is approximately 1% in the gen- the last half of the work hours and
economic burdens in the eral population and up to 10% among while commuting to home at the end
form of accidents, lost
night and rotating shift workers. In the of the shift. Other symptoms of SWD
days of work, poorer
general population, men are slightly at include chronic fatigue, malaise, mood
performance, and
increased health care use.
higher risk than women for SWD.38 In disorder, and nonspecific complaints,
certain populations, such as nurses, the such as dyspepsia and decreased
prevalence of SWD can reach about libido.29 Risk of alcohol and substance
40%.38 abuse is increased, as is the risk of
Pathophysiology. The primary etiol- weight gain, hypertension, and cardio-
ogy of SWD is the opposition of vascular disease, and some studies sug-
required sleep and wake times to their gest an association with breast and
endogenous circadian rhythm of sleep endometrial cancer.39 In addition to
and wake propensity. This often results the medical comorbidities, SWD is ac-
in shortened sleep duration by 1 to 4 companied by significant social and eco-
hours. In addition, trying to stay awake nomic burdens in the form of accidents,
during the night, when the circadian lost days of work, poorer performance,
alertness signal is low, leads to excessive and increased health care use.39
sleepiness during the work hours.21 Treatment. The primary aim of treat-
The overnight shift is usually associated ment is to improve alertness during the
with the most severe symptoms, but required wake time and sleep quality
patients may report symptoms of SWD during the scheduled sleep time. All
with any shift that requires one to be patients with SWD should be counseled
awake at an adverse circadian time. regarding conservative nonpharmaco-
Tolerance to the effects of shift work logic measures. These include opti-
may vary with age, chronotype, comor- mizing the sleep environment (eg,
bid sleep disorders, social situation, and darkened room, comfortable temper-
distance of commute between home ature, noise reduction), adherence to
and work.21 good sleep habits (eg, maintain a regular
Clinical presentation and diagno- sleep and wake schedule, avoid exces-
sis. The diagnosis is made by careful sive caffeine), patient and family educa-
history of symptoms and work sched- tion, and scheduled naps when possible.
ule. A minimum of 2 weeks of sleep Appropriately timed light therapy has
logs with or without actigraphy can been shown to accelerate circadian
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Case 7-2
A 26-year-old female security
guard reported chronic
fatigue and difficulty
keeping up with her duties.
She had started her job
4 months ago and worked
8- to 9-hour night shifts for
4 to 5 consecutive days (from
11:00 PM or midnight to
7:00 AM). On days off she
usually went to bed when
her husband did at midnight
and slept until late morning.
She reported difficulty
staying asleep during the
day when off duty, and
sleepiness and decreased
concentration during her
shift at night. She described
malaise, anxiety, and
decreased libido. When
working, she consumed
large amounts of caffeine
and sugar to help her stay
awake. Her sleep-wake diary
before and after treatment is
shown in Figure 7-6.
Comment. As shown in
Figure 7-6, after appropriate
treatment the patient
is sleeping in the ‘‘compromised
circadian position’’ with
sleep and wake times
that allow time for some
social activities during her
days off, yet the change in
sleep-wake times between
days off and days on duty is Sleep-wake diary of a patient with shift work disorder. A, Patient’s sleep
FIGURE 7-6
not dramatically different. diary for 1 week before treatment. B, Patient’s sleep diary for 1 week
This sleep-wake schedule after 1 month of treatment with a combination of intermittent naps
when possible before the shift, bright light exposure (yellow) during the shift, and
allows for more sleep avoidance of light on the morning commute (sunglasses) together with maintaining a
consolidation and longer dark and quiet bedroom. In addition, 3 mg of melatonin (purple pill) was started to
sleep duration throughout improve sleep as needed. Bright light exposure for 30 minutes to 1 hour (light bulb)
was also initiated shortly after awakening during work days. During days off, she was
the week. instructed to maintain a compromised sleep and wake schedule so that she would have
time with her husband and friends, but not completely revert to a daytime schedule.

adaptation to night shift work. For night 3- or 6-hour blocks or in 20-minute or


shift workers, bright light exposure rang- 1-hour blocks (ending 2 hours before
ing from 1000 lux to 10,000 lux either in the end of the shift) has been shown to

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Circadian Rhythm Abnormalities

KEY POINT
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