• Responsible for overseeing quality control of processing, work alloca-

tion and workflow of a Middle Office team and outsourced functions in

accordance with SLD.
• Reviews and approves work conducted by more junior levels in accor-
dance with function policies and procedures.
• Performs analysis and research on the most complex transactions and
identifies solutions to complex inquiries.
• Serves as subject matter expert and conducts research to gather infor-
mation on the most complex, multi-faceted transactions and provides
answers to complex inquiries that have been escalated by lower lev-
els.
• Responsible for or facilitating the maintenance of trade static data,
trade enrichment, and trade exception handling and market claims.
• Responsible for the most complex reconciliations analysis (cash, as-
set, trade matching, and market value), break assignment, resolution
of reconciliation breaks, and trade fails.
• May also participate in monthly end-client statement workflow, ad hoc
reporting, and incident management.
• Identifies resolves and escalates any issues that affect the accuracy of
the Investment Book of Record (IBOR) within the team.
• Provides guidance to less experienced team members.
• Is able to act as a SME within incident management.
• Exercises own judgement and collaborates with multiple internal and
external stakeholders to resolve reconciliations of accounts for com-
plex or atypical transactions.
• May review/approve work of junior team members.
• Regularly interacts with clients in answering questions and resolving
multifaceted inquiries for complex transactions.
• No direct reports.
• Provides guidance to less experienced Middle Office staff as needed.
• Contributes to the achievement of teams objectives.