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Abstract-A pulse-width modulation (PWM) method for the equality of a phase reference voltage and the carrier signal
control of a three-level inverter is described. Switching fre- is the phase switching instant (Fig. 1). The sample period
quency optimal-PWM method (SFO-PWM) works with a con-
stant carrier frequency not synchronized with fundamental
Tspmay be defined as the time interval between two suc-
stator frequency. SFO-PWM gives an optimal utilization of cessive peak values (a positive and a negative one) of the
mean thyristor switching frequency permitted, therefore PWM carrier signal. The mean values of phase output and phase
carrier frequency may be chosen to a value of two times the reference voltage taken over one sample period match only
permitted mean thyristor switching frequency. The signal pro- then, when the amplitude of the carrier signal is equal to
cessing structure is simple. Many applications of three-level-
inverters work with a dc-link neutral point not stabilized from
that value of phase reference voltage, which represents
the power input converter. A neutral-point potential control is half of the dc-link voltage.
described, which is capable of stabilizing potential by varying In a free-running PWM the carrier signal has a constant
the switching sequences of the three-level inverter itself. Re- frequency not synchronized with fundamental stator fre-
sults from computer simulation and practical experience show quency. Mean thyristor switching frequency is constant
the good performance of SFO-PWM.
in this case. Working with a conventional two-level in-
verter, carrier frequency fc may be chosen to be equal to
I. INTRODUCTION maximum thyristor switching frequency fTmax permitted.
Within each period T, of camer signal each thyristor of
T HE most common method for controlling output volt-
ages of a voltage source inverter is pulse-width mod-
ulation (PWM). Usually the total stator frequency range
the inverter is switched on and off once. The phase output
voltage is switched from + to - within a sample period
is not covered by only one PWM method. At low stator with positive slope of carrier signal and switched from -
frequencies, a free-running PWM with constant sampling +
to within a sample period with negative slope of carrier
frequency is applied. In the middle frequency range and, signal.
depending on permitted mean thyristor switching fre-
FREQUENCY
11. SWITCHING OPTIMALPWM METHOD
quency, up to high stator frequencies, synchronized PWM
is used. At very high stator frequencies, full block wave- A. Fundamental Principles of SFO-PWM
forms are applied. Nabae et al. [ l ] reported about syn- Working with a three-level inverter there are two
chronized PWM for three-level inverter control: This pa- thyristor pairs within each phase of the inverter (Fig. 2):
per presents a simple online calculation scheme for free- T l / T 3 and T2/T4. The simplest approach for control-
running PWM pulse patterns for this inverter type. Be- ling the three-level inverter is to apply the same control
cause of achieving the highest sampling frequency pos- as for a two-level inverter. This would lead to switching
sible without overloading the inverter, the presented both thyristor pairs within each sample period. The carrier
method is called Switching Frequency Optimal PWM frequency has to be chosen equal to permitted thyristor
control (SFO-PWM). The optimal utilization of the in- switching frequency and the amplitude of the carrier sig-
verters switching capability results in the lowest torque nal has to be equal to half dc-link voltage 2E ( Vd = 4 E ) .
ripple achievable for a three-level inverter fed induction In this paper, a PWM control method called switching
machine with the inverter controlled by PWM. frequency optimal PWM (SFO-PWM) is described. By
Free-running PWM gives good results if sampling fre- using two carrier signals for modulation (Fig. 3), only one
quency is much higher than the fundamental frequency of thyristor pair of each phase of the inverter is switched per
the output voltage. For two-level inverters a common sample period. The mean switching load of the thyristor
method to get the pulse patterns for a free-running PWM pairs is balanced. Therefore, the mean thyristor switching
is to compare three time-dependent phase reference volt- frequency in SFO-PWM is only one half of carrier fre-
ages with a triangular carrier signal. The moment of quency. Carrier frequency may be set to f, = 2fTmax.
Looking at phase b of the inverter, for exampIe, the
Manuscript received February 14, 1990; revised February 25, 1992. This output voltage VbM of the phase may be switched from
paper was presented at the 1989 European Conf. on Power Electronics and 0 to +2E or +2E to 0 by switching the thyristor pair
Applications, Aachen, Germany, Oct. 9-12. (T1 /T3)b. When thyristor pair (T2/T4), is switched, the
The author is with Asea Brown Boveri, ABB Drives AG, Ch-5300 Turgi,
Switzerland. phase output voltage may be switched from 0 to -2E or
IEEE Log Number 9200722. -2E to 0. If the phase reference voltage for a sample
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488 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 7, NO. 3, JULY 1992
carrier period TO
L+
T-
time
L+
L- L
Fig. 2. Circuit diagram of a three-level inverter.
~ ~ ,carrier signal
1 ~ .
Va
1 ,
I
,,
I ,
age in a steady state. Therefore the phase reference volt-
age is positive within one half of the fundamental period
and negative within the other half. This balances the mean
load of all thyristor pairs. The described simple funda-
mental idea is the basis of SFO-PWM, which has a very
simple signal processing structure. This simple structure
also makes it possible to add a neutral-point potential con-
. .. trol. With the potential control not engaged, the switching
transformation sequences within a sample period are similar to those re-
into the
interval[-Vdh.+Vd14] ceived from control methods called space-vector modu-
lation [2] or space-vector approximation [3], [4].
I I ,
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STEINKE: SWITCHING FREQUENCY OPTIMAL PWM CONTROL 489
identifica- PWM
tion and
shift
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490 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 7, NO. 3, JULY 1992
transformation
three phase
reference
operating
operating range
determination
I l l ’ -
A I I I I
-
Fig. 8. Block diagram of the simulated drive system
II 1
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~
.
I .
81
-1.1
-05
-1 0
-2 0
h m r in mr
(e)
Fig. 9. Simulation results a t p . n = 0.2hN,T = 0.5TB. (a) Torque. (b)
Current of phase a. (c) Machine voltage of phase a . (d) Switching state
signals of phase a thyristor pairs. (e) Voltage difference AV, of ideal and
real dc-link neutral-point potential.
L I I
0 12,5 25 37.5
time in ms-
‘1
10
21
-2 0
timeinms
(e)
Fig. 10. Simulation results a t p . n = O.75hN, T = 0.5TB.(a) Torque. (b)
Current of phase a. (c) Machine voltage of phase a . (d) Switching state
signals of phase a thyristor pairs. (e) Voltage difference Avd of ideal and
real dc-link neutral-point potential.
ni
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492 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. I , NO. 3, JULY 1992
05
-051
Hi
--1.5
'.OI
(e)
Fig. 11. Simulation results at p . n = 0.2f+,, T +0.5TB + -0.5TB +
+0.5TB. (a) Torque. (b) Current of phase a. (c) Machine voltage of phase
a. (d) Switching state signals of phase a thyristor pairs. (e) Voltage differ-
ence AV, of ideal and real dc-link neutral-point potential.
i!; t l m e i n mr
-a 5 !
I
o 12,5 25 37.5 50 62,5
l i m e inrns-
(d)
(e)
Fig. 12. Simulation results a t p . n = O . 7 5 f s N , T +0.5TB+ -0.5TB -+
II 1
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493
STEINKE: SWITCHING FREQUENCY OPTIMAL PWM CONTROL
15
I
20 25
by expanding one kind of interval by two sample periods. t i m e in ms-
The choice of whether or not to expand an interval of ad- 4 q n l (a)
dition or an interval of subtraction depends on the sign of
potential deviation and the sign of neutral-point current
appointed to these intervals. Fig. 13 shows operation of
potential control. In steady-state operation, potential con-
trol is not very often in action. Therefore its influence on
mean thyristor switching frequency is negligible. :+/
-20
(b)
B. Neutral-Point Potential Control for the Normal Fig. 14. Simulation results at p . n = 0.75f,,, T = 0.5TB;action of neu-
Operating Mode tral-point potential control. (a) Switching state signals of phase a thyristor
pairs. (b) Voltage difference Avd of ideal and real dc-link neutral-point
Fig. 10(e) shows that potential deviation consists of a potential.
component alternating with sample frequency and another
component alternating with three times the fundamental
frequency. In steady-state operation, the component with to increase the absolute value of neutral-point potential
a frequency of three times the fundamental frequency is deviation if the phase were connected to neutral. Fig. 14
dominant. In normal SFO-PWM operation, each phase shows simulated curves with the potential control in ac-
output terminal is connected to the dc-link neutral point tion. In normal operation potential control only checks
for a part of each sample period. Consequently, each neutral-point potential. Control is activated when a pre-
phase influences the neutral-point potential within one defined limit is reached. This limit must have a value
sample period. Within each sample period the neutral- higher than the amplitude of the ac component of potential
point potential varies, but after a time interval of one third deviation in steady-state operation. Under this condition,
of the fundamental period, deviation is nearly the same as influence on mean thyristor frequency is negligible.
on the beginning of the interval. If within one sample pe- A complete block diagram of neutral-point potential
riod connection time of one phase output terminal with control is shown in Fig. 15. Within the SFO control struc-
neutral is now omitted, a mean deviation of the potential ture, it replaces the last block of the phase reference volt-
will result. age preprocessing unit (Fig. 7). Potential control for nor-
In normal operation, phase output voltage is modulated mal operating mode uses three-phase control signals (acont,
either between -2E and 0 or 0 and +2E. With potential b,,,,, cCont).Their value is 1 if no potential correction has
control in action, one of the three-phase output voltages to be done. If correction has to take place, one of the
is modulated between -2E and + 2 E with minimum con- three-phase control signals is set to 0.5. The phase control
nection time to the neutral point. The decision of which signals are also sent to the phase output signal control
phase has to be switched like this is made by comparing unit. If one control signal is 0.5, the phase switching sig-
the sign of potential deviation and phase currents. The nal of the appointed phase is connected to both of its
phase current of the phase, chosen for control action, has thyristor pairs.
II1
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494 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. I , NO. 3, JULY 1992
TABLE I1
IMPORTANT OF INVERTERAND MOTOROF THE
PARAMETERS
EXPERIMENTAL
DRIVESYSTEM
Inverter
V . RESULTSFROM PRACTICAL
~XPERIENCE lems for potential deviation. Measured values are v d and
v d 2 . Because of potential control, the difference Avd of
SFO control was explained before by using block dia- Vd, and v d 2 is very small compared to v d l and vd2. There-
grams for processing of analog signals to make the prin- fore, small measurement errors of v d l or v d 2 caused by
ciple easy to explain. In practice, SFO control was im- electromagnetical disturbances lead to a relatively high
plemented on a TMS 320C25 signal processor. The error of AVd. Nevertheless, potential control works also
processor calculates the switching instants for a sample very well.
period at its beginning. Using the internal timer of the The operating point for Fig. 16 w a s p n = 0.208&,
TMS 320C25, interrupts are generated at the switching T = 0.27TB. The amplitude of the phase output voltage
instants. Output of the control signals for the inverter is v, shows operation in the half voltage hexagon of the in-
managed by interrupt service subroutines. The control was verters output voltage range (Fig. 5). The switching state
applied on an experimental drive system consisting of a signal of this phase indicates that SFO-PWM is operating
three-level GTO inverter, a 22-KW ac motor and a dc- in the low-voltage mode. The curves from Fig. 17 were
load machine. Important parameters of the experimental -
taken at p n = O.781AN, T = 0.27TB. The amplitude of
drive system are shown in Table 11. Figs. 16-18 show the phase output voltage shows operation not within the half
curves of the machine values taken from experimental voltage hexagon. The phase-switching state signal shows
setup. They show the real performance to be as good as the typical pattern for normal operating mode, i.e.,
the simulated performance if one is looking at the current switching of only one thyristor pair of a phase during one
and torque of the induction machine. Only the perfor- half of the stator period and switching of the other thyris-
mance of the potential control for the neutral-point is tor pair during the second half. Fig. 18, taken at p n =
slightly bader. The reason for this are measurement prob- 0.2O8hNshows the good dynamic performance of the sys-
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STEINKE: SWITCHING FREQUENCY OPTIMAL PWM CONTROL
150
100
so
0
-50.
time rnms -is
f
# +
0
0
-#
-5 0 125 25 325 50
llme I" ms _c
t i m e in m i
(e)
Fig. 16. Experimental results a t p . n = O.208kN,T = 0.27TB. (a) Torque.
(b) Current of phase a. (c) Machine voltage of phase a . (d) Switching state
signals of phase a thyristor pairs. (e) Voltage difference Au,, of ideal and
real dc-link neutral-point potential.
+
0
0 12.5 25 325
limeinms -50
I
05
0
-45-
-10-
(e)
Fig. 17. Experimental results a t p . n = 0.781hN, T = 0.27TB.(a) Torque.
(b) Current of phase a . (c) Machine voltage of phase a. (d) Switching state
signals of phase a thyristor pairs. (e) Voltage difference Au,, of ideal and
real dc-link neutral-point potential.
II1 I
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496 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. I, NO. 3, JULY 1992
+
0
-3/4
-4h t i
I 625
limein mi-
75
(c) (d)
Fig. 18. Experimental results a t p . n = 0.208f,N, T +0.51TB 0.51TB
-+
tem. At the beginning with T = +0.51TB, the amplitude [3] R. Jotten, M. Gekeler, and J. Eibel, “A. C. drive with three-level
voltage source inverter and high dynamic performance microprocessor
of the machine phase voltage shows operation within the control,” European Con$ Power Electronics and Applications, Brus-
half voltage hexagon of the output voltage range. The sels, Belgium, Oct. 16-18, 1985, pp. 3.1-3.6.
phase-switching state signal shows that SFO-PWM is al- [4] J . Eibel, “Rechner-Steuerung von Drei-Stufen-Wechselrichtem und
ihre Anwendung niit einer Rechner-Regelung von Asynchronma-
ready in a normal operating mode. After the change of schinen.” Doctoral thesis, dissertation, Technical University of Darm-
torque to T = -0.51TB, the operating mode of SFO-PWM stadt, West Germany, 1985.
changes to the low-voltage mode. After the following step [5] J. K. Steinke, “PWM control of a neutral-point-clamped inverter for
ac traction motors in the range of low shaft speeds,” etzArchiv, vol.
change of torque to T = +0.51TB, operating mode turns 11, no. 1, pp. 17-24, Jan. 1989.
back to normal mode. [6] M. Depenbrock, “Direct self-control (DSC) of converter fed three-
phase machines with high dynamic performance,” e t d r c h i v , vol. 7,
VI. CONCLUSIONS no. 7 pp. 211-218, July 1985.
[7] -, “Direct self-control (DSC) of inverter-fed induction machine,”
SFO-PWM is a PWM method with optimal utilization IEEE Trans. Power Electron., vol. PE-3, no. 4 , pp. 420-429, Oct.
of the thyristors’ switching frequency. Frequency of the 1988.
[8] J . K. Steinke, “Control strategy for a three phase ac traction drive with
PWM carrier signal may be chosen to be two times the three-level GTO PWM inverter,” IEEE Power Electronics Spec. Con8
mean thyristor switching frequency permitted. The sig- Rec., Kyoto, Japan, April 11-14, 1988, pp. 431-438.
nal-processing structure of SFO-PWM is very simple. Re-
sults from computer simulation and experimental setup
show the good performance of a drive system working Jiirgen K. Steinke (M’87) was born in Bochum,
with SFO-PWM. Germany, in 1957. He received the M.S. degree
A very important demand on a control of a three-level in electrical engineering in 1981 and the Ph.D.
inverter is the capability of neutral-point stabilization. The degree in electrical engineering in 1986, both from
the University of Bochum (Ruhr-Universi~t).
integration of a neutral-point potential control into the Germany. His doctoral dissertation included the-
signal processing structure is shown. The performance of oretical and practical aspects of the design of GTO
potential control has been evaluated by computer simu- thyristor gate drive circuits and snubber circuits.
Since 1986 he worked as a senior research en-
lations and experimental setup. gineer at the Institute for Generation and Appli-
cation of Electrical Enerev (Ruhr-Universitat
1-
REFERENCES Bochum), were he worked on three-level inverter control and the control
of ac machines. In 1990 he joined ABB Transportation Systems Ltd., Turgi,
A. Nabae, T. Takahashi, and H. Akagi, “A new neutral-point-clamped Switzerland, were he worked as a member of technical staff on drive con-
PWM inverter,” IAS Annu. Meet. 1980, Conf. Rec. Cincinnati, OH, trol for mass transit vehicles. In 1991 he changed over to ABB Drives AG,
Sept. 28-Oct. 3, 1980, pp. 761-766. Turgi, Switzerland, where he is a member of the technical staff and man-
J. Holtz, S . Stadtfeld, and P. Lammert, “An economic very high power ager of the development group for the control of large ac drives.
PWM inverter for induction motor drives,” European Con8 on Power Dr. Steinke is member of the German Association of Electrical Engi-
Electronics and Applications, Brussels, Belgium, Oct. 16-18, 1985, neers (VDE) and the European Power Electronics and Drives Association
pp. 3.75-3.80. (EPE).
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