Professional Documents
Culture Documents
-/," "9ÊÊ
Ê
-/,"*9- -
#HRONOLOGY AND 'LOSSARY WITH $ATA 4ABLES
$IBQUFS5JUMF JJJ
Ê «>ÊÌ
-/," "9Ê Ê
-/,"*9- -
+ENNETH 2 ,ANG
#HRONOLOGY AND 'LOSSARY WITH $ATA 4ABLES
+ENNETH 2 ,ANG
$EPARTMENT OF 0HYSICS AND !STRONOMY
2OBINSON (ALL
4UFTS 5NIVERSITY
-EDFORD -!
53!
KENLANG TUFTSEDU
$PWFSJMMVTUSBUJPO 4HE #RAB .EBULA SUPERNOVA REMNANT- OR .'# IS AN EXPANDING CLOUD OF INTER
STELLAR GAS THAT WAS EJECTED BY THE SUPERNOVA EXPLOSION OF A MASSIVE STAR ABOUT SOLAR MASSES IN ! $
4HE lLAMENTARY GASES ARE EXPANDING AT A VELOCITY OF MILLION METERS PER SECOND 4HE RED YELLOW WISPS OF
GAS SHINE PRIMARILY IN THE LIGHT OF HYDROGEN WHILE THE BLUE WHITE LIGHT IS THE NON THERMAL RADIATION OF HIGH
SPEED ELECTRONS SPIRALING IN MAGNETIC lELDS 4HE SOUTH WESTERNMOST BOTTOM RIGHT OF THE TWO CENTRAL STARS
IS THE REMNANT NEUTRON STAR OF THE SUPERNOVA EXPLOSION AND A RADIO PULSAR WITH A PERIOD OF SECONDS
4HIS FAMOUS SUPERNOVA REMNANT IS ALSO A SOURCE OF INTENSE EMISSION AT RADIO AND 8 RAY WAVELENGTHS #OUR
TESY OF 2UDOLPH 3CHILD (ARVARD 3MITHSONIAN #ENTER FOR !STROPHYSICS
!LL RIGHTS RESERVED 4HIS WORK MAY NOT BE TRANSLATED OR COPIED IN WHOLE OR IN PART WITHOUT THE WRITTEN PER
MISSION OF THE PUBLISHER 3PRINGER 3CIENCE "USINESS -EDIA ,,# 3PRING 3TREET .EW 9ORK .9
53! EXCEPT FOR BRIEF EXCERPTS IN CONNECTION WITH REVIEWS OR SCHOLARLY ANALYSIS 5SE IN CONNECTION WITH ANY
FORM OF INFORMATION STORAGE AND RETRIEVAL ELECTRONIC ADAPTATION COMPUTER SOFTWARE OR BY SIMILAR OR DIS
SIMILAR METHODOLOGY NOW KNOWN OR HEREAFTER DEVELOPED IS FORBIDDEN 4HE USE IN THIS PUBLICATION OF TRADE
NAMES TRADEMARKS SERVICE MARKS AND SIMILAR TERMS EVEN IF THEY ARE NOT IDENTIlED AS SUCH IS NOT TO BE TAKEN
AS AN EXPRESSION OF OPINION AS TO WHETHER OR NOT THEY ARE SUBJECT TO PROPRIETARY RIGHTS
SPRINGERCOM
$%$)#! ! 02/66)$%.:!
13&'"$&
" $PNQBOJPO UP "TUSPOPNZ BOE "TUSPQIZTJDT JT B DPNQSFIFOTJWF GVOEBNFOUBM VQ
UPEBUF SFGFSFODF CPPL *U JT êMMFE XJUI WJUBM JOGPSNBUJPO BOE CBTJD GBDUT GPS BNBUFVS
BTUSPOPNFSTBOEQSPGFTTJPOBMBTUSPQIZTJDJTUT BOEGPSBOZPOFJOUFSFTUFEJOUIF6OJWFSTF
GSPNUIF&BSUIBOEPUIFSQMBOFUTUPUIFTUBST HBMBYJFTBOECFZPOE"MUIPVHITFSJPVT
BOEUIPSPVHI UIFMBOHVBHFBOEJEFBTXJMMBUUSBDUUIFHFOFSBMSFBEFS BTXFMMBTTUVEFOUT
BOEQSPGFTTJPOBMT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDTDPOTJTUTPGUXPNBJOQBSUT B$ISP
OPMPHZBOEB(MPTTBSZѮF$ISPOPMPHZJTBDPODJTFIJTUPSZ BSSBOHFEDISPOPMPHJDBMMZ
XIJDIQSPWJEFTUIFDPNQMFUFTUPSZPGDPTNJDEJTDPWFSZGSPNFBSMZ$IJOFTFBOE(SFFL
BTUSPOPNZUPUIFMBUFTUêOEJOHTPGNPEFSOBTUSPQIZTJDTBOESPCPUJDTQBDFDSBѫ*UQSP
WJEFTBTFOTFPGEFTUJOBUJPOBOEëPXJOPVSHSPXJOHBXBSFOFTTPGUIF6OJWFSTF&BDI
FOUSZJOUIFVOGPMEJOHOBSSBUJWFJTXSJUUFOJOBDPODJTF MJHIUBOEGSJFOEMZTUZMFUIBUXJMM
CF BQQSFDJBUFE CZ BMM XJUIPVU CFJOH XFJHIUFE EPXO XJUI JODPNQSFIFOTJCMF TQFDJBM
J[FEUFSNT"OEUIFSFBEFSDBOFJUIFSUSBDFPVUPVSIJTUPSJDBMKPVSOFZPGSFBMJ[BUJPO PS
TBNQMFUIFFOUSJFTBUSBOEPN EJQQJOHJOBOEPVUPGUIFGBTDJOBUJOHJEFBTBOEêOEJOHT
ѮF TUPSZ MJOF PG TDJFODF JT POF PG JOEJWJEVBMT BT XFMM BT EJTDPWFSJFT BOE JEFBT
4PPVS$ISPOPMPHZJODMVEFTUIFQFPQMFXIPIBWFNBEFNBKPSTDJFOUJêDDPOUSJCVUJPOT
UIBUBSFSFMBUFEUPBTUSPOPNZBOEBTUSPQIZTJDT/PCFM1SJ[FXJOOFSTGPSBMMUIFSFMFWBOU
EJTDPWFSJFTBSFBMTPJODMVEFE JOUIFZFBSPGUIFBXBSE
ѮF$ISPOPMPHZBMTPDPOUBJOTMJOFESBXJOHTTFMFDUFEUPEFNPOTUSBUFBLFZEJTDPW
FSZ JODMVEJOHUIFBCVOEBODFBOEPSJHJOPGUIFFMFNFOUTJOUIF4VO BOOVBMQBSBMMBY
UIFCMBDLCPEZSBEJBUJPOTQFDUSVN UIF#PISBUPN EBSLNBUUFSBSPVOEBTQJSBMHBMBYZ
UIFFMFDUSPNBHOFUJDTQFDUSVN HMPCVMBSDMVTUFSTBOEUIFFYUFOUPGUIF.JMLZ8BZ (SFBU
8BMMTPGHBMBYJFT UIF)FSU[TQSVOH3VTTFMMEJBHSBN UIF)VCCMFEJBHSBNmPSJHJOBMBOE
SFDFOU UIFNBTTMVNJOPTJUZSFMBUJPOPGTUBST QSFDFTTJPOPG.FSDVSZTQFSJIFMJPO UIF
QSPUPOQSPUPODIBJO SFUSPHSBEFQMBOFUBSZMPPQT UIF3PDIFMJNJU TQBDFDVSWBUVSF BOE
ѮPNBT8SJHIUTNPEFMPGUIF.JMLZ8BZ
ѮF (MPTTBSZ EFêOFT BMM UFSNT BOE BDSPOZNT UIBU EFBM XJUI PVS DFMFTUJBM TDJFODF
GSPNJNQPSUBOUDPODFQUTUPJOEJWJEVBMPCKFDUTPSPCTFSWBUPSJFTBOETQBDFNJTTJPOT*U
JTBSSBOHFEBMQIBCFUJDBMMZBOEDPNQMFNFOUFECZOVNFSPVTUBCMFTPGGVOEBNFOUBMEBUB
-JOFESBXJOHTBSFBMTPVTFEUPGPSDFGVMMZDPNQBDUBTDJFOUJêDJOTJHIU XJUIDMFBSMBCFMT
BOEDBQUJPOT
*OEJWJEVBMOBNFTBSFOPUHJWFOJOUIF(MPTTBSZ CVUUIFSFBEFSDBOVTFUIF"VUIPS*OEFY
UPêOEUIFJSTJHOJêDBOUDPOUSJCVUJPOJOUIF$ISPOPMPHZѮFFYDFQUJPOBMMZUIPSPVHI 4VC
KFDU*OEFYDSPTTSFGFSFODFTDPODFQUT EJTDPWFSJFT JEFBT QFPQMF IJTUPSZBOEUJNFJOCPUIUIF
WJJJ 1SFGBDF
JODMVEJOHHBNNBSBZCVSTUTUIBUCSJFëZFNJUNPSFFOFSHZUIBOUIFSFTUPGUIF6OJWFSTF
DPNCJOFE
.PSFSFDFOUMZ TVCTUBOUJBMBNPVOUTPGEBSLNBUUFSIBWFCFFOJOGFSSFEGSPNSBQJE
NPUJPOTPGTUBSTPSHBMBYJFT PVUXFJHIJOHBMMPGUIFTFTIJOJOHWJTJCMFPCKFDUT.ZTUFSJPVT
EBSLFOFSHZIBTBMTPCFFOGPVOE êMMJOHBQQBSFOUMZFNQUZTQBDF4DJFOUJTUTIBWFFWFO
TQFDVMBUFEUIBUFWFSZUIJOHJOUIFPCTFSWBCMF6OJWFSTFDPVMEIBWFPSJHJOBUFEGSPNUIF
OPUIJOHOFTTPGTQBDF EVSJOHBSBQJEHSPXUITQVSU PSJOëBUJPO TPPOBѫFSUIF#JH#BOH
PSCZBIPTUPGNJDSPTDPQJD PTDJMMBUJOHTUSJOHTBUFBSMJFSUJNFTDMPTFSUPUIF#JH#BOH
ѮF(MPTTBSZQSPWJEFTBOBMQIBCFUJDBMMJTUJOHPGUIFUFSNT OBNFTBOEBDSPOZNTSFM
FWBOUUP"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT BMPOHXJUIBEJTDVTTJPOPGUIFJS
NFBOJOHT BOE BQQMJDBUJPOT )FSF UIF SFBEFS DBO êOE UIBU MPOHGPSHPUUFO EFêOJUJPO
UPHFUIFSXJUIBOJOUSPEVDUPSZCBDLHSPVOEUPUIFDPODFQU*OGPSNBUJWFUBCMFTBDDPNQBOZ
UIF(MPTTBSZ TPNFPGUIFNDSFBUFEGPSUIJTCPPLBOEPUIFSTFYUSBDUFEGSPNUIFBVUIPST
XJEFMZVTFESFGFSFODFCPPLT "TUSPQIZTJDBM'PSNVMBF* **BOE"TUSPQIZTJDBM%BUB QVC
MJTIFECZ4QSJOHFS
ѮFTFUBCMFTJODMVEFUIFBUNPTQIFSFT FTDBQFWFMPDJUJFT NBHOFUJDêFMETBOEPSCJUBM
QBSBNFUFSTPGUIFQMBOFUT BTXFMMBTQIZTJDBMEBUBGPSFBDIQMBOFU TVDIBTUIFJSBOHVMBS
EJBNFUFS NBTT NBTTEFOTJUZ SBEJVT SPUBUJPOBOEUFNQFSBUVSF$PNQSFIFOTJWFQIZTJDBM
JOGPSNBUJPOJTBMTPHJWFOJOUBCMFTPGUIFMBSHFTUBTUFSPJET BVSPSBTQFDUSBMGFBUVSFT DPN
FUT UIFDPSPOB DPOWFSTJPOGBDUPST UIFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO DPTNJD
SBZT UIF$SBC/FCVMB 'SBVOIPGFSMJOFT UIF(BMJMFBOTBUFMMJUFT HSFFOIPVTFHBTFT )BMMFZT
DPNFU PVS .JMLZ 8BZ (BMBYZ NFUFPS TIPXFST SBEJPBDUJWF JTPUPQFT TBUFMMJUFT PG UIF
QMBOFUT 4/" TPMBSëBSFT TUFMMBSDMBTTJêDBUJPO BOEUIF4VO5BCMFTPGCSJHIUDFMFTUJBM
PCKFDUTBSFBMTPJODMVEFEJOUIF(MPTTBSZ QSPWJEJOHQIZTJDBMQBSBNFUFSTBOEUIFDFMFTUJBM
DPPSEJOBUFTSFRVJSFEUPPCTFSWFUIFNѮFZJODMVEFUIFDPOTUFMMBUJPOT UIFCSJHIUFTUHBM
BYJFT FNJTTJPOOFCVMBF UIF-PDBM(SPVQPGHBMBYJFT UIF.FTTJFSPCKFDUT QMBOFUBSZOFCV
MBF UIF CSJHIUFTU TUBST UIF OFBSFTU TUBST TVQFSOPWBF BOE TVQFSOPWB SFNOBOUT 0UIFS
UBCMFTJODMVEFTQBDFNJTTJPOTCZ/"4" &4"BOE*4"4 /PCFM1SJ[FXJOOFSTSFMBUFEUP
BTUSPOPNZBOEBTUSPQIZTJDT BOEUIFNBKPSPQUJDBM PSWJTJCMFMJHIU UFMFTDPQFT
ѮF(MPTTBSZBEEJUJPOBMMZDPOUBJOTMJOFESBXJOHT DBSFGVMMZTFMFDUFEUPDPOWFZBO
JEFB JODMVEJOH UIF BTUFSPJE CFMU CSFNTTUSBIMVOH DPNFUT m BOBUPNZ BOE USBKFDUPSZ
XJUIUBJMT DPSPOBHSBQI UIF&BSUITMBZFSFEBUNPTQIFSF BOFMMJQTF *PTJOUFSBDUJPOXJUI
+VQJUFS BO JOUFSGFSPNFUFS +VQJUFST XJOET ,FQMFST MBXT UIF ,JSLXPPE HBQT B MVOBS
FDMJQTF UIF NBHOFUPTQIFSF UIF .PPOT QIBTFT UIF 0PSU DMPVE QVMTBST m SBEJP BOE
9SBZ UIFTFBTPOT BTPMBSFDMJQTF TPMBSëBSF TQFDUSPIFMJPHSBQI 44 TVOTQPUDZDMF
TZODISPUSPOSBEJBUJPO UFMFTDPQFTBOEUIFUJEFT
ѮBOLT UP (BZMF (SBOU BU 5VѫT 6OJWFSTJUZ GPS QSFQBSJOH TPNF DSVDJBM UBCMFT UP
-JCSBSJBO3FHJOB'3BCPJOBU5VѫT6OJWFSTJUZGPSIFMQJOPCUBJOJOHTPNFPGUIFEBUFT
UIBU XFSF TP IBSE UP MPDBUF BOE UP 4VF -FF GPS QSPEVDJOH UIF XPOEFSGVM MJOF ESBX
JOHT ѮF QSFQBSBUJPO PG " $PNQBOJPO UP "TUSPOPNZ BOE "TUSPQIZTJDT $ISPOPMPHZ
BOE (MPTTBSZ XJUI %BUB 5BCMFT XBT NBEF QPTTJCMF UISPVHI GVOEJOH CZ /"4" (SBOU
//((#(XJUI/"4"T"QQMJFE*OGPSNBUJPO4ZTUFNT3FTFBSDI1SPHSBN
,FOOFUI3-BOH
5VѫT6OJWFSTJUZBOE"OHVJMMB #8*
+BOVBSZTU
TABLE OF
CONTENTS
PREFACE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii
LIST OF FIGURES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii
LIST OF TABLES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xv
CHRONOLOGY: A CONCISE HISTORY OF COSMIC DISCOVERY . . . . . . . 1
2800 BC to 1600 AD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1600 to 1700 AD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
1900 to 2010 AD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
GLOSSARY WITH DATA TABLES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
REFERENCES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 349
AUTHOR INDEX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 351
SUBJECT INDEX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
-*450'
'*(63&4
$)30/0-0(:
'JH 3FUSPHSBEFMPPQTJO1UPMFNZT6OJWFSTF
'JH 3FUSPHSBEFMPPQTJOB$PQFSOJDBO6OJWFSTF
'JH 5IPNBT8SJHIUTNPEFMPGUIF.JMLZ8BZ
'JH "OOVBMQBSBMMBY
'JH %PQQMFSFGGFDU
'JH 3PDIFMJNJU
'JH &MFDUSPNBHOFUJDTQFDUSVN
'JH #MBDLCPEZSBEJBUJPO
'JH #PISBUPN
'JH 0SJHJOBM)FSU[TQSVOH3VTTFMMEJBHSBN
'JH 1SFDFTTJPOPG.FSDVSZTQFSJIFMJPO
'JH 4QBDFDVSWBUVSF
'JH &EHFPOWJFXPGPVS(BMBYZ
'JH 4UFMMBSNBTTMVNJOPTJUZSFMBUJPO
'JH %JTDPWFSZEJBHSBNPGUIFFYQBOEJOH6OJWFSTF
'JH 1SPUPOQSPUPODIBJO
'JH "CVOEBODFBOEPSJHJOPGUIFFMFNFOUTJOUIF4VO
'JH %BSLNBUUFSFOWFMPQTBTQJSBMHBMBYZ
'JH (SFBUXBMMTPGHBMBYJFT
(-044"3:
'JH "TUFSPJECFMU
'JH #SFNTTUSBIMVOH
'JH $FMFTUJBMDPPSEJOBUFT
'JH $PNFUoBOBUPNZ
'JH $PNFUoUSBKFDUPSZBOEUBJMT
'JH $POKVODUJPO FMPOHBUJPO BOEPQQPTJUJPO
YJW -JTUPG'JHVSFT
#$UP"%
D#$
4UPOFIFOHFJTCVJMUJO&OHMBOE*UXBTQSPCBCMZBOBTUSPOPNJDBMPCTFSWBUPSZXJUISFMJ
HJPVT GVODUJPOT UIF NPUJPOT PG UIF 4VO BOE .PPO DBO CF GPMMPXFE XJUI UIF BJE PG
DBSFGVMMZBMJHOFESPDLT
D#$
"MVOBSDBMFOEBSJTEFWFMPQFEJO.FTPQPUBNJBJOXIJDIOFXNPOUITCFHJOBUFBDIOFX
.PPOBOEUIFZFBSJTEBZTMPOH
#$
ѮF$IJOFTFNBLFUIFFBSMJFTUSFDPSEFETJHIUJOHPGBDPNFU
D#$
ѮF3JH7FEB UIFPMEFTUPGUIF)JOEVTBDSFEUFYUT JODMVEFTUIFJEFBUIBUUIF&BSUIJT
BHMPCF*OUIFTBNFNJMMFOOJVN UIFTVCTFRVFOU:BKVS7FEBNFOUJPOTUIBUUIF&BSUI
DJSDMFTUIF4VO
#$
$IJOFTFBTUSPOPNFSTNBLFUIFêSTUSFDPSEJOHPGBOFDMJQTFPGUIF.PPO
D#$
ѮF 4IBOH EZOBTUZ JO $IJOB FTUBCMJTIFT UIF TPMBS ZFBS BU EBZT JOUSPEVDJOH B
DBMFOEBSXJUINPOUITPGEBZTFBDI
#$
$IJOFTFBTUSPOPNFSTNBLFUIFêSTUSFDPSEJOHPGBOFDMJQTFPGUIF4VO
#$
"TTZSJBOBSDIJWJTUTSFDPSEBOFDMJQTFPGUIF4VOPO+VOF#$UIFTBNFFWFOUJT
SFDPSEFEJOUIF#JCMF "NPT
#$
"DPOUJOVPVTSFDPSEPGTPMBSBOEMVOBSFDMJQTFTJTCFHVOJO.FTPQPUBNJB
#$
(SFFLQIJMPTPQIFSѮBMFTPG.JMFUVT D¢D#$ DPSSFDUMZQSFEJDUTUIFFDMJQTF
PGUIF4VOPO.BZ#$)FBMTPQSPQPTFTUIBUXBUFSJTUIFNBUFSJBMDPOTUJUVFOU
PGBMMUIJOHT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
D#$
(SFFLNBUIFNBUJDJBOBOEQIJMPTPQIFS1ZUIBHPSBT D¢D#$ CPSOPOUIF
JTMBOE PG 4BNPT QSPQPTFT UIF OPUJPO PG B TQIFSJDBM &BSUI )F BMTP TVQQPTFE UIBU
DPODFOUSJD USBOTQBSFOU DSZTUBMMJOFTQIFSFTDBSSZUIF4VO .PPO QMBOFUTBOETUBSTJO
QFSGFDUDJSDMFT SPUBUJOHBUDPOTUBOUTQFFEBSPVOEUIFDFOUSBMMZQMBDFE VONPWJOH&BSUI
"TRVPUFECZ"SJTUPUMFJOIJT.FUBQIZTJDT 1ZUIBHPSBTTBJE iUIFSFJTNVTJDJOUIFTQBD
JOHPGUIFTQIFSFTu
D#$
ѮF(SFFLQIJMPTPQIFS)FSBDMJUVTPG&QIFTVT D¢D#$ NBJOUBJOTUIBUQFS
NBOFODFJTBOJMMVTJPO BOEUIBUBMMUIJOHTBSFëPXJOH JOBTUBUFPGCFDPNJOH)FBMTP
UIPVHIUUIBUNPTUQFPQMFTMFFQXBMLUISPVHIMJGF OPUVOEFSTUBOEJOHXIBUJTHPJOHPO
BCPVUUIFN
D#$
ѮF(SFFLQIJMPTPQIFS"OBYBHPSBT D¢D#$ CPSOJO$MB[PNFOBF -ZEJB
OPX5VSLFZ QSPQPTFTUIBUUIF.PPOTIJOFTCZSFëFDUFETVOMJHIU BOEJTUIVTBCMFUP
FYQMBJOUPUBMFDMJQTFTPGUIF4VOBOE.PPO)FXBTJNQSJTPOFEGPSDMBJNJOHUIBUUIF
4VOXBTBiSFEIPUTUPOFu BOEOPUBHPE BOEUIBUUIF.PPOSFëFDUTUIF4VOTMJHIU
(SFFLQIJMPTPQIFS&NQFEPDMFT DmD#$ PG"DSBHBT "HSJHFOUVN JO4JDJMZ
JTPOFPGUIFFBSMJFTUUPQSPQPTFUIBUUFSSFTUSJBMPCKFDUTBSFNBEFVQPGGPVSFMFNFOUT
PSCBTJDQSJODJQMFTmêSF BJS XBUFS BOEFBSUI)FWJFXFEUIFTFBTVOJUFEPSEJWJEFECZ
BUUSBDUJPOBOESFQVMTJPO PSNPSFQPFUJDBMMZ MPWFBOETUSJGF
D#$
(SFFLQIJMPTPQIFS-FVDJQQVTPG.JMFUVT DmD#$ JTUIFêSTUUPQSPQPTFUIF
BUPNJDUIFPSZ JOXIJDINBUUFSJTDPNQPTFEPGWFSZTNBMM JOWJTJCMFQBSUJDMFTOPXDBMMFE
BUPNT)JTQVQJM%FNPDSJUVT D¢D#$ TVCTFRVFOUMZEFWFMPQTUIFUIFPSZ
D#$
(SFFLQIJMPTPQIFS%FNPDSJUVT D¢D#$ CPSOJO"CEFSB ѮSBDF TUBUFTUIBU
BMMNBUUFSDPOTJTUTPGBOJOêOJUFOVNCFSPGFUFSOBM JOWJTJCMFBOEJOEJWJTJCMFQBSUJDMFT
XIJDIIFDBMMFEBUPNPO PSBUPNT BOEUIBUUIFTQBDFCFUXFFOUIFBUPNTJTBWBDVVN
PSWPJE XIJDIHJWFTUIFBUPNTBQMBDFUPNPWFJOUP
D#$
ѮF(SFFLNBUIFNBUJDJBOBOEBTUSPOPNFS&VEPYVTPG$OJEVT ¢#$ CVJMET
BO PCTFSWBUPSZ BOE DPOTUSVDUT B NPEFM PG OFTUFE HFPDFOUSJD SPUBUJOH TQIFSFT UP
FYQMBJOUIFNPUJPOTPGUIF4VO .PPO BOEQMBOFUTBTWJFXFEGSPN&BSUI XIJDIXBT
BU UIF DFOUFS PG UIF TZTUFN #Z VTJOH B UPUBM PG UXFOUZTFWFO DPODFOUSJD TQIFSFT IF
XBTBCMFUPDBMDVMBUFUIF4VOTBOOVBMNPUJPOUISPVHIUIF[PEJBD UIF.PPOTNPUJPO
JODMVEJOHJUTXPCCMF BOEUIFQMBOFUTNPUJPOT JODMVEJOHUIFSFUSPHSBEFNPWFNFOUTPG
TPNFPGUIFN
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
#$
$IJOFTF BTUSPOPNFST NBLF UIF FBSMJFTU LOPXO SFDPSE PG B HVFTU TUBS TVCTFRVFOUMZ
LOPXOBTBOFYQMPEJOHTUBSPSTVQFSOPWB
D#$
(SFFLQIJMPTPQIFS"SJTUPUMF ¢#$ SFKFDUTUIFOPUJPOPGBWBDVVN TJODFBO
PCKFDUNPWJOHJOBWBDVVNXPVMEIBWFOPTFOTFPGEJSFDUJPOBOENJHIUNPWFJNQPT
TJCMZGBTU
(SFFLQIJMPTPQIFS"SJTUPUMF ¢#$ QSPWFTUIF&BSUIJTTQIFSJDBM TJODFJUBMXBZT
DBTUTBDJSDVMBSTIBEPXPOUIF.PPOEVSJOHMVOBSFDMJQTFT1BSNFOJEFT DmD
#$ PG&MFBJOTPVUIFSO*UBMZ JTTBJEUPIBWFCFFOUIFêSTU(SFFLQIJMPTPQIFSLOPXO
UPIBWFBTTFSUFEUIBUUIF&BSUIJTTQIFSJDBM CVUBOBMUFSOBUJWFUSBEJUJPOTUBUFTUIBUJU
XBT1ZUIBHPSBT D¢D#$ 1BSNFOJEFTBMTPQSPQPTFEUIBUNPWFNFOUJTJMMV
TPSZ CFMPOHJOHUPUIFEPNBJOPGUIFTFOTFT BOEUIBUUIFVMUJNBUFSFBMJUZXBTJOWBSJBOU
JNNPCJMFBOEVODIBOHJOHѮF*OEJBOTPG"TJBBMTPQSPQPTFEUIBUUIF&BSUIJTBHMPCF
BSPVOE#$
(SFFLQIJMPTPQIFS"SJTUPUMF ¢#$ QSFTFOUTBHFPDFOUSJD PS&BSUIDFOUFSFE
DPTNPMPHZ PG SPUBUJOH USBOTQBSFOU TQIFSFT JO %F DBFMP PS $PODFSOJOH UIF )FBWFOT
ѮFPVUFSNPTUTQIFSFDPOUBJOTUIFêYFETUBST UIFOGPMMPXTUIFTQIFSFTPG4BUVSO +VQJ
UFS .BST UIF4VO 7FOVT .FSDVSZ BOEDMPTFTUUPUIF&BSUI UIF.PPO&BDIPGUIFTF
IBTTFWFSBMPUIFSTQIFSFTUPBDDPVOUGPSBMMUIFJSNPWFNFOUT5PFYQMBJOUIFDJSDVMBS
NPUJPOPGUIFIFBWFOMZTQIFSFT "SJTUPUMFQSPQPTFTBêѫIFMFNFOU UIFBFUIFSPSRVJO
UFTTFODF JOBEEJUJPOUPUIFGPVSOBUVSBMFMFNFOUT FBSUI BJS XBUFSBOEêSF XIJDIFJUIFS
GBMMPSSJTF
#BCZMPOJBOBTUSPOPNFSTIBWFMFBSOFEFOPVHIBCPVUUIF.PPOTNPUJPOUIBUUIFZDBO
QSFEJDUUIFPDDVSSFODFPGMVOBSFDMJQTFT
D#$
(SFFLQIJMPTPQIFSBOEBTUSPOPNFS)FSBLMJEFTPG1POUVT ¢#$ QSPQPTFTUIBU
UIF&BSUIUVSOTPOJUTBYJT GSPNXFTUUPFBTU PODFFWFSZIPVST XIJMFUIFTUBSTBSF
BUSFTU)FBMTPUIPVHIUUIBUUIFPCTFSWFENPUJPOTPG.FSDVSZBOE7FOVTTVHHFTUUIBU
UIFZPSCJUUIF4VOSBUIFSUIBOUIF&BSUI BOEDPOTJEFSFEFBDIQMBOFUUPCFBXPSMEXJUI
BO&BSUIMJLFCPEZBOEXJUIBOBUNPTQIFSF
D#$
(SFFL QIJMPTPQIFS &QJDVSVT PG 4BNPT ¢ #$ BSHVFT UIBU UIF JOOVNFSBCMF
BUPNTJOBOJOêOJUF6OJWFSTFXPVMEDPNFUPHFUIFSUPDSFBUFPUIFSXPSMET FJUIFSSFTFN
CMJOHPVS&BSUIPSEJĒFSFOUGSPNJU
ѮF(SFFLNBUIFNBUJDJBO&VDMJEPG"MFYBOESJB MJWFED#$ XSJUFTѮF&MFNFOUT
BCPPLPGQMBOFBOETPMJEHFPNFUSZ XIJDIGPSNFEUIFCBTJTGPSNBUIFNBUJDBMTUVEZ
GPSUIFOFYU ZFBST*UXBTOPUVOUJMUIFUIDFOUVSZUIBUBEJĒFSFOUGPSNPGOPO
&VDMJEFBOHFPNFUSZXBTDPOTJEFSFE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
D#$
(SFFLNBUIFNBUJDJBOBOEBTUSPOPNFS"SJTUBSDIPT<"SJTUBSDIVT>PG4BNPT D¢
D#$ NPWFTUIFDFOUFSPGUIF6OJWFSTFGSPNUIF&BSUIUPUIF4VO BOETVQQPTFTUIBU
UIF&BSUIBOEPUIFSQMBOFUTUSBWFMJODJSDVMBSPSCJUTBSPVOEUIFTUBUJPOBSZ4VO)FGVS
UIFSTUBUFEUIBUUIFêYFETUBSTEPOPUNPWF BOEUIBUUIFJSBQQBSFOUEBJMZNPUJPOJTEVF
UPUIF&BSUITSPUBUJPOPOJUTBYJT"SJTUBSDIPTBMTPVTFEPCTFSWBUJPOTBOEUSJHPOPNFUSZ
UPFTUJNBUFUIFTJ[FBOEEJTUBODFTPGUIF4VOBOE.PPO TIPXJOHUIBUUIF4VOJTNVDI
GBSUIFSBXBZUIBOUIF.PPO
D#$
(SFFLTDIPMBS&SBUPTUIFOFT D¢D#$ CPSOJO$ZSFOF OPXLOPXOBT4IBIIBU
QBSUPG-JCZB DBMDVMBUFEUIFEJBNFUFSPGUIF&BSUICZNFBTVSJOHOPPOUJNFTIBEPXTPG
UIF 4VO BU "MFYBOESJB BOE 4ZFOF VTJOH UIF LOPXO EJTUBODF CFUXFFO UIFTF QMBDFT UP
JOGFSUIFDJSDVNGFSFODFPGUIF&BSUIBUKVTUPWFS TUBEFT BOEDMPTFUPUIFNPEFSO
WBMVFPGSPVHIMZUIPVTBOELJMPNFUFSTѮFUXPTJUFTBSFTFQBSBUFECZLJMPNFUFST
BOEUIFNFBTVSFEBOHMFCFUXFFOUIFNXBTTFWFOEFHSFFT"TTVNJOHUIBUUIF&BSUIJTB
TQIFSF JUTDJSDVNGFSFODFJTUJNFT PSBCPVU LJMPNFUFST
#$
$IJOFTFBTUSPOPNFSTNBLFUIFêSTUSFDPSEFETJHIUJOHPGUIFDPNFUUIBUXPVMEMBUFS
CFDPNFLOPXOBT)BMMFZT$PNFU
D#$
ѮF(SFFLTJOWFOUUIFBTUSPMBCF VTFEUPNFBTVSFUIFBOHVMBSEJTUBODFCFUXFFOBOZUXP
PCKFDUT JODMVEJOHUIFFMFWBUJPOJOUIFTLZPGQMBOFUTBOETUBST
D#$
$IJOFTF BTUSPOPNFST êSTU PCTFSWF BOE SFDPSE TVOTQPUT *NQFSJBM BTUSPOPNFST LFFQ
DPOUJOVPVTSFDPSETPGTVOTQPUTGSPN#$UP"%
#$
ѮF(SFFLBTUSPOPNFS)JQQBSDIVT D¢D#$ CPSOJO/JDBFB JO#JUIZOJB
OPXJO5VSLFZ DSFBUFTUIFêSTULOPXOTUBSDBUBMPH*UHBWFUIFDFMFTUJBMMBUJUVEFBOE
MPOHJUVEFBOECSJHIUOFTTPGOFBSMZTUBSTBOEXBTMBUFSSFQSPEVDFECZUIF&HZQUJBO
BTUSPOPNFS1UPMFNZ D¢D"% JOIJTXSJUJOHT BOEFWFOUVBMMZVTFECZ&ENPOE
)BMMFZ m UPTIPXUIBUBUMFBTUUISFFTUBSTNPWF)JQQBSDIVTBMTPEJTDPWFSFE
UIFQSFDFTTJPOPGUIFFRVJOPYFT JOXIJDIUIFMPDBUJPOTPGUIFTQSJOHBOEGBMMFRVJOPYFT
NPWF TMPXMZ PS QSFDFTT BSPVOE UIF TUFMMBS CBDLHSPVOE UIF FRVJOPYFT BSF UIF UXP
QPJOUTXIFSFUIF4VODSPTTFTUIFDFMFTUJBMFRVBUPSѮF&BSUITSPUBUJPOBYJTUSBDFTPVU
BDJSDMFJOUIFTLZ BOEBDPOFJOTQBDF PODFFWFSZ ZFBST DBVTJOHBTMPX TUFBEZ
QSFDFTTJPOBMTIJѫJOUIFQPTJUJPOTPGPCKFDUTPOUIFDFMFTUJBMTQIFSFBUUIFSBUFPGBCPVU
TFDPOETPGBSDQFSZFBS
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
#$
3PNBOQPFU-VDSFUJVT ¢#$ BVUIPSPGUIFQIJMPTPQIJDBMFQJD%F3FSVN/BUVSB
PS 0O UIF /BUVSF PG ѮJOHT QSPQPTFT B QMVSBMJUZ PG &BSUIMJLF XPSMET JO BO JOêOJUF
6OJWFSTF
D
ѮF(SFFLXSJUFS1MVUBSDI D¢D DPNQBSFTUIF.PPOTGBDFUPUIF&BSUITTVS
GBDF BOEBEWPDBUFTUIFQMVSBMJUZPGXPSMET
&HZQUJBOBTUSPOPNFS1UPMFNZ D¢D PS$MBVEJVT1UPMFNBFVT XSJUFTIJT.BUI
FNBUJDBM4ZOUBYJTBXFE"SBCJDUSBOTMBUPSTPGUIFOJOUIDFOUVSZDBMMFEJUiѮF(SFBUFTU
$PNQPTJUJPOum"MNBHFTUF PS BTJUCFDBNFLOPXO UIF"MNBHFTU1UPMFNZTVQQPTFEUIBU
FBDIQMBOFUNPWFTXJUIDPOTUBOUTQFFEPOBTNBMMDJSDMF XIJMFUIFDFOUFSPGUIBUDJSDMF
SPUBUFTVOJGPSNMZPOBMBSHFSPOF XJUIUIF&BSUIMPDBUFETMJHIUMZUPPOFTJEFPGJUTDFOUFS
#ZTFMFDUJOHTVJUBCMFSBEJJBOETQFFETPGNPUJPO 1UPMFNZDPVMEVTFUIJTTZTUFNPGVOJ
GPSNNPUJPOBSPVOEUXPDJSDMFTUPSFQSPEVDFUIFBQQBSFOUNPUJPOTPGUIFQMBOFUTXJUI
SFNBSLBCMFBDDVSBDZ)FTVDDFFEFETPXFMMUIBUIJTNPEFMXBTTUJMMCFJOHVTFEUPQSFEJDU
UIFMPDBUJPOTPGUIFQMBOFUTJOUIFTLZNPSFUIBOBUIPVTBOEZFBSTBѫFSIJTEFBUI
D
(SFFLQIJMPTPQIFS1SPDMVT<1SPLMVT>%JBEPDIVT ¢ TUBUFTUIBUBTUSPOPNFST
EPOPUBSSJWFBUDPODMVTJPOTCZTUBSUJOHGSPNIZQPUIFTFT BTJTEPOFJOUIFPUIFSTDJ
FODFT CVUJOTUFBEVTFPCTFSWBUJPOTUPDPOTUSVDUIZQPUIFTFT XIJDIBSFUFTUFEBHBJOTU
PUIFSPCTFSWBUJPOTUPTBWFUIFBQQFBSBODFPGUIFQIFOPNFOB
ѮF1FSVWJBODJUZPG.BDIV1JDDIVJTCVJMU DPOUBJOJOHBOBTUSPOPNJDBMBMUBSVTFEUP
BDDVSBUFMZNFBTVSFTPMBSBOEMVOBSNPWFNFOUT
D
ѮF 1FSTJBO BTUSPOPNFS BM4Vê "CE BM3BINBO ¢ SFWJTFT 1UPMFNZT TUBS
DBUBMPHVF QSPWJEJOHBQQSPYJNBUFQPTJUJPOT NBHOJUVEFTBOEDPMPSTGPSUIFTFTUBST BOE
JODMVEFTUIFêSTUSFDPSEFESFGFSFODFUPUIF"OESPNFEBOFCVMB
5PMUFDDPORVFSPSTPGUIF$FOUSBM"NFSJDBO.BZBODJUZPG$IJDIÊO*U[ÃDPOTUSVDUNPO
VNFOUTXJUISJUVBMBTUSPOPNJDBMBMJHONFOUTUPUIFSJTJOHBOETFUUJOHPGUIF4VOBOEUIF
TBDSFEQMBOFU7FOVT
D
"SBC QIJMPTPQIFS QIZTJDJBO BOE TDJFOUJTU "WJDFOOB ¢ JO "SBCJD "CV A"MJ
"M)VTBJO*CO"CEBMMBI*CO4JOB QSPQPTFTUIBUUFSSFTUSJBMNPVOUBJOTNJHIUCFDBVTFECZ
VQIFBWBMTPGUIF&BSUITDSVTU TVDIBTUIPTFBDDPNQBOZJOHFBSUIRVBLFT BOEUIBUNPVO
UBJOTDPVMECFOPUJDFBCMZDVUBOEXPSOBXBZCZXBUFSëPXJOHPWFSMPOHQFSJPETPGUJNF
$IJOFTF BTUSPOPNFST SFDPSE B CSJHIU iHVFTUu TUBS UIBU BQQFBSFEJO UIF DPOTUFMMBUJPO
5BVSVT PO +VMZ CFDPNJOH BT CSJHIU BT 7FOVT BOE SFNBJOJOH WJTJCMF UP UIF
VOBJEFEFZFGPSNPOUIT*UTFYQBOEJOHSFNOBOU UIF$SBC/FCVMB JTTUJMMEFUFDUFE
VTJOHUFMFTDPQFTUPEBZ
ѮF1FSTJBOQPFU NBUIFNBUJDJBOBOEBTUSPOPNFS0NBS,IBZZBN ¢ DPO
USJCVUFTUPDBMFOEBSSFGPSN NFBTVSJOHUIFMFOHUIPGUIFZFBSBTEBZT
XIJDITVSQBTTFEUIFBDDVSBDZPGUIF+VMJBOWBMVFBOEBHSFFTXJUINPEFSOEFUFSNJOB
UJPOTUPUIFTJYUIEFDJNBMQMBDF DVSSFOUMZBUEBZT
&OHMJTIQIJMPTPQIFSBOETDJFOUJTU3PHFS#BDPO D¢D BTTFSUTUIBUUIFPOMZ
CBTJTGPSTDJFOUJêDDFSUBJOUZJTUISPVHIUIFVTFPGPCTFSWBUJPOTBOEFYQFSJNFOUUPQSPWF
BOBSHVNFOU
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
&OHMJTIUIFPMPHJBO8JMMJBNPG0DLIBN D¢D QSPQPTFTBSVMFJOTDJFODF
BOEQIJMPTPQIZ OPXLOPXOBT0DLIBNTSB[PS XIJDITUBUFTUIBUUIFTJNQMFTUPGUXPPS
NPSFDPNQFUJOHUIFPSJFTJTQSFGFSBCMF
(FSNBO QIJMPTPQIFS BOE UIFPMPHJBO /JLPMBT PG $VTB ¢ BSHVFT UIBU UIF
&BSUIDBOOPUCFBUUIFDFOUFSPGBOVOCPVOEFE6OJWFSTF TVHHFTUTUIBUUIF&BSUINPWFT
BSPVOEUIF4VO BOEQSPQPTFTUIBUUIFTUBSTBSFPUIFS4VOTXJUIJOIBCJUFEQMBOFUT
ѮF(FOPFTFOBWJHBUPS$ISJTUPQIFS$PMVNCVT ¢ MBOETJO&TQBÒPMB BOJTMBOE
OPXDPOTJTUJOHPG)BJUJBOEUIF%PNJOJDBO3FQVCMJD GPSHJOHBQBUIUPUIF/FX8PSME
'FSEJOBOE.BHFMMBO m PCTFSWFTUIFCSJHIUOFCVMBFTVCTFRVFOUMZOBNFE
UIFMBSHFBOETNBMM.BHFMMBOJD$MPVETUIFZBSFUXPJSSFHVMBSHBMBYJFTUIBUBSFTBUFMMJUFT
PGPVS.JMLZ8BZ(BMBYZ WJTJCMFPOMZGSPNUIFFRVBUPSJBMSFHJPOTBOEUIFTPVUIFSO
IFNJTQIFSF)JTTIJQ7JDUPSJBDPNQMFUFTUIFêSTUDJSDVNOBWJHBUJPOPGUIFXPSMEUIF
GPMMPXJOHZFBS BѫFSUIFEFBUIPG.BHFMMBO
ѮF1PMJTIBTUSPOPNFSBOEDMFSJD.JLPMBK,PQFSOJL CFUUFSLOPXOBT/JDPMBVT$PQFS
OJDVT ¢ QVCMJTIFTIJTJOëVFOUJBMCPPL%FSFWPMVUJPOJCVTPSCJVNDPFMFTUJVN
PS$PODFSOJOHUIF3FWPMVUJPOTPGUIF$FMFTUJBM#PEJFT SFWJWJOHUIF4VODFOUFSFENPEFM
PGUIF6OJWFSTFJOUSPEVDFECZUIF(SFFLQIJMPTPQIFS"SJTUBSDIPT D¢D#$
FJHIUFFODFOUVSJFTFBSMJFS BOECZUIF*OEJBOTPG"TJBBCPVUBNJMMFOOJVNCFGPSFUIBU
$PQFSOJDVTQSPQPTFEUIBUUIF&BSUIJTPOFPGTFWFSBMQMBOFUTNPWJOHBUDPOTUBOUWFMPDJ
UJFTJOQFSGFDUDJSDMFTBSPVOEUIF4VO JOUIFTBNFEJSFDUJPOCVUBUEJĒFSFOUEJTUBODFT
BOEWBSJPVTTQFFET*OPSEFSPGJODSFBTJOHEJTUBODFGSPNUIF4VO UIFZBSF.FSDVSZ
7FOVT &BSUI .BST +VQJUFSBOE4BUVSO"T$PQFSOJDVTOPUJDFE UIFGBSUIFSBQMBOFUJT
GSPNUIF4VO UIFTMPXFSJUNPWFTBOEUIFMPOHFSJUUBLFTUPDPNQMFUFPOFDJSDVJU
ѮF%BOJTIBTUSPOPNFS5ZDIP#SBIF ¢ PCTFSWFTBCSJMMJBOUiOFXTUBSuPS
iOPWBuJOUIFDPOTUFMMBUJPO$BTTJPQFJB XIJDIXBTCSJHIUFSUIBO7FOVTBOEIBEOPUCFFO
TFFOCFGPSFѮFEFCSJTGSPNUIJTTUFMMBSFYQMPTJPO PSTVQFSOPWBBTJUJTOPXLOPXO JT
TUJMMPCTFSWFEUPEBZJUJTDBMMFE5ZDIPTTVQFSOPWBSFNOBOU5ZDIPTVCTFRVFOUMZCVJMET
BOPCTFSWBUPSZ OBNFE6SBOJCPSH PSiDFMFTUJBMDBTUMFu POUIFJTMBOEPG)WFOOFBS$PQFO
IBHFO)FEFTJHOFEIJTPXOJOHFOJPVTNFBTVSJOHJOTUSVNFOUTUIBUSFTFNCMFEMBSHFHVO
TJHIUTXJUIHSBEVBUFEDJSDMFT BOEVTFEUIFNBU6SBOJCPSHGPSUXPEFDBEFT DPNQJMJOH
FYDFQUJPOBMMZBDDVSBUFPCTFSWBUJPOTPGUIFQPTJUJPOTBOENPUJPOTPGUIFQMBOFUT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮF+VMJBODBMFOEBSJTTXJUDIFEPWFSUPUIF(SFHPSJBODBMFOEBSJO$BUIPMJDDPVOUSJFT CZ
EFDSFFPG1PQF(SFHPSZ9*** ¢ 1SPUFTUBOU(FSNBODPVOUSJFTBEPQUFEUIF
(SFHPSJBOSFGPSNJOBOE&OHMBOEJO
*UBMJBOQIJMPTPQIFSBOEQSJFTU(JPSEBOP#SVOP ¢ QSPQPTFTBEFDFOUSBMJ[FE
JOêOJUFBOEJOêOJUFMZQPQVMBUFE6OJWFSTFUIBUJTêMMFEXJUIDPVOUMFTTIBCJUBCMFQMBOFUT
SFWPMWJOHBSPVOETUBSTPUIFSUIBOUIF4VO QVCMJTIJOHUIFTFJEFBTJO%FMJOêOJUPVOJ
WFSTPFNPOEJ PSѮFJOêOJUFVOJWFSTFBOEXPSMET
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
UP"%
8JMMJBN(JMCFSU ¢ QIZTJDJBOUP2VFFO&MJ[BCFUI*PG&OHMBOE XSJUFT
%F NBHOFUF NBHOFUJDJTRVF DPSQPSJCVT FU EF NBHOP NBHOFUF UFMMVSF PS $PODFSOJOH
.BHOFUJTN .BHOFUJD#PEJFT BOEUIF(SFBU.BHOFU UIF&BSUI JOXIJDIIFTIPXTUIBU
UIF&BSUIJTJUTFMGBHSFBUNBHOFU FYQMBJOJOHUIFPSJFOUBUJPOPGDPNQBTTOFFEMFT*UJTBT
JGUIFSFJTBDPMPTTBMEJQPMBSNBHOFUBUUIFDFOUFSPGUIF&BSUI
*UBMJBOBTUSPOPNFS(BMJMFP(BMJMFJ ¢ EJTDPWFSTIJTMBXPGGBMMJOHCPE
JFT QSPWJOHUIBUHSBWJUZBDUTXJUIUIFTBNFTUSFOHUIPOBMMPCKFDUT JOEFQFOEFOUPG
UIFJSNBTT
(FSNBOBTUSPOPNFS+PIBOOFT,FQMFS ¢ PCTFSWFTBCSJHIUiOFXTUBSuXIFSF
OPTUBSIBECFFOTFFOQSFWJPVTMZ*OUIFTBNFZFBSIFXSPUF"E7JUFMMJPOFN1BSBMJQP
NFOB 2VJCVT"TUSPOPNJBF1BST0QUJDB5SBEJUVSF PS4VQQMFNFOUUP8JUFMP IJTUSFBUJTF
POPQUJDT *O8IJDIJT&YQPVOEFEUIF0QUJDBMQBSUPG"TUSPOPNZ*OUIJTXPSL,FQMFS
TUBUFTUIBUUIFJOUFOTJUZPGMJHIUWBSJFTJOWFSTFMZXJUIUIFTRVBSFPGUIFEJTUBODFGSPNUIF
TPVSDF)FBMTPTUBUFTUIBUWJTJPOJTDBVTFECZUIFGPSNBUJPOPGBOJNBHFPOUIFSFUJOB
CZUIFFZFTMFOT
*O 0DUPCFS UIF OBUJPOBM HPWFSONFOU PG UIF /FUIFSMBOET EJTDVTTFE UIF QBUFOU
BQQMJDBUJPOTPGêSTUUIF%VUDITQFDUBDMFNBLFS )BOT-JQQFSTIFZ D¢ PG
.JEEMFCVSH BOEUIFO+BDPC.FUJVT ¢ PG"MLNBBS POBEFWJDFGPSiTFFJOH
GBSBXBZUIJOHTBTUIPVHIOFBSCZu*UDPOTJTUFEPGBDPODBWFBOEBDPOWFYMFOTJOBUVCF
BOEUIFDPNCJOBUJPONBHOJêFEUISFFPSGPVSUJNFT4VDITQZHMBTTFTTPPOCFDBNFWFSZ
DPNNPO BOEOPQBUFOUXBTBXBSEFE
*UBMJBOBTUSPOPNFS(BMJMFP(BMJMFJ ¢ CVJMETIJTPXOUFMFTDPQFT XIJDIIBE
CFFOJOWFOUFEJO)PMMBOEUIFZFBSCFGPSF BOEJTUIFêSTUUPVTFUFMFTDPQFTGPSBTUSP
OPNJDBMPCTFSWBUJPOT
(FSNBOBTUSPOPNFS+PIBOOFT,FQMFS ¢ QVCMJTIFT"TUSPOPNJDBOPWB PS
/FX"TUSPOPNZ XIJDIDPOUBJOTIJTêSTUUXPMBXTPGQMBOFUBSZNPUJPOBOEBDDVSBUFMZ
EFTDSJCFTUIFPSCJUPG.BST)JTêSTUMBXTUBUFTUIBUQMBOFUTUSBWFMJOFMMJQUJDBMPSCJUT
BSPVOEUIF4VO XJUIUIF4VOBUPOFPGUIFUXPGPDJPGUIFFMMJQTFTѮFTFDPOEMBX
TUBUFTUIBUUIFMJOFKPJOJOHUIF4VOBOEBQMBOFUTXFFQTPVSFRVBMBSFBTPGTQBDFJO
FRVBMQFSJPETPGUJNF TPUIBUQMBOFUTNPWFNPSFRVJDLMZXIFOUIFZBSFOFBSFSUIF
4VO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
*UBMJBOBTUSPOPNFS(BMJMFP(BMJMFJ ¢ QVCMJTIFT4JEFSFVTOVODJPT PSѮF4UBSSZ
.FTTFOHFS SFQPSUJOHIJTQJPOFFSJOHPCTFSWBUJPOTXJUIUIFOFXMZJOWFOUFETQZHMBTT PS
UFMFTDPQFѮFZJODMVEFEIJTEJTDPWFSJFTPGQSFWJPVTMZVOTFFONPVOUBJOT WBMMFZTBOEDSB
UFST PO UIF .PPO GPVS QSFWJPVTMZ VOLOPXO NPPOT UIBU DJSDMF +VQJUFS BOE OVNFSPVT
TUBSTJOUIF.JMLZ8BZUIBUDBOOPUCFTFFOXJUIUIFVOBJEFEFZF*OUIFTBNFZFBSIF
CFHBOTZTUFNBUJDTUVEJFTPGTVOTQPUTUISPVHIBUFMFTDPQF
(FSNBO BTUSPOPNFS +PIBOOFT,FQMFS ¢ EJTDVTTFT UIF PQUJDT PG UIF UFMF
TDPQFJOIJT%PQUSJDFPS%JPQUSJDT JODMVEJOHBEFTDSJQUJPOPGBOFXUZQFPGUFMFTDPQF
VTJOHUXPDPOWFYMFOTFT
(FSNBOBTUSPOPNFS4JNPO.BSJVT ¢ JTUIFêSTUUPPCTFSWFUIF"OESPN
FEB /FCVMB XJUI B UFMFTDPQF )F BMTP VTFT B UFMFTDPQF UP PCTFSWF UIF GPVS NPPOT PG
+VQJUFSJOEFQFOEFOUMZPG(BMJMFP BOEOBNFTUIFN*P &VSPQB (BOZNFEF BOE$BMMJTUP
XIJDIXFVTFUPEBZ
(FSNBOBTUSPOPNFS+PIBOOFT,FQMFS ¢ QVCMJTIFT%FIBSNPOJDFTNVOEFT
PSѮF)BSNPOJFTPGUIF8PSMET XIJDIJODMVEFTIJTUIJSEMBXPGQMBOFUBSZNPUJPO JO
XIJDIUIFTRVBSFPGBQMBOFUTPSCJUBMQFSJPEBCPVUUIF4VOJTQSPQPSUJPOBMUPUIFDVCF
PGJUTBWFSBHFEJTUBODFGSPNUIF4VO
(SFBU#SJUBJOFTUBCMJTIFTUIFêSTUQFSNBOFOU&VSPQFBOTFUUMFNFOUJO/FX&OHMBOEBU
1MZNPVUI
*UBMJBO BTUSPOPNFS (BMJMFP (BMJMFJ ¢ EJTDPWFST UIBU UIF BDDFMFSBUJPO PG B
GBMMJOHCPEZJTQSPQPSUJPOBMUPUIFUJNFBOEJOEFQFOEFOUPGXFJHIUBOEEFOTJUZ
*UBMJBO BTUSPOPNFS (BMJMFP (BMJMFJ ¢ QVCMJTIFT IJT CPPL %JBMPHP TPQSB J
EVFNBTTJNJTJTUFNJEFMNPOEP UPMFNBJDPFDPQFSOJDBOP PS%JBMPHVF$PODFSOJOHѮF
5XP$IJFG8PSME4ZTUFNT 1UPMFNBJDBOE$PQFSOJDBO QSFTFOUJOHQFSTVBTJWFBSHVNFOUT
GPSUIFIFMJPDFOUSJDUIFPSZPGQMBOFUBSZNPUJPOѮFCPPLXBTCBOOFEBOE(BMJMFPXBT
UBLFOUP3PNFUPGBDFUSJBMPOBDIBSHFPGIFSFTZJO
ѮF'SFODIQIJMPTPQIFSBOEQIZTJDJTU1JFSSF(BTTFOEJ ¢ PCTFSWFTUIF
USBOTJUPG7FOVTBDSPTTUIF4VO XIJDIIBECFFOQSFEJDUFECZ,FQMFS BOEFTUBCMJTIFT
UIBUUIFPSCJUPG7FOVTMJFTDMPTFSUPUIF4VOUIBOEPFTUIF&BSUITPSCJU
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
&OHMJTI BTUSPOPNFS BOE DMFSHZNBO +FSFNJBI )PSSPDLT ¢ PCTFSWFT UIF
USBOTJUPG7FOVT XIJDIIFIBEQSFEJDUFEGSPNUIFUSBOTJUOPUJOHUIBUUIF
USBOTJUTPDDVSJOQBJSTFJHIUZFBSTBQBSU BOEVTFT,FQMFSTMBXTUPQSPWFUIBUUIF.PPO
PSCJUTUIF&BSUIJOBOFMMJQUJDBMPSCJUBTJGJUXBTiDPOUJOVBMMZGBMMJOHUPXBSE&BSUIu
ѮF %VUDI BTUSPOPNFS $ISJTUJBBO )VZHFOT ¢ EJTDPWFST 5JUBO 4BUVSOT
MBSHFTUTBUFMMJUF
%VUDI BTUSPOPNFS $ISJTUJBBO )VZHFOT ¢ SFBMJ[FT UIBU 4BUVSO JT TVS
SPVOEFECZBSJOH QVCMJTIJOHJOB-BUJOBOBHSBNUIBU XIFOJOUFSQSFUFE FYQMBJOT
4BUVSOTIBOEMFTIBQFEBQQFBSBODFCZi*U<4BUVSO>JTTVSSPVOEFECZBUIJO ëBUSJOH
OPXIFSFUPVDIJOHJUBOEJODMJOFEUPUIFFDMJQUJDu
ѮF*UBMJBOCPSO'SFODIBTUSPOPNFS(JBO (JPWBOOJ %PNFOJDP +FBO%PNJOJRVF
$BTTJOJ ¢ EJTDPWFSTUIF(SFBU3FE4QPUPO+VQJUFS
&OHMJTIQIZTJDJTUBOENBUIFNBUJDJBO*TBBD/FXUPO ¢ VTFTBQSJTNUPEJT
QFSTFXIJUFTVOMJHIUJOUPJUTDPNQPOFOUDPMPST BOEUIFOVTFTBTFDPOEQSJTNUPDPN
CJOFUIFDPMPSTJOUIFTQFDUSVNBOEGPSNXIJUFMJHIUBHBJO*OUIJTXBZ /FXUPOQSPWFE
UIBUUIFDPMPSTBSFBQSPQFSUZPGMJHIUBOEOPUPGUIFQSJTN
$POTUSVDUJPOPGUIF0CTFSWBUPJSFEF1BSJT 1BSJT0CTFSWBUPSZ CFHJOT*UXBTGPVOEFE
CZ -PVJT 9*7 ¢ ѮF 4VO ,JOH BOE JT UIF PMEFTU PQFSBUJOH BTUSPOPNJ
DBMPCTFSWBUPSZJOFYJTUFODF(JBO (JPWBOOJ %PNJOJDP +FBO%PNJOJRVF $BTTJOJ
¢ XBTUIFêSTUPGGPVSHFOFSBUJPOTPGIJTGBNJMZUPIPMEUIFQPTUPGEJSFDUPS
PGUIFPCTFSWBUPSZ8IJMFEJSFDUPS $BTTJOJEJTDPWFSFEUIFEBSLHBQJO4BUVSOTSJOHT
JO OPX OBNFE $BTTJOJT HBQ BOE BMTP EJTDPWFSFE GPVS TBUFMMJUFT PG UIF SJOHFE
QMBOFUm*BQFUVT 3IFB 5FUIZTBOE%JPOF JO BOE SFTQFDUJWFMZ
ѮF0CTFSWBUPJSFEF1BSJTJTOPXMPDBUFEJOCPUI1BSJTBOEOFBSCZ.FVEPO
&OHMJTIQIZTJDJTUBOENBUIFNBUJDJBO*TBBD/FXUPO ¢ DPOTUSVDUTUIFêSTU
SFëFDUJOHUFMFTDPQF)FVTFEBQSJNBSZDPODBWFTQIFSJDBMNJSSPSPGTQFDVMVNNFUBM
BOBMMPZPGDPQQFSBOEUJO XIJDISFëFDUFEMJHIUVQUIFUVCFPGUIFUFMFTDPQFUPBëBU
TFDPOEBSZNJSSPSPGTQFDVMVN BOHMFEBUEFHSFFTUPEJSFDUUIFMJHIUTJEFXBZT/PXB
EBZTUIFQSJNBSZNJSSPSJTNBEFPGHMBTTBOEPGQBSBCPMJDTIBQF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
*UBMJBOCPSO 'SFODI BTUSPOPNFS (JBO (JPWBOOJ %PNFOJDP +FBO %PNJOJRVF
$BTTJOJ ¢ BOEUIF'SFODIBTUSPOPNFS+FBO3JDIFS ¢ PCTFSWF
UIFPQQPTJUJPOPG.BST GSPN1BSJTBOE$BZFOOF 4PVUI"NFSJDB SFTQFDUJWFMZ USJBO
HVMBUJOHUIFEJTUBODFCFUXFFOUIF&BSUIBOE.BSTBOEIFODFEFUFSNJOJOHUIFNFBO
EJTUBODFCFUXFFOUIF&BSUIBOEUIF4VOUPCFNJMMJPOLJMPNFUFST PSBCPVU
LJMPNFUFSTTIPSUPGUIFNPEFSOWBMVF
ѮF*UBMJBOCPSO'SFODIBTUSPOPNFS(JBO (JPWBOOJ %PNFOJDP +FBO%PNJOJRVF
$BTTJOJ ¢ EJTDPWFSTBEBSLTFQBSBUJPOJO4BUVSOTSJOHT OPXDBMMFEUIF$BT
TJOJHBQ
$IBSMFT ** ¢ GPVOET UIF 3PZBM 0CTFSWBUPSZ PG &OHMBOE BU (SFFOXJDI
&OHMBOE BOE UIF &OHMJTI BTUSPOPNFS +PIO'MBNTUFFE ¢ JT BQQPJOUFE BT
UIFêSTU"TUSPOPNFS3PZBMѮF3PZBM(SFFOXJDI0CTFSWBUPSZXBTCVJMUBOEPQFSBUFE
UPJNQSPWFOBWJHBUJPOBUTFBBOEUPêOEUIFFBTUXFTUQPTJUJPO PSMPOHJUVEF XIJMFBU
TFBBOEPVUPGTJHIUPGMBOE CZBTUSPOPNJDBMNFBOT
%BOJTI BTUSPOPNFS0MF3ÕNFS ¢ BOOPVODFT UIBU MJHIU USBWFMT BU B êOJUF
TQFFE XIJDIIFQSPWFEGSPNPCTFSWBUJPOTPGUIFJODPOTUBOUJOUFSWBMCFUXFFO+VQJUFST
FDMJQTFTPGJUTTBUFMMJUF*P8IFOUIFEJTUBODFCFUXFFO&BSUIBOE+VQJUFSXBTMFBTU UIF
JOUFSWBMCFUXFFOFDMJQTFTXBTTNBMMFTU BOEWJDFWFSTB3ÕNFSFTUJNBUFTUIBUUIFTQFFE
PG MJHIU JT LJMPNFUFST QFS TFDPOE BOE UIBU UIF 4VOT SBZT SFBDI UIF &BSUI JO
NJOVUFT XIFOUSBWFMJOHBUUIJTWFMPDJUZ DPNQBSFEXJUIUIFDVSSFOUMZBDDFQUFEWBM
VFTPG LJMPNFUFSTQFSTFDPOEBOEPGNJOVUFTPSTFDPOET
&OHMJTIQIZTJDJTU*TBBD/FXUPO ¢ DBMDVMBUFTUIBUBOJOWFSTFTRVBSFMBXPG
HSBWJUBUJPOBMBUUSBDUJPOCFUXFFOUIF4VOBOEQMBOFUTXPVMEFYQMBJOUIFFMMJQUJDBMQMBO
FUBSZPSCJUTEJTDPWFSFECZ+PIBOOFT,FQMFS ¢
'SFODIQIJMPTPQIFSBOEXSJUFS#FSOBSEEF'POUFOFMMF m QVCMJTIFTIJTCPPL
&OUSFUJFOT TVS MB 1MVSBMJUÊ EFT .POEFT XIJDI QPQVMBSJ[FT UIF JEFB UIBU UIF 6OJWFSTF
DPOUBJOTNBOZJOIBCJUFEXPSMET
ѮF&OHMJTIBTUSPOPNFS&ENPOE)BMMFZ ¢ QVCMJTIFTUIFêSTUNFUFPSPMPHJ
DBMDIBSUPGUIFXPSME TIPXJOHUIFEJSFDUJPOTPGQSFWBJMJOHXJOETJOEJĒFSFOUSFHJPOT
&OHMJTI QIZTJDJTU *TBBD /FXUPO ¢ QVCMJTIFT IJT 1IJMPTPQIJBF OBUVSBMJT
QSJODJQJBNBUIFNBUJDB PS.BUIFNBUJDBM1SJODJQMFTPG/BUVSBM1IJMPTPQIZ LOPXOBT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
UIF1SJODJQJBGPSTIPSU XJUIUIFêOBODJBMTVQQPSUPG&OHMJTIBTUSPOPNFS&ENPOE
)BMMFZ ¢ JO XIJDI /FXUPO TIPXFE UIBU UIF TBNF VODIBOHJOH QIZTJ
DBMMBXTBQQMZUPFWFSZUIJOHJOUIF$PTNPTGSPNUIFUFSSFTUSJBMUPUIFDFMFTUJBM UIF
BQQMFUPUIF.PPOѮF1SJODJQJBJODMVEFTBNBUIFNBUJDBMQSFTFOUBUJPOPGIJTMBXTPG
NPUJPOBOEIJTDPODFQUPGVOJWFSTBMHSBWJUBUJPO FYQMBJOJOHUIFNPUJPOTPGUIF.PPO
BSPVOEUIF&BSUIBOEUIFQMBOFUTBSPVOEUIF4VO*OIJTXPSET XSJUUFOJOUIF1SJO
DJQJB iѮF<4VODFOUFSFE>$PQFSOJDBOTZTUFNPGUIFQMBOFUTTUBOETSFWFBMFEBTBWBTU
NBDIJOFXPSLJOHVOEFSNFDIBOJDBMMBXTIFSFVOEFSTUPPEBOEFYQMBJOFEGPSUIFêSTU
UJNFu/FWFSUIFMFTT /FXUPOEJEOPUEFSJWF,FQMFSTUIJSEMBXJOUIF1SJODJQJB CVU
JOTUFBEVTFEUIFMBXUPJOGFSUIBUUIFHSBWJUBUJPOBMGPSDFNVTUGBMMPĒXJUIUIFJOWFSTF
TRVBSFPGUIFEJTUBODF*OUIFFEJUJPOPGUIF1SJODJQJB /FXUPOJOUSPEVDFEUIF
JEFBUIBUNBUFSJBMPCKFDUTBSFBUUSBDUFECZUIFGPSDFBOEBDUJPOPGUIFBFUIFS BiTVCUMF
BMMQFSWBTJWFTQJSJUu
&OHMJTIBTUSPOPNFS&ENPOE)BMMFZ ¢ EJTDPWFSTUIFGPSNVMBGPSUIFGPDBM
EJTUBODFPGBMFOTJUTSFDJQSPDBMJTUIFTVNPGUIFSFDJQSPDBMTPGUIFEJTUBODFTPGUIF
PCKFDUBOEJNBHFGSPNUIFMFOT
UP"%
&OHMJTI QIZTJDJTU *TBBD /FXUPO ¢ QVCMJTIFT IJT 0QUJDT XIJDI EFTDSJCFT
SFGSBDUJPO SFëFDUJPO BOEPUIFSQSPQFSUJFTPGMFOTFTBOENJSSPST)FBMTPFMBCPSBUFTIJT
UIFPSZUIBUMJHIUJTDPNQPTFEPGBTUSFBNPGQBSUJDMFT
ѮF&OHMJTIBTUSPOPNFS&ENPOE)BMMFZ ¢ êOETUIBUUIFSFUSPHSBEFPSCJU
PGUIFDPNFUPGJTTJNJMBSUPUIPTFPGUIFDPNFUTPCTFSWFEJOBOE BOE
OPUJDFTUIBUUIF(SFBU$PNFUPGBMTPUSBWFMFEJOUIFSFUSPHSBEFEJSFDUJPO)FDPO
DMVEFTUIBUBMMGPVSDPNFUTXFSFSFUVSOTPGUIFTBNFDPNFUJOBDMPTFEFMMJQUJDBMPSCJU
BSPVOEUIF4VOXJUIBQFSJPEPGBCPVUZFBST QSFEJDUJOHJUTSFUVSOJO%FDFNCFS
BOEOPUJOHUIBUIFXPVMEOPUMJWFUPTFFJU'PMMPXJOHUIFQSFEJDUFESFBQQFBSBODF JU
CFDBNFLOPXOBT$PNFU)BMMFZ
&OHMJTIBTUSPOPNFS&ENPOE)BMMFZ ¢ DPNQBSFTUIFPCTFSWFEQPTJUJPOTPG
CSJHIUTUBSTPOUIFDFMFTUJBMTQIFSFXJUIUIPTFGPVOEJO1UPMFNZT"MNBHFTU CPSSPXFE
GSPNUIFMJTUDPNQJMFECZ)JQQBSDIVT D¢D#$ DPODMVEJOHUIBUBUMFBTU
UISFFTUBSTIBEDIBOHFEQPTJUJPOBOEXFSFOPUiêYFEuJOUIFêSNBNFOUѮFFYDFQ
UJPOBMMZCSJHIUTUBST "MEFCBSBO DBMMFE1BMJêDJVNPSUIF#VMMT&ZF 4JSJVTBOE"SD
UVSVT IBEDIBOHFEQPTJUJPO CZCFUXFFOBOENJOVUFTPGBSDTJODF)JQQBSDIVT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UJNFBOEXFSFBQQBSFOUMZNPWJOHѮFTUFMMBSNPUJPOUIBU)BMMFZEFUFDUFEJTBDSPTT
UIF TLZ USBOTWFSTF PS QFSQFOEJDVMBS UP UIF MJOF PG TJHIU BOE JU JT LOPXO BT QSPQFS
NPUJPO
ѮF&OHMJTINBO(FPSHF(SBIBN m EJTDPWFSTMBSHF JSSFHVMBSëVDUVBUJPOT
JODPNQBTTOFFEMFTUIF4XFEJTIBTUSPOPNFS"OEFST$FMTJVT m TBXTPNF
PGUIFNBUBCPVUUIFTBNFUJNFѮSFFZFBSTMBUFS JO UIFZCPUITIPXFEUIBUB
EJTUVSCBODFPOUIF4VOQSPEVDFEBNBHOFUJDêFMEëVDUVBUJPOPO&BSUI"DFOUVSZMBUFS
UIF(FSNBOHFPQIZTJDJTUBOEXSJUFS"MFYBOEFSWPO)VNCPMEU m OBNFE
UIFNNBHOFUJDTUPSNT BOEJOTUJUVUFEBXPSMEXJEFQSPHSBNGPSDPNQJMJOHNBHOFUJD
BOEXFBUIFSPCTFSWBUJPOT
ѮF &OHMJTI BTUSPOPNFS +BNFT #SBEMFZ ¢ EJTDPWFST TUFMMBS BCFSSBUJPO
XIJDIJTBUJMUJOHPGUIFBQQBSFOUQPTJUJPOPGBTUBSJOUIFEJSFDUJPOPGUIFNPUJPOPG
UIFPCTFSWFSѮFTJ[FPGUIFFĒFDUEFQFOETPOUIFWFMPDJUZPGUIF&BSUI UIFWFMPDJUZPG
MJHIU BOEUIFBOHMFCFUXFFOUIFEJSFDUJPOPGPCTFSWBUJPOBOEUIFEJSFDUJPOPGNPUJPO
XJUI B NBYJNVN WBMVF PG TFDPOET PG BSD #SBEMFZT EJTDPWFSZ QSPWFE UIBU UIF
&BSUINPWFTUISPVHITQBDF BOEFOBCMFEIJNUPEFUFSNJOFBWBMVFPG LJMPNF
UFSTQFSTFDPOEGPSUIFWFMPDJUZPGMJHIU*O UIF%BOJTIBTUSPOPNFS0MF3ÕNFS
¢ IBENFBTVSFEUIFWFMPDJUZPGMJHIUVTJOHPCTFSWBUJPOTPG+VQJUFSTNPPOT
PCUBJOJOHBWBMVFPG LJMPNFUFSTQFSTFDPOEѮFNPEFSOWBMVFJT LJMP
NFUFSTQFSTFDPOE
ѮF &OHMJTI IPSPMPHJTU BOE JOTUSVNFOU NBLFS+PIO )BSSJTPO ¢ TVCNJUT
IJTNBSJOFDISPOPNFUFSUPUIF#SJUJTIHPWFSONFOUT#PBSEPG-POHJUVEF XIJDIIBE
PĒFSFE BO BXBSE PG QPVOET UP BOZPOF XIP DPVME JOWFOU BO JOTUSVNFOU UIBU
DPVMEEFUFSNJOFMPOHJUVEFBUTFBUPBOBDDVSBDZPGIBMGBEFHSFF)BSSJTPOTDISPOPN
FUFSTXFSFTVCTFRVFOUMZVTFECZUIF#SJUJTI/BWZ PCUBJOJOHBOBDDVSBDZPGBCPVUPOF
NJOVUFPGMPOHJUVEF CVUIFEJEOPUSFDFJWFUIFGVMMBXBSEVOUJM
&OHMJTI BTUSPOPNFS BOE UFBDIFS ѮPNBT 8SJHIU ¢ PG %VSIBN QVC
MJTIFT "O 0SJHJOBM ѮFPSZ PS /FX )ZQPUIFTJT PG UIF 6OJWFSTF JO XIJDI UIF 4VO JT
BTTVNFEUPCFTJNJMBS UP UIF SFTUPGUIFTUBST UIBUUIFSFJTBNVMUJUVEFPGXPSMET
BOEUIBUBMMUIFTUBSTBSFMPDBUFEJOBUIJOTQIFSJDBMTIFMMѮFFOUJSF.JMLZ8BZJT
KVTU BO FEHFXJTF WJFX PG B TNBMM TFHNFOU PG UIF TIFMM 8SJHIU BMTP TVHHFTUFE UIBU
UIFOFCVMBFNJHIUCFPUIFSDPMMFDUJPOTPGTUBST SFTFNCMJOHUIF.JMLZ8BZCVUMZJOH
PVUTJEFJU BOEUIBUMJGFNJHIUCFQSFTFOUPOPUIFSXPSMET)JTBMUFSOBUJWF MFTTQSF
GFSSFENPEFMQPSUSBZFEUIF.JMLZ8BZBTBëBUSJOH BOEJUXBTUBLFOVQJOCZ
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
ѮF(FSNBOQIJMPTPQIFS*NNBOVFM,BOU ¢ QVCMJTIFTIJTCPPL"MMHFNFJOF
/BUVSHFTDIJDIUFVOEѮFPSJFEFT)JNNFMTPS6OJWFSTBM/BUVSBM)JTUPSZBOEѮFPSZPG
UIF)FBWFOT JOXIJDIIFQSPQPTFTUIBUUIF.JMLZ8BZJTBëBUUFOFE TQJOOJOHEJTLPG
TUBST BOEBSHVFTUIBUUIFOFCVMBFBSFEJTLTIBQFEJTMBOEVOJWFSTFT PSHBMBYJFT TJNJMBS
UPUIF.JMLZ8BZBOEMPDBUFEGBSPVUTJEFJU CVUTFFOBUWBSJPVTBOHMFTXJUIEJĒFSFOU
TIBQFT,BOUBMTPQSPQPTFEUIBUUIF4VOBOEQMBOFUTGPSNFEUPHFUIFSPVUPGBTJOHMF
DPMMBQTJOH SPUBUJOHDMPVEPGJOUFSTUFMMBSHBT OPXDBMMFEUIFTPMBSOFCVMB UIBUOFXQMBO
FUTXPVMECFEJTDPWFSFECFZPOE4BUVSO BOEUIBUPUIFSQMBOFUTJOUIF4PMBS4ZTUFNBSF
FJUIFSJOIBCJUFEOPXPSXJMMCFJOUIFGVUVSFѮF'SFODIBTUSPOPNFSBOEXSJUFS1JFSSF
4JNPO.BSRVJTEF-BQMBDF ¢ QPQVMBSJ[FEUIJTOFCVMBSIZQPUIFTJTGPSUIF
PSJHJOPGUIF4PMBS4ZTUFNJO FYUFOEJOHJUUPUIFGPSNBUJPOPGSJOHTBOENPPOT
BSPVOEUIFQMBOFUT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"TUSPOPNFSTUSBWFMUPSFNPUFMPDBUJPOTUPPCTFSWFUIFUSBOTJUPG7FOVTBDSPTTUIF4VO
SFQFBUJOHUIFPCTFSWBUJPOTEVSJOHUIFUSBOTJU#PUITFUTPGPCTFSWBUJPOTXFSFVTFE
UPQMBDFMJNJUTUPUIFNFBOEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VO UIFBTUSPOPNJDBM
VOJU BUCFUXFFOBOENJMMJPOLJMPNFUFST
&OHMJTI OBUVSBM QIJMPTPQIFS )FOSZ $BWFOEJTI m EFNPOTUSBUFT UIF FYJT
UFODFPGiJOëBNNBCMFBJSu BTVCTUBODFUIBUXBTOBNFEIZESPHFOCZUIF'SFODIDIFNJTU
"OUPJOF-BVSFOU-BWPJTJFS ¢ JOCPUITDJFOUJTUTTIPXFEUIBUIZESP
HFODPNCVTUJPOJOPYZHFOQSPEVDFTXBUFS
ѮF(FSNBONBUIFNBUJDJBO+PIBOO%BOJFM5JUJVT ¢ êSTUOPUJDFTUIFGPS
NVMBUIBUBQQSPYJNBUFMZEFTDSJCFTUIFEJTUBODFTPGBMMUIFUIFOLOPXOQMBOFUTGSPN
UIF4VO*UXBTCSPVHIUUPQSPNJOFODFCZUIF(FSNBOBTUSPOPNFS+PIBOO&MFSU#PEF
¢ JOIJTQPQVMBSCPPLPOBTUSPOPNZFOUJUMFE"OMFJUVOH [VS,FOOUOJTEFT
HFTUJNUFO)JNNFMT PS*OTUSVDUJPOGPSUIF,OPXMFEHFPGUIF4UBSSZ)FBWFOT BOEJTOPX
LOPXOBTUIF5JUJVT#PEFMBXѮFMBXTUBUFTUIBUUIFSFMBUJWFEJTUBODFTPGUIFQMBOFUT
GSPNUIF4VODBOCFBQQSPYJNBUFECZUBLJOHUIFTFRVFODF BEEJOH
BOEEJWJEJOHCZѮF5JUJVT#PEFMBXQSFEJDUTUIFEJTUBODFTPG6SBOVTBOEUIFêSTU
BTUFSPJET XIJDIXFSFEJTDPWFSFEBѫFSUIFMBXXBTTUBUFEJUBMTPQSFEJDUTUIFBQQSPYJ
NBUFEJTUBODFPG/FQUVOF
'SFODIBTUSPOPNFSBOEDPNFUIVOUFS$IBSMFT.FTTJFS ¢ DSFBUFTIJTêSTU
$BUBMPHVFEFTOFCVMFVTFTFUEFTBNBTEFUPJMFTPS$BUBMPHPG/FCVMBFBOE4UBS$MVTUFST
DPOTJTUJOHPGPCKFDUT#ZUIFDBUBMPHVFJODMVEFEKVTUPWFSPCKFDUT"TUSPOP
NFST TUJMM EFTJHOBUF UIFTF PCKFDUT CZ UIF DBQJUBM MFUUFS . GPMMPXFE CZ UIF OVNCFS JO
.FTTJFST MJTU ѮF $SBC /FCVMB JT GPS FYBNQMF LOPXO BT . BOE UIF "OESPNFEB
/FCVMBBT.
(FSNBOCPSO &OHMJTI BTUSPOPNFS 8JMMJBN )FSTDIFM ¢ EJTDPWFST UIF
QMBOFU6SBOVTVTJOHBIPNFNBEFSFëFDUJOHUFMFTDPQFPOUIFOJHIUPG.BSDI
*OVOQVCMJTIFEXPSL UIFSFDMVTJWF&OHMJTITDJFOUJTU)FOSZ$BWFOEJTI ¢
DBMDVMBUFTUIFHSBWJUBUJPOBMEFëFDUJPOPGMJHIUSBZTCZUIF4VOVTJOH/FXUPOJBOHSBWJUZ
BOEUIFBTTVNQUJPOUIBUBMJHIUSBZJTBNBUFSJBMDPSQVTDMF
ѮF&OHMJTIBTUSPOPNFS+PIO(PPESJDLF ¢ EJTDPWFSTBQFSJPEJDWBSJBUJPO
JOUIFJOUFOTJUZPGMJHIUGSPNUIFTUBS%FMUB$FQIFJ*UJTUIFQSPUPUZQFPGUIF$FQIFJE
WBSJBCMF TUBST UIBU BSF VTFE UP JOGFS DPTNJD EJTUBODFT UISPVHI UIF QFSJPEMVNJOPTJUZ
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
SFMBUJPOEJTDPWFSFECZUIF"NFSJDBOBTUSPOPNFS)FOSJFUUB4XBO-FBWJUU ¢
JO
&OHMJTIDMFSHZNBOBOEBTUSPOPNFS+PIO.JDIFMM ¢ QSPQPTFTUIBUBOJOWJT
JCMF CMBDLTUBSNJHIUCFTPMBSHFBOENBTTJWF BOEJUTHSBWJUBUJPOBMQVMMTPJOUFOTF UIBU
MJHIUDPVMEOPUFTDBQFGSPNJU4VDIEBSLBOEJOWJTJCMFTUBSTBSFOPXLOPXOBTTUFMMBS
CMBDL IPMFT .JDIFMM BMTP TQFDVMBUFE UIBU UIF VOTFFO TUBS NJHIU CFUSBZ JUT QSFTFODF CZ
JUTHSBWJUBUJPOBMFĒFDUPOBOFBSCZMVNJOPVTTUBSJOPSCJUBSPVOEJU'SFODIBTUSPOPNFS
1JFSSF4JNPO.BSRVJTEF-BQMBDF ¢ TVCTFRVFOUMZEFWFMPQFEUIFJEFBUIBU
UIFNPTUNBTTJWFTUBSTNJHIUCFVOBCMFUPTFOEMJHIUPVUTJEFCFDBVTFUIFJSHSBWJUZJTUPP
TUSPOH
(FSNBOCPSO&OHMJTIBTUSPOPNFS8JMMJBN)FSTDIFM ¢ EJTDPWFSTUIFUXP
MBSHFTUTBUFMMJUFTPG6SBOVT BOE UXPZFBSTMBUFS UXPTBUFMMJUFTPG4BUVSO
(FSNBOCPSO &OHMJTI BTUSPOPNFS 8JMMJBN )FSTDIFM ¢ DPNQMFUFT DPO
TUSVDUJPOPGIJTGPPUSFëFDUPS XJUIBNFUFS JODI NJSSPS XIJDISFNBJOFE
UIFMBSHFTUUFMFTDPQFPGJUTUJNFGPSIBMGBDFOUVSZ*UTPPOHBJOFEBSFQVUBUJPOBTUIF
iFJHIUIXPOEFSPGUIFXPSMEu BOEXBTWJTJUFECZNBOZQFPQMF JODMVEJOH'SBO[+PTFQI
)BZEO ¢ XIPTFWJTJUXBTUIFEJSFDUJOTQJSBUJPOGPSiѮF)FBWFOT"SF5FMM
JOHuQBTTBHFJOIJTHSFBUPSBUPSJPѮF$SFBUJPO"MUIPVHIUIFGPPUSFëFDUPSCSPVHIU
NBOZGBJOUTUBSTJOUPWJFXBOEQVTIFEUIFFEHFPGUIFLOPXO6OJWFSTFGVSUIFSJOUP
TQBDF )FSTDIFM FWFOUVBMMZ DPODMVEFE UIBU IJT OFX UFMFTDPQF DPVME OPU GBUIPN UIF
EFQUIPGUIF.JMLZ8BZ
4DPUUJTIOBUVSBMQIJMPTPQIFS+BNFT)VUUPO m QVCMJTIFTUIFEFêOJUJWFWFS
TJPOPGIJTѮFPSZPGUIF&BSUI JOXIJDIHFPMPHJDBMDIBOHFJTFYDFQUJPOBMMZHSBEVBM BOE
IFODFUIF&BSUINVTUCFJODBMDVMBCMZPME
'SFODIBTUSPOPNFSBOEXSJUFS1JFSSF4JNPO.BSRVJTEF-BQMBDF ¢ QPQV
MBSJ[FTUIFOFCVMBSIZQPUIFTJTGPSUIFPSJHJOPGUIF4PMBS4ZTUFNJOIJT&YQPTJUJPOEV
TZTUÍNFEVNPOEF BSHVJOHUIBUUIFQMBOFUTBOE4VOGPSNFEUPHFUIFSEVSJOHUIFHSBWJ
UBUJPOBMDPMMBQTFPGBTQJOOJOHOFCVMB
&OHMJTIOBUVSBMQIJMPTPQIFS)FOSZ$BWFOEJTI m VTFTBOBQQBSBUVTEFWJTFE
CZUIF&OHMJTIDMFSHZNBOBOEBTUSPOPNFS+PIO.JDIFMM m UPNFBTVSFUIF
GPSDFCFUXFFOUXPPCKFDUTJOUIFMBCPSBUPSZ BOEUPUIFSFCZEFUFSNJOF/FXUPOTHSBWJ
UBUJPOBMDPOTUBOUBOEUIFNBTTPGUIF&BSUI)FPCUBJOTBNBTTEFOTJUZPGBCPVU
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UJNFTUIBUPGXBUFSBOEBNBTTPGBCPVUCJMMJPOUSJMMJPOUPOT UPOTPS
LJMPHSBNT
UP"%
¦
(FSNBOCPSO &OHMJTI BTUSPOPNFS 8JMMJBN )FSTDIFM ¢ EJTDPWFST JOWJTJCMF
DBMPSJDSBZTPSSBEJBOUIFBU MBUFSOBNFEJOGSBSFESBEJBUJPO CZOPUJDJOHBSJTFJOUFNQFSBUVSF
XIFOBUIFSNPNFUFSJTQMBDFECFZPOEUIFSFEFOEPGUIFWJTJCMFTQFDUSVNPGTVOMJHIU
4JDJMJBOBTUSPOPNFSBOENPOL(JVTFQQF1JB[[J ¢ EJTDPWFSTUIFêSTUBTUFS
PJEPOUIFOJHIUPG+BOVBSZ OBNJOHJU$FSFTBѫFSUIFQBUSPOHPEEFTTPG4JDJMZ
)FGPMMPXFEJUGPSTJYXFFLT VOUJMJUNPWFEUPPDMPTFUPUIF4VOUPCFPCTFSWFEBOE
XBTMPTUѮF(FSNBONBUIFNBUJDJBO QIZTJDJTUBOEBTUSPOPNFS,BSM'SJFESJDI(BVTT
¢ EFWFMPQFEBMFBTUTRVBSFTBQQSPYJNBUJPONFUIPEPGDBMDVMBUJOHBOPSCJU
GSPNKVTUBGFXPCTFSWBUJPOT BOEVTJOH1JB[[JTEBUBQSFEJDUFEUIFMPDBUJPOPG$FSFT
ѮF (FSNBO BTUSPOPNFS )FJOSJDI 8JMIFMN 0MCFST ¢ SFEJTDPWFSFE UIF
BTUFSPJEXIFSF(BVTTIBEQSFEJDUFEJUXPVMECFGPVOE8IJMFGPMMPXJOH$FSFT 0MCFST
EJTDPWFSFEBTFDPOEBTUFSPJE 1BMMBT JOUIF(FSNBOBTUSPOPNFS,BSM-)BSEJOH
¢ EJTDPWFSFEBUIJSE +VOP JO
ѮF(FSNBOQIZTJDJTU+PIBOO8JMIFMN3JUUFS ¢ EJTDPWFSTVMUSBWJPMFUMJHIU
JOUIFTQFDUSVNPGTVOMJHIU BUXBWFMFOHUITKVTUBCJUTIPSUFSUIBOUIFXBWFMFOHUIPG
WJPMFUMJHIU
(FSNBOBTUSPOPNFS+PIBOO(FPSHWPO4PMEOFS ¢ VTFT/FXUPOTUIFPSZPG
HSBWJUZUPDBMDVMBUFUIFCFOEJOHPGMJHIUCZUIF4VOVOEFSUIFBTTVNQUJPOUIBUMJHIUJTB
TUSFBNPGNBUFSJBMQBSUJDMFT PCUBJOJOHBEFëFDUJPOPGTFDPOETPGBSDGPSBHSB[JOH
MJHIUSBZѮF(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ DPOêSNFEUIJTWBMVFJO
CVUIFPCUBJOFEUXJDFUIJTBNPVOUJOVTJOHIJT(FOFSBMѮFPSZPG3FMBUJWJUZ
JOXIJDIUIF4VODVSWFTOFBSCZTQBDFѮFHSFBUFSMJHIUCFOEJOHXBTDPOêSNFEEVSJOH
TPMBSFDMJQTFPCTFSWBUJPOTJO
&OHMJTI QIZTJDJBO BOE QIZTJDJTUѮPNBT:PVOH ¢ EJTDPWFSTUIFJOUFSGFS
FODFPGMJHIUXIFOIFPCTFSWFTUIBUMJHIUQBTTJOHUISPVHIUXPDMPTFMZTQBDFEQJOIPMFT
QSPEVDFTBMUFSOBUJOHCBOETPGMJHIUBOEEBSLJOUIFBSFBPGPWFSMBQ)FUIFSFCZFTUBC
MJTIFTUIFXBWFUIFPSZPGMJHIU QSPQPTJOHUIBUMJHIUXBWFTBSFUSBOTNJUUFEBTVOEVMBUPSZ
NPUJPOTJOBOBMMQFSWBTJWFBFUIFS
(FSNBOCPSO &OHMJTI BTUSPOPNFS 8JMMJBN )FSTDIFM ¢ EJTDPWFST CJOBSZ
TUBST DPOTJTUJOHPGUXPTUBSTUIBUSFWPMWFBSPVOEFBDIPUIFS BOEFWFOUVBMMZDBUBMPHVFT
PGUIFN
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
&OHMJTIDIFNJTU+PIO%BMUPO m QSPQPTFTUIBUHBTFTBSFNBEFPGBUPNT BOE
UIBUBUPNTPGEJĒFSFOUFMFNFOUTIBWFEJĒFSFOUXFJHIUT
ѮF 4JDJMJBO BTUSPOPNFS BOE NPOL (JVTFQQF 1JB[[J m OPUJDFT UIBU
POFSFMBUJWFMZVOEJTUJOHVJTIFETUBS LOPXOBT$ZHOJ IBTBOFYDFQUJPOBMMZMBSHF
QSPQFSNPUJPOPGTFDPOETPGBSDQFSZFBS"MTPDBMMFEUIFi'MZJOH4UBSuEVFUP
JUTSBQJENPUJPO $ZHOJCFDBNFUIFêSTUTUBSPUIFSUIBOUIF4VOXIPTFEJTUBODF
XBT SFMJBCMZ EFUFSNJOFE CZ UIF (FSNBO BTUSPOPNFS 'SJFESJDI 8JMIFMN #FTTFM
m JO
(FSNBONBUIFNBUJDJBO QIZTJDJTUBOEBTUSPOPNFS,BSM'SJFESJDI(BVTT ¢
EJTDPWFSTBNFUIPEPGEFUFSNJOJOHBOPSCJUGSPNKVTUUISFFPCTFSWBUJPOT EFTDSJCJOHJU
JOIJTѮFPSJBNPUVTDPSQPSVNDPFMFTUJVNJOTFDUJPOJCVTDPOJDJTTPMFNBNCJFOUVN PS
ѮFPSZPGNPUJPOPGUIFDFMFTUJBMCPEJFTNPWJOHJODPOJDTFDUJPOTBSPVOEUIF4VO XIJDI
BMTPJODMVEFTIJTQSFTFOUBUJPOPGUIFMFBTUTRVBSFTNFUIPE
(FSNBOBTUSPOPNFS+PTFQIWPO'SBVOIPGFS ¢ BMMPXTMJHIUUPQBTTUISPVHI
BOBSSPXTMJUBOEUIFOBQSJTN EFUFDUJOHBOEDBUBMPHVJOHNPSFUIBOBCTPSQUJPO
MJOFTJOUIFTQFDUSVNPGWJTJCMFTVOMJHIU BTTJHOJOH3PNBOMFUUFSTUPUIFNPTUQSPNJ
OFOUUIFTFBCTPSQUJPOMJOFTBSFOPXTPNFUJNFTDBMMFE'SBVOIPGFSMJOFT
ѮF)VOHBSJBONBUIFNBUJDJBO+ÃOPT#PMZBJ ¢ EFTDSJCFTBOPO&VDMJEFBO
HFPNFUSZ JO B QBQFS FOUJUMFE ѮF "CTPMVUF 5SVF 4DJFODF PG 4QBDF #PMZBJ JOWFOUFE
BHFPNFUSZ UIBU WJPMBUFT &VDMJET êѫI QPTUVMBUF UIBU UIFSF JT POMZ POF MJOF UISPVHI
BQPJOU PVUTJEF BOPUIFS MJOF UIBU JT QBSBMMFM UP JU TIPXJOH UIBU UIFSF NJHIU CF NBOZ
TVDIMJOFTESBXOUISPVHIUIFQPJOU
(FSNBO BTUSPOPNFS )FJOSJDI 8JMIFMN 0MCFST ¢ EJTDVTTFT UIF QBSBEPY
UIBUOPXCFBSTIJTOBNF JOBQBQFSFOUJUMFE6FCFSEJF%VSDITJDIUJHLFJUEFT8FMUSBVNFT
PS0OUIF5SBOTQBSFODZPG4QBDF QSFTFOUFEJOBOEQVCMJTIFEJO&OHMJTIUSBOTMB
UJPOJO"DDPSEJOHUPIJTQBSBEPY UIFTLZJOBOJOêOJUF VOJGPSN6OJWFSTFTIPVME
CFDPWFSFECZTUBSTTIJOJOHBTCSJHIUMZBTPVS4VO TPUIFOJHIUTLZTIPVMECFBTCSJHIU
BTUIFEBZ0MCFSTFYQMBJOFEUIFEBSLOFTTPGUIFOJHIUTLZCZBTTVNJOHUIBUTQBDFJT
OPU BCTPMVUFMZ USBOTQBSFOU BOE UIBU BCTPSCJOH NBUUFS EJTUSJCVUFE UISPVHIPVU TQBDF
PCTDVSFTPVSWJFXPGEJTUBOUTUBST0MCFSTQBSBEPYJTOPXSFTPMWFECZUIFFYQBOTJPOPG
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UIF6OJWFSTFUIF%PQQMFSFĒFDUPGUIFEJTUBOUNPWJOHHBMBYJFTSFETIJѫTUIFJSMJHIUPVU
PGUIFWJTJCMFQBSUPGUIFTQFDUSVN
3VTTJBO NBUIFNBUJDJBO /JLPMBJ -PCBDIFWTLZ ¢ EJTDPWFST B IZQFSCPMJD
OPO&VDMJEFBOHFPNFUSZJOXIJDINPSFUIBOPOFMJOFDBOCFESBXOUISPVHIBQPJOU
PVUTJEFBOPUIFSMJOFQBSBMMFMUPJU BOEUIFTVNPGUIFBOHMFTJOBUSJBOHMFJTBMXBZTMFTT
UIBOEFHSFFTѮJTXBTTJNJMBSUPUIFOPO&VDMJEFBOHFPNFUSZJOUSPEVDFECZUIF
)VOHBSJBONBUIFNBUJDJBO+ÃOPT#PMZBJ ¢ JO CVUUIFXPSLPGCPUIPG
UIFNXBTMBSHFMZJHOPSFEBUUIFUJNF
*OBQBQFSFOUJUMFE.JDSPTDPQJDBM0CTFSWBUJPOTPG"DUJWF.PMFDVMFT UIF4DPUUJTICPUBOJTU
3PCFSU#SPXO ¢ TUBUFTUIBUWFSZêOFQPMMFOHSBJOTNPWFBCPVUJOBDPO
UJOVPVTMZSBOEPNNBOOFSXIFOTVTQFOEFEJOXBUFSBOEPCTFSWFEVOEFSUIFNJDSP
TDPQFѮJTQIFOPNFOPO OPXLOPXOBT#SPXOJBONPUJPO JTUSVFGPSBOZTNBMMTPMJE
QBSUJDMFTTVTQFOEFEJOBMJRVJEPSBHBT*OUIF(FSNBOQIZTJDJTU"MCFSU&JOTUFJO
¢ FYQMBJOFEUIFFĒFDUJOUFSNTPGUIFSBOEPNNPUJPOPGNPMFDVMFTPGXBUFS
XIJDIXJMMLOPDLBTVēDJFOUMZTNBMMQBSUJDMFJOUP#SPXOJBONPUJPO*OUIF'SFODI
QIZTJDJTU+FBO#BQUJTUF1FSSJO ¢ EFNPOTUSBUFEUIFFYJTUFODFPGBUPNTCZ
DBSFGVMNFBTVSFNFOUTPG#SPXOJBONPUJPO
ѮF 'SFODI NBUIFNBUJDBM QIZTJDJTU +PTFQI +FBO #BQUJTUF 'PVSJFS ¢
EFWFMPQTOFXNBUIFNBUJDBMUPPMTUPEFTDSJCFUIFUSBOTGFSPGIFBU LOPXOUPEBZBT'PV
SJFSBOBMZTJTBOEUIF'PVSJFSTFSJFT BOEJOB.ÊNPJSFTVSMFT5FNQÊSBUVSFTEV(MPCF5FS
SFTUSFFUEFT&TQBDFT1MBOÊUBJSFTEFTDSJCFTIPXUIF4VOTIFBUJTSFUBJOFECZUIF&BSUIT
BUNPTQIFSF7JTJCMFTVOMJHIUQBTTFTUISPVHIPVSUSBOTQBSFOUBUNPTQIFSFUPXBSNUIF
&BSUITMBOEBOEPDFBOT BOETPNFPGUIJTIFBUJTSFSBEJBUFEJOJOGSBSFEGPSN0VSBUNP
TQIFSFBCTPSCTTPNFPGUIFJOGSBSFEIFBUSBEJBUJPO FNJUUJOHQBSUPGJUEPXOXBSEUP
XBSNUIFQMBOFUTTVSGBDFBOEUIFBJSJNNFEJBUFMZBCPWFJUѮJTBCJMJUZPGUIFBUNP
TQIFSFUPIPMEIFBUOFBSBQMBOFUTTVSGBDF BOEXBSNJUUPIJHIFSUFNQFSBUVSFTUIBO
QPTTJCMFXJUIPVUBOBUNPTQIFSF JTQPQVMBSMZLOPXOBTUIFHSFFOIPVTFFĒFDU
4DPUUJTIHFPMPHJTU$IBSMFT-ZFMM m QVCMJTIFTѮF1SJODJQMFTPG(FPMPHZ JO
UISFFWPMVNFTGSPNUP XJUISFHVMBSSFWJTJPOTVOUJM)FQSPQPTFTUIBU
UIF&BSUITHFPMPHJDBMTUSVDUVSFFWPMWFEHSBEVBMMZPWFSFPOTPGUJNFUISPVHIUIFTMPX
DPOUJOVPVTBDUJPOPGGPSDFTTUJMMBUXPSLUPEBZ
ѮF&OHMJTIBTUSPOPNFS'SBODJT#BJMZ ¢ EFTDSJCFTUIFUPUBMFDMJQTFPGUIF
4VOPO.BZ OPUJOHUIBUJNNFEJBUFMZCFGPSFUIF4VOEJTBQQFBSFECFIJOEUIF
.PPO UIF TVOMJHIU BQQFBSFE BT B EJTDPOUJOVPVT MJOF PG CSJMMJBOU TQPUT PG MJHIU OPX
LOPXOBT#BJMZTCFBETѮFZBSFDBVTFECZTVOMJHIUTIJOJOHUISPVHIUIFWBMMFZTCFUXFFO
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
NPVOUBJOTPOUIF.PPOTFEHFPSMJNC XIJMFUIFNPVOUBJOTCMPDLUIFTVOMJHIUJOPUIFS
QMBDFTBMPOHUIFMJNC
(FSNBO BTUSPOPNFS 'SJFESJDI 8JMIFMN #FTTFM ¢ NFBTVSFT UIF BOOVBM
QBSBMMBYPGUIFTUBS$ZHOJ BMTPLOPXOBTUIFi'MZJOH4UBSu UIFSFCZPCUBJOJOHUIF
êSTUSFMJBCMFNFBTVSFNFOUPGUIFEJTUBODFUPBTUBSPUIFSUIBOUIF4VO)FVTFEBTQF
DJBMUFMFTDPQF LOPXOBTBIFMJPNFUFSCFDBVTFPGJUTQSFWJPVTVTFUPFTUBCMJTIUIF4VOT
BQQBSFOUEJBNFUFS#FTTFMTIFMJPNFUFSDPOTJTUFEPGBMFOT KVTUNFUFST JODIFT
JOEJBNFUFS DVUFYBDUMZJOIBMG8IFOUIFUXP
IBMWFTXFSFNPWFEBQBSU UIFJSTFQBSBUJPODPVME
CFVTFEUPQSFDJTFMZNFBTVSFUIFBOHMFCFUXFFO
$ZHOJBOEBOFBSCZ GBJOUFSTUBS XIJDI#FTTFM
EJE XJUI UIF VUNPTU DBSF FWFSZ DMFBS OJHIU GPS
NPSFUIBOBZFBS VTVBMMZSFQFBUJOHIJTPCTFSWB
UJPOTBUMFBTUTJYUFFOUJNFTBOJHIU)FGPVOEUIBU
UIFTUBS$ZHOJIBTBQBSBMMBYPGTFDPOET
PGBSD WFSZDMPTFUPUIFNPEFSOWBMVFPG
TFDPOETPGBSD DPSSFTQPOEJOHUPBEJTUBODFPG
MJHIUZFBSTѮFGPMMPXJOHZFBSUIF4DPUUJTI
BTUSPOPNFS ѮPNBT )FOEFSTPO ¢
BOOPVODFE IJT NFBTVSFNFOU PG UIF BOOVBM
QBSBMMBY PG "MQIB $FOUBVSJ XIJDI JT KVTU
MJHIUZFBSTBXBZ BOEJOUIF(FSNBOCPSO
3VTTJBOBTUSPOPNFS'SJFESJDI(FPSH8JMIFMN
4USVWF ¢ SFQPSUFEIJTNFBTVSFNFOU
PGUIFQBSBMMBYPGUIFCSJHIUTUBS7FHB
(FSNBO NBUIFNBUJDJBO BOE BTUSPOPNFS ,BSM
'SJFESJDI (BVTT m QVCMJTIFT B
NBUIFNBUJDBM EFTDSJQUJPO PG UIF &BSUIT EJQP
MBS NBHOFUJD êFME VTJOH IJT DBMDVMBUJPOT XJUI
PCTFSWBUJPOTUPTIPXUIBUUIFNBHOFUJTNNVTU
PSJHJOBUFXJUIJOUIF&BSUITDPSF"VOJUPGNBH
'*( !NNUAL PARALLAX 7HEN A OFUJDTUSFOHUIJTTVCTFRVFOUMZOBNFE(BVTTJO
DISTANT AND NEARBY STAR ARE OBSERVED IJTIPOPS
AT SIX MONTH INTERVALS ON OPPOSITE
SIDES OF THE %ARTHS ORBIT AROUND THE
3UN ASTRONOMERS MEASURE THE ANGULAR
DISPLACEMENT BETWEEN THE TWO STARS )T (FSNBOBTUSPOPNFS'SJFESJDI8JMIFMN#FTTFM
IS TWICE THE ANNUAL PARALLAX DESIGNATED ¢ BUUSJCVUFT QFSJPEJD WBSJBUJPOT JO
BY P! WHICH CAN BE USED TO DETERMINE UIFQSPQFSNPUJPOTPGUIFCSJHIUTUBST4JSJVTBOE
THE DISTANCE $ OF THE NEARBY STAR 4HE
'ERMAN ASTRONOMER &RIEDRICH 7IL
1SPDZPOUPUIFHSBWJUBUJPOBMBUUSBDUJPOPGVOTFFO
HELM "ESSEL ¥ ANNOUNCED DPNQBOJPO TUBST UIBU SFWPMWF BCPVU UIF WJTJCMF
THE lRST RELIABLE MEASUREMENT OF THE POFTѮFJOWJTJCMFPCKFDUTBSFOPXLOPXOUPCF
ANNUAL PARALLAX OF A STAR IN XIJUFEXBSGTUBST BCPVUUIFTJ[FPGUIF&BSUI
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"VTUSJBOQIZTJDJTU$ISJTUJBO+PIBOO%PQQMFS ¢ QVCMJTIFT¾CFSEBTGBSCJHF
-JDIUEFS%PQQFMTUFSOF PS0OUIF$PMPSFE-JHIUPG%PVCMF4UBST JOXIJDIIFEFTDSJCFT
IPXUIFGSFRVFODZ PSXBWFMFOHUI PGTPVOEBOEMJHIUXBWFTDIBOHFXJUIUIFNPUJPOPG
UIFJSTPVSDFSFMBUJWFUPUIFPCTFSWFS BQIFOPNFOPOOPXLOPXOBTUIF%PQQMFSFĒFDU
ѮFPCTFSWFEXBWFMFOHUIEFQFOETPOUIFSFMBUJWFWFMPDJUZPGUIFTPVSDFBOEPCTFSWFS
XJUITIPSUFSXBWFTEFUFDUFEXIFOUIFTPVSDFJTNPWJOHUPXBSEUIFPCTFSWFSBOEMPOHFS
XBWFMFOHUITXIFONPWJOHBXBZѮFTJ[FPGUIFDIBOHFJOXBWFMFOHUIDBVTFECZUIF
NPUJPODBOCFVTFEUPJOGFSUIFSBEJBMWFMPDJUZ BMPOHUIFMJOFPGTJHIU
(FSNBOQIBSNBDJTUBOEBNBUFVSBTUSPOPNFS4BNVFM)FJOSJDI4DIXBCF ¢
BOOPVODFTUIBUUIFOVNCFSPGTVOTQPUTWBSJFTGSPNBNBYJNVNUPBNJOJNVNBOE
CBDLUPBNBYJNVNBHBJOJOBQFSJPEPGBCPVUUFOZFBSTѮJTQFSJPEJDJUZJTOPXLOPXO
BTUIFTVOTQPUDZDMF BOENPSFHFOFSBMMZDBMMFEUIFDZDMFPGTPMBSNBHOFUJDBDUJWJUZ)JT
EJTDPWFSZPOMZCFDBNFXJEFMZLOPXOJOXIFOUIF(FSNBOFYQMPSFSBOEOBUVSBM
JTU"MFYBOEFSWPO)VNCPMEU m QVCMJTIFEJUJOIJTCPPL,PTNPT
*SJTIBTUSPOPNFS8JMMJBN1BSTPOT ¢ UIFUIJSE&BSMPG3PTTF DPNQMFUFT
IJTSFëFDUJOHUFMFTDPQF LOPXOBTUIF-FWJBUIBOPG1BSTPOTUPXO XJUIBNFUBMMJDNJSSPS
UIBUJTNFUFST JODIFT JOEJBNFUFS BOEVTFTJUUPSFTPMWFUIFOFCVMB.JOUP
BTQJSBMTIBQFUIBUIFBUUSJCVUFEUPJUTSPUBUJPO)FXFOUPOUPêOETQJSBMOFCVMBF
BOESFTPMWFEPUIFSOFCVMBFJOUPDMVTUFSTPGTUBST XIJMFBMTPOBNJOHUIFGBNPVT$SBC
/FCVMB)JTUFMFTDPQFSFNBJOFEUIFMBSHFTUJOUIFXPSMEVOUJMUIFNFUFS JODI
)PPLFSUFMFTDPQFXBTDPNQMFUFEBUUIF.PVOU8JMTPO0CTFSWBUPSZJO
'SFODI BTUSPOPNFS 6SCBJO +FBO +PTFQI -FWFSSJFS ¢ VTFT UIF EJĒFSFODFT
CFUXFFOUIFPCTFSWFEBOEQSFEJDUFEMPDBUJPOPGUIFQMBOFU6SBOVTUPQSFEJDUUIFQPTJUJPO
PGBMBSHFVOLOPXOQMBOFU MPDBUFEGBSCFZPOE6SBOVT XIPTFHSBWJUBUJPOBMUVHPO6SBOVT
DBVTFTJUUPEFWJBUFGSPNJUTFYQFDUFEQPTJUJPO(FSNBOBTUSPOPNFS+PIBOO(PUUGSJFE
(BMMF ¢ BOEIJTTUVEFOU)FJOSJDI-PVJTE"SSFTU ¢ EJTDPWFSUIF
QMBOFU/FQUVOFPOUIFOJHIUPG4FQUFNCFS OFBSUIFQPTJUJPOQSFEJDUFECZ-FWFS
SJFSѮF&OHMJTIBTUSPOPNFS+PIO$PVDI"EBNT ¢ QFSGPSNFETJNJMBSDBM
DVMBUJPOT BMTPQSFEJDUJOHUIFFYJTUFODFPGUIFVOLOPXOQMBOFUBUBCPVUUIFTBNFUJNFBT
-FWFSSJFS
ѮF(FSNBOQIZTJDJTU)FSNBOOWPO)FMNIPMU[ ¢ GPSNVMBUFTUIFMBXPG
DPOTFSWBUJPOPGFOFSHZJOUIFHFOFSBMGPSNUIBUXFVTFUPEBZ
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
'*( $OPPLER EFFECT ! STATIONARY STAR TOP EMITS REGULARLY SPACED LIGHT
WAVES THAT GET STRETCHED OUT OR SCRUNCHED UP IF THE STAR MOVES BOTTOM
(ERE WE SHOW A STAR MOVING AWAY BOTTOM RIGHT FROM THE OBSERVER BOTTOM
LEFT 4HE STRETCHING OF LIGHT WAVES THAT OCCURS WHEN THE STAR MOVES AWAY
FROM AN OBSERVER ALONG THE LINE OF SIGHT IS CALLED A REDSHIFT BECAUSE RED
LIGHT WAVES ARE RELATIVELY LONG VISIBLE LIGHT WAVES THE COMPRESSION OF LIGHT
WAVES THAT OCCURS WHEN THE STAR MOVES ALONG THE LINE OF SIGHT TOWARD AN
OBSERVER IS CALLED A BLUESHIFT BECAUSE BLUE LIGHT WAVES ARE RELATIVELY SHORT
4HE WAVELENGTH CHANGE FROM THE STATIONARY TO MOVING CONDITION IS CALLED
THE $OPPLER SHIFT AND ITS SIZE PROVIDES A MEASUREMENT OF RADIAL VELOCITY OR
THE VELOCITY OF THE COMPONENT OF THE STARS MOTION ALONG THE LINE OF SIGHT
4HE $OPPLER EFFECT IS NAMED AFTER THE !USTRIAN PHYSICIST #HRISTIAN $OP
PLER ¥ WHO lRST CONSIDERED IT IN
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( 2OCHE LIMIT ! LARGE SATELLITE TOP THAT MOVES WELL WITHIN
A PLANETS 2OCHE LIMIT DASHED CURVE WILL BE TORN APART BY THE TIDAL
FORCE OF THE PLANETS GRAVITY IN AN EFFECT lRST INVESTIGATED IN
BY THE &RENCH MATHEMATICIAN %DOUARD 2OCHE ¥ 4HE
SIDE OF THE SATELLITE CLOSER TO THE PLANET FEELS A STRONGER GRAVITATIONAL
PULL THAN THE SIDE FARTHER AWAY AND THIS DIFFERENCE WORKS AGAINST THE
SELF GRAVITATION THAT HOLDS THE BODY TOGETHER ! SMALL SOLID SATELLITE
BOTTOM CAN RESIST TIDAL DISRUPTION BECAUSE IT HAS SIGNIlCANT INTERNAL
COHESION IN ADDITION TO SELF GRAVITATION
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
*SJTICPSO4DPUUJTIQIZTJDJTU8JMMJBNѮPNTPO ¢ MBUFS-PSE,FMWJO UIF
êSTU#BSPO,FMWJOPG-BSHT EFWJTFTUIFBCTPMVUFUFNQFSBUVSFTDBMF OPXLOPXOBTUIF
,FMWJOTDBMF BOEEFêOFTBCTPMVUF[FSPBT¢EFHSFFT$FMTJVT XIFSFUIFFOFSHZPG
NPMFDVMFTJT[FSPBOENPUJPOTUPQT
¦
ѮF(FSNBOQIZTJDJTU3VEPMG$MBVTJVT ¢ JOUSPEVDFTUIFDPODFQUPGFOUSPQZ
EFSJWFEGSPNUIF(SFFLXPSEFOUSPQGPSiUSBOTGPSNBUJPO uTIPXJOHUIBUFOUSPQZBSJTFT
GSPNUIFDPOWFSTJPOPGIFBUJOUPXPSLPSUIFUSBOTGFSPGIFBUGSPNMPXUPIJHIUFNQFSBUVSF
)FDPODMVEFEUIBUFOUSPQZNVTUJOFWJUBCMZJODSFBTFJOUIF6OJWFSTF BGPSNVMBUJPOPGUIF
TFDPOEMBXPGUIFSNPEZOBNJDT*UJNQMJFTUIBUIFBUDBOOFWFSQBTTPGJUTPXOBDDPSEGSPN
BDPMEFSUPBIPUUFSCPEZ
'SFODIQIZTJDJTU+FBO#FSOBSE-ÊPO'PVDBVMU ¢ QSPWFTUIBUUIF&BSUISPUBUFT
CZTIPXJOHUIBUBQFOEVMVN TPNFNFUFST GFFU MPOH BMXBZTTXJOHTJOUIFTBNF
QMBOFBTUIF&BSUISPUBUFTCFOFBUIJU*OUIFQSFWJPVTZFBSIFVTFEBSPUBUJOHNJSSPSUP
NFBTVSFUIFWFMPDJUZPGMJHIUJOBJS PCUBJOJOHBWBMVFPG LJMPNFUFSTQFSTFDPOE
&OHMJTI BTUSPOPNFS BOE HFPEFTJTU &EXBSE 4BCJOF ¢ EFNPOTUSBUFT UIBU
HMPCBM NBHOFUJD EJTUVSCBODFT PG UIF &BSUI OPX DBMMFE HFPNBHOFUJD TUPSNT WBSZ JO
UBOEFNXJUIUIFZFBSTVOTQPUDZDMF
&OHMJTIBTUSPOPNFS(FPSHF#JEEFMM"JSZ ¢ NFBTVSFTUIF/FXUPOJBODPO
TUBOUPGHSBWJUBUJPOBOEDBMDVMBUFTUIFNBTTPGUIF&BSUICZTXJOHJOHBQFOEVMVNBUUIF
UPQBOECPUUPNPGBEFFQDPBMNJOFBOENFBTVSJOHUIFJODSFBTFJOHSBWJUZXJUIEFTDFOU
CFMPXUIF&BSUITTVSGBDF
ѮF(FSNBOQIZTJDJTU)FSNBOOWPO)FMNIPMU[ ¢ QSPQPTFTUIBUTMPXHSBWJ
UBUJPOBMDPMMBQTFDPVMETVQQMZUIF4VOTMVNJOPVTPVUQVUBUUIFQSFTFOUMZPCTFSWFESBUFGPS
BCPVUNJMMJPOZFBST*GUIF4VO PSBOZPUIFSTUBS XBTHSBEVBMMZTISJOLJOH UIFOJUTHSBWJ
UBUJPOBMQPUFOUJBMFOFSHZDPVMECFTMPXMZDPOWFSUFEJOUPLJOFUJDFOFSHZ IFBUJOHUIFTUFMMBS
HBTUPJODBOEFTDFODFXJUIBUPUBMMJGFUJNFOPXLOPXOBTUIF,FMWJO)FMNIPMU[UJNF BTUIF
SFTVMUPGUIF)FMNIPMU[DBMDVMBUJPOJOBOETJNJMBSDPODMVTJPOTCZ8JMMJBNѮPNTPO
¢ TVCTFRVFOUMZ-PSE,FMWJO BCPVUBEFDBEFMBUFS*O)FMNIPMU[BMTP
QSFEJDUFEUIFIFBUEFBUIPGUIF6OJWFSTFPOUIFCBTJTPGUIFSNPEZOBNJDUIFPSZ
ѮF (FSNBO NBUIFNBUJDJBO #FSOIBSE 3JFNBOO ¢ TVNNBSJ[FT OPO
&VDMJEFBOHFPNFUSZ TIPXJOHUIBUQBSBMMFMMJOFTDBONFFUJOTQIFSJDBMTQBDFBOEEFWFM
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
PQJOH UIF NBUIFNBUJDBM EFTDSJQUJPO PG DVSWFE TQBDF UIBU MBUFS FOBCMFE UIF (FSNBO
QIZTJDJTU"MCFSU&JOTUFJO ¢ UPEFWFMPQIJT(FOFSBMѮFPSZPG3FMBUJWJUZ
4DPUUJTIQIZTJDJTU+BNFT$MFSL.BYXFMM ¢ EFNPOTUSBUFTNBUIFNBUJDBMMZUIBU
4BUVSOTSJOHTBSFNBEFVQPGBWBTUOVNCFSPGTNBMMQBSUJDMFTJOPSCJUBSPVOEUIFQMBOFU
FBDIPOFNPWJOHMJLFBUJOZNPPOXJUIBTQFFEUIBUEFDSFBTFTXJUIUIFPSCJUTEJTUBODF
GSPN 4BUVSO *O UIF "NFSJDBO BTUSPOPNFS +BNFT &EXBSE ,FFMFS ¢
QSPWFEUIBUUIFJOOFSQBSUTPG4BUVSOTSJOHTNPWFGBTUFSUIBOUIFPVUFSQBSUT VTJOHPCTFS
WBUJPOTPGUIF%PQQMFSFĒFDUPGTQFDUSBMGFBUVSFTJOTVOMJHIUSFëFDUFEGSPNUIFSJOHT
&OHMJTIBNBUFVSBTUSPOPNFS3JDIBSE$$BSSJOHUPO m TIPXTUIBUTVOTQPUT
NPWFGSPNIJHITPMBSMBUJUVEFTUPUIF4VOTFRVBUPSEVSJOHUIFZFBSTVOTQPUDZDMF
)FBMTPEFNPOTUSBUFTUIBUTVOTQPUTBUIJHIMBUJUVEFTBSFDBSSJFEBSPVOEUIF4VONPSF
TMPXMZUIBOTVOTQPUTBUMPXMBUJUVEFT TPUIFZSPUBUFEJĒFSFOUJBMMZXJUITMPXFSTQFFETBU
IJHIFSMBUJUVEFT
&OHMJTI BNBUFVS BTUSPOPNFST 3JDIBSE $ $BSSJOHUPO m BOE 3JDIBSE
)PEHTPO m JOEFQFOEFOUMZ PCTFSWF B TPMBS ëBSF JO UIF XIJUF MJHIU PG UIF
QIPUPTQIFSF 4FWFOUFFO IPVST BѫFS UIF ëBSF B MBSHF NBHOFUJD TUPSN CFHJOT PO UIF
&BSUI
&OHMJTIOBUVSBMJTU$IBSMFT%BSXJO m QVCMJTIFTIJTCPPLѮF0SJHJOPG4QF
DJFTCZ.FBOTPG/BUVSBM4FMFDUJPOPSUIF1SFTFSWBUJPOPG'BWPSFE3BDFTJOUIF4USVHHMF
GPS-JGF XIJDITVQQPTFTUIBUBMMMJGFIBEBDPNNPOBODFTUPSBOEUIBUUIFPSJHJOBOE
FWPMVUJPOPGTQFDJFTXBTUIFSFTVMUPGOBUVSBMTFMFDUJPO BOESFQSPEVDUJPO PGUIFNPTU
BEBQUFENFNCFSTPGBQPQVMBUJPO
(FSNBOQIZTJDJTU(VTUBW,JSDIIPĒ ¢ BOE(FSNBODIFNJTU3PCFSU#VOTFO
¢ TIPXUIBUUIFEBSLMJOFTJOUIFTPMBSTQFDUSVNDBOCFQSPEVDFEJOUIF
UFSSFTUSJBM MBCPSBUPSZ JO CPUI FNJTTJPO BOE BCTPSQUJPO BOE UIBU UIF XBWFMFOHUIT PG
UIFMJOFTDBOCFVTFEUPJEFOUJGZUIFDIFNJDBMFMFNFOUUIBUQSPEVDFEUIFN JODMVEJOH
TPEJVN DBMDJVNBOEJSPO
'SFODINBUIFNBUJDJBO6SCBJO+FBO+PTFQI-FWFSSJFS ¢ SFXPSLTUIFUIF
PSZPGUIFPSCJUPG.FSDVSZ DPOTJEFSFECZIJNTJODF BOE VTFTSFDFOUBDDVSBUF
PCTFSWBUJPOTUPTIPXUIBUUIFQPJOUJO.FSDVSZTPSCJUDMPTFTUUPUIF4VO UIFQMBOFUT
QFSJIFMJPO JTNPWJOHBIFBEPGJUTQSFEJDUFEMPDBUJPOBUUIFSBUFPGTFDPOETPGBSD
QFSDFOUVSZ-FWFSSJFSQSPQPTFTUIBUUIJTBOPNBMPVTNPUJPOJTEVFUPUIFHSBWJUBUJPOBM
QVMMPGBIJUIFSUPVOSFDPHOJ[FEQMBOFU XIJDIIFOBNFE7VMDBO SFWPMWJOHBUTPNF
XIBUMFTTUIBOIBMGPG.FSDVSZTNFBOEJTUBODFGSPNUIF4VOѮF"NFSJDBOBTUSPOP
NFS4JNPO/FXDPNC ¢ NBEFNPSFSFêOFEDBMDVMBUJPOTJO TIPXJOH
UIBU.FSDVSZTQFSJIFMJPOJTQSPHSFTTJWFMZNPWJOHBIFBEPGUIFQMBDFQSFEJDUFEVTJOH
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
/FXUPOT UIFPSZ PG HSBWJUBUJPO CZ TFDPOET PG BSD QFS DFOUVSZ ѮF IZQPUIFUJDBM
QMBOFU 7VMDBO XBT OFWFS GPVOE BOE JO UIF (FSNBO QIZTJDJTU "MCFSU &JOTUFJO
¢ FYQMBJOFEUIFBEWBODFJO.FSDVSZTQFSJIFMJPOBTBDPOTFRVFODFPGUIF
4VOTDVSWBUVSFPGOFBSCZTQBDF
*SJTIQIZTJDJTU+PIO5ZOEBMM ¢ QVCMJTIFTBQBQFS0OUIF"CTPSQUJPOBOE3BEJB
UJPOPG)FBUCZ(BTFTBOE7BQPVST DPODMVEJOHUIBUTJHOJêDBOUIFBUJTBCTPSCFECZXBUFS
WBQPSBOEDBSCPOEJPYJEF XIJDIBSFNJOPSJOHSFEJFOUTPGPVSBUNPTQIFSFѮFNBJODPO
TUJUVFOUTPGUIFBUNPTQIFSF OJUSPHFOBOEPYZHFOQMBZOPQBSUJOUIFHSFFOIPVTFFĒFDU
4XFEJTIBTUSPOPNFSBOEQIZTJDJTU"OEFST+POBTªOHTUSÕN ¢ BOOPVODFT
IJTEJTDPWFSZPGIZESPHFOJOUIFTQFDUSVNPGUIF4VO
"NFSJDBOBTUSPOPNFS"MWBO$MBSL ¢ PCTFSWFTUIFGBJOUDPNQBOJPOTUBSPG
UIFCSJHIUTUBS4JSJVT
(FSNBOQIZTJDJTU(VTUBW,JSDIIPĒ ¢ JOUSPEVDFTUIFDPODFQUPGBQFSGFDU
CMBDLCPEZUIBUXPVMEBCTPSCBOEFNJUSBEJBUJPOBUBMMXBWFMFOHUIT SFBDIJOHBOFRVJ
MJCSJVNUIBUEFQFOETPOUFNQFSBUVSFBOEOPUPOUIFOBUVSFPGUIFTVSGBDFPGUIFCPEZ
ѮF*SJTIQIZTJDJTU8JMMJBNѮPNTPO ¢ MBUFS-PSE,FMWJO FTUJNBUFTUIBU
UIF&BSUIDPPMFEGSPNJUTQSJNPSEJBMNPMUFOTUBUFJONJMMJPOUPNJMMJPOZFBST
XJUINJMMJPOZFBSTUIFNPTUMJLFMZBHFPGUIF&BSUIѮJTXBTCFGPSFJUXBTMFBSOFE
UIBUSBEJPBDUJWJUZXBSNTUIFJOTJEFPGUIF&BSUI XIJDIDBOUIFSFGPSFCFNVDIPMEFSUIBO
ѮPNTPOTVQQPTFE8JMMJBNѮPNTPOUPPLUIFUJUMF#BSPO,FMWJOPG-BSHTJO
&OHMJTIBTUSPOPNFS8JMMJBN)VHHJOT ¢ PCUBJOTUIFTQFDUSBPGOFCVMBF)F
EJTDPWFSTUISFFFNJTTJPOMJOFTSBEJBUFEGSPNUIFQMBOFUBSZOFCVMBOPXLOPXOBT/($
UIVTTIPXJOHUIBUUIJTOFCVMBJTNBEFPGBMPXEFOTJUZHBT0OFPGUIFMJOFTXBT
BUUSJCVUFEUPIZESPHFO CVUUIFPUIFSUXPTVHHFTUFEUIFFYJTUFODFPGBOVOEJTDPWFSFE
FMFNFOUUIBUCFDBNFLOPXOBTiOFCVMJVNuѮFZXFSFOPUFYQMBJOFEVOUJM CZUIF
"NFSJDBOBTUSPOPNFS*SB4#PXFO ¢ XIPTIPXFEUIBUUIFOFCVMJVNMJOFT
BSJTFGSPNJPOJ[FEBUPNTPGPYZHFOBOEOJUSPHFOVOEFSHPJOHiGPSCJEEFOuUSBOTJUJPOTJO
UIFMPXEFOTJUZHBT)VHHJOTBMTPTIPXFEUIBUUIF0SJPO/FCVMBDPOTJTUTPGHBTFTUIBU
SBEJBUFFNJTTJPOMJOFT BOEUIBUUIFTQFDUSVNPGUIF"OESPNFEB/FCVMBDPOUBJOTTUFMMBS
BCTPSQUJPOMJOFT JOEJDBUJOHUIBUJUJTDPNQPTFEPGTUBST)VHHJOTBEEJUJPOBMMZPCUBJOFE
TUFMMBSTQFDUSBUIBUTIPXFEUIBUPUIFSTUBSTIBWFUIFTBNFJOHSFEJFOUTBTUIF4VO
4DPUUJTIQIZTJDJTU+BNFT$MFSL.BYXFMM m QSFTFOUTUIFGVOEBNFOUBMFRVB
UJPOT UIBU EFTDSJCF FMFDUSPNBHOFUJD SBEJBUJPO JO " %ZOBNJDBM ѮFPSZ PG UIF &MFDUSP
NBHOFUJD 'JFME TIPXJOH UIBU SBEJBUJPO DPOTJTUT PG FMFDUSJD BOE NBHOFUJD XBWFT UIBU
PTDJMMBUFBUSJHIUBOHMFTUPFBDIPUIFSBOEUPUIFEJSFDUJPOPGUSBWFM)FBMTPOPUJDFTUIBU
BNBHOFUJDêFMEDBOCFHFOFSBUFECZBDIBOHJOHFMFDUSJDêFME
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮF"NFSJDBOBTUSPOPNFS%BOJFM,JSLXPPE ¢ BOOPVODFTIJTEJTDPWFSZ
PGSFHJPOTJOUIFBTUFSPJECFMU CFUXFFOUIFPSCJUTPG.BSTBOE+VQJUFS XIJDIDPOUBJO
WFSZGFXBTUFSPJETѮFTF,JSLXPPEHBQT BTUIFZBSFOPXDBMMFE BSFMPDBUFEBUQMBDFT
XIFSFBOBTUFSPJEXPVMEIBWFBOPSCJUBMQFSJPEUIBUJTBSBUJPOBMGSBDUJPO TVDIBT
BOE PG +VQJUFST PSCJUBM QFSJPE BOE SFQFBUFE HSBWJUBUJPOBM JOUFSBDUJPOT XJUI
+VQJUFSTFFNTUPIBWFUPTTFEUIFBTUFSPJETPVUPGUIFTFQMBDFTѮF"NFSJDBOTDJFOUJTU
+BDL8JTEPN ¢ QSPWJEFEBDPNQMFUFFYQMBOBUJPOJOUIFT CZTIPXJOHUIBU
+VQJUFSJOEVDFTBDIBPUJD[POFJOUIFWJDJOJUZPGUIF,JSLXPPEHBQT FWFOUVBMMZSFNPW
JOHBTUFSPJETGSPNUIFN
*UBMJBOBTUSPOPNFS(JPWBOOJ4DIJBQBSFMMJ ¢ QSPQPTFTUIBUBMMNFUFPSTIPX
FST PSTIPPUJOHTUBST BSFUIFSFTVMUPGUIFEJTJOUFHSBUJPOPGDPNFUT VTJOHPCTFSWBUJPOBM
FWJEFODFUPTVHHFTUUIBUUIFNFUFPSTUIBUHJWFSJTFUPUIFMVNJOPVTTIPXFSTUSBWFMJO
PSCJUTBSPVOEUIF4VOUIBUBSFTJNJMBSUPUIPTFPGDPNFUT
ѮF'SFODIBTUSPOPNFST(FPSHF3BZFU ¢ BOE$IBSMFT8PMG ¢
EJTDPWFS B SFMBUJWFMZ SBSF BOE OFX DMBTT PG TUBST XIPTF WJTJCMFMJHIU TQFDUSB DPOUBJO
CSPBEBOEJOUFOTFFNJTTJPOMJOFTPGIZESPHFOBOEIFMJVNѮFTFLJOETPGTUBSTBSFOPX
LOPXOBT8PMG3BZFUTUBST
4XFEJTIBTUSPOPNFS"OEFST+POBTªOHTUSÕN ¢ QSPWJEFTNFBTVSFNFOUTPG
UIFXBWFMFOHUITPGNPSFUIBOPOFIVOESFEEBSLMJOFTJOUIF4VOTWJTJCMFTQFDUSVN JO
VOJUTUIBUCFDPNFLOPXOBTUIFªOHTUSÕN BCCSFWJBUFEª XIFSFª¢NFUFST
'SFODIBTUSPOPNFS1JFSSF+VMFT+BOTTFO m BOE#SJUJTIBTUSPOPNFS+PTFQI
/PSNBO-PDLZFS m EJTDPWFSBQSFWJPVTMZVOLOPXOMJOFJOUIFZFMMPXSFHJPO
PGUIF4VOTTQFDUSVNEVSJOHUIFTPMBSFDMJQTFPO"VHVTU-PDLZFSOBNFEUIF
FMFNFOUIFMJVNBѫFSUIF(SFFL4VOHPE)FMJPT)FMJVNXBTOPUGPVOEPO&BSUIVOUJM
XIFOUIF4DPUUJTIDIFNJTU8JMMJBN3BNTBZ ¢ EJTDPWFSFEJUBTBHBT
FPVTFNJTTJPOGSPNBIFBUFEVSBOJVNNJOFSBMDBMMFEDMFWFJUF
ѮF*UBMJBOBTUSPOPNFS"OHFMP1JFUSP4FDDIJ ¢ DMBTTJêFT TUBSTCZUIFJS
DPMPSBOETQFDUSB EJWJEJOHUIFNJOUPGPVSNBJOHSPVQTXJUIUIFDPMPSTXIJUF ZFMMPX PSBOHF
BOESFE BOEXJUIUIFSFTQFDUJWFTQFDUSBMGFBUVSFTPGTUSPOHBCTPSQUJPOMJOFTPGIZESPHFO
TUSPOHDBMDJVNMJOFT TUSPOHNFUBMMJDMJOFTBOECSPBEBCTPSQUJPOMJOFTJOUIFWJPMFU
ѮF*SJTIQIZTJDJTU+PIO5ZOEBMM ¢ EJTDPWFSTUIBUMJHIUJTTDBUUFSFECZWFSZ
TNBMMQBSUJDMFTTVTQFOEFEJOBNFEJVN BOEFYQMBJOTUIFCMVFDPMPSPGUIFTLZCZUIF
QSFGFSFOUJBMTDBUUFSJOHPGUIFCMVFDPNQPOFOUPGTVOMJHIUCZBJSNPMFDVMFT
ѮF"NFSJDBOBTUSPOPNFST$IBSMFT":PVOH m BOE8JMMJBN)BSLOFTT
m JOEFQFOEFOUMZEJTDPWFSBCSJHIUHSFFOFNJTTJPOMJOFJOUIFTQFDUSVN
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
PGUIFTPMBSDPSPOBEVSJOHUIFTPMBSFDMJQTFPG"VHVTUѮFDPOTQJDVPVTTQFD
USBMGFBUVSFSFNBJOFEVOJEFOUJêFEXJUIBOZLOPXOUFSSFTUSJBMFMFNFOUGPSNPSFUIBO
IBMGBDFOUVSZ*OUIF4XFEJTIBTUSPOPNFS#FOHU&EMÊO ¢ BOEUIF
(FSNBO BTUSPOPNFS 8BMUFS (SPUSJBO ¢ JEFOUJêFE UIF HSFFO MJOF XJUI
JSPO BUPNT UIBU IBE CFDPNF IJHIMZ JPOJ[FE EVF UP BO VOFYQFDUFEMZ IJHI NJMMJPO
EFHSFFUFNQFSBUVSF
"NFSJDBOBNBUFVSBTUSPOPNFS)FOSZ%SBQFS ¢ UBLFTUIFêSTUQIPUPHSBQI
PGUIFTQFDUSVNPGBTUBS UIBUPG7FHB)JTXJEPXFTUBCMJTIFEBGVOEUPTVQQPSUGVSUIFS
TQFDUSBMTUVEJFTPGTUBSTBUUIF)BSWBSE$PMMFHF0CTFSWBUPSZ SFTVMUJOHJOUIFDPNQSF
IFOTJWF)FOSZ%SBQFS$BUBMPHVFPGUIFQPTJUJPOT CSJHIUOFTTBOETQFDUSBPGTUBST
"NFSJDBOHFPQIZTJDJTU&MJBT-PPNJT m EFNPOTUSBUFTBDPSSFMBUJPOCFUXFFO
JOUFOTFBVSPSBTBOEUIFOVNCFSPGTVOTQPUT CPUISFDVSSJOHXJUIBOZFBSQFSJPEJD
JUZBOEXJUITJNJMBSUJNFTPGNBYJNVN
ѮF-JDL0CTFSWBUPSZJTDPOTUSVDUFECFUXFFOBOE GSPNBCFRVFTUCZUIF
$BMJGPSOJBCVTJOFTTNBO+BNFT-JDL ¢
"OVOFNQMPZFE4DPUUJTIBTUSPOPNFS%BWJE(JMM m USBWFMTUPUIFJTMBOEPG
"TDFOTJPO OFBS UIF &BSUIT FRVBUPS UP NFBTVSF UIF QBSBMMBY PG .BST EVSJOH JUT DMPTF
BQQSPBDIBUUIFPQQPTJUJPOPG EFSJWJOHBWBMVFPGNJMMJPOLJMPNFUFSTGPSUIF
BTUSPOPNJDBMVOJU UIFNFBOEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VO XJUIBOVODFS
UBJOUZPGPOMZUIPVTBOELJMPNFUFST
%VSJOHBGBWPSBCMFPQQPTJUJPOPG.BST XIFOUIFQMBOFUXBTFWFODMPTFSUPUIF&BSUIUIBO
EVSJOH NPTU PUIFS PQQPTJUJPOT UIF "NFSJDBO BTUSPOPNFS "TBQI)BMM ¢
EJTDPWFSTUIFUXPTNBMMNPPOTPG.BST OBNFE1IPCPTBOE%FJNPT
%VSJOH UIF GBWPSBCMF PQQPTJUJPO PG .BST JO UIF *UBMJBO BTUSPOPNFS (JPWBOOJ
4DIJBQBSFMMJ ¢ SFQPSUTUIBUBNB[FPGEBSL OBSSPXTUSBJHIUMJOFTUSBWFSTFT
UIFQMBOFUTTVSGBDF)FDBMMFEUIFNDBOBMJ UIF*UBMJBOXPSEGPSiDIBOOFMTuPSiDBOBMTu
BTTVNJOHUIBUUIFZXFSFOBUVSBMGFBUVSFTBOEHJWJOHUIFCSPBEFTUPOFTUIFOBNFTPG
MBSHFUFSSFTUSJBMSJWFST TVDIBTUIF(BOHFTBOE*OEVT
ѮF"VTUSJBOQIZTJDJTU+PTFG4UFGBO ¢ TIPXTUIBUUIFSBEJBOUFOFSHZPGB
UIFSNBMTPVSDF TVDIBTBTUBS JODSFBTFTXJUIUIFGPVSUIQPXFSPGUIFUFNQFSBUVSFѮF
BCTPMVUFMVNJOPTJUZPGBTUBSJTQSPQPSUJPOBMUPUIFTRVBSFPGJUTSBEJVTBOEUIFGPVSUI
QPXFSPGUIFUFNQFSBUVSF BSFMBUJPOLOPXOBTUIF4UFGBO#PMU[NBOOMBXѮF"VTUSJBO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"NFSJDBO QIZTJDJTU )FOSZ 3PXMBOE ¢ JOWFOUT UIF DPODBWF EJĒSBDUJPO
HSBUJOH JOXIJDIVQUP MJOFTUPUIFJODIBSFFOHSBWFEPOBTQIFSJDBMDPODBWF
NJSSPSFETVSGBDFѮFHSBUJOHSFWPMVUJPOJ[FETQFDUSPNFUSZCZXJEFMZEJTQFSTJOHMJHIU
BOEQFSNJUUJOHOVNFSPVTTQFDUSBMMJOFTUPCFJOWFTUJHBUFEXJUIHSFBUBDDVSBDZBOEFē
DJFODZ3PXMBOEVTFEIJTHSBUJOHUPJOWFTUJHBUFUIFWJTJCMFMJHIUTQFDUSVNPGUIF4VO
QVCMJTIJOHUIFXBWFMFOHUITGPS MJOFT
ѮFNFSJEJBOBUUIF3PZBM(SFFOXJDI0CTFSWBUPSZ &OHMBOE JTDIPTFOUPCFUIF1SJNF
.FSJEJBOPGUIF8PSME XJUIFYBDUMZ[FSPEFHSFFTMPOHJUVEF EJWJEJOHUIFFBTUFSOBOE
XFTUFSO IFNJTQIFSFT PG UIF &BSUI *U JT EFêOFE CZ UIF QPTJUJPO PG UIF 0CTFSWBUPSZT
MBSHF5SBOTJU$JSDMFUFMFTDPQFCVJMUJOCZUIFTFWFOUI"TUSPOPNFS3PZBM(FPSHF
#JEEFMM"JSZ ¢
4XJTT NBUIFNBUJDT UFBDIFS +PIBOO #BMNFS m QVCMJTIFT BO FRVBUJPO UIBU
EFTDSJCFTUIFSFHVMBSTQBDJOHPGUIFXBWFMFOHUITPGUIFGPVSMJOFTPGIZESPHFOEFUFDUFE
JOUIFTQFDUSVNPGWJTJCMFTVOMJHIU BOEQSFEJDUTUIFXBWFMFOHUITPGPUIFSTPMBSMJOFT
BU JOWJTJCMF VMUSBWJPMFU BOE JOGSBSFE XBWFMFOHUIT ѮF "NFSJDBO QIZTJDJTU ѮFPEPSF
-ZNBO m PCTFSWFEUIFVMUSBWJPMFUMJOFTPGIZESPHFOJO BOOPVODJOHJO
UIBUIFIBEPCTFSWFEUISFFPGUIFMJOFTTQFDJêFECZUIF#BMNFSGPSNVMBѮF(FS
NBOQIZTJDJTU'SJFESJDI1BTDIFO m DPOêSNFEUIFJOGSBSFEMJOFTJO
ѮF(FSNBOBTUSPOPNFS&SOTU)BSUXJH ¢ PCTFSWFTBOFXTUBS PSOPWB JO
UIF"OESPNFEB/FCVMB . XIPTFQFBLJOUFOTJUZXBTBTHSFBUBTBMMUIFSFTUPGUIF
OFCVMBѮFPVUCVSTUXBTBTVQFSOPWB BMTPOBNFE4"OESPNFEBF
ѮF"VTUSJBOHFPMPHJTU&EVBSE4VFTT ¢ QVCMJTIFT%BT"OUMJU[EFS&SEFPS
ѮF'BDFPGUIF&BSUI EFTDSJCJOHUIF&BSUITHFPHSBQIJDBMFWPMVUJPOBOETVHHFTUJOHUIBU
UIF TPVUIFSO DPOUJOFOUT XFSF PODF KPJOFE UPHFUIFS JO B HSFBU TVQFSDPOUJOFOU UIBU IF
OBNFE(POEXBOBMBOE)JTSFTVMUTBOETQFDVMBUJPOTXFSFBNQMJêFE BOEFYUFOEFECZ
UIF(FSNBOHFPMPHJTU"MGSFE8FHFOFS ¢ JOIJTUIFPSZPGDPOUJOFOUBMESJѫ
QSPQPTFEJO
(FSNBO QIZTJDJTU )FJOSJDI )FSU[ ¢ EJTDPWFST SBEJP XBWFT HFOFSBUJOH
UIFN XJUI BO PTDJMMBUJOH FMFDUSJD DVSSFOU BOE EFNPOTUSBUFT UIBU UIF JOWJTJCMF MPOH
XBWFMFOHUISBZTDBOCFTFOUUISPVHIUIFBJS USBWFMJOHBUUIFWFMPDJUZPGMJHIU)FBMTP
EFNPOTUSBUFTUIBUUIFSBEJPXBWFTDBOCFSFëFDUFE SFGSBDUFEBOEQPMBSJ[FEMJLFMJHIU
(FSNBOCPSO "NFSJDBO QIZTJDJTU "MCFSU .JDIFMTPO ¢ BOE "NFSJDBO
DIFNJTU&EXBSE.PSMFZ ¢ VTFBOJOUFSGFSPNFUFSUPEFUFDUBOZEJĒFSFODFJO
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
#'$ $
#'$ %#&"% !## "
UIFWFMPDJUZPGMJHIUJOUXPEJSFDUJPOTBUSJHIUBOHMFTUPFBDIPUIFS CVUêOEOPEJĒFSFODF
JO UIF WBMVFT ѮF NFBTVSFE WFMPDJUZ XBT UIFSFGPSF VOBĒFDUFE CZ UIF NPUJPO PG UIF
&BSUIUISPVHIUIFIZQPUIFUJDBMBFUIFS4PUIJTEJTDSFEJUFEUIFJEFBPGUIFBFUIFSBOEMFE
UPUIFDPODMVTJPOUIBUUIFTQFFEPGMJHIUJTBVOJWFSTBMDPOTUBOUѮJTFYQFSJNFOUXBT
SFTPMWFECZUIF4QFDJBMѮFPSZPG3FMBUJWJUZ BOUJDJQBUFECZUIF'SFODINBUIFNBUJDJBO
+VMFT)FOSJ1PJODBSÊ ¢ JOBOEEFWFMPQFECZUIF(FSNBOQIZTJDJTU
"MCFSU&JOTUFJO ¢ JO
ѮF %BOJTICPSO *SJTI BTUSPOPNFS +PIO -PVJT &NJM i+-&u %SFZFS m
QVCMJTIFT IJT /FX (FOFSBM $BUBMPHVF BCCSFWJBUFE /($ PG UIF BQQBSFOU CSJHIUOFTT
BOEDFMFTUJBMQPTJUJPOTPGUIPVTBOETPGOFCVMBFBOETUBSDMVTUFSTѮFDBUBMPHVFXBTOFX
XIFOêSTUDPNQJMFEJO%SFZFSFYUFOEFEUIFEBUBJOUXP*OEFY$BUBMPHVFT PS*$
GPSTIPSU QVCMJTIFEJOBOE.BOZHBMBYJFT BTXFMMBTFNJTTJPOOFCVMBFBOE
TUBSDMVTUFST BSFTUJMMEFTJHOBUFECZUIFJS/($PS*$OVNCFST
*SJTI QIZTJDJTU (FPSHF 'JU[(FSBME ¢ TIPXT UIBU UIF .JDIFMTPO.PSMFZ
FYQFSJNFOU PG DPVMECFFYQMBJOFEJGBGBTUNPWJOHPCKFDUEJNJOJTIFTJOMFOHUI
ѮF%VUDIQIZTJDJTU)FOESJL-PSFOU[ ¢ JOEFQFOEFOUMZEFWFMPQFEUIFDPO
DFQUJO BOEJUCFDBNFLOPXOBTUIF-PSFOU['JU[(FSBMEDPOUSBDUJPO
"NFSJDBOQIZTJDJTU"MCFSU.JDIFMTPO ¢ EFTDSJCFTUIFVTFPGJOUFSGFSFODF
NFUIPETJONFBTVSJOHUIFBOHVMBSTJ[FBOEUIFPOFEJNFOTJPOBMCSJHIUOFTTEJTUSJCV
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UJPOPGDPTNJDTPVSDFTUIBUBSFUPPTNBMMUPCFSFTPMWFECZBTJOHMFUFMFTDPQF"UFMFTDPQF
UIBUFYBNJOFTUIFJOUFSGFSFODFPGSBEJBUJPOEFUFDUFECZUXPPSNPSFTNBMMFSUFMFTDPQFT
JT DBMMFE BO JOUFSGFSPNFUFS PS JOUFSGFSFODF NFUFS .JDIFMTPO XBT BXBSEFE UIF
/PCFM1SJ[FJO1IZTJDTGPSIJTPQUJDBMQSFDJTJPOJOTUSVNFOUTBOEUIFTQFDUSPTDPQJDBOE
NFUSPMPHJDBMJOWFTUJHBUJPOTDBSSJFEPVUXJUIUIFJSBJE
ѮFêSTUWFSTJPOPGUIF)FOSZ%SBQFS$BUBMPHVFJTQVCMJTIFE1SPEVDFECZBTUSPOPNFST
BU)BSWBSE$PMMFHF0CTFSWBUPSZ JUMJTUTUIFQPTJUJPO NBHOJUVEFBOETQFDUSBMUZQFPG
PWFS TUBST BOECFHJOTUIFBMQIBCFUJDBMTZTUFNPGDMBTTJGZJOHTUBSTBDDPSEJOHUP
UFNQFSBUVSF4VCTFRVFOUFEJUJPOTJODSFBTFEUIFMJTUJOHUP TUBST
'SFODIBTUSPOPNFS$BNJMMF'MBNNBSJPO ¢ SFMFBTFTUIFêSTUWPMVNFPGIJT
CPPL-B1MBOÊUF.BSTFUTFT$POEJUJPOTE)BCJUBCJMJUÊ QVCMJTIFECZ(BVUIJFS7JMMBST
FU'JMT BEWPDBUJOHUIFFYJTUFODFPGJOUFMMJHFOU.BSUJBOMJGFUIBUDPOTUSVDUFEDBOBMTUP
SFEJTUSJCVUF JODSFBTJOHMZ TDBSDF XBUFS BDSPTT UIF QMBOFU ѮF XFBMUIZ #PTUPOJBO 1FS
DJWBM-PXFMM ¢ BEWPDBUFETJNJMBSJEFBTJOIJTCPPLFOUJUMFE.BST QVCMJTIFE
JOCZ)PVHIUPO.JĔJO #PTUPO8FOPXLOPXUIBUUIFDIBOOFMT êSTUPCTFSWFE
CZUIF*UBMJBOBTUSPOPNFS(JPWBOOJ4DIJBQBSFMMJ ¢ JO BSFBOJMMVTJPO
DSFBUFEXIFOUIFFZFBSSBOHFTNJOVUF EJTDPOOFDUFEEFUBJMTJOUPMJOFT
"NFSJDBOHFPMPHJTU(SPWF,BSM(JMCFSU m QSFTFOUTQFSTVBTJWFBSHVNFOUT
GPSUIFPSJHJOPGMVOBSDSBUFST SFBTPOJOHUIBUUIFZBSFUIFSFTVMUPGJNQBDUTUIBUPDDVSSFE
CFGPSFUIFQSPDFTTPGFSPTJPOCFHBOPOUIF&BSUI
"NFSJDBO BTUSPOPNFS +BNFT &EXBSE ,FFMFS ¢ NBLFT TQFDUSBM PCTFSWB
UJPOTPGTVOMJHIUSFëFDUFEGSPN4BUVSOTSJOHT TIPXJOHUIBUUIFJOOFSQBSUTPGUIFSJOHT
NPWFBSPVOE4BUVSOGBTUFSUIBOUIFPVUFSQBSUT
ѮF4XFEJTIJOEVTUSJBMDIFNJTUBOEQIJMBOUISPQJTU"MGSFE/PCFM ¢ XIP
JOWFOUFEEZOBNJUF MFBWFTNPTUPGIJTGPSUVOFJOIJTMBTUXJMMUPUIF/PCFM'PVOEBUJPO
UIBUXPVMECFTUPXBOOVBMBXBSET CFHJOOJOHJO POiUIPTFXIP EVSJOHUIFQSF
DFEJOHZFBS TIBMMIBWFDPOGFSSFEUIFHSFBUFTUCFOFêUPONBOLJOEu
4DPUUJTI DIFNJTU 8JMMJBN 3BNTBZ ¢ EJTDPWFST UIBU B VSBOJVN NJOFSBM
OBNFE DMFWFJUF QSPEVDFT UIF DIFNJDBMMZ JOFSU HBT IFMJVN XIFO IFBUFE )FMJVN XBT
LOPXOGSPNTQFDUSPHSBQIJDFWJEFODFUPCFQSFTFOUPOUIF4VOCVUIBEOPUZFUCFFO
GPVOEPO&BSUI3BNTBZXBTBXBSEFEUIF/PCFM1SJ[FGPS$IFNJTUSZGPSIJTEJT
DPWFSZPGUIFJOFSUHBTFTBSHPO IFMJVN OFPOBOEYFOPOUIFZBSFBMTPLOPXOBTSBSF
PSOPCMFHBTFT
(FSNBO QIZTJDJTU 8JMIFMN ,POSBE 3ÕOUHFO ¢ EJTDPWFST 9SBZT PO
/PWFNCFS XIJDIIFOBNFE9CFDBVTFPGUIFJSVOLOPXOPSJHJO VTJOHUIFN
UPSFWFBMUIFCPOFTJOTJEFIJTXJGFTIBOEѮF9SBZTXFSFQSPEVDFECZBOFMFDUSJDBM
EJTDIBSHFJOBHMBTTWBDVVNUVCF JOWFOUFECZUIF&OHMJTIQIZTJDJTU8JMMJBN$SPPLFT
¢ JO ѮF FOFSHFUJD 9SBZT BSF BCMF UP QFOFUSBUF TLJO BOE NVTDMF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
EFUFDUJOHIVNBOCPOFTBOESFWPMVUJPOJ[JOHNFEJDJOF'PSUIJTBDIJFWFNFOU3ÕOUHFO
XBTBXBSEFEUIFêSTU/PCFM1SJ[FGPS1IZTJDTJO
4XFEJTI DIFNJTU 4WBOUF "VHVTU "SSIFOJVT ¢ TIPXT UIBU B EPVCMJOH
PG UIF &BSUIT BUNPTQIFSJD DBSCPO EJPYJEF XJMM QSPEVDF B HMPCBM XBSNJOH PG UP
EFHSFFT$FOUJHSBEF UPEFHSFFT'BISFOIFJU DPNQBSBCMFUPNPEFSOFTUJNBUFT*O
"SSIFOJVTFYQSFTTFEDPODFSOBCPVUHMPCBMXBSNJOHBTBSFTVMUPGCVSOJOHGPTTJM
GVFMT
'SFODI TDJFOUJTU )FOSJ #FDRVFSFM m EJTDPWFST HBNNB SBZT XIFO MFBWJOH
VSBOJVNBOEBQIPUPHSBQIJDQMBUFJOBESBXFSUIFSBEJPBDUJWFVSBOJVNFNJUUFEHBNNB
SBZTUIBUGPHHFEUIFQMBUF#FDRVFSFMXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPS
IJTEJTDPWFSZPGTQPOUBOFPVTSBEJPBDUJWJUZ TIBSJOHUIFQSJ[FXJUIUIF'SFODITDJFOUJTUT
1JFSSF$VSJF m BOE.BSJF$VSJF ¢ GPSUIFJSJOWFTUJHBUJPOTPG
UIFSBEJBUJPOQIFOPNFOPOUIBUIFEJTDPWFSFE
&OHMJTIQIZTJDJTU+PTFQI+PIOi++uѮPNTPO m EFNPOTUSBUFTUIBUBOFMFD
USJDBMDVSSFOUJOBHMBTTWBDVVNUVCF UIF$SPPLFTUVCF JTNBEFVQPGOFHBUJWFMZDIBSHFE
QBSUJDMFTPGTVCBUPNJDTJ[FѮF%VUDIQIZTJDJTU)FOESJL-PSFOU[ ¢ HBWF
UIFOBNFFMFDUSPOUPUIJTGVOEBNFOUBMQBSUJDMFUIBUDPOEVDUTFMFDUSJDJUZBUFSNQSF
WJPVTMZ JOUSPEVDFE CZ UIF *SJTI QIZTJDJTU (FPSHF +PIOTUPOF 4UPOFZ m
ѮPNTPOSFDFJWFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJTUIFPSFUJDBMBOEFYQFSJNFOUBM
JOWFTUJHBUJPOTPGUIFDPOEVDUJPOPGFMFDUSJDJUZCZHBTFT
%VUDI QIZTJDJTU 1JFUFS;FFNBO ¢ PCTFSWFT UIF TQMJUUJOH PG TQFDUSBM MJOFT
JOUPUISFFDPNQPOFOUTCZBOJOUFOTFNBHOFUJDêFMEJOUIFUFSSFTUSJBMMBCPSBUPSZѮJT
;FFNBOFĒFDU BTJUJTOPXDBMMFE QFSNJUTUIFNFBTVSFNFOUPGUIFTUSFOHUIBOEEJSFD
UJPOPGDPTNJDNBHOFUJDêFMET;FFNBOBOE)FOESJL-PSFOU[ ¢ BMTPGSPN
UIF /FUIFSMBOET XFSF BXBSEFE UIF /PCFM 1SJ[F JO 1IZTJDT GPS UIFJS SFTFBSDIFT
JOUPUIFJOëVFODFPGNBHOFUJTNVQPOSBEJBUJPOQIFOPNFOB
"NFSJDBOBTUSPOPNFS+BNFT&EXBSE,FFMFS m CFHJOTTZTUFNBUJDQIPUPH
SBQIZPGOFCVMBFVTJOHUIFNFUFS JODI SFGSBDUJOHUFMFTDPQFBU-JDL0CTFSWB
UPSZ EFNPOTUSBUJOHUIFVCJRVJUPVTOBUVSFPGTQJSBMOFCVMBF)FFTUJNBUFEUIBUPWFS
POF IVOESFE UIPVTBOE TQJSBM OFCVMBF DPVME CF EFUFDUFE QIPUPHSBQIJDBMMZ XJUI IJT
UFMFTDPQF
*SJTI TDJFOUJTU (FPSHF +PIOTUPOF 4UPOFZ m TIPXT UIBU UIF TUBCJMJUZ PG B
QMBOFUBSZBUNPTQIFSFPGBHJWFODPNQPTJUJPOEFQFOETVQPOUIFUFNQFSBUVSFPGUIF
BUNPTQIFSF UIFNBTTPGUIFBUNPTQIFSJDNPMFDVMFT BOEUIFNBTTPGUIFQMBOFU PSPO
UIFUIFSNBMNPUJPOTPGUIFJOEJWJEVBMNPMFDVMFTBTXFMMBTUIFHSBWJUBUJPOBMQVMMPG
UIFQMBOFU-JHIUFS GBTUFSNPMFDVMFTBSFNPSFMJLFMZUPFTDBQF CVUQMBOFUTXJUIMBSHFS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
NBTTBOEHSBWJUZBSFBCMFUPIPMEPOUPTVCTUBOUJBMBUNPTQIFSFT*O UIF"NFSJDBO
BTUSPOPNFS%POBME.FO[FM ¢ VTFEUIFTFBSHVNFOUTUPQSPQPTFUIBUUIF
DPMEBOENBTTJWFHJBOUQMBOFUTBSFNBJOMZDPNQPTFEPGIZESPHFO
/FX;FBMBOECPSO&OHMJTIQIZTJDJTU&SOFTU3VUIFSGPSE ¢ EJTDPWFSTBMQIB
BOECFUBSBZT QSPEVDFECZUIFSBEJPBDUJWJUZPGVSBOJVNѮJTMFEUPIJTFYQMBOBUJPOPG
SBEJPBDUJWJUZ XJUI&OHMJTIDIFNJTU'SFEFSJDL4PEEZ ¢ JO JOUFSNT
PG UIF USBOTGPSNBUJPO PG FMFNFOUT *O 3VUIFSGPSE XBT BCMF UP TIPX UIBU BMQIB
QBSUJDMFTBSFIFMJVNOVDMFJ)FXBTBXBSEFEUIF/PCFM1SJ[FGPS$IFNJTUSZGPSIJT
JOWFTUJHBUJPOTJOUPUIFEJTJOUFHSBUJPOPGUIFFMFNFOUTBOEUIFDIFNJTUSZPGSBEJPBDUJWF
TVCTUBODFT XIJMF4PEEZSFDFJWFEUIF$IFNJTUSZBXBSEGPSIJTDPOUSJCVUJPOTUP
PVSLOPXMFEHFPGUIFDIFNJTUSZPGSBEJPBDUJWFTVCTUBODFT BOEIJTJOWFTUJHBUJPOTJOUP
UIFPSJHJOBOEOBUVSFPGJTPUPQFT
ѮF(FSNBOBTUSPOPNFS)FSNBOO$BSM7PHFM ¢ EJTDPWFSTTQFDUSPTDPQJD
CJOBSZ TUBST XIFO TUVEZJOH UIF QFSJPEJD EJTQMBDFNFOUT PG UIF TQFDUSBM MJOFT PG UIF
FDMJQTJOHCJOBSZTUBST"MHPMBOE4QJDB XIPTFDPNQBOJPOTDPVMEOPUUIFOCFEJSFDUMZ
PCTFSWFE'SPNIJTTQFDUSB 7PHFMEFSJWFEUIFEJTUBODFTCFUXFFOUIFWJTJCMFBOEJOWJT
JCMFDPNQPOFOUT UIFJSEJBNFUFST PSCJUBMWFMPDJUZ BOEDPNCJOFENBTT
UP"%
¦
ѮF QIPUPHSBQIT BOE JOJUJBM QVCMJDBUJPOT PG UIF $BQF 1IPUPHSBQIJD %VSDINVTUFSVOH
4UBS $BUBMPHVF BSF DPNQMFUFE *U JT UIF êSTU NBKPS BTUSPOPNJDBM XPSL UP VTF QIPUP
HSBQIJD PCTFSWBUJPOT UP DBUBMPHVF TUFMMBS QPTJUJPOT BOE CSJHIUOFTT *U XBT CBTFE PO
4DPUUJTIBTUSPOPNFS%BWJE(JMMT ¢ QIPUPHSBQITPG TUBSTPGUI
NBHOJUVEFPSCSJHIUFSJOUIFTPVUIFSOIFNJTQIFSFGSPN4PVUI"GSJDBCFUXFFO
BOE
(FSNBOQIZTJDJTU.BY1MBODL ¢ EFSJWFTUIFGPSNVMBGPSUIFSBEJBUJPOTQFD
USVNPGBQFSGFDUBCTPSCFS PSCMBDLCPEZ JOUSPEVDJOHUIFJEFBUIBUJUSBEJBUFTFOFSHZJO
GVOEBNFOUBMJOEJWJTJCMFVOJUT XIJDIIFDBMMFERVBOUB XIPTFFOFSHZJTQSPQPSUJPOBMUP
UIFGSFRVFODZPGUIFSBEJBUJPOѮFDPOTUBOUPGQSPQPSUJPOBMJUZCFUXFFOUIFGSFRVFODZ
BOEUIFFOFSHZPGUIFSBEJBUJPOJTOPXLOPXOBT1MBODLTDPOTUBOU EFTJHOBUFECZUIF
MFUUFSI1MBODLTEJTDPWFSZNBSLFEUIFGPVOEBUJPOPGUIFRVBOUVNUIFPSZ BOEMFEUP
UIFBXBSEPGUIF/PCFM1SJ[FGPS1IZTJDTGPSIJTBDIJFWFNFOU
ѮF *UBMJBO FMFDUSJDBM FOHJOFFS (VHMJFMNP .BSDPOJ ¢ TFOET B MPOHXBWF
MFOHUISBEJPTJHOBMJO.PSTFDPEFBDSPTTUIF"UMBOUJD0DFBOPO%FDFNCFSѮF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
'*( "LACKBODY RADIATION 4HE SPECTRAL PLOT OF BLACKBODY RADIATION INTENSITY AS A FUNCTION OF
WAVELENGTH DEPENDS ON THE TEMPERATURE OF THE GAS EMITTING THE RADIATION 4HE 'ERMAN PHYSI
CIST -AX 0LANCK ¥ DERIVED THE FORMULA THAT DESCRIBES THE SHAPE OF THIS SPECTRUM IN
PROPOSING THAT THE RADIATION ENERGY WAS QUANTIZED AND PROVIDING A FOUNDATION FOR QUANTUM
THEORY !T HIGHER TEM
" #" ! PERATURES THE WAVELENGTH
$! OF PEAK EMISSION SHIFTS
TO SHORTER WAVELENGTHS
AND THE THERMAL RADIATION
INTENSITY BECOMES GREATER
AT ALL WAVELENGTHS !T
"!"$"
A TEMPERATURE OF
DEGREES +ELVIN OR
+ THE THERMAL RADIATION
PEAKS IN THE VISIBLE OR
6 BAND OF WAVELENGTHS
! HOT GAS WITH A TEMPERA
TURE OF + EMITS
MOST OF ITS THERMAL RADIA
TION AT ULTRAVIOLET OR 56
WAVELENGTHS WHILE THE
EMISSION PEAKS IN 8 RAYS
WHEN THE TEMPERATURE IS
#"
TO MILLION +
SBEJPXBWFTHFUBSPVOEUIFDVSWBUVSFPGUIF&BSUICZSFëFDUJPOGSPNUIFJPOPTQIFSF
.BSDPOJXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDT KPJOUMZXJUIUIF(FSNBOQIZTJ
DJTU,BSM'FSEJOBOE#SBVO ¢ GPSUIFJSEFWFMPQNFOUPGXJSFMFTTUFMFHSBQIZ
#SJUJTIQIZTJDJTUBOEFMFDUSJDBMFOHJOFFS0MJWFS)FBWJTJEF ¢ BOE"NFSJDBO
FMFDUSJDBMFOHJOFFS"SUIVS,FOOFMMZ ¢ JOEFQFOEFOUMZQSFEJDUUIFFYJTUFODF
PGBDPOEVDUJOHMBZFSJOUIFBUNPTQIFSFUIBUSFëFDUTSBEJPXBWFTѮJTMBZFS QSPEVDFE
CZUIF4VOT9SBZSBEJBUJPO JTOPXDBMMFEUIFJPOPTQIFSF CVUJUXBTLOPXOGPSBUJNF
BTUIF,FOOFMMZ)FBWJTJEFMBZFS
ѮF&OHMJTIQIZTJDJTU+BNFT+FBOT ¢ EFSJWFTUIFDPOEJUJPOTGPSHSBWJUBUJPOBM
JOTUBCJMJUZ TIPXJOHUIBUDPODFOUSBUJPOTPGNBUUFSMBSHFSUIBOBMJNJUJOHTJ[F OPXDBMMFE
UIF+FBOTXBWFMFOHUI BOENPSFNBTTJWFUIBOBMJNJUJOHNBTT LOPXOOPXBTUIF+FBOT
NBTT XJMMVOEFSHPHSBWJUBUJPOBMDPMMBQTF
"NFSJDBOBFSPOBVUJDBMFOHJOFFFST0SWJMMF8SJHIU ¢ BOE8JMCVS8SJHIU
¢ BDIJFWFUIFêSTUTVTUBJOFE DPOUSPMMFEëJHIUJOBQPXFSFEëZJOHWFIJDMF
UIFIFBWJFSUIBOBJSNBDIJOFOBNFEBOBFSPQMBOF PO%FDFNCFSBU,JMM%FWJM
)JMMTOFBS,JUUZ)BXL /PSUI$BSPMJOB
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮF(FSNBOBTUSPOPNFS+PIBOOFT)BSUNBOO ¢ EJTDPWFSTJOUFSTUFMMBSDBM
DJVN XIJDIDSFBUFTTUBUJPOBSZBCTPSQUJPOMJOFTJOUIFMJHIUPGUIFCJOBSZTUBSTZTUFN
%FMUB0SJPOJT
'SFODINBUIFNBUJDJBO+VMFT)FOSJ1PJODBSÊ ¢ QSPQPTFTBUIFPSZPGSFMB
UJWJUZJOXIJDIUIFMBXTPGQIZTJDTSFNBJOVODIBOHFEXJUIVOJGPSNNPUJPOBOEOPUI
JOHNPWFTGBTUFSUIBOUIFWFMPDJUZPGMJHIUѮJTXPVMEFYQMBJOXIZ"NFSJDBOTDJFOUJTUT
"MCFSU.JDIFMTPO ¢ BOE&EXBSE.PSMFZ ¢ GBJMFE JO UP
NFBTVSFUIFWFMPDJUZPGUIF&BSUIUIPVHIUIFiBFUIFSuCZNFBTVSJOHUIFTQFFEPGMJHIU
JOUXPEJSFDUJPOTѮF(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ JOEFQFOEFOUMZ
EFWFMPQFEUIF4QFDJBMѮFPSZPG3FMBUJWJUZEVSJOHUIFGPMMPXJOHZFBS
(FSNBOQIZTJDJTU"MCFSU&JOTUFJO m QSPQPTFTUIBUMJHIUDBOCFDPOTJEFSFE
BTQBSUJDMFTPGFOFSHZXIFOJUJOUFSBDUTXJUINBUUFS)FDBMMFEUIFQBSUJDMFTMJHIURVBOUB
BOEUIFZMBUFSCFDBNFLOPXOBTQIPUPOTѮFMJHIUFOFSHZJTHJWFOCZUIFFYQSFTTJPO
êSTUVTFEJOCZUIF(FSNBOQIZTJDJTU.BY1MBODL m UPFYQMBJOCMBDL
CPEZSBEJBUJPO&JOTUFJOVTFEIJTJOUFSQSFUBUJPOPGMJHIUBTRVBOUVNQBSUJDMFTUPFYQMBJO
UIF QIPUPFMFDUSJD FĒFDU QSPQPTJOH UIBU MJHIU QBSUJDMFT TUSJLJOH UIF TVSGBDF PG DFSUBJO
NFUBMTDBVTFFMFDUSPOTUPCFFNJUUFE&JOTUFJOXBTBXBSEFEUIF/PCFM1SJ[FGPS
1IZTJDTGPSUIJTEJTDPWFSZ
(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ EFWFMPQTIJT4QFDJBMѮFPSZPG3FMBUJW
JUZ QSPQPTJOHUIBUTQBDFBOEUJNFBSFPOF BOEUIBUJOBTZTUFNJONPUJPOSFMBUJWFUP
BOPCTFSWFSMFOHUIXPVMEEFDSFBTF UJNFXPVMETMPXBOENBTTXPVMEJODSFBTF*OUIF
TBNFZFBS &JOTUFJOVTFEUIFQPTUVMBUFTPGUIF4QFDJBMѮFPSZUPTIPXUIBUFOFSHZSBEJ
BUFEJTFRVJWBMFOUUPNBTTMPTU DPODMVEJOHUIBUUIFNBTTPGBCPEZJTBNFBTVSFPGJUT
FOFSHZDPOUFOU
(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ FYQMBJOT#SPXOJBONPUJPOJOUFSNT
PGUIFSBOEPNNPUJPOPGNPMFDVMFTPGXBUFS"OZTVēDJFOUMZTNBMMQBSUJDMFTVTQFOEFE
JOUIFXBUFSXJMMCFLOPDLFEJOUP#SPXOJBONPUJPOCZNPMFDVMBSJNQBDUTPGSBOEPN
TUSFOHUIDPNJOHGSPNSBOEPNEJSFDUJPOT
%BOJTIBTUSPOPNFS&KOBS)FSU[TQSVOH ¢ TIPXTUIBUUIFBCTPMVUF PSJOUSJO
TJD MVNJOPTJUZPGNBOZTUBSTEFDSFBTFTTZTUFNBUJDBMMZXJUITQFDUSBMDMBTTBOEMPXFSEJTL
UFNQFSBUVSF BOEUIBUPUIFSTUBSTXJUIVOVTVBMMZOBSSPXBOETIBSQTQFDUSBMMJOFTIBWF
NVDIIJHIFSMVNJOPTJUJFT*OUIJTXBZ)FSU[TQSVOHêSTUSFDPHOJ[FEXIBUIBWFDPNFUP
CFDBMMFEEXBSG PSNBJOTFRVFODF BOEHJBOUTUBST
%VUDIBTUSPOPNFS+BDPCVT,BQUFZO ¢ BOOPVODFTBQBUUFSOJOUIFQSPQFS
NPUJPOTPGOFBSCZTUBST JOEJDBUJOHUIBUUIFZBSFBQQBSFOUMZNPWJOHJOUXPMBSHF JOUFS
NJOHMFE BOE PQQPTJUFMZ EJSFDUFE TUSFBNT UIBU QBTT UISPVHI FBDI PUIFS BU B SFMBUJWF
WFMPDJUZPGBCPVULJMPNFUFSTQFSTFDPOE0OFTUBSTUSFBNDBSSJFTSPVHIMZIBMGUIF
OFBSCZTUBSTUPXBSEUIFDPOTUFMMBUJPO4BHJUUBSJVTBUBTQFFEPGBCPVULJMPNFUFSTQFS
TFDPOE XIJMFUIFPUIFSTUSFBNDBSSJFTUIFSFNBJOJOHDMPTFTUTUBSTBXBZGSPNUIJTEJSFD
UJPOBUBDPNQBSBCMFTQFFE"TFYQMBJOFECZUIF4XFEJTIBTUSPOPNFS#FSUJM-JOECMBE
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
'SFODI HFPMPHJTU #FSOBSE #SVOIFT m êOET BODJFOU MBWB ëPXT JO 'SBODF
XIPTFNBHOFUJ[BUJPOBQQFBSTUPCFSFWFSTFEGSPNUIBUJONPSFSFDFOUëPXT
*SJTIHFPMPHJTU3JDIBSE0MEIBN ¢ VTFTPCTFSWBUJPOTPGTFJTNJDXBWFTUP
QSPWFUIBUUIF&BSUIIBTBNPMUFODPSF
ѮF4XFEJTIQIZTJDBMDIFNJTU4WBOUF"VHVTU"SSIFOJVT ¢ QSPQPTFTUIBU
UJOZ TQPSFT PG MJWJOH NBUUFS DBO CF USBOTQPSUFE UISPVHI TQBDF GSPN POF QMBOFU UP
BOPUIFS BOEUIBUMJGFPO&BSUIDPVMEIBWFEFTDFOEFEGSPNJOUFSTUFMMBSNJDSPPSHBOJTNT
QVMMFEJOCZUIFQMBOFUTHSBWJUZѮJTIZQPUIFTJTJTLOPXOBTQBOTQFSNJB NFBOJOHiMJGF
FWFSZXIFSFu
"NFSJDBODIFNJTU#FSUSBN#PMUXPPE ¢ XPSLJOHXJUI&SOFTU3VUIFSGPSE
¢ BU UIF $BWFOEJTI -BCPSBUPSZ JO &OHMBOE FTUJNBUFT UIF EFDBZ SBUFT PG
SBEJPBDUJWFFMFNFOUTBOEVTFTUIFBCVOEBODFTPGUIFTFFMFNFOUTBOEUIFJSEFDBZQSPEVDUT
UPTIPXUIBUTPNFUFSSFTUSJBMSPDLTBSFBCPVUUISFFCJMMJPOZFBSTPME
(FSNBOQIZTJDJTU"MCFSU&JOTUFJO m EFSJWFTUIFFYBDUFYQSFTTJPOGPSUIF
FRVJWBMFODFPGNBTTBOEFOFSHZ OBNFMZIJTDFMFCSBUFEFRVBUJPO&ND XIFSF&JTUIF
FOFSHZ NJTUIFNBTT BOEDJTUIFWFMPDJUZPGMJHIU
"NFSJDBOBTUSPOPNFS(FPSHF&MMFSZ)BMF m SFDPSETUIF;FFNBOTQMJUUJOH
PGUIFTQFDUSBMMJOFTPGTVOTQPUTBOEDPNQBSFTUIFNXJUIUIPTFMJOFTQSPEVDFEJOUIF
MBCPSBUPSZCZJOUFOTFNBHOFUJDêFMET TIPXJOHUIBUUIFNBHOFUJDêFMETJOTVOTQPUTBSF
BTTUSPOHBT (BVTTBOEUIPVTBOETPGUJNFTTUSPOHFSUIBOUIF&BSUITNBHOFUJTN
ѮF(FSNBONBUIFNBUJDJBO)FSNBOO.JOLPXTLJ ¢ QSPQPTFTUIBUTQBDF
BOEUJNFCFDPNCJOFEUPEFêOFUIFTFQBSBUJPOPGUXPFWFOUT JOXIBUJTOPXLOPXOBT
UIFGPVSEJNFOTJPOBM TQBDFUJNF.JOLPXTLJNFUSJD
ѮF"NFSJDBOBTUSPOPNFS'SBOL87FSZ ¢ TVHHFTUTUIBUUIFBUNPTQIFSFT
PGUIFQMBOFUTXJMMBMMPXPQUJDBMMZWJTJCMFTVOMJHIUUPQBTTUISPVHIUPUIFHSPVOE XIJDI
XJMMIFBUVQBOESFSBEJBUFBUJOGSBSFEXBWFMFOHUIT#FDBVTFUIFBUNPTQIFSFTBSFPQBRVF
UPUIFJOGSBSFETQFDUSVN UIJTSBEJBUJPOXJMMCFUSBQQFECFOFBUIUIFBUNPTQIFSFXIFSF
JUIFBUTVQUIFQMBOFUBSZTVSGBDF4VDIBHSFFOIPVTFFĒFDUIBECFFOQSPQPTFECZUIF
'SFODINBUIFNBUJDBMQIZTJDJTU+PTFQI +FBO#BQUJTUF 'PVSJFS ¢ JO
BOEUIFNBJONPMFDVMFTUIBUBCTPSCUIFJOGSBSFEJEFOUJêFECZUIF*SJTIQIZTJDJTU+PIO
5ZOEBMM ¢ BTXBUFSBOEDBSCPOEJPYJEFJOѮF"NFSJDBOBTUSPOPNFST
8BMUFS"EBNT ¢ BOEѮFPEPSF%VOIBN+S ¢ JEFOUJêFEUIF
BCTPSQUJPO MJOFT PG DBSCPO EJPYJEF JO UIF BUNPTQIFSF PG 7FOVT JO &JHIU ZFBST
MBUFS UIF(FSNBOCPSO"NFSJDBOBTUSPOPNFS3VQFSU8JMEU ¢ QSPQPTFE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UIBUUIFDBSCPOEJPYJEFJOUIFUIJDLBUNPTQIFSFPG7FOVTXPVMENBLFJUTTVSGBDFNVDI
IPUUFSUIBOJUTPVUFSBUNPTQIFSF BOEJOUIF"NFSJDBOBTUSPOPNFS$PSOFMM)
.BZFS ¢ BOEIJTDPMMFBHVFTSFQPSUFEUIBUPCTFSWBUJPOTXJUISBEJPXBWFT XIJDI
QFOFUSBUFUIFBUNPTQIFSF JOEJDBUFEBWFSZIPUTVSGBDFPO7FOVTPGBUMFBTUEFHSFFT
LFMWJO*OUIF4PWJFUQSPCF7FOFSBEFTDFOEFEUPUIFTVSGBDFPG7FOVTBOENFB
TVSFEBUFNQFSBUVSFPGEFHSFFTLFMWJO
ѮF (FSNBO QIZTJDJTU "MCFSU &JOTUFJO ¢ JOUSPEVDFT IJT JEFB UIBU MJHIU
FYIJCJUTCPUIXBWFBOEQBSUJDMFDIBSBDUFSJTUJDT
ѮF'SFODIQIZTJDJTU+FBO#BQUJTUF1FSSJO ¢ EFNPOTUSBUFTUIFFYJTUFODFPG
BUPNTCZDBSFGVMNFBTVSFNFOUTPG#SPXOJBONPUJPO
$SPBUJBOQIZTJDJTU"OESJKB.PIPSPWJDJD ¢ VTFTTFJTNJDEBUBUPEJTDPWFS
UIF.PIPSPWJDJDEJTDPOUJOVJUZUIBUGPSNTUIFCPVOEBSZCFUXFFOUIF&BSUITDSVTUBOE
NBOUMFBUBEFQUIPGBCPVULJMPNFUFSTCFMPXUIF&BSUITTVSGBDF
ѮF"NFSJDBOBTUSPOPNFS7FTUP.4MJQIFS ¢ QIPUPHSBQITUIFTQFDUSBPG
+VQJUFS 4BUVSO 6SBOVTBOE/FQUVOFJOUIFSFEBOEJOGSBSFE EJTDPWFSJOHBCTPSQUJPO
CBOETUIBUXFSFFWFOUVBMMZJOUFSQSFUFE JO CZUIF(FSNBOCPSO"NFSJDBOBTUSPO
PNFS3VQFSU8JMEU ¢ BTBCTPSQUJPOTCZBNNPOJBBOENFUIBOF
¦
&OHMJTIBTUSPOPNFS+BDPC)BMN ¢ TIPXTUIBUUIFNBTTFTPGTUBSTBSFDPS
SFMBUFEXJUITQFDUSBMUZQFBOEUIFSFGPSFXJUIUIFJSBCTPMVUF PSJOUSJOTJD MVNJOPTJUJFT
%BOJTIBTUSPOPNFS&KOBS)FSU[TQSVOH ¢ QVCMJTIFTBEJBHSBNPGUIFBCTP
MVUF PSJOUSJOTJD MVNJOPTJUZPGTUBSTJOUIF1MFJBEFTBOE)ZBEFTTUBSDMVTUFST QMPUUFE
BT B GVODUJPO PG UIFJS TQFDUSBM UZQF PS FĒFDUJWF UFNQFSBUVSF *O UIF "NFSJDBO
BTUSPOPNFS)FOSZ/PSSJT3VTTFMM ¢ QVCMJTIFEBTJNJMBSEJBHSBNGPSêFME
TUBSTOPUJODMVTUFST BOETVDIQMPUTBSFOPXLOPXOBT)FSU[TQSVOH3VTTFMMEJBHSBNT
ѮF/FX;FBMBOECPSO#SJUJTIQIZTJDJTU&SOFTU3VUIFSGPSE ¢ QSPQPTFTUIF
DPODFQUPGUIFOVDMFBSBUPN JOXIJDIUIFNBTTPGUIFBUPNJTDPODFOUSBUFEJOBOVDMFVT
XIJDIJT UJNFTTNBMMFSUIBOUIFBUPNBOEIBTBQPTJUJWFDIBSHFCBMBODFECZ
TVSSPVOEJOHFMFDUSPOT
"VTUSJBOQIZTJDJTU 7JDUPS')FTT ¢ EJTDPWFSTDPTNJDiSBZTuEVSJOHCBM
MPPOëJHIUTUIBUTIPXBOJODSFBTFPGBUNPTQIFSJDJPOJ[BUJPOBUIJHIBMUJUVEFT BUUSJC
VUJOHUIFJODSFBTFUPFOFSHFUJDiSBEJBUJPOuUIBUDPNFTGSPNPVUFSTQBDF)JTCBMMPPO
ëJHIUEVSJOHUIFTPMBSFDMJQTFPG"QSJMBEEJUJPOBMMZQSPWFEUIBUUIFJPOJ[BUJPO
XBTOPUDBVTFECZUIF4VO)FTTXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJT
BDIJFWFNFOU
"NFSJDBOBTUSPOPNFS)FOSJFUUB4XBO-FBWJUU ¢ EJTDPWFSTBQFSJPEMVNJOPTJUZ
SFMBUJPOGPSUXFOUZêWF$FQIFJEWBSJBCMFTUBSTJOUIF4NBMM.BHFMMBOJD$MPVE JOXIJDIUIF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
MPOHFSUIFQFSJPEPGMJHIUWBSJBUJPOUIFHSFBUFSUIFJOUSJOTJDCSJHIUOFTTPGUIFTUBS-FBWJUU
XBTXPSLJOHBUUIF)BSWBSE$PMMFHF0CTFSWBUPSZJOBSPVUJOF NFOJBMUBTLQBJEXJUIMPX
XBHFT BOBMZ[JOHQIPUPHSBQITPGTUBSTPCUBJOFEXJUI)BSWBSETNFUFS JODI SFGSBD
UPSBU"SFRVJQB 1FSVѮFQFSJPEMVNJOPTJUZSFMBUJPOGPS$FQIFJEWBSJBCMFTUBSTQFSNJUUFE
BOFXNFUIPEPGEFUFSNJOJOHBWBSJBCMFTUBSTEJTUBODF GSPNUIFTUBSTPCTFSWFEBQQBS
FOUMVNJOPTJUZBOEUIFBCTPMVUF JOUSJOTJDMVNJOPTJUZJOGFSSFEGSPNUIFPCTFSWFEWBSJBUJPO
QFSJPE*UXBTVTFECZUIF"NFSJDBOBTUSPOPNFS)BSMPX4IBQMFZ ¢ JOUP
FTUBCMJTIUIFMBSHFTJ[FBOEEJTUBOUDFOUFSPGPVSTUFMMBSTZTUFN UIF.JMLZ8BZ BOEJO
CZUIF"NFSJDBOBTUSPOPNFS&EXJO1)VCCMF ¢ UPEJTDPWFSUIBUUIFTQJSBM
OFCVMBF.BOE.BSFHBMBYJFTUIBUMJFPVUTJEFPVS.JMLZ8BZ(BMBYZ
(FSNBO NFUFPSPMPHJTU BOE HFPMPHJTU "MGSFE 8FHFOFS ¢ EFWFMPQT B UIF
PSZPGDPOUJOFOUBMESJѫUPFYQMBJOUIFDMPTFKJHTBXêUCFUXFFOUIFDPBTUMJOFTPOFJUIFS
TJEFPGUIF"UMBOUJD0DFBOBOEUIFHFPMPHJDBMBOEGPTTJMTJNJMBSJUJFTCFUXFFO#SB[JMBOE
"GSJDB QSPQPTJOHUIBUBMMUIFDPOUJOFOUTXFSFPODFVOJUFEJOBTJOHMFMBOENBTT OBNFE
1BOHBFB UIBUGSBHNFOUFEJOUPUPEBZTDPOUJOFOUT XIJDITUBSUFEESJѫJOHBQBSUBCPVU
NJMMJPOZFBSTBHPѮFFWJEFODFGPSDPOUJOFOUBMESJѫXBTGVSUIFSEFWFMPQFEBOE
QVCMJTIFEJOJO8FHFOFSTCPPL%JF&OTUFIVOHEFS,POUJOFOUFVOE0[FBOF êSTU
USBOTMBUFEJOUP&OHMJTIJOBTѮF0SJHJOPG$POUJOFOUTBOE0DFBOT
ѮF /PSXFHJBO QIZTJDJTU,SJTUJBO#JSLFMBOE ¢ QSPQPTFT UIBU UIF &BSUIT
EJQPMBSNBHOFUJDêFMEHVJEFTFOFSHFUJDFMFDUSPOTJOUPUIFQPMBSSFHJPOTXIFSFUIFZQSP
EVDFBVSPSBT
'*( "OHR ATOM )N THIS MODEL PROPOSED IN BY THE $ANISH PHYSICIST .IELS "OHR
¥ A HYDROGEN ATOMS ONE ELECTRON REVOLVES AROUND THE HYDROGEN NUCLEUS A
SINGLE PROTON IN WELL
DElNED ORBITS DESCRIBED
BY THE INTEGER N
!N ELECTRON
ABSORBS OR EMITS RADIATION
WHEN IT MAKES A TRANSITION
BETWEEN THESE ALLOWED
ORBITS 4HE ELECTRON CAN
JUMP UPWARD TO ORBITS
WITH LARGER N BY ABSORP
TION OF A PHOTON OF EXACTLY
THE RIGHT ENERGY EQUAL
TO THE ENERGY DIFFERENCE
BETWEEN THE ORBITS THE
ELECTRON CAN JUMP DOWN
TO LOWER ORBITS OF SMALLER
N WITH THE EMISSION OF
RADIATION OF THAT SAME ENERGY AND WAVELENGTH 4RANSITIONS THAT BEGIN OR END ON THE N ORBIT
DElNE THE "ALMER SERIES THAT IS OBSERVED AT VISIBLE WAVELENGTHS 4HEY ARE DESIGNATED BY (A
(B (G 4HE ,YMAN SERIES WITH TRANSITIONS FROM THE lRST ORBIT AT N IS DETECTED AT
ULTRAVIOLET WAVELENGTHS 4HE ORBITS ARE NOT DRAWN TO SCALE FOR THE SIZE OF THE RADIUS INCREASES
WITH THE SQUARE OF THE INTEGER N
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
%BOJTI QIZTJDJTU /JFMT #PIS m BQQMJFT RVBOUVN UIFPSZ UP UIF SBEJBUJPO
FNJUUFE CZ BUPNT EFWFMPQJOH BO BUPNJD NPEFM UIBU FYQMBJOT UIF XBWFMFOHUIT PG UIF
TQFDUSBM MJOFT PG IZESPHFO EFTDSJCFE JO BO FRVBUJPO CZ UIF 4XJTT NBUIFNBUJDJBO
+PIBOO #BMNFS m JO "DDPSEJOH UP UIJT NPEFM OPX LOPXO BT UIF
#PISBUPN UIFMPOFFMFDUSPOJOBIZESPHFOBUPNSFWPMWFTBCPVUUIFBUPNJDOVDMFVT
BQSPUPO JOTQFDJêDPSCJUTXJUIEFêOJUF RVBOUJ[FEWBMVFTPGFOFSHZ BOEBOFMFDUSPO
POMZFNJUTPSBCTPSCTSBEJBUJPOXIFOKVNQJOHCFUXFFOUIFTFBMMPXFEPSCJUT#PISXBT
BXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJTJOWFTUJHBUJPOTPGUIFTUSVDUVSFPGBUPNT
BOEUIFSBEJBUJPOFNBOBUJOHGSPNUIFN
"NFSJDBOBTUSPOPNFS7FTUP4MJQIFS ¢ TIPXTUIBUUIFWJTJCMFMJHIUTQFDUSB
PGTPNFOFCVMBFFYIJCJUBCTPSQUJPOMJOFTJEFOUJDBMUPUIPTFGPVOEJOUIFJSDFOUSBMTUBST
JOEJDBUJOHUIBUUIFTFiSFëFDUJPOuOFCVMBFBSFSFëFDUJOHUIFTUBSMJHIU
&OHMJTI DIFNJTU 'SFEFSJDL 4PEEZ ¢ EJTDPWFST UIBU EJĒFSFOU GPSNT PG UIF
TBNF FMFNFOU IBWF UIF TBNF DIFNJDBM DIBSBDUFSJTUJDT EJĒFSJOH POMZ JO UIF BUPNJD
XFJHIU PSUIFOVNCFSPGOFVUSPOTBOEQSPUPOT CVUIBWJOHUIFTBNFBUPNJDOVNCFS
PSUIFOVNCFSPGQSPUPOT)FOBNFEUIFNVMUJQMFGPSNTJTPUPQFT NFBOJOHiTBNFQMBDFu
CFDBVTFUIFZPDDVQJFEUIFTBNFQMBDFJOUIFQFSJPEJDUBCMF4PEEZXBTBXBSEFEUIF
/PCFM1SJ[FJO$IFNJTUSZGPSIJTDPOUSJCVUJPOTUPPVSLOPXMFEHFPGUIFDIFNJTUSZPG
SBEJPBDUJWFTVCTUBODFT BOEIJTJOWFTUJHBUJPOTJOUPUIFPSJHJOBOEOBUVSFPGJTPUPQFT
"NFSJDBOBTUSPOPNFS8BMUFS4"EBNT ¢ TIPXTUIBUUIFGBJOUDPNQBOJPO
UPUIFTUBS&SJEBOJJTBIPUXIJUFTUBSPGTQFDUSBMUZQF"ѮFIJHIUFNQFSBUVSFBOE
MPXJOUSJOTJDMVNJOPTJUZNFBOUUIBUUIFGBJOUDPNQBOJPOTUBSIBEUPCFWFSZTNBMM POMZ
BCPVUUIFTJ[FPGUIF&BSUI4VDITUBSTCFDBNFLOPXOBTXIJUFEXBSGTUBST
"NFSJDBOBTUSPOPNFS8BMUFS4"EBNT m BOE(FSNBOBTUSPOPNFS"SOPME
,PIMTDIÛUUFS m TIPX UIBU UIF SFMBUJWF JOUFOTJUJFT PG DFSUBJO OFJHICPSJOH
TQFDUSBMMJOFTDBOCFVTFEUPEFUFSNJOFUIFBCTPMVUF PSJOUSJOTJD MVNJOPTJUJFTPGCPUI
EXBSG PSNBJOTFRVFODF BOEHJBOUTUBST NBLJOHJUQPTTJCMFUPFTUJNBUFUIFEJTUBODFT
PGNJMMJPOTPGTUBSTGSPNUIFJSTQFDUSBBOEBQQBSFOUCSJHIUOFTTBMPOF
(FSNBOCPSO"NFSJDBOHFPMPHJTU#FOP(VUFOCFSH ¢ EJTDPWFSTUIFCPVOE
BSZCFUXFFOUIF&BSUITNBOUMFBOEUPQPGUIF&BSUITMJRVJEPVUFSDPSF MPDBUFEBUBO
BWFSBHFEFQUIPG LJMPNFUFSTCFMPXUIFTVSGBDF
ѮF "NFSJDBO QIZTJDJTU ѮFPEPSF -ZNBO ¢ BOOPVODFT UIBU IF IBT
PCTFSWFEUISFFVMUSBWJPMFUTQFDUSBMMJOFTPGIZESPHFOXIPTFXBWFMFOHUITBSFEFTDSJCFE
CZUIFGPSNVMBEFSJWFEGPSUIFGPVSWJTJCMFMJHIUIZESPHFOMJOFTJOCZUIF4XJTT
NBUIFNBUJDTUFBDIFS+PIBOO#BMNFS ¢
"NFSJDBO BTUSPOPNFS )FOSZ /PSSJT 3VTTFMM ¢ QVCMJTIFT B EJBHSBN PG UIF
BCTPMVUF PSJOUSJOTJD MVNJOPTJUZPGêFMETUBST OPUJOTUBSDMVTUFST QMPUUFEBTBGVODUJPOPG
UIFJSTQFDUSBMUZQF DPMPSJOEFY PSFĒFDUJWFUFNQFSBUVSF TIPXJOHUXPXFMMEFêOFEDMBTTFT
PGTUBSTUIBUIFDBMMFEEXBSGBOEHJBOUTUBST.PTUTUBST JODMVEJOHUIF4VO BSFEXBSGTUBST
UIBUMJFPOUIFNBJOTFRVFODF XIJDIJTBEJBHPOBMCBOEUIBUFYUFOETGSPNUIFCSJHIUCMVF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
TUBSTJOUIFVQQFSMFѫPGUIFEJBHSBNUPUIFGBJOUSFEPOFTJOUIFMPXFSSJHIUѮFNPSF
MVNJOPVTHJBOUTUBSTBSFGPVOEJOUIFVQQFSQBSUPGUIFEJBHSBNBCPWFUIFNBJOTFRVFODF
4VDI B QMPU JT LOPXO BT B )FSU[TQSVOH3VTTFMM PS )3 EJBHSBN BѫFS UIF QJPOFFSJOH
JOWFTUJHBUJPOTPG3VTTFMMBOE&KOBS)FSU[TQSVOH ¢ XIPêSTUQMPUUFETVDIB
EJBHSBNGPSUIF1MFJBEFTBOE)ZBEFTTUBSDMVTUFSTJOѮF)3EJBHSBNCFDBNFBO
JNQPSUBOUUPPMGPSUIFVOEFSTUBOEJOHBOEJOUFSQSFUBUJPOPGTUFMMBSFWPMVUJPO
!
"! "!"
"NFSJDBOBTUSPOPNFS8BMUFS4"EBNT ¢ TIPXTUIBUUIFGBJOUDPNQBOJPO
PGUIFCSJHIUTUBS4JSJVTJTBIPUXIJUFTUBSPGTQFDUSBMUZQF"ѮFIJHIUFNQFSBUVSFBOE
MPXJOUSJOTJDMVNJOPTJUZNFBOUUIBUUIFGBJOUDPNQBOJPOTUBSIBEUPCFWFSZTNBMM POMZ
BCPVUUIFTJ[FPGUIF&BSUI4VDITUBSTCFDBNFLOPXOBTXIJUFEXBSGTUBST
ѮF(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ FYQMBJOTUIFBOPNBMPVTNPUJPO
PG.FSDVSZCZNFBOTPGIJT(FOFSBMѮFPSZPG3FMBUJWJUZ JOXIJDITQBDFJTDVSWFECZB
OFBSCZNBTT BOEQSFEJDUTUIBUUIFDVSWBUVSFXJMMCFOEBMJHIUSBZQBTTJOHUIF4VOTFEHF
CZTFDPOETPGBSDѮFQSFEJDUFEMJHIUCFOEJOHXBTPCTFSWFE XJUIJOUIFVODFSUBJO
UJFTPGNFBTVSFNFOU CZBDIBOHFJOUIFQPTJUJPOTPGTUBSTTFFOOFBSUIF4VOEVSJOHUIF
UPUBM TPMBS FDMJQTF PG .BZ ѮF 'SFODI BTUSPOPNFS 6SCBJO +FBO +PTFQI
-FWFSSJFS ¢ QSFTFOUFEBDDVSBUFDPNQJMBUJPOTPGUIFVOFYQMBJOFEBOPNBMZ
JOUIFNPUJPOPG.FSDVSZJO BOE&JOTUFJOSFBEBCPVUJUJOBBSUJDMFCZUIF
(FSNBOBTUSPOPNFS&SXJO'SFVOEMJDI ¢
&OHMJTIBTUSPOPNFS"SUIVS4&EEJOHUPO m TIPXTUIBUSBEJBUJPOQSFTTVSF
NVTUTUBOEXJUIHSBWJUBUJPOBOEHBTQSFTTVSFBTUIFUIJSENBKPSGBDUPSJONBJOUBJOJOH
UIFFRVJMJCSJVNPGBTUBS*OUIFTBNFZFBS IFTIPXTUIBUBTUBSDMVTUFSXJMMPOMZSFNBJO
JOFRVJMJCSJVNJGUIFLJOFUJDFOFSHZPGUIFNPWJOHTUBSTCBMBODFTUIFJSNVUVBMHSBWJUB
UJPOBMQVMM
ѮF (FSNBO QIZTJDJTU "MCFSU &JOTUFJO ¢ QVCMJTIFT IJT DPNQSFIFOTJWF
(FOFSBMѮFPSZPG3FMBUJWJUZ JOXIJDIIFQPTUVMBUFTUIBUTQBDFJTDVSWFECZNBTT
(FSNBOBTUSPOPNFS,BSM4DIXBS[TDIJME ¢ TPMWFTUIFFYBDUFYQSFTTJPOTUIBU
EFTDSJCFUIFDVSWFETQBDFFYUFSOBMUPBOJTPMBUFE TQIFSJDBM OPOSPUBUJOHNBTT VTJOH
UIFêFMEFRVBUJPOTPG&JOTUFJOT(FOFSBMѮFPSZPG3FMBUJWJUZ BOETIPXTUIBUUIFFRVB
UJPOTIBWFBTJOHVMBSJUZBUUIFHSBWJUBUJPOBMSBEJVT BMTPOPXDBMMFEUIF4DIXBS[TDIJME
SBEJVT
&OHMJTI DIFNJTU BOE QIZTJDJTU 'SBODJT 8 "TUPO ¢ EFNPOTUSBUFT UIBU UIF
IFMJVNBUPNJTTMJHIUMZMFTTNBTTJWF CZBNFSFQFSDFOU UIBOUIFTVNPGUIFNBTTFTPG
UIFGPVSIZESPHFOBUPNTXIJDIFOUFSJOUPJU XIJDIMFEUPUIF&OHMJTIBTUSPOPNFS"SUIVS
&EEJOHUPO ¢ QSPQPTJOH JO UIBUIZESPHFOJTDPOWFSUFEJOUPIFMJVNJO
TUFMMBSDPSFT XJUIUIFNBTTEJĒFSFODFSFMFBTFEBTFOFSHZUPNBLFUIFTUBSTTIJOF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
'*( 0RECESSION OF -ERCURYS PERIHELION )NSTEAD OF
ALWAYS TRACING OUT THE SAME ELLIPSE THE ORBIT OF -ERCURY PIVOTS
AROUND THE FOCUS OCCUPIED BY THE 3UN 4HE POINT OF CLOSEST
APPROACH TO THE 3UN THE PERIHELION IS SLOWLY ROTATING AHEAD OF
THE POINT PREDICTED BY .EWTONS THEORY OF GRAVITATION 4HIS WAS
AT lRST EXPLAINED BY THE GRAVITATIONAL TUG OF AN UNKNOWN PLANET
CALLED 6ULCAN BUT WE NOW KNOW THAT 6ULCAN DOES NOT EXIST
4HE 'ERMAN PHYSICIST !LBERT %INSTEIN ¥ EXPLAINED
-ERCURYS ANOMALOUS MOTION IN BY INVENTING A NEW THEORY
OF GRAVITY IN WHICH THE 3UNS CURVATURE OF SPACE MAKES THE
PLANET MOVE IN A SLOWLY REVOLVING ELLIPSE
"NFSJDBO iDPNQVUFSu "OOJF +VNQ $BOOPO m DMBTTJêFT UIF TQFDUSB PG
TUBSTBOEQVCMJTIFTUIFNJOUIFêSTUWPMVNFPGUIF)FOSZ%SBQFS$BUBMPHVFPG
TUFMMBSTQFDUSB*OIFSMJGFUJNF$BOOPODMBTTJêFEPWFS TUBST DVMNJOBUJOHJOUIF
OJOUIWPMVNFPGUIFTUFMMBSDBUBMPHVFQVCMJTIFEJOѮJTXPSLXBTJNQPSUBOUJO
VOEFSTUBOEJOHUIFEJWFSTJUZPGTUBSTBOEUIFJSFWPMVUJPO
"NFSJDBOBTUSPOPNFS)BSMPX4IBQMFZ ¢ EFUFSNJOFTUIFEJTUBODFTPGHMPC
VMBSTUBSDMVTUFSTVTJOH$FQIFJEWBSJBCMFTUBSTJOUIFN BOETIPXTUIBUUIFZBSFEJTUSJC
VUFEJOBSPVHIMZTQIFSJDBMTZTUFNUIBUJTDFOUFSFEGBSGSPNUIF4VOBOEFOWFMPQTUIF
ëBUUFOFETUFMMBSEJTLPGUIF.JMLZ8BZ
&OHMJTI DIFNJTU 'SBODJT 8 "TUPO ¢ EFWFMPQT UIF NBTT TQFDUSPHSBQI
XIJDI IF VTFE UP TUVEZ BUPNJD NBTTFT BOE UP FTUBCMJTI UIF FYJTUFODF PG JTPUPQFT *O
IFVTFEIJTJOTUSVNFOUUPEJTDPWFSUIFOFPOJTPUPQF BOEFWFOUVBMMZEJTDPWFSFE
PGUIFN"TUPOBMTPTIPXFEUIBUUIFNBTTPGUIFIFMJVNBUPNJTMFTTUIBOUIBUPG
GPVSIZESPHFOBUPNT MFBEJOHIJTDPMMFBHVF"SUIVS&EEJOHUPO ¢ UPEFDMBSF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( %DGE ON VIEW OF OUR 'ALAXY !S SHOWN IN BY THE !MERICAN ASTRONO
MER (ARLOW 3HAPLEY ¥ THE GLOBULAR STAR CLUSTERS ARE DISTRIBUTED IN A
ROUGHLY SPHERICAL SYSTEM WHOSE CENTER COINCIDES WITH THE CORE OF OUR 'ALAXY 4HE 3UN
IS LOCATED IN THE GALACTIC DISK ABOUT LIGHT YEARS AWAY FROM THE CENTER OF OUR
'ALAXY 4HE GALACTIC DISK AND CENTRAL BULGE ARE SHOWN EDGE ON AS A NEGATIVE PRINT OF AN
INFRARED IMAGE TAKEN FROM THE )NFRA2ED !STRONOMICAL 3ATELLITE 4HE INFRARED OBSERVA
TIONS CAN PENETRATE THE OBSCURING VEIL OF INTERSTELLAR DUST THAT HIDES THE DISTANT -ILKY
7AY FROM OBSERVATION AT VISIBLE WAVELENGTHS )T IS THIS DUST THAT LIMITED ASTRONOMERS
VIEW OF THE SURROUNDING STARS TO A MUCH SMALLER +APTEYN 5NIVERSE CENTERED ON THE
3UN
JOUIBUUIFNBTTEJĒFSFODFJOTZOUIFTJ[JOHIZESPHFOJOUPIFMJVNDPVMESFMFBTF
UIFFOFSHZUIBUNBLFTTUBSTTIJOF"TUPOSFDFJWFEUIF/PCFM1SJ[FJO$IFNJTUSZ
GPSIJTEJTDPWFSZ CZNFBOTPGUIFNBTTTQFDUSPHSBQI PGJTPUPQFT JOBMBSHFOVNCFSPG
OPOSBEJPBDUJWFFMFNFOUT
"NFSJDBOBTUSPOPNFS&EXBSE#BSOBSE ¢ QVCMJTIFTIJTêSTUQIPUPHSBQIJD
BUMBTPGEBSLNBSLJOHT XIJDIXFSFTVCTFRVFOUMZGPVOEUPDPOUBJOWBTURVBOUJUJFTPGJOUFS
TUFMMBSEVTUBOENPMFDVMFTѮFTFDPOEBUMBTXBTQVCMJTIFEJOBѫFS#BSOBSETEFBUI
ѮF(SFFOXJDI0CTFSWBUPSZBOE&OHMBOET3PZBM4PDJFUZKPJOUMZTFOEFYQFEJUJPOTUP
UFTU&JOTUFJOT(FOFSBMѮFPSZPG3FMBUJWJUZCZPCTFSWJOHTUBSQPTJUJPOTEVSJOHUIFUPUBM
TPMBSFDMJQTFPO.BZ GSPN4PCSBM #SB[JMBOE1SJODJQF BTNBMMJTMBOEPĒUIF
DPBTUPG8FTU"GSJDBѮF&OHMJTIBTUSPOPNFST'SBOL8%ZTPO ¢ "SUIVS
&EEJOHUPO ¢ BOE $IBSMFT %BWJETPO ¢ QVCMJTIFE UIJT EFUFS
NJOBUJPOPGUIFEFëFDUJPOPGMJHIUCZUIF4VOTHSBWJUBUJPOBMêFMEJOJOUIF1IJMP
TPQIJDBM5SBOTBDUJPOTPGUIF3PZBM4PDJFUZѮFPCTFSWFEDIBOHFJOUIFTUFMMBSQPTJUJPOT
QSPEVDFECZUIF4VOTHSBWJUBUJPOBMCFOEJOHPGTUBSMJHIUQBTTJOHOFBSJU BHSFFEXJUI
&JOTUFJOTQSFEJDUJPO NBLJOHIJNXPSMEGBNPVTOFBSMZPWFSOJHIU
"NFSJDBOBTUSPOPNFS(FPSHF&MMFSZ)BMF m BOEIJTDPMMFBHVFTTIPXUIBU
TVOTQPUTPDDVSJOCJQPMBSQBJSTXJUIBOPSJFOUBUJPOUIBUWBSJFTXJUIBZFBSQFSJPE
1PMJTINBUIFNBUJDJBOѮFPEPS,BMV[B ¢ TVHHFTUTUIBUUIF6OJWFSTFNJHIU
IBWFNPSFUIBOUISFFTQBUJBMEJNFOTJPOT BOEQSPQPTFTUIFFYJTUFODFPGBGPVSUITQBUJBM
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
EJNFOTJPOUIBUNJHIUDPOOFDUUIF(FOFSBMѮFPSZPG3FMBUJWJUZXJUIUIFUIFPSZPGFMFD
USPNBHOFUJTN"MUIPVHIIJTJEFBTEJEOPUTVDDFFEJOUIFJSPSJHJOBMQVSQPTF UIFZXFSF
SFêOFECZPUIFSTBOEVTFEEFDBEFTMBUFSJOTUSJOHUIFPSZ
*SJTIQIZTJDJTU+PTFQI-BSNPS m QSPQPTFTUIBUUIFNBHOFUJDêFMETPGUIF
&BSUIBOEUIF4VODBOCFHFOFSBUFECZUIFJOUFSOBMNPUJPOTPGDPOEVDUJOHNBUFSJBM
UISPVHIUIFBDUJPOPGBTFMGTVTUBJOJOHEZOBNP
#SJUJTIQIZTJDJTU'SFEFSJDL"-JOEFNBO m MBUFS-PSE$IFSXFMM QSPQPTFT
UIBUFMFDUSJDBMMZOFVUSBMQMBTNBFKFDUJPOTGSPNUIF4VOBSFSFTQPOTJCMFGPSJOUFOTF OPO
SFDVSSFOUHFPNBHOFUJDTUPSNT
/FX;FBMBOECPSO#SJUJTIQIZTJDJTU&SOFTU3VUIFSGPSE ¢ BOOPVODFTUIBU
IFIBTCPNCBSEFEOJUSPHFOXJUIBMQIBQBSUJDMFT PSIFMJVNOVDMFJ DBVTJOHUIFOJUSPHFO
OVDMFJUPEJTJOUFHSBUFBOEQSPEVDJOHIZESPHFOBOEPYZHFOOVDMFJѮJTXBTUIFêSTU
BSUJêDJBMMZQSPEVDFETQMJUUJOHPGBUPNJDOVDMFJBOEUIFêSTUBSUJêDJBMUSBOTGPSNBUJPOPG
POFFMFNFOUJOUPBOPUIFS3VUIFSGPSEGPVOEUIBUPUIFSFMFNFOUTBMTPFKFDUIZESPHFO
OVDMFJXIFOTJNJMBSMZCPNCBSEFEXJUIBMQIBQBSUJDMFT BOETQFDVMBUFEUIBUUIFOVDMFVT
PGBOZBUPNDPOUBJOTUIFN*O3VUIFSGPSEHBWFUIFOBNFQSPUPOUPUIFIZESPHFO
OVDMFVT TQFDVMBUJOHJOUIFTBNFZFBSUIBUVODIBSHFEQBSUJDMFT XIJDIXFSFMBUFSDBMMFE
OFVUSPOT NVTUBMTPFYJTUJOUIFOVDMFVTUPLFFQUIFQSPUPOTGSPNSFQFMMJOHFBDIPUIFS
ѮF4DPUUJTIFOHJOFFS3PCFSU8BUTPO8BUU ¢ QBUFOUTIJTêSTUiSBEJPMPDB
UPSu UIFQSFEFDFTTPSPGSBEBS XIJDIXBTGVMMZEFWFMPQFEJO#SJUBJOBOE"NFSJDBEVSJOH
8PSME8BS** ¢
¦
*O BO BSUJDMF FOUJUMFE ѮF *OUFSOBM $POTUJUVUJPO PG UIF 4UBST UIF &OHMJTI BTUSPOPNFS
"SUIVS &EEJOHUPO ¢ TVHHFTUT UIBU OVDMFBS QSPDFTTFT JO UIF IPU DPSFT PG
TUBSTNJHIUQSPWJEFUIFFOFSHZUIBUNBLFTUIFNTIJOF BOETQFDJêDBMMZEFTDSJCFTUIF
QPTTJCJMJUZUIBUIZESPHFODPVMECFUSBOTGPSNFEUPIFMJVN XJUIUIFSFTVMUBOUNBTTEJG
GFSFODFSFMFBTFEBTFOFSHZUPQPXFSBTUBS*OUIFTBNFZFBS &EEJOHUPOQVCMJTIFEIJTCPPL
4QBDF 5JNFBOE(SBWJUBUJPO XIJDIPVUMJOFT"MCFSU&JOTUFJOT m (FOFSBM
ѮFPSZPG3FMBUJWJUZ
ѮF/FX;FBMBOECPSO #SJUJTIQIZTJDJTU&SOFTU3VUIFSGPSE ¢ BOOPVODFT
UIBUUIFNBTTJWFOVDMFJPGBMMBUPNTBSFDPNQPTFEPGIZESPHFOOVDMFJ XIJDIIFOBNFE
QSPUPOT)FBMTPQPTUVMBUFTUIFFYJTUFODFPGBOVODIBSHFEOVDMFBSQBSUJDMF MBUFSDBMMFE
UIFOFVUSPO XIJDIXBTSFRVJSFEUPLFFQUIFQPTJUJWFMZDIBSHFEQSPUPOTGSPNSFQFM
MJOHFBDIPUIFSѮF&OHMJTIQIZTJDJTU+BNFT$IBEXJDL ¢ EJTDPWFSFEUIF
OFVUSPOJO
*OEJBOBTUSPQIZTJDJTU.FHIOBE4BIB ¢ QVCMJTIFTIJTJPOJ[BUJPOFRVBUJPO
XIJDISFMBUFTUIFEFHSFFPGJPOJ[BUJPOPGBOBUPNUPUFNQFSBUVSFBOEQSFTTVSF8JUIJOB
ZFBSIFIBEVTFEUIJTFRVBUJPOUPTQFDJGZUIFUFNQFSBUVSFTPGTUBSTPGEJĒFSFOUTQFDUSBM
UZQFT BOEQBWFEUIFXBZGPSUIFJOUFSQSFUBUJPOPGTUFMMBSTQFDUSBJOUFSNTPGCPUIFYDJUB
UJPOBOEDIFNJDBMDPNQPTJUJPO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮF "NFSJDBO BTUSPOPNFST )BSMPX 4IBQMFZ ¢ BOE )FCFS % $VSUJT
¢ QBSUJDJQBUF JO UIF OPXGBNPVT 4IBQMFZ$VSUJT EFCBUF PWFS iѮF 4DBMF
PGUIF6OJWFSTFuBUBNFFUJOHPGUIF/BUJPOBM"DBEFNZPG4DJFODFTPO"QSJM
4IBQMFZ EFGFOEFE IJT JOUFSQSFUBUJPO PG B NVDI MBSHFS .JMLZ 8BZ TZTUFN XJUI B
SFNPUF DFOUFS XIJDI QSPWFE FTTFOUJBMMZ DPSSFDU CVU IF XSPOHMZ TVQQPTFE UIBU UIF
TQJSBMOFCVMBFBSFFNCFEEFEJOUIF.JMLZ8BZ$VSUJTJODPSSFDUMZEFGFOEFEBTNBMMFS
4VODFOUFSFETUFMMBSTZTUFN CVUQSPWJEFEDPHFOUBSHVNFOUTGPSUIFJTMBOE6OJWFSTF
UIFPSZPGTQJSBMOFCVMBFBTSFNPUFTUFMMBSTZTUFNTDPNQBSBCMFUPUIF.JMLZ8BZ XIJDI
XBT TVCTFRVFOUMZ QSPWFO DPSSFDU 4IBQMFZ XBT NJTMFE CZ "ESJBBO WBO .BBOFOT
¢ SFQPSUTPGTZTUFNBUJDBOHVMBSNPUJPOTPGTQJSBMOFCVMBF XIJDIXPVME
NFBOUIFZXPVMEIBWFJNQMBVTJCMFWFMPDJUJFTJGUIFZXFSFOPUOFBSCZ4IBQMFZBDDFQUFE
UIFTFPCTFSWBUJPOTBUGBDFWBMVF CVU$VSUJTEJTDPVOUFEUIFNBTQSPCBCMZFSSPOFPVTm
XIJDIUIFZXFSF
"NFSJDBO QIZTJDJTU "MCFSU .JDIFMTPO ¢ BOE "NFSJDBO BTUSPOPNFS
'SBODJT(1FBTF ¢ QVCMJTIUIFêSTUTVDDFTTGVMNFBTVSFNFOUPGUIFBOHVMBS
EJBNFUFSPGBTUBSPUIFSUIBOUIF4VOѮFZVTFEUIFJOUFSGFSPNFUFSNFUIPEXJUIUXP
NJSSPST JODMVEJOHUIFJODISFëFDUPSPGUIF)PPLFSUFMFTDPQFPO.PVOU8JMTPO
PCUBJOJOHBOBOHVMBSEJBNFUFSPGBCPVUTFDPOETPGBSDGPSUIFTVQFSHJBOUTUBSʂ
0SJPOJT BMTPLOPXOBT#FUFMHFVTF.PEFSONFBTVSFNFOUTHJWFBOBOHVMBSEJBNFUFSPG
TFDPOETPGBSD XIJDIBUBEJTUBODFPGMJHIUZFBSTDPSSFTQPOETUPBQIZTJDBM
SBEJVTPGBCPVUNJMMJPOLJMPNFUFSTBOEUJNFTUIFSBEJVTPGUIF4VO
ѮF4XFEJTIBTUSPOPNFS$BSM7JMIFMN-VEWJHi$7-u$IBSMJFS ¢ NBQTUIF
EJTUSJCVUJPOPG OFCVMBFPVUTJEFUIFQMBOFPGUIF.JMLZ8BZ BOETIPXTUIBUUIFZ
BSFHSPVQFEUPHFUIFSJODPODFOUSBUJPOTOPXLOPXOBTDMVTUFSTPGHBMBYJFT
ѮF"NFSJDBOQIZTJDJTU"SUIVS)$PNQUPO ¢ TIPXTUIBU9SBZTTDBUUFSFE
GSPNWBSJPVTFMFNFOUTFYIJCJUBOJODSFBTFJOXBWFMFOHUI$PNQUPOFYQMBJOFEUIJTEJT
DPWFSZJOCZTVQQPTJOHUIBU9SBZTCFIBWFMJLFQBSUJDMFT XIJDIIFDBMMFEQIPUPOT
BOEMPTFTPNFPGUIFJSFOFSHZJODPMMJTJPOTXJUIFMFDUSPOTѮJTQIFOPNFOPO XIJDIJT
OPXLOPXOBTUIF$PNQUPOFĒFDU DPOêSNFEUIFXBWFQBSUJDMFEVBMJUZPGSBEJBUJPO
XIJDIXBTJNQPSUBOUGPSRVBOUVNUIFPSZ
ѮF3VTTJBONBUIFNBUJDJBO"MFLTBOES"'SJFENBO m EFSJWFTTPMVUJPOTUP
UIFêFMEFRVBUJPOTPG&JOTUFJOT(FOFSBMѮFPSZPG3FMBUJWJUZUIBUEFTDSJCFBOJTPUSPQJD
IPNPHFOFPVTOPOTUBUJPOBSZ6OJWFSTFXIPTFNFBOEFOTJUZBOESBEJVTWBSZXJUIUJNF
JOEJDBUJOHFJUIFSBOFYQBOEJOHPSDPOUSBDUJOH6OJWFSTF*OIFDPOTJEFSFEBOPO
TUBUJPOBSZXPSMEXJUIQPTJUJWFTQBDFDVSWBUVSF BOEJOIFEJTDPWFSFEBOFYQBOE
JOH TPMVUJPO XJUI OFHBUJWF TQBUJBM DVSWBUVSF 4VDI QPTTJCJMJUJFT IBWF CFDPNF LOPXO
BTi'SJFENBO6OJWFSTFT uCVUBTUSPOPNFSTPGUIFUJNFXFSFHFOFSBMMZVOBXBSFPGIJT
SFTVMUT BOE'SJFENBOEJEOPUSFBMJ[FUIFJSQPTTJCMFBTUSPOPNJDBMDPOTFRVFODFT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
ѮF %VUDI BTUSPOPNFS +BDPCVT ,BQUFZO ¢ QVCMJTIFT IJT BOBMZTJT PG TUBS
DPVOUT QSPQPTJOHUIBUUIFTUBSTBSFDPODFOUSBUFEJOBEJTLXJUIUIF4VOOFBSUIFDFOUFS
ѮFMFOHUIPGUIFTUFMMBSEJTLXBTFTUJNBUFEBUBCPVU MJHIUZFBST BOEUIFXJEUI
BU MJHIUZFBST
&OHMJTIBTUSPOPNFS&8BMUFS.BVOEFS m QSPWJEFTBGVMMBDDPVOUPGUIF
ZFBS EFBSUI PG TVOTQPUT GSPN UP QSFWJPVTMZ OPUJDFE CZ UIF (FSNBO
BTUSPOPNFS(VTUBW'84QÕSFS m JOѮJTJOUFSSVQUJPOJOUIFOPSNBM
TVOTQPU DZDMF JT OPX SFGFSSFE UP BT UIF .BVOEFS .JOJNVN " QSPMPOHFE QFSJPE PG
VOVTVBMMZDPMEXFBUIFSJO&VSPQF LOPXOBTUIF-JUUMF*DF"HF PWFSMBQTUIF.BVOEFS
.JOJNVNBOEBOPUIFSQFSJPEPGVOVTVBMMZMPXTVOTQPUOVNCFST UIF4QÕSFS.JOJ
NVN GSPNUP
&TUPOJBOBTUSPOPNFS&SOTU¸QJL m EFEVDFTUIFEJTUBODFUPUIFTQJSBMHBM
BYZ"OESPNFEB PS. GSPNJUTSPUBUJPOWFMPDJUZVOEFSUIFBTTVNQUJPOUIBUJUTNBTT
UPMVNJOPTJUZSBUJPJTDPNQBSBCMFUPUIBUPGUIFTUBSTJOUIF.JMLZ8BZ TIPXJOHUIBU
.MJFTPVUTJEFPVS(BMBYZBOEJTBHBMBYZJOJUTPXOSJHIU¸QJLPCUBJOFEBEJTUBODF
PG QBSTFDTUP. PSBCPVUNJMMJPOMJHIUZFBST
&OHMJTI BTUSPOPNFS "SUIVS &EEJOHUPO m QVCMJTIFT IJT CPPL ѮF .BUI
FNBUJDBMѮFPSZPG3FMBUJWJUZ XIJDIJODMVEFTUIFSBEJBMWFMPDJUJFTPGTQJSBMOFCVMBF
TVQQMJFECZUIF"NFSJDBOBTUSPOPNFS7FTUP4MJQIFS m
(FSNBOBTUSPOPNFS.BYJNJMJBO8PMG ¢ TIPXTUIBUEBSLOFCVMBFJOUIF
.JMLZ8BZBSFPCTDVSJOHDMPVETDPNQPTFEPGTPMJEEVTUQBSUJDMFT XIJDIBCTPSCUIF
MJHIUPGEJTUBOUTUBST
'SFODIQIZTJDJTU-PVJTEF#SPHMJF m EFWFMPQTUIFQSJODJQMFUIBUBOFMFDUSPO
PSBOZPUIFSTVCBUPNJDQBSUJDMFDBOCFDPOTJEFSFEUPCFIBWFBTBXBWFBTXFMMBTBQBS
UJDMF)FTIPXFEUIBUUIFFMFDUSPOTJOBOBUPNEPOPUPDDVQZPSCJUTCVUFYJTUBTTUBOEJOH
XBWFTBSPVOEUIFOVDMFVT'PSUIJTEJTDPWFSZPGUIFXBWFQBSUJDMFEVBMJUZ EF#SPHMJF
XBTBXBSEFEUIF/PCFM1SJ[FGPS1IZTJDT
&OHMJTIBTUSPOPNFS"SUIVS&EEJOHUPO ¢ TIPXTUIBUUIFMVNJOPTJUZPGB
TUBSJTBGVODUJPOPGJUTNBTT BSFTVMUBDIJFWFECZUSFBUJOHTUBSTBTHBTFPVTTQIFSFTJO
IZESPTUBUJDBOESBEJBUJWFFRVJMJCSJVN XJUIHJBOUTUBSTTVQQPSUFECZSBEJBUJPOQSFTTVSF
BOEEXBSG PSNBJOTFRVFODF TUBSTTVQQPSUFECZHBTQSFTTVSFѮJTQBWFEUIFXBZUP
UIFSFBMJ[BUJPOUIBUUIFFWPMVUJPOBSZIJTUPSZPGBTUBSJTEFUFSNJOFECZJUTNBTT BHFBOE
JOJUJBMDPNQPTJUJPO
"NFSJDBO BTUSPOPNFS (FPSHF &MMFSZ )BMF m EFWFMPQT UIF TQFDUSPIFMJP
TDPQFUIBUFOBCMFTUIFFOUJSF4VOUPCFTDBOOFEWJTVBMMZBUTFMFDUFEXBWFMFOHUIT NPTU
OPUBCMZ JO UIF MJHIU PG UIF IZESPHFOBMQIB TQFDUSBM MJOF BU OBOPNFUFST UIBU JT
TFOTJUJWFUPTPMBSBDUJWJUZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( 3TELLAR MASS LUMINOSITY RELATION 4HE EMPIRICAL MASS LUMI
NOSITY RELATION FOR MAIN SEQUENCE STARS OF ABSOLUTE LUMINOSITY , IN UNITS
OF THE SOLAR LUMINOSITY ,~ AND MASS - IN UNITS OF THE 3UNS MASS -~
4HE STRAIGHT LINE CORRESPONDS TO A LUMINOSITY THAT IS PROPORTIONAL TO THE
FOURTH POWER OF THE MASS 4HE %NGLISH ASTRONOMER !RTHUR %DDINGTON
¥ PROPOSED A THEORETICAL EXPLANATION FOR THIS RELATION IN
ѮF&OHMJTIQIZTJDJTU&EXBSE7"QQMFUPO m BOEIJT/FX;FBMBOEHSBEV
BUFTUVEFOU."'i.JMFTu#BSOFUU m VTFSFëFDUFESBEJPUSBOTNJTTJPOTUP
WFSJGZUIFFYJTUFODFPGUIFFMFDUSJDBMMZDPOEVDUJOHJPOPTQIFSFѮF"NFSJDBOQIZTJDJTUT
(SFHPSZ#SFJU m BOE.FSMF"5VWF m DPOêSNFEUIFFYJTUFODF
PGUIFJPOPTQIFSFUIFGPMMPXJOHZFBSVTJOHQVMTFESBEJPXBWFT"IFJHIUPGBCPVU
LJMPNFUFST XBT JOGFSSFE GPS UIF SBEJPSFëFDUJOH MBZFS CZ NFBTVSJOH UIF UJNF EFMBZ
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
CFUXFFOUIFUSBOTNJTTJPOPGUIFSBEJPTJHOBMBOEUIFSFDFQUJPOPGJUTFDIP"QQMFUPO
XBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJTJOWFTUJHBUJPOTPGUIFQIZTJDTPGUIF
VQQFSBUNPTQIFSF FTQFDJBMMZGPSUIFEJTDPWFSZPGUIFTPDBMMFE"QQMFUPOMBZFS
ѮF "NFSJDBO BTUSPOPNFS &EXJO )VCCMF ¢ BOOPVODFT IJT EJTDPWFSZ PG
$FQIFJEWBSJBCMFTUBSTJOUXPOFBSCZTQJSBMOFCVMBF UIF"OESPNFEB/FCVMB PS.
BOEUIFHSFBUTQJSBMJO5SJBOHVMVN PS. BOETIPXTUIBUUIFZBSFSFNPUFHBMBYJFT
TFQBSBUFEGSPNPVS.JMLZ8BZCZXJEFHVMGTPGBQQBSFOUMZFNQUZTQBDF)VCCMFVTFE
UIFQFSJPEMVNJOPTJUZSFMBUJPOGPS$FQIFJEWBSJBCMFTUBSTUPEFSJWFBEJTUBODFPGBCPVU
QBSTFDT PSBCPVUNJMMJPOMJHIUZFBST GPSUIFUXPOFCVMBF EFNPOTUSBUJOH
UIBUUIFZMJFGBSCFZPOEPVS.JMLZ8BZBOEBSFUIVTHBMBYJFTJOUIFJSPXOSJHIUѮJT
JNQPSUBOUSFTVMUXBTQSFTFOUFEJOBQBQFSSFBEJOBCTFOUJBBUBNFFUJOHPGUIF"NFSJDBO
"TUSPOPNJDBM4PDJFUZJO8BTIJOHUPO %$PO/FX:FBST%BZ)VCCMFXBTVTJOH
UIFJODI NFUFS )PPLFSUFMFTDPQFPO.PVOU8JMTPOUPNBLFUIJTEJTDPWFSZ
PGUIFMBSHFEJTUBODFTBOEFYUSBHBMBDUJDOBUVSFPGTQJSBMOFCVMBF
4XFEJTIBTUSPOPNFS#FSUJM-JOECMBE m QSPQPTFTUIBUUIFTUBSTJOUIF.JMLZ
8BZ BSF SFWPMWJOH JO DJSDVMBS PSCJUT BCPVU B SFNPUF NBTTJWF HBMBDUJD DFOUFS JO UIF
EJSFDUJPOPGUIFDPOTUFMMBUJPO4BHJUUBSJVT XJUIPSCJUBMTQFFETUIBUEFDSFBTFXJUIJODSFBT
JOHEJTUBODFGSPNUIFDFOUFSѮFOFBSCZTUBSTUIBUBSFBMJUUMFDMPTFSUIBOUIF4VOUPUIF
DFOUFSTFFNUPNPWFJOPOFEJSFDUJPO XIJMFUIPTFBCJUGBSUIFSBXBZBQQFBSUPNPWF
JOUIFPQQPTJUFEJSFDUJPO UIFSFCZFYQMBJOJOHUIFUXPTUBSTUSFBNTBOOPVODFECZUIF
%VUDIBTUSPOPNFS+BDPCVT,BQUFZO ¢ JO
"NFSJDBOQIZTJDJTU3PCFSU.JMMJLBO ¢ DPNQBSFTUIFJOUFOTJUZPGJPOJ[BUJPOJO
UXPMBLFTBUEJĒFSFOUBMUJUVEFT QSPWJOHUIBUUIFJPOJ[JOHSBZT EJTDPWFSFECZ7JDUPS')FTT
¢ JO DPNFGSPNPVUFSTQBDFBOEHJWJOHUIFNUIFOBNFDPTNJDSBZT
&OHMJTICPSO "NFSJDBO BTUSPOPNFS $FDJMJB ) 1BZOF ¢ QVCMJTIFT IFS
NPOPHSBQIFOUJUMFE4UFMMBS"UNPTQIFSFT XIFSFTIFVTFTTUFMMBSTQFDUSBMMJOFTUPEFNPO
TUSBUFUIBUUIFBCVOEBODFTPGUIFFMFNFOUTBSFTJNJMBSJOUIFBUNPTQIFSFTPGWJSUVBMMZBMM
CSJHIUTUBST#FDBVTFIZESPHFOJTUFSSFTUSJBMMZSBSF TIFTVQQPTFEUIBUJUTJOUFOTFTQFD
USBMMJOFJOUIF4VOBOEPUIFSTUBSTXBTEVFUPTPNFBCOPSNBMJUZ CVUXJUIJOUISFFZFBST
UIF(FSNBOBTUSPQIZTJDJTU"MCSFDIU6OTÕME ¢ IBETIPXOUIBUIZESPHFOJT
JOGBDUUIFNPTUBCVOEBOUFMFNFOUJOUIFPVUFSBUNPTQIFSFPGUIF4VO
"VTUSJBOQIZTJDJTU8PMGHBOH1BVMJ ¢ QSPQPTFTUIBUOPUXPFMFDUSPOTJOUIF
TBNFBUPNDBOPDDVQZUIFTBNFFOFSHZTUBUF PSIBWFUIFTBNFWBMVFTGPSBMMGPVSPG
UIFJS RVBOUVN OVNCFST 1BVMJ XBT BXBSEFE UIF /PCFM 1SJ[F JO 1IZTJDT GPS IJT
EJTDPWFSZPGUIJT&YDMVTJPO1SJODJQMF BMTPLOPXOBTUIF1BVMJ1SJODJQMF
&OHMJTI BTUSPOPNFS "SUIVS &EEJOHUPO ¢ EFNPOTUSBUFT UIBU FOFSHFUJD
SBEJBUJPOGSPNWFSZMVNJOPVTTUBSTXJMMIFBUOFBSCZJOUFSTUFMMBSNBUFSJBMUPBUFNQFSB
UVSFPGBCPVU EFHSFFTLFMWJO JPOJ[JOHUIFBUPNT*OUIFTBNFZFBSIFQVCMJTIFE
IJTCPPL*OUFSOBM$POTUJUVUJPOPGUIF4UBST XIJDIDPMMFDUTBOEFYUFOETIJTNBKPSQBQFST
POUIFQIZTJDBMOBUVSFPGTUBSTBOEQSPWJEFTBGPVOEBUJPOGPSNVDIPGPVSVOEFSTUBOE
JOHPGUIFTUSVDUVSF DPOTUJUVUJPOBOEFWPMVUJPOPGUIFTUBST
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
(FSNBO QIZTJDJTU 8FSOFS )FJTFOCFSH ¢ QSPQPTFT UIF VODFSUBJOUZ QSJO
DJQMF XIJDITUBUFTUIBUJUJTJNQPTTJCMFUPTQFDJGZQSFDJTFMZCPUIUIFQPTJUJPOBOEUIF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
%BOJTIQIZTJDJTU/JFMT#PIS m JOUSPEVDFTUIF1SJODJQMFPG$PNQMFNFOUBS
JUZ CBTFEPOUIFXBWFQBSUJDMFEVBMJUZPGMJHIUBOENBUUFS FMFDUSPOT "DDPSEJOHUPUIJT
1SJODJQMF UIFXBWFBOEQBSUJDMFJOUFSQSFUBUJPOTPOUIFRVBOUVNMFWFMBSFFRVBMMZWBMJE
BOE JOEJTQFOTBCMF BOE B DPNQMFUF EFTDSJQUJPO SFRVJSFT UIFN CPUI XJUI BO BQQMJDB
UJPOUIBUEFQFOETPOUIFFYQFSJNFOUBMDPOUFYU8IFODPNCJOFEXJUIUIF6ODFSUBJOUZ
1SJODJQMFPGUIF(FSNBOQIZTJDJTU8FSOFS)FJTFOCFSH m UIF1SJODJQMFPG
$PNQMFNFOUBSJUZMFEUPUIF$PQFOIBHFO*OUFSQSFUBUJPOPG2VBOUVN.FDIBOJDT
"NFSJDBO BTUSPOPNFS *SB 4 #PXFO m TIPXT UIBU UIF TQFDUSBM MJOFT PG
QMBOFUBSZOFCVMBF QSFWJPVTMZBUUSJCVUFEUPBIZQPUIFUJDBMFMFNFOUOFCVMJVNBOEêSTU
PCTFSWFE JO CZ UIF &OHMJTI BTUSPOPNFS 8JMMJBN )VHHJOT ¢ BSJTF
GSPNJPOJ[FEBUPNTPGPYZHFOBOEOJUSPHFOVOEFSHPJOHiGPSCJEEFOuUSBOTJUJPOTJOUIF
MPXEFOTJUZOFCVMBFTVDIUSBOTJUJPOTBSFWFSZJNQSPCBCMFJOUIFIJHIFSEFOTJUZMBCPSB
UPSZTJUVBUJPOѮF"NFSJDBOBTUSPOPNFS%POBME.FO[FM m BOEUIF%VUDI
BTUSPOPNFS)FSNBO;BOTUSB m IBETFUUIFTUBHFGPSUIJTXPSLCZTIPXJOH
JOm UIBUUIFJOUFOTFVMUSBWJPMFUMJHIUPGIPUTUBSTFNCFEEFEJOQMBOFUBSZOFCV
MBFJPOJ[FUIFTVSSPVOEJOHNBUFSJBMBOEBDDPVOUGPSUIFJSIZESPHFOMJOFFNJTTJPO
&OHMJTIUIFPSFUJDBMQIZTJDJTU1BVM".%JSBD m GPSNVMBUFTUIFSFMBUJWJTUJD
UIFPSZPGUIFFMFDUSPOGSPNXIJDIIFQSFEJDUFEUIFFYJTUFODFPGUIFQPTJUSPO PSQPTJUJWF
FMFDUSPO UIFBOUJNBUUFSQBSUJDMFPGUIFFMFDUSPO
3VTTJBOQIZTJDJTU(FPSHF(BNPX ¢ VTFTRVBOUVNNFDIBOJDTUPTIPXIPX
FOFSHFUJD DIBSHFE QBSUJDMFT DBO FTDBQF SBEJPBDUJWF BUPNJD OVDMFJ UVOOFMJOH UISPVHI
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UIF OVDMFBS FMFDUSJDBM CBSSJFS UIBU DPOTUSBJOT UIFN ѮF UVOOFMJOH QSPDFTT JOWPMWFT B
RVBOUVNXBWJOFTT VODFSUBJOUZ PSTQSFBEPVUDIBSBDUFS XIJDINBLFTJUQPTTJCMFGPSB
TVCBUPNJDQBSUJDMFUPPDDBTJPOBMMZQFOFUSBUFDMBTTJDBMCBSSJFST*UNBLFTOVDMFBSGVTJPO
QPTTJCMFBUUFNQFSBUVSFTUIBUFYJTUJOTJEFUIF4VOBOEPUIFSTUBST
ѮF (FSNBO BTUSPQIZTJDJTU "MCSFDIU 6OTÕME ¢ TIPXT UIBU TQFDUSBM MJOFT
PCTFSWFEJOUIF4VOTWJTJCMFMJHIUEFNPOTUSBUFUIBUIZESPHFOJTBNJMMJPOUJNFTNPSF
BCVOEBOUUIBOBOZPUIFSFMFNFOUJOUIF4VO
ѮF (FSNBO QIZTJDJTU 8JMIFMN "OEFSTPO m BOE UIF &OHMJTI TDJFOUJTU
&ENVOE$4UPOFS m JOEFQFOEFOUMZTIPXUIBUFMFDUSPOEFHFOFSBDZQSFTTVSF
DBOOPUTVQQPSUBTUBSXJUIBNBTTHSFBUFSUIBOBCVUTPMBSNBTTFT UIFVQQFSMJNJUGPS
UIFNBTTPGBXIJUFEXBSGTUBS
ѮF8FMTIBTUSPOPNFS3PCFSUE&TDPVSU"ULJOTPO ¢ BOEUIF(FSNBOQIZTJ
DJTU'SJU[(FPSH)PVUFSNBOT ¢ QSPWJEFUIFêSTUBUUFNQUBUBUIFPSZPGOVDMFBS
FOFSHZHFOFSBUJPOJOUIFIPUDFOUSBMQPSUJPOTPGTUBST TIPXJOHUIBUUIFNPTUMJLFMZOVDMFBS
SFBDUJPOTXJMMJOWPMWFMJHIUOVDMFJXJUIMPXFMFDUSJDBMDIBSHF BOEUIBUPOMZBGFX SBSF IJHI
WFMPDJUZOVDMFJXJMMCFBCMFUPQFOFUSBUFUIFFMFDUSJDBMCBSSJFSCFUXFFOUIFN FYQMBJOJOH
XIZOVDMFBSSFBDUJPOTQSPDFFETMPXMZJOTJEFTUBST*OBOE"ULJOTPOEFWFMPQFE
UIFJEFBJOHSFBUFSEFUBJM MBZJOHUIFGPVOEBUJPOGPS)BOT#FUIFT ¢ FYQMBOB
UJPO JOBOE PGUIFQSPUPOQSPUPODIBJOXIJDINBLFTUIF4VOTIJOF
"NFSJDBOBTUSPOPNFS&EXJO)VCCMF m QVCMJTIFTIJTTFNJOBMBSUJDMFFOUJUMFE
"3FMBUJPOCFUXFFO%JTUBODFBOE3BEJBM7FMPDJUZBNPOH&YUSB(BMBDUJD/FCVMBF êOEJOH
UIBUUIFNPSFEJTUBOUBOFYUSBHBMBDUJDOFCVMBJT UIFHSFBUFSJTJUTTQFFEPGSFDFTTJPOBT
EFUFSNJOFEGSPNJUTTQFDUSPTDPQJDSFETIJѫ)VCCMFXBTVTJOHUIFJODI NFUFS
)PPLFSUFMFTDPQFPO.PVOU8JMTPOUPEFUFDUJOEJWJEVBMTUBSTBOEEFUFSNJOFUIFMBSHF
EJTUBODFTPGUIFFYUSBHBMBDUJDOFCVMBF OPXLOPXOBTHBMBYJFTѮF"NFSJDBOBTUSPOP
NFS7FTUP4MJQIFS m IBEEFUFSNJOFENBOZPGUIFSBEJBMWFMPDJUJFTBTFBSMZ
BTVTJOHUIFNFUFS JODI SFGSBDUPSBUUIF-PXFMM0CTFSWBUPSZ JO"SJ[POB
XJUIBEEJUJPOBMDSVDJBMWFMPDJUJFTPGUIFNPTUEJTUBOUPCKFDUTPCUBJOFECZ)VCCMFTDPM
MFBHVF.JMUPO)VNBTPO m VTJOHUIFJODIUFMFTDPQF"MJOFBSJODSFBTF
PGUIFSFDFTTJPOTQFFEXJUIEJTUBODFJTOPXLOPXOBTUIF)VCCMFMBX BOEBUUSJCVUFE
UPUIFFYQBOTJPOPGUIF6OJWFSTF"MTPJO )VCCMFQVCMJTIFEBOFYIBVTUJWFTUVEZ
PGUIFTUFMMBSDPOUFOUPG.CBTFEPOBQQSPYJNBUFMZQIPUPHSBQITUBLFOXJUIUIF
JODIBOEJODISFëFDUPSTPWFSBOJOUFSWBMPGFJHIUFFOZFBST êSNMZFTUBCMJTIJOH
JUTSFNPUFEJTUBODFPGBCPVU MJHIUZFBSTBOEFOEJOHBMMEPVCUTUIBUUIFTQJSBM
OFCVMBFBSFSFNPUFPCKFDUTBCMB[FXJUITUBST HBMBYJFTJOUIFJSPXOSJHIUBOETFQBSBUFE
GSPNUIF.JMLZ8BZCZXJEFHVMGTPGBQQBSFOUMZFNQUZTQBDF
"NFSJDBOQIZTJDJTU&SOFTU0-BXSFODF ¢ JOWFOUTBDJSDVMBSQBSUJDMFBDDFM
FSBUPS LOPXO BT UIF DZDMPUSPO DBQBCMF PG BDDFMFSBUJOH TVCBUPNJD QBSUJDMFT UP IJHI
FOFSHZ BOEMFBEJOHUPUIFQSPEVDUJPOPGIVOESFETPGSBEJPBDUJWFJTPUPQFT JODMVEJOH
DBSCPO JPEJOFBOEVSBOJVN
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
'*( $ISCOVERY DIAGRAM OF THE EXPANDING 5NIVERSE ! PLOT OF THE DISTANCE OF EXTRA
GALACTIC NEBULAE OR GALAXIES VERSUS THE RADIAL VELOCITY AT WHICH EACH GALAXY IS RECEDING
FROM %ARTH PUBLISHED IN
BY THE !MERICAN
ASTRONOMER %DWIN (UBBLE
¥ 4HE LINEAR
RELATIONSHIP BETWEEN THE
DISTANCE AND RADIAL VELOCITY
OF EXTRAGALACTIC NEBULAE
OR GALAXIES INDICATES THAT
THE 5NIVERSE IS EXPANDING
(ERE THE VELOCITY IS IN UNITS
OF KILOMETERS PER SECOND
ABBREVIATED KM S¥ AND THE
DISTANCE IS IN UNITS OF MIL
LIONS OF PARSECS OR -PC
WHERE -PC IS EQUIVALENT
TO MILLION LIGHT YEARS
(UBBLE UNDERESTIMATED
THE DISTANCES OF THE SPIRAL NEBULAE SO THE DISTANCE SCALE FOR MODERN VERSIONS OF THIS DIAGRAM
IS ABOUT SEVEN TIMES LARGER &IG 4HE lLLED CIRCLES AND SOLID LINE REPRESENT THE SOLUTION FOR
INDIVIDUAL NEBULAE THE OPEN CIRCLES AND DASHED LINE ARE FOR GROUPS OF THEM THE CROSS REPRE
SENTS THE MEAN DISTANCE OF NEBULAE WHOSE DISTANCES COULD NOT BE DETERMINED INDIVIDUALLY
¦
ѮF5VSLJTICPSO'SFODIBTUSPOPNFS&VHÍOF."OUPOJBEJ ¢ QVCMJTIFT
IJTNPOVNFOUBMCPPL-B1MBOÍUF.BST XIJDIDPOUBJOTBDPNQMFUFEFTDSJQUJPOPGUIF
QMBOFUTDIBOHJOHTVSGBDFGFBUVSFTBTPCTFSWFEXJUIBUFMFTDPQF)FBMTPTVQQPSUFEUIF
JEFBUIBUUIFDBOBMTPO.BSTBSFBOPQUJDBMJMMVTJPO QSPEVDFEXIFOUIFFZFDPNCJOFT
BOEJOUFHSBUFTNBOZTNBMMEFUBJMT
&OHMJTI HFPQIZTJDJTU 4ZEOFZ $IBQNBO m BOE IJT DPMMFBHVF 7JODFOU
'FSSBSP m QPTUVMBUF UIBU FMFDUSJDBMMZ OFVUSBM QMBTNB DMPVET FKFDUFE GSPN
UIF4VOEVSJOHBTPMBSëBSFDBVTFHFPNBHOFUJDTUPSNTBOEBVSPSBT BOEUIBUUIF&BSUIT
NBHOFUJDêFMEDBSWFTPVUBDBWJUZJOOFBSCZTQBDFUIBUEFëFDUTNVDIPGUIFDMPVE
8PSMEXJEFQIPUPHSBQIJDPCTFSWBUJPOTEVSJOHUIFDMPTFBQQSPBDIPGUIFBTUFSPJE&SPT
JOm BSFVTFEUPFTUJNBUFBWBMVFGPSUIFNFBO&BSUI4VOEJTUBODF UIFBTUSP
OPNJDBMVOJU PGCFUXFFONJMMJPOBOENJMMJPOLJMPNFUFST
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
*OBOBSUJDMFFOUJUMFE"UPNJD4ZOUIFTJTBOE4UFMMBS&OFSHZ UIF8FMTIBTUSPOPNFS3PCFSU
E&TDPVSU"ULJOTPO ¢ BSHVFTUIBUUIFNPTUFĒFDUJWFOVDMFBSSFBDUJPOTJO
TUBSTJOWPMWFQSPUPOT UIFOVDMFJPGIZESPHFOBUPNT BOEQSPQPTFTUIBUUIFPCTFSWFE
SFMBUJWFBCVOEBODFTPGUIFFMFNFOUTNJHIUCFFYQMBJOFECZUIFTZOUIFTJTPGIFBWZFMF
NFOUTGSPNIZESPHFOBOEIFMJVNCZTVDDFTTJWFQSPUPODBQUVSFT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
ѮF "NFSJDBO BTUSPOPNFST 8BMUFS "EBNT ¢ BOE ѮFPEPSF %VOIBN+S
¢ JEFOUJGZ UIF BCTPSQUJPO MJOFT PG DBSCPO EJPYJEF JO UIF BUNPTQIFSF PG
7FOVT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"NFSJDBO QIZTJDJTU $BSM "OEFSTPO ¢ SFQPSUT IJT EJTDPWFSZ PG UIF QPTJ
USPO PSiQPTJUJWFFMFDUSPOu UIFêSTUBOUJNBUUFSQBSUJDMFUPCFGPVOE XIJDIXBTDSFBUFE
XIFODPTNJDSBZTGSPNPVUFSTQBDFJOUFSBDUFEXJUIQBSUJDMFTJOUIF&BSUITBUNPTQIFSF
"UUIFUJNFPGIJTEJTDPWFSZ "OEFSTPOXBTVOBXBSFPG%JSBDTUIFPSFUJDBMQSFEJDUJPO
PGUIFQPTJUSPOJO"OEFSTPOXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPS
IJT EJTDPWFSZ PG UIF QPTJUSPO TIBSJOH JU XJUI UIF "VTUSJBO QIZTJDJTU 7JDUPS ' )FTT
¢ GPSIJTEJTDPWFSZPGDPTNJDSBEJBUJPO OPXDBMMFEDPTNJDSBZT
&OHMJTI QIZTJDJTU +BNFT $IBEXJDL ¢ EJTDPWFST UIF OFVUSPO XIFO CPN
CBSEJOHBUPNTXJUIFOFSHFUJDQBSUJDMFT$IBEXJDLXBTBXBSEFEUIF/PCFM1SJ[F
JO1IZTJDTGPSIJTEJTDPWFSZPGUIFOFVUSPO
&OHMJTI QIZTJDJTU +PIO $PDLDSPѫ ¢ BOE *SJTI QIZTJDJTU &SOFTU 8BMUPO
¢ VTFBQBSUJDMFBDDFMFSBUPSUPDSFBUFIJHITQFFEQSPUPOTѮFZCPNCBSEFE
MJUIJVNXJUIUIFQSPUPOT UIFSFCZQSPEVDJOHIFMJVNOVDMFJ GPSXIJDIUIFZTIBSFEUIF
/PCFM1SJ[FJO1IZTJDT
(FSNBO QIZTJDJTU "MCFSU &JOTUFJO ¢ BOE %VUDI BTUSPOPNFS 8JMMFN EF
4JUUFS ¢ BCBOEPOUIFDPTNPMPHJDBMDPOTUBOUBOEVTFUIFFRVBUJPOTPGUIF
(FOFSBMѮFPSZPG3FMBUJWJUZUPQSPQPTFBIPNPHFOFPVT JTPUSPQJDFYQBOEJOH6OJWFSTF
XJUIOPTQBDFDVSWBUVSF JOXIJDIUIFHSBWJUBUJPOBMQVMMPGBMMUIFNBUUFSJOUIF6OJ
WFSTF QSFDJTFMZ CBMBODFT JUT FYQBOTJPO ѮF TQBDF JO UIJT FWFSFYQBOEJOH 6OJWFSTF JT
EFTDSJCFECZ&VDMJEFBOHFPNFUSZ
3VTTJBO"[FSCBJKBOJ QIZTJDJTU -FW -BOEBV m TIPXT UIBU UIF DPMMBQTF PG
NBTTJWFTUBST XIJDIIBWFEFQMFUFEUIFJSOVDMFBSGVFM DBOOPUCFBSSFTUFEBUUIFXIJUF
EXBSGTUBHF BOEUIBUUIPTFTUBSTXIPTFNBTTFYDFFETUIFDSJUJDBMNBTTPGBCPVUTPMBS
NBTTFTNVTU CFDBVTFPGJODSFBTJOHHSBWJUBUJPOBMGPSDFT DPMMBQTFXJUIPVUMJNJU GPSNJOH
XIBUJTOPXLOPXOBTBCMBDLIPMF
"NFSJDBOQIZTJDJTU"SUIVS)$PNQUPO ¢ EFNPOTUSBUFTUIBUUIF&BSUIT
NBHOFUJD êFME JT EFëFDUJOH DPTNJD SBZT JODJEFOU GSPN PVUFS TQBDF SFTVMUJOH JO BO
JODSFBTFPGUIFJSJOUFOTJUZXJUIMBUJUVEFBOETIPXJOHUIBUDPTNJDSBZTBSFWFSZFOFSHFUJD
DIBSHFEQBSUJDMFT
&OHMJTIBTUSPOPNFS"SUIVS&EEJOHUPO ¢ QVCMJTIFTIJTCPPLѮF&YQBOE
JOH6OJWFSTF XIJDIJODMVEFTBEFTDSJQUJPOPGBOBDDFMFSBUJOHFYQBOTJPOESJWFOCZUIF
DPTNJDSFQVMTJPOPGUIFDPTNPMPHJDBMDPOTUBOU
"NFSJDBOSBEJPFOHJOFFS,BSM+BOTLZ ¢ BOOPVODFTIJTEJTDPWFSZPGDPTNJD
SBEJPFNJTTJPO XIJDIIFGPVOEXIJMFJOWFTUJHBUJOHJOUFSGFSFODFXJUISBEJPDPNNVOJ
DBUJPOTFRVJQNFOUBUUIF#FMM5FMFQIPOF-BCPSBUPSJFT)JTQBQFSPOUIFTFSFTVMUTXBT
EFMJWFSFEBUUIF"QSJM8BTIJOHUPO %$NFFUJOHPGUIF6OJPO3BEJP4DJFOUJ
êRVF*OUFSOBUJPOBM PS634*GPSTIPSU0O+VOF+BOTLZQSFTFOUFEIJTDMBTTJDBM
QBQFSFOUJUMFE&MFDUSJDBM%JTUVSCBODFT"QQBSFOUMZPG&YUSBUFSSFTUSJBM0SJHJOJO$IJDBHP
*MMJOPJTBUUIFBOOVBMDPOWFOUJPOPGUIF*OTUJUVUFPG3BEJP&OHJOFFST BCCSFWJBUFE*3&
XIPQVCMJTIFEJUJOUIFJS1SPDFFEJOHTJO0DUPCFS8JUIJOUXPZFBST+BOTLZTIPXFE
UIBU UIF NPTU JOUFOTF SBEJP FNJTTJPO JT MPDBUFE JO UIF EJSFDUJPO PG UIF DPOTUFMMBUJPO
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
4BHJUUBSJVT XIJDI JT BMTP UIF EJSFDUJPO PG UIF DFOUFS PG PVS (BMBYZ BOE UIBU XFBLFS
SBEJPXBWFTBSFDPNJOHGSPNBMMEJSFDUJPOTJOUIF.JMLZ8BZ"MUIPVHIUIJTNBSLFEUIF
CFHJOOJOHPGSBEJPBTUSPOPNZ UIFSFXBTOPGPMMPXVQUP+BOTLZTEJTDPWFSZVOUJMUIF
"NFSJDBOSBEJPFOHJOFFS(SPUF3FCFS ¢ DPOêSNFEJUJO
"NFSJDBOQIZTJDJTU)PXBSE3PCFSUTPO m TVNNBSJ[FTSFMBUJWJTUJDDPTNPM
PHZJOUIF3FWJFXTPG.PEFSO1IZTJDT JOUSPEVDJOHUIFHFOFSBMNFUSJDTGPSIPNPHFOFPVT
BOEJTPUSPQJD6OJWFSTFTUIBU3PCFSUTPOIBEQSFWJPVTMZEFSJWFE
ѮF (FSNBOCPSO "NFSJDBO BTUSPOPNFS 8BMUFS #BBEF ¢ BOE UIF 4XJTT
BTUSPOPNFS'SJU[;XJDLZ ¢ QSPQPTFUIBUFYQMPEJOHTUBST LOPXOBTTVQFSOP
WBF SFMFBTFBOFOFSHZDPNQBSBCMFUPUIFDPNQMFUFBOOJIJMBUJPOPGBTUBSTNBTT QSPEVDF
BOEBDDFMFSBUFFOFSHFUJDDPTNJDSBZQBSUJDMFT BOESFQSFTFOUUIFUSBOTJUJPOPGBOPSEJOBSZ
TUBSUPBOFVUSPOTUBS
*UBMJBO QIZTJDJTU &OSJDP'FSNJ m CPNCBSET VSBOJVN XJUI OFVUSPOT BOE
QSPEVDFT B SBEJPBDUJWF TVCTUBODF XIJDI IF DBOOPU JEFOUJGZ *O UIF (FSNBO
SBEJPDIFNJTUT0UUP)BIO m BOE'SJU[4USBTTNBO m QSPQPTFE
UIBUUIFVSBOJVNBUPNTXFSFCFJOHCSPLFOBQBSU QSPEVDJOHBNVDIMJHIUFSFMFNFOU
SBEJPBDUJWFCBSJVN*OUIFGPMMPXJOHZFBSJO$PQFOIBHFO -JTF.FJUOFS m
BOE0UUP'SJTI m DPOêSNFEUIBUVSBOJVNOVDMFJXFSFCFJOHCSPLFOBQBSU
CZOFVUSPOCPNCBSENFOU JOUSPEVDJOHUIFUFSNêTTJPOUPEFTDSJCFUIJTTQMJUUJOHPGB
OVDMFVT
ѮF*UBMJBOQIZTJDJTU&OSJDP'FSNJ ¢ QSPQPTFTUIFOBNFOFVUSJOP *UBMJBO
GPSiMJUUMFOFVUSBMPOFu GPSUIFFOFSHZDBSSZJOH VODIBSHFEQBSUJDMFêSTUQSPQPTFECZUIF
"VTUSJBOQIZTJDJTU 8PMGHBOH1BVMJ ¢ JOUPFYQMBJOSBEJPBDUJWFCFUB
EFDBZ BOEQSPWJEFTGVSUIFSFWJEFODFGPSUIFFYJTUFODFPGUIFOFVUSJOP"SBEJPBDUJWF
FMFNFOUFNJUTBOFMFDUSPO PSCFUBQBSUJDMF XIFOBOFVUSPOJTDPOWFSUFEJOUPBQSPUPO
BOFMFDUSPO BCFUBQBSUJDMF BOEBOBOUJOFVUSJOP
"NFSJDBO BTUSPOPNFST &EXJO )VCCMF ¢ BOE .JMUPO )VNBTPO
¢ BOOPVODFUIBUUIFSFBSFBUMFBTUBTNBOZHBMBYJFTJOUIF6OJWFSTFBTUIFSF
BSFTUBSTJOUIF.JMLZ8BZѮFZBMTPSFGPSNVMBUFUIFWFMPDJUZEJTUBODFSFMBUJPOPGHBM
BYJFT OPXLOPXOBT)VCCMFTMBX JOBGPSNUIBUSFMBUFTUIFSBEJBMWFMPDJUZ PSSFETIJѫ
PGBHBMBYZUPJUTBQQBSFOUMVNJOPTJUZ PSBQQBSFOUNBHOJUVEF BOENBLFBQMPUPGUIJT
EBUBUIBUJTOPXLOPXOBTB)VCCMFEJBHSBN*UXBTMBUFSTIPXOUIBUUIFPCTFSWFETMPQF
PGJOUIF)VCCMFEJBHSBNJTUIBUFYQFDUFEGPSBIPNPHFOFPVT JTPUSPQJDFYQBOEJOH
6OJWFSTFUIBUPCFZT"MCFSU&JOTUFJOT ¢ (FOFSBMѮFPSZPG3FMBUJWJUZ
ѮF&OHMJTIBTUSPQIZTJDJTU&EXBSE".JMOF ¢ JOUSPEVDFTUIFDPTNPMPHJ
DBMQSJODJQMF XIJDIBTTVNFTUIBUUIF6OJWFSTFJTCPUIIPNPHFOFPVTBOEJTPUSPQJD PS
UIFTBNFJOBMMEJSFDUJPOT POBTVēDJFOUMZMBSHFTDBMF
(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ QSPQPTFTUIBUUIFHSBWJUBUJPOPGBGPSF
HSPVOETUBSDBOCFOEBOEGPDVTUIFMJHIUPGBCBDLHSPVOETUBS"MUIPVHIIFFYQMPSFE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UIFTFBTQFDUTPGHSBWJUBUJPOBMMFOTJOHCZTUBSTBTFBSMZBT &JOTUFJOEJEOPUQVCMJTI
UIFSFTVMUVOUJM BTUIFSFTVMUPGQSPEEJOHCZBOBNBUFVSTDJFOUJTU
"NFSJDBOBTUSPOPNFS&EXJO)VCCMF m QVCMJTIFTIJTCPPLѮF3FBMNPG
UIF /FCVMBF UIBU TVNNBSJ[FT IJT JOWFTUJHBUJPOT PG FYUSBHBMBDUJD OFCVMBF PS HBMBYJFT
JODMVEJOHUIFJSBWFSBHFNBTTEFOTJUZ NPSQIPMPHJDBMDMBTTJêDBUJPOBOEUIFMJOFBSDPS
SFMBUJPOCFUXFFOUIFJSEJTUBODFBOESBEJBMWFMPDJUZ OPXLOPXOBT)VCCMFTMBX
ѮF%BOJTITFJTNPMPHJTU*OHF-FINBOO ¢ EJTDPWFSTUIF&BSUITTPMJEJOOFS
DPSF XJUIBSBEJVTPG LJMPNFUFST
ѮF3VTTJBOCJPDIFNJTU"MFYBOES0QBSJO ¢ QVCMJTIFTIJTCPPLѮF0SJHJO
PG-JGFPO&BSUI XIJDITVHHFTUTUIBUUIFêSTUMJWJOHPSHBOJTNTDPVMEIBWFCFFOHFOFSBUFE
TQPOUBOFPVTMZJGTVēDJFOURVBOUJUJFTPGPSHBOJDDPNQPVOETXFSFQSFTFOUJOUIFTIBMMPX
TFBTPGUIFQSJNJUJWF&BSUI
4XJTTBTUSPOPNFS'SJU[;XJDLZ ¢ NFBTVSFTUIFWFMPDJUZEJTQFSTJPOPGHBM
BYJFTJOUIF$PNBDMVTUFS DPODMVEJOHUIBUJUNVTUDPOUBJOUFOUJNFTNPSFJOWJTJCMFEBSL
NBUUFSUIBOUIFNBTTJOWJTJCMFHBMBYJFTUPLFFQUIFDMVTUFSTHBMBYJFTGSPNëZJOHBQBSU
;XJDLZBMTPQSPQPTFTUIBUUIFEBSLNBUUFSJOHBMBYJFTPSDMVTUFSTPGHBMBYJFTXJMMBDUBTB
HSBWJUBUJPOBMMFOT EJWFSUJOHBOEGPDVTJOHUIFMJHIUPGNPSFEJTUBOUHBMBYJFT BOEUIBUUIF
FĒFDUDPVMECFVTFEUPFTUJNBUFUIFBNPVOUPGEBSLNBUUFS"UBCPVUUIJTUJNFIFBMTP
CFHBOVTJOHB4DINJEUUFMFTDPQFUPEJTDPWFSTVQFSOPWBFJOHBMBYJFT
(FSNBOCPSO"NFSJDBOQIZTJDJTU)BOT#FUIF ¢ BOE$IBSMFT-$SJUDI
êFME ¢ EFNPOTUSBUF UIBU UIF GVTJPO PG IZESPHFO OVDMFJ PS QSPUPOT JOUP
IFMJVN OVDMFJ CZ UIF QSPUPOQSPUPO SFBDUJPO QSPWJEFT UIF FOFSHZ XIJDI NBLFT UIF
4VOTIJOF*OUIFGPMMPXJOHZFBS#FUIFTIPXTUIBUUIFTZOUIFTJTPGIFMJVNOVDMFJGSPN
IZESPHFOOVDMFJ PSQSPUPOT CZUIFDBSCPOOJUSPHFOPYZHFO PS$/0 DIBJOPGOVDMFBS
SFBDUJPOTQSPWJEFTUIFUFNQFSBUVSFEFQFOEFOUFOFSHZHFOFSBUJPOUIBUBDDPVOUTGPSUIF
MVNJOPTJUZPGNBJOTFRVFODFTUBSTNPSFNBTTJWFUIBOUIF4VO BOESFBTPOTUIBUMFTT
NBTTJWF NBJOTFRVFODF TUBST TIJOF CZ UIF EJSFDU GVTJPO PG QSPUPOT UP NBLF IFMJVN
OVDMFJ#FUIFXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJTXPSLPOUIFQSPEVD
UJPOPGFOFSHZXJUIJOTUBST
ѮF (FSNBO SBEJP DIFNJTU 0UUP )BOO m XIP IBE CFFO XPSLJOH XJUI
-JTF.FJUOFS m TIPXFEUIBUXIFOVSBOJVNJTCPNCBSEFEXJUIOFVUSPOTJU
DPVMECFTQMJUJOUPUXPOFBSMZFRVBMGSBHNFOUT SFMFBTJOHMBSHFBNPVOUTPGFOFSHZѮF
SFTVMUXBTDPOêSNFECZ.FJUOFS XIPXBTJOFYJMFJO$PQFOIBHFO BOEJUVMUJNBUFMZ
SFTVMUFEJOUIF6OJUFE4UBUFT.BOIBUUBO1SPKFDUUPCVJMEUIFêSTUBUPNJDCPNCT
ѮF&TUPOJBOBTUSPOPNFS&SOTU¸QJL ¢ QSPQPTFTUIBUBHJBOUTUBSJTGPSNFE
XIFOBTUBSMJLFUIF4VOEFQMFUFTJUTDFOUSBMIZESPHFOѮFDPSFDPMMBQTFT UIFPVUFS
FOWFMPQF FYQBOET BOE UIF DPNQSFTTFE IFBUFE NBUFSJBM JO UIF DPSF VOEFSHPFT OFX
OVDMFBSGVTJPOQSPDFTTFTUIBUNBLFUIFHJBOUTUBSTIJOF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
'*( 0ROTON PROTON CHAIN (YDROGEN NUCLEI OR PROTONS ARE FUSED TOGETHER
TO FORM HELIUM NUCLEI WITHIN THE SOLAR CORE PROVIDING THE 3UNS ENERGY )N
THE 'ERMAN BORN !MERICAN PHYSICIST (ANS "ETHE ¥ DESCRIBED THE
DETAILED SEQUENCE OF NUCLEAR FUSION REACTIONS CALLED THE PROTON PROTON CHAIN )T
BEGINS WHEN TWO PROTONS HERE DESIGNATED BY THE LETTER ( COMBINE TO FORM THE
NUCLEUS OF A DEUTERIUM ATOM THE DEUTERON THAT IS DENOTED BY $ TOGETHER WITH THE
EMISSION OF A POSITRON E AND AN ELECTRON NEUTRINO NF !NOTHER PROTON COLLIDES
WITH THE DEUTERON TO MAKE A NUCLEAR ISOTOPE OF HELIUM (E AND THEN A NUCLEUS OF
HELIUM (E IS FORMED BY THE FUSION OF TWO (E NUCLEI RETURNING TWO PROTONS TO
THE GAS /VERALL THIS CHAIN SUCCESSIVELY FUSES FOUR PROTONS TOGETHER TO MAKE ONE
HELIUM NUCLEUS %VEN IN THE HOT DENSE CORE OF THE 3UN ONLY RARE FAST MOVING
PARTICLES ARE ABLE TO TAKE ADVANTAGE OF THE TUNNEL EFFECT AND FUSE IN THIS WAY
(FSNBO QIZTJDJTU $BSM 'SJFESJDI WPO 8FJ[TÅDLFS ¢ EJTDPWFST UIF DBSCPO
OJUSPHFOPYZHFO BCCSFWJBUFE$/0 DIBJOPGOVDMFBSSFBDUJPOTJOXIJDIDBSCPOBDUTBT
BDBUBMZTUJOUIFTZOUIFTJTPGIFMJVNGSPNIZESPHFO
%BOJTI QIZTJDJTU /JFMT #PIS m QSPQPTFT IJT MJRVJEESPQMFU NPEFM GPS UIF
OVDMFVTUIBUEFTDSJCFTIPXBIFBWZOVDMFVTDPVMEVOEFSHPêTTJPOGPMMPXJOHUIFDBQUVSF
PGBOFVUSPOBOEFYQMBJOTXIZVSBOJVNDPVMEVOEFSHPêTTJPOXJUITMPXOFVUSPOT
'SFODI DIFNJTUT 'SÊEÊSJD +PMJPU ¢ BOE *SÍOF +PMJPU$VSJF ¢
EFNPOTUSBUFUIFQPTTJCJMJUZPGBDIBJOSFBDUJPOXIFOUIFZTQMJUVSBOJVNOVDMFJ
*O B QBQFS FOUJUMFE 0O $POUJOVFE (SBWJUBUJPOBM $POUSBDUJPO "NFSJDBO QIZTJDJTUT
+ 3PCFSU 0QQFOIFJNFS m BOE )BSUMBOE 4 4OZEFS m VTF
&JOTUFJOT(FOFSBMѮFPSZPG3FMBUJWJUZUPTIPXIPXBCMBDLIPMFXJMMGPSNBTUIFSFTVMU
PGUIFDPMMBQTFPGBTVēDJFOUMZNBTTJWFTUBS
*O B QBQFS FOUJUMFE 0O .BTTJWF /FVUSPO $PSFT "NFSJDBO QIZTJDJTU + 3PCFSU
0QQFOIFJNFS m BOE$BOBEJBOQIZTJDJTU(FPSHF.7PMLPĒ m
EFSJWFUIFêSTUSFMJBCMFFTUJNBUFTGPSUIFNBTTBOETJ[FPGOFVUSPOTUBST
4XFEJTIBTUSPOPNFS#FOHU4USÕNHSFO ¢ TIPXTUIBUUIFVMUSBWJPMFUSBEJB
UJPOGSPNIPU NBTTJWFCMVFTUBSTDSFBUFTTQIFSFTPGJPOJ[FEHBTUIBUFOWFMPQUIFN XJUI
BTJ[F OPXDBMMFEUIF4USÕNHSFOSBEJVT UIBUEFQFOETPOUIFUFNQFSBUVSFPGUIFTUBS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BOEUIFEFOTJUZPGUIFTVSSPVOEJOHNBUFSJBM'PSBUZQJDBMJOUFSTUFMMBSIZESPHFOEFOTJUZ
PGPOFBUPNQFSDVCJDDFOUJNFUFS UIF4USÕNHSFOSBEJVTSBOHFTCFUXFFOBOE
MJHIUZFBSTGPSDFOUSBMTUBSTXJUIEJTLUFNQFSBUVSFTCFUXFFO BOE EFHSFFT
LFMWJO
ѮF(FSNBOCPSO"NFSJDBOBTUSPOPNFS3VQFSU8JMEU ¢ TIPXTUIBUUIF
OFHBUJWFJPOPGIZESPHFOJTBOJNQPSUBOUTPVSDFPGPQBDJUZJOTUBST JODMVEJOHUIF4VO
¦
"NFSJDBOSBEJPFOHJOFFSBOEBNBUFVSSBEJPPQFSBUPS(SPUF3FCFS ¢ VTFTB
QBSBCPMJDSBEJPBOUFOOB CVJMUJOIJTCBDLZBSE UPDPOêSNUIF"NFSJDBOSBEJPFOHJOFFS
,BSM +BOTLZT ¢ EJTDPWFSZ JO PG DPTNJD SBEJP TUBUJD TIPXJOH UIBU
NVDIPGJUDPNFTGSPNUIF.JMLZ8BZ
ѮF (FSNBOCPSO "NFSJDBO BTUSPOPNFS 3VQFSU 8JMEU ¢ OPUJDFT UIBU
DBSCPO EJPYJEF JT TP PQBRVF UP TVSGBDF SBEJBUJPO UIBU JU XJMM QSPEVDF B TVCTUBOUJBM
HSFFOIPVTFFĒFDUPO7FOVT JODSFBTJOHJUTTVSGBDFUFNQFSBUVSFUPBUMFBTUEFHSFFT
LFMWJO
"NFSJDBO BTUSPOPNFS 8BMUFS 4 "EBNT ¢ BOE $BOBEJBO BTUSPOPNFS
"OESFX .D,FMMBS ¢ JOEFQFOEFOUMZ JOGFS UIF QSFTFODF PG SBEJBUJPO XJUI
BUFNQFSBUVSFPGBGFXEFHSFFTGSPNUIFSPUBUJPOBMFYDJUBUJPOPGJOUFSTUFMMBSEJBUPNJD
NPMFDVMFT EFUFDUFE JO UIF WJTJCMFMJHIU TQFDUSB PG CSJHIU TUBST CVU UIF DPTNPMPHJDBM
JNQMJDBUJPOT PG UIF SBEJBUJPO XBT OPU SFBMJ[FE VOUJM BѫFS UIF EJTDPWFSZ PG UIF UISFF
EFHSFFDPTNJDCBDLHSPVOESBEJBUJPOJO
4XFEJTI BTUSPOPNFS #FOHU &EMÊO m BOE (FSNBO BTUSPOPNFS 8BMUFS
(SPUSJBO m TIPX UIBU FNJTTJPO MJOFT GSPN UIF TPMBS DPSPOB XIJDI XFSF
QSFWJPVTMZ BUUSJCVUFE UP B IZQPUIFUJDBM FMFNFOU DPSPOJVN BSF EVF UP UIF GPSCJEEFO
USBOTJUJPOT PG LOPXO FMFNFOUT XIJDI BSF IJHIMZ JPOJ[FE CZ BO VOFYQFDUFEMZ IJHI
NJMMJPOEFHSFFUFNQFSBUVSFJOUIFDPSPOBѮFDPOTQJDVPVT CSJHIUHSFFOFNJTTJPOMJOF
PGUIFDPSPOBJTJEFOUJêFEXJUIJSPONJTTJOHFMFDUSPOT EFOPUFE'F9*7
3VTTJBOCPSO "NFSJDBO QIZTJDJTU (FPSHF (BNPX m BOE UIF #SB[JMJBO
BTUSPQIZTJDJTU.BSJP4DIÕOCFSH m DBMMBUUFOUJPOUPFOFSHZMPTTFTCZOFV
USJOPQSPDFTTFTEVSJOHUIFêOBMTUBHFTPGTUFMMBSFWPMVUJPOBOEUIFPOTFUPGDBUBTUSPQIJD
TUFMMBSFYQMPTJPOTLOPXOBTTVQFSOPWBF
ѮF 4FSCJBO NBUIFNBUJDJBO .JMVUJO .JMBOLPWJUDI m QVCMJTIFT IJT NPTU
EFUBJMFEBDDPVOUPGIPXUIFNBKPSJDFBHFTNJHIUCFQSPEVDFECZQFSJPEJDëVDUVBUJPOT
JOUIFXPCCMFBOEUJMUPGUIF&BSUITSPUBUJPOBMBYJTBOEUIFTIBQFPGUIF&BSUITPSCJU
XJUIQFSJPETPG BOE ZFBST)JTJEFBUIBUUIFJDFBHFTBSFDBVTFE
CZBWBSJBUJPOJOUIFJOUFOTJUZBOEEJTUSJCVUJPOPGTPMBSFOFSHZBSSJWJOHBU&BSUIXBT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
TVQQPSUFE JO CZ BO BOBMZTJT PG EFFQTFB TFEJNFOUT BOE CZ JDF DPSFT ESJMMFE JO
(SFFOMBOEBOE"OUBSDUJDBGPSNPSFUIBOBEFDBEFBѫFS
"UFBNMFECZ"NFSJDBOQIZTJDJTU"SUIVS)$PNQUPO ¢ BOE*UBMJBOCPSO
"NFSJDBOQIZTJDJTU&OSJDP'FSNJ ¢ CVJMEUIFêSTUTFMGTVTUBJOJOHOVDMFBS
SFBDUPS VTJOH OFVUSPOT UP JOJUJBUF UIF êTTJPO PG VSBOJVN ѮF êSTU BUPNJD CPNCT
FYQMPEFEJO VTFEUIFTBNFSFBDUJPOCVUXJUIPVUDPOUSPM SFTVMUJOHJOBOVDMFBS
FYQMPTJPO
&OHMJTIQIZTJDJTU+BNFT4UBOMFZ)FZ m TIPXTUIBUTFWFSFKBNNJOHPGUFS
SFTUSJBMSBEBSSFDFJWFSTJTEVFUPJOUFOTFSBEJPSBEJBUJPOFNBOBUFEGSPNUIF4VOEVSJOH
QFSJPETPGTPMBSBDUJWJUZ
(FSNBOCPSO"NFSJDBOBTUSPOPNFS8BMUFS#BBEF ¢ VTFTUIFJODI
NFUFS )PPLFS UFMFTDPQF PO .PVOU 8JMTPO EVSJOH XBSUJNF CMBDLPVUT PG
OFBSCZ-PT"OHFMFTUPEJTDPWFSSFETUBSTJOUIFOVDMFBSSFHJPOPGUIFOFBSCZTQJSBM
HBMBYZ"OESPNFEB PS.6OUJMUIBUUJNF POMZUIFCMVFHJBOUTUBSTJOUIFTQJSBM
BSNTIBECFFOSFTPMWFE#BBEFQSPQPTFEUIBUUIFSFBSFUXPHSPVQTPGTUBSTXJUIEJG
GFSJOHTUSVDUVSFTBOEPSJHJOTѮFZBSFOPXLOPXOBTUIFZPVOHCMVJTI1PQVMBUJPO*
TUBSTGPVOEJOTQJSBMBSNT BOEUIFPME SFEEJTI1PQVMBUJPO** TUBST DSFBUFE JO UIF
OVDMFVT
ѮF"NFSJDBOBTUSPOPNFS$BSM,4FZGFSU ¢ EJTDPWFSTFWJEFODFGPSIJHI
TQFFE NPUJPOT JO UIF DFOUFST PG TPNF TQJSBM HBMBYJFT TVCTFRVFOUMZ OBNFE 4FZGFSU
HBMBYJFTJOIJTIPOPS
ѮF&OHMJTIHFPMPHJTU"SUIVS)PMNFT ¢ QVCMJTIFTIJTJNQPSUBOUUFYUCPPL
1SJODJQMFTPG1IZTJDBM(FPMPHZ BSHVJOHUIBUIFBUJOTJEFUIF&BSUIDPVMEESJWFJOUFSOBM
DIVSOJOHNPUJPOTUIBUNJHIUQSPQFMUIFNPWJOHDPOUJOFOUTGSPNCFMPX
ѮF %VUDICPSO "NFSJDBO BTUSPOPNFS (FSBSE ,VJQFS ¢ EJTDPWFST BO
BUNPTQIFSFPO4BUVSOTMBSHFTUNPPO 5JUBO*OTUSVNFOUTBCPBSEUIF7PZBHFSTQBDF
DSBѫTIPXFEJOUIBUUIFEPNJOBOUHBTTVSSPVOEJOH5JUBOJTNPMFDVMBSOJUSPHFO
XJUIBTVSGBDFQSFTTVSFDPNQBSBCMFUPUIF&BSUITBUNPTQIFSF
ѮF"NFSJDBOSBEJPFOHJOFFSBOEBNBUFVSSBEJPPQFSBUPS(SPUF3FCFS ¢
QVCMJTIFTUIFêSTUDPOUPVSNBQTPGDPTNJDSBEJPFNJTTJPO BOEEFUFDUTEJTDSFUFTPVSDFT
PGSBEJPFNJTTJPOUIBUMJFJOUIFEJSFDUJPOPGUIFHBMBDUJDDFOUFSBOEUIFDPOTUFMMBUJPOT
$ZHOVTBOE$BTTJPQFJB
ѮF"VTUSJBOQIZTJDJTU&SXJO4DISÕEJOHFS ¢ QVCMJTIFTIJTCPPL8IBUJT
-JGF XIJDIEJTDVTTFTUIFQIZTJDBMBTQFDUTPGUIFMJWJOHDFMMBOEBOUJDJQBUFTNPMFDVMBS
CJPMPHZBOEUIFTVCTFRVFOUEJTDPWFSZPGEFPYZSJCPOVDMFJDBDJE BCCSFWJBUFE%/"
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮF%VUDIBTUSPOPNFS)FOESJL$i)FOLuWBOEF)VMTU ¢ QVCMJTIFTIJT
QSFEJDUJPOPGUIFQPTTJCMFEFUFDUJPOPGBSBEJPGSFRVFODZTQFDUSBMMJOFGSPNOFVUSBM
IZESPHFO PS)* SFHJPOTJOJOUFSTUFMMBSTQBDF*OIJTQBQFS FOUJUMFE)FSNPNTUEFS
SBEJPHPMWFOVJUIFUXFSFMESVJN PS3BEJP8BWFTGSPN4QBDF0SJHJOPG3BEJPXBWFT
IFSFBMJ[FEUIBUUIFTFSFHJPOTXPVMECFDPMEBOEUIBUNPTUPGUIFIZESPHFOBUPNT
XPVMECFJOUIFJSMPXFTUFOFSHZHSPVOETUBUFѮFFMFDUSPOPGFBDIIZESPHFOBUPN
NJHIUUIFOVOEFSHPBUSBOTJUJPOCFUXFFOUIFUXPQPTTJCJMJUJFTPGJUTTQJO HJWJOHSJTF
UPFNJTTJPOPSBCTPSQUJPOBUBXBWFMFOHUIPGDFOUJNFUFST*OIJTQSPQIFUJD
QBQFS WBOEF)VMTUBMTPEJTDVTTFEUIFSBEJPGSFRVFODZSFDPNCJOBUJPOMJOFTFNJU
UFEXIFOGSFFFMFDUSPOTSFDPNCJOFXJUIGSFFQSPUPOTJOJPOJ[FEIZESPHFO PS)**
SFHJPOT BOEEJTDVTTFEUIFUSFNFOEPVTQPUFOUJBMJNQPSUBODFPGSBEJPBTUSPOPNZUP
DPTNPMPHZ
ѮF"NFSJDBOBTUSPOPNFS"MGSFE+PZ ¢ QSPWJEFTBEFUBJMFEEFTDSJQUJPOPG
UIF ZPVOH 5 5BVSJ TUBST XIJDI FYIJCJU JSSFHVMBS BOE VOQSFEJDUBCMF DIBOHFT PG MJHIU
BOEBQQFBSUPCFTUJMMJOHSBWJUBUJPOBMDPOUSBDUJPOPSKVTUTFUUMJOHEPXOPOUIFNBJO
TFRVFODFPGUIF)FSU[TQSVOH3VTTFMMEJBHSBN
0OBOE"VHVTUUIFDJUJFTPG)JSPTIJNBBOE/BHBTBLJ +BQBO XFSFEFTUSPZFE
CZ UIF êSTU BUPNJD CPNCT VTFE JO XBSGBSF ѮF CPNCT XFSF QSPEVDFE BU UIF -PT
"MBNPT 4DJFOUJêD -BCPSBUPSJFT JO /FX .FYJDP VOEFS UIF EJSFDUJPO PG "NFSJDBO
QIZTJDJTU +3PCFSU0QQFOIFJNFS ¢ XJUI UIF QBSUJDJQBUJPO PG UIF NPTU
FNJOFOUQIZTJDJTUTPGUIFUJNF TVDIBT)BOT#FUIF ¢ BOE3JDIBSE'FZO
NBO ¢
&OHMJTIQIZTJDJTUT&EXBSE7"QQMFUPO m BOE+BNFT4UBOMFZ)FZ m
EFNPOTUSBUF UIBU NFUFSXBWFMFOHUI TPMBS SBEJP OPJTF PSJHJOBUFT JO TVOTQPU
BTTPDJBUFEBDUJWFSFHJPOT BOEUIBUTVEEFOMBSHFJODSFBTFTJOUIF4VOTSBEJPPVUQVUBSF
BTTPDJBUFEXJUITPMBSëBSFT
8PSLJOHBUUIF3BEJBUJPO-BCPSBUPSZ .BTTBDIVTFUUT*OTUJUVUFPG5FDIOPMPHZ UIF"NFSJDBO
QIZTJDJTU 3PCFSU %JDLF ¢ JOWFOUT B SBEJP SFDFJWFS UIBU TXJUDIFT CFUXFFO B
TPVSDFBOESFGFSFODFOPJTF HSFBUMZJNQSPWJOHUIFTFOTJUJWJUZPGSBEJPUFMFTDPQFT
"NFSJDBOQIZTJDJTU4DPUU&'PSCVTI m BOEIJTDPMMFBHVFTOPUFUIBUTPMBS
ëBSFTQSPEVDFUSBOTJFOUJODSFBTFTJOUIFBNPVOUPGFOFSHFUJDDIBSHFEQBSUJDMFTBSSJWJOH
BUUIF&BSUI
3VTTJBOCPSO "NFSJDBO QIZTJDJTU (FPSHF (BNPX ¢ QSPQPTFT UIBU UIF
PCTFSWFE SFMBUJWF BCVOEBODFT PG UIF FMFNFOUT XFSF EFUFSNJOFE CZ OPOFRVJMJCSJVN
OVDMFPTZOUIFTJTEVSJOHUIFFBSMZIPU EFOTFTUBHFTPGUIFFYQBOTJPOPGUIF6OJWFSTF
3VTTJBOBTUSPQIZTJDJTU7JUBMJJ-(JO[CVSH m BOE"VTUSBMJBOSBEJPBTUSPOPNFST
%BWJE'.BSUZO m BOE+PTFQI-1BXTFZ m JOEFQFOEFOUMZVTF
PCTFSWBUJPOTPGUIF4VOTSBEJPSBEJBUJPOUPDPOêSNUIFFYJTUFODFPGBNJMMJPOEFHSFF
TPMBSDPSPOB
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
ѮF"NFSJDBOQIZTJDJTUT3BMQI""MQIFS ¢ BOE3PCFSU$)FSNBO ¢ QSF
EJDUUIFFYJTUFODFPGUIFQFSWBTJWFSFMJDDPTNJDCBDLHSPVOESBEJBUJPO XIJDIPSJHJOBUFE
JOUIFFBSMZTUBHFTPGUIF#JH#BOH BOEFTUJNBUFUIBUJUXPVMEIBWFDPPMFEUPBQSFTFOU
UFNQFSBUVSFPGBCPVUEFHSFFTLFMWJO
*OBQBQFSFOUJUMFEѮF0SJHJOPG$IFNJDBM&MFNFOUT UIF"NFSJDBOQIZTJDJTU3BMQI"
"MQIFS ¢ BOE3VTTJBOCPSO"NFSJDBOQIZTJDJTU(FPSHF(BNPX ¢
DBSSZ PVU UIF êSTU RVBOUJUBUJWF XPSL PO UIF OVDMFPTZOUIFTJT PG FMFNFOUT JO UIF FBSMZ
6OJWFSTF GPMMPXJOH(BNPXTQSPQPTBMUIBUUIFSNPOVDMFBSSFBDUJPOTXPVMEPDDVSJO
UIFFBSMZ IPUEFOTFTUBHFTPGUIF6OJWFSTF"MQIFSBOE(BNPXJODMVEFEUIFOBNFPGUIF
(FSNBOCPSO"NFSJDBOQIZTJDJTU)BOT#FUIF ¢ BTBDPBVUIPSPGUIJTQBQFS
JOPSEFSUPNBLFBQVOPOUIFêSTUUISFFMFUUFSTPGUIF(SFFLBMQIBCFUѮFJSʂʃʄUIFPSZ
BTTVNFEUIBUUIFNBUFSJBM6OJWFSTFJOJUJBMMZDPOTJTUFEPGBDPTNJDiZMFNu OBNFEBѫFSBO
BODJFOU(SFFLXPSEGPSUIFQSJNFWBMTVCTUBODFPVUPGXIJDIBMMNBUUFSXBTGPSNFEѮF
ZMFNXBTTVQQPTFEUPDPOTJTUTPMFMZPGOFVUSPOTBUIJHIUFNQFSBUVSF BCPVUCJMMJPOPS
EFHSFFTLFMWJOѮFEFDBZPGOFVUSPOTJOUPQSPUPOTBOETVDDFTTJWFOFVUSPODBQUVSF
MFEUPUIFGPSNBUJPOPGUIFFMFNFOUTѮFCVJMEVQPGFMFNFOUTCZOFVUSPODBQUVSFEVSJOH
UIFFBSMZTUBHFTPGUIFFYQBOTJPOPGUIF6OJWFSTFXBTTVCTFRVFOUMZEFWFMPQFEJOHSFBUFS
EFUBJMCZ"MQIFSBOEUIF"NFSJDBOQIZTJDJTU3PCFSU$)FSNBO ¢
ѮPVHIOPUZFUDPNQMFUFMZPQFSBUJPOBM UIFJODI NFUFS )BMFUFMFTDPQFPO
1BMPNBS.PVOUBJOJOTPVUIFSO$BMJGPSOJBJTEFEJDBUFEBOEGPSNBMMZOBNFEUIF)BMF
5FMFTDPQF BѫFS UIF "NFSJDBO BTUSPOPNFS (FPSHF &MMFSZ )BMF ¢ ѮF
OFBSCZJODI NFUFS 4DINJEUUFMFTDPQFJTBMTPDPNQMFUFE
&OHMJTI DPTNPMPHJTU BOE BTUSPQIZTJDJTU 'SFE )PZMF m BOE UXP "VTUSJBO
CPSO TDJFOUJTUT UIFO BU $BNCSJEHF 6OJWFSTJUZ )FSNBOO #POEJ m BOE
ѮPNBT(PME m QSPQPTFUIF4UFBEZ4UBUFDPTNPMPHZJOXIJDIUIF6OJWFSTF
FYQBOETCVUEPFTOPUFWPMWF SFNBJOJOHVODIBOHFEJOUJNF#POEJBOE(PMEQSPQPTFE
UIFOBNFiQFSGFDUDPTNPMPHJDBMQSJODJQMFuGPSUIFOPUJPOUIBUUIF6OJWFSTFIBTCPUI
TQBUJBMBOEUFNQPSBMIPNPHFOFJUZXIFOWJFXFEPOTVēDJFOUMZMBSHFTDBMFT
%VUDICPSO"NFSJDBOBTUSPOPNFS(FSBSE,VJQFS ¢ EFUFDUTDBSCPOEJPY
JEFJOUIF.BSUJBOBUNPTQIFSF BOEQSFEJDUTUIBUJUNJHIUCFPOFPGUIFNBJODPOTUJUV
FOUT*OTUSVNFOUTBCPBSEUIF.BSJOFSTQBDFDSBѫDPOêSNFEUIJTQSFEJDUJPOJO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"SNFOJBO BTUSPOPNFS 7JLUPS "NCBSUTVNJBO m OPUFT UIBU BTTPDJBUJPOT
PGCSJHIU IPU0BOE#TUBSTDBOOPUCFCPVOECZUIFJSPXOHSBWJUBUJPO BOENVTUCF
FYQBOEJOH BOE SFMBUJWFMZ ZPVOH ѮF %VUDI BTUSPOPNFS "ESJBBO #MBBVX m
PCTFSWFEUIFFYQBOTJPOPGTPNFPGUIFTFTUFMMBSBTTPDJBUJPOTJO
"VTUSBMJBOSBEJPBTUSPOPNFST+PIO(#PMUPO ¢ (PSEPO+4UBOMFZ ¢
BOE 0XFO #SVDF 4MFF ¢ VTF B TFB SBEJP JOUFSGFSPNFUFS UP PCUBJO BDDVSBUF
FOPVHI QPTJUJPOT GPS UIF JEFOUJêDBUJPO PG UISFF EJTDSFUF SBEJP TPVSDFT XJUI PQUJDBM
PCKFDUTTFFOJOWJTJCMFMJHIUѮFZBSF5BVSVT" JEFOUJêFEXJUIUIF$SBC/FCVMB BO
FYQBOEJOHTVQFSOPWBSFNOBOUJOPVS(BMBYZ7JSHP"JEFOUJêFEXJUI. BOFMMJQUJ
DBMHBMBYZBOE$FOUBVSVT"BTTPDJBUFEXJUIBOPUIFSHBMBYZ/($
ѮF%VUDIBTUSPOPNFS)FOESJL$i)FOLuWBOEF)VMTU m TIPXTUIBUUIF
PCTFSWFEFYUJODUJPOPGWJTJCMFTUBSMJHIUJTEVFUPTPMJEEVTUQBSUJDMFTJOJOUFSTUFMMBSTQBDF
XJUI B TJ[F PG BCPVU UFO NJMMJPOUIT PS NFUFST "NFSJDBO BTUSPOPNFST 8JMMJBN
")JMUOFS m BOE+PIO4DPWJMMF)BMM m JOEFQFOEFOUMZPCTFSWF
IJHIMZQPMBSJ[FEMJHIUGSPNSFEEFOFETUBST BUUSJCVUFEUPFMPOHBUFEJOUFSTUFMMBSEVTUQBS
UJDMFTBMJHOFECZBOJOUFSTUFMMBSNBHOFUJDêFME
¦
ѮF 4XFEJTI BTUSPQIZTJDJTU )BOOFT "MGWÊO ¢ BOE IJT DPMMFBHVF /JDPMBJ
)FSMPGTPO ¢ TVHHFTU UIBU PQUJDBMMZ JOWJTJCMF SBEJP TUBST MPDBUFE JO JOUFSTUFM
MBS TQBDF NJHIU FNJU OPOUIFSNBM TZODISPUSPO SBEJBUJPO PG IJHITQFFE FMFDUSPOT
BDDPVOUJOHGPSUIFSBEJPFNJTTJPOPGUIF.JMLZ8BZ
*UBMJBOCPSO"NFSJDBOQIZTJDJTU&OSJDP'FSNJ m BOE"NFSJDBOQIZTJDJTU
"OUIPOZ5VSLFWJDI m DPOTJEFSOVDMFBSSFBDUJPOTEVSJOHUIFFBSMZTUBHFTPG
UIFFYQBOEJOH6OJWFSTF BOETIPXUIBUUIFMBDLPGTUBCMFOVDMFJXJUIBUPNJDXFJHIUTPG
BOEQSFWFOUTJHOJêDBOUQSPEVDUJPOPGIFBWJFSOVDMFJJOUIF#JH#BOH
+BQBOFTFQIZTJDJTU$IVTIJSP)BZBTIJ ¢ OPUFTUIBUUIFUFNQFSBUVSFXJMMFYDFFE
CJMMJPOEFHSFFTLFMWJOEVSJOHUIFêSTUGFXTFDPOETBѫFSUIF#JH#BOH XIJDIJOJUJBUFE
UIFFYQBOTJPOPGUIF6OJWFSTF BOEUIBUTVēDJFOUFOFSHZXBTUIFOBWBJMBCMFUPGPSN
OFVUSJOPTBOEFMFDUSPOQPTJUSPOQBJST"TBSFTVMU UIFSFMBUJWFBCVOEBODFPGOFVUSPOT
BOEQSPUPOTJTEFUFSNJOFECZDPOEJUJPOTPGUIFSNBMFRVJMJCSJVNCFUXFFOBMMGPSNTPG
NBUUFSBOESBEJBUJPO JOTUFBEPGCZOFVUSPOEFDBZ
(FSNBOBTUSPOPNFS,BSM0,JFQFOIFVFS m TVHHFTUTUIBUUIFSBEJPFNJT
TJPOPGUIF.JMLZ8BZJTEVFUPUIFOPOUIFSNBMTZODISPUSPOSBEJBUJPOPGIJHIWFMPDJUZ
DPTNJDSBZFMFDUSPOTTQJSBMJOHBCPVUBOJOUFSTUFMMBSNBHOFUJDêFMEѮF3VTTJBOBTUSP
QIZTJDJTU 7JUBMJJ - (JO[CVSH m EFWFMPQFE UIJT JEFB JO BEEJUJPOBMMZ
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
QSPQPTJOHUIBUUIFDPTNJDSBZFMFDUSPOTBSFBDDFMFSBUFEJOTUFMMBSFYQMPTJPOTLOPXOBT
TVQFSOPWBF BOEFYUFOEJOHUIFTZODISPUSPOSBEJBUJPOIZQPUIFTJTUPPUIFSHBMBYJFT
%VUDIBTUSPOPNFS+BO0PSU ¢ VTFTUIFTJ[FBOEPSJFOUBUJPOPGUIFUSBKFDUP
SJFTPGMPOHQFSJPEDPNFUT XJUIPSCJUBMQFSJPETHSFBUFSUIBO&BSUIZFBST UPTIPX
UIBUUIFZDPNFGSPNBSFNPUF TQIFSJDBMTIFMMMPDBUFESPVHIMZBRVBSUFSUIFXBZUPUIF
OFBSFTUTUBSBOEDPOUBJOJOHVQUPBNJMMJPONJMMJPO PS JOWJTJCMFDPNFUTPSCJUJOH
UIF4VOBUEJTUBODFTPGBCPVUPOFMJHIUZFBSѮJTDPNFUSFTFSWPJSJTOPXLOPXOBTUIF
0PSUDPNFUDMPVE
*OBQBQFSFOUJUMFE"$PNFU.PEFM*ѮF"DDFMFSBUJPOPG$PNFU&ODLF UIF"NFSJDBO
BTUSPOPNFS 'SFE - 8IJQQMF ¢ QSPQPTFT UIF JDZ DPOHMPNFSBUF PS EJSUZ
TOPXCBMM DPNFUNPEFM JOXIJDIUIFTPMJEOVDMFVTPGBDPNFUJTKVTUBHJHBOUJDCBMMPG
JDF EVTUBOESPDL8IFOUIFDPNFUTPSCJUCSJOHTJUDMPTFUPUIF4VO TPMBSSBEJBUJPO
DBVTFTUIFGSP[FOTVSGBDFNBUFSJBMUPFWBQPSBUF QSPEVDJOHUIFEVTUBOEJPOUBJMTPGB
DPNFU8IJQQMFBMTPSFDPHOJ[FEUIBUJGUIFDPNFUXFSFSPUBUJOHBTJUOFBSFEUIF4VO
UIFFKFDUJPOPGHBTFTSFTVMUJOHGSPNUIFTVCMJNBUJPOPGJDFTXPVMEBDUBTBKFUFOHJOF
QVTIJOHBDPNFUBIFBEPSEFMBZJOHJUTKPVSOFZ)FVTFEUIFTFOPOHSBWJUBUJPOBMGPSDFT
UP FYQMBJO UIF BQQBSFOU BDDFMFSBUJPO PG $PNFU &ODLF XIJDI BQQFBSFE OFBS UIF 4VO
FBSMJFSUIBOQSFEJDUFEPOUIFCBTJTPGHSBWJUBUJPOBMUIFPSZBMPOF
"VTUSBMJBOSBEJPBTUSPOPNFS+PIO1BVM8JME m BOEDPMMFBHVFTCFHJOOFBSMZB
EFDBEFPGPCTFSWBUJPOTPGSBEJPCVSTUT PSëBSFT POUIF4VO PCUBJOJOHFWJEFODFGPS
PVUXBSENPWJOHTIPDLXBWFTBOEPVUXBSETUSFBNTPGIJHIFOFSHZFMFDUSPOT
(FSNBO BTUSPOPNFS-VEXJH#JFSNBOO ¢ QSPQPTFT UIBU UIF TUSBJHIU JPO
UBJMT PG DPNFUT XIJDI BMXBZT QPJOU BXBZ GSPN UIF 4VO BSF BDDFMFSBUFE CZ NPWJOH
DIBSHFEQBSUJDMFTPGUIFTBNFUZQFBTUIPTFDBVTJOHHFPNBHOFUJDTUPSNT BOEQSPQPTFT
UIBUUIF4VOFNJUTBDPOUJOVPVTFMFDUSJêFEëPXPGUIFTFTPMBSDPSQVTDMFT XIJDITUSFBN
SBEJBMMZPVUJOBMMEJSFDUJPOTGSPNUIF4VO
)BSWBSEHSBEVBUFTUVEFOU )BSPME*i%PDu&XFO ¢ BOEIJTBEWJTPS "NFSJDBO
QIZTJDJTU &EXBSE . 1VSDFMM ¢ EFUFDU UIF DFOUJNFUFS USBOTJUJPO PG
JOUFSTUFMMBSOFVUSBMIZESPHFO VTJOHBOPWFMiTXJUDIFEGSFRVFODZuNPEFTVHHFTUFECZ
1VSDFMMѮFFYJTUFODFPGUIJTTQFDUSBMGFBUVSFXBTQSFEJDUFECZUIF%VUDIBTUSPOPNFS
)FOESJL$i)FOLuWBOEF)VMTU ¢ JO BOEJOWFTUJHBUFEJOHSFBUFS
EFUBJMCZUIF3VTTJBOBTUSPQIZTJDJTU*PTJG44ILMPWTLJJ m JO&XFOBOE
1VSDFMMEFMBZFEUIFBOOPVODFNFOUPGUIFJSEJTDPWFSZVOUJMJUXBTGVMMZDPOêSNFECZUIF
%VUDIBTUSPOPNFST,BSM.ÛMMFS ¢ BOE+BO0PSU ¢ BOEJOBDBCMF
GSPN"VTUSBMJBOSBEJPBTUSPOPNFST
)FSCFSU 'SJFENBO ¢ BOE IJT DPMMFBHVFT BU UIF 6OJUFE 4UBUFT /BWBM
3FTFBSDI-BCPSBUPSZ BCCSFWJBUFE/3- VTFJOTUSVNFOUTBCPBSE"FSPCFFTPVOEJOH
SPDLFUT UP TIPX UIBU UIF 4VO FNJUT FOPVHI 9SBZT UP JPOJ[F NPTU PG UIF &BSUIT
VQQFS BUNPTQIFSF 4JNJMBS FYQFSJNFOUT CZ UIF HSPVQ TVCTFRVFOUMZ JOEJDBUFE UIBU
UIFJOUFOTJUZPGTPMBS9SBZTSJTFTBOEGBMMTXJUIUIFZFBSTVOTQPUDZDMF BOEUIBU
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UIF9SBZFNJTTJPOEVSJOHBTPMBSëBSFDBOPVUTIJOFUIFFOUJSF4VOBUUIFTFXBWF
MFOHUITѮF/3-HSPVQVTFEBDBQUVSFE(FSNBO7SPDLFUUPêSTUEFUFDUUIF4VOT
9SBZTJO
"VTUSJBOCPSOBTUSPQIZTJDJTUѮPNBT(PME m UIFOBU$BNCSJEHF6OJWFSTJUZ
QSPQPTFTUIBUJOUFOTF EJTDSFUFSBEJPTPVSDFTMJFPVUTJEFUIF.JMLZ8BZ UIBUPOMZDPM
MBQTFETUBSTXJUIBNQMJêFENBHOFUJDêFMETXPVMEFNJUJOUFOTFSBEJPFNJTTJPO BOEUIBU
WJPMFOUBDUJPOBUUIFDFOUFSTPGTPNFWJTJCMFHBMBYJFTNJHIUQSPEVDFIJHIFOFSHZQBS
UJDMFTUIBUFNJUTZODISPUSPOSBEJBUJPOBUSBEJPXBWFMFOHUIT
%VUDICPSO "NFSJDBOBTUSPOPNFS(FSBSE1,VJQFS ¢ QSPQPTFTUIFFYJT
UFODFPGBëBU EJTUBOUSJOHPGTNBMM JDZCPEJFTBUUIFPVUFSFEHFPGUIFQMBOFUBSZSFBMN
PSCJUJOH UIF 4VO KVTU CFZPOE UIF PSCJU PG /FQUVOF BOE UIPVHIU UP CF UIF TPVSDF PG
TIPSUQFSJPEDPNFUT*UJTOPXLOPXOBTUIF,VJQFSCFMU CVUUIFEJTDVTTJPOPGTVDIB
CFMUCZUIFMFTTQSPNJOFOU*SJTIBTUSPOPNFS,FOOFUI&&EHFXPSUI ¢ JT
TPNFUJNFTBDLOPXMFEHFECZVTJOHUIFOBNF&EHFXPSUI,VJQFSCFMU
"NFSJDBOBTUSPOPNFS8JMMJBN8.PSHBO ¢ BOEUXPHSBEVBUFTUVEFOUT
%POBME&0TUFSCSPDL ¢ BOE4UFXBSU4IBSQMFTT ¢ VTFUIFTQBDFEJTUSJ
CVUJPOPGFNJTTJPOOFCVMBF PS)**SFHJPOT UPEFMJOFBUFTFHNFOUTPGTQJSBMBSNTJOUIF
.JMLZ8BZ
&TUPOJBOBTUSPOPNFS&SOTU¸QJL ¢ êSTUSFBMJ[FTUIBUXIFOUIFUFNQFSBUVSF
JOUIFDPOUSBDUJOHDPSFPGBHJBOUTUBSSJTFTBCPWFNJMMJPOEFHSFFTLFMWJO JUTIFMJVN
XJMMCFDPOWFSUFEJOUPDBSCPOCZUSJQMFDPMMJTJPOTPGIFMJVNOVDMFJ*OUIFGPMMPXJOHZFBS
UIF"NFSJDBOBTUSPQIZTJDJTU&EXJO&4BMQFUFS ¢ VOBXBSFPG¸QJLTXPSL QSF
TFOUFEJOHSFBUFSEFUBJMUIFBSHVNFOUTGPSUIFGPSNBUJPOPGDBSCPOCZIFMJVNCVSOJOH
JOUIFDPSFTPGHJBOUTUBST
&OHMJTISBEJPBTUSPOPNFS.BSUJO3ZMF m QSFTFOUTUIFJOJUJBMSFTVMUTPGIJT
JOUFSGFSPNFUSJDSBEJPTVSWFZT BSHVJOHUIBUBOFXLJOEPGSBEJPTUBSIBTCFFOEJTDPW
FSFEJOUIF.JMLZ8BZ
ѮF(FSNBOCPSO"NFSJDBOBTUSPOPNFS8BMUFS#BBEF ¢ TIPXTUIBUUIFSF
BSFUXPLJOETPGWBSJBCMFTUBST SFTQFDUJWFMZGPVOEJOHMPCVMBSDMVTUFSTJOPVS(BMBYZ
BOEJOUIFBSNTPGPUIFSTQJSBMHBMBYJFT BOEVTFTUIFEJĒFSFODFUPPCUBJOBEPXOXBSE
SFWJTJPOPG)VCCMFTDPOTUBOUBOEBOJODSFBTFJOUIFFTUJNBUFE BHFPGUIFFYQBOEJOH
6OJWFSTF
ѮF%VUDIBTUSPOPNFS"ESJBOO#MBBVX ¢ NFBTVSFTUIFFYQBOTJPOWFMPDJUJFTPG
TPNF0#BTTPDJBUJPOT JOGFSSJOHUIBUJUUPPLBCPVUBNJMMJPOZFBSTGPSUIFNUPEJTQFSTF
UP UIFJS QSFTFOU TJ[F 4JODF UIJT JT DPNQBSBCMF UP UIF BHF PG UIF JOEJWJEVBM TUBST UIF
BTTPDJBUJPOTBOEUIFJSDPNQPOFOUTUBSTNVTUIBWFGPSNFEUPHFUIFS
*OBQBQFSFOUJUMFE/VDMFBS3FBDUJPOTJO4UBSTXJUIPVU)ZESPHFO UIF"NFSJDBOBTUSP
QIZTJDJTU&EXJO&4BMQFUFS ¢ EFNPOTUSBUFTIPXDBSCPOOVDMFJDBOCFTZOUIF
TJ[FE CZ USJQMF DPMMJTJPOT PG IFMJVN OVDMFJ JO UIF IPU EFOTF DPSFT PG HJBOU TUBST ѮF
CFSZMMJVNOVDMFVTGPSNFENPNFOUBSJMZCZUIFDPMMJTJPOPGUXPIFMJVNOVDMFJDBO
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
DBQUVSFBUIJSEPOFCFGPSFCSFBLJOHVQJOUPUXPIFMJVNOVDMFJBHBJO BOEUIVTDBSCPO
DBOCFTZOUIFTJ[FE
"NFSJDBOBTUSPOPNFST"MMBO34BOEBHF m BOE.BSUJO4DIXBS[TDIJME m
QSFTFOUUIFPSFUJDBMDBMDVMBUJPOTPGUIFFWPMVUJPOPGBTUBSBѫFSJUIBTEFQMFUFEJUTDPSF
IZESPHFO TIPXJOHUIBUUIFTUBSFWPMWFTGSPNBNBJOTFRVFODFTUBSUPBSFEHJBOUTUBSBOE
EFTDSJCFTUSBDLTJOUIFPCTFSWFE)FSU[TQSVOH3VTTFMMEJBHSBNTPGHMPCVMBSTUBSDMVTUFST
"NFSJDBOQIZTJDJTUT3BMQI""MQIFS m +BNFT8'PMMJO m BOE3PCFSU
$)FSNBO m EFMJOFBUFQIZTJDBMDPOEJUJPOTJOUIFJOJUJBMTUBHFTPGUIFFYQBOE
JOH 6OJWFSTF EVSJOH UIF IPU #JH #BOH ѮFZ BMTP SFDPHOJ[F UIF IPSJ[PO QSPCMFN JO
DPTNPMPHZ JOXIJDIXJEFMZTFQBSBUFESFHJPOTDPVMEOPUIBWFDPNNVOJDBUFEXJUIFBDI
PUIFS TJODFUIFZBSFTFQBSBUFECZNPSFUIBOUIFNBYJNVNEJTUBODFUIBUBMJHIUTJHOBM
DPVMEIBWFUSBWFMFETJODFUIFSFHJPOTPSJHJOBUFE
&OHMJTIBTUSPOPNFS3PCFSU)BOCVSZ#SPXO ¢ TIPXTIPXBUPUBMJOUFOTJUZ
SBEJPJOUFSGFSPNFUFSDPVMECFEFWFMPQFEVTJOHDPSSFMBUJPOBѫFSEFUFDUJPOBUJOEFQFO
EFOU TFQBSBUFESBEJPUFMFTDPQFT
&OHMJTIBOE"NFSJDBOCJPQIZTJDJTUT'SBODJT$SJDL ¢ BOE+BNFT8BUTPO
¢ QVCMJTI UIFJS EJTDPWFSZ PG UIF UISFFEJNFOTJPOBM EPVCMF IFMJY TUSVDUVSF PG
EFPYZSJCPOVDMFJDBDJE PS%/"GPSTIPSU FYQMBJOJOHIPXHFOFUJDJOGPSNBUJPODPVME
CFDPEFE/FX;FBMBOECPSO#SJUJTICJPQIZTJDJTU.BVSJDF8JMLJOT ¢ DPO
USJCVUFEUPUIFEJTDPWFSZPGUIFTUSVDUVSFPG%/" BOEUIFUISFFTDJFOUJTUTTIBSFEUIF
/PCFM1SJ[FJO.FEJDJOFGPSUIFJSEJTDPWFSJFTDPODFSOJOHUIFNPMFDVMBSTUSVDUVSF
PGOVDMFJDBDJETBOEJUTTJHOJêDBODFGPSJOGPSNBUJPOUSBOTGFSJOMJWJOHNBUFSJBM*O
8JMTPOXSPUFUIFTUPSZPGUIJTEJTDPWFSZJOѮF%PVCMF)FMJY BOEJO$SJDLXSPUF
-JGF*UTFMG*UT0SJHJOBOE/BUVSF XIJDITVHHFTUTUIBUUIFTFFEPGMJGFPO&BSUIDPVMEIBWF
DPNFGSPNBOPUIFSQMBOFU
"NFSJDBO HFPMPHJTUT 8JMMJBN .BVSJDF &XJOH ¢ BOE #SVDF $ )FF[FO
¢ EJTDPWFSEFFQDBOZPOTPSSJѫTUIBUSVOBMPOHBTVCNFSHFENJEPDFBO
SJEHF XIJDIXBTMBUFSGPVOEUPCFQBSUPGBHMPCBMOFUXPSLPGVOEFSXBUFSSJEHFTTPNF
LJMPNFUFSTMPOHѮFSJѫTNBSLUIFQMBDFXIFSFIFBUBOENPMUFOSPDL PSNBHNB
DPNFPVUGSPNJOTJEFUIF&BSUIUPSFQMFOJTIUIFTQSFBEJOHTFBëPPS
&OHMJTI SBEJP BTUSPOPNFST 3PHFS $ +FOOJTPO ¢ BOE .SJOBM %BT (VQUB
¢ DPOTUSVDUBOFXUZQFPGJOUFOTJUZJOUFSGFSPNFUFSBU+PESFMM#BOL &OHMBOE
DPOTJTUJOHPGUXPDPNQMFUFMZJOEFQFOEFOUSBEJPUFMFTDPQFTBOESFDFJWFST BOEVTFJUUP
TIPX UIBU UIF JOUFOTF SBEJP TPVSDF $ZHOVT " DPOTJTUT PG UXP DPNQPOFOUT PG SPVHIMZ
FRVBMJOUFOTJUZ TFQBSBUFECZBCPVUNJOVUFTPGBSD"U$BNCSJEHF &OHMBOE '(SBIBN
4NJUI ¢ VTFEBDPOWFOUJPOBMSBEJPJOUFSGFSPNFUFS XJUIJOUFSDPOOFDUFESBEJPUFMF
TDPQFT UPBMTPSFêOFUIFQPTJUJPOPGUIJTSFNBSLBCMFPCKFDUUPBCPVUBNJOVUFPSBSD
ѮF"NFSJDBODIFNJTU4UBOMFZ.JMMFS ¢ QSPEVDFTBNJOPBDJET POFPGUIFCBTJD
CVJMEJOH CMPDLT PG MJWJOH PSHBOJTNT VTJOH BO FMFDUSJDBM EJTDIBSHF JO B TJNVMBUJPO PG
UIF&BSUITQSJNJUJWFBUNPTQIFSFDPOUBJOJOHNFUIBOF BNNPOJBBOETUFSJMJ[FEXBUFS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮJTTVHHFTUTUIBUUIFDBSCPOBOEIZESPHFOJONFUIBOF UIFOJUSPHFOBOEIZESPHFO
JOBNNPOJB BOEUIFIZESPHFOBOEPYZHFOJOXBUFSNJHIUCFMJCFSBUFECZSBEJBUJPO
PSPUIFSFYUFSOBMFOFSHZTPVSDFTUPQSPEVDFUIFDPNQMFYNPMFDVMFTUIBUDPVMEIBWF
TVCTFRVFOUMZGPSNFEMJWJOHPSHBOJTNTѮFQPTTJCJMJUZUIBUMJGFNJHIUIBWFPSJHJOBUFE
TQPOUBOFPVTMZGSPNPSHBOJDDPNQPVOETJOUIF&BSUITPDFBOTXBTTVHHFTUFEJO
CZUIF3VTTJBOCJPDIFNJTU"MFYBOES0QBSJO ¢
3VTTJBO BTUSPQIZTJDJTU *PTJG 4 4ILMPWTLJJ m BSHVFT UIBU CPUI UIF PQUJDBM
BOESBEJPFNJTTJPOPGUIF$SBC/FCVMBDPNFGSPNUIFTZODISPUSPOSBEJBUJPOPGIJHI
FOFSHZFMFDUSPOTTQJSBMJOHBCPVUNBHOFUJDêFMET BDDPVOUJOHGPSUIFGBDUUIBUUIFSBEJP
FNJTTJPOJTBUIPVTBOEUJNFTNPSFJOUFOTFUIBOUIFWJTJCMFMJHIUFNJTTJPO
"NFSJDBOQIZTJDJTU $IBSMFT)5PXOFT ¢ DPOTUSVDUT UIF êSTU XPSLJOH NBTFS
5PXOFTSFDFJWFEUIF/PCFM1SJ[FJO1IZTJDTGPSUIJTJOWFOUJPOIFTIBSFEUIFQSJ[F
XJUI/JDPMBZ#BTPW ¢ BOE"MFLTBOES1SPLIPSPW ¢ UXP3VT
TJBOTDJFOUJTUTXIPJOEFQFOEFOUMZDPOTUSVDUFEPTDJMMBUPSTBOEBNQMJêFSTCBTFEPOUIF
NBTFSMBTFSQSJODJQMFJO
(VJEFE CZ BDDVSBUF SBEJP JOUFSGFSPNFUSJD QPTJUJPOT PG UIF JOUFOTF TPVSDF $ZHOVT "
PCUBJOFECZ&OHMJTISBEJPBTUSPOPNFSTJO UXP(FSNBOCPSO"NFSJDBOBTUSPOP
NFST8BMUFS#BBEF m BOE3VEPMQI.JOLPXTLJ m VTFUIF
JODI NFUFS )BMFUFMFTDPQFPO.PVOU1BMPNBS $BMJGPSOJBUPJEFOUJGZUIFEJTDSFUF
SBEJPTPVSDFXJUIBEJTUBOUHBMBYZBCPVUBCJMMJPOMJHIUZFBSTBXBZ EJTDPWFSJOHUIFQSP
UPUZQFPGSBEJPHBMBYJFT XIPTFSBEJPMVNJOPTJUJFTBSFDPNQBSBCMFUPUIFJSPQUJDBM PS
WJTJCMFMJHIU POFT
'SFODIBTUSPOPNFS(ÊSBSE)%F7BVDPVMFVST m QSFTFOUTFWJEFODFGPSB
-PDBM4VQFSHBMBYZ PS-PDBM4VQFSDMVTUFS PGCSJHIUHBMBYJFTXIJDIDPOUBJOTTFWFSBMPG
UIFOFBSFTUDMVTUFSTPGHBMBYJFT JODMVEJOHUIF7JSHPDMVTUFS BOEJTDPODFOUSBUFEJOB
QMBOFUIBUSVOTBQQSPYJNBUFMZQFSQFOEJDVMBSUPUIF.JMLZ8BZ
"NFSJDBOQIZTJDJTU4DPUU&'PSCVTI m EFNPOTUSBUFTUIFJOWFSTFDPSSFMB
UJPOCFUXFFOUIFJOUFOTJUZPGDPTNJDSBZTBSSJWJOHBU&BSUIBOEUIFOVNCFSPGTVOTQPUT
PWFSUXPZFBSTPMBSBDUJWJUZDZDMFT"TFYQMBJOFEJO UIFJOUFSQMBOFUBSZNBH
OFUJDêFME XIJDIJTBODIPSFEJOUIF4VO JTFOIBODFEBUUJNFTPGHSFBUFSTPMBSBDUJWJUZ
CMPDLJOHNPSFDPTNJDSBZTGSPNSFBDIJOHUIF&SBUI
ѮF &OHMJTI BTUSPQIZTJDJTU 'SFE )PZMF ¢ TIPXT UIBU DBSCPO DBO POMZ CF
QSPEVDFEJOTVCTUBOUJBMBNPVOUTCZUSJQMFIFMJVNDPMMJTJPOTXJUIJOHJBOUTUBSTJGBSFTP
OBOU SFBDUJPO JT JOWPMWFE ѮF QSFEJDUFE FYDJUFE TUBUF PG DBSCPO XBT PCTFSWFE B GFX
ZFBSTMBUFSCZUIF"NFSJDBOBTUSPQIZTJDJTU8JMMJBN"i8JMMZu'PXMFS ¢
BOEIJTDPMMFBHVFTJOUIFUFSSFTUSJBMMBCPSBUPSZ
%VUDI BTUSPOPNFST +BO 0PSU m BOE (BSU 8FTUFSIPVU m BOE
"VTUSBMJBO SBEJP BTUSPOPNFS 'SBOL ,FSS m VTF PCTFSWBUJPOT PG UIF
DFOUJNFUFSTQFDUSBMMJOFPGOFVUSBMIZESPHFO PS)*SFHJPOT UPTIPXUIBUUIFJOUFS
TUFMMBSIZESPHFOJOPVS.JMLZ8BZ(BMBYZJTEJTUSJCVUFEJOFMPOHBUFETQJSBMBSNT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
"NFSJDBO SBEJP BTUSPOPNFST #FSOBSE ' #VSLF m BOE ,FOOFUI - 'SBOLMJO
m VOFYQFDUFEMZEJTDPWFSJOUFOTFSBEJPCVSTUTGSPN+VQJUFSXIJMFPCTFSWJOHPUIFS
DPTNJDSBEJPTPVSDFTѮFQFSJPEJDSBEJPFNJTTJPOXBTTVCTFRVFOUMZBUUSJCVUFEUPFOFS
HFUJDFMFDUSPOTUSBQQFEJOUIFTUSPOH SPUBUJOHNBHOFUJDêFMEPG+VQJUFS
"NFSJDBO QIZTJDJTU -FWFSFUU %BWJT +S m QSPQPTFT UIBU TPMBS DPSQVTDVMBS
FNJTTJPOXJMMDBSWFPVUBDBWJUZJOUIFJOUFSTUFMMBSNFEJVN OPXLOPXOBTUIFIFMJP
TQIFSF BDDPVOUJOHGPSTPNFPCTFSWFEQSPQFSUJFTPGMPXFOFSHZDPTNJDSBZT
&OHMJTIBTUSPOPNFS3PCFSU)BOCVSZ#SPXO ¢ CVJMETBNJSSPSJOUFOTJUZ
JOUFSGFSPNFUFSOFBS/BSSBCSJ "VTUSBMJB BOEVTFTJUUPNFBTVSFUIFBOHVMBSEJBNFUFSPG
UIFTUBS4JSJVTѮFJOUFOTJUZJOUFSGFSPNFUFSXBTVTFEUPNFBTVSFUIFBOHVMBSEJBNFUFST
PGTFWFSBMNBJOTFRVFODFTUBSTCFUXFFOBOE
"NFSJDBOQIZTJDJTUT$MZEF-$PXBO ¢ BOE'SFEFSJDL3FJOFT ¢
EFUFDUFMFDUSPOBOUJOFVUSJOPTFNJUUFEGSPNUIF4BWBOOBI3JWFSOVDMFBSSFBDUPSJO4PVUI
$BSPMJOB3FJOFTXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSUIFEFUFDUJPOPGUIF
OFVUSJOP
"NFSJDBOBTUSPOPNFST.JMUPO)VNBTPO m /JDIPMBT6.BZBMM m
BOE"MMBO34BOEBHF m QVCMJTIUIFSBEJBMWFMPDJUZBOEBQQBSFOUCSJHIUOFTT PS
SFETIJѫBOEBQQBSFOUNBHOJUVEF EBUBGPSFYUSBHBMBDUJDOFCVMBFPVUUPBWFMPDJUZPG
POFUIJSEUIFWFMPDJUZPGMJHIUѮFSFETIJѫNBHOJUVEFQMPU LOPXOBTB)VCCMFEJBHSBN
JOEJDBUFTBMJOFBSSFMBUJPO XJUIJOUIFBDDVSBDZPGUIFEBUB XJUIBTMPQFUIBUJTFYQFDUFEJO
BIPNPHFOFPVT JTPUSPQJDFYQBOEJOH6OJWFSTF
"NFSJDBO TDJFOUJTU $MBJS $ 1BUUFSTPO ¢ VTFT SBEJPBDUJWF EBUJOH UP
PCUBJO B EFêOJUJWF BHF GPS NFUFPSJUFT PG CJMMJPO ZFBST XJUI BO VODFSUBJOUZ PG
KVTUNJMMJPOZFBST"TJNJMBSBHFIBTTVCTFRVFOUMZCFFOPCUBJOFEGPSUIFPMEFTU
SPDLTSFUVSOFEGSPNUIF.PPO BOEUIFBHFPGUIF&BSUIBOEPUIFSTPMJECPEJFTJO
UIF4PMBS4ZTUFNJTOPXBTTVNFEUPCFCJMMJPOZFBST XJUIBOVODFSUBJOUZPG
NJMMJPOZFBST
"NFSJDBOQIZTJDJTUT1FUFS.FZFS m &VHFOF/1BSLFS m BOE+PIO
"4JNQTPO m QSPQPTFUIBUFOIBODFEJOUFSQMBOFUBSZNBHOFUJTNBUUIFQFBL
PGUIFTPMBSBDUJWJUZDZDMFEFëFDUTDPTNJDSBZTGSPNUIFJS&BSUICPVOEQBUIT BDDPVOUJOH
GPSUIFJOWFSTFDPSSFMBUJPOCFUXFFOUIFJOUFOTJUZPGDPTNJDSBZTBSSJWJOHBU&BSUIBOEUIF
OVNCFSPGTVOTQPUT XIJDIXBTOPUFECZ4DPUU&'PSCVTI m JO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮF&OHMJTIIVTCBOEBOEXJGFUFBN (FPĒSFZ3#VSCJEHF ¢ BOE&.BSHBSFU
#VSCJEHF ¢ UFBNVQXJUI"NFSJDBOBTUSPQIZTJDJTU8JMMJBN"i8JMMZu'PXMFS
¢ BOEUIF&OHMJTIBTUSPQIZTJDJTU'SFE)PZMF ¢ UPEFTDSJCFIPX
NPTU FMFNFOUT XFSF GPSNFE XJUIJO UIF DFOUFST PG TUBST EVSJOH UIFJS MPOH FWPMVUJPO
BOE BT UIF SFTVMU PG UIF FYQMPTJWF TVQFSOPWB EFBUI PG NBTTJWF TUBST ѮF $BOBEJBO
CPSO"NFSJDBOBTUSPQIZTJDJTU"MBTUBJS$BNFSPO ¢ EFTDSJCFENBOZPGUIFTBNF
QSPDFTTFTJOUIFTBNFZFBS'PXMFSXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPS
IJTUIFPSFUJDBMBOEFYQFSJNFOUBMTUVEJFTPGUIFOVDMFBSSFBDUJPOTPGJNQPSUBODFJOUIF
GPSNBUJPOPGUIFDIFNJDBMFMFNFOUTJOUIF6OJWFSTF
#SJUJTITDJFOUJTU(PSEPO.JMMFS#PVSOF (.# %PCTPO ¢ CFHJOTNFB
TVSFNFOUT PG UIF P[POF DPOUFOU JO UIF BUNPTQIFSF BCPWF "OUBSDUJDB MFBEJOH UP UIF
EJTDPWFSZPGUIFP[POFIPMF
ѮF4PWJFU6OJPOMBVODIFTUIFêSTUBSUJêDJBM&BSUITBUFMMJUF 1SPTUFZTIJK4QVUOJL UIF
TJNQMFTUTBUFMMJUF PO0DUPCFS NBSLJOHUIFTUBSUPGUIF"NFSJDBOm4PWJFU6OJPO
4QBDF3BDF
5XP"NFSJDBODIFNJTUT 3PHFS3FWFMMF ¢ BOE)BOT&4VFTT ¢
QSFEJDUUIBUBOJODSFBTFJOBUNPTQIFSJDDBSCPOEJPYJEFCZUIFCVSOJOHPGGPTTJMGVFMTm
DPBM PJM BOE OBUVSBM HBT m XJMM IBWF GBSSFBDIJOH DPOTFRVFODFT GPS PVS XFBUIFS BOE
DMJNBUF
4XJTT BTUSPOPNFS .BY 8BMENFJNFS m DBMMT BUUFOUJPO UP UIF BCTFODF PG
JOUFOTFDPSPOBMFNJTTJPOMJOFTJOWBDBOUQMBDFTUIBUIFDBMMFEDPSPOBMIPMFT
"NFSJDBOBTUSPOPNFS(FPSHF"CFMM ¢ DPNQJMFTBDBUBMPHVFPGUIPVTBOET
PGSJDIDMVTUFSTPGHBMBYJFT
"SNFOJBOBTUSPOPNFS7JLUPS"NCBSUTVNJBO m QSPWJEFTBXJEFSBOHFPG
FWJEFODFGPSNBTTMPTTBOEPUIFSEFQBSUVSFTGSPNFRVJMJCSJVNCPUIJOJOEJWJEVBMHBMBY
JFTBOEJOHSPVQTPGHBMBYJFT BSHVJOHUIBUWJPMFOUBDUJWJUZJTDPNNPOJOFYUSBHBMBDUJD
PCKFDUT
"NFSJDBOTDJFOUJTU$IBSMFT,FFMJOH ¢ CFHJOTNFBTVSFNFOUTPGUIFDBSCPO
EJPYJEF DPODFOUSBUJPO JO UIF BUNPTQIFSF BCPWF .BVOB -PB 0CTFSWBUPSZ JO )BXBJJ
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
'*( !BUNDANCE AND ORIGIN OF THE ELEMENTS IN THE 3UN 4HE RELATIVE ABUNDANCE OF THE ELE
MENTS IN THE SOLAR PHOTOSPHERE PLOTTED AS A FUNCTION OF THEIR ATOMIC NUMBER : 4HE ABUNDANCE IS
PLOTTED ON A LOGARITHMIC
SCALE AND NORMALIZED
+%#" TO A VALUE A MILLION
%'"' " MILLION OR
(!
%#" FOR HYDROGEN (YDROGEN
'%#" THE LIGHTEST AND MOST
ABUNDANT ELEMENT IN THE
*+" #%"&'%&
#%" *$ #"'%& 3UN WAS FORMED ABOUT
') (""
%#"
BILLION YEARS AGO IN
THE IMMEDIATE AFTERMATH
%#( (%"
($%"#) *$ #&#"& OF THE "IG "ANG THAT
LED TO THE EXPANDING
5NIVERSE -OST OF THE
HELIUM NOW IN THE 3UN
WAS ALSO CREATED THEN !LL
THE ELEMENTS HEAVIER THAN
#%#" HELIUM WERE SYNTHESIZED
%+ (! IN THE INTERIORS OF STARS
'(!
THAT NO LONGER SHINE AND
THEN SUBSEQUENTLY WAFTED
OR BLASTED INTO INTERSTEL
LAR SPACE WHERE THE 3UN
ORIGINATED #ARBON
'#!(!%
NITROGEN OXYGEN AND
IRON WERE CREATED OVER
LONG TIME INTERVALS DURING SUCCESSIVE NUCLEAR BURNING STAGES IN FORMER STARS AND ALSO DURING THE
EXPLOSIVE DEATH OF MASSIVE STARS %LEMENTS HEAVIER THAN IRON WERE PRODUCED BY NEUTRON CAPTURE
REACTIONS DURING THE SUPERNOVA EXPLOSIONS OF MASSIVE STARS THAT LIVED AND DIED BEFORE THE 3UN WAS
BORN 4HE ATOMIC NUMBER : IS THE NUMBER OF PROTONS IN THE NUCLEUS OR ROUGHLY HALF THE ATOMIC
WEIGHT 4HE ELEMENTS SHOWN (E # . / AND &E HAVE : AND WITH ATOMIC WEIGHTS
OF AND SINCE EACH NUCLEUS CONTAINS AS MANY NEUTRONS AS PROTONS WITH ABOUT THE
SAME WEIGHT (YDROGEN HAS ONE PROTON AND NO NEUTRONS IN ITS NUCLEUS 4HE EXPONENTIAL DECLINE OF
ABUNDANCE WITH INCREASING ATOMIC NUMBER AND WEIGHT CAN BE EXPLAINED BY THE RARITY OF STARS THAT
HAVE EVOLVED TO LATER STAGES OF LIFE $ATA COURTESY OF .ICOLAS 'REVESSE
XIJDIDPOUJOVFPWFSTVCTFRVFOUEFDBEFTBOEEFNPOTUSBUFUIFFYQPOFOUJBMSJTFJOUIF
BNPVOUPGUIJTIFBUUSBQQJOH HSFFOIPVTFHBT
"NFSJDBOBTUSPOPNFS$PSOFMM).BZFS ¢ BOEIJTDPMMFBHVFTBOOPVODFUIBU
NJDSPXBWFPCTFSWBUJPOTJOEJDBUFUIBU7FOVTNBZIBWFBWFSZIPUTVSGBDFPGBUMFBTU
EFHSFFTLFMWJO*OUIF3VTTJBOQSPCF7FOFSBMBOEFEPOUIFTVSGBDFPG7FOVT
NFBTVSJOHBUFNQFSBUVSFPGEFHSFFTLFMWJO
%VUDI BTUSPOPNFST +BO 0PSU ¢ BOE (BSU 8FTUFSIPVU ¢ BOE
"VTUSBMJBOSBEJPBTUSPOPNFS'SBOL,FSS ¢ NBQUIFJOUFOTJUZBOEWFMPDJUJFTPG
UIFDFOUJNFUFSMJOFPGOFVUSBMIZESPHFOJOEJĒFSFOUEJSFDUJPOTJOPVS(BMBYZ GSPN
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UIFOPSUIFSOBOETPVUIFSOIFNJTQIFSFTPGUIF&BSUIѮFSFTVMUTQFSNJUUIFEFUFDUJPO
PG TQJSBM BSNT JO PVS (BMBYZ UIF EFUFSNJOBUJPO PG JUT SPUBUJPO WFMPDJUJFT BU EJĒFSFOU
EJTUBODFTGSPNUIFHBMBDUJDDFOUFS BOEFWJEFODFGPSSFDFOUWJPMFOUBDUJWJUZXJUIJOUIF
OVDMFVTPGPVS(BMBYZ
"NFSJDBOQIZTJDJTU&VHFOF/1BSLFS ¢ VTFTIZESPEZOBNJDFRVBUJPOTUPTIPX
UIBUUIFNJMMJPOEFHSFFFMFDUSPOTBOEQSPUPOTJOUIFPVUFSTPMBSBUNPTQIFSF PSDPSPOB
XJMMPWFSDPNFUIF4VOTHSBWJUZBOEBDDFMFSBUFUPTVQFSTPOJDTQFFET OBNJOHUIFSFTVM
UBOUSBEJBMPVUëPXUIFTPMBSXJOE)FBMTPQSPQPTFTUIBUUIFTPMBSXJOEXJMMDBSSZUIF
4VOTNBHOFUJDêFMEXJUIJU GPSNJOHBTQJSBMNBHOFUJDQBUUFSOJOJOUFSQMBOFUBSZTQBDF
BTUIF4VOSPUBUFT
&OHMJTISBEJPBTUSPOPNFS.BSUJO3ZMF m BCBOEPOTIJTSBEJPTUBSIZQPUIF
TJT BOEQSPQPTFTUIBUSBEJPHBMBYJFTDBOCFVTFEUPUFTUDPTNPMPHJDBMNPEFMT JOUFSQSFU
JOHIJTPCTFSWBUJPOTBTBOFWPMVUJPOBSZFĒFDUJOXIJDIUIFNPSFEJTUBOU ZPVOHFSSBEJP
HBMBYJFTBSFFJUIFSNPSFMVNJOPVTPSNPSFDPODFOUSBUFEUIBOUIFOFBSCZPMEFSPOFT
4VDIFWPMVUJPOBSZFĒFDUTBSFJODPOTJTUFOUXJUIUIF4UFBEZ4UBUFDPTNPMPHZ3ZMFXBT
BXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJTQJPOFFSJOHPCTFSWBUJPOTBOEJOWFO
UJPOTJOSBEJPBTUSPQIZTJDT QBSUJDVMBSMZUIFBQFSUVSFTZOUIFTJTUFDIOJRVF
ѮF"NFSJDBOBTUSPOPNFS"MMBO34BOEBHF ¢ PCUBJOTBWBMVFPG)VCCMFTDPO
TUBOUPGLJMPNFUFSTQFSTFDPOEQFS.FHBQBSTFD DMPTFUPUIFQSFTFOUMZBDDFQUFEWBMVF
XJUIBOFTUJNBUFEBHFPGUIFFYQBOEJOH6OJWFSTF HJWFOCZUIFSFDJQSPDBMPGUIF)VCCMF
DPOTUBOU PGBCPVUCJMMJPOZFBST
"NFSJDBO BTUSPOPNFS (FPSHF 'JFME ¢ BOE JOEFQFOEFOUMZ "NFSJDBO SBEJP
BTUSPOPNFS 'SBOL %SBLF ¢ BOE WJTJUJOH /PSXFHJBO TDJFOUJTU )FJO )WBUVN
¢ TVHHFTU UIBU +VQJUFST SBEJP FNJTTJPO EJTDPWFSFE JO JT DBVTFE CZ UIF
TZODISPUSPOSBEJBUJPOPGNBHOFUJDBMMZUSBQQFEFMFDUSPOTTVSSPVOEJOH+VQJUFS#FDBVTF
PGJUTGBTUSPUBUJPOBOEMBSHFTJ[F +VQJUFSIBTBTUSPOHFSNBHOFUJDêFMEBOEMBSHFSSBEJB
UJPOCFMUTUIBOUIF&BSUI
"VTUSJBOCPSO"NFSJDBOBTUSPQIZTJDJTUѮPNBT(PME m QSPQPTFTUIBUHFP
NBHOFUJDTUPSNTBSFDBVTFECZBTIPDLGSPOUBTTPDJBUFEXJUINBHOFUJDDMPVETFKFDUFE
GSPNUIF4VO BOEDPJOTUIFUFSNNBHOFUPTQIFSFGPSUIFSFHJPOJOUIFWJDJOJUZPGUIF
&BSUIJOXIJDIPVSQMBOFUTNBHOFUJDêFMEEPNJOBUFTBMMEZOBNJDBMQSPDFTTFTJOWPMWJOH
DIBSHFEQBSUJDMFT
ѮF 4PWJFU 6OJPOT -VOB TQBDFDSBѫ MBVODIFE UPXBSE UIF .PPO PO 4FQUFNCFS
EJSFDUMZ TBNQMFT UIF TPMBS XJOE GPS UIF êSTU UJNF PCUBJOJOH B QBSUJDMF WPMVNF
EFOTJUZPGBCPVUNJMMJPOQSPUPOTQFSDVCJDNFUFSKVTUPVUTJEFUIF&BSUI
ѮF4PWJFU6OJPOMBVODIFTUIFTQBDFSPDLFU -VOBPO 0DUPCFS *U PCUBJOFE
UIFêSTUQIPUPHSBQITPGUIFJOWJTJCMF CBDLTJEFPGUIF.PPO TIPXJOHUIBUJUIBTGFXFS
NBSJBUIBOUIFWJTJCMFGSPOUTJEF
"JODI NFUFS PQUJDBMUFMFTDPQFJTDPNQMFUFEBU-JDL0CTFSWBUPSZPOUIFTVN
NJUPG.PVOU)BNJMUPOOFBS4BO+PTF $BMJGPSOJBJUXBTOBNFEUIF4IBOFUFMFTDPQF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
¦
"VTUSJBOCPSO "NFSJDBO BTUSPQIZTJDJTU ѮPNBT(PME m BOE &OHMJTI BTUSP
QIZTJDJTU'SFE)PZMF m TIPXUIBUNBHOFUJDFOFSHZNVTUQPXFSTPMBSëBSFT
BOEBSHVFUIBUëBSFTBSFUSJHHFSFECZUIFJOUFSBDUJPOBOESFDPOOFDUJPOPGNBHOFUJDMPPQT
"NFSJDBONBUIFNBUJDJBO.BSUJO%,SVTLBM m BOE)VOHBSJBOCPSO"VTUSBMJBO
NBUIFNBUJDJBO (FPSHF 4[FLFSFT m JOEFQFOEFOUMZ EFêOF B TQBDFUJNF
JO XIJDI UIF CMBDLIPMF TJOHVMBSJUZ BU UIF 4DIXBS[TDIJME PS HSBWJUBUJPOBM SBEJVT JT
SFNPWFEUPUIFDFOUFSPGUIFCMBDLIPMF VTJOHXIBUJTOPXLOPXOBTUIF,SVTLBM4[FLFSFT
DPPSEJOBUFUSBOTGPSNBUJPO
"NFSJDBOBTUSPOPNFSBOEHFPMPHJTU&VHFOF.4IPFNBLFS ¢ TUVEJFTUIF
TUSVDUVSFBOENFDIBOJDTPGNFUFPSJUFJNQBDU)FEFNPOTUSBUFEUIFTJNJMBSJUZCFUXFFO
UIF.FUFPS$SBUFS OFBS'MBHTUBĒ "SJ[POB BOEUIFDSBUFSTQSPEVDFEEVSJOHOVDMFBSUFTU
FYQMPTJPOTJO/FWBEB EFNPOTUSBUJOHJUTPSJHJOCZFYUFSOBMJNQBDU BOEQSPQPTFEUIBU
UIF.PPOTDSBUFSTIBEBTJNJMBSPSJHJO
%VUDI BTUSPOPNFS "ESJBO #MBBVX m QSPQPTFT UIBU IJHIWFMPDJUZ iSVOBXBZu
TUBST PGUIFIPU0BOE#TQFDUSBMDMBTT BSFFTDBQFENFNCFSTPGCJOBSZTUBSTZTUFNTJO
XIJDIPOFTUBSIBTCFDPNFBFYQMPEJOHTUBS PSTVQFSOPWB)FOPUJDFEUIBUUIFSVO
BXBZTUBSTBSFNBTTJWFTUBSTXIPTFIJHIWFMPDJUJFTBSFDPNQBSBCMFUPUIFPSCJUBMWFMPDJ
UJFTFYQFDUFEGSPNNBTTJWFCJOBSZTUBSTZTUFNT BOEUIBUUIFNPSFNBTTJWFDPNQPOFOU
XPVMERVJDLMZFWPMWFUPUIFTVQFSOPWBTUBHFBOEUIFSFCZSFMFBTFUIFPUIFSNFNCFSBT
BIJHIWFMPDJUZTUBS
ѮFDPTNPOBVU:VSJ"(BHBSJO ¢ CFDPNFTUIFêSTUIVNBOJOTQBDF PSCJU
JOHUIF&BSUIPO"QSJMJOUIF4PWJFU6OJPOT7PTUPLDBQTVMF
+BQBOFTF BTUSPQIZTJDJTU $IVTIJSP )BZBTIJ m EFTDSJCFT UIF UIFPSZ PG TUFM
MBS FWPMVUJPO JO UIF FBSMZ QIBTFT PG HSBWJUBUJPOBM DPOUSBDUJPO BDDPVOUJOH GPS UIF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
)FSU[TQSVOH3VTTFMMEJBHSBNTPGFYUSFNFMZZPVOHTUBSDMVTUFSTPCTFSWFECZUIF"NFSJDBO
BTUSPOPNFS.FSMF'8BMLFS m JOUP
0O.BZ"NFSJDBO1SFTJEFOU+PIO',FOOFEZ m EFMJWFSTBOBEESFTT
UPBKPJOUTFTTJPOPG$POHSFTT EFDMBSJOHUIBUi*CFMJFWFUIBUUIJTOBUJPOTIPVMEDPNNJU
JUTFMGUPBDIJFWJOHUIFHPBM CFGPSFUIFEFDBEFJTPVU PGMBOEJOHBNBOPOUIF.PPOBOE
SFUVSOJOHIJNTBGFMZUP&BSUIu
ѮF"NFSJDBOQIZTJDJTUBOEBTUSPOPNFS3PCFSU#-FJHIUPO m QVCMJTIFT
IJTEJTDPWFSZPGêWFNJOVUFWFSUJDBMWFMPDJUZPTDJMMBUJPOTJOUIFTPMBSQIPUPTQIFSF
*UBMJBOCPSO"NFSJDBOBTUSPOPNFS3JDDBSEP(JBDDPOJ m BOEIJTDPMMFBHVFTBU
UIF"NFSJDBO4DJFODFBOE&OHJOFFSJOH$PNQBOZEJTDPWFSDPTNJD9SBZTPVSDFTXJUI
BOJOTUSVNFOUPOBêWFNJOVUFSPDLFUëJHIUѮFHSPVQTVCTFRVFOUMZVTFEUIFJS9SBZ
UFMFTDPQFBCPBSE/"4"T6IVSVTBUFMMJUF MBVODIFEPO%FDFNCFS UPEJTDPWFS
9SBZQVMTBSTBOETUFMMBSCMBDLIPMFDPNQBOJPOTPGPSEJOBSZWJTJCMFTUBST(JBDDPOJXBT
BXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJTEJTDPWFSJFTPGDPTNJD9SBZTPVSDFT
ѮF BTUSPOBVU +PIO ) (MFOO +S ¢ CFDPNFT UIF êSTU "NFSJDBO UP PSCJU UIF
&BSUI PO'FCSVBSZJOUIF'SJFOETIJQDBQTVMF
*O B QBQFS FOUJUMFE )JTUPSZ PG 0DFBO #BTJOT UIF "NFSJDBO HFPMPHJTU )BSSZ ) )FTT
¢ FMBCPSBUFTIJTDPODFQUPGTFBëPPSTQSFBEJOH êSTUTVHHFTUFECZIJNJO
ѮFTFBëPPSJTGPSNFEJOBWPMDBOJDSJѫJOBNJEPDFBOSJEHF TQSFBEJOHTJEFXBZT
BOEUVSOJOHDPMEBOEIFBWZBTJUNPWFTBXBZGSPNJUTTPVSDFJOUXPEJSFDUJPOTUIFTFB
ëPPSFWFOUVBMMZTJOLTBOEEJTBQQFBSTJOBEFFQmPDFBOUSFODI XIFSFJUJTDPOTVNFE
ѮFTQSFBEJOHTFBëPPSJTUIPVHIUUPCFUIFDBVTFPGDPOUJOFOUBMESJѫ
ѮF XPSMET MBSHFTU SBEJP UFMFTDPQF JT JOBVHVSBUFE JO UIF IJMMT OFBS "SFDJCP 1VFSUP
3JDPѮFNFUBMSFëFDUJOHTVSGBDFPGUIF"SFDJCP0CTFSWBUPSZIBTBTQIFSJDBMTIBQF
XJUI B EJBNFUFS PG NFUFST GFFU ѮF UFMFTDPQF XBT SFTVSGBDFE JO UP
QFSNJUPCTFSWBUJPOTBUTIPSUFSXBWFMFOHUIT
"NFSJDBOSBEJPBTUSPOPNFS"MBO#BSSFUU ¢ BOEIJTDPMMFBHVFTEFUFDUJOUFS
TUFMMBS0)NPMFDVMFTBUSBEJPXBWFMFOHUIT
/"4"MBVODIFT&YQMPSFS UIFêSTU*OUFSQMBOFUBSZ.POJUPSJOH1MBUGPSN BCCSFWJBUFE
*.1 XIJDIêSTUNBQQFEUIF&BSUITNBHOFUPUBJM
ѮF"NFSJDBOTDJFOUJTU)FSCFSU'SJFENBO m BOEIJTDPMMFBHVFTEJTDPWFS
9SBZTGSPNUIF$SBC/FCVMBEVSJOHBCSJFGSPDLFUëJHIUUIBUDBSSJFEUIF9SBZEFUFD
UPSTBCPWFUIFBUNPTQIFSF
ѮF êSTU RVBTJTUFMMBS PCKFDU BCCSFWJBUFE RVBTBS JT EJTDPWFSFE BѫFS &OHMJTI SBEJP
BTUSPOPNFS $ZSJM )B[BSE m BOE IJT DPMMFBHVFT FTUBCMJTI B QSFDJTF QPTJUJPO PG
UIFSBEJPTPVSDF$VTJOHJUTPDDVMUBUJPOCZUIF.PPOJO BOETIPXJOHUIBU
UIFSBEJPTPVSDFDPJODJEFTXJUIBCMVFPCKFDUBUWJTJCMFXBWFMFOHUITѮF%VUDICPSO
"NFSJDBOBTUSPOPNFS.BBSUFO4DINJEU ¢ VTFTUIFJODI NFUFS )BMF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
UFMFTDPQFPO.PVOU1BMPNBSUPDPOêSNUIFPQUJDBMJEFOUJêDBUJPOBOEPCUBJOJUTTQFDUSVN
XIJDIIFJOUFSQSFUTJOUFSNTPGBSFETIJѫPGѮFMBSHFSFETIJѫJNQMJFTBSFNPUF
EJTUBODF BOE B CSJHIUOFTT PG IVOESFET PG UJNFT UIBU PG OFBSCZ TQJSBM HBMBYJFT GPS BO
PCKFDUXJUIBTUBSMJLFJNBHF1FSIBQTBTBSFTVMUPG4DINJEUTEJTDPWFSZ UIF"NFSJDBO
BTUSPOPNFST+FTTF-(SFFOTUFJO ¢ BOEѮPNBT.BUUIFXT ¢ SFFYBNJOFUIF
PQUJDBMTQFDUSVNPGUIFTUBSMJLFPCKFDUDPJODJEJOHXJUIUIFSBEJPTPVSDF$ TIPX
JOH UIBU UIJT RVBTBS IBT BO FWFO MBSHFS SFETIJѫ PG ѮF BSUJDMFT SFQPSUJOH UIFTF
NBKPSEJTDPWFSJFTBQQFBSFEUPHFUIFSJOXJUIJOBOJTTVFPGUIFKPVSOBM/BUVSF
ѮF/FX;FBMBOENBUIFNBUJDJBO3PZ,FSS m êOETBOBMZUJDTPMVUJPOTUPUIFêFME
FRVBUJPOTPGUIF(FOFSBMѮFPSZPG3FMBUJWJUZUIBUEFTDSJCFUIFDVSWFETQBDFPVUTJEFB
SPUBUJOHCMBDLIPMF
"NFSJDBOTDJFOUJTUT.BSDJB/FVHFCBVFS ¢ BOE$POXBZ84OZEFS ¢
BOOPVODFUIBU/"4"T.BSJOFSTQBDFDSBѫ MBVODIFEPO"VHVTU IBTNFBTVSFE
UIFEFOTJUZBOEWFMPDJUZPGUIFTPMBSXJOE XJUIBOFTUJNBUFEWPMVNFEFOTJUZPGNJM
MJPOQSPUPOTBOENJMMJPOFMFDUSPOTQFSDVCJDNFUFSOFBSUIF&BSUIBOEBOBWFSBHF
TQFFEPGBCPVULJMPNFUFSTQFSTFDPOE
#SJUJTI HFPQIZTJDJTUT 'SFEFSJDL 7JOF ¢ BOE %SVNNPOE .BUUIFXT
¢ BOBMZ[FUIFNBHOFUJTNPGSPDLTBUUIFëPPSPGUIF"UMBOUJD0DFBO EJTDPW
FSJOHBTZNNFUSJDQBUUFSOPGNBHOFUJDêFMESFWFSTBMTPOFJUIFSTJEFPGUIFNJEPDFBO
SJEHF ѮJT EJTDPWFSZ QSPWJEFE DPODSFUF FWJEFODF PG TFBëPPS TQSFBEJOH BOE XIFO
DPNQBSFEXJUISBEJPBDUJWFEBUJOHPGWPMDBOJDSPDLTPOMBOEXBTVTFEUPEFUFSNJOFUIF
SBUFPGTQSFBEJOH
"NFSJDBOBTUSPQIZTJDJTU+PIO/#BIDBMM m QFSGPSNTEFUBJMFEDBMDVMBUJPOT
PGUIFBNPVOUPGTPMBSOFVUSJOPTFNJUUFECZUIF4VO BOESFêOFTUIFTFUIFPSFUJDBMQSF
EJDUJPOTPWFSTVCTFRVFOUEFDBEFT
"NFSJDBO BTUSPQIZTJDJTU 8JMMJBN " i8JMMZu 'PXMFS ¢ BOE IJT &OHMJTI
DPMMFBHVF'SFE)PZMF ¢ QSPQPTFBOFXLJOEPGTVQFSOPWBFYQMPTJPO OPX
LOPXOBTUZQF*B JOXIJDIBDMPTF PSCJUJOHOPSNBMTUBSTQJMMTPWFSPOUPJUTXIJUFEXBSG
DPNQBOJPO USJHHFSJOHBOFYQMPTJPOUIBUPCMJUFSBUFTUIFXIJUFEXBSGTUBS
ѮF "NFSJDBO QIZTJDJTU .VSSBZ (FMM.BOO ¢ QSPQPTFT UIBU UIF QSPUPO BOE
OFVUSPOBSFOPUUIFNTFMWFTGVOEBNFOUBMQBSUJDMFT CVUBSFJOTUFBEDPNQPTFEPGRVBSLT
XIJDIIBWFGSBDUJPOBMDIBSHFT PDDVSJOQBJSTBOEUSJPT BOEDBOOFWFSCFEFUFDUFETJO
HMZѮFRVBSLTBSFCPVOEUPHFUIFSCZFYDIBOHJOHHMVPOTѮFOBNFRVBSLJTBXIJNTJ
DBMEFTJHOBUJPOUBLFOGSPNBQBTTBHFJO+BNFT+PZDFT ¢ 'JOOFHBOT8BLF
XIJDIJODMVEFTiѮSFFRVBSLTGPS.VTUFS.BSLu
&OHMJTIBTUSPOPNFSTBOEDPTNPMPHJTUT'SFE)PZMF m BOE3PHFS+5BZMFS
m QSPQPTFUIBUIFMJVNXBTQSPEVDFEEVSJOHUIFWFSZIPU FBSMZTUBHFTPGUIF
FYQBOEJOH6OJWFSTF JOUIFBNPVOUTOPXPCTFSWFEJOOFCVMBFBOETUBST
ѮF "NFSJDBO BTUSPOPNFS 3PCFSU 1 ,SBѫ m BOOPVODFT UIBU NBOZ
FYOPWBFPDDVSJODMPTF TIPSUQFSJPECJOBSZTUBSTZTUFNTJOXIJDIPOFDPNQPOFOUJT
BXIJUFEXBSGTUBS)JTDPODMVTJPOTXFSFFYUFOTJPOTPGPCTFSWBUJPOTCZUIF"NFSJDBO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"NFSJDBOBTUSPOPNFST+BNFT&(VOO ¢ BOE#SVDF1FUFSTPO ¢ TIPX
IPXUIFBCTFODFPGBUPNJDIZESPHFOBCTPSQUJPOJOUIFMJHIUPGEJTUBOURVBTBSTQMBDFT
TUSJOHFOUMJNJUTPOUIFBNPVOUPGJOUFSHBMBDUJDVOJPOJ[FEIZESPHFO
*OTUSVNFOUT BCPBSE UIF .BSJOFS TQBDFDSBѫ TIPX UIBU DBSCPO EJPYJEF JT UIF NBJO
JOHSFEJFOUPGUIF.BSUJBOBUNPTQIFSF CVUUIBUJUIBTBSFMBUJWFMZMPXTVSGBDFQSFTTVSF
&OHMJTIBTUSPQIZTJDJTU3PHFS1FOSPTF m QVCMJTIFTIJTEJTDPWFSZUIBUCMBDLIPMFT
NVTUIBWFBTJOHVMBSJUZ
(FSNBOCPSO "NFSJDBO SBEJP FOHJOFFS "SOP " 1FO[JBT ¢ BOE "NFSJDBO
SBEJP BTUSPOPNFS 3PCFSU 8 8JMTPO ¢ SFQPSU UIFJS EJTDPWFSZ PG UIF DPTNJD
NJDSPXBWFCBDLHSPVOESBEJBUJPO XIJMFEFUFSNJOJOHUIFTPVSDFTPGFYDFTTOPJTFJOB
IPSOBOUFOOBBUUIF#FMM5FMFQIPOF-BCPSBUPSJFTѮFSBEJBUJPOXBTDPNJOHGSPNBMM
EJSFDUJPOTBUBXBWFMFOHUIPGDFOUJNFUFSTXJUIBUFNQFSBUVSFPGUISFFEFHSFFTLFMWJO
*OBDPNQBOJPOBSUJDMFJOUIFTBNFJTTVFPGUIF"TUSPQIZTJDBM+PVSOBM UIF"NFSJDBO
QIZTJDJTU3PCFSU)%JDLF ¢ BOEIJTDPMMFBHVFTFYQMBJOUIFPCTFSWFEUISFF
EFHSFFLFMWJOSBEJBUJPOBTUIFGBJOU DPPMFESFMJDHMPXPGUIFQSJNFWBM#JH#BOHUIBU
JOJUJBUFE UIF FYQBOTJPO PG UIF 6OJWFSTF ѮF "NFSJDBO QIZTJDJTUT 3BMQI " "MQIFS
¢ BOE3PCFSU$)FSNBO ¢ IBEBMSFBEZTIPXOJOUIBUBDVSSFOU
CBDLHSPVOEUFNQFSBUVSFPGBCPVUEFHSFFTLFMWJOSFTVMUTGSPNUIFFYQBOTJPOPGUIF
CJMMJPOEFHSFF#JH#BOH1FO[JBTBOE8JMTPOXFSFBXBSEFEUIF/PCFM1SJ[FJO
1IZTJDTGPSUIFJSEJTDPWFSZPGUIFDPTNJDCBDLHSPVOESBEJBUJPO
"NFSJDBOSBEBSBTUSPOPNFST(PSEPO)1FUUFOHJMM ¢ BOE3PMG#%ZDF ¢
BOOPVODFUIBUSBEBSPCTFSWBUJPOTPG.FSDVSZGSPNUIF"SFDJCP0CTFSWBUPSZJOEJDBUFE
UIBU.FSDVSZSPUBUFTXJUIBQFSJPEPG&BSUIEBZT KVTUPGJUTPSCJUBMQFSJPEPG
&BSUIEBZT
ѮF /PCFM 1SJ[F JO 1IZTJDT JT BXBSEFE UP +BQBOFTF QIZTJDJTU 4JO*UJSP 5PNPOBHB
¢ BOE"NFSJDBOQIZTJDJTUT3JDIBSE1'FZONBO ¢ BOE+VMJBO
4DIXJOHFS ¢ GPS UIFJS GVOEBNFOUBM XPSL JO RVBOUVN FMFDUSPEZOBNJDT
XJUI JNQPSUBOU JNQMJDBUJPOT GPS UIF QIZTJDT PG FMFNFOUBSZ QBSUJDMFT ѮFZ QSPQPTFE
UIBUTVQQPTFEMZFNQUZ TVCBUPNJDTQBDFTFFUIFTXJUIWBDVVNFOFSHZJOUIFGPSNPG
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
WJSUVBMQBSUJDMFTUIBUTQPOUBOFPVTMZQPQJOBOEPVUPGFYJTUFODFJOTPTIPSUBUJNFUIBU
POFDBOOPUNFBTVSFUIFNEJSFDUMZ#VUUIFVOTFFOiWJSUVBMuQBSUJDMFTEPQSPEVDFQSF
EJDUBCMFFĒFDUTPOiSFBMuFMFNFOUBSZQBSUJDMFT BOEUIFTFFĒFDUTIBWFCFFOEFUFDUFEJO
UIFMBCPSBUPSZ
$BOBEJBOHFPMPHJTU+PIO5V[P8JMTPO ¢ GPSNVMBUFTBOFXDPODFQUPGQMBUF
UFDUPOJDTJOBQBQFSFOUJUMFE"/FX$MBTTPG'BVMUTBOEѮFJS#FBSJOHPO$POUJOFOUBM
%SJѫ"DDPSEJOHUPUIJTUIFPSZ UIF&BSUITPVUFSTIFMMJTTVCEJWJEFEJOUPBNPTBJDPG
MBSHF SJHJE QMBUFT UIBU BSF JO DPOUJOVBM NPUJPO QSPEVDJOH FBSUIRVBLFT BOE CVJMEJOH
NPVOUBJOT BU UIFJS CPVOEBSJFT CZUFDUPOJDT GSPN UIF (SFFL XPSE GPS iDBSQFOUFSu PS
iCVJMEJOHuѮFNPWJOHQMBUFTDBSSZDPOUJOFOUTPOUIFJSCBDLT BDDPVOUJOHGPSDPOUJOFO
UBMESJѫ BOEBSFQVTIFEBMPOHCZUIFTQSFBEJOHTFBëPPS
"NFSJDBOBTUSPOPNFST4UJSMJOH"$PMHBUF ¢ BOE3JDIBSE)8IJUF ¢
VTFDBMDVMBUJPOTEFWFMPQFEGPSOVDMFBSCPNCTUVEJFTEVSJOH8PSME8BS**UPEFTDSJCF
UIFFYQMPTJWFTIPDLTEFWFMPQFECZFYQMPEJOHTUBSTDBMMFETVQFSOPWBF BOEQSPQPTFUIBU
KVTUBTNBMMGSBDUJPOPGUIFOFVUSJOPTQSPEVDFEEVSJOHUIFJNQMPTJPOPGUIFTUFMMBSDPSF
XPVMEMFBEUPJUTFYQMPTJPO
3VTTJBOBTUSPQIZTJDJTUT*HPS%/PWJLPW ¢ BOE:BLPW#;FMEPWJDI ¢
QSPQPTFUIBUBCMBDLIPMFNJHIUCFEFUFDUFECZUIF9SBZSBEJBUJPOPGNBUFSJBMGBMMJOH
JOUPJUGSPNBOFBSCZTUBSUIBUJTPSCJUJOHUIFCMBDLIPMFѮFCMBDLIPMFVTFTJUTQPXFS
GVMHSBWJUZUPTVDLJOUIFPVUFSMBZFSTPGJUTDPNQBOJPO BOEBTUIFJOGBMMJOHNBUFSJBM
JTDPNQSFTTFEUPêUJOUPUIFIPMF JUJTIFBUFEUPNJMMJPOTPGEFHSFFTLFMWJO FNJUUJOH
BMNPTUBMMPGJUTSBEJBUJPOBU9SBZXBWFMFOHUIT
"NFSJDBODPTNPMPHJTU1+BNFT&1FFCMFT m VTFTUIFPCTFSWFEDPTNJDNJDSPXBWF
CBDLHSPVOE SBEJBUJPO UP FYUSBQPMBUF CBDLXBSE JOUP UJNF BOE DPNQVUF UIF BNPVOU PG
IFMJVNQSPEVDFEJOUIF#JH#BOH TIPXJOHUIBUJTBCPVUQFSDFOUCZNBTT DPNQBSBCMF
UPUIFBNPVOUOPXPCTFSWFEJOTUBSTBOEOFCVMBF
"NFSJDBOBTUSPOPNFST1FUFS(3PMM m BOE%BWJE58JMLJOTPO m
DPOêSNUIFFYJTUFODFPGUIFUISFFEFHSFFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO BU
BXBWFMFOHUIPGDFOUJNFUFST
"NFSJDBO QIZTJDJTU 3BZNPOE %BWJT +S ¢ EFUFDUT OFVUSJOPT FNJUUFE GSPN
UIF4VOVTJOHBNBTTJWFDPOUBJOFSPGDMFBOJOHëVJECVSJFEEFFQVOEFSHSPVOEJOUIF
)PNFTUBLF(PME.JOFOFBS-FBE 4PVUI%BLPUBѮJTQJPOFFSJOHFYQFSJNFOUXBT
DPOUJOVFEGPSNPSFUIBOBRVBSUFSDFOUVSZ BMXBZTEFUFDUJOHBCPVUPOFUIJSEPGUIF
FYQFDUFE BNPVOU PG TPMBS OFVUSJOPT ѮJT EJTDSFQBODZ CFUXFFO UIF PCTFSWFE BOE
QSFEJDUFEBNPVOUT LOPXOBTUIFTPMBSOFVUSJOPQSPCMFN XBTFWFOUVBMMZSFTPMWFE
XIFO JU XBT SFBMJ[FE UIBU TPNF OFVUSJOPT XFSF DIBOHJOH GPSN PO UIFJS XBZ GSPN
UIF 4VO UP UIF TVCUFSSBOFBO FYQFSJNFOU UIFSFCZ FMVEJOH EFUFDUJPO %BWJT BOE
UIF +BQBOFTF QIZTJDJTU .BTBUPTIJ ,PTIJCB ¢ TIBSFE UIF /PCFM 1SJ[F
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
JO 1IZTJDT GPS UIFJS EJTDPWFSZ PG DPTNJD OFVUSJOPT ѮF "NFSJDBO BTUSPOPNFS
3JDDBSEP(JBDDPOJ ¢ BMTPTIBSFEUIF/PCFM1SJ[FGPSIJTEJTDPWFSZPG
DPTNJD9SBZT
8IJMFJOWFTUJHBUJOHTDJOUJMMBUJPOTPGDPTNJDSBEJPTPVSDFTQSPEVDFECZUIFTPMBSXJOE
&OHMJTI SBEJP BTUSPOPNFS "OUPOZ )FXJTI ¢ BOE IJT *SJTI HSBEVBUF TUVEFOU
+PDFMZO#FMM ¢ EJTDPWFSUIFSBQJEQFSJPEJDCVSTUTPGUIFêSTULOPXOQVMTBS EFT
JHOBUFE $1 XIPTF SBEJP CVSTUT SFQFBUFE BU QSFDJTFMZ TFDPOET XJUI
FBDI CVSTU MBTUJOH POMZ NJMMJTFDPOET )FXJTI XBT BXBSEFE UIF /PCFM 1SJ[F JO
1IZTJDTGPSIJTEFDJTJWFSPMFJOUIFEJTDPWFSZPGQVMTBST
*UBMJBO BTUSPQIZTJDJTU 'SBODP 1BDJOJ m OPUFT UIBU UIF HSBWJUBUJPOBM FOFSHZ
SFMFBTFEEVSJOHUIFDPMMBQTFPGBOPSNBMTUBSJOUPBOFVUSPOTUBSXJMMCFDPOWFSUFEJOUP
SPUBUJPOBMFOFSHZ BOEUIBUUIFTUFMMBSNBHOFUJDêFMEXJMMCFBNQMJêFEEVSJOHUIFDPM
MBQTF"TBSFTVMU BOFVUSPOTUBSIBTBTUSPOH SBQJEMZSPUBUJOHNBHOFUJDêFMEUIBUDBO
HFOFSBUFSBEJBUJPO QSPWJEJOHUIFMVNJOPTJUZPGUIF$SBC/FCVMBTVQFSOPWBSFNOBOU
PWFSJUTFOUJSFMJGFUJNF
"NFSJDBO SBEJP BTUSPOPNFST #SVDF 1BSUSJEHF m BOE %BWJE 5 8JMLJOTPO
m TIPXUIBUUIFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPOJTSFNBSLBCMZVOJ
GPSN XJUIUIFTBNFUFNQFSBUVSFNFBTVSFEJOFWFSZEJSFDUJPOUPXJUIJOQFSDFOU
ѮFPSFUJDBMBTUSPQIZTJDJTUT'SBOL)4IV m BOE$IJB$-JO m TIPXIPX
EFOTJUZXBWFTUFNQPSBSJMZDPODFOUSBUFTUBSTJOTQJSBMBSNT
"NFSJDBO BTUSPQIZTJDJTUT 3PCFSU 7 8BHPOFS m BOE 8JMMJBN " i8JMMZu
'PXMFS m UFBNVQXJUI&OHMJTIBTUSPQIZTJDJTU'SFE)PZMF m
UPNBLFUIFêSTUEFUBJMFEDBMDVMBUJPOTPGBMMUIFMJHIUFMFNFOUTmEFVUFSJVN IFMJVN
BOEMJUIJVNmQSPEVDFEEVSJOHUIFFBSMZTUBHFTPGUIFFYQBOEJOH6OJWFSTF TIPXJOH
UIBUUIFZBSFDSFBUFEJOBNPVOUTDPNQBSBCMFUPUIPTFPCTFSWFEOPXJGUIFQSFTFOU
SBEJBUJPOUFNQFSBUVSFPGUIFDPTNJDNJDSPXBWFCBDLHSPVOEJTBCPVUUISFFEFHSFFT
LFMWJO
ѮF"EWBODFE3FTFBSDI1SPKFDU"HFODZ BCCSFWJBUFE"31"BOEGVOEFECZUIF6OJUFE
4UBUFT%FQBSUNFOUPG%FGFOTF CFHJOTDPOTUSVDUJPOPG"31"/&5 UIFQSPUPUZQFPGB
DPNQVUFSOFUXPSLUIBUMFEUPUIF*OUFSOFU
"VTUSJBOCPSO "NFSJDBO BTUSPQIZTJDJTU ѮPNBT (PME m QSPQPTFT UIBU
SBEJPQVMTBSTBSFIJHIMZNBHOFUJ[FE SBQJEMZSPUBUJOHOFVUSPOTUBST TVDDFTTGVMMZQSF
EJDUJOHUIBUUIFQVMTBSQFSJPETXJMMMFOHUIFOBTUIFTUBSMPTFTSPUBUJPOBMFOFSHZBOEUIBU
QVMTBSTXJUINVDITIPSUFSQFSJPETXJMMCFGPVOE
&OHMJTI SBEJP BTUSPOPNFS "OUPOZ )FXJTI ¢ IJT *SJTI HSBEVBUF TUVEFOU
+PDFMZO#FMM ¢ BOEUIFJSDPMMFBHVFTQVCMJTIUIFEJTDPWFSZPGUIFêSTUSBEJPQVMTBS
EFTJHOBUFE$1 BOEUISFFXFFLTMBUFSQVCMJTIUIFJSEJTDPWFSZPGUISFFBEEJUJPOBM
QVMTBST)FXJTIXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSIJTEFDJTJWFSPMFJO
UIFEJTDPWFSZPGQVMTBST
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
ѮF "NFSJDBO BTUSPQIZTJDJTU -ZNBO 4QJU[FS +S m QVCMJTIFT IJT CPPL
%JĒVTF.BUUFSJO4QBDF XIJDITVNNBSJ[FTUIFWBSJPVTQSPDFTTFTUIBUEFUFSNJOFUIF
UFNQFSBUVSF BOE QIZTJDBM TUBUF PG JOUFSTUFMMBS IZESPHFO EFMJOFBUFE JO UIF QSFDFEJOH
EFDBEFTCZ4QJU[FSBOEPUIFST
"NFSJDBOQIZTJDJTU$IBSMFT)5PXOFT ¢ BOEIJTDPMMFBHVFTEFUFDUUIFSBEJP
TJHOBUVSFTPGJOUFSTUFMMBSXBUFSBOEBNNPOJBNPMFDVMFT
ѮF*UBMJBOQBSUJDMFQIZTJDJTU(BCSJFMF7FOF[JBOP ¢ EFWFMPQTBUIFPSFUJDBMEFTDSJQ
UJPOPGUIFTUSPOHOVDMFBSGPSDF XIJDIXBTTVCTFRVFOUMZJOUFSQSFUFECZPUIFSQBSUJDMF
UIFPSJTUT JO UFSNT PG MJUUMF WJCSBUJOH BOE POFEJNFOTJPOBM TUSJOHT "MUIPVHI B NPSF
DPOWJODJOHUIFPSZ LOPXOBTRVBOUVNDISPNPEZOBNJDT XBTEFSJWFEBSPVOEUP
EFTDSJCFUIFTUSPOHOVDMFBSGPSDF UIFTUSJOHUIFPSZXBTFWFOUVBMMZEFWFMPQFEBTBDBOEJ
EBUFUIFPSZGPSVOJUJOHRVBOUVNNFDIBOJDT QBSUJDMFQIZTJDTBOEHSBWJUZ BOEBQQMJFEUP
UIFWFSZFBSMZTUBHFTPGUIFFYQBOEJOH6OJWFSTFCFGPSFBIZQPUIFUJDBMJOëBUJPO
3BEBSNFBTVSFNFOUTPGUIFEJTUBODFUP7FOVTFTUBCMJTIBQSFDJTFWBMVFPGNJM
MJPOLJMPNFUFSTGPSUIFNFBOEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VO UIF"TUSPOPNJDBM
6OJU BCCSFWJBUFE"6
ѮF$IBSHF$PVQMFE%FWJDF BCCSFWJBUFE$$% JTJOWFOUFEBUUIF#FMM5FMFQIPOF-BCP
SBUPSJFT*UIBTCFFOXJEFMZVTFEUPJNQSPWFUIFMJHIUHBUIFSJOHQPXFSPGUFMFTDPQFT
CPUIBTUSPOPNJDBMBOENJMJUBSZ
"NFSJDBOBTUSPOPNFST%POBME%$MBZUPO ¢ (FSBME+'JTINBO ¢ BOE
4UFSMJOH"$PMHBUF ¢ QSPQPTFUIBUOFXMZTZOUIFTJ[FESBEJPBDUJWFOJDLFMXJMM
QPXFSUIFCSJMMJBOUMJHIUPVUQVUPGBTVQFSOPWB BOEUIBUUIFOJDLFMXJMMFWFOUVBMMZEFDBZ
JOUPBCVOEBOUJSPO FNJUUJOHHBNNBSBZTJOUIFQSPDFTT4VQQPSUJOHFWJEFODFGPSUIFTF
JEFBTDBNFGSPNPCTFSWBUJPOTPGUIFTVQFSOPWB4/"
/"4"T-VOBS.PEVMF&BHMFDBSSJFTUXP"NFSJDBO"QPMMPBTUSPOBVUTUPUIFMVOBS
TVSGBDFPO+VMZ BOE/FJM""SNTUSPOH ¢ CFDPNFTUIFêSTUIVNBOUP
TFUGPPUPOUIF.PPOXJUI&EXJO&i#V[[u"MESJO+S ¢ BUIJTIFFMT
&OHMJTIBTUSPOPNFS%POBME-ZOEFO#FMM ¢ QSPQPTFTUIBUUIFOVDMFJPGOFBSCZ
HBMBYJFTBSFUIFBHFE RVJFTDFOUDPVOUFSQBSUTPGZPVOHFS BDUJWFRVBTBST
&OHMJTIUIFPSFUJDBMBTUSPOPNFS3PHFS1FOSPTF m TIPXTUIBUPOFDBOJOKFDUNBU
UFSJOUPBSPUBUJOHCMBDLIPMFBOEFYUSBDUSPUBUJPOBMFOFSHZGSPNJU
¦
ѮF #SJUJTI QIZTJDJTU #SBOEPO $BSUFS ¢ XPSLJOH JO 'SBODF BOOPVODFT BO
"OUISPQJD1SJODJQMF XIJDIBTTFSUTUIBUUIF6OJWFSTFXFPCTFSWFJTPOFUIBUJTDPNQBU
JCMFXJUIPVSFYJTUFODFBTPCTFSWFST
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"VTUSBMJBO SBEJP BTUSPOPNFS ,FOOFUI $ 'SFFNBO ¢ OPUJDFT UIBU UIF PVUFS
DMPVETPGIZESPHFOBUPNTJOTQJSBMHBMBYJFT EFUFDUFECZUIFDFOUJNFUFSMJOF NVTU
CFNPWJOHVOEFSUIFHSBWJUBUJPOBMBUUSBDUJPOPGEBSLNBUUFSUIBUJTBUMFBTUBTNBTTJWFBT
UIFNBTTPGUIFWJTJCMFTUBSTJOUIFHBMBYZ4FWFSBMSBEJPBTUSPOPNFSTTPPOTIPXFEUIBU
UIFPVUFSQBSUTPGTQJSBMHBMBYJFTNPWFVOFYQFDUFEMZGBTU TVHHFTUJOHUIBUFBDIHBMBYZ
JTFOWFMPQFECZBIBMPPGEBSLNBUUFSBUMFBTUUJNFTNPSFNBTTJWFUIBOJUTWJTJCMF
DPNQPOFOUT
&OHMJTIUIFPSFUJDBMBTUSPOPNFS4UFQIFO8)BXLJOH m TIPXTUIBUUIFBSFBPG
UIFIPSJ[POPGBCMBDLIPMFDBOOFWFSEFDSFBTFBOENVTUBMXBZTJODSFBTF MJLFFOUSPQZ
JOUIFSNPEZOBNJDT
ѮF"NFSJDBOBTUSPOPNFS+BNFT$,FNQ m BOEIJTDPMMFBHVFTNFBTVSFUIF
JOUFOTF NJMMJPO(BVTTNBHOFUJDêFMETPGXIJUFEXBSGTUBST DPOêSNJOHUIFJSDPNQBDU
&BSUITJ[FESBEJJѮFNBHOFUJDëVYJTDPOTFSWFEJOHSBWJUBUJPOBMDPMMBQTF TPUIFNBH
OFUJDêFMETUSFOHUIJTBNQMJêFECZUIFJOWFSTFTRVBSFPGUIFSBEJVT
"NFSJDBOBTUSPOPNFST7FSB$3VCJO m BOE8,FOU'PSE m TIPXUIBU
UIFPVUFS WJTJCMFQBSUTPGUIFOFBSFTUTQJSBMHBMBYZ "OESPNFEBPS. PSCJUJUTDFOUFS
BT GBTU BT UIF JOOFS WJTJCMF QBSUT EP TVHHFTUJOH UIF QSFTFODF PG TVCTUBOUJBM BNPVOUT
PGOPOMVNJOPVTNBUUFSUIBUIPMETUIFPVUFS GBTUNPWJOHSFHJPOTXJUIJOUIFHBMBYZ
3VCJOBOEIFSDPMMFBHVFTTVCTFRVFOUMZPCUBJOFETJNJMBSFWJEFODFGPSEBSLNBUUFSJO
PUIFSOFBSCZTQJSBMHBMBYJFT
ѮF6IVSVTBUFMMJUFXBTMBVODIFEGSPN,FOZBPO%FDFNCFS POUIFTFWFOUI
BOOJWFSTBSZPG,FOZBOJOEFQFOEFODF XIFOJUXBTOBNFE6IVSV UIF4XBIJMJXPSEGPS
iGSFFEPNu*UXBTFRVJQQFEXJUIBTFOTJUJWF9SBZUFMFTDPQFUIBUXBTVTFEUPEJTDPWFS
CPUI QFSJPEJD BOE JSSFHVMBSMZ WBSJBCMF 9SBZ TPVSDFT TVCTFRVFOUMZ JEFOUJêFE XJUI
SPUBUJOHOFVUSPOTUBSTBOETUFMMBSCMBDLIPMFTJODMPTFPSCJUTBSPVOEPSEJOBSZWJTJCMF
DPNQBOJPOTUBST*OTUSVNFOUTBCPBSE6IVSVBMTPEJTDPWFSFEUIFEJĒVTF9SBZFNJT
TJPOGSPNDMVTUFSTPGHBMBYJFT XIJDIBDDPVOUTGPSTPNFPGUIFTPDBMMFEEBSLNBUUFSJO
UIF6OJWFSTFѮFNJTTJPOFOEFEJO.BSDI
ѮF3VTTJBOQSPCF7FOFSBBDIJFWFTBTPѫMBOEJOHPO7FOVT PCUBJOJOHEJSFDUNFB
TVSFNFOUTPGUIFUFNQFSBUVSFBOEQSFTTVSFPGUIFQMBOFUTIPU EFOTFBUNPTQIFSFBMM
UIFXBZUPUIFTVSGBDF XIFSFUIFUFNQFSBUVSFJTEFHSFFTLFMWJOBOEUIFQSFTTVSF
UJNFTUIFBUNPTQIFSJDQSFTTVSFBUTFBMFWFMPO&BSUI
/"4"MBVODIFEUIF.BSJOFSTQBDFDSBѫUP.BSTPO.BZ*UPSCJUFEUIFSFE
QMBOFUGPSOFBSMZBZFBS GSPN/PWFNCFSUP0DUPCFS PCUBJOJOHJNBHFT
PGUPXFSJOHWPMDBOPFT WBTUDBOZPOT TVDIBTUIF7BMMFT.BSJOFSJTOBNFEGPSUIFTQBDF
DSBѫ BOEEFFQ XJEFPVUëPXDIBOOFMTUIBUIBWFCFFOBUUSJCVUFEUPDBUBTUSPQIJDëPPET
PGSVOOJOHXBUFSBUQSFWJPVTFQPDIT
ѮFêSTUHPPE TQBDFCBTFEPCTFSWBUJPOPGBDPSPOBMNBTTFKFDUJPOJTPCUBJOFEPO
%FDFNCFSVTJOHBDPSPOBHSBQIBCPBSE/"4"T4FWFOUI0SCJUJOH4PMBS0CTFSWB
UPSZ BCCSFWJBUFE040
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
#"
$%#$
"%%"! "%' $
"
$
&$%"&$!$"%'#$
'*( $ARK MATTER ENVELOPS A SPIRAL GALAXY 4HE ROTATION VELOCITY OF THE SPINNING
SPIRAL GALAXY .'# PLOTTED AS A FUNCTION OF RADIUS FROM ITS CENTER BOTTOM 4HE
OBSERVED NEUTRAL HYDROGEN CENTIMETER DATA ARE ATTRIBUTED TO AN OPTICALLY LUMINOUS DISK
CONTAINING ALL THE VISIBLE STARS AND A DARK HALO THAT CONTRIBUTES MOST OF THE MASS AT DISTANT
REGIONS FROM THE CENTER 4HEY ARE ILLUSTRATED IN A HYPOTHETICAL DRAWING OF A SPIRAL GALAXY
SEEN FROM ABOVE WITH ITS VISIBLE STARS AND SURROUNDING HALO OF DARK MATTER TOP 4HE
FACT THAT THE ROTATIONAL SPEED OF THE COOL HYDROGEN GAS REMAINS HIGH EVEN AT THE LARGEST
DISTANCES INDICATES THAT THE OUTERMOST GAS MUST BE CONSTRAINED AND HELD IN BY THE GRAVITA
TIONAL PULL OF EXTRA MATTER FAR OUTSIDE THE VISIBLE PART OF THE GALAXY
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4XJTTTQBDFTDJFOUJTU+PIBOOFT(FJTT m BOE$BOBEJBOCPSO'SFODIBTUSPOPNFS
)VCFSU3FFWFT m QVCMJTINFBTVSFNFOUTPGUIFTPMBSXJOEIFMJVNBCVOEBODF
VTJOHGPJMDPMMFDUPSTVOGVSMFEPOUIF.PPOCZ"NFSJDBOBTUSPOBVUT
&OHMJTIBTUSPOPNFST#-PVJTF8FCTUFS m BOE1BVM.VSEJO m VTF
PCTFSWBUJPOTPGUIFWJTJCMFTUFMMBSDPNQBOJPOPGUIF9SBZTPVSDF$ZHOVT9UPTIPX
UIBUUIFJOWJTJCMFDPNQBOJPOJTNPSFNBTTJWFUIBOFJHIUTPMBSNBTTFT BOENPTUMJLFMZ
BTUFMMBSCMBDLIPMFѮF$BOBEJBOBTUSPOPNFS$IBSMFT#PMUPO m JOEFQFOEFOUMZ
DPOêSNFEUIFPCTFSWBUJPOTJOUIFTBNFZFBS
"NFSJDBOTDJFOUJTUT3BZ8,MFCFTBEFM m *BO#4USPOH m BOE3PZ"
0MTPO m BOOPVODFUIFEJTDPWFSZPGDPTNJDHBNNBSBZCVSTUTUIBUXFSFVOFY
QFDUFEMZEFUFDUFETFWFSBMZFBSTCFGPSFVTJOHNJMJUBSZ7FMBTBUFMMJUFTEFTJHOFEUPNPOJUPS
4PWJFUDPNQMJBODFXJUIBOJOUFSOBUJPOBMUSFBUZCBOOJOHUIFUFTUTPGOVDMFBSXBSIFBETJO
UIF&BSUITBUNPTQIFSFPSJOPVUFSTQBDF
"NFSJDBO BTUSPQIZTJDJTUT +FSFNJBI 1 0TUSJLFS m BOE 1 +BNFT & 1FFCMFT
m TIPXUIBUUIFTUFMMBSEJTLTPGTQJSBMHBMBYJFTDBOOPUSFNBJOTUBCMFVOMFTTUIFZ
BSFTVSSPVOEFECZIVHF SPVHIMZTQIFSJDBMIBMPTPGEBSL JOWJTJCMFNBUUFSUIBUDPOTUSBJO
BOENPMEUIFTQJSBMHBMBYJFTGSPNPVUTJEF
$BOBEJBOCPSO 'SFODI BTUSPOPNFS )VCFSU 3FFWFT m 'SFODI BTUSPOPNFS
+FBO "VEPV[F m BOE "NFSJDBO BTUSPOPNFST 8JMMJBN " i8JMMZu 'PXMFS
m BOE%BWJE/4DISBNN m TIPXUIBUEFVUFSJVNDBOOPUCF
NBEFJOTUBST CVUNVTUCFNBEFJOUIF#JH#BOH VTJOHDPNQBSJTPOTPGUIFPCTFSWFE
EFVUFSJVNBCVOEBODFXJUIQSJNPSEJBMOVDMFPTZOUIFTJTDBMDVMBUJPOTUPPCUBJOBDDV
SBUFNFBTVSFNFOUTPGUIFCBSZPOEFOTJUZPGUIF6OJWFSTF JOCPUIWJTJCMFBOEJOWJT
JCMF GPSN *U JT XFMM CFMPX UIF DSJUJDBM EFOTJUZ OFFEFE UP TUPQ UIF FYQBOTJPO PG UIF
6OJWFSTFJOUIFGVUVSF
"NFSJDBO BTUSPOPNFST +PIO # 3PHFSTPO m BOE %POBME ( :PSL m
BOOPVODFUIFJSEFUFSNJOBUJPOPGUIFJOUFSTUFMMBSEFVUFSJVNBCVOEBODFVTJOHVMUSBWJP
MFUTQFDUSPTDPQZUPXBSEUIFCSJHIUTUBS#FUB$FOUBVSJGSPN/"4"T$PQFSOJDVTTBUFMMJUF
UIFѮJSE0SCJUJOH4PMBS0CTFSWBUPSZ XJUIBOBCVOEBODFDMPTFUPUIBUEFUFSNJOFEGPS
UIFTPMBSXJOEGSPNUIF"QPMMPNJTTJPOCZUIF4XJTTTQBDFTDJFOUJTU+PIBOOFT(FJTT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
"NFSJDBOBTUSPOPNFS3PHFS%#MBOEGPSE m BOE&OHMJTIBTUSPOPNFS.BSUJO
3FFT ¢ QSPQPTF UIBU B SPUBUJOH TVQFSNBTTJWF CMBDL IPMF HFOFSBUFT NBHOFUJD
êFMETBOEQSPQFMTIJHIFOFSHZFMFDUSPOTBMPOHJUTSPUBUJPOBYJT DSFBUJOHUIFSBEJPKFUT
BOEMPCFTGPVOEJOSBEJPHBMBYJFTBOERVBTBST
"NFSJDBOSBEJPBTUSPOPNFST3VTTFMM")VMTF m BOE+PTFQI)5BZMPS+S m
EJTDPWFSUIFSBEJPQVMTBS143 DPMMPRVJBMMZLOPXOBTUIFCJOBSZQVMTBS XIJDI
DPOTJTUTPGUXPOFVUSPOTUBST FBDIXJUIBNBTTPGBCPVUTPMBSNBTTFT JOPSCJUBCPVU
BDPNNPODFOUFSPGNBTT1SFDJTFUJNJOHPCTFSWBUJPOTPGUIFSBEJPQVMTFTJOEJDBUFE
UIBUUIFSBEJPQVMTBSJTTMPXMZBQQSPBDIJOHJUTTJMFOU JOWJTJCMFDPNQBOJPOBUUIFSBUF
FYQFDUFE JG UIFJS PSCJUBM FOFSHZ JT CFJOH SBEJBUFE BXBZ JO UIF GPSN PG HSBWJUBUJPOBM
XBWFT)VMTFBOE5BZMPSSFDFJWFEUIF/PCFM1SJ[FJO1IZTJDTGPSUIFJSEJTDPWFSZPG
UIJTOFXUZQFPGQVMTBS XIJDIPQFOFEVQOFXQPTTJCJMJUJFTGPSUIFTUVEZPGHSBWJUBUJPO
5XP"NFSJDBODIFNJTUT .BSJP+.PMJOB ¢ BOE'4IFSXPPE3PXMBOE ¢
TIPXUIBUUIFDIMPSJOFJONBONBEFDIFNJDBMTDBMMFEDIMPSPëVPSPDBSCPOTXJMMEFTUSPZ
FOPSNPVT BNPVOUT PG P[POF JO UIF BUNPTQIFSF .PMJOB BOE 3PXMBOE XFSF BXBSEFE
UIF/PCFM1SJ[FJO$IFNJTUSZ UPHFUIFSXJUIUIF(FSNBODIFNJTU 1BVM+$SVU[FO
¢ GPSUIFJSXPSLJOBUNPTQIFSJDDIFNJTUSZ QBSUJDVMBSMZDPODFSOJOHUIFGPSNB
UJPOBOEEFDPNQPTJUJPOPGP[POF
"NFSJDBOBTUSPOPNFST+FSFNJBI0TUSJLFS m 1+BNFT&1FFCMFT m BOE
"NPT:BIJM m TIPXUIBUHBMBYZNBTTFTJODSFBTFMJOFBSMZXJUISBEJVTPVUUPB
NJMMJPOMJHIUZFBSTBOEBNBTTPGBUSJMMJPO PS UJNFTUIBUPGUIF4VO JOEJDBUJOHUIBU
BCPVUQFSDFOUPGUIFNBTTPGTQJSBMHBMBYJFTJTEBSLBOEJOWJTJCMF FOWFMPQJOHUIFJS
TNBMMFS WJTJCMFTUFMMBSDPNQPOFOUѮF&TUPOJBOBTUSPOPNFST+BBO&JOBTUP m
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"OUT ,BBTJL m BOE &OO 4BBS m QSFTFOUFE EZOBNJDBM FWJEFODF GPS TVDI NBTTJWF
VOTFFOIBMPFTPGHBMBYJFTBUBCPVUUIFTBNFUJNF
ѮFêSTUPCTFSWBUJPOTBSFPCUBJOFEGSPNUIF7FSZ-BSHF"SSBZ BCCSFWJBUFE7-" BSBEJP
JOUFSGFSPNFUFSMPDBUFEOFBS4PDPSSP /FX.FYJDP*UCFDBNFGVMMZPQFSBUJPOBMJO
/"4"T7JLJOHBOE7JLJOHTQBDFDSBѫBSFMBVODIFE PO"VHVTUBOE4FQ
UFNCFSSFTQFDUJWFMZ FBDIDPOTJTUJOHPGBOPSCJUFSBOEBMBOEFSѮFPSCJUFSTJNBHFE
UIFFOUJSFTVSGBDFPG.BSTBUBSFTPMVUJPOPGUPNFUFST TIPXJOHWPMDBOPFT MBWB
QMBJOT JNNFOTFDBOZPOT DSBUFSFEBSFBT XJOEGPSNFEGFBUVSFTBOEFWJEFODFGPSDBUB
TUSPQIJDëPPETPGXBUFSBDSPTTUIF.BSUJBOTVSGBDFJOUIFQBTUѮFMBOEFSTGPVOEOP
EFUFDUBCMF PSHBOJD NPMFDVMFT JNQMZJOH UIBU UIJT QBSU PG UIF TVSGBDF OPX DPOUBJOT OP
DFMMT MJWJOH EPSNBOU PS EFBE ѮF MBOEFST BMTP QSPWJEFE ZFBST PG JOGPSNBUJPO BCPVU
MPDBM.BSUJBOXFBUIFS
"NFSJDBOBTUSPOPNFST4BOESB.'BCFS m BOE3PCFSU&+BDLTPO m EJTDPWFS
BOFXNFUIPEPGEFUFSNJOJOHUIFEJTUBODFPGBOFMMJQUJDBMHBMBYZUISPVHIBDPSSFMBUJPO
CFUXFFOJUTJOUSJOTJDMVNJOPTJUZBOEJUTWFMPDJUZEJTQFSTJPO XIJDIJTOPXLOPXOBTUIF
'BCFS+BDLTPOSFMBUJPO
"NFSJDBODMJNBUFTDJFOUJTUT+BNFT%)BZT m BOE+PIO*NCSJF m BOE
&OHMJTIHFPQIZTJDJTU/JDIPMBT+i/JDLu4IBDLMFUPO m VTFBOBOBMZTJTPGPYZHFO
JTPUPQFTJOEFFQTFBTFEJNFOUTUPTIPXUIBUUIFUJNJOHPGUIFNBKPSJDFBHFTJTDPO
USPMMFECZWBSJBUJPOTJOUIF&BSUITPSCJUBSPVOEUIF4VO BTTVHHFTUFECZUIF4FSCJBO
NBUIFNBUJDJBO.JMVUJO.JMBOLPWJUDI m JOUP"OBMZTJTPGJDF
DPSFTESJMMFEJO"OUBSDUJDBBOE(SFFOMBOEGPSUXPEFDBEFTBѫFSDPOêSNFEUIBU
UIFNBKPSJDFBHFTBSFJOJUJBUFEFWFSZUIPVTBOEZFBSTCZPSCJUBMJOEVDFEDIBOHFTJO
UIFJOUFOTJUZBOEEJTUSJCVUJPOPGTVOMJHIUBSSJWJOHBU&BSUI
.FBTVSFNFOUT GSPN B 6 TQZ QMBOF VOEFS UIF TVQFSWJTJPO PG 1SJODJQBM *OWFTUJHB
UPS3JDIBSE".VMMFS ¢ DPODMVTJWFMZEFNPOTUSBUFBEJQPMBSBOJTPUSPQZJOUIF
DPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO BUUSJCVUFEUPUIF%PQQMFSFĒFDUPGUIF&BSUIT
NPUJPOUISPVHIUIF6OJWFSTF
"NFSJDBO PDFBOPHSBQIFST EJWJOH VOEFSXBUFS JO UIF EFFQTFB TVCNFSTJCMF WFTTFM
OBNFE"MWJO EJTDPWFSUIBUMJWJOHDSFBUVSFTTVDIBTUVCFXPSNTQSPMJGFSBUFVOEFSEBSL
IJHIQSFTTVSFDPOEJUJPOTBUUIFCPUUPNPGUIFPDFBO GFFEJOHPONBUFSJBMTFNFSHJOH
GSPNEFFQTFBWPMDBOJDWFOUT
"NFSJDBOBTUSPOPNFS+BNFT-&MMJPU ¢ VOFYQFDUFEMZEJTDPWFSTUIFUIJO XJEFMZ
TQBDFESJOHTPG6SBOVT KVTUCFGPSFBOEBѫFSPCTFSWJOHBTUBSQBTTCFIJOEUIFQMBOFU
"NFSJDBOBTUSPQIZTJDJTU%BWJE/4DISBNN m BOEIJTDPMMFBHVFTVTFDPN
QVUBUJPOTPGUIFTZOUIFTJTPGIFMJVNJOUIFFBSMZNPNFOUTPGUIF#JH#BOHUPMJNJUUIF
OVNCFSPGGBNJMJFTPGFMFNFOUBSZQBSUJDMFTJOUIF6OJWFSTF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
"NFSJDBO BTUSPOPNFS +BNFT 8 $ISJTUZ ¢ OPUJDFT B WBSZJOH FMPOHBUJPO PO
JNBHFTUBLFOUPSFêOFUIFPSCJUPG1MVUP SFBMJ[JOHUIBUUIFDIBOHJOHPSJFOUBUJPOPGUIF
FMPOHBUJPOJNQMJFEUIBU1MVUPIBTBTBUFMMJUFBOEBOOPVODJOHUIFEJTDPWFSZPO+VMZ
)JTDPMMFBHVF 3PCFSU4)BSSJOHUPO ¢ DBMDVMBUFEUIBU1MVUPBOEJUT
NPPOXPVMEVOEFSHPBTFSJFTPGNVUVBMFDMJQTFTBOEPDDVMUBUJPO CFHJOOJOHJOFBSMZ
ѮFêSTUTVDDFTTGVMPCTFSWBUJPOPGPOFPGUIFTFFWFOUT PO'FCSVBSZ GVMMZ
DPOêSNFEUIFFYJTUFODFPGUIFTBUFMMJUF XIJDIXBTPēDJBMMZOBNFE$IBSPO*UNPWFT
BSPVOE1MVUPBUBEJTUBODFPG LJMPNFUFST PODFFWFSZ&BSUIEBZT JNQMZJOH
UIBU1MVUPIBTBNBTTPGPOMZQFSDFOU PGUIF&BSUITNBTT
/"4"MBVODIFEUIF&JOTUFJO0CTFSWBUPSZ UIFêSTUGVMMZJNBHJOH9SBZUFMFTDPQF PO
/PWFNCFS*UPSCJUFE&BSUIBOEPCUBJOFEEBUBVOUJM"QSJM XJUIBTFO
TJUJWJUZTFWFSBMIVOESFEUJNFTHSFBUFSUIBOBOZ9SBZNJTTJPOCFGPSFJUѮF&JOTUFJO
0CTFSWBUPSZQSPWJEFEUIFêSTUIJHISFTPMVUJPO9SBZTUVEJFTPGTVQFSOPWBSFNOBOUT
EJTDPWFSFEVOFYQFDUFEMZJOUFOTFDPSPOBMFNJTTJPOGSPNNBJOTFRVFODFTUBST SFTPMWFE
OVNFSPVT9SBZTPVSDFTJOOFBSCZHBMBYJFT BOEEFUFDUFE9SBZKFUTGSPN$FOUBVSVT
"BOE. BMJHOFEXJUISBEJPKFUTѮFPCTFSWBUPSZJTOBNFEBѫFSUIF(FSNBOCPSO
"NFSJDBOQIZTJDJTU"MCFSU&JOTUFJO ¢ XIPSFWPMVUJPOJ[FEPVSVOEFSTUBOE
JOHPGTQBDF NBUUFSBOEUJNF
4UFQIFO"(SFHPSZ m BOE-BJSE"ѮPNQTPO m êOEUIBUOFBSCZHBMBYZ
DMVTUFSTBSFMJOLFEUPHFUIFSCZCSJEHFTPGHBMBYJFT BOETQFDVMBUFUIBUBMMSJDIDMVTUFSTBSF
MPDBUFEJOTVDITVQFSDMVTUFST
/"4"T *OUFSOBUJPOBM 6MUSBWJPMFU &YQMPSFS BCCSFWJBUFE *6& TBUFMMJUF PCUBJOFE PWFS
VMUSBWJPMFUTQFDUSBPGDPTNJDPCKFDUTCFUXFFO+BOVBSZBOE4FQUFNCFS
&OHMJTIBTUSPQIZTJDJTU.BSUJO3FFT ¢ TIPXTIPXBSFMBUJWJTUJDKFU NPWJOHUPXBSE
BOPCTFSWFSBUOFBSMZUIFWFMPDJUZPGMJHIU DBOTFFNUPNPWFBUTVQFSMVNJOBMTQFFE BOE
BMTPBDDPVOUGPSUIFPOFTJEFESBEJPKFUTPCTFSWFEGPSTPNFSBEJPHBMBYJFTBOERVBTBST
&OHMJTICPSO"NFSJDBOBTUSPOPNFS8BMMBDF4BSHFOU m BOEIJTDPMMBCPSBUPST
PCUBJOEZOBNJDBMFWJEFODFGPSBWFSZNBTTJWFDPSFJOUIFHJBOUFMMJQUJDBMHBMBYZ.
NPTU MJLFMZ B TVQFSNBTTJWF CMBDL IPMF DPOUBJOJOH CJMMJPOT PG TPMBS NBTTFT XJUIJO B
SBEJVTPGMJHIUZFBST
"NFSJDBO BTUSPQIZTJDJTUT 3PCFSU ) %JDLF ¢ BOE 1 +BNFT & 1FFCMFT
¢ SFWJFXWBSJPVTFOJHNBTBOEOPTUSVNTPG#JH#BOHDPTNPMPHZ JODMVEJOHUIF
ëBUOFTTBOEIPSJ[POQSPCMFNT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
¦
"NFSJDBOHFPMPHJTU8BMUFS"MWBSF[ ¢ IJTQIZTJDJTUGBUIFS-VJT8BMUFS"MWBSF[
¢ BOEUIFJSDPMMFBHVFTEJTDPWFSBUIJOMBZFSPGDMBZUIBUJTSJDIJOUIFSBSF
FMFNFOUJSJEJVN EFQPTJUFEBDSPTTUIF&BSUINJMMJPOZFBSTBHPXIFOUIFEJOPTBVST
EJTBQQFBSFEѮFZQSPQPTFUIBUUIFJSJEVNXBTEFMJWFSFEXIFOBIVHFBTUFSPJETUSVDL
UIF&BSUINJMMJPOZFBSTBHP EFTUSPZJOHNPTUPGUIFQMBOFUTMJGFGPSNT JODMVEJOHUIF
EJOPTBVST
/"4"MBVODIFTUIF4PMBS.BYJNVN.JTTJPO BCCSFWJBUFE4.. TBUFMMJUFPO'FCSV
BSZ XJUIBOJOPSCJUSFQBJSGSPNUIF4QBDF4IVUUMF$IBMMFOHFSPO"QSJM
BOEBNJTTJPOFOEPO/PWFNCFS*UFYDFMMFEJO9SBZBOEHBNNBSBZTQFDUSPT
DPQZPGTPMBSëBSFT BOEJODPSPOBHSBQIPCTFSWBUJPOTPGDPSPOBMNBTTFKFDUJPOT EVSJOH
BNBYJNVNJOUIFZFBSTPMBSBDUJWJUZDZDMF3BEJPNFUSJDEBUBUBLFOGSPN4..EVS
JOHUIFEFDBEFBѫFSMBVODIXFSFVTFEUPTIPXUIBUUIFUPUBMTPMBSJSSBEJBODFPG&BSUI
LOPXOBTUIFTPMBSDPOTUBOU WBSJFTJOTUFQXJUIUIFZFBSDZDMFPGTPMBSBDUJWJUZѮF
TPDBMMFETPMBSDPOTUBOUIBTBUPUBMEFDMJOFBOESJTFPGBCPVUQFSDFOU
ѮFSBEJPJOUFSGFSPNFUSJD7FSZ-BSHF"SSBZ PS7-"GPSTIPSU CFDBNFGVMMZPQFSB
UJPOBM-PDBUFEOFBS4PDPSSP /FX.FYJDP UIF7-"DPOTJTUTPGUXFOUZTFWFOBOUFO
OBT FBDI NFUFST JO EJBNFUFS XIJDI BSF NPWFBCMF BMPOH UIF BSNT PG B HJBOU :
XJUI BOUFOOB TFQBSBUJPOT PG VQ UP LJMPNFUFST "MTP JO UIF .VMUJ&MFNFOU
3BEJP-JOLFE*OUFSGFSPNFUFS/FUXPSL BCCSFWJBUFE.&3-*/ DBNFJOUPPQFSBUJPO
JO&OHMBOE DPOTJTUJOHPGTFWFOMJOLFESBEJPUFMFTDPQFTXJUIBNBYJNVNTFQBSBUJPO
PGLJMPNFUFST
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
/"4"T7PZBHFSTQBDFDSBѫëJFTCZ4BUVSO QSPWJEJOHOFXJOTJHIUTUPUIFQMBOFUTSJOHT
PGXBUFSJDFBOETIPXJOHUIBU4BUVSOTMBSHFTUTBUFMMJUF 5JUBO IBTBEFOTFBUNPTQIFSF
UIBUJTNBJOMZDPNQPTFEPGNPMFDVMBSOJUSPHFO XJUIBTVSGBDFQSFTTVSFDPNQBSBCMFUP
UIBUPGUIF&BSUITBUNPTQIFSF XIPTFEPNJOBOUHBTJTBMTPOJUSPHFO
3VTTJBOQIZTJDJTU:BLPW#;FMEPWJDI ¢ BOEIJTDPMMFBHVFTTVHHFTUUIBUIPU
EBSLNBUUFSJOEVDFTUIFGPSNBUJPOPGHBMBYJFTCZUIFGSBHNFOUBUJPOPGMBSHFSTUSVDUVSFT
GSPN UIF UPQ EPXO CVU DPNQVUFS TJNVMBUJPOT VTJOH IPU EBSL NBUUFS QSPEVDFE UPP
NBOZMBSHFPCKFDUT
/"4"MBVODIFTUIF%ZOBNJDT&YQMPSFSBOETBUFMMJUFTPO"VHVTU"NFSJDBO
QIZTJDJTU-PVJT"'SBOL m BOEIJTDPMMFBHVFTVTFUIF%ZOBNJDT&YQMPSFSTBUFM
MJUFUPPCUBJONPSFUIBOBEFDBEFPGJNBHFTPGUIFFOUJSFBVSPSBPWBMGSPNTQBDF
"NFSJDBOFMFNFOUBSZQBSUJDMFQIZTJDJTU"MBO)(VUI ¢ BOOPVODFTBOJOëBUJPO
BSZ6OJWFSTFBTBQPTTJCMFTPMVUJPOUPWFYJOHBTQFDUTPGUIFPCTFSWFE6OJWFSTF LOPXO
BTUIFëBUOFTTBOEIPSJ[POQSPCMFNT(VUITWFSTJPOPGUIFJOëBUJPOUIFPSZQSPQPTFTB
WFSZSBQJEBOEFYUFOTJWFHSPXUIJOUIFTJ[FPGUIF6OJWFSTFJOUIFêSTUNPNFOUTBѫFSUIF
#JH#BOH CFGPSFBOZNBUUFSXBTBSPVOE BOEUIBUBMMUIFNBTTBOEFOFSHZOPXJOUIF
PCTFSWBCMF6OJWFSTFXFSFNBEFEVSJOHJOëBUJPOGSPNTFFNJOHMZFNQUZTQBDF4PNFPG
UIFEJēDVMUJFTXJUIUIJTJOJUJBMUIFPSZXFSFPWFSDPNFJOXIFOUIF3VTTJBOBTUSP
QIZTJDJTU"OESFJ%-JOEF ¢ QSPQPTFEBDIBPUJDJOëBUJPOUIFPSZ
"NFSJDBO BTUSPOPNFS 3PCFSU,JSTIOFS m BOE IJT DPMMFBHVFT êOE FWJEFODF
GPSBHJBOUWPJEPSFNQUZWPMVNFTQBOOJOHOFBSMZNJMMJPOMJHIUZFBSTBDSPTT DPO
UBJOJOHQSBDUJDBMMZOPHBMBYJFTBOEMZJOHJOUIFEJSFDUJPOPGUIF#ÕPUFTDPOTUFMMBUJPO
/"4"TMBVODIFTUIF4QBDF4IVUUMF$PMVNCJB UIFXPSMETêSTUSFVTBCMFNBOOFETQBDF
WFIJDMF PO"QSJM
"NFSJDBOSBEJPBTUSPOPNFS%POBME$#BDLFS m EJTDPWFSTUIFêSTUNJMMJTFDPOE
SBEJPQVMTBS EFTJHOBUFE143 XJUIBQFSJPEPGNJMMJTFDPOET PS
TFDPOET
/"4" MBVODIFT UIF *OGSB3FE "TUSPOPNJDBM 4BUFMMJUF BCCSFWJBUFE *3"4 PO +BOV
BSZ*UTDBOOFENPTUPGUIFTLZBOENBEFPCTFSWBUJPOTPG TFMFDUFEPCKFDUT
BUJOGSBSFEXBWFMFOHUIT JODMVEJOHQSPUPQMBOFUBSZEJTLTUIBUTVSSPVOEZPVOHTUBST*O
UIF"NFSJDBOBTUSPOPNFST)BSUNVUi(FPSHFu"VNBOO ¢ BOE'SFEFSJDL
(JMMFUU ¢ SFQPSUFEUIF*3"4EJTDPWFSZPGJOGSBSFESBEJBUJPOGSPNBDJSDVN
TUFMMBS QSPUPQMBOFUBSZEJTLBSPVOE7FHB
3VTTJBOBTUSPQIZTJDJTU"OESFJ%-JOEF ¢ QSPQPTFTBDIBPUJDJOëBUJPOUIFPSZJO
XIJDIJOëBUJPOJTBOBUVSBM BOEQFSIBQTJOFWJUBCMF DPOTFRVFODFPGDIBPUJDDPOEJUJPOT
JOUIFFBSMZ6OJWFSTF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"NFSJDBOBTUSPOPNFST#SBEGPSE"4NJUI ¢ BOE3JDIBSE+5FSSJMF ¢
EFUFDUBDJSDVNTUFMMBS QSPUPQMBOFUBSZEJTLBSPVOEUIFTUBS#FUB1JDUPSJT TFFOFEHFPO
JOSFëFDUFEWJTJCMFMJHIU
5XFOUZTFWFOZFBSTPGDPOUJOVPVTNFBTVSFNFOUTPGUIFP[POFDPOUFOUBCPWF)BMMFZ#BZ
"OUBSDUJDB CFHVOCZUIF#SJUJTITDJFOUJTU(PSEPO.JMMFS#PVSOFi(.#u%PCTPO
¢ JO m DPODMVTJWFMZ TIPX FYDFQUJPOBMMZ MPX P[POF DPODFOUSBUJPOT
DBMMFEUIFP[POFIPMF UIBUGPSNTBCPWFUIF4PVUI1PMFJOUIFMPDBMXJOUFS4JODFP[POF
BCTPSCTFOFSHFUJDTPMBSVMUSBWJPMFUSBEJBUJPO JUTEFQMFUJPONFBOUUIBUNPSFPGUIFEBO
HFSPVTVMUSBWJPMFUXPVMESFBDIUIF&BSUITTVSGBDF QPUFOUJBMMZDBVTJOHXJEFTQSFBETLJO
DBODFSBOEFZFDBUBSBDUTJOIVNBOT
ѮF HBOH PG GPVS UXP &OHMJTI BTUSPOPNFST $BSMPT 4 'SFOL ¢ BOE (FPSHF
>UBUIJPV ¢ BOEUXP"NFSJDBOBTUSPOPNFST.BSD%BWJT ¢ BOE4JNPO
8IJUF ¢ VTFDPNQVUFSTJNVMBUJPOTUPTVHHFTUUIBUDPMEEBSLNBUUFSDPVMEBTTJTU
UIFGPSNBUJPOPGHBMBYJFTPVUPGTNBMMFSCVJMEJOHCMPDLT GSPNUIFCPUUPNVQ"MUIPVHI
UIF DBMDVMBUJPOT TFFNFE UP SFQSPEVDF NPTU PG UIF BWBJMBCMF PCTFSWBUJPOT UPP NBOZ
TNBMMHBMBYJFTXFSFQSPEVDFEBOEUIFTJNVMBUJPOTDPVMEOPUBDDPVOUGPSUIFTVCTFRVFOU
EJTDPWFSZPGIVHFNBTTJWFTUSVDUVSFT TVDIBTUIF(SFBU8BMMTPGHBMBYJFT XIJDIDPVME
OPUCFBTTFNCMFEJOUIFBWBJMBCMFUJNF
&4"MBVODIFTJUT(JPUUPTQBDFDSBѫPO+VMZPOJUTXBZUPFODPVOUFS$PNFU)BMMFZ
PO.BSDI XIFOJOTUSVNFOUTBCPBSE(JPUUPPCUBJOFEJNBHFTPGUIFDPNFUTEBSL
JSSFHVMBSKFUTQFXJOHOVDMFVTBOENFBTVSFEUIFBNPVOUPGXBUFSBOEEVTUFNJUUFEѮF
NJTTJPO JT OBNFE BѫFS UIF 'MPSFOUJOF QBJOUFS (JPUUP EJ #POEPOF D ¢D
XIPTFGSFTDPFTJOUIF"SFOB$IBQFMJO1BEVB *UBMZJMMVTUSBUFUIFMJWFTPG+FTVT$ISJTUBOE
PGUIF7JSHJO.BSZ JODMVEJOHUIFCJSUIPG+FTVTXJUIUIFTUBSPG#FUIMFIFNQPSUSBZFEBT
BDPNFU
*DFDPSFTESJMMFEJO(SFFOMBOEBOE"OUBSDUJDBGSPNUPBSFVTFEUPEFUFSNJOF
UIF MPDBM UFNQFSBUVSF BOE BUNPTQIFSJD DBSCPO EJPYJEF BOE NFUIBOF DPOUFOU JO UIF
1PMBS3FHJPOTGPSVQUP ZFBSTBHP DPOêSNJOHUIBUUIFNBKPSJDFBHFTBSFUSJH
HFSFEFWFSZ ZFBSTCZWBSJBUJPOTJOUIF&BSUITPSCJUBSPVOEUIF4VO BOETIPX
JOHUIBUUIFDMJNBUFSFQFBUFEMZXBSNTBOEDPPMTXIFOUIFBNPVOUTPGDBSCPOEJPYJEF
BOENFUIBOFJODSFBTFPSEFDSFBTF SFTQFDUJWFMZ
6OJWFSTJUZ PG 1BSJT HSBEVBUF TUVEFOU 7BMÊSJF EF -BQQBSFOU m BOE "NFSJDBO
BTUSPOPNFST .BSHBSFU (FMMFS m BOE +PIO )VDISB m QVCMJTI B UISFF
EJNFOTJPOBM EJTUSJCVUJPO PG HBMBYJFT JO EJĒFSFOU EJSFDUJPOT BOE EFQUIT PS SFETIJѫT
XJUIJOBQJFTIBQFETMJDFPGUIFTLZ TIPXJOHHSFBUTIFFUMJLFXBMMTPGIVOESFETPGUIPV
TBOETPGHBMBYJFTEJTUSJCVUFEBMPOHUIFQFSJQIFSJFTPGHJHBOUJD CVCCMFMJLFWPJET UZQJ
DBMMZNJMMJPOMJHIUZFBSTBDSPTT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
/"4"T4QBDF4IVUUMF$IBMMFOHFSFYQMPEFTTFDPOETBѫFSJUUBLFTPĒ+BOVBSZ
BQQBSFOUMZCFDBVTFBSPDLFUTFBMGBJMFEBѫFSCFJOHEFHSBEFECZGSFF[JOHUFNQFSBUVSFT
ѮF"NFSJDBOBTUSPOPNFS"MBO%SFTTMFS m BOEIJTDPMMFBHVFTTIPXUIBUBMMUIF
HBMBYJFTXJUIJONJMMJPOMJHIUZFBSTBSFCFJOHQVMMFEUIPSPVHITQBDFCZiѮF(SFBU
"UUSBDUPSu MPDBUFE BCPVU NJMMJPO MJHIUZFBST BXBZ BOE XJUI BO FTUJNBUFE NBTT
FRVJWBMFOUUPBCPVU HBMBYJFTMJLFPVS.JMLZ8BZ(BMBYZ
3FQSFTFOUBUJWFT PG OBUJPOT JODMVEJOH UIF 6OJUFE 4UBUFT TJHO UIF .POUSFBM 1SPUP
DPMPO4VCTUBODFTѮBU%FQMFUFUIF0[POF-BZFS BHSFFJOHUPBQFSDFOUSFEVDUJPOPG
JNQPSUBOUEFTUSPZFSTPGUIFP[POFJOUIF&BSUITVQQFSBUNPTQIFSFCFMPXMFWFMT
CZNJEѮFUSFBUZXBTTVCTFRVFOUMZTUSFOHUIFOFECZBNFOENFOUTUIBUSFTVMUFE
JOBOPVUSJHIUCBOPGUIFP[POFEFTUSPZJOHTVCTUBODFT
ѮF TVQFSOPWB FYQMPTJPO PG B CMVF TVQFSHJBOU TUBS JO UIF -BSHF .BHFMMBOJD $MPVE JT
EFUFDUFE PO 'FCSVBSZ JU JT UIF êSTU TVQFSOPWB UP CF WJTJCMF UP UIF VOBJEFE
PS OBLFE FZF TJODF %VCCFE 4/ " UIF TVQFSOPWB XBT EJTDPWFSFE CZ *BO
4IFMUFO m ѮF+BQBOFTF,BNJPLBOEF**BOEUIF"NFSJDBO*SWJOF.JDIJHBO
#SPPLIBWFO BCCSFWJBUFE*.# VOEFSHSPVOEOFVUSJOPEFUFDUPSTSFDPSEFEOFVUSJOPT
SFMFBTFEEVSJOHUIFDPMMBQTFPGUIFTUFMMBSDPSF XJUIBOFVUSJOPMVNJOPTJUZUIBUCSJFëZ
FRVBMFE UIF WJTJCMF MVNJOPVT PVUQVU PG BMM UIF TUBST JO UIF 6OJWFSTF #PUI EFUFDUPST
SFDPSEFEUIFOFVUSJOPTIPVSTCFGPSFUIFêSTUWJTJCMFTJHIUJOHPGUIFTVQFSOPWB
ѮF&OHMJTIDPNQVUFSTDJFOUJTU5JNPUIZi5JNu#FSOFST-FF ¢ JNQMFNFOUTB
IZQFSUFYUTZTUFNGPSJOGPSNBUJPOBDDFTTBUUIF$POTFJM&VSPQÊFOQPVSMB3FDIFSDIF
/VDMÊBJSF PS$&3/GPSTIPSU SFMFBTJOHJUUPUIFQVCMJDBOEOBNJOHJUUIF8PSME8JEF
8FCJO*UJTBMBOHVBHFBOEQSPUPDPMGPSNBSLJOHVQEPDVNFOUTUPCFTFOUPWFS
UIF*OUFSOFU
/"4"MBVODIFTUIF$0TNJD#BDLHSPVOE&YQMPSFS BCCSFWJBUFE$0#& PO/PWFNCFS
JOTUSVNFOU PQFSBUJPOT XFSF UFSNJOBUFE PO %FDFNCFS $0#& JOTUSV
NFOUT NFBTVSFE UIF BOHVMBS EJTUSJCVUJPO BOE TQFDUSVN PG UIF UISFFEFHSFF DPNJD
NJDSPXBWFCBDLHSPVOESBEJBUJPO TIPXJOHUIBUJUIBTBGBJOUBOJTPUSPQZBOEBCMBDL
CPEZTQFDUSVNXJUIBUFNQFSBUVSFPGEFHSFFTLFMWJO
/"4"MBVODIFTUIF(BMJMFPTQBDFDSBѫGSPNUIF4QBDF4IVUUMF"UMBOUJTPO0DUPCFS
(BMJMFPBSSJWFEBU+VQJUFSPO%FDFNCFS PSCJUJOHUIFHJBOUQMBOFUBOEWBTUMZ
JODSFBTJOHPVSVOEFSTUBOEJOHPG+VQJUFSBOEUIFGPVS(BMJMFBOTBUFMMJUFT *P &VSPQB (BO
ZNFEFBOE$BMMJTUPѮFNJTTJPOJTOBNFEBѫFSUIF*UBMJBOBTUSPOPNFS(BMJMFP(BMJMFJ
¢ XIP EJTDPWFSFE UIF GPVS MBSHF NPPOT PG +VQJUFS LOPXO BT UIF (BMJMFBO
TBUFMMJUFTѮFNJTTJPOXBTUFSNJOBUFEPO4FQUFNCFS
"NFSJDBO BTUSPOPNFST .BSHBSFU (FMMFS m BOE +PIO )VDISB m EJT
DPWFSUIF(SFBU8BMM BTIFFUPGHBMBYJFTNPSFUIBONJMMJPOMJHIUZFBSTMPOHBOE
NJMMJPOMJHIUZFBSTXJEF CVUPOMZNJMMJPOMJHIUZFBSTUIJDL
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
&4"MBVODIFTJUT)*HI1SFDJTJPO1"3BMMBY$0MMFDUJOH4BUFMMJUF BCCSFWJBUFE)*11"3
$04 PO"VHVTUBOEPQFSBUFTJUVOUJM"VHVTU*UXBTUIFêSTUTQBDFNJTTJPO
EFEJDBUFEUPBTUSPNFUSZ NFBTVSJOHUIFBDDVSBUFQPTJUJPOT EJTUBODFT NPUJPOT CSJHIU
OFTTBOEDPMPSTPGTUBST)*11"3$04NFBTVSFEUIFQBSBMMBYBOEQSPQFSNPUJPOTPG
TUBSTXJUIBQSFDJTJPOPGUPTFDPOETPGBSD VQUPUJNFTCFUUFS
UIBO QPTTJCMF GSPN UIF HSPVOE ѮF BDSPOZN BMTP BMMVEFT UP UIF (SFFL BTUSPOPNFS
)JQQBSDIVTPG/JDFB D¢D#$ XIPSFDPSEFEBDDVSBUFTUBSQPTJUJPOTNPSF
UIBOUXPNJMMFOOJBQSFWJPVTMZ
"NFSJDBO BTUSPOPNFST 3PHFS -ZOET ¢ BOE 7BIÊ 1FUSPTJBO ¢ PCUBJO
PCTFSWBUJPOTUIBUJOEJDBUFUIBUBDMVTUFSPGHBMBYJFTBDUTBTBHSBWJUBUJPOBMMFOT TQSFBEJOH
UIFMJHIUPGSFNPUFCBDLHSPVOEHBMBYJFTJOUPBOBSSBZPGMVNJOPVTBSDTBOEQSPWJEJOH
JOGPSNBUJPOBCPVUEBSLNBUUFSJOUIFDMVTUFSPGHBMBYJFT
/"4"MBVODIFTJUT.BHFMMBOTQBDFDSBѫUP7FOVTPO.BZ*UBSSJWFEBUUIFQMBOFU
PO"VHVTUBOEPSCJUFEUIFQMBOFUGPSGPVSZFBST VTJOHSBEBSUPNBQQFSDFOU
PGUIFQMBOFUTTVSGBDFXJUIBOVOQSFDFEFOUFEEFUBJMPGNFUFSWFSUJDBMSFTPMVUJPO
BOELJMPNFUFSIPSJ[POUBMSFTPMVUJPOѮF.BHFMMBOSBEBSJNBHFTSFWFBMFESVHHFE
IJHIMBOET QMBJOTTNPPUIFEPVUCZHMPCBMMBWBëPXT VCJRVJUPVTWPMDBOPFT BOETQBSTF
QSJTUJOFJNQBDUDSBUFSTXJUIEFCSJTNPEJêFECZUIFUIJDLBUNPTQIFSFPO7FOVT
/"4"T7PZBHFSTQBDFDSBѫëJFTCZ/FQUVOF NFBTVSJOHJUTFYDFTTIFBUBOEEZOBNJD
XFBUIFS BOEEJTDPWFSJOHJUTUIJO EBSLSJOHTBOEJODMJOFENBHOFUJDêFME
¦
4QFDUSBMNFBTVSFNFOUTGSPN/"4"T$0TNJD#BDLHSPVOE&YQMPSFS BCCSFWJBUFE$0#&
SFQPSUFECZ"NFSJDBOTDJFOUJTU+PIO$.BUIFS m EFNPOTUSBUFUIFCMBDLCPEZ
TQFDUSVNPGUIFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPOXJUIIJHIBDDVSBDZ BOEFTUBC
MJTIBUFNQFSBUVSFPGEFHSFFTLFMWJOGPSUIFSBEJBUJPO
/"4"MBVODIFTUIFXPSMETêSTUTQBDFCBTFEPQUJDBMUFMFTDPQF UIF)VCCMF4QBDF5FMF
TDPQF BCCSFWJBUFE)45 PO"QSJMGSPNUIF4QBDF4IVUUMF%JTDPWFSZ CVUXJUI
BëBXFENJSSPSUIBUXBTêYFECZTIVUUMFBTUSPOBVUTJO%FDFNCFS0UIFS)45TFS
WJDJOHNJTTJPOTCZTIVUUMFBTUSPOBVUTPDDVSSFEJO'FCSVBSZ %FDFNCFS BOE
'FCSVBSZѮF)45IBTBNFUFS JODI QSJNBSZNJSSPS*UIBTPCTFSWFE
OFXMZGPSNFEHBMBYJFTXIFOUIF6OJWFSTFXBTIBMGJUTQSFTFOUBHF DPOUSJCVUJOHUPPVS
VOEFSTUBOEJOHPGUIFBHFBOEFWPMVUJPOPGUIF$PTNPT XBUDIFETVQFSNBTTJWFCMBDL
IPMFTDPOTVNJOHUIFNBUFSJBMBSPVOEUIFN BOEIFMQFEBTUSPOPNFSTEFUFSNJOFIPXB
NZTUFSJPVTiEBSLFOFSHZuIBTUBLFOPWFSUIFFYQBOTJPOPGUIF6OJWFSTFѮFUFMFTDPQF
XBTOBNFEGPSUIF"NFSJDBOBTUSPOPNFS&EXJO1)VCCMF ¢ XIPEFNPO
TUSBUFEUIBUTQJSBMOFCVMBFBSFHBMBYJFTMJLFPVSPXOBOEGPVOEUIFêSTUFWJEFODFGPSUIF
FYQBOTJPOPGUIF6OJWFSTF
/"4" MBVODIFT UIF 3¸OUHFO 4"5FMMJUF BCCSFWJBUFE 304"5 BO 9SBZ PCTFSWBUPSZ
EFWFMPQFEUISPVHIBDPPQFSBUJWFQSPHSBNCFUXFFO(FSNBOZ UIF6OJUFE4UBUFT BOE
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
UIF6OJUFE,JOHEPN PO+VOFѮFNJTTJPOFOEFEPO'FCSVBSZ*UDBS
SJFEPVUBOBMMTLZTVSWFZPGDPTNJD9SBZT BOEPCUBJOFEEFUBJMFEJOGPSNBUJPOBCPVU
UIF9SBZFNJTTJPOGSPNDPNFUT 55BVSJTUBST HMPCVMBSDMVTUFST OFVUSPOTUBST TVQFS
OPWBSFNOBOUT QMBOFUBSZOFCVMBF OFBSCZOPSNBMHBMBYJFT BDUJWFHBMBDUJDOVDMFJ BOE
DMVTUFSTPGHBMBYJFTѮFNJTTJPOXBTOBNFEBѫFS8JMIFMN3ÕOUHFO ¢ UIF
(FSNBOQIZTJDJTUXIPEJTDPWFSFE9SBZTJO
/"4"MBVODIFTUIF6MZTTFTTQBDFDSBѫ BKPJOUVOEFSUBLJOHPG&4"BOE/"4" GSPN
UIF4QBDF4IVUUMF%JTDPWFSZPO0DUPCFS%VSJOHBOFODPVOUFSXJUI+VQJUFSPO
'FCSVBSZ UIFHJBOUQMBOFUTHSBWJUBUJPOBMêFMEXBTVTFEUPBDDFMFSBUFUIFTQBDF
DSBѫBOEIVSMJUBCPWFUIF4VOTQPMFT CVUOFWFSBUBEJTUBODFDMPTFSUPUIF4VOUIBOUIF
&BSUIJT6MZTTFTQBTTFEPWFSUIFTPMBSTPVUIQPMFJO4FQUFNCFSBOEUIFOPSUIQPMF
JO+VMZ BOEUIFOBHBJOPWFSUIFTPVUIQPMFJO/PWFNCFSBOEUIFOPSUIQPMF
JO%FDFNCFS$PNQBSJTPOTPG6MZTTFTPCTFSWBUJPOTXJUIUIPTFGSPNPUIFSTPMBS
TQBDFDSBѫ TVDIBT:PILPIBOE40)0 TIPXFEUIBUNVDI JGOPUBMM PGUIFIJHITQFFE
TPMBSXJOEDPNFTGSPNPQFONBHOFUJDêFMETJOQPMBSDPSPOBMIPMFT BUMFBTUEVSJOHUIF
NJOJNVNPGUIF4VOTZFBSDZDMFPGNBHOFUJDBDUJWJUZ BOEUIBUUIFTMPXXJOEJTOBS
SPXMZDPOêOFEUPMPXMBUJUVEFTOFBSBOFRVBUPSJBMTUSFBNFSCFMU
/"4"MBVODIFTUIF$PNQUPO(BNNB3BZ0CTFSWBUPSZ BCCSFWJBUFE$(30 GSPNUIF
4QBDF4IVUUMF"UMBOUJTPO"QSJM$(30SFFOUFSFEUIF&BSUITBUNPTQIFSFPO
+VOF*UXBTUIFTFDPOEPG/"4"TGPVSHSFBUPCTFSWBUPSJFTJOTQBDF EFTJHOFE
UPTUVEZUIF6OJWFSTFJOBOJOWJTJCMF IJHIFOFSHZGPSNPGSBEJBUJPOLOPXOBTHBNNB
SBZT*UEFUFDUFENPSFUIBO HBNNBSBZCVSTUT BTXFMMBTHBNNBSBZTGSPNCMBDL
IPMFT QVMTBST RVBTBSTBOETVQFSOPWBFѮFHBNNBSBZPCTFSWBUPSZXBTOBNFEBѫFS
UIF"NFSJDBOQIZTJDJTU"SUIVS)$PNQUPO ¢
ѮF+BQBOFTF*OTUJUVUFPG4QBDFBOE"TUSPOBVUJDBM4DJFODF BCCSFWJBUFE*4"4 MBVODIFE
JUT4PMBS"TQBDFDSBѫPO"VHVTU SFOBNJOHJU:PILPI XIJDINFBOTiTVOCFBNu
JO&OHMJTI:PILPIDPMMFDUFEIJHIFOFSHZSBEJBUJPOGSPNUIF4VOBUTPѫ9SBZBOEIBSE
9SBZXBWFMFOHUIT XJUIIJHIBOHVMBSBOETQFDUSBMSFTPMVUJPO GPSNPSFUIBOBEFDBEF
QSPWJEJOHOFXJOTJHIUTUPUIFNFDIBOJTNTPGTPMBSëBSFFOFSHZSFMFBTFCZUIFNBHOFUJD
SFDPOOFDUJPOPGDPSPOBMMPPQT BOEUIFIFBUJOHPGUIFNJMMJPOEFHSFFTPMBSDPSPOB*U
XBTBDPMMBCPSBUJWFFĒPSUPG+BQBO UIF6OJUFE4UBUFTBOEUIF6OJUFE,JOHEPN
.FBTVSFNFOUT GSPN /"4"T $0TNJD #BDLHSPVOE &YQMPSFS BCCSFWJBUFE $0#&
SFQPSUFECZ(FPSHF4NPPU m BOEIJTDPMMFBHVFT SFWFBMWFSZTNBMMUFNQFSBUVSF
ëVDUVBUJPOTJOUIFUISFFEFHSFFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO
"VTUSJBOCPSO"NFSJDBOBTUSPOPNFSѮPNBT(PME ¢ QSPQPTFTUIBUFBSMZ
MJGF CFHBO JO UIF EFFQ IPU CJPTQIFSF LJMPNFUFST CFMPX UIF &BSUIT TVSGBDF BOE UIBU
TVDIMJGFGFEPODIFNJDBMTPVSDFTBOEXBTOPUEFQFOEFOUPOTPMBSFOFSHZPSQIPUPTZO
UIFTJTGPSJUTQSJNBSZFOFSHZTVQQMZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ѮF êSTU ,FDL UFMFTDPQF XJUI B NJSSPS NFUFST JODIFT JO EJBNFUFS CFHJOT
PQFSBUJPOJO.BZ PO.BVOB,FBJO)BXBJJѮFTFDPOE,FDLUFMFTDPQF BOFBSCZ
UXJOPGUIFêSTUPOF XBTJOBVHVSBUFEJO0DUPCFS
ѮFDSFXPGUIF4QBDF4IVUUMF&OEFBWPSPVUêUTUIFCJMMJPO)VCCMF4QBDF5FMFTDPQF
XJUIDPSSFDUJWFMFOTFTUPêYBOFNCBSSBTTJOHëBXJOJUTNJSSPS
ѮF 7FSZ -POH #BTFMJOF "SSBZ BCCSFWJBUFE 7-#" JT DPNQMFUFE *U DPOTJTUT PG UFO
SBEJP UFMFTDPQFT TQSFBE BDSPTT UIF 6OJUFE 4UBUFT XJUI B NBYJNVN CBTFMJOF PG
LJMPNFUFST
ѮF$MFNFOUJOFTQBDFDSBѫ BKPJOUQSPKFDUPGUIF4USBUFHJD%FGFOTF*OJUJBUJWFBOE/"4"
XBTMBVODIFEPO+BOVBSZ FOUFSJOHMVOBSPSCJUPO'FCSVBSZ*OTUSV
NFOUTBCPBSE$MFNFOUJOFNBQQFEUIFHMPCBMTVSGBDFDPNQPTJUJPOBOEUPQPHSBQIZPG
UIF.PPOѮFTQBDFDSBѫXBTOBNFEBѫFSUIFNJOFSTEBSMJOHEBVHIUFSJOUIFPME(PME
3VTICBMMBE
*OTUSVNFOUT BCPBSE UIF )VCCMF 4QBDF 5FMFTDPQF PCUBJO DPOêSNJOH FWJEFODF GPS B
TVQFSNBTTJWFCMBDLIPMFBUUIFDFOUFSPGUIFHJBOUFMMJQUJDBMHBMBYZ.
'SBHNFOUTPG$PNFU4IPFNBLFS-FWZ EJTDPWFSFECZ"NFSJDBOBTUSPOPNFST&VHFOF
.4IPFNBLFS m IJTXJGF$BSPMZO4IPFNBLFS m BOE%BWJE)
-FWZ m DPMMJEFXJUIUIFQMBOFU+VQJUFSCFUXFFOBOE+VMZ
"NFSJDBOBTUSPOPNFS"SUIVS'%BWJETFO ¢ BOOPVODFTUIFEJTDPWFSZPG
JOUFSHBMBDUJDBCTPSQUJPOPGVMUSBWJPMFURVBTBSSBEJBUJPOCZTJOHMZJPOJ[FEIFMJVN EFT
JHOBUFE)F** BUBEJTUBODFPGBCPVUCJMMJPOMJHIUZFBSTѮJTDPOêSNFEUIBUIFMJVN
XBTTZOUIFTJ[FEJOUIFêSTUNPNFOUTPGUIF#JH#BOH JOBNPVOUTDPNQBSBCMFUPUIPTF
GPVOEJOPVS(BMBYZUPEBZ
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
*NBHFT PG RVBTBST UBLFO XJUI UIF )VCCMF 4QBDF 5FMFTDPQF DPOêSN UIBU RVBTBST BSF
MPDBUFEJOUIFDPSFTPGMBSHFHBMBYJFT
4XJTTBTUSPOPNFST.JDIFM.BZPS ¢ BOE%JEJFS2VFMP[ ¢ EJTDPWFSUIF
êSTUQMBOFUBSPVOEB4VOMJLFTUBSJUJTB+VQJUFSTJ[FEQMBOFUJODMPTFPSCJUBSPVOEUIF
TUBS1FHBTJ
"NFSJDBO BTUSPOPNFS $ 3PCFSU 0%FMM m BOE IJT DPMMFBHVFT QVCMJTI QBO
PSBNJD IJHISFTPMVUJPOJNBHFTPGUIF0SJPO/FCVMBVTJOHUIF)VCCMF4QBDF5FMFTDPQF
EFUFDUJOHëBUUFOFEEJTLTPGEVTUTXJSMJOHBSPVOENBOZZPVOHTUBSTJOUIFOFCVMB
/"4"MBVODIFTUIF3PTTJ9SBZ5JNJOH&YQMPSFS BCCSFWJBUFE395& PO%FDFNCFS
XJUIBCPVUBEFDBEFPGTVCTFRVFOUPCTFSWBUJPOTPGWBSJBCMFDPTNJD9SBZTPVSDFT
BUIJHIUJNFSFTPMVUJPO QSPWJEJOHOFXJOTJHIUTUPCMBDLIPMFT HBNNBSBZCVSTUT OFV
USPOTUBSTBOEQVMTBSTѮFTQBDFDSBѫJTOBNFEGPS*UBMJBOCPSO "NFSJDBOQIZTJDJTU
#SVOP#3PTTJ m B QJPOFFS JO TUVEJFT PG DPTNJD SBZT 9SBZ BTUSPOPNZ
BOETQBDFQMBTNBQIZTJDT
/"4" MBVODIFT UIF 40MBS BOE )FMJPTQIFSJD 0CTFSWBUPSZ BCCSFWJBUFE 40)0 PO
%FDFNCFS XJUI PQFSBUJPOT DPOUJOVJOH JOUP *U JT B DPPQFSBUJWF QSPKFDU
CFUXFFO&4"BOE/"4"UPTUVEZUIF4VO40)0IBTPCUBJOFEJNQPSUBOUOFXJOGPS
NBUJPOBCPVUUIFTUSVDUVSFBOEEZOBNJDTPGUIFTPMBSJOUFSJPS UIFIFBUJOHNFDIBOJTN
PG UIF 4VOT NJMMJPOEFHSFF PVUFS BUNPTQIFSF UIF TPMBS DPSPOB BOE UIF PSJHJO BOE
BDDFMFSBUJPOPGUIFTPMBSXJOE
"NFSJDBO BTUSPOPNFST (FPĒSFZ 8 .BSDZ ¢ BOE 3 1BVM #VUMFS ¢
BOOPVODFUIFEJTDPWFSZPG+VQJUFSTJ[FEQMBOFUTJODMPTFPSCJUTBCPVUUIF4VOMJLFTUBST
7JSHJOJTBOE6STBF.BKPSJT
/"4"MBVODIFTJUT.BST(MPCBM4VSWFZPSPO/PWFNCFS QMBDJOHJUJOUPPSCJU
BSPVOEUIFSFEQMBOFUPO4FQUFNCFS)JHISFTPMVUJPOJNBHFT CFHJOOJOHPO
"QSJM SFDPSEFEBCVOEBOUFWJEFODFGPSQBTUBOESFDFOUXBUFSëPX EVTUTUPSNTBOE
WPMDBOJDBDUJWJUZPO.BST(MPCBMUPQPHSBQIZXBTEFUFSNJOFEXJUIBMBTFSBMUJNFUFS
BOE B NBHOFUPNFUFS FTUBCMJTIFE UIF HMPCBM EJTUSJCVUJPO PG SFNOBOU NBHOFUJD êFMET
QSFTFSWFEJOUIFBODJFOUIJHIMBOEDSVTU
/"4" MBVODIFT UIF .BST 1BUIêOEFS MBOEFS BOE JUT SPWJOH WFIJDMF 4PKPVSOFS PO
%FDFNCFSѮFZMBOEFEPO$ISZTF1MBOJUJB OFBSUIFNPVUIPGBOPVUëPXDIBO
OFM PO+VMZ êOEJOHFWJEFODFUIBUMJRVJEXBUFSPODFëPXFEUIFSFѮJTTVHHFTUFE
UIBUUIFQMBOFUTBUNPTQIFSFXBTPODFUIJDLFS XBSNFSBOEXFUUFSUIBOBUQSFTFOU CVU
QFSIBQTTFWFSBMCJMMJPOZFBSTBHP
ѮF*UBMJBO%VUDI#FQQP4"9TBUFMMJUFJTVTFEUPQJOQPJOUUIFFYBDUMPDBUJPOPGBHBNNB
SBZCVSTUFNJUUFEPO'FCSVBSZ BOEEFTJHOBUFE(3# FOBCMJOHBOJOUFS
OBUJPOBMUFBNMFECZUIF%VUDIBTUSPOPNFS+BOWBO1BSBEJKT ¢ UPEFUFDUUIF
WJTJCMFMJHIUDPNQPOFOUVTJOHUIFNFUFS JODI 8JMMJBN)FSTDIFMUFMFTDPQF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BU-B1BMNBJOUIF$BOBSZJTMBOET"OVOEFSMZJOHIPTUHBMBYZDBNFJOUPWJFXBTUIF
BѫFSHMPXGBEFE*OUIFTBNFZFBS UIFNFUFS JODI ,FDL**UFMFTDPQFXBTVTFE
UPPCUBJOUIFPQUJDBMTQFDUSBBOESFETIJѫTPGUIFIPTUHBMBYJFTPGUXPPUIFSHBNNBSBZ
CVSTUT"SFETIJѫPCUBJOFECZ"NFSJDBOBTUSPOPNFST4ISJOJWBT3,VMLBSOJ m
4(FPSHF%KPSHPWTLJ m BOEUIFJSDPMMFBHVFTJOEJDBUFEUIBUPOFHBNNBSBZ
CVSTU EFTJHOBUFE(3# JTMPDBUFEBUBEJTUBODFPGCJMMJPOMJHIUZFBST NPWJOH
BUBMNPTUUIFWFMPDJUZPGMJHIUOFBSUIFBQQBSFOUFEHFPGUIFPCTFSWBCMF6OJWFSTF'PS
KVTUPOFTFDPOEJUFNJUUFEBCPVUBTNVDIHBNNBSBZFOFSHZBTUIFWJTJCMFMJHIUPVUQVU
PGBMMUIFTUBSTPGBMMUIFHBMBYJFTPGUIFWJTJCMF6OJWFSTF
/"4" MBVODIFT UIF $BTTJOJ)VZHFOT TQBDFDSBѫ PO 0DUPCFS *OTUSVNFOUT
BCPBSEUIFTQBDFDSBѫ XIJDISFBDIFE4BUVSOJO+VMZ JNQSPWFEPVSVOEFSTUBOEJOH
PGUIFQMBOFU4BUVSO JUTSJOHT JUTNBHOFUPTQIFSF JUTNPPO5JUBOBOEJUTPUIFSNPPOT
/"4"T$BTTJOJ0SCJUFSXJMMPSCJU4BUVSOBOEJUTNPPOTGPSGPVSZFBST&4"T)VZHFOT
1SPCFXBTQBSBDIVUFEJOUPUIFUIJDL IB[ZBUNPTQIFSFPG4BUVSOTTBUFMMJUF5JUBO MBOE
JOH PO JUT TVSGBDF PO +BOVBSZ *U SFWFBMFE B IJMMZ UFSSBJO SJEEMFE XJUI DIBO
OFMTPSSJWFSCFETDBSWFECZBMJRVJEFWFOUIPVHIUIFTVSGBDFJTNPSFUIBOEFHSFFT
CFMPXUIFGSFF[JOHQPJOUPGXBUFSѮF$BTTJOJ0SCJUFSJTOBNFEBѫFS(JBO (JPWBOOJ
%PNFOJDP +FBO%PNJOJRVF $BTTJOJ ¢ UIF*UBMJBOCPSO 'SFODIBTUSPO
PNFSXIPJOXBTUIFêSTUUPEJTUJOHVJTIUXP[POFTXJUIJOXIBUXBTUIPVHIUUP
CFBTJOHMFSJOHBSPVOE4BUVSOJUJTEJWJEFECZBEBSLHBQOPXLOPXOBT$BTTJOJTEJWJ
TJPOѮF)VZHFOT1SPCFJTOBNFEBѫFS$ISJTUJBBO)VZHFOT ¢ B%VUDI
BTUSPOPNFSXIPJOEJTDPWFSFE5JUBO 4BUVSOTMBSHFTUNPPO
&OHMJTI BTUSPQIZTJDJTU .BSUJO 3FFT m BOE "NFSJDBO BTUSPQIZTJDJTU 1FUFS
.ÊT[ÃSPT m QSPQPTF B SFMBUJWJTUJD FYQBOEJOH êSFCBMM NPEFM GPS HBNNBSBZ
CVSTUT UIF"NFSJDBOBTUSPOPNFS4UBOGPSE&i4UBOu8PPTMFZ m QSPQPTFTUIBU
UIFCVSTUTPDDVSEVSJOHUIFDPMMBQTFPGBNBTTJWF SPUBUJOHHJBOUTUBSJOUPBCMBDLIPMF
BOE #PIEBO 1BD[ZOTLJ m %BWJE &JDIMFS m BOE 5TWJ 1JSBO m
JOEFQFOEFOUMZ TQFDVMBUF UIBU UIF HBNNBSBZ CVSTUT PDDVS XIFO UXP OFVUSPO TUBST
NFSHF
-BVODIFEPO0DUPCFSBOESFUJSFEPO%FDFNCFS UIF%FFQ4QBDF
TQBDFDSBѫëJHIUUFTUFEBOJPOFOHJOFBOEPUIFSBEWBODFEUFDIOPMPHJFT BOEXBTSFEJ
SFDUFEUPBOFODPVOUFSXJUI$PNFU#PSSFMMZPO4FQUFNCFS UBLJOHJNBHFTPG
UIFDPNFUOVDMFVTBOETIPXJOHUIBUJUJTBOJSSFHVMBSDIVOLPGJDFBOESPDLDPWFSFECZ
EBSLTMBHUIBUSFëFDUTPOMZBCPVUGPVSQFSDFOUPGUIFJODJEFOUTVOMJHIU
/"4"MBVODIFTUIF-VOBS1SPTQFDUPSTQBDFDSBѫPO+BOVBSZ*UPSCJUFEUIF.PPO
GSPN+BOVBSZUP+VMZ EFUFSNJOJOHUIFHMPCBMEJTUSJCVUJPOPGFMFNFOUT
BOENBHOFUJDêFMETPOUIFMVOBSTVSGBDF NFBTVSJOHUIFEFUBJMFEHSBWJUZPGUIF.PPO
BOEEFUFDUJOHUIFMVOBSDPSF
ѮF 4VQFSOPWB $PTNPMPHZ 1SPKFDU IFBEFE CZ "NFSJDBO QIZTJDJTU 4BVM 1FSMNVUUFS
¢ BOEUIF)JHI;4VQFSOPWB4FBSDI JOWPMWJOH"VTUSBMJBOBTUSPOPNFS#SJBO1
4DINJEU ¢ "NFSJDBOBTUSPOPNFST"EBN(3JFTT ¢ 3PCFSU1,JSTIOFS
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
¢ BOE PUIFST SFQPSU UIBU UIF 6OJWFSTF JT BDDFMFSBUJOH #PUI HSPVQT PCTFSWFE
UZQF*BTVQFSOPWBFMPDBUFEBUEJĒFSFOUEJTUBODFTBOENFBTVSFEUIFJSWFMPDJUJFTPGSFDFT
TJPO BOOPVODJOHUIBUUIFPMEFSHBMBYJFTBSFSFDFEJOHGBTUFSUIBOQSFEJDUFECZBVOJGPSN
FYQBOTJPOPGUIF6OJWFSTF4PNFTPSUPGNZTUFSJPVTEBSLFOFSHZJTDPVOUFSBDUJOHUIF
QVMMPGHSBWJUZBOETQFFEJOHUIFFYQBOTJPOVQBTUJNFHPFTPO
.FBTVSFNFOUTXJUIUIF+BQBOFTF4VQFS,BNJPLBOEFOFVUSJOPEFUFDUPSJOEJDBUFUIBU
BUNPTQIFSJDOFVUSJOPTDIBOHFGPSN PSPTDJMMBUF GSPNNVPOOFVUSJOPTJOUPUBVOFVUSJ
OPT JOEJDBUJOHUIBUOFVUSJOPTIBWFBWFSZTNBMMNBTT
ѮF 5SBOTJUJPO 3FHJPO "OE $PSPOBM &YQMPSFS BCCSFWJBUFE 53"$& TQBDFDSBѫ XBT
MBVODIFE JO "QSJM *U QSPWJEFE JNBHFT PG TPMBS QMBTNB BU UFNQFSBUVSFT GSPN
UIPVTBOEUPNJMMJPOEFHSFFTLFMWJOXJUIIJHIUFNQPSBMSFTPMVUJPOBOETFDPOEPGBSD
BOHVMBSSFTPMVUJPOVTJOHPCTFSWBUJPOTBUVMUSBWJPMFUBOEFYUSFNFVMUSBWJPMFUXBWFMFOHUIT
53"$&TIPXFEUIBUUIFNJMMJPOEFHSFFDPSPOBJTDPNQSJTFEPGUIJONBHOFUJDMPPQTUIBU
BSFOBUVSBMMZEZOBNJDBOEDPOUJOVPVTMZFWPMWJOH
/"4"EFQMPZTUIF$IBOESB9SBZ0CTFSWBUPSZ BCCSFWJBUFE$90 PO+VMZ
GSPNUIF4QBDF4IVUUMF$PMVNCJBѮF$90TUVEJFTUIFIJHIFOFSHZ 9SBZSBEJBUJPO
GSPNPCKFDUTTVDIBTBDUJWFHBMBDUJDOVDMFJ CMBDLIPMFT DMVTUFSTPGHBMBYJFT EBSLNBUUFS
HBMBYJFT OFVUSPOTUBST QVMTBST RVBTBST TVQFSOPWBSFNOBOUT TVQFSOPWBF BOEXIJUF
EXBSGTѮF9SBZPCTFSWBUPSZXBTOBNFEBѫFSUIF*OEJBOCPSO"NFSJDBOBTUSPQIZTJ
DJTU4VCSBINBOZBO$IBOESBTFLIBS ¢
.PSF UIBO OBUJPOT TJHO UIF ,ZPUP 1SPUPDPM BHSFFJOH UP SFEVDF UIF FNJTTJPOT PG
IFBUUSBQQJOHHBTFTUIBUDBOXBSNUIFQMBOFUѮFUSFBUZXBTSBUJêFECZ3VTTJBJO
CVUIBTZFUUPCFBHSFFEUPCZUIF6OJUFE4UBUFTBOENBOZPUIFSJOEVTUSJBMOBUJPOT
/"4"MBVODIFTUIF4UBSEVTUTQBDFDSBѫPO'FCSVBSZ"ѫFSOFBSMZGPVSZFBST
PGTQBDFUSBWFM JUFODPVOUFSFE$PNFU8JME PO+BOVBSZ XIFSFJUPCUBJOFE
DMPTFVQ JNBHFT PG UIF DPNFU OVDMFVT BOE DPMMFDUFE EVTU BOE DBSCPOCBTFE TBNQMFT
VTJOHBTVCTUBODFDBMMFEBFSPHFMѮFDBSHPXBTQBSBDIVUFEJOBSFFOUSZDBQTVMFUPUIF
&BSUITTVSGBDFPO+BOVBSZ
&4"MBVODIFTJUT9SBZ.VMUJ.JSSPS¢/FXUPO BCCSFWJBUFE9..¢/FXUPO TQBDFDSBѫ
PO%FDFNCFS XJUIBEFTJHOFEZFBSMJGFUJNF*UQSPWJEFT9SBZJNBHFTBOE
TQFDUSPTDPQZ PG TFMFDUFE 9SBZ PCKFDUT TVDI BT BDDSFUJOH CMBDL IPMFT BDUJWF HBMBDUJD
OVDMFJ DMVTUFST PG HBMBYJFT BOE TVQFSOPWBF ѮF 9..m/FXUPO JT OBNFE BѫFS UIF
&OHMJTI NBUIFNBUJDJBO BOE BTUSPOPNFS *TBBD /FXUPO ¢ XIP JOWFOUFE
TQFDUSPTDPQZBOEJTCFTUSFNFNCFSFEGPSIJTMBXTPGNPUJPOBOEHSBWJUZ
¦
/"4"MBVODIFTJUT/FBS&BSUI"TUFSPJE3FOEF[WPVT BCCSFWJBUFE/&"3 NJTTJPOPO
'FCSVBSZJUBSSJWFEBUUIFOFBS&BSUIBTUFSPJE&SPTPO7BMFOUJOFT%BZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"NFSJDBO BTUSPOPNFS 8FOEZ - 'SFFENBO m BOE IFS DPMMFBHVFT QVCMJTI
PCTFSWBUJPOT PG $FQIFJE WBSJBCMF TUBST NBEF XJUI UIF )VCCMF 4QBDF 5FMFTDPQF UP
EJSFDUMZ NFBTVSF HBMBYZ EJTUBODFT PVU UP NJMMJPO MJHIUZFBST DPNCJOJOH UIFJS
SFTVMUTXJUIPUIFSPCTFSWBUJPOT TVDIBTUIPTFPGUZQF*BTVQFSOPWBF UPFTUBCMJTIB
SFêOFE)VCCMFEJBHSBNPVUUPBCJMMJPOMJHIUZFBSTBOEJOGFSB)VCCMFDPOTUBOUPG
LJMPNFUFSTQFSTFDPOEQFS.FHBQBSTFDBOEBOBHFPGBCPVUCJMMJPOZFBSTGPSUIF
FYQBOEJOH6OJWFSTF
$BOBEJBO QIZTJDJTU "SUIVS i"SUu .D%POBME m BOOPVODFT UIBU PCTFSWBUJPOT
XJUIUIFVOEFSHSPVOE4VECVSZ/FVUSJOP0CTFSWBUPSZ BCCSFWJBUFE4/0 EFNPOTUSBUF
UIBUTPMBSFMFDUSPOOFVUSJOPTDIBOHFUPNVPOPSUBVUZQFOFVUSJOPTCFGPSFSFBDIJOH
&BSUI JOEJDBUJOHUIBUOFVUSJOPTIBWFNBTTѮFTFBOETVCTFRVFOU4/0PCTFSWBUJPOT
TIPXUIBUUIFUPUBMOVNCFSPGFMFDUSPOOFVUSJOPTQSPEVDFECZOVDMFBSSFBDUJPOTJOUIF
DPSFPGUIF4VOJTFRVBMUPUIBUQSFEJDUFECZEFUBJMFETPMBSNPEFMT CVUUIBUSPVHIMZUXP
UIJSETPGUIFNDIBOHFUZQFJOUSBOTJUUP&BSUI
/"4"MBVODIFTJUT.BST0EZTTFZTQBDFDSBѫPO"QSJM QMBDJOHJUJOUPPSCJU
BSPVOEUIFSFEQMBOFUPO0DUPCFS*UNBQQFEUIFBNPVOUBOEEJTUSJCVUJPOPG
DIFNJDBM FMFNFOUT BOE NJOFSBMT PO UIF .BSUJBO TVSGBDF BOE QSPWJEFE FWJEFODF GPS
TVCTUBOUJBMTVCTVSGBDFXBUFSJDF
/"4"MBVODIFTJUT8JMLJOTPO.JDSPXBWF"OJTPUSPQZ1SPCF BCCSFWJBUFE8."1 PO
+VOF QVCMJTIJOHEFêOJUJWFGVMMTLZNBQTPGUIFGBJOUBOJTPUSPQZ PSUFNQFSBUVSF
WBSJBUJPOT PGUIFUISFFEFHSFFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPOJOFBSMZ
8IFODPNCJOFEXJUIUIFSFTVMUTPGPUIFSDPTNJDNFBTVSFNFOUT UIF8."1EBUBTVH
HFTUUIBUUIF6OJWFSTFJTCJMMJPOZFBSTPME UIBUUIFêSTUTUBSTCFHBOUPTIJOFBCPVU
NJMMJPOZFBSTBѫFSUIF#JH#BOH UIBUUIFSBEJBUJPOJOUIF8."1JNBHFTPSJHJOBUFE
ZFBSTBѫFSUIF#JH#BOH UIBUUIF)VCCMFDPOTUBOUIBTBWBMVFPGLJMPNFUFST
QFSTFDPOEQFS.FHBQBSTFD BOEUIBUUIF6OJWFSTFJTDPNQPTFEPGQFSDFOUBUPNT
QFSDFOUDPMEEBSLNBUUFSBOEQFSDFOUEBSLFOFSHZѮFQSPCFJTOBNFEJOIPOPS
PG %BWJE 5 8JMLJOTPO ¢ PG 1SJODFUPO 6OJWFSTJUZ B QJPOFFS JO DPTNJD
NJDSPXBWFCBDLHSPVOESFTFBSDIBOEUIF."1JOTUSVNFOUTDJFOUJTU
&4"MBVODIFTJUT*/5&SOBUJPOBM(BNNB3BZ"TUSPQIZTJDT-BCPSBUPSZ BCCSFWJBUFE
*/5&(3"- PO0DUPCFS EFEJDBUFEUPUIFEFUBJMFETQFDUSPTDPQZBOEJNBHJOH
PGDFMFTUJBMHBNNBSBZTPVSDFT
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
/"4"MBVODIFTUIF3BNBUZ)JHI&OFSHZ4PMBS4QFDUSPTDPQJD*NBHFS BCCSFWJBUFE
3)&44* PO'FCSVBSZ*UPCUBJOFEIJHISFTPMVUJPOJNBHJOHTQFDUSPTDPQZPG
TPMBSëBSFTBUIBSE9SBZBOEHBNNBSBZXBWFMFOHUIT JOPSEFSUPTUVEZTPMBSëBSF
QBSUJDMF BDDFMFSBUJPO BOE ëBSF FOFSHZ SFMFBTF *OTUSVNFOUT BCPBSE 3)&44* EFUFS
NJOFE UIF GSFRVFODZ MPDBUJPO BOE FWPMVUJPO PG JNQVMTJWF ëBSF FOFSHZ SFMFBTF JO
UIFDPSPOBBOEMPDBUFEUIFTJUFTPGQBSUJDMFBDDFMFSBUJPOBOEFOFSHZEFQPTJUJPOBUBMM
QIBTFTPGTPMBSëBSFTѮFTQBDFDSBѫXBTOBNFEBѫFS3FVWFO3BNBUZ ¢
BQJPOFFSJOUIFêFMETPGTPMBSQIZTJDT HBNNBSBZBTUSPOPNZ OVDMFBSQIZTJDTBOE
DPTNJDSBZT
ѮF5XP%FHSFF'JFME BCCSFWJBUFEE' (BMBYZ3FETIJѫ4VSWFZ JTVTFEUPEFNPO
TUSBUFUIBUJOWJTJCMFEBSLNBUUFSJTMPDBUFEJOUIFTBNFQMBDFBTWJTJCMFNBUUFS BOEUIBU
UIFSFJTOPCJBTJOUIFEJTUSJCVUJPOPGEBSLNBUUFS
ѮFJNQPSUBODFPGUIFPCTFSWFETPMBSOFVUSJOPEFêDJUXBTSFDPHOJ[FECZUIFBXBSEPG
UIF/PCFM1SJ[FJO1IZTJDTUP3BZNPOE%BWJT+S m XIPQJPOFFSFEUIFêFME
PGOFVUSJOPBTUSPQIZTJDT BOEUPUIF+BQBOFTFQIZTJDJTU.BTBUPTIJ,PTIJCB m
GPSUIFEJTDPWFSZPGDPTNJDOFVUSJOPT GSPNCPUIUIF4VOBOEUIFEJTUBOUFYQMPEJOH
TUBS PSTVQFSOPWBF 4/""OPUIFSBTUSPQIZTJDJTU UIF*UBMJBOCPSO"NFSJDBO3JD
DBSEP (JBDDPOJ m TIBSFE UIF QSJ[F GPS IJT QJPOFFSJOH JOWFTUJHBUJPOT PG
DPTNJD9SBZT"OETJODFUIFQSJ[FDBOOPUCFHJWFOUPNPSFUIBOUISFFTDJFOUJTUT PUIFS
TJHOJêDBOUDPOUSJCVUPSTUPOFVUSJOPBTUSPOPNZPSUIFUIFPSZPGOFVUSJOPTDPVMEOPUCF
SFDPHOJ[FE
/"4"MBVODIFTUIF("-BYZ&WPMVUJPOF9QMPSFS BCCSFWJBUFE("-&9 PO"QSJM
*UJTEFTJHOFEUPPCTFSWFHBMBYJFTJOVMUSBWJPMFUMJHIUBDSPTTCJMMJPOZFBSTPGDPTNJDIJT
UPSZ QSPWJEJOHJOGPSNBUJPOPOTUBSGPSNBUJPOBOEUIFFWPMVUJPOPGHBMBYJFT
/"4"MBVODIFTJUTUXJO.BST&YQMPSBUJPO3PWFST OBNFE4QJSJUBOE0QQPSUVOJUZ PO
+VOFBOE+VMZ SFTQFDUJWFMZ4QJSJUMBOEFEJO(VTFW$SBUFSPO+BOVBSZ
BOE0QQPSUVOJUZMBOEFEJO.FSJEJBOJ1MBOVNPO+BOVBSZ PCUBJOJOHFWJEFODF
UIBUMJRVJEXBUFSPODFëPXFEBDSPTT.BST
/"4"T4QBDF4IVUUMF$PMVNCJBCSFBLTBQBSUVQPOSFFOUSZPO'FCSVBSZ
/"4" MBVODIFT UIF 4QJU[FS 4QBDF 5FMFTDPQF BCCSFWJBUFE 445 PO "VHVTU
*UJTBOJOGSBSFEUFMFTDPQFXJUIBONFUFS JODI QSJNBSZNJSSPS PCUBJOJOH
JNBHFTBOETQFDUSBPGUIFJOGSBSFEFOFSHZ PSIFBU SBEJBUFECZDPTNJDPCKFDUTBUXBWF
MFOHUITCFUXFFOBOENJDSPOT XIFSFNJDSPOJTPOFNJMMJPOUIPGBNFUFS QSP
WJEJOHJOGPSNBUJPOPOUIFGPSNBUJPO DPNQPTJUJPOBOEFWPMVUJPOPGQMBOFUT TUBSTBOE
HBMBYJFTѮFNJTTJPOXBTJOJUJBMMZEFTJHOBUFEUIF4QBDF*OGSB3FE5FMFTDPQF'BDJMJUZ
PS4*35'GPSTIPSU BOESFOBNFEGPSUIF"NFSJDBOBTUSPQIZTJDJTU-ZNBO4QJU[FS +S
¢
.FBTVSFNFOUT GSPN /"4"T 8JMLJOTPO .JDSPXBWF "OJTPUSPQZ 1SPCF BCCSFWJBUFE
8."1 SFQPSUFE CZ $IBSMFT - i$IVDLu #FOOFUU m DPODMVTJWFMZ EFUFSNJOF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UIFEJTUSJCVUJPOBOEDIBSBDUFSJTUJDTJ[FTPGUFNQFSBUVSFëVDUVBUJPOTJOUIFUISFFEFHSFF
DPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPOѮFBOHVMBSQPXFSTQFDUSVNPGUIJTEBUBJOEJ
DBUFTUIBUPSEJOBSZCBSZPOJDNBUUFSDPOTUJUVUFTBCPVUQFSDFOUPGUIFDSJUJDBMNBTT
EFOTJUZOFFEFEUPTUPQUIFFYQBOTJPOPGUIF6OJWFSTF BOEXIFODPNCJOFEXJUIPUIFS
BTUSPOPNJDBMNFBTVSFNFOUTJOEJDBUFTB)VCCMFDPOTUBOUPGLJMPNFUFSTQFSTFDPOE
QFS.FHBQBSTFD BOBHFPGCJMMJPOZFBSTGPSUIFFYQBOEJOH 6OJWFSTF BOEBiëBUu
TQBDF EFTDSJCFE CZ &VDMJEFBO HFPNFUSZ XJUI QFSDFOU EBSL OPOCBSZPOJD NBUUFS
EFOTJUZBOEQFSDFOUEBSLFOFSHZEFOTJUZѮFDPNCJOFEEBUBBMTPJOEJDBUFUIBUUIF
êSTUTUBSTJOUIF6OJWFSTFCFHBOUPTIJOFXIFOUIFFYQBOEJOH6OJWFSTFXBTPOMZBCPVU
NJMMJPOZFBSTPME
ѮF $BTTJOJ)VZHFOT TQBDFDSBѫ MBVODIFE CZ /"4" PO 0DUPCFS SFBDIFT
4BUVSOJO+VMZ BOESFMFBTFT&4"T)VZHFOTQSPCFPO%FDFNCFS CFHJOOJOH
BUISFFXFFLKPVSOFZUPUIFTVSGBDFPG4BUVSOTNPPO5JUBO
/"4"MBVODIFT(SBWJUZ1SPCF#PO"QSJM BHZSPTDPQFFYQFSJNFOUEFTJHOFE
GPSQSFDJTFUFTUTPGUIF(FOFSBMѮFPSZPG3FMBUJWJUZ
&OHMJTIUIFPSFUJDBMBTUSPOPNFS4UFQIFO8)BXLJOH m DPODMVEFTUIBUBMMUIF
NBUUFSBOEFOFSHZDPOTVNFECZBCMBDLIPMFJTFWFOUVBMMZTFOUCBDLJOUPUIFQMBDFUIFZ
DBNFGSPN CVUJOBUSBOTGPSNFEVOSFDPHOJ[BCMFTUBUF
ѮFêSTUSFTVMUTGSPNUIF4MPBO%JHJUBM4LZ4VSWFZPGHBMBYJFTJOEJĒFSFOUEJSFDUJPOT
BOEEFQUIT PSSFETIJѫT SFWFBMBXBMMPGHBMBYJFTCJMMJPOMJHIUZFBSTBDSPTT UPHFUIFS
XJUIIVHFWPJET PSTFFNJOHMZFNQUZQMBDFTXJUIGFXHBMBYJFT
0O+BOVBSZ &4"T)VZHFOTQSPCF SFMFBTFEGSPN/"4"T$BTTJOJPSCJUFS MBOET
POUIFTVSGBDFPG4BUVSOTTBUFMMJUF5JUBO"MUIPVHIUIFTVSGBDFJTNPSFUIBOEFHSFFT
CFMPXUIFGSFF[JOHQPJOUPGXBUFS JUTIPXTTJHOTPGSJWFSDIBOOFMTBOEëPXJOHMJRVJE
QSPCBCMZNFUIBOF
0O+BOVBSZ /"4"T4UBSEVTUTQBDFDSBѫTVDFTTGVMMZSFUVSOFEUP&BSUITBNQMFT
PG$PNFU8JME WJBBTBNQMFSFUVSODBQTVMF
$ISPOPMPHZ"$PODJTF)JTUPSZPG$PTNJD%JTDPWFSZ
$# #!
!
%
"$
#
!
$
"$ #
$%
!
'*( 'REAT WALLS OF GALAXIES 4HE EXTENSION OF THE SECOND #ENTER FOR !STROPHYSICS
SURVEY DESIGNATED THE #F! SURVEY REVEALED A 'REAT 7ALL OF GALAXIES BOTTOM THAT STRETCHES
ABOUT MILLION LIGHT YEARS ACROSS THE NORTHERN SKY BETWEEN HOURS AND HOURS RIGHT
ASCENSION AT RADIAL VELOCITIES BETWEEN AND KILOMETERS PER SECOND ABBREVIATED
KM S¥ )N THE 3LOAN $IGITAL 3KY 3URVEY EXTENDED THE NORTHERN HEMISPHERE SURVEY TO
RADIAL VELOCITIES OF UP TO KM S¥ AND AN ESTIMATED DISTANCE OF BILLION LIGHT YEARS
DISCOVERING A MORE REMOTE AND LARGER 3LOAN 'REAT 7ALL OF GALAXIES THAT IS BILLION LIGHT
YEARS LONG TOP )T IS THE LARGEST STRUCTURE YET OBSERVED IN THE 5NIVERSE 4HE %ARTH IS AT THE
APEX OF BOTH PLOTS AND THE RADIAL COORDINATE OR DEPTH IS THE RADIAL VELOCITY DETERMINED FROM
THE REDSHIFT OF SPECTRAL LINES %ACH POINT ON THE #F! MAP CORRESPONDS TO ONE OF GALAX
IES WHILE EACH DOT IN THE 3LOAN MAP CORRESPONDS TO ONE OF GALAXIES
(-044"3:
ÜÌ Ê >Ì>Ê/>LiÃ
(MPTTBSZ"
"
"CFSSBUJPO "UJMUJOHPGUIFBQQBSFOUQPTJUJPOPGBTUBSJOUIFEJSFDUJPOPGUIFNPUJPOPG
UIFPCTFSWFSѮFTJ[FPGUIFFĒFDUEFQFOETPOUIFWFMPDJUZPGUIF&BSUI UIFWFMPDJUZPG
MJHIU BOEUIFBOHMFCFUXFFOUIFEJSFDUJPOPGPCTFSWBUJPOBOEUIFEJSFDUJPOPGNPUJPO
XJUIBNBYJNVNWBMVFPGTFDPOETPGBSDѮF&OHMJTIBTUSPOPNFS+BNFT#SBEMFZ
¢ EJTDPWFSFETUFMMBSBCFSSBUJPOJO QSPWJOHUIBUUIF&BSUIJTOPUêYFEJO
TQBDF CVUNPWFTUISPVHIJU XIJMFBMTPTIPXJOHUIBUMJHIUUSBWFMTBUBêOJUFWFMPDJUZ XIJDI
IFFTUJNBUFEBT LJMPNFUFSTQFSTFDPOEVTJOHIJTPCTFSWFEWBMVFPGBCFSSBUJPO
"CTPMVUF MVNJOPTJUZ ѮFUPUBMSBEJBOUFOFSHZPGBDFMFTUJBMPCKFDUFNJUUFEQFSVOJU
UJNF BOEBNFBTVSFPGJUTJOUSJOTJDCSJHIUOFTT%FOPUFECZ- UIFBNPVOUPGFOFSHZ
SBEJBUFEQFSVOJUUJNF NFBTVSFEJOVOJUTPGXBUUT0OF+PVMFQFSTFDPOEJTFRVBMUP
POFXBUUPGQPXFS BOEUPUFONJMMJPOFSHQFSTFDPOEѮFBCTPMVUFMVNJOPTJUZPGUIF
UIFSNBMSBEJBUJPOGSPNBCMBDLCPEZJTHJWFOCZUIF4UFGBO#PMU[NBOOMBXJOXIJDI-
PS35FĒ XIFSFP UIF4UFGBO#PMU[NBOODPOTUBOU S
+PVMFN,T UIFSBEJVTJT3BOEUIFFĒFDUJWFUFNQFSBUVSFJT5FĒ 4FFBQQBSFOU
MVNJOPTJUZ CSJHIUOFTT MVNJOPTJUZBOE4UFGBO#PMU[NBOOMBX
"CTPMVUF NBHOJUVEF ѮF BCTPMVUF NBHOJUVEF PG B DFMFTUJBM PCKFDU JT UIF BQQBSFOU
NBHOJUVEFUIFPCKFDUXPVMEIBWFBUBTUBOEBSEEJTUBODFPGQBSTFDTGSPNUIF&BSUI
ѮFBCTPMVUFNBHOJUVEFJTEFOPUFECZUIFTZNCPM. BOEUIFBQQBSFOUNBHOJUVEFCZ
NѮFBCTPMVUFNBHOJUVEFNBZCFEFSJWFEGSPNUIFBQQBSFOUNBHOJUVEFBOEUIFQBS
BMMBYCZUIFGPSNVMB.NMPHP XIFSFPJTUIFBOOVBMQBSBMMBYJOTFDPOETPG
BSDѮFBOOVBMQBSBMMBYJTUIFSFDJQSPDBMPGUIFEJTUBODF % JOVOJUTPGQBSTFDT TP.
NMPH% XJUI%JOQBSTFDTѮFBCTPMVUFWJTVBMNBHOJUVEFPGUIF4VOJT
NBHOJUVEFT BOE JUT BQQBSFOU WJTVBM NBHOJUVEF JT NBHOJUVEFT ѮF BCTPMVUF
NBHOJUVEFTPGNPTUTUBSTMJFCFUXFFOBOE4FFBOOVBMQBSBMMBY NBHOJUVEF
QBSBMMBY TUBST BOEWJTVBMNBHOJUVEF
"CTPMVUFUFNQFSBUVSF ѮFUFNQFSBUVSFBTNFBTVSFEPOBTDBMFXIPTF[FSPQPJOU
JTBCTPMVUF[FSP UIFQPJOUBUXIJDIBMMNPUJPOBUUIFNPMFDVMBSMFWFMDFBTFTѮFVOJU
PGBCTPMVUFUFNQFSBUVSFJTUIFEFHSFFLFMWJO EFOPUFECZ,PSKVTU,BOEXSJUUFELFMWJO
XJUIPVUBDBQJUBM,ѮFGSFF[JOHUFNQFSBUVSFPGXBUFSJT,BOEUIFCPJMJOHUFN
QFSBUVSFPGXBUFSJT,"CTPMVUF[FSPJT,ѮFFRVJWBMFOUUFNQFSBUVSFJOEFHSFFT
$FMTJVTJT$, BOEUIFFRVJWBMFOUUFNQFSBUVSFJOEFHSFFT'BISFOIFJUJT'
, 4FF$FMTJVT 'BISFOIFJUBOE,FMWJO
"CTPMVUF[FSP ѮFMPXFTUQPTTJCMFUFNQFSBUVSF EFHSFFT$FMTJVTBOEEFHSFFT
POUIF,FMWJOTDBMF4FFBCTPMVUFUFNQFSBUVSF
"CTPSQUJPO ѮFQSPDFTTCZXIJDIUIFJOUFOTJUZPGSBEJBUJPOEFDSFBTFTBTJUQBTTFTUISPVHI
BNBUFSJBMNFEJVNѮFFOFSHZMPTUCZUIFSBEJBUJPOJTUSBOTGFSSFEUPUIFNFEJVN
"CTPSQUJPOMJOF "iEBSLuMJOFPGEFDSFBTFESBEJBUJPOJOUFOTJUZBUBQBSUJDVMBSXBWF
MFOHUI PG UIF FMFDUSPNBHOFUJD TQFDUSVN QSPEVDFE XIFO SBEJBUJPO GSPN B EJTUBOU
TPVSDFQBTTFTUISPVHIBHBTDMPVEDMPTFSUPUIFPCTFSWFS"OBCTPSQUJPOMJOFDBOCF
GPSNFEXIFOBDPPM UFOVPVTHBT CFUXFFOBIPU SBEJBUJOHTPVSDFBOEBOPCTFSWFS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BCTPSCTFMFDUSPNBHOFUJDSBEJBUJPOPGUIBUXBWFMFOHUI BTJOUIFTQFDUSBPGTUBSTXIPTF
IPU JOUFSOBM SBEJBUJPO JT BCTPSCFE CZ UIF DPPMFS PVUFS TUFMMBS MBZFST ѮJT TQFDUSBM
GFBUVSF MPPLT MJLF B MJOF XIFO UIF SBEJBUJPO JOUFOTJUZ JT EJTQMBZFE BT B GVODUJPO PG
XBWFMFOHUITVDIBEJTQMBZJTDBMMFEBTQFDUSVN%JĒFSFOUBUPNT JPOTBOENPMFDVMFT
QSPEVDF DIBSBDUFSJTUJD QBUUFSOT PG BCTPSQUJPO MJOFT BOE PCTFSWBUJPOT PG UIFTF MJOFT
FOBCMFJEFOUJêDBUJPOPGUIFDIFNJDBMJOHSFEJFOUTPGUIFHBTCFUXFFOUIFMJHIUTPVSDF
BOEUIFPCTFSWFS"CTPSQUJPOMJOFTDBOBMTPCFVTFEUPEFUFSNJOFUIFWFMPDJUZPGUIF
TPVSDF VTJOHUIF%PQQMFSFĒFDUѮFBCTPSQUJPOMJOFTJOUIF4VOTTQFDUSVNBSFPѫFO
DBMMFE 'SBVOIPGFS MJOFT 4FF %PQQMFS FĒFDU 'SBVOIPGFS MJOF TQFDUSPIFMJPHSBQI BOE
TQFDUSVN
"DDFMFSBUJPO "OJODSFBTFJOBOPCKFDUTTQFFEBOEWFMPDJUZPWFSUJNF
"DDSFUJPO ѮFGPSNBUJPOPGBMBSHFCPEZBTUIFSFTVMUPGDPMMJTJPOTPGTNBMMQBSUJDMFT
PSUIFHSBWJUBUJPOBMBUUSBDUJPOPGTNBMMFSCPEJFTѮFDBQUVSFPGHBTPSEVTUCZBTJOHMF
CPEZUPGPSNBMBSHFSPOF MJLFBNPPO QMBOFUPSTUBS"MTPUIFQSPDFTTCZXIJDIBTUBS
BDDVNVMBUFTNBUUFSBTJUNPWFTUISPVHIBDMPVEPGJOUFSTUFMMBSHBT
"DDSFUJPOEJTL "ëBUUFOFE SPUBUJOHEJTLPGHBTJOPSCJUBSPVOEBCMBDLIPMFPSBZPVOH
TUBSѮFNBUFSJBMJOBOBDDSFUJPOEJTLTVSSPVOEJOHBCMBDLIPMFTQJSBMTJOUPUIFCMBDL
IPMF FNJUUJOH9SBZTPOUIFXBZJOUIFHBTDBOCFSFQMFOJTIFECZNBUFSJBMQVMMFEGSPN
BWJTJCMFTUFMMBSDPNQBOJPO1MBOFUTNBZCFGPSNFEJOUIFBDDSFUJPOEJTLPGBZPVOHTUBS
ѮFTFEJTLTDPOUBJOEVTUUIBUJTEFUFDUFEBUJOGSBSFEXBWFMFOHUIT
"DIFSOBS ѮFOJOUICSJHIUFTUTUBS MPDBUFEJOUIFDPOTUFMMBUJPO&SJEBOVT BOEUIFSF
GPSFBMTPLOPXOBT"MQIB&SJEBOJ"DIFSOBSJTBCMVFNBJOTFRVFODF PSEXBSG TUBSPG
TQFDUSBMUZQF#XJUIBOBQQBSFOUWJTVBMNBHOJUVEFPG BEJTUBODFPGMJHIU
ZFBST BOBCTPMVUFWJTVBMNBHOJUVEFPG BOEBMVNJOPTJUZPGBCPVU UJNFTUIBU
PGUIF4VO4FF#TUBS TUBSTBOETUFMMBSDMBTTJêDBUJPO
"DSVY ѮF CSJHIUFTU PG UIF TUBST JO UIF DPOTUFMMBUJPO $SVY QPQVMBSMZ LOPXO BT UIF
4PVUIFSO$SPTT"DSVY BMUFSOBUFMZOBNFE"MQIB$SVDJT JTMPDBUFEBUBEJTUBODFPG
MJHIUZFBST *U JT B WJTVBM EPVCMF TUBS XJUI B DPNCJOFE BQQBSFOU WJTVBM NBHOJUVEF PG
BOEBDPNCJOFEBCTPMVUFWJTVBMNBHOJUVEFPGm0OFNFNCFSPGUIFEPVCMF
TUBSTZTUFNJTBCMVF#TVCHJBOUXJUIBOBCTPMVUFMVNJOPTJUZPG UJNFTUIBUPG
UIF4VO BOEUIFPUIFSNFNCFSJTBCMVF#EXBSGTUBSXJUIBOBCTPMVUFMVNJOPTJUZPG
UJNFTUIFTPMBSWBMVF4FF$SVY
"DUJWF HBMBDUJD OVDMFVT " WFSZ CSJHIU DPNQBDU SFHJPO GPVOE BU UIF DFOUFS PG BO
BDUJWFHBMBYZѮFCSJHIUOFTTPGBOBDUJWFHBMBDUJDOVDMFVTJTBUUSJCVUFEUPBOBDDSFUJPO
EJTLBSPVOEBTVQFSNBTTJWFCMBDLIPMF2VBTBSTBSFUIFNPTUMVNJOPVTUZQFPGBDUJWF
HBMBDUJDOVDMFVT4FFBDDSFUJPOEJTL CMBDLIPMF RVBTBS SBEJPHBMBYZ 4FZGFSUHBMBYZ BOE
TVQFSNBTTJWFCMBDLIPMF
"DUJWFSFHJPO "SFHJPOJOUIFTPMBSBUNPTQIFSF GSPNUIFQIPUPTQIFSFUPUIFDPSPOB
UIBUEFWFMPQTXIFOTUSPOHNBHOFUJDêFMETFNFSHFGSPNJOTJEFUIF4VOѮFNBHOFUJ[FE
SFBMNJO BSPVOEBOEBCPWFTVOTQPUTJTDBMMFEBOBDUJWFSFHJPO3BEJBUJPOGSPNBDUJWF
SFHJPOT JT FOIBODFE XIFO DPNQBSFE UP OFJHICPSJOH BSFBT JO UIFDISPNPTQIFSF BOE
(MPTTBSZ"
UIFTLZNPSFUIBOBUIPVTBOEZFBSTBѫFS1UPMFNZTEFBUIѮF"MNBHFTUBMTPJODMVEFE
UIFDFMFTUJBMMBUJUVEFBOEMPOHJUVEFBOECSJHIUOFTTPGOFBSMZTUBSTPCUBJOFENVDI
FBSMJFS CZ UIF (SFFL BTUSPOPNFS )JQQBSDIVT D ¢ #$ *O UIF &OH
MJTIBTUSPOPNFS&ENPOE)BMMFZ ¢ DPNQBSFEIJTPCTFSWFEQPTJUJPOTPG
CSJHIU TUBST XJUI UIPTF GPVOE JO UIF "MNBHFTU DPODMVEJOH UIBU UISFF PG UIFN IBE
DIBOHFEQPTJUJPOTCZCFUXFFOBOENJOVUFTPGBSDTJODF)JQQBSDIVTUJNF BOE
XFSFBQQBSFOUMZNPWJOH4FFQSPQFSNPUJPO
"MQIB $FOUBVSJ ѮF "MQIB $FOUBVSJ TZTUFN DPOTJTUT PG UISFF DPPSCJUJOH EXBSG PS
NBJOTFRVFODF TUBSTmUXPCSJHIUBOEPOFGBJOUѮFUXPCSJHIUFTUTUBST EFTJHOBUFE
"MQIB$FOUBVSJ"BOE"MQIB$FOUBVSJ# BSFMPDBUFEBUBEJTUBODFPGMJHIUZFBST JO
UIFTPVUIFSOTLZ XJUIBQQBSFOUWJTVBMNBHOJUVEFTPGmBOEBOEBCTPMVUFWJTVBM
NBHOJUVEFTPGBOEѮFCSJHIUFTUNFNCFSPGUIFQBJSJT3JHJM,FOUBVSVT UIF
i$FOUBVST'PPUuUIJTTUBSJTBMTPTPNFUJNFTDBMMFE"MQIB$FOUBVSJ"*UJTUIFCSJHIU
FTU TUBS JO UIF DPOTUFMMBUJPO $FOUBVSVT BOE UIF UIJSE CSJHIUFTU TUBS JO UIF OJHIU TLZ
-JLFUIF4VO "MQIB$FOUBVSJJTB(EXBSG PSNBJOTFRVFODF TUBS*UBQQFBSTCSJHIU
JODPNQBSJTPOXJUIPUIFSTUBSTCFDBVTFJUJTSFMBUJWFMZOFBSNBOZPUIFSFYDFQUJPOBMMZ
CSJHIUTUBSTBSFGBSUIFSBXBZCVUTIJOFXJUIHSFBUFSMVNJOPTJUZѮFDMPTFTUTUBSUPPVS
4PMBS4ZTUFNJTUIFGBJOUSFEEXBSGDPNQPOFOUPGUIF"MQIB$FOUBVSJTZTUFN LOPXOBT
1SPYJNB$FOUBVSJ XJUIBQBSBMMBYPGTFDPOETPGBSDBOEBEJTUBODFPGMJHIU
ZFBSTGSPNUIF&BSUI PSBCPVU UJNFTNPSFEJTUBOUUIBOUIF4VO4FFBOOVBM
QBSBMMBY QBSBMMBY 1SPYJNB$FOUBVSJ BOETUBST
"MQIBEFDBZ ѮFEJTJOUFHSBUJPOPGBOBUPNJDOVDMFVT JOXIJDIBOBMQIBQBSUJDMFJTFNJU
UFE DBSSZJOHBXBZUXPQSPUPOTBOEUXPOFVUSPOTGSPNUIFOVDMFVT4FFBMQIBQBSUJDMF
"MQIBQBSUJDMF ѮFOVDMFVTPGBIFMJVNBUPN DPOTJTUJOHPGUXPQSPUPOTBOEUXPOFV
USPOTѮFIFMJVNOVDMFVTIBTBDIBSHFUXJDFUIBUPGBQSPUPOBOEBNBTTKVTU PS
QFSDFOU MFTTUIBOUIFNBTTPGGPVSQSPUPOTѮFBMQIBQBSUJDMFJTBIFMJVNJPO4FF
IFMJVNBOEJPO
"MUBJS "MTPLOPXOBT"MQIB"RVJMBF UIFCSJHIUFTUTUBSJOUIFDPOTUFMMBUJPO"RVJMB XJUI
BOBQQBSFOUWJTVBMNBHOJUVEFPG BEJTUBODFPGMJHIUZFBST BOBCTPMVUFWJTVBM
NBHOJUVEFPG BOEBOJOUSJOTJDMVNJOPTJUZPGUJNFTUIBUPGUIF4VO"MUBJSJTB
EXBSG PSNBJOTFRVFODF TUBSPGTQFDUSBMUZQF"4FF"TUBSBOETUFMMBSDMBTTJêDBUJPO
"MUJUVEF ѮFBOHVMBSEJTUBODFPGBDFMFTUJBMPCKFDUBCPWFUIFPCTFSWFSTIPSJ[PONFB
TVSFEBMPOHUIFHSFBUDJSDMFQBTTJOHUISPVHIUIFPCKFDUBOEUIF[FOJUI
"NNPOJB "OJOUFSTUFMMBSNPMFDVMFBOEPOFPGUIFUISFFNBJOiJDFTuUIBUFYJTUFEJOUIF
PVUFS4PMBS4ZTUFNEVSJOHJUTGPSNBUJPO0OFNPMFDVMFPGBNNPOJB EFTJHOBUFE/)
DPOTJTUTPGPOFBUPNPGOJUSPHFO / BOEUISFFBUPNTPGIZESPHFO )
"NPSBTUFSPJE 4FFOFBS&BSUIBTUFSPJE
"OHVMBSSFTPMVUJPO 4FFSFTPMVUJPO
"OJTPUSPQZ ѮF DIBSBDUFSJTUJD PS RVBMJUZ PG CFJOH EFQFOEFOU VQPO EJSFDUJPO 4FF
JTPUSPQJD
"OOVBM QBSBMMBY )BMGUIFBQQBSFOUBOHVMBSEJTQMBDFNFOUPGBOFBSCZTUBSPCTFSWFE
BHBJOTU UIF NPSF EJTUBOU TUBST BU JOUFSWBMT PG TJY NPOUIT GSPN PQQPTJUF TJEFT PG UIF
&BSUIT PSCJU ѮF BOOVBM QBSBMMBY JT BMTP LOPXO BT UIF USJHPOPNFUSJD QBSBMMBY ѮF
EJTUBODF PG B OFBSCZ TUBS JO QBSTFDT JT HJWFO CZ UIF SFDJQSPDBM PG JUT BOOVBM QBSBMMBY
JOTFDPOETPGBSD PSBSDTFDPOETѮFêSTUTUBSUPIBWFJUTEJTUBODFNFBTVSFECZUIJT
NFUIPEXBT$ZHOJ JOCZUIF(FSNBOBTUSPOPNFS'SJFESJDI8JMIFMN#FTTFM
¢ "DDVSBUFQBSBMMBYNFBTVSFNFOUTPG TUBSTIBWFCFFOEFUFSNJOFE
XJUIBQSFDJTJPOPGTFDPOETPGBSDVTJOHJOTUSVNFOUTBCPBSEUIF)*11"3$04
TBUFMMJUF4FF"MQIB$FOUBVSJ #BSOBSET4UBS )*11"3$04 ,BQUFZOT4UBS QBSBMMBY QBS
TFD 1SPYJNB$FOUBVSJ BOE$ZHOJ
"OUBSFT "MTPLOPXOBT"MQIB4DPSQJJ UIFCSJHIUFTUTUBSJOUIFDPOTUFMMBUJPO4DPSQJVT
"OUBSFTJTBCSJHIU SFE.TVQFSHJBOUTUBS MPDBUFEBUBEJTUBODFPGMJHIUZFBST
XJUIBOBQQBSFOUWJTVBMNBHOJUVEFPGBOEBOBCTPMVUFWJTVBMNBHOJUVEFPGm
XIJDIJTJOUSJOTJDBMMZ UJNFTCSJHIUFSUIBOUIF4VOBUWJTJCMFXBWFMFOHUITѮF
TUBSJTBCPVUUIFTBNFDPMPSBOEBQQBSFOUCSJHIUOFTTBT.BST SFTVMUJOHJOUIFOBNF"OU
"SFT (SFFLGPSiMJLF.BSTu'SPNUIFNFBTVSFEBOHVMBSEJBNFUFSBOEEJTUBODF BSBEJVT
PGPWFSUJNFTUIBUPGUIF4VOJTPCUBJOFE XIJDIJTBMNPTU"6 PSBMNPTUUJNFT
UIFNFBOEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"OUJQBSUJDMF "QBSUJDMFFRVBMJONBTTBOENPTUPUIFSQSPQFSUJFTUPBOFMFNFOUBSZQBS
UJDMF CVUPQQPTJUFJODIBSHFѮFBOUJQBSUJDMFPGBOFMFDUSPOJTUIFQPTJUSPOPSiQPTJUJWF
FMFDUSPOu BOEUIFBOUJQBSUJDMFPGUIFOFVUSJOPJTBOBOUJOFVUSJOP8IFOBQBSUJDMFNFFUT
XJUIJUTBOUJQBSUJDMF UIFZBOOJIJMBUFFBDIPUIFS QSPEVDJOHFOFSHFUJDSBEJBUJPODBMMFE
HBNNBSBZT4FFBOUJNBUUFSBOEQPTJUSPO
"QFSUVSF ѮFEJBNFUFSPGUIFMJHIUHBUIFSJOHMFOTPSNJSSPSPGBUFMFTDPQF BNFBTVSF
PGJUTMJHIUHBUIFSJOHBCJMJUZ
"QFSUVSFTZOUIFTJT "UFDIOJRVF QJPOFFSFECZUIF&OHMJTISBEJPBTUSPOPNFS.BSUJO
3ZMF ¢ JOXIJDIBOBSSBZPGSBEJPEJTIFTJTDPOOFDUFEFMFDUSPOJDBMMZBOE
VTFEXJUIUIF&BSUITSPUBUJPOUPTZOUIFTJ[FUIFSFTPMVUJPOPGBNVDIMBSHFSUFMFTDPQF
4FF"VTUSBMJB5FMFTDPQF .&3-*/ .VMMBSE3BEJP"TUSPOPNZ0CTFSWBUPSZ /BUJPOBM
3BEJP"TUSPOPNZ0CTFSWBUPSZ 7FSZ-BSHF"SSBZ 7FSZ-POH#BTFMJOF"SSBZ BOE8FTU
FSCPSL4ZOUIFTJT3BEJP5FMFTDPQF
"QPMMPBTUFSPJE 4FFOFBS&BSUIBTUFSPJE
"QPMMP.JTTJPOT 4JY"QPMMPTQBDFDSBѫUSBOTQPSUFEUXFMWFIVNBOTUPUIF.PPOBOE
CBDLCFUXFFOBOEѮFZMFѫTFJTNPNFUFSTUPNFBTVSFUIFMVOBSJOUFSJPSBOE
MBTFSDPSOFSSFëFDUPSTVTFEUPEFUFSNJOFUIF.PPOTJODSFBTJOHEJTUBODFGSPN&BSUI
BOESFUVSOFEBUPUBMPGLJMPHSBNTPGSPDLTUIBUDPOUBJOFEOPXBUFSBOEIBEOFWFS
CFFOFYQPTFEUPJU CVUXFSFVTFEUPEFDJQIFSUIF.PPOTIJTUPSZBOEQSPWJEFDMVFTUP
JUTPSJHJOѮF"QPMMPBTUSPOBVU /FJM""SNTUSPOH ¢ XBTUIFêSTUIVNBO
UPTUFQPOUIF.PPO GSPNUIF-VOBS.PEVMF&BHMFPO+VMZ4FF.PPO
"QQBSFOU MVNJOPTJUZ ѮF UPUBM BNPVOU PG FOFSHZ QFS TFDPOE QFS VOJU SFDFJWJOH
BSFBEFUFDUFEGSPNBDFMFTUJBMPCKFDUѮFBQQBSFOUMVNJOPTJUZJTFRVBMUPUIFBCTPMVUF
(MPTTBSZ"
MVNJOPTJUZEJWJEFECZUIFTRVBSFPGUIFEJTUBODF4FFBCTPMVUFMVNJOPTJUZ CSJHIUOFTT
JOWFSTFTRVBSFMBX BOEMVNJOPTJUZ
"QQBSFOUNBHOJUVEF "NFBTVSFPGUIFSFMBUJWFCSJHIUOFTTPGBTUBS PSPUIFSDFMFTUJBM
PCKFDU BTQFSDFJWFECZBOPCTFSWFSPO&BSUI*UJTEFOPUFECZUIFTZNCPMN"QQBSFOU
NBHOJUVEFEFQFOETPOCPUIUIFBCTPMVUFBNPVOUPGMJHIUFOFSHZFNJUUFE PSSFëFDUFE
BOE UIF EJTUBODF UP UIF PCKFDU ѮF TNBMMFTU BQQBSFOU NBHOJUVEFT DPSSFTQPOE UP UIF
HSFBUFTUCSJHIUOFTTѮFBQQBSFOUNBHOJUVEFPGUIF4VOJTm UIFBQQBSFOUNBHOJ
UVEFPGUIFGVMM.PPOJTm BOEUIFBQQBSFOUNBHOJUVEFPGUIFQMBOFU7FOVTXIFOJU
JTCSJHIUFTUJTm4FFBCTPMVUFNBHOJUVEF NBHOJUVEF QBSBMMBYBOEWJTVBMNBHOJUVEF
"SBDIOJE " WPMDBOJD GFBUVSF PO 7FOVT DBVTFE CZ SJTJOH IPU NBUFSJBM UIBU QSPEVDFT
DJSDVMBSBOESBEJBMGSBDUVSFTJOUIFTVSGBDF OJDLOBNFEBSBDIOJET GSPNUIF(SFFLBOE
NPEFSO-BUJOXPSETGPSiTQJEFSu
"SDEFHSFF "VOJUPGBOHVMBSNFBTVSFPGXIJDIUIFSFBSFJOBGVMMDJSDMF"OBSD
EFHSFFJTEFOPUFECZUIFTZNCPM
"SD NJOVUF "VOJUPGBOHVMBSNFBTVSFFRVBMUPPOFTJYUJFUIPGBEFHSFFPGBOHVMBS
NFBTVSF PSUPPGBOBSDEFHSFFѮFSFBSFBSDNJOVUFTJOBSDEFHSFF"OBSD
NJOVUFJTEFOPUFECZUIFTZNCPM BOEJUJTBMTPDBMMFEBNJOVUFPGBSDѮF.PPOJT
BSDNJOVUFTBDSPTT
"SDTFDPOE "VOJUPGBOHVMBSNFBTVSFFRVBMUP PGBOBSDEFHSFFBOEPGBO
BSDNJOVUF"OBSDTFDPOEJTEFOPUFECZUIFTZNCPM BOEJUJTBMTPDBMMFEBTFDPOEPG
BSDѮFSFBSFTFDPOETPGBSDJOPOFSBEJBO BOEPSBEJBOTJOBGVMMDJSDMF
PGEFHSFFT XIFSFUIFDPOTUBOUP+VQJUFSJTTFDPOETPGBSDBDSPTT
"SDUVSVT ѮFCSJHIUFTUTUBSJOUIFOPSUIFSOIFNJTQIFSFBOEUIFGPVSUICSJHIUFTUTUBS
POUIFDFMFTUJBMTQIFSF"SDUVSVTIBTCFFODBMMFEUIFi#FBS8BUDIFSu TJODFJUGPMMPXT
6STB.BKPS UIF(SFBU#FBS BSPVOEUIFOPSUIFSOQPMF BOEUIFOBNF"SDUVSVTEFSJWFT
GSPNBSLUPT UIF(SFFLXPSEGPSiCFBSu"SDUVSVTJTBMTPLOPXOBT"MQIB#PÕUJT UIF
CSJHIUFTUTUBSJOUIFDPOTUFMMBUJPO#PÕUFT*UJTBOPSBOHF,HJBOUTUBSBUBEJTUBODFPG
MJHIUZFBST XJUIBOBQQBSFOUWJTVBMNBHOJUVEFPGmBOEBOBCTPMVUFWJTVBMNBHOJ
UVEFPGm4FF,TUBS TUBSTBOETUFMMBSDMBTTJêDBUJPO
"SFDJCP0CTFSWBUPSZ ѮFXPSMETMBSHFTUSBEJPUFMFTDPQFMPDBUFEOFBS"SFDJCP 1VFSUP
3JDP EFEJDBUFEJOBOESFTVSGBDFEJO*UTNFUBMSFëFDUJOHTVSGBDFIBTBTQIFS
JDBMTIBQFXJUIBEJBNFUFSPGNFUFST GFFU BOEGPDVTFTJODPNJOHSBEJPXBWFT
UPBNPWFBCMFTUSVDUVSFQPTJUJPOFEBCPVUNFUFST GFFU BCPWFѮFUSBOTNJTTJPO
BOESFDFQUJPOPGSBEBSTJHOBMTGSPNUIF"SFDJCP0CTFSWBUPSZJOUIFTSFTVMUFEJO
BOBDDVSBUFEFUFSNJOBUJPOPGUIFBTUSPOPNJDBMVOJUBOEUIFêSTUDPSSFDUNFBTVSFNFOUT
PGUIFSPUBUJPOQFSJPETPG.FSDVSZBOE7FOVTѮF"SFDJCP0CTFSWBUPSZJTVTFEUP
TUVEZSBEJPFNJTTJPOGSPNBMMLJOETPGDPTNJDPCKFDUT TVDIBTQVMTBST JODMVEJOHUIF
EJTDPWFSZJOPGUIF#JOBSZ1VMTBS 143 VTFEUPQSPWJEFFWJEFODFGPS
HSBWJUBUJPOBMSBEJBUJPO BOEUIFEJTDPWFSZJOPGUIFQVMTBS143 XIJDI
IBT BU MFBTU UXP &BSUITJ[FE QMBOFUT PSCJUJOH JU 4FF CJOBSZ QVMTBS FYUSBTPMBS QMBOFU
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
USES OBSERVATIONS OF -ARS TO SOLVE FOR THE MASSES OF THE LARGER ASTEROIDS
C 0ALLAS IS NOT QUITE SPHERICAL ! TRI AXIAL ELLIPSOID lT TO OCCULTATION OBSERVATIONS HAS DIAMETERS OF KM
'*( !STEROID BELT 4HE EXACT LOCATIONS OF lVE THOUSAND ASTEROIDS OR MINOR PLANETS
WHOSE ORBITS ARE ACCURATELY KNOWN 4HE VAST MAJORITY OF THE ASTEROIDS ORBIT THE 3UN IN THE
MAIN BELT LOCATED BETWEEN THE ORBITS OF -ARS AND *UPITER ! FEW OF THEM PASS INSIDE THE ORBIT
OF %ARTH WHILE OTHERS MOVE ABOUT DEGREES AHEAD OF AND BEHIND *UPITER IN SIMILAR ORBITS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
"UFOBTUFSPJE 4FFOFBS&BSUIBTUFSPJE
PGQSPUPOTJOUIFBUPNTOVDMFVT XIJMFUIFBUPNJDNBTTOVNCFSJTFRVBMUPUIFUPUBM
OVNCFSPGQSPUPOTBOEOFVUSPOTJOUIFOVDMFVTѮF'SFODIQIZTJDJTU+FBO#BQUJTUF
1FSSJO ¢ EFNPOTUSBUFEUIFFYJTUFODFPGBUPNTCZDBSFGVMNFBTVSFNFOUTPG
#SPXOJBONPUJPOJO4FFBUPNJDOVNCFS #SPXOJBONPUJPO FMFNFOU BOEJPO
"UPNJDNBTTOVNCFS ѮFUPUBMOVNCFSPGQSPUPOTBOEOFVUSPOTJOUIFOVDMFVTPG
BOBUPNѮFBUPNJDNBTTOVNCFSJTEFTJHOBUFECZUIFDBQJUBMMFUUFS" BOEJUJTBMTP
LOPXOBTUIFNBTTOVNCFSPGUIFBUPN)ZESPHFOIBTBNBTTOVNCFSPGPOF IFMJVN
GPVS DBSCPOUXFMWF BOEPYZHFOTJYUFFO
"UPNJDNBTTVOJU "VOJUPGNBTTUIBUJTFRVBMUPPOFUXFMѫIUIFNBTTPGBDBSCPO
BUPN XJUIBWBMVFPGLJMPHSBNT"OFVUSPOBOEQSPUPOIBWFNBTTFT
PGBCPVUBUPNJDNBTTVOJUT
"UPNJDOVNCFS ѮFOVNCFSPGQSPUPOTJOUIFOVDMFVTPGBOBUPNѮFBUPNJDOVNCFS
JTEFTJHOBUFECZUIFDBQJUBMMFUUFS;*UJTBMTPFRVBMUPUIFFMFNFOUTQPTJUJPOJOUIFQFSJPEJD
UBCMF)ZESPHFOIBTBOBUPNJDOVNCFSPGPOF IFMJVNUXP DBSCPOTJY BOEPYZHFOFJHIU
"6 "CCSFWJBUJPOGPSBTUSPOPNJDBMVOJU4FFBTUSPOPNJDBMVOJU
"VTUSBMJB 5FMFTDPQF "O BQFSUVSF TZOUIFTJT SBEJP UFMFTDPQF JO /FX 4PVUI 8BMFT
DPOTJTUJOHPGTJYNFUFS GPPU EJTIFTTQSFBEPWFSBLJMPNFUFSCBTFMJOF BOPUIFS
NFUFS GPPU EJTIBU.PQSB BCPVULJMPNFUFSTUPUIFTPVUI BOEUIFNFUFS
GFFU SBEJP UFMFTDPQF BU UIF 1BSLFT 0CTFSWBUPSZ MPDBUFE LJMPNFUFST GBSUIFS
TPVUI 4FF BQFSUVSF TZOUIFTJT "VTUSBMJB 5FMFTDPQF /BUJPOBM 'BDJMJUZ JOUFSGFSPNFUFS
1BSLFT 0CTFSWBUPSZ SBEJP UFMFTDPQF SBEJP JOUFSGFSPNFUFS BOE 7FSZ -POH #BTFMJOF
*OUFSGFSPNFUSZ
"VTUSBMJB5FMFTDPQF/BUJPOBM'BDJMJUZ "CCSFWJBUFE"5/' UIFNBJOSBEJPBTUSPOPNZ
JOTUJUVUFPG"VTUSBMJB BOEBEJWJTJPOPGUIF$PNNPOXFBMUI4DJFOUJêDBOE*OEVTUSJBM
3FTFBSDI0SHBOJ[BUJPO PS$4*30GPSTIPSUѮF"VTUSBMJB5FMFTDPQF/BUJPOBM'BDJMJUZ
PQFSBUFTUIF"VTUSBMJB5FMFTDPQF XIJDIDPOTJTUTPGJUT$PNQBDU"SSBZBU/BSSBCSJBOE
UIF1BSLFTBOE.PQSBSBEJPUFMFTDPQFTѮFTFUFMFTDPQFTDBOCFVTFEUPHFUIFSGPSBQFS
UVSFTZOUIFTJTBOE7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ4FFBQFSUVSFTZOUIFTJT 1BSLFT
0CTFSWBUPSZBOE7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ
"VUVNOBM FRVJOPY ѮF QPJOU XIFSF UIF 4VO DSPTTFT UIF DFMFTUJBM FRVBUPS JO UIF
BVUVNO POPSOFBS4FQUFNCFS4FFFRVJOPY
8 "DSPOZN GPS "EWBODFE 9SBZ "TUSPQIZTJDT 'BDJMJUZ 4FF $IBOESB 9SBZ
0CTFSWBUPSZ
(MPTTBSZ#
#
#BDLHSPVOESBEJBUJPO 4FFDPTNJDCBDLHSPVOESBEJBUJPO
#BJMZTCFBET "TUSJOHPGCSJHIUMJHIUTPCTFSWFEBUUIFFYUSFNFFEHFPGUIF4VOTEJTL
TFFO EVSJOH B UPUBM FDMJQTF PG UIF 4VO KVTU CFGPSF PS BѫFS UPUBMJUZ ѮFZ BSF DBVTFE
CZ TVOMJHIU TIJOJOH UISPVHI UIF WBMMFZT PO UIF .PPOT FEHF PS MJNC XIJMF NPVO
UBJOTPOUIFMJNCCMPDLPUIFSSBZTPGTVOMJHIUѮF&OHMJTIBTUSPOPNFS'SBODJT#BJMZ
¢ êSTUEFTDSJCFEUIFNJOIJTBDDPVOUPGUIFUPUBMFDMJQTFPGUIF4VOPO
.BZ BOEIFODFUIFOBNF#BJMZTCFBET4FFTPMBSFDMJQTF
#BMNFS TFSJFT " NBUIFNBUJDBM GPSNVMB EFWJTFE JO CZ UIF 4XJTT NBUIFNBUJDT
UFBDIFS+PIBOO#BMNFS ¢ UPHJWFUIFXBWFMFOHUIT PSGSFRVFODJFT PGUIF
WJTJCMFTQFDUSBMMJOFTPGUIFIZESPHFOBUPNTFFOJOUIFMJHIUPGUIF4VOBOEPUIFSTUBST
ѮFêSTU#BMNFSMJOFJTDBMMFEUIFSFEIZESPHFOBMQIBMJOF EFTJHOBUFE)ʂ BUBXBWF
MFOHUIPGOBOPNFUFST XIJDIJTVTFEUPEFUFDUUIFDISPNPTQIFSFBDSPTTUIFGBDF
PGUIF4VOѮFTFSJFTPGXBWFMFOHUITXBTFYQMBJOFEJOXIFOUIF%BOJTIQIZTJ
DJTU/JFMT#PIS ¢ TVQQPTFEUIBUUIFMPOFFMFDUSPOJOUIFIZESPHFOBUPN
SFWPMWFTBCPVUUIFOVDMFBSQSPUPOJOTQFDJêDPSCJUTXJUIEFêOJUFRVBOUJ[FEWBMVFTPG
FOFSHZѮF#BMNFSTFSJFTJTSBEJBUFE PSBCTPSCFE XIFOBOFMFDUSPOKVNQTCFUXFFO
UIFTFBMMPXFEPSCJUT4FF#PISBUPN DISPNPTQIFSF 'SBVOIPGFSMJOFT IZESPHFOBMQIB
MJOF -ZNBOTFSJFT TQFDUSBMMJOFBOETQFDUSPIFMJPHSBQI
#BSOBSET4UBS "GBTUNPWJOHSFE.EXBSGTUBSXJUIUIFMBSHFTUQSPQFSNPUJPO USBW
FMJOHBDSPTTUIFTLZBUTFDPOETPGBSDQFSZFBS BOEUIFDMPTFTUTUBSUPUIF4VOBѫFS
UIF "MQIB $FOUBVSJ TZTUFN "T JUT OBNF JNQMJFT UIF "NFSJDBO BTUSPOPNFS &EXBSE
#BSOBSE ¢ EJTDPWFSFEUIFTUBSJO#BSOBSET4UBSIBTBOBQQBSFOUWJTVBM
NBHOJUVEFPG BOBCTPMVUFWJTVBMNBHOJUVEFPG BOEBOJOUSJOTJDMVNJOPTJUZ
POMZUIBUPGUIF4VO*UJTUIFTFDPOEDMPTFTUTUBSUPUIF&BSUI XJUIBQBSBMMBYPG
TFDPOETPGBSDBOEBEJTUBODFPGMJHIUZFBSTPOMZUIF"MQIB$FOUBVSJUSJQMF
TUBSTZTUFN DPOUBJOJOH1SPYJNB$FOUBVSJ JTDMPTFS"UJUTEJTUBODFPGMJHIUZFBST
UIFQSPQFSNPUJPOPG#BSOBSET4UBSUSBOTMBUFTJOUPBTQFFEPGLJMPNFUFSTQFSTFDPOE
BDSPTTUIFMJOFPGTJHIU$PNCJOFEXJUIJUTSBEJBMWFMPDJUZPGLJMPNFUFSTQFSTFDPOE
PCUBJOFE GSPN UIF %PQQMFS FĒFDU PG JUT TQFDUSBM MJOFT #BSOBSET 4UBS NPWFT UISPVHI
TQBDFBULJMPNFUFSTQFSTFDPOE BSBUFXIJDIJTTFWFOUJNFTUIBUPGUIFBWFSBHFTUBS
4FF%PQQMFSFĒFDU QBSBMMBYBOEQSPQFSNPUJPO
#BSSJOHFS.FUFPSJUF$SBUFS 4FF.FUFPS$SBUFS
#BSZDFOUFS ѮFDFOUFSPGNBTTPGUXPPSNPSFDFMFTUJBMCPEJFTmUIFQPJOUBCPVUXIJDI
UIFZSFWPMWF4FFDFOUFSPGNBTT
#BSZPO " NBTTJWF FMFNFOUBSZ QBSUJDMF XJUI IBMGJOUFHSBM TQJO UIBU SFTQPOET UP UIF
TUSPOHOVDMFBSGPSDF1SPUPOTBOEOFVUSPOT XIJDIDPNQSJTFNPTUPGUIFNBTTPGPSEJ
OBSZNBUUFS BSFCBSZPOT&BDICBSZPOJTDPNQPTFEPGUISFFRVBSLT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
#MBDLIPMF "OFYUSFNFMZEFOTFPCKFDUXIPTFHSBWJUZJTTPJOUFOTFUIBUOFJUIFSNBUUFSOPS
SBEJBUJPODBOFTDBQF PSJOPUIFSXPSETUIFPCKFDUTFTDBQFWFMPDJUZFYDFFETUIFWFMPDJUZ
PGMJHIU UIFGBTUFTUUIJOHJOUIF6OJWFSTF4UFMMBSCMBDLIPMFTGPSNXIFOUIFNPTUNBTTJWF
TUBST CPSOXJUIBCPVUGPSUZUJNFTUIFNBTTPGUIF4VO SVOPVUPGGVFMBOEDPMMBQTF
$ZHOVT9JTBOFYBNQMFPGTVDIBTUFMMBSCMBDLIPMF4VQFSNBTTJWFCMBDLIPMFT XJUI
NBTTFTFRVJWBMFOUUPNJMMJPOTPGUJNFTUIFNBTTPGUIF4VOPSNPSF BSFGPVOEJOUIF
DFOUFSPGHBMBYJFT"TXJSMJOHEJTLPGNBUFSJBM DBMMFEBOBDDSFUJPOEJTL NBZTVSSPVOE
BCMBDLIPMF BOEKFUTPGNBUUFSNBZBSJTFGSPNJUTWJDJOJUZѮFSFJTBTJOHVMBSJUZBUUIF
DFOUFSPGBCMBDLIPMF XIFSFUIFNBUUFSJTDPNQSFTTFEJOUPBOJOêOJUFMZTNBMMWPMVNF
BOEBOJOêOJUFMZMBSHFNBTTEFOTJUZ4FFBDDSFUJPOEJTL $ZHOVT9 FTDBQFWFMPDJUZ FWFOU
IPSJ[PO 4DIXBS[TDIJMESBEJVT TJOHVMBSJUZ TUFMMBSCMBDLIPMFBOETVQFSNBTTJWFCMBDLIPMF
#MB[BS (BMBYJFTXJUIFYDFQUJPOBMMZBDUJWFOVDMFJѮFOBNFJTEFSJWFEGSPN#--BDFSUBF
PCKFDUBOERVBTBS4FF#--BDFSUBFPCKFDUBOERVBTBS
#--BDFSUBFPCKFDU "HBMBYZXJUIBIJHIMZMVNJOPVT BDUJWFOVDMFVT TVDIBTUIFQSP
UPUZQF#--BDFSUBFѮFJSSBEJBUJPO GSPNSBEJPXBWFTUP9SBZT JTWBSJBCMFPWFSUJNF
TDBMFTBTTIPSUBTBGFXIPVST
#MVFHJBOU "HJBOUTUBSXJUITQFDUSBMUZQF0PS#
#SFNTTUSBIMVOH 3BEJBUJPOUIBUJTFNJUUFEXIFOBOFOFSHFUJDFMFDUSPOJTEFëFDUFEBOE
BDDFMFSBUFECZBOJPO*UJTBMTPDBMMFEBGSFFGSFFUSBOTJUJPOCFDBVTFUIFFMFDUSPOJTGSFF
CPUICFGPSFBOEBѫFSUIFFODPVOUFS SFNBJOJOHJOBOVOCPVOEIZQFSCPMJDPSCJUXJUI
PVUCFJOHDBQUVSFECZUIFJPO#SFNTTUSBIMVOHJT(FSNBOGPSiCSBLJOHSBEJBUJPOu
#SJHIUOFTT ѮFBNPVOUPGMJHIUDPNJOHGSPNBOPCKFDU VTVBMMZNFBOJOHUIFMVNJ
OPVTJOUFOTJUZPSBNPVOUPGFOFSHZQFSTFDPOEѮFJOUSJOTJDCSJHIUOFTT PSJOUSJOTJD
MVNJOPTJUZ JT UIF BNPVOU PG MJHIU BO PCKFDU HJWFT PĒ XIJMF UIF BQQBSFOU CSJHIUOFTT
PSBQQBSFOUMVNJOPTJUZJTUIFBNPVOUPGMJHIUXFTFF XIJDIIBTCFFOEJNNFECZUIF
JOWFSTFTRVBSFPGUIFEJTUBODFUPUIFPCKFDUѮFJOUSJOTJDCSJHIUOFTTJTBMTPLOPXOBT
UIFBCTPMVUFMVNJOPTJUZ4FFBCTPMVUFMVNJOPTJUZ BQQBSFOUMVNJOPTJUZ JOWFSTFTRVBSF
MBX BOEMVNJOPTJUZ
#SPXOEXBSG "TUBSUIBUGPSNTMJLFUIF4VOBOEPUIFSTUBST CZUIFDPMMBQTFBOEGSBH
NFOUBUJPOPGBOJOUFSTUFMMBSHBTDMPVE CVUJTOPUNBTTJWFFOPVHIUPFOBCMFUIFIZESP
HFOGVTJPOSFRVJSFEGPSBTUBSUPTIJOFGSPNJOTJEF PSUPJHOJUFJUTIZESPHFOCVSOJOH
"CSPXOEXBSGIBTBNBTTPGCFUXFFOBOETPMBSNBTTFTMFTTNBTTJWFPCKFDUT
BSFHJBOUQMBOFUTBOENPSFNBTTJWFPOFTBSFOPSNBMTUBST"CSPXOEXBSGNJHIUCF
BCMFUPCVSOEFVUFSJVNJOJUTWFSZFBSMZZPVUI NBLJOHJUTIJOFCZJUTFMG4FFIZESPHFO
CVSOJOHBOETPMBSNBTT
#SPXOJBO NPUJPO ѮF DPOUJOVBM SBOEPN NPUJPO PG TNBMM TPMJE QBSUJDMFT TVT
QFOEFEJOBMJRVJEPSBHBT EJTDPWFSFEJOCZUIF4DPUUJTICPUBOJTU3PCFSU#SPXO
¢ XIFOVTJOHBNJDSPTDPQFUPPCTFSWFWFSZêOFQPMMFOHSBJOTTVTQFOEFE
JOXBUFSѮF(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ FYQMBJOFEUIJT#SPXO
JBONPUJPO BTJUJTOPXDBMMFE JO QSPQPTJOHUIBUUIFNPMFDVMFTPGXBUFSXPVME
NPWFBCPVUBUSBOEPNBOEUIFSFGPSFSBOEPNMZLOPDLBTVēDJFOUMZTNBMMQBSUJDMFJOUP
#SPXOJBO NPUJPO *O UIF 'SFODI QIZTJDJTU +FBO #BQUJTUF 1FSSJO ¢
EFNPOTUSBUFEUIFFYJTUFODFPGBUPNTCZDBSFGVMNFBTVSFNFOUTPG#SPXOJBONPUJPO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
# TUBS " IPU CMVF TUBS PG TQFDUSBM UZQF # XJUI B EJTL UFNQFSBUVSF IPUUFS UIBO UIF
4VO TVDIBT"DIFSOBSBOE3FHVMVT #UZQFEXBSG PSNBJOTFRVFODF TUBST BOE3JHFM B
#UZQFTVQFSHJBOUTUBS&WFOIPUUFSCMVFTUBSTBSFEFTJHOBUFETQFDUSBMUZQF04FF"DIFS
OBS )FSU[TQSVOH3VTTFMMEJBHSBN 3FHVMVT 3JHFM BOETUFMMBSDMBTTJêDBUJPO
#VCCMF /FCVMB " GBJOU FNJTTJPO OFCVMB JO UIF DPOTUFMMBUJPO $BTTJPQFJB BQQFBSJOH
BTBCVCCMFTVSSPVOEJOHBTFWFOUINBHOJUVEFTUBS CVUXJUIPVUUIFDIBSBDUFSJTUJDTPGB
QMBOFUBSZOFCVMBѮF#VCCMF/FCVMBIBTBOBOHVMBSEJBNFUFSPGNJOVUFTPGBSD4FF
FNJTTJPOOFCVMBBOEQMBOFUBSZOFCVMB
#VMHF ѮFTQIFSJDBMTUSVDUVSFBUUIFDFOUFSPGBTQJSBMHBMBYZUIBUJTNBEFVQQSJNBSJMZ
PGPMETUBST HBT BOEEVTUѮF.JMLZ8BZTCVMHFJTSPVHIMZ MJHIUZFBSTBDSPTT
JUJTPMEBOEEFOTF
(MPTTBSZ$
$
$BMDJVN)BOE,MJOFT 4QFDUSBMMJOFTPGJPOJ[FEDBMDJVN EFOPUFECZ$B** JOUIFWJP
MFUQBSUPGUIFTQFDUSVNBUOBOPNFUFST ) BOEOBOPNFUFST , ѮFZBSF
DPOTQJDVPVTGFBUVSFTJOUIFTQFDUSBPGNBOZTUBST JODMVEJOHUIF4VOѮFEFTJHOBUJPOT
)BOE,XFSFHJWFOCZUIF(FSNBOQIZTJDJTU+PTFQIWPO'SBVOIPGFS ¢ JO
BOEBSFTUJMMDPNNPOMZVTFEѮF4VOTDISPNPTQIFSFBOEJUTNBHOFUJDDISPNP
TQIFSJDOFUXPSLBSFEFUFDUFEBDSPTTUIFGBDFPGUIF4VOVTJOHUIFDBMDJVN)BOE,MJOFT
XJUI B TQFDUSPIFMJPHSBQI 4FF DISPNPTQIFSF DISPNPTQIFSJD OFUXPSL 'SBVOIPGFS
MJOFT QMBHFBOETQFDUSPIFMJPHSBQI
$BMJGPSOJB/FCVMB "OFNJTTJPOOFCVMBJOUIFDPOTUFMMBUJPO1FSTFVT XIJDIJTEFTJH
OBUFE/($BOEJMMVNJOBUFECZUIFTUBSʏ1FSTFJѮF$BMJGPSOJB/FCVMBSFDFJWFTJUT
OBNFGSPNJUTTIBQF XIJDISFTFNCMFTUIF6OJUFE4UBUFTTUBUFPG$BMJGPSOJBѮFOFCVMB
JTBCPVUEFHSFFTBDSPTT4FFFNJTTJPOOFCVMB
$BMMJTUP ѮF TFDPOE MBSHFTU BOE PVUFSNPTU PG +VQJUFST GPVS MBSHFTU NPPOT EJTDPW
FSFEJOCZUIF*UBMJBOBTUSPOPNFS(BMJMFP(BMJMFJ ¢ VTJOHUIFOFXMZ
JOWFOUFEUFMFTDPQF$BMMJTUPIBTBSBEJVTPGLJMPNFUFSTBOEBNBTTEFOTJUZPG
LJMPHSBNTQFSDVCJDNFUFS*UJTBQSJNJUJWFXPSMEXIPTFTVSGBDFPGJDFBOESPDLJTUIF
NPTUIFBWJMZDSBUFSFEJOUIF4PMBS4ZTUFN$BMMJTUPIBTBWBSJBCMFNBHOFUJDêFME BQQBS
FOUMZHFOFSBUFEJOBOJOUFSOBMTIFMMPGMJRVJEXBUFSBT+VQJUFSTQPXFSGVMNBHOFUJDêFME
TXFFQTCZ4FF(BMJMFBOTBUFMMJUFT
$BMUFDI "CCSFWJBUJPOGPSUIF$BMJGPSOJB*OTUJUVUFPG5FDIOPMPHZ MPDBUFEJO1BTBEFOB
$BMJGPSOJB
$BOPQVT ѮFTFDPOECSJHIUFTUTUBSPOUIFDFMFTUJBMTQIFSF WJTJCMFGSPNUIF4PVUIFSO
)FNJTQIFSF MPDBUFE JO UIF DPOTUFMMBUJPO $BSJOB BOE BMTP LOPXO BT "MQIB $BSJOBF
ѮFZFMMPXXIJUF'TVQFSHJBOUTUBSJTMPDBUFEBUBEJTUBODFPGMJHIUZFBST XJUIBO
BQQBSFOUWJTVBMNBHOJUVEFPGmBOEBOBCTPMVUFWJTVBMNBHOJUVEFPGm DPSSF
TQPOEJOHUP UJNFTUIFBCTPMVUFMVNJOPTJUZPGUIF4VO
$BQFMMB ѮFUIJSECSJHIUFTUTUBSTFFOGSPNUIF/PSUIFSO)FNJTQIFSFBOEUIFTJYUI
CSJHIUFTUTUBSPOUIFDFMFTUJBMTQIFSF$BQFMMBJTUIFCSJHIUFTUTUBSJOUIFDPOTUFMMBUJPO
"VSJHB XJUIUIFEFTJHOBUJPO"MQIB"VSJHBF MZJOHMJHIUZFBSTBXBZGSPNUIF&BSUI
BOE DPOTJTUJOH PG UXP ZFMMPX ( BOE ( HJBOU TUBST JO UJHIU PSCJU TFQBSBUFE CZ
"6BOEXJUIBEBZQFSJPE BDPNCJOFEBQQBSFOUWJTVBMNBHOJUVEFPG BOEB
DPNCJOFEBCTPMVUFWJTVBMNBHOJUVEFPGmѮFCSJHIUFS(HJBOUJTUJNFTNPSF
MVNJOPVTUIBOUIF4VO BOEUIFEJNNFS(HJBOUIBTUJNFTUIF4VOTMVNJOPTJUZѮF
OBNF$BQFMMBNFBOTiUIF4IF(PBUuJOPME-BUJO BOEUIFHPBUJTDBSSJFEJOUIFDPOTUFM
MBUJPO"VSJHB UIF$IBSJPUFFS
$BSCPO ѮFFMFNFOUXJUIBUPNJDOVNCFSTJYBOEBUPNJDNBTTOVNCFSUXFMWF$BS
CPOJTQSPEVDFEEVSJOHIFMJVNCVSOJOHJOSFEHJBOUTUBSTBOEJTFKFDUFEJOUPJOUFSTUFMMBS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
TQBDFXIFOUIFTFTUBSTGPSNQMBOFUBSZOFCVMBF$BSCPOBMTPDPNFTGSPNIJHINBTT
TUBSTUIBUFYQMPEFBTTVQFSOPWBF4FFIFMJVNCVSOJOH QMBOFUBSZOFCVMB SFEHJBOUBOE
TVQFSOPWB
$BSCPOBDFPVTDIPOESJUFNFUFPSJUF "SBSFDMBTTPGNFUFPSJUFTUIBUDPOUBJOBQQSFDJB
CMFBNPVOUTPGDBSCPOBOEXBUFS XJUIVOVTVBMMZMPXNBTTEFOTJUJFTJOUIFSBOHF
UPLJMPHSBNTQFSDVCJDNFUFSѮFZBSFUIPVHIUUPCFBNPOHUIFNPTUQSJNJUJWF
BOEMFBTUBMUFSFETBNQMFTPGTPMJETJOUIF4PMBS4ZTUFN4FFNFUFPSJUF
$BSCPOEJPYJEF "NPMFDVMF TZNCPMJ[FECZ$0 DPNQPTFEPGPOFBUPNPGDBSCPO
EFOPUFECZ$ BOEUXPBUPNTPGPYZHFO FBDIBCCSFWJBUFECZ0$BSCPOEJPYJEFHBT
JTUIFNBJODPOTUJUVFOUPGUIFBUNPTQIFSFTPG7FOVTBOE.BST CVUPOMZBGSBDUJPOPG
UIF&BSUITBUNPTQIFSF$BSCPOEJPYJEFJTBHSFFOIPVTFHBTUIBUUSBQTTPMBSFOFSHZBOE
XBSNTUIFTVSGBDFTPGUIF&BSUIBOE7FOVT4FFHSFFOIPVTFFĒFDU .BST BOE7FOVT
$BSCPO NPOPYJEF " NPMFDVMF TZNCPMJ[FE CZ $0 DPNQPTFE PG POF BUPN PG DBS
CPO EFOPUFECZ$ BOEPOFBUPNPGPYZHFO EFOPUFECZ0$BSCPONPOPYJEFJTUIF
NPTUBCVOEBOUJOUFSTUFMMBSNPMFDVMFBѫFSNPMFDVMBSIZESPHFOBOEJTFTQFDJBMMZVTFGVM
CFDBVTF JU SBEJBUFT BU SBEJP XBWFMFOHUIT BOE DBO CF VTFE UP NBQ UIF EJTUSJCVUJPO PG
NPMFDVMBSIZESPHFO XIJDIEPFTOPUFNJUSBEJPXBWFT4FFNPMFDVMBSDMPVE
$BSCPOOJUSPHFOPYZHFODZDMF "TFRVFODFPGOVDMFBSSFBDUJPOT BCCSFWJBUFEBTUIF
$/0DZDMF JOXIJDIIZESPHFOOVDMFJBSFDPOWFSUFEJOUPIFMJVNOVDMFJJOTJEFNBJO
TFRVFODFTUBSTNPSFNBTTJWFUIBOTPMBSNBTTFTBOEJOHJBOUBOETVQFSHJBOUTUBST
PGBMMNBTTFT$BSCPO OJUSPHFOBOEPYZHFODBUBMZ[FUIFOVDMFBSSFBDUJPOT UIFJSUPUBM
OVNCFSSFNBJOJOHVODIBOHFEBUUIFFOEPGUIFDZDMF*UPDDVSTBUUFNQFSBUVSFTBCPWF
NJMMJPOLFMWJOѮF(FSNBOQIZTJDJTU$BSM'SJFESJDIWPO8FJ[TÅDLFS ¢ QVC
MJTIFEBEFTDSJQUJPOPGUIF$/0DZDMFJO BOEJOUIFGPMMPXJOHZFBSUIF"NFSJDBO
QIZTJDJTU)BOT#FUIF ¢ TIPXFEUIBUUIF$/0DIBJOPGOVDMFBSSFBDUJPOT
QSPWJEFTUIFUFNQFSBUVSFEFQFOEFOUFOFSHZHFOFSBUJPOUIBUBDDPVOUTGPSUIFMVNJOPT
JUZPGNBJOTFRVFODFTUBSTNPSFNBTTJWFUIBOUIF4VO4FFIZESPHFOCVSOJOH
$BTTFHSBJOUFMFTDPQF "OBSSBOHFNFOUGPSEJWFSUJOHUIFMJHIUSFDFJWFECZUIFQBSB
CPMJDQSJNBSZNJSSPSPGBSFëFDUJOHUFMFTDPQFCZVTJOHBDPOWFYTFDPOEBSZNJSSPSUP
SFëFDUUIFMJHIUUISPVHIBDFOUSBMIPMFJOUIFQSJNBSZUPBGPDVT DBMMFEUIF$BTTFHSBJO
GPDVT POUIFBYJTPGUIFUFMFTDPQFѮF'SFODIQSJFTU-BVSFOU$BTTFHSBJO ¢
JOWFOUFEUIJTBSSBOHFNFOUJO4FFSFëFDUJOHUFMFTDPQFBOEUFMFTDPQF
$BTTJOJ)VZHFOT .JTTJPO /"4" MBVODIFE UIF $BTTJOJ)VZHFOT TQBDFDSBѫ PO
0DUPCFS*OTUSVNFOUTBCPBSEUIFTQBDFDSBѫ XIJDISFBDIFE4BUVSOJO+VMZ
IBWFJNQSPWFEPVSVOEFSTUBOEJOHPGUIFQMBOFU4BUVSO JUTSJOHT JUTNBHOFUPTQIFSF
JUTQSJODJQBMNPPO5JUBOBOEJUTPUIFSNPPOT/"4"T$BTTJOJ0SCJUFSXJMMPSCJU4BU
VSOBOEJUTNPPOTGPSGPVSZFBST BOE&4"T)VZHFOT1SPCFEPWFUISPVHIUIFUIJDL
IB[ZBUNPTQIFSFPG4BUVSOTNPPO5JUBOBOEMBOEFEPOJUTTVSGBDFPO+BOVBSZ
EFUFDUJOHTJHOTPGëPXJOH MJRVJENFUIBOFѮF$BTTJOJ0SCJUFSXBTOBNFEBѫFS(JBO
(JPWBOOJ %PNFOJDP +FBO %PNJOJRVF $BTTJOJ ¢ UIF *UBMJBOCPSO
'SFODIBTUSPOPNFSXIPJOXBTUIFêSTUUPEJTUJOHVJTIUXP[POFTXJUIJOXIBUXBT
UIPVHIUUPCFBTJOHMFSJOHBSPVOE4BUVSO EJWJEFECZBEBSLHBQOPXLOPXOBT$BTTJ
(MPTTBSZ$
$FMFTUJBM TQIFSF "O JNBHJOBSZ TQIFSF XJUI UIF &BSUI BU UIF DFOUFS DPOUBJOJOH BMM
DFMFTUJBMPCKFDUTTVDIBTTUBST HBMBYJFT BOERVBTBSTѮFFDMJQUJDJTUIFQSPKFDUJPOPGUIF
&BSUITPSCJUBMQMBOFPOUIFDFMFTUJBMTQIFSF JODMJOFEBUBOBOHMFPGEFHSFFTUPUIF
DFMFTUJBMFRVBUPSBOEJOUFSTFDUJOHJUBUUIFUXPFRVJOPYFTѮFQPTJUJPOTPGBOPCKFDU
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( #ELESTIAL COORDINATES 3TARS GALAXIES AND OTHER COSMIC OBJECTS ARE PLACED UPON AN
IMAGINARY CELESTIAL SPHERE 4HE CELESTIAL EQUATOR DIVIDES THE SPHERE INTO NORTHERN AND SOUTHERN
HALVES AND THE ECLIPTIC IS
! ! THE ANNUAL PATH OF THE 3UN
ON THE CELESTIAL SPHERE
4HE CELESTIAL EQUATOR
! " INTERSECTS THE ECLIPTIC AT
! THE 6ERNAL %QUINOX AND
"!" THE !UTUMNAL %QUINOX
"# ! %VERY COSMIC OBJECT HAS
TWO CELESTIAL COORDI
NATES 4HEY ARE THE RIGHT
ASCENSION DESIGNATED BY
"! ! THE ANGLE ALPHA A OR BY
"! 2! AND THE DECLINA
TION DENOTED BY THE ANGLE
DELTA D OR $EC 2IGHT
!
"# ! ASCENSION IS MEASURED
! !!
! EASTWARD ALONG THE
CELESTIAL EQUATOR FROM THE
6ERNAL %QUINOX TO THE
FOOT OF THE GREAT CIRCLE
"! !
THAT PASSES THROUGH THE
OBJECT $ECLINATION IS THE
ANGULAR DISTANCE FROM THE
CELESTIAL EQUATOR TO THE OBJECT ALONG THE GREAT CIRCLE THAT PASSES THROUGH THE OBJECT POSITIVE TO
THE NORTH AND NEGATIVE TO THE SOUTH 0RECESSION RESULTS IN A SLOW MOTION OF THE 6ERNAL %QUINOX
PRODUCING A STEADY CHANGE IN THE CELESTIAL COORDINATES
POUIFDFMFTUJBMTQIFSFBSFDBMMFEUIFSJHIUBTDFOTJPOBOEUIFEFDMJOBUJPO4FFFRVJOPY
EFDMJOBUJPO SJHIUBTDFOTJPO BOE7FSOBM&RVJOPY
$FMTJVT "VOJUPGUFNQFSBUVSFEFOPUFECZ$PSCZ$GPSEFHSFFT$FMTJVT"CTPMVUF
[FSPPOUIF$FMTJVTUFNQFSBUVSFTDBMFJTBU$ UIFGSFF[JOHQPJOUPGXBUFSJTBU$
BOE UIF CPJMJOH QPJOU PG XBUFS JT BU $ ѮF FRVJWBMFOU UFNQFSBUVSF JO EFHSFFT
LFMWJOJTHJWFOCZ,$ѮFFRVJWBMFOUUFNQFSBUVSFJOEFHSFFT'BISFOIFJUJT
HJWFOCZ'$ѮFUFNQFSBUVSFVOJUJTOBNFEGPSUIF4XFEJTIBTUSPOPNFS
"OEFST$FMTJVT ¢ XIPQSPQPTFEUIFUFNQFSBUVSFTDBMFJO4FFBCTP
MVUFUFNQFSBUVSF 'BISFOIFJU BOE,FMWJO
$FOUBVSVT" "TUSPOHSBEJPTPVSDFBTTPDJBUFEXJUIUIFHJBOUFMMJQUJDBMHBMBYZ/($
MPDBUFEJOUIFDPOTUFMMBUJPO$FOUBVSVTBUBEJTUBODFPGBCPVUNJMMJPOMJHIUZFBST
$FOUBVSVT 9 " CSJHIU 9SBZ TPVSDF JO UIF EJSFDUJPO PG UIF DPOTUFMMBUJPO $ZHOVT
0CTFSWBUJPOT GSPN UIF 6IVSV TBUFMMJUF SFTVMUFE JO UIF EJTDPWFSZ PG 9SBZ QVMTBUJPO
GSPN$FOUBVSVT9JO BOEUIFEJTDPWFSZPGJUTCJOBSZOBUVSFUIFGPMMPXJOHZFBS
*UJTBO9SBZQVMTBSBDDSFUJOHNBUFSJBMGSPNBOFBSCZDPNQBOJPOBOETMPXMZTQFFEJOH
VQBTBSFTVMU4FFQVMTBSBOE6IVSV.JTTJPO
(MPTTBSZ$
$(30\ "DSPOZNGPSUIF$PNQUPO(BNNB3BZ0CTFSWBUPSZ4FF$PNQUPO(BNNB
3BZ0CTFSWBUPSZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
>`À>ÊÃÃ\ 4FF$IBOESB9SBZ0CTFSWBUPSZ
$IBOESBTFLIBS MJNJU ѮF NBYJNVN NBTT PG B XIJUF EXBSG TUBS BCPVU TPMBS
NBTTFT " DPMMBQTJOH TUBS PG NBTT HSFBUFS UIBO UIJT WBMVF XJMM CFDPNF B OFVUSPO
TUBSPSBCMBDLIPMF*GBXIJUFEXBSGSFDFJWFTNBUFSJBMGSPNBDPNQBOJPOTUBSBOE
FYDFFETUIF$IBOESBTFLIBSMJNJU UIFXIJUFEXBSGDBOFYQMPEFBTBUZQF*BTVQFS
OPWBѮJTVQQFSNBTTMJNJUGPSXIJUFEXBSGTXBTêSTUEFSJWFECZUIF(FSNBOQIZTJ
DJTU8JMIFMN"OEFSTPO ¢ BOEUIF&OHMJTIQIZTJDJTU&ENVOE$4UPOFS
¢ JOBOESFTQFDUJWFMZ CVUJUJTPѫFOOBNFEGPSUIF*OEJBO
CPSO"NFSJDBOBTUSPQIZTJDJTU4VCSBINBOZBO$IBOESBTFLIBS ¢ XIP
TVCTFRVFOUMZEFSJWFEEFUBJMFEFRVJMJCSJVNDPOêHVSBUJPOTJOXIJDIEFHFOFSBUFFMFD
USPO HBTFT TVQQPSU UIFJS PXO HSBWJUZ 4FF CMBDL IPMF OFVUSPO TUBS TVQFSOPWB BOE
XIJUFEXBSG
$IBOESB 9SBZ 0CTFSWBUPSZ /"4" MBVODIFE UIF $IBOESB 9SBZ 0CTFSWBUPSZ
BCCSFWJBUFE$90 PO+VMZ GSPNUIF4QBDF4IVUUMF$PMVNCJB*UJOWFTUJHBUFTUIF
IJHIFOFSHZ 9SBZSFHJPOTPGUIF6OJWFSTFGSPNPCKFDUTTVDIBTBDUJWFHBMBDUJDOVDMFJ
CMBDLIPMFT DMVTUFSTPGHBMBYJFT EBSLNBUUFS HBMBYJFT OFVUSPOTUBST QVMTBST RVBTBST
TVQFSOPWBSFNOBOUT TVQFSOPWBF BOEXIJUFEXBSGTѮF9SBZPCTFSWBUPSZXBTQSFWJ
PVTMZLOPXOBTUIF"EWBODFE9SBZ"TUSPQIZTJDT'BDJMJUZ PS"9"'GPSTIPSU BOEXBT
SFOBNFEBѫFSUIF*OEJBO"NFSJDBOBTUSPQIZTJDJTUBOE/PCFMMBVSFBUF 4VCSBINBOZBO
$IBOESBTFLIBS ¢
$IBSHFDPVQMFEEFWJDF 4FF$$%
$ISPNPTQIFSF ѮF MBZFS PS SFHJPO PG UIF TPMBS BUNPTQIFSF MZJOH BCPWF UIF QIPUP
TQIFSFBOECFOFBUIUIFUSBOTJUJPOSFHJPOBOEUIFDPSPOBѮF4VOTUFNQFSBUVSFSJTFTUP
BCPVULFMWJOJOUIFDISPNPTQIFSFѮFOBNFMJUFSBMMZNFBOTBiTQIFSFPGDPMPSu
ѮFDISPNPTQIFSFJTOPSNBMMZJOWJTJCMFCFDBVTFPGUIFHMBSFPGUIFQIPUPTQIFSFTIJOJOH
UISPVHIJU CVUJUJTCSJFëZWJTJCMFOFBSUIFCFHJOOJOHPSFOEPGBUPUBMTPMBSFDMJQTFBTB
TQJLZSFESJNBSPVOEUIF.PPOTEJTL"UPUIFSUJNFT UIFDISPNPTQIFSFDBOCFTUVE
JFECZTQFDUSPTDPQZ PCTFSWJOHJUBDSPTTUIFTPMBSEJTLJOUIFSFEMJHIUPGUIFIZESPHFO
BMQIBMJOFPSUIFDBMDJVN)BOE,MJOFT4PMBSêMBNFOUT QMBHF QSPNJOFODFTBOETQJDVMFT
BSFBMMTFFOJOUIFDISPNPTQIFSF"UIJOUSBOTJUJPOSFHJPOTFQBSBUFTUIFDISPNPTQIFSF
BOEUIFDPSPOB4FFDBMDJVN)BOE,MJOFT DISPNPTQIFSJDOFUXPSL DPSPOB êMBNFOU
IZESPHFOBMQIBMJOF QIPUPTQIFSF QMBHF QSPNJOFODF TQJDVMF BOEUSBOTJUJPOSFHJPO
$ISPNPTQIFSJDOFUXPSL "MBSHFTDBMFDFMMVMBSQBUUFSOWJTJCMFJOTQFDUSPIFMJPHSBNT
UBLFO JO UIF DBMDJVN ) BOE , MJOFT ѮF OFUXPSL BQQFBST BU UIF CPVOEBSJFT PG UIF
QIPUPTQIFSFTVQFSHSBOVMBUJPODFMMT BOEDPOUBJOTNBHOFUJDêFMETUIBUIBWFCFFOTXFQU
UPUIFFEHFTPGUIFDFMMTCZUIFëPXPGNBUFSJBMJOUIFDFMMT4FFDBMDJVN)BOE,MJOFT
TQFDUSPIFMJPHSBQI BOETVQFSHSBOVMBUJPO
$ISPOPNFUFS "WFSZBDDVSBUFDMPDLEFTJHOFEGPSEFUFSNJOJOHMPOHJUVEFBUTFBѮJT
JTEPOFCZDPNQBSJOHUIFMPDBMUJNFPCTFSWFEBTUSPOPNJDBMMZXJUIUIFDPSSFTQPOEJOH
UJNFBUUIFQPSUPGFNCBSLBUJPOBTHJWFOCZUIFDISPOPNFUFS4VDIBNBSJOFDISPOPN
FUFS XBT êSTU CVJMU CZ UIF &OHMJTI IPSPMPHJTU BOE JOTUSVNFOU NBLFS +PIO )BSSJTPO
¢ JO BOETVCTFRVFOUMZVTFEBUTFBUPPCUBJOMPOHJUVEFXJUIBOBDDV
SBDZPGBCPVUPOFNJOVUFPGBSD4FFMPOHJUVEF BOE3PZBM(SFFOXJDI0CTFSWBUPSZ
$JSDMF "DMPTFEQMBOFDVSWFFWFSZXIFSFFRVJEJTUBOUGSPNJUTDFOUFS"OFMMJQTFQPT
TFTTJOHCVUPOFGPDVT
$JSDVNTUFMMBSEJTL 4FFQSPUPQMBOFUBSZEJTL
$MFNFOUJOFTQBDFDSBGU "KPJOUQSPKFDUPGUIF4USBUFHJD%FGFOTF*OJUJBUJWFBOE/"4"
UIF$MFNFOUJOFTQBDFDSBѫXBTMBVODIFEPO+BOVBSZ FOUFSJOHMVOBSPSCJUPO
'FCSVBSZ *OTUSVNFOUT BCPBSE $MFNFOUJOF NBQQFE UIF HMPCBM TVSGBDF DPN
QPTJUJPOBOEUPQPHSBQIZPGUIF.PPO BOEPCUBJOFEQPTTJCMFFWJEFODFGPSXBUFSJDFBU
UIFMVOBSQPMFTѮFTQBDFDSBѫXBTOBNFEBѫFSUIFNJOFSTEBSMJOHEBVHIUFSJOUIFPME
(PME3VTICBMMBE4FF.PPO
$MJNBUF ѮFBWFSBHFXFBUIFSDPOEJUJPOTPGBQMBDFPWFSBQFSJPEPGZFBST
$MPTFE 6OJWFSTF " DPTNPMPHJDBM NPEFM JO XIJDI B IPNPHFOFPVT JTPUSPQJD 6OJ
WFSTF XJUIPVUEBSLFOFSHZPSBDPTNPMPHJDBMDPOTUBOU FWFOUVBMMZTUPQTFYQBOEJOHBOE
CFHJOTUPDPMMBQTF NPTUMJLFMZFOEJOHJOBGVUVSF#JH#BOHUIBUJOJUJBUFTBOPUIFSFYQBO
TJPO4VDIB6OJWFSTFJTHFPNFUSJDBMMZTQIFSJDBM4FFDSJUJDBMNBTTEFOTJUZ EBSLFOFSHZ
OPO&VDMJEFBOHFPNFUSZ BOEPNFHB
$MVTUFSPGHBMBYJFT "DPMMFDUJPOPGIVOESFETUPUIPVTBOETPGHBMBYJFT CPVOEUPHFUIFS
CZUIFJSNVUVBMHSBWJUBUJPO"TVQFSDMVTUFSDPOTJTUTPGTFWFSBMDMVTUFSTPGHBMBYJFTKPJOFE
UPHFUIFS ѮF OFBSFTU SJDI DMVTUFST PG HBMBYJFT DPOUBJOJOH BCPVU B UIPVTBOE HBMBYJFT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
$PNFU&ODLF 4FF&ODLFT$PNFU
$PNFU)BMMFZ 4FF)BMMFZT$PNFU
$PNFU4IPFNBLFS-FWZ 4FF4IPFNBLFS-FWZ$PNFU
$PNFU4XJGU5VUUMF 4FF4XJѫ5VUUMF$PNFU
$PNQUPO (BNNB 3BZ 0CTFSWBUPSZ\ /"4" MBVODIFE UIF $PNQUPO (BNNB 3BZ
0CTFSWBUPSZ BCCSFWJBUFE$(30 PO"QSJM BOEJUSFFOUFSFEUIF&BSUITBUNP
TQIFSFPO+VOF*UXBTUIFTFDPOEPG/"4"TGPVSHSFBUPCTFSWBUPSJFTJTTQBDF
EFTJHOFEUPTUVEZUIF6OJWFSTFJOBOJOWJTJCMF IJHIFOFSHZGPSNPGSBEJBUJPOLOPXO
BT HBNNB SBZT *OTUSVNFOUT BCPBSE $(30 EFUFDUFE NPSF UIBO HBNNBSBZ
A !DAPTED FROM $ONALD + 9EOMANS 'REAT #OMETS IN (ISTORY AT THE 7EB SITE HTTPSSDJPLNASAGOVGREAT?
COMETSHTML
B $AYS VISIBLE TO THE NAKED EYE UNAIDED BY BINOCULARS OR A TELESCOPE
C 4HE PERIHELION DISTANCE IS THE DISTANCE FROM THE 3UN AT THE CLOSEST APPROACH TO THE STAR GIVEN IN ASTRONOMI
CAL UNITS OR !5 ROUGHLY THE MEAN DISTANCE BETWEEN THE %ARTH AND THE 3UN AND ABOUT BILLION OR
METERS
D 4HE APPARENT MAGNITUDE IS A MEASURE OF THE APPARENT BRIGHTNESS OF A CELESTIAL OBJECT IN WHICH BRIGHTER
OBJECTS HAVE SMALLER MAGNITUDES 3IRIUS ! THE BRIGHTEST STAR OTHER THAN THE 3UN HAS AN APPARENT VISUAL MAG
NITUDE OF 4HE NEAREST STAR OTHER THAN THE 3UN IS ABOUT ON THE MAGNITUDE SCALE WHILE 6ENUS HAS AN
APPARENT MAGNITUDE OF WHEN BRIGHTEST AND AT ITS BRIGHTEST *UPITER APPEARS AT MAGNITUDE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
A !DAPTED FROM ,ANG +ENNETH 2 "TUSPQIZTJDBM%BUB1MBOFUTBOE4UBST .EW 9ORK 3PRINGER 6ERLAG
AND 'ARY - +RONKS COMET 7EB SITE HTTPCOMETOGRAPHYCOM 3HORT PERIOD COMETS THAT HAVE EITHER BEEN
VISITED BY SPACECRAFT IN THE PAST OR HAVE BEEN CONSIDERED FOR ENCOUNTERS IN THE FUTURE LISTED IN THE ORDER OF
THEIR RECOGNITION OR PERIODIC COMET NUMBER
B 4HE GIVEN PERIHELION DATE IS THE lRST TO OCCUR IN THE ST CENTURY AND THE PERIHELION DISTANCE IS IN !5
ROUGHLY THE MEAN DISTANCE BETWEEN THE %ARTH AND THE 3UN AND ABOUT BILLION OR METERS
C 4HE ABSOLUTE MAGNITUDE IS A MEASURE OF THE INTRINSIC BRIGHTNESS OF A COMET AND A SMALLER MAGNITUDE INDI
METERS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( #ONJUNCTION ELONGATION AND OPPOSITION 7HEN THE
3UN THE %ARTH AND ANOTHER PLANET ARE ALIGNED THAT PLANET IS IN
CONJUNCTION 6ENUS AND -ERCURY ARE INFERIOR PLANETS WITH ORBITS
BETWEEN THAT OF THE %ARTH AND THE 3UN AND THEY ARE IN INFERIOR CON
JUNCTION WHEN THEY LIE BETWEEN THE %ARTH AND THE 3UN !LL OF THE
OTHER MAJOR PLANETS ARE SUPERIOR PLANETS WITH ORBITS OUTSIDE THAT
OF THE %ARTH AND THEY ARE IN CONJUNCTION WHEN ON THE OTHER SIDE
OF THE 3UN FROM THE %ARTH 4HE SUPERIOR PLANETS ARE CLOSEST TO THE
%ARTH WHEN IN OPPOSITION ALIGNED EXACTLY OPPOSITE THE 3UN FROM
THE %ARTH 4HE ELONGATION IS THE ANGULAR DISTANCE BETWEEN THE 3UN
AND THE PLANET AS VIEWED FROM THE %ARTH AND THE GREATEST ELONGA
TIONS OF -ERCURY AND 6ENUS ARE ABOUT DEGREES AND DEGREES
RESPECTIVELY
(MPTTBSZ$
TBNFQBSUPGUIFTLZ"OPUIFSQMBOFUJTJODPOKVODUJPOXJUIUIF4VOXIFOUIFQMBOFU
JTPOBMJOFUIBUQBTTFTUISPVHIUIF&BSUIBOEUIF4VO FJUIFSPOUIFPQQPTJUFTJEFPG
UIF4VOGSPNUIF&BSUI JOTVQFSJPSDPOKVODUJPO PSPOUIFTBNFTJEFPGUIF4VOBTUIF
&BSUI JOJOGFSJPSDPOKVODUJPO4FFTZ[ZHZ
$POTUFMMBUJPO "HSPVQPGTUBSTUIBUGPSNTBEJTUJODUJWFQBUUFSOPSJNBHJOBSZêHVSF
USBDFE PO UIF TLZ XJUI B OBNF MJOLFE UP JUT TIBQF UIBU JT PѫFO EFSJWFE GSPN (SFFL
NZUIPMPHZ5XFMWFPGUIFDPOTUFMMBUJPOTBSFVTFEUPEFTDSJCFUIF[PEJBDѮFMJTUPG
DPOTUFMMBUJPOTHJWFOJO1UPMFNZT"MNBHFTUIBTHSPXOUPBNPEFSOMJTUPGDPOTUFMMB
UJPOT XIJDIWBSZJOTJ[FѮFTUBSTJOBDPOTUFMMBUJPODBOCFBUWFSZEJĒFSFOUEJTUBODFT
TPUIFHSPVQJOHMBDLTQIZTJDBMTJHOJêDBODF4FF[PEJBD
$POUJOFOUBM ESJGU ѮF JEFB UIBU UIF DPOUJOFOUT BSF NPWJOH PS ESJѫJOH BDSPTT UIF
HMPCFѮF(FSNBONFUFPSPMPHJTUBOEHFPMPHJTU"MGSFE8FHFOFS ¢ EFWFM
PQFEUIFUIFPSZPGDPOUJOFOUBMESJѫ QSPQPTJOHUIBUUIFDPOUJOFOUTXFSFQBSUPGBTJOHMF
MBOENBTT DBMMFE1BOHFB B(SFFLXPSENFBOJOHiBMMMBOETuUIBUGSBHNFOUFEJOUPUPEBZT
DPOUJOFOUT XIJDITUBSUFEESJѫJOHBQBSUNJMMJPOZFBSTBHPѮJTXPVMEFYQMBJOUIF
DMPTF KJHTBXêU CFUXFFO UIF DPBTUMJOFT PO FJUIFS TJEF PG UIF "UMBOUJD 0DFBO BOE UIF
HFPMPHJDBMBOEGPTTJMTJNJMBSJUJFTCFUXFFO#SB[JMBOE"GSJDB"NFDIBOJTNGPSESJWJOH
UIFDPOUJOFOUTBDSPTTUIFHMPCFXBTMBUFSSFBMJ[FEXJUIUIFEJTDPWFSZUIBUDPOUJOFOUTBSF
SJEJOHPOUIFCBDLTPGMBSHFQMBUFT XIJDIBSFQVTIFETJEFXBZTCZDIVSOJOHNPUJPOT
EFFQJOTJEFUIF&BSUITIPUJOUFSJPSBOEUIFTQSFBEJOHTFBëPPS4FFQMBUFUFDUPOJDTBOE
TFBëPPSTQSFBEJOH
$POUJOVPVTTQFDUSVN "OVOCSPLFOEJTUSJCVUJPOPGSBEJBUJPOPWFSBCSPBESBOHFPG
XBWFMFOHUIT4FFDPOUJOVVNBOETQFDUSVN
$POUJOVVN ѮBUQBSUPGBTQFDUSVNUIBUIBTOFJUIFSBCTPSQUJPOOPSFNJTTJPOMJOFT
CVUPOMZBTNPPUIXBWFMFOHUIEJTUSJCVUJPOPGSBEJBOUJOUFOTJUZ4FFDPOUJOVPVTTQFD
USVNBOETQFDUSVN
$POWFDUJPO ѮFUSBOTQPSUPGFOFSHZGSPNBMPXFS IPUUFSSFHJPOUPBIJHIFS DPPMFS
SFHJPOCZUIFQIZTJDBMVQXFMMJOHPGIPUNBUUFS"CVCCMFPGHBTUIBUJTIPUUFSUIBOJUT
TVSSPVOEJOHT FYQBOET BOE SJTFT WFSUJDBMMZ SFTVMUJOH JO USBOTQPSU BOE NJYJOH 8IFO
JUIBTDPPMFECZQBTTJOHPOJUTFYUSBIFBUUPJUTTVSSPVOEJOHT UIFCVCCMFTJOLTBHBJO
$POWFDUJPODBOPDDVSXIFOUIFSFJTBTVCTUBOUJBMEFDSFBTFJOUFNQFSBUVSFXJUIIFJHIU
TVDIBTUIF&BSUITUSPQPTQIFSF UIF4VOTDPOWFDUJWF[POFPSBCPJMJOHQPUPGXBUFS4FF
DPOWFDUJWF[POFBOEUSPQPTQIFSF
$POWFDUJWF[POF "MBZFSJOBTUBSJOXIJDIDPOWFDUJPODVSSFOUT PSNBTTNPUJPOT BSF
UIFNBJONFDIBOJTNCZXIJDIFOFSHZJTUSBOTQPSUFEPVUXBSE*OUIF4VO BDPOWFDUJWF
[POFFYUFOETGSPNPGUIFTPMBSSBEJVTUPKVTUCFMPXUIFQIPUPTQIFSFѮFPQBDJUZ
JOUIFDPOWFDUJWF[POFJTTPMBSHFUIBUFOFSHZDBOOPUCFUSBOTQPSUFECZSBEJBUJPO
$PQFSOJDBOJTN ѮFIZQPUIFTJTUIBUUIF&BSUIBOEUIFPUIFSQMBOFUTPSCJUUIF4VO
4!",% #ONSTELLATIONSA
2! $EC !REA
,ATIN .AME H 'ENITIVE !BBREV 4RANSLATION
!NDROMEDA !NDROMEDAE !ND #HAINED
MAIDEN
!NTLIA !NTLIAE !NTS !IR 0UMP
!PUS !PODIS !PS "IRD OF
0ARADISE
!QUARIUS !QUARII !QR 7ATER "EARER
!QUILA !QUILAE !QL %AGLE
!RA !RAE !RA !LTAR
!RIES !RIETIS !RI 2AM
!URIGA !URIGAE !UR #HARIOTEER
"OÚTES "OÚTIS "OO (ERDSMAN
#AELUM #AELI #AE #HISEL
#AMELOPARDALIS #AMELOPARDIS #AM 'IRAFFE
#ANCER #ANCRI #NC #RAB
#ANES 6ENATICI #ANUM #6N (UNTING
6ENATICORUM $OGS
#ANIS -AJOR #ANIS -AJORIS #-A "IG $OG
#ANIS -INOR #ANIS -INORIS #-I ,ITTLE $OG
#APRICORNUS #APRICORNI #AP 3EA 'OAT
#ARINA #ARINAE #AR 3HIPS +EELB
#ASSIOPEIA #ASSIOPEIAE #AS ,ADY IN #HAIR
#ENTAURUS #ENTAURI #EN #ENTAURC
#EPHEUS #EPHEI #EP +ING OF
%THIOPIA
#ETUS #ETI #ET 7HALE 3EA
-ONSTER
#HAMAELEON #HAMAELEONTIS #HA #HAMAELEON
#IRCINUS #IRCINI #IR #OMPASSES
#OLUMBA #OLUMBAE #OL $OVE
#OMA "ERENICES #OMAE #OM "ERENICES
"ERENICES (AIRC
#ORONA !USTRALIS #ORONAE #R! 3OUTHERN
!USTRALIS #ROWN
#ORONA "OREALIS #ORONAE #R" .ORTHERN
"OREALIS #ROWN
#ORVUS #ORVI #RV #ROW
#RATER #RATERIS #RT #UP
#RUX #RUCIS #RU 3OUTHERN
#ROSS
#YGNUS #YGNI #YG 3WAN
(MPTTBSZ$
MISSING ELECTRONS
'*( #ORONAGRAPH 3UNLIGHT ENTERS FROM THE LEFT AND IS FOCUSED BY AN OBJECTIVE
LENS , ON AN OCCULTING DISK BLOCKING THE INTENSE GLARE OF THE PHOTOSPHERE ,IGHT
FROM THE CORONA WHICH IS OUTSIDE THE PHOTOSPHERE BYPASSES THIS OCCULTING DISK AND IS
FOCUSED BY A SECOND LENS , FORMING AN IMAGE OF THE CORONA /THER OPTICAL DEVICES ARE
PLACED ALONG THE LIGHT PATH TO DIVERT AND REMOVE EXCESS LIGHT
4FF DPSPOBHSBQI DPSPOBM IPMF DPSPOBM MPPQ DPSPOBM NBTT FKFDUJPO TPMBS BDUJWJUZ
DZDMF BOETPMBSXJOE
$PSPOBF -BSHF FMFWBUFEDJSDVMBSTUSVDUVSFTPO7FOVTUIBUBSFQVTIFEVQGSPNCFMPX
CZSJTJOHNPMUFOSPDLUSZJOHUPHFUPVU GSPNDPSPOB UIF-BUJOXPSEGPSiDSPXOu
$PSPOBHSBQI "OJOTUSVNFOU VTFEJODPOKVODUJPOXJUIBUFMFTDPQF UIBUNBLFTJUQPT
TJCMFUPNBTLUIFMJHIUGSPNUIF4VOPSPUIFSTUBS JOPSEFSUPPCTFSWFHBT EVTUPSMBSHFS
PCKFDUTWFSZDMPTFUPUIFTUBS"DPSPOBHSBQIJTVTFEUPPCTFSWFUIFGBJOUTPMBSDPSPOB
JOXIJUFMJHIU PSJOBMMUIFDPMPSTDPNCJOFE BUUJNFTPUIFSUIBOEVSJOHBTPMBSFDMJQTF
ѮFCSJHIUMJHIUPGUIF4VOTQIPUPTQIFSFJTCMPDLFEPVUCZBOPDDVMUJOHEJTL QSPWJEJOH
BOBSUJêDJBMFDMJQTF XJUIBEEJUJPOBMQSFDBVUJPOTGPSSFNPWJOHBMMUSBDFTPGTUSBZMJHIU
ѮF'SFODIBTUSPOPNFS#FSOBSE-ZPU ¢ JOWFOUFEUIFDPSPOBHSBQIJO
&WFOXJUIBDPSPOBHSBQIMPDBUFEBUBIJHITJUFXIFSFUIFTLZJTWFSZDMFBS TDBUUFSJOHPG
MJHIUCZUIF&BSUITBUNPTQIFSFJTBQSPCMFN$PSPOBHSBQITUIFSFGPSFXPSLCFTUXIFO
QMBDFEPOTBUFMMJUFTBCPWFUIF&BSUITBUNPTQIFSF
$PSPOBMIPMF "OFYUFOEFESFHJPOJOUIFTPMBSDPSPOBXIFSFUIFEFOTJUZBOEUFNQFSB
UVSFBSFMPXFSUIBOPUIFSQMBDFTJOUIFDPSPOB BOEUIFDPSPOBMFNJTTJPOMJOFTBOEUIF
FYUSFNFVMUSBWJPMFUBOETPѫ9SBZDPSPOBMFNJTTJPOBSFBCOPSNBMMZGBJOUPSBCTFOUѮF
XFBL EJWFSHJOHBOEPQFONBHOFUJDêFMEMJOFTJODPSPOBMIPMFTFYUFOESBEJBMMZPVUXBSE
BOEEPOPUJNNFEJBUFMZSFUVSOCBDLUPUIF4VOѮFIJHITQFFEQBSUPGUIFTPMBSXJOE
TUSFBNTPVUGSPNDPSPOBMIPMFTѮFMPXEFOTJUZPGUIFHBTNBLFTUIFTFQBSUTPGUIF
DPSPOBBQQFBSEBSLJOFYUSFNFVMUSBWJPMFUBOETPѫ9SBZJNBHFTPGUIF4VO BTJGUIFSF
XFSFBIPMFJOUIFDPSPOB$PSPOBMIPMFTBSFOFBSMZBMXBZTQSFTFOUOFBSUIFTPMBSQPMFT
BOEDBOBMTPPDDVSBUMPXFSTPMBSMBUJUVEFT
$PSPOBM MPPQ " NBHOFUJD MPPQ UIBU QBTTFT UISPVHI UIF DPSPOB BOE KPJOT SFHJPOT
DBMMFEGPPUQPJOUT PGPQQPTJUFNBHOFUJDQPMBSJUZJOUIFVOEFSMZJOHQIPUPTQIFSF$PSP
OBM MPPQT DBO IBWF FYDFQUJPOBMMZ TUSPOH NBHOFUJD êFMET BOE UIFZ PѫFO DPOUBJO UIF
EFOTF NJMMJPOEFHSFFDPSPOBMHBTUIBUFNJUTJOUFOTF9SBZSBEJBUJPO4FFGPPUQPJOU
(MPTTBSZ$
$PSPOJVN "TVQQPTFEMZVOLOPXODIFNJDBMFMFNFOUFNJUUJOHVOJEFOUJêFEFNJTTJPO
MJOFTJOUIFTQFDUSVNPGUIFTPMBSDPSPOB*O UIF4XFEJTIBTUSPOPNFS#FOHU&EMÊO
¢ BOEUIF(FSNBOBTUSPOPNFS8BMUFS(SPUSJBO ¢ TIPXFEUIBU
UIFNZTUFSJPVTMJOFTBSFQSPEVDFECZIJHIMZJPOJ[FEGPSNTPGLOPXOFMFNFOUT TVDIBT
JSPO JOUIFVOFYQFDUFEMZIJHI NJMMJPOEFHSFFUFNQFSBUVSFPGUIFTPMBSDPSPOB
$PSQVTDVMBSSBEJBUJPO $IBSHFEQBSUJDMFT NBJOMZQSPUPOTBOEFMFDUSPOT FNJUUFECZ
UIF4VOѮFTUSFBNPGFMFDUSJDBMMZDIBSHFEQBSUJDMFTXBTIZQPUIFTJ[FEJOUIFTBOE
MBUFSSFOBNFEUIFTPMBSXJOE4FFTPMBSXJOE
$0TNJD #BDLHSPVOE &YQMPSFS /"4" MBVODIFE UIF$0TNJD#BDLHSPVOE&YQMPSFS
BCCSFWJBUFE$0#& PO/PWFNCFSJOTUSVNFOUPQFSBUJPOTXFSFUFSNJOBUFEPO
%FDFNCFS ѮFTF JOTUSVNFOUT NFBTVSFE UIF BOHVMBS EJTUSJCVUJPO BOE TQFD
USVNPGUIFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO TIPXJOHUIBUJUIBTBMPXMFWFM
BOJTPUSPQZBOEBCMBDLCPEZTQFDUSVN XJUIBUFNQFSBUVSFPGLFMWJO
$PTNJDCBDLHSPVOESBEJBUJPO 4FFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO
#OSMOLOGICAL PARAMETERS B
.AME -EANING 6ALUE
( (UBBLE #ONSTANT #URRENT %XPANSION 2ATE
T !GE OF 5NIVERSE 4IME SINCE "IG "ANG
YEARS BILLION YEARS
TDEC $ECOUPLING 4IME 4IME 2ADIATION /RIGINATED
YEARS
!FTER "IG "ANG ALSO 2ECOMBINATION 4IME AND REDSHIFT
TR 2EIONIZATION 4IME &IRST 3TARS /RIGINATED MILLION YEARS
!FTER "IG "ANG
6TOT /MEGA -ATTER AND %NERGY $ENSITY
6, $ARK %NERGY !MOUNT OF $ARK %NERGY
6M 4OTAL -ATTER !MOUNT OF 4OTAL -ATTER
6B "ARYONIC -ATTER !MOUNT OF "ARYONS
6D $ARK -ATTER !MOUNT OF $ARK -ATTER
A !DAPTED FROM ,ANG +ENNETH 2 "TUSPQIZTJDBM'PSNVMBF** 4QBDF 5JNF.BUUFSBOE$PTNPMPHZ ѮJSE&EJUJPO
FROM #HARLES , "ENNETT ET AL "TUSPQIZTJDBM+PVSOBM4VQQMFNFOU 4HE PARAMETER 7 IS THE RATIO
OF THE SPECIlED QUANTITY TO THE CRITICAL AMOUNT REQUIRED TO KEEP THE EXPANSION OF THE 5NIVERSE ON THE BRINK
OF CLOSURE !N 6 IS CONSISTENT WITH INmATION AND A 5NIVERSE THAT IS DESCRIBED BY %UCLIDEAN GEOMETRY
WITHOUT SPACE CURVATURE
(MPTTBSZ$
$PTNPMPHJDBMDPOTUBOU "DPOUSPWFSTJBMQBSBNFUFSJOUSPEVDFEJOUPUIF(FOFSBMѮFPSZ
PG3FMBUJWJUZCZUIF(FSNBOQIZTJDJTU"MCFSU&JOTUFJO ¢ JOUPQSPWJEF
BOBOUJHSBWJUZGPSDFPGDPTNJDSFQVMTJPOUIBUPQQPTFTUIFBUUSBDUJWFGPSDFPGHSBWJUB
UJPO CVUBCBOEPOFECZ&JOTUFJOJOBѫFSUIFEJTDPWFSZPGUIFFYQBOEJOH6OJWFSTF
ѮFDPTNPMPHJDBMDPOTUBOUJTEFTJHOBUFECZFJUIFSʌPSȋ UIFMPXFSPSVQQFSDBTF(SFFL
MFUUFSTMBNCEB*UXBTSFTVSSFDUFEBTBQPTTJCMFFYQMBOBUJPOGPSBEJĒFSFODFCFUXFFOUIF
FYQBOTJPOBHFPGUIF6OJWFSTFBOEUIFBHFPGUIFPMEFTUBTUSPOPNJDBMPCKFDUT BOEBMTP
BTBQPTTJCMFFYQMBOBUJPOGPSEBSLFOFSHZ4FFDSJUJDBMNBTTEFOTJUZ EBSLFOFSHZ )VCCMF
DPOTUBOU )VCCMFUJNF BOEPNFHB
$PTNPMPHJDBMQSJODJQMF ѮFBTTVNQUJPOUIBUUIF6OJWFSTFJTCPUIIPNPHFOFPVTBOE
JTPUSPQJD PSUIFTBNFJOBMMEJSFDUJPOT POBTVēDJFOUMZMBSHFTDBMF JOUSPEVDFEJO
CZUIF&OHMJTIBTUSPQIZTJDJTU&EXBSE".JMOF ¢ ѮFIJHIMFWFMPGJTPU
SPQZJOUIFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPOTVQQPSUTUIFDPTNPMPHJDBMQSJO
DJQMFCVUUIFSFBSFBOJTPUSPQJDDMVTUFSTBOEWPJETJOUIFEJTUSJCVUJPOPGHBMBYJFTBTGBSBT
UFMFTDPQFTDBOTFF TUSFUDIJOHBDSPTTCJMMJPOTPGMJHIUZFBST*OUIF"VTUSJBOCPSO
BTUSPQIZTJDJTUT UIFO BU $BNCSJEHF 6OJWFSTJUZ )FSNBOO #POEJ ¢ BOE
ѮPNBT (PME ¢ QSPQPTFE UIF QFSGFDU DPTNPMPHJDBM QSJODJQMF FYUFOEJOH
UIFQSJODJQMFUPUFNQPSBMBTXFMMBTTQBUJBMIPNPHFOFJUZBOEVTJOHJUBTBCBTJTGPSUIF
4UFBEZ4UBUFDPTNPMPHZ4FFIPNPHFOFPVT JTPUSPQJD QFSGFDUDPTNPMPHJDBMQSJODJQMF
BOE4UFBEZ4UBUF
$PTNPMPHJDBMSFETIJGU 4FFSFETIJѫ
UIBUEFQFOEPOUIFBHFTPGUIFJSTVSGBDFTPMEFSTVSGBDFTIBWFNPSFDSBUFST*NQBDU
DSBUFST PO UIF .PPO .FSDVSZ BOE UIF JDZ TBUFMMJUFT PG UIF HJBOU QMBOFUT SFDPSE BO
BODJFOU JOUFOTFSBJOPGNFUFPSJUFTBCPVUGPVSCJMMJPOZFBSTBHP BOEBDPOUJOVFE MFTT
JOUFOTFDPTNJDCPNCBSENFOUTJODFUIFOѮFMBSHFTUMVOBSDSBUFSTBSFDBMMFEJNQBDU
CBTJOTUIFZXFSFêMMFEXJUIEBSLNPMUFOMBWBSJTJOHGSPNUIFMVOBSJOUFSJPSBѫFSUIF
JNQBDU4FF.PPO
$SJUJDBMNBTTEFOTJUZ ѮFBWFSBHFNBTTEFOTJUZPGNBUUFSJOBIPNPHFOFPVT JTPUSPQJD
6OJWFSTFSFRVJSFEUPKVTUCBSFMZDPOUJOVFJUTFYQBOTJPOGPSFWFS QSPWJEFEUIBUUIFSFJTOP
EBSLFOFSHZBOEUIFDPTNPMPHJDBMDPOTUBOUJT[FSP*UBNPVOUTUPBCPVUUFOIZESPHFO
BUPNTQFSDVCJDNFUFSPGTQBDF*GUIF6OJWFSTFIBEBNBTTEFOTJUZHSFBUFSUIBOJUTDSJUJ
DBMWBMVF UIFOUIF6OJWFSTFXPVMETUPQFYQBOEJOHJOUIFGVUVSF BOEUIFODPMMBQTFCBDL
POJUTFMGѮFSFJTOPPCTFSWBUJPOBMFWJEFODFGPSTVDIBEFOTF6OJWFSTF BOEJGJUFYJTUTJU
XPVMEIBWFUPDPOTJTUNBJOMZPGEBSL JOWJTJCMFOPOCBSZPOJDNBUUFSѮFPNFHBQBSBN
FUFSJTFRVBMUPUIFSBUJPPGUIFBDUVBMNBTTEFOTJUZPGUIF6OJWFSTFUPUIFDSJUJDBMEFOTJUZ
TPPNFHBFRVBMTPOFXIFOUIFBDUVBMNBTTEFOTJUZJTKVTUFRVBMUPUIFDSJUJDBMEFOTJUZ4FF
DMPTFE6OJWFSTF EBSLNBUUFS OPOCBSZPOJDNBUUFS PNFHB BOEPQFO6OJWFSTF
$SVY " DPOTUFMMBUJPO JO UIF TPVUIFSO IFNJTQIFSF QPQVMBSMZ LOPXO BT UIF 4PVUIFSO
$SPTT XJUIGPVSCSJHIUTUBST "MQIB PS"DSVY #FUB (BNNBBOE%FMUB BSSBOHFEJOBQBU
UFSOUIBUSFTFNCMFTUIFFOETPGBDSPTTPSUIFFOETPGUIFTUJDLTJOBLJUF*UTCSJHIUFTUTUBS
"DSVY JTMPDBUFEBUEJTUBODFPGMJHIUZFBSTJUJTBWJTJCMFEPVCMFTUBSXJUIBDPNCJOFE
BQQBSFOUWJTVBMNBHOJUVEFPGBOEBDPNCJOFEBCTPMVUFWJTVBMNBHOJUVEFPG
$SVYJTUIFTNBMMFTUDPOTUFMMBUJPOJOUIFTLZ BOEJUDPOUBJOTUIFEBSLOFCVMB$PBMTUBDL
BOEUIFPQFODMVTUFS/($ LOPXOBTUIF+FXFM#PYGSPNUIFWBSJFEDPMPSTPGJUT
TUBST4FF"DSVY $PBMTUBDL BOE+FXFM#PY
$VSWBUVSFPGTQBDF ѮFEJTUPSUJPOPGTQBDF EFTDSJCFECZOPO&VDMJEFBOHFPNFUSZ
JOUIFOFJHICPSIPPEPGNBUUFS POFPGUIFDPOTFRVFODFTPG&JOTUFJOT(FOFSBMѮFPSZ
PG 3FMBUJWJUZ ѮJT DVSWBUVSF NBLFT SBZT PG MJHIU GPMMPX DVSWFE QBUIT XIFO QBTTJOH
OFBSBNBTTJWFPCKFDU JODMVEJOHUIF4VOBOEDMVTUFSTPGHBMBYJFT4FF(FOFSBMѮFPSZ
PG3FMBUJWJUZ
$90 "DSPOZNGPSUIF$IBOESB9SBZ0CTFSWBUPSZ
$ZDMPUSPO 4FFQBSUJDMFBDDFMFSBUPS
HBMBYZ +FUT FNBOBUJOH GSPN UIF DPSF PG UIF WJTJCMFMJHIU DPVOUFSQBSU QFSIBQT GSPN
BTVQFSNBTTJWFCMBDLIPMF DBSSZFOFSHFUJDFMFDUSPOTNPWJOHBUUIFWFMPDJUZPGMJHIU
XIJDIGFFEUIFUXPMPCFTUIBUTIJOFCZTZODISPUSPOSBEJBUJPO4FFSBEJPHBMBYZBOE
TZODISPUSPOSBEJBUJPO
$ZHOVT -PPQ " WBTU OFCVMPVT SFHJPO BCPVU EFHSFFT BDSPTT *UT CSJHIUFTU QBSU JT
LOPXOBTUIF7FJM/FCVMB EFTJHOBUFE/($ BOEPUIFSQBSUTPGUIF$ZHOVT-PPQ
UIBUBSFBMTPTFFOJOWJTJCMFMJHIUBSFLOPXOBT/($ BOE
$ZHOVT9 "OJOUFOTF9SBZTPVSDFJOUIFDPOTUFMMBUJPO$ZHOVT XJUIBCMVFTUFMMBS
DPNQBOJPOTFFOJOWJTJCMFMJHIUѮFNJMMJTFDPOEUJNFWBSJBUJPOTPGUIF9SBZSBEJB
UJPOGSPN$ZHOVT9XFSFEJTDPWFSFEJOGSPNPCTFSWBUJPOTXJUIUIF6IVSV
TBUFMMJUF$ZHOVT9JTUIPVHIUUPCFBTUFMMBSCMBDLIPMF êSTUJEFOUJêFEJOCZ
UIF&OHMJTIBTUSPOPNFST#-PVJTF8FCTUFS ¢ BOE1BVM.VSEJO ¢
BOEDPOêSNFEJOCZUIF$BOBEJBOBTUSPOPNFS$IBSMFT#PMUPO ¢ ѮF
VOTFFOCMBDLIPMFJTBDDSFUJOHNBUFSJBMGSPNJUTWJTJCMFDPNQBOJPO QSPEVDJOH9SBZT
BTUIFNBUFSJBMTQJSBMTJOUPUIFCMBDLIPMFѮFDPNQBOJPOWJTJCMFTUBSJTBCMVF0
TVQFSHJBOUMPDBUFEBUBEJTUBODFPG MJHIUZFBSTXJUIBOBQQBSFOUWJTVBMNBHOJ
UVEFPGBOEBOBCTPMVUFWJTVBMNBHOJUVEFPGm*UIBTBOFTUJNBUFENBTTPG
TPMBS NBTTFT BOE B MVNJOPTJUZ PG BCPVU UJNFT UIBU PG UIF 4VO ѮF PSCJUBM
QBSBNFUFSTBOENBTTPGUIFCMVFTVQFSHJBOUJOEJDBUFUIBUUIFVOTFFOCMBDLIPMFDPN
QBOJPOIBTBNBTTMBSHFSUIBOTPMBSNBTTFT PSNPSFNBTTJWFUIBOFJUIFSBOFVUSPO
TUBSPSXIJUFEXBSG4FFCMBDLIPMF OFVUSPOTUBS TUFMMBSCMBDLIPMF 6IVSV.JTTJPO
BOEXIJUFEXBSG
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
%
%BSLFOFSHZ *ONFNCFSTPGUIF4VQFSOPWB$PTNPMPHZ1SPKFDUBOEUIF)JHI;
4VQFSOPWB 4FBSDI JOEFQFOEFOUMZ SFQPSUFE UIBU PCTFSWBUJPOT PG UZQF *B TVQFSOPWBF
JOEJDBUFUIBUEBSLFOFSHZJTDPVOUFSBDUJOHUIFQVMMPGHSBWJUZBOEBQQBSFOUMZDBVTJOH
UIFFYQBOTJPOPGUIF6OJWFSTFUPBDDFMFSBUFBOEJODSFBTFJOTQFFE%BSLFOFSHZDPVME
BDDPVOUGPSBTNVDIBTQFSDFOUPGUIFNBUUFSFOFSHZDPOUFOUPGUIF6OJWFSTFPOMZ
QFSDFOUJTOPXTVQQPTFEUPSFTJEFJOVOTFFOEBSLNBUUFSBOEKVTUQFSDFOUJOBUPNJD
NBUUFS4FFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO DPTNPMPHJDBMDPOTUBOU EBSLNBU
UFS RVJOUFTTFODFBOETVQFSOPWBF
%BSL IBMP ѮF JOWJTJCMF NBTTJWF PVUFS SFHJPO PG UIF .JMLZ 8BZ UIBU TVSSPVOET
UIFMVNJOPVTEJTLѮFEBSLIBMPDPOTJTUTNPTUMZPGEBSLNBUUFSBOEPVUXFJHITUIF
SFTUPGPVS(BMBYZCZBGBDUPSPGBMNPTUUFO4FFEBSLNBUUFS HBMBDUJDIBMP (BMBYZ
BOE.JMLZ8BZ
%BSLNBUUFS *OWJTJCMF OPOMVNJOPVTNBUUFSUIBUJTJOGFSSFECZNFBTVSJOHJUTHSBWJ
UBUJPOBMJOëVFODFPOUIFNPUJPOTPGWJTJCMFHBT TUBSTPSHBMBYJFT6OTFFOEBSLNBU
UFSTVSSPVOETCSJHIUTQJSBMHBMBYJFTJOIBMPFTBOEFYJUTJOUIFTQBDFCFUXFFOHBMBYJFT
XJUIJODMVTUFSTPGHBMBYJFT*OUIF4XJTTBTUSPOPNFS'SJU[;XJDLZ ¢
TIPXFEUIBUUIF$PNBDMVTUFSPGHBMBYJFTNVTUDPOUBJOUFOUJNFTNPSFJOWJTJCMFEBSL
NBUUFSUIBOUIFNBTTJOWJTJCMFHBMBYJFTUPLFFQUIFDMVTUFSTHBMBYJFTGSPNëZJOHBQBSU
*OUIF"VTUSBMJBOSBEJPBTUSPOPNFS,FOOFUI$'SFFNBO ¢ OPUJDFEUIBU
UIFIZESPHFOHBTJOUIFPVUFSQBSUTPGTQJSBMHBMBYJFT PCTFSWFECZUIFJSUXFOUZPOFDFO
UJNFUFSMJOFSBEJBUJPO JTNPWJOHVOFYQFDUFEMZGBTU TVHHFTUJOHUIBUFBDITQJSBMHBMBYZ
JTFOWFMPQFECZBIBMPPGEBSLNBUUFSBUMFBTUUFOUJNFTNPSFNBTTJWFUIBOUIFWJTJCMF
DPNQPOFOUTѮF"NFSJDBOBTUSPOPNFS7FSB$3VCJO ¢ BOEIFSDPMMFBHVFT
NBEF TJNJMBS DPODMVTJPOT JO UIF FBSMZ T GSPN PCTFSWBUJPOT PG UIF GBTUNPWJOH
WJTJCMFMJHIUNBUFSJBMJOUIFPVUFSQBSUTPGTQJSBMHBMBYJFT/POCBSZPOJDEBSLNBUUFS
DPVMEBDDPVOUGPSBCPVUQFSDFOUPGUIFNBUUFSDPOUFOUPGUIF6OJWFSTF SFNBJOJOH
VOTFFOBUBOZXBWFMFOHUIPGFMFDUSPNBHOFUJDSBEJBUJPO CVUJUTDPNQPTJUJPOSFNBJOT
VOLOPXO4FFCBSZPOJDNBUUFS DPMEEBSLNBUUFS EBSLFOFSHZ IPUEBSLNBUUFS OPO
CBSZPOJDNBUUFS BOEUXFOUZPOFDFOUJNFUFSMJOF
%BSLOFCVMB %FOTFDMPVETPGHBTBOEEVTUJOUIF.JMLZ8BZUIBUBSFOPUJMMVNJOBUFE
ѮF "NFSJDBO BTUSPOPNFS &EXBSE #BSOBSE ¢ QSPWJEFE B QIPUPHSBQIJD
BUMBTPGUIFEBSLNBSLJOHT BTIFDBMMFEUIFN JO XJUIBTFDPOEBUMBTQVCMJTIFEJO
BѫFSIJTEFBUI*OUIF(FSNBOBTUSPOPNFS.BYJNJMJBO8PMG ¢
TIPXFE UIBU UIF EBSL OFCVMBF BSF PCTDVSJOH DMPVET DPOUBJOJOH TPMJE EVTU QBSUJDMFT
XIJDIBCTPSCUIFMJHIUPGEJTUBOUTUBST*OUIFTBOET "NFSJDBOSBEJPBTUSPO
PNFSTEJTDPWFSFEOVNFSPVTNPMFDVMFTJOUIFDPME EBSLOFCVMBF TVDIBTBNNPOJB
DBSCPONPOPYJEF GPSNBMEFIZEFBOEXBUFS1SFTFOUEBZTUBSGPSNBUJPOUBLFTQMBDFJO
NBTTJWFNPMFDVMBSDMPVETBTTPDJBUFEXJUIEBSLOFCVMBF4FF$PBMTUBDL HJBOUNPMFDVMBS
DMPVE )PSTFIFBE/FCVMB BOE,FZIPMF/FCVMB
(MPTTBSZ%
XIJMFOFVUSPOEFHFOFSBDZTVQQPSUTBOFVUSPOTUBSѮJTQSFTTVSFEPFTOPUEFQFOEPO
UFNQFSBUVSFBOEJTPOMZBGVODUJPOPGNBTTEFOTJUZ*UJTBDPOTFRVFODFPGUIF&YDMVTJPO
1SJODJQMF QSPQPTFEJOCZUIF"VTUSJBOQIZTJDJTU8PMGHBOH1BVMJ ¢
*OUIF&OHMJTIQIZTJDJTU3BMQI)'PXMFS ¢ êSTUTIPXFEUIBUBXIJUF
EXBSGTUBSJTTVQQPSUFECZFMFDUSPOEFHFOFSBDZQSFTTVSF4FFFYDMVTJPOQSJODJQMF OFV
USPOTUBS BOEXIJUFEXBSG
%FHSFF ѮFVOJUPGBOHVMBSNFBTVSFNFOU FRVBMUPPGBGVMMDJSDMFѮFSFBSF
EFHSFFTGSPNUIF[FOJUIUPUIFIPSJ[PO BOEUIFBOHMFTVCUFOEFECZUIF4VOBOEUIF
.PPOJTBCPVUPOFIBMGPGBEFHSFF"EFHSFFJTBMTPBVOJUPGUFNQFSBUVSF BTJOEFHSFFT
$FMTJVT 'BISFOIFJUPS,FMWJO4FFBSDEFHSFF $FMTJVT 'BISFOIFJU BOE,FMWJO
%FJNPT ѮFTNBMMFSBOEPVUFSNPTUPGUIFUXPUJOZTBUFMMJUFTPG.BST EJTDPWFSFECZ
UIF"NFSJDBOBTUSPOPNFS"TBQI)BMM ¢ JO*UJTOBNFE%FJNPT (SFFL
GPSiëJHIU QBOJDPSUFSSPSu BѫFSPOFPGUIFBUUFOEBOUTPGUIF(SFFLHPEPGXBS "SFT JO
)PNFST*MMJBEѮFEJNFOTJPOTPG%FJNPTBSFLJMPNFUFST XJUIBNFBO
NBTTEFOTJUZPGBCPVULJMPHSBNTQFSDVCJDNFUFS
%FMUB$FQIFJ "QVMTBUJOHTUBSJOUIFDPOTUFMMBUJPO$FQIFVT XIJDIJTUIFQSPUPUZQF
GPS B DMBTT PG WBSJBCMF TUBST LOPXO BT UIF $FQIFJET ѮF &OHMJTI BTUSPOPNFS +PIO
(PPESJDLF ¢ OPUFEUIFWBSJBCJMJUZPG%FMUB$FQIFJJO-PDBUFEBUB
EJTUBODFPGMJHIUZFBST %FMUB$FQIFJWBSJFTCFUXFFOBQQBSFOUNBHOJUVEFBOE
BOEBOBCTPMVUFWJTVBMNBHOJUVEFPGmUPm XJUIBQFSJPEPGEBZTIPVST
NJOVUFTBOETFDPOET4FF$FQIFJEWBSJBCMF
%FOFC ѮFCSJHIUFTULOPXO"TUBSJOPVS(BMBYZ TIJOJOHJOUIFUBJMPGUIFDPOTUFMMB
UJPO$ZHOVT UIF4XBOm%FOFCNFBOTiUBJMuJO"SBCJD"MTPLOPXOBT"MQIB$ZHOJ JU
JTBXIJUF"TVQFSHJBOUTUBSXJUIBOBQQBSFOUWJTVBMNBHOJUVEFPG BEJTUBODFPG
MJHIUZFBST BOEBOBCTPMVUFWJTVBMNBHOJUVEFPGm%FOFCJTUIFNPTUMVNJOPVT
XIJUFDMBTT"TUBSLOPXOJOPVS(BMBYZ TIJOJOHOFBSMZBRVBSUFSNJMMJPOUJNFTCSJHIUFS
UIBOUIF4VO
%FOTJUZ "OPCKFDUTNBTTEJWJEFECZJUTWPMVNF BMTPLOPXOBTUIFNBTTEFOTJUZ4FF
NBTTEFOTJUZ
%FVUFSJVN ѮFSBSF IFBWZJTPUPQFPGIZESPHFODPOUBJOJOHCPUIBQSPUPOBOEBOFV
USPOJOJUTOVDMFVT BMTPLOPXOBTIFBWZIZESPHFO"OBUPNPGMJHIUIZESPHFO XIJDI
JTNVDINPSFBCVOEBOUUIBOEFVUFSJVN DPOUBJOTPOFQSPUPOBOEOPOFVUSPOJOJUT
OVDMFVT%FVUFSJVNXBTEJTDPWFSFEJOCZUIF"NFSJDBODIFNJTU)BSPME$MBZUPO
6SFZ ¢ 4FFIZESPHFO BOEJTPUPQF
%JBNFUFS ѮF MFOHUI PG BO JNBHJOBSZ TUSBJHIU MJOF QBTTJOH UISPVHI UIF DFOUFS PG B
TQIFSJDBMPCKFDU FRVBMUPUXJDFUIFSBEJVTPGUIFTQIFSF
%JGGFSFOUJBMSPUBUJPO 3PUBUJPOPGUIFEJĒFSFOUQBSUTPGBOPOTPMJECPEZPSDPMMFDUJPO
PGCPEJFTBUEJĒFSFOUSBUFTѮFPVUFSMBZFSTPGUIFHJBOUQMBOFUTBOEUIF4VOFYIJCJU
EJĒFSFOUJBMSPUBUJPO XJUIUIFJSNJEEMFFRVBUPSJBMSFHJPOTNPWJOHGBTUFSUIBOUIFQPMBS
POFT4UBSTBOEJOUFSTUFMMBSHBTBMTPSPUBUFEJĒFSFOUJBMMZ SFWPMWJOHBCPVUUIFHBMBDUJD
DFOUFS JO JOEFQFOEFOU PSCJUT BU TQFFET UIBU DBO EJĒFS ѮF QBSUJDMFT JO UIF SJOHT PG
(MPTTBSZ%
4BUVSOSFWPMWFBSPVOEUIFQMBOFUBUTQFFETUIBUEFDSFBTFXJUIJODSFBTJOHEJTUBODF KVTU
BTNPSFEJTUBOUQMBOFUTNPWFBCPVUUIFNBTTJWF4VOXJUITMPXFSTQFFETBOEMPOHFS
PSCJUBMQFSJPET4UBSTUIBUBSFOFBSFSUIFHBMBDUJDDFOUFSBMTPSFWPMWFBCPVUJUBUGBTUFS
TQFFETUIBONPSFEJTUBOUTUBST
%JGGFSFOUJBUJPO ѮFQSPDFTTCZXIJDIUIFEFOTFSNBUFSJBMTPGBQMBOFUBSZCPEZTJOL
UPXBSEUIFDFOUFSXIJMFUIFMFTTEFOTFNBUFSJBMTSJTFUPXBSEUIFTVSGBDF%JĒFSFOUJBUJPO
PGUIF&BSUISFTVMUFEJOBEFOTFJSPOSJDIDPSFBOEBNBOUMFBOEDSVTUDPNQPTFEPGMFTT
EFOTF TJMJDBUFSPDLT
%JGGVTFOFCVMB "MVNJOPVTDMPVEPGHBTJOJOUFSTUFMMBSTQBDFUIBUDBOOPUCFSFTPMWFE
JOUP JOEJWJEVBM TUBST &NJTTJPO OFCVMBF PS ) ** SFHJPOT QMBOFUBSZ OFCVMBF BOE
SFëFDUJPOOFCVMBFBSFFYBNQMFTPGEJĒVTFOFCVMBF4FFFNJTTJPOOFCVMB )**SFHJPO
QMBOFUBSZOFCVMB BOESFëFDUJPOOFCVMB
%JNFOTJPO "HFPNFUSJDBMBYJTPSEJSFDUJPOJOTQBDFPSUJNF
%JQPMF .BHOFUJDêFMETUIBUJODMVEFCPUIBOPSUIBOEBTPVUINBHOFUJDQPMF
%JTL ѮFWJTJCMFQBSUPGUIF4VOPSPUIFSDPTNJDPCKFDU
%VNCCFMM /FCVMB " MBSHF QMBOFUBSZ OFCVMB EFTJHOBUFE . BOE /($ JO
UIF DPOTUFMMBUJPO 7VMQFDVMB ѮF 'SFODI BTUSPOPNFS $IBSMFT .FTTJFS ¢
EJTDPWFSFEJUJOѮF%VNCCFMM/FCVMBIBTBOBQQBSFOUWJTVBMNBHOJUVEFPG
BOHVMBSEJNFOTJPOTPGCZNJOVUFTPGBSD BOEBOFTUJNBUFEEJTUBODFPGBCPVU
MJHIUZFBST*UPCUBJOTJUTOBNFGSPNUIFCJQPMBSFYQVMTJPOPGNBUFSJBMGSPNUIFUI
NBHOJUVEFDFOUSBMTUBS4FFQMBOFUBSZOFCVMB
%VTU 4NBMM TPMJE QBSUJDMFT GPVOE JO JOUFSQMBOFUBSZ BOE JOUFSTUFMMBS TQBDF XJUI TJ[FT
PGCFUXFFOBOENFUFSTUIBUBSFDPNQBSBCMFUPUIFXBWFMFOHUIPGWJT
JCMFMJHIU*OUFSTUFMMBSEVTUSFëFDUTBOESFEEFOTWJTJCMFTUBSMJHIU BOEJOMBSHFRVBOUJUJFT
BCTPSCTFOFSHFUJDVMUSBWJPMFUMJHIUUIBUNJHIUPUIFSXJTFEFTUSPZJOUFSTUFMMBSNPMFDVMFT
*OUFSQMBOFUBSZ EVTU SFëFDUT TVOMJHIU BDDPVOUJOH GPS UIF ' DPSPOB 4FF ' DPSPOB BOE
[PEJBDBMMJHIU
%XBSGHBMBYZ "SFMBUJWFMZTNBMMHBMBYZPGMPXMVNJOPTJUZXIFODPNQBSFEUPPUIFS
HBMBYJFT%XBSGHBMBYJFTBSFVTVBMMZFMMJQUJDBMPSJSSFHVMBS BOEUIFSFBSFTFWFSBMEXBSG
FMMJQUJDBMHBMBYJFTJOUIF-PDBM(SPVQTPGHBMBYJFT4FF-PDBM(SPVQ
%XBSGTUBS ѮFNPTUDPNNPOUZQFPGTUBSJOUIF(BMBYZ DPOTUJUVUJOHQFSDFOUPG
JUTTUBSTBOEQFSDFOUPGJUTNBTT"MMEXBSGTUBSTBSFMPDBUFEPOUIFNBJOTFRVFODF
PG UIF )FSU[TQSVOH3VTTFMM EJBHSBN BOE BSF UIFSFGPSF GVTJOH IZESPHFO OVDMFJ JOUP
IFMJVNOVDMFJJOUIFJSDPSF"NBJOTFRVFODFEXBSGTUBSTIPVMEOPUCFDPOGVTFEXJUI
UIFNVDITNBMMFSXIJUFEXBSGTUBS XIJDIJTOPUPOUIFNBJOTFRVFODFBOEEPFTOPU
TIJOFCZOVDMFBSSFBDUJPOTѮF4VOJTBUZQJDBMEXBSGTUBS4FFDBSCPOOJUSPHFOPYZHFO
DZDMF )FSU[TQSVOH3VTTFMMEJBHSBN IZESPHFOCVSOJOH NBJOTFRVFODF QSPUPOQSPUPO
DIBJO SFEEXBSG BOEXIJUFEXBSG
%ZOBNJDT 4UVEZPGUIFNPUJPOBOEFRVJMJCSJVNPGTZTUFNTVOEFSUIFJOëVFODFPGGPSDF
%ZOBNP "O FMFDUSJD HFOFSBUPS UIBU FNQMPZT B TQJOOJOH NBHOFUJD êFME UP QSPEVDF
FMFDUSJDJUZѮFEZOBNPNFDIBOJTNHFOFSBUFTNBHOFUJDêFMETUISPVHIUIFJOUFSBDUJPO
PGUIFDPOWFDUJPOPGDPOEVDUJOHNBUUFSXJUISPUBUJPOBOESPUBUJPOBMTIFBS"EZOBNP
DPOWFSUTUIFLJOFUJDFOFSHZPGBNPWJOHFMFDUSJDBMDPOEVDUPSUPUIFFOFSHZPGFMFDUSJD
DVSSFOUTBOEBNBHOFUJDêFME*UVTFTUIFNPUJPOPGBDPOEVDUJOH DPOWFDUJOHëVJEUP
HFOFSBUFPSTVTUBJOBNBHOFUJDêFMEѮFUFSSFTUSJBMNBHOFUJDêFMEJTTVQQPTFEUPCF
HFOFSBUFECZTVDIBEZOBNP MPDBUFEJOUIF&BSUITNPMUFODPSFѮF4VOTNBHOFUJD
êFMEJTBMTPTVTUBJOFECZBOJOUFSOBMEZOBNP QFSIBQTMPDBUFEBUBSFHJPOPGSPUBUJPOBM
TIFBSKVTUCFMPXUIFDPOWFDUJPO[POF
(MPTTBSZ&
&
&BHMF/FCVMB "CSJHIUFNJTTJPOOFCVMBMPDBUFEBUBEJTUBODFPGBCPVU MJHIUZFBST
JOUIFDPOTUFMMBUJPO4FSQFOT*UNFBTVSFTNJOVUFTPGBSDBDSPTT BOETVSSPVOETUIFPQFO
TUBSDMVTUFSEFTJHOBUFEBT.PS/($ѮF&BHMF/FCVMBJTJUTFMGEFTJHOBUFE*$
ѮF&BHMF/FCVMBJTUIFTJUFPGTUBSGPSNBUJPO FTQFDJBMMZJOEBSL UXJTUJOHDPMVNOTPGHBT
BOEEVTUOJDLOBNFE&MFQIBOU5SVOLTPS1JMMBSTPG$SFBUJPO4FFFNJTTJPOOFCVMB
&BSUI ѮFUIJSEQMBOFUGSPNUIF4VO XIJDIXFMJWFPOѮF&BSUIIBTBNFBOSBEJVTPG
LJMPNFUFST BNFBONBTTEFOTJUZPGLJMPHSBNTQFSDVCJDNFUFS BOEBOBHFPG
CJMMJPOZFBSTѮFNFBOEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VOJTPOF"TUSPOPNJDBM
6OJU EFOPUFECZ"6ѮF&BSUITBUNPTQIFSFJTNBJOMZDPNQPTFEPGNPMFDVMBSOJUSP
HFO BUQFSDFOU BOENPMFDVMBSPYZHFO BUQFSDFOUѮFHSFFOIPVTFFĒFDU DBVTFE
CZSFMBUJWFMZTNBMMBNPVOUTPGBUNPTQIFSJDDBSCPOEJPYJEFBOEXBUFSWBQPS XBSNTUIF
TVSGBDFPGUIF&BSUIUPBOBWFSBHFUFNQFSBUVSFPGBCPVULFMWJO EFHSFFT$FMTJVT
BOEEFHSFFT'BISFOIFJU BOEXJUIPVUUIJTFĒFDUUIFTVSGBDFUFNQFSBUVSFXPVMECF
LFMWJO CFMPXUIFGSFF[JOHQPJOUPGXBUFSBULFMWJO(MPCBMXBSNJOHQSPEVDFE
CZIVNBOBDUJWJUZ TVDIBTUIFCVSOJOHPGDPBM HBTBOEPJMUPQSPEVDFDBSCPOEJPY
JEF XJMMDPOUJOVFUPJODSFBTFUIF&BSUITTVSGBDFUFNQFSBUVSFCZUIFHSFFOIPVTFFĒFDU
-JRVJEPDFBOTDPWFSQFSDFOUPGUIF&BSUITTVSGBDF CVUOFX PDFBOTGPSNBOEPME
POFTDMPTFBTUIFDPOUJOFOUTEJTQFSTFBOEUIFOSFBTTFNCMFѮFCPUUPNPGUIFPDFBOT
JTDPOUJOVBMMZSFOFXFEBTOFXTFBëPPSTQJMMTPVUPGNJEPDFBOWPMDBOPFT QSPEVDJOH
BTQSFBEJOHPDFBOëPPSUIBUESJWFTUIFESJѫJOHDPOUJOFOUTѮFDPOUJOFOUTNPWFTJEF
XBZTPOUIFCBDLPGQMBUFTUIBUHSJOEBHBJOTUFBDIPUIFSUPQSPEVDFFBSUIRVBLFT DPMMJEF
UPCVJMENPVOUBJOT BOEEJWFJOUPUIF&BSUIUPQSPEVDFWPMDBOPFTUIBUNBLFDPOUJOFOUT
HSPXBUUIFJSFEHFT4FFBTUSPOPNJDBMVOJU DPOUJOFOUBMESJѫ HMPCBMXBSNJOH HSFFO
IPVTFFĒFDU QMBUFUFDUPOJDT BOETFBëPPSTQSFBEJOH
&DDFOUSJDJUZ .FBTVSFPGUIFEFQBSUVSFPGBOPSCJUGSPNBQFSGFDUDJSDMF PSIPXFMMJQUJ
DBMBOPSCJUJT"DJSDVMBSPCJUIBTBOFDDFOUSJDJUZPGBOFMMJQUJDBMPSCJUIBTBOFDDFO
USJDJUZCFUXFFOBOE BOEUIFDMPTFSUIJTWBMVFJTUP UIFMPOHFSBOEUIJOOFS
UIFFMMJQTFJT"QBSBCPMJDPSCJUIBTBOFDDFOUSJDJUZPG BOEBIZQFSCPMJDPSCJUIBTBO
FDDFOUSJDJUZHSFBUFSUIBO
&DMJQTF ѮFQBSUJBMPSUPUBMPCTDVSBUJPOPGUIFMJHIUGSPNBOBTUSPOPNJDBMPCKFDUCZ
BOPUIFSTVDIPCKFDU*OBTPMBSFDMJQTF UIF.PPOQBTTFTCFUXFFOUIF4VOBOEUIF&BSUI
CMPDLJOHUIF4VOTMJHIU*OBMVOBSFDMJQTF UIF&BSUIQBTTFTCFUXFFOUIF.PPOBOEUIF
4VO CMPDLJOHUIFTPMBSMJHIUUIBUUIF.PPOSFëFDUTѮFFDMJQTFPGBTUBSCZUIF.PPO
PSCZBQMBOFUPSPUIFSCPEZJOUIF4PMBS4ZTUFNJTDBMMFEBOPDDVMUBUJPO"UPUBMTPMBS
FDMJQTFDBOPDDVSPOMZBUUIFOFX.PPO BOEJUIBTBNBYJNVNEVSBUJPOPGNJOVUFT
%VSJOHUIFCSJFGNPNFOUTPGBUPUBMTPMBSFDMJQTF EBSLOFTTGBMMT BOEUIFPVUFSQBSUTPG
UIF4VO UIFDISPNPTQIFSFBOEUIFDPSPOB BSFTFFO"UBOZHJWFOQPJOUPOUIF&BSUIT
TVSGBDF B UPUBM TPMBS FDMJQTF PDDVST PO UIF BWFSBHF PODF FWFSZ ZFBST 4FF MVOBS
FDMJQTFBOETPMBSFDMJQTF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4!",% %ARTH
-ASS KILOGRAMS
-EAN 2ADIUS KILOMETERS
%QUATORIAL 2ADIUS KILOMETERS
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
2OTATION 0ERIOD HOURS MINUTES SECONDS
SECONDS
/RBITAL 0ERIOD YEAR DAYS SEC
ONDS
-EAN $ISTANCE FROM 3UN METERS !5
/RBITAL %CCENTRICITY
4ILT OF 2OTATIONAL !XIS OR /BLIQUITY DEGREES
!GE YEARS
!TMOSPHERE PERCENT NITROGEN PERCENT OXYGEN
3URFACE 0RESSURE BAR AT SEA LEVEL
3URFACE 4EMPERATURE TO KELVIN
-AGNETIC &IELD 3TRENGTH TESLA AT THE EQUATOR
-AGNETIC $IPOLE -OMENT TESLA METERS CUBED
&DMJQTJOHCJOBSZ "EPVCMFPSCJOBSZTUBSJOXIJDIBUMFBTUPOFPGUIFUXPTUBSTQBTTFT
JOGSPOUPGBOEPSCFIJOEUIFPUIFS DSPTTJOHUIFMJOFPGTJHIUGSPN&BSUI TPUIBUUIF
TZTUFNTUPUBMPCTFSWFEMJHIUQFSJPEJDBMMZGBEFT"MHPMJTBOFDMJQTJOHCJOBSZ4FF"MHPM
CJOBSZTUBS EPVCMFTUBS BOE&QTJMPO"VSJHBF
&DMJQUJD ѮF QSPKFDUJPO PG UIF &BSUIT PSCJU BSPVOE UIF 4VO PO UIF DFMFTUJBM TQIFSF
NBSLJOHUIF4VOTBQQBSFOUZFBSMZQBUIBHBJOTUUIFCBDLHSPVOETUBSTѮFFDMJQUJDQMBOF
JTUIFQMBOFPGUIF&BSUITPSCJUBSPVOEUIF4VO*UJTJODMJOFEUPUIFQMBOFPGUIFDFMFTUJBM
FRVBUPSCZBCPVUEFHSFFT BOEJOUFSTFDUTUIFDFMFTUJBMFRVBUPSBUUIFUXPFRVJOPYFT
ѮF QMBOFUT NPTU BTUFSPJET BOE NPTU PG UIF TIPSUQFSJPE DPNFUT BSF JO PSCJUT XJUI
TNBMM PS NPEFSBUF JODMJOBUJPOT SFMBUJWF UP UIF FDMJQUJD QMBOF 4FF BVUVNOBM FRVJOPY
DFMFTUJBMFRVBUPS FRVJOPY 7FSOBM&RVJOPY BOE[PEJBD
&GGFDUJWFUFNQFSBUVSF ѮFUFNQFSBUVSFBOPCKFDUXPVMEIBWFJGJUFNJUTCMBDLCPEZ
SBEJBUJPOBUUIFTBNFFOFSHZBOEBUUIFTBNFXBWFMFOHUITBTUIFPCKFDUѮFFĒFDUJWF
(MPTTBSZ&
#" !
" !
!""$!!
#
"" !
&%!
#!#" !
UFNQFSBUVSF JT EFOPUFE CZ UIF TZNCPM 5FĒ BOE UIF FĒFDUJWF UFNQFSBUVSF PG UIF 4VO
JTFRVBMUPLFMWJO"TUBSTFĒFDUJWFUFNQFSBUVSFJTBHPPEBQQSPYJNBUJPOUPUIF
BDUVBMUFNQFSBUVSFPGJUTWJTJCMFEJTL4FFCMBDLCPEZSBEJBUJPO
&GGFMTCFSH3BEJP5FMFTDPQF "SBEJPUFMFTDPQFXJUIBEJBNFUFSPGNFUFST GFFU
DPNQMFUFEJO MPDBUFEOFBS#POO (FSNBOZ BOEPQFSBUFECZUIF.BY1MBODL*OTUJ
UVUGÛS3BEJPBTUPOPNJFѮF&ĒFMTCFSH3BEJP5FMFTDPQFSFNBJOFEUIFXPSMETMBSHFTU
GVMMZTUFFSBCMFSBEJPUFMFTDPQFVOUJM"VHVTUXIFOUIF6OJUFE4UBUFT/BUJPOBM3BEJP
"TUSPOPNZ0CTFSWBUPSZDPNQMFUFEUIFDPOTUSVDUJPOPGJUT NFUFS
JODI 3PCFSU$#ZSE(SFFO#BOL3BEJP5FMFTDPQF JO(SFFO#BOL 8FTU7JS
HJOJB ѮF &ĒFMTCFSH 3BEJP 5FMFTDPQF JT VTFE FJUIFS BMPOF PS BT B DPNQPOFOU PG B
HMPCBM SBEJP JOUFSGFSPNFUFS 4FF /BUJPOBM 3BEJP "TUSPOPNZ 0CTFSWBUPSZ SBEJP UFMF
TDPQF BOE7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ
&JOTUFJO0CTFSWBUPSZ /"4"MBVODIFEUIF&JOTUFJO0CTFSWBUPSZ UIFêSTUGVMMZJNBH
JOH9SBZUFMFTDPQFQVUJOTQBDF PO/PWFNCFS XIFSFJUPSCJUFE&BSUIBOE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
PCUBJOFEEBUBVOUJM"QSJMѮFUFMFTDPQFIBEBOBOHVMBSSFTPMVUJPOPGBGFXTFD
POETPGBSD BêFMEPGWJFXPGUFOTPGNJOVUFTPGBSD BOEBTFOTJUJWJUZTFWFSBMIVOESFE
UJNFTHSFBUFSUIBOBOZ9SBZNJTTJPOCFGPSFJUѮF&JOTUFJO0CTFSWBUPSZQSPWJEFE
UIFêSTUIJHISFTPMVUJPO9SBZTUVEJFTPGTVQFSOPWBSFNOBOUT EJTDPWFSFEVOFYQFDU
FEMZJOUFOTFDPSPOBMFNJTTJPOGSPNOPSNBMTUBST SFTPMWFEOVNFSPVT9SBZTPVSDFT
JOOFBSCZHBMBYJFT BOEEFUFDUFE9SBZKFUTGSPN$FOUBVSVT"BOE.BMJHOFEXJUI
SBEJPKFUTѮFPCTFSWBUPSZJTOBNFEBѫFSUIF(FSNBOCPSO6OJUFE4UBUFTQIZTJDJTU
"MCFSU&JOTUFJO ¢ XIPSFWPMVUJPOJ[FEPVSVOEFSTUBOEJOHPGTQBDF NBUUFS
BOEUJNF
&MFDUSPNBHOFUJDSBEJBUJPO 3BEJBUJPOUIBUDBSSJFTFOFSHZBOENPWFTUISPVHIWBDV
PVTTQBDFJOQFSJPEJDXBWFTBUUIFTQFFEPGMJHIU QSPQBHBUJOHCZUIFJOUFSQMBZPGPTDJM
MBUJOHFMFDUSJDBMBOENBHOFUJDêFMETѮFWFMPDJUZPGMJHIUJTVTVBMMZEFTJHOBUFECZUIF
MFUUFSDBOEIBTBWBMVFPGLJMPNFUFSTQFSTFDPOE&MFDUSPNBHOFUJDSBEJB
UJPOJODMVEFTWJTJCMFMJHIU SBEJPXBWFT JOGSBSFESBEJBUJPO VMUSBWJPMFUSBEJBUJPO 9SBZT
BOEHBNNBSBZT&MFDUSPNBHOFUJDSBEJBUJPO JODPNNPOXJUIBOZXBWF IBTBXBWF
MFOHUI EFOPUFECZʌ BOEBGSFRVFODZ EFOPUFECZʎUIFJSQSPEVDUJTFRVBMUPUIFWFMPD
JUZPGMJHIU PSʌʎD TPUIFXBWFMFOHUIEFDSFBTFTXIFOUIFGSFRVFODZJODSFBTFTBOE
WJDFWFSTBѮFFOFSHZBTTPDJBUFEXJUIUIFSBEJBUJPOJODSFBTFTJOEJSFDUQSPQPSUJPOUP
GSFRVFODZ BOEUIJTFOFSHZ LOPXOBTUIFQIPUPOFOFSHZBOEEFOPUFECZ& JTHJWFO
CZ&IʎIDʌ XIFSF1MBODLTDPOTUBOUI+PVMFTFDPOEѮFSF
JTBDPOUJOVVNPGFMFDUSPNBHOFUJDSBEJBUJPO¢GSPNMPOHXBWFMFOHUISBEJPXBWFTPG
MPXGSFRVFODZBOEMPXFOFSHZ UISPVHIWJTJCMFMJHIUXBWFT UPTIPSUXBWFMFOHUI9SBZT
BOE HBNNB SBZT PG IJHI GSFRVFODZ BOE IJHI FOFSHZ4FF FMFDUSPNBHOFUJD TQFDUSVN
HBNNBSBZSBEJBUJPO 1MBODLTDPOTUBOU SBEJPSBEJBUJPO VMUSBWJPMFUSBEJBUJPO WJTJCMF
SBEJBUJPO BOE9SBZSBEJBUJPO
&MFDUSPNBHOFUJDTQFDUSVN "MMUZQFTBOEXBWFMFOHUITPGFMFDUSPNBHOFUJDSBEJBUJPO
GSPNUIFNPTUFOFSHFUJDBOETIPSUFTUXBWFT UIFHBNNBSBZT UPUIFMFBTUFOFSHFUJDBOE
MPOHFTUPOFT UIFSBEJPXBWFT'SPNTIPSUXBWFMFOHUITUPMPOHPOFT UIFFMFDUSPNBH
OFUJDTQFDUSVNJODMVEFTHBNNBSBZT 9SBZT VMUSBWJPMFUSBEJBUJPO WJTJCMFMJHIU JOGSB
SFESBEJBUJPOBOESBEJPXBWFTWJTJCMFMJHIUDPNQSJTFTKVTUPOFTNBMMTFHNFOUPGUIJT
NVDICSPBEFSTQFDUSVN4FFHBNNBSBZSBEJBUJPO PQUJDBMTQFDUSVN SBEJPSBEJBUJPO
VMUSBWJPMFUSBEJBUJPO WJTJCMFSBEJBUJPO BOE9SBZSBEJBUJPO
&MFDUSPO "O FMFNFOUBSZ OFHBUJWFMZ DIBSHFE TVCBUPNJD QBSUJDMF UIBU TVSSPVOET UIF
QPTJUJWFMZDIBSHFEOVDMFVTPGBOBUPN CVUDBOFYJTUJOJTPMBUJPOPVUTJEFBOBUPNѮF
&OHMJTIQIZTJDJTU+PTFQI+PIOi++uѮPNTPO ¢ EJTDPWFSFEUIFOFHBUJWFMZ
DIBSHFE iDPSQVTDMFTu JO XIJMF JOWFTUJHBUJOH DBUIPEF SBZT ѮF %VUDI QIZTJDJTU
)FOESJL-PSFOU[ ¢ OBNFEUIFNiFMFDUSPOTu BUFSNQSFWJPVTMZJOUSPEVDFE
CZUIF*SJTIQIZTJDJTU(FPSHF+PIOTUPOF4UPOFZ ¢ ѮFJOUFSBDUJPOTCFUXFFO
FMFDUSPOTPGOFJHICPSJOHBUPNTDSFBUFUIFDIFNJDBMCPOETUIBUMJOLBUPNTUPHFUIFSBT
NPMFDVMFT"OFVUSBM PSVODIBSHFE BUPNIBTBTNBOZFMFDUSPOTBTQPTJUJWFMZDIBSHFE
QSPUPOT XIJDISFTJEFJOUIFOVDMFVT"OJPOJ[FEBUPNJTVTVBMMZQPTJUJWFMZDIBSHFEBOE
IBTGFXFSFMFDUSPOTUIBOQSPUPOT'SFFFMFDUSPOTIBWFCSPLFOBXBZGSPNUIFJSBUPNJD
CPOETBOEBSFOPUCPVOEUPBUPNT"UUIFIPUUFNQFSBUVSFTJOTJEFUIF4VOBOEPUIFS
TUBST BOEJOUIFTPMBSDPSPOBBOETPMBSXJOE UIFFMFDUSPOTIBWFCFFOTFUGSFFPGUIFJS
(MPTTBSZ&
BUPNJDCPOETѮFNBTTPGBOFMFDUSPOJTLJMPHSBNT PSPGUIF
NBTTPGBQSPUPO4FFJPOBOEQSPUPO
&MFDUSPOOFVUSJOP ѮFUZQFPGOFVUSJOPUIBUJOUFSBDUTXJUIUIFFMFDUSPO*UJTUIFPOMZ
LJOEPGOFVUSJOPQSPEVDFECZUIFOVDMFBSSFBDUJPOTUIBUNBLFUIF4VOTIJOF4FFOFV
USJOPBOETPMBSOFVUSJOPQSPCMFN
&MFDUSPOWPMU "VOJUPGFOFSHZ EFOPUFECZF7 PѫFOVTFEGPSNFBTVSJOHUIFFOFSHJFTPG
QBSUJDMFTBOEFMFDUSPNBHOFUJDSBEJBUJPO"OFMFDUSPOWPMUJTEFêOFEBTUIFFOFSHZBDRVJSFE
CZBOFMFDUSPOXIFOJUJTBDDFMFSBUFEUISPVHIBQPUFOUJBMEJĒFSFODFPGWPMUJOBWBDVVN
F7+PVMF XIFSFPOF+PVMFJTFRVBMUPNJMMJPOFSH3BEJBUJPOXJUI
BOFOFSHZPGPOFFMFDUSPOWPMUIBTBXBWFMFOHUIPGOBOPNFUFSTBOEBGSFRVFODZPG
)FSU[ѮFFOFSHJFTPG9SBZTBSFFYQSFTTFEJOUIPVTBOETPGFMFDUSPOWPMUT
BCCSFWJBUFELF7.JMMJPOTBOECJMMJPOTPGFMFDUSPOWPMUT SFTQFDUJWFMZEFOPUFECZ.F7BOE
(F7 BSFVTFEBTVOJUTGPSWFSZFOFSHFUJDDIBSHFEQBSUJDMFT TVDIBTDPTNJDSBZT"OFMFD
USPOXJUIBLJOFUJDFOFSHZPGBGFX.F7JTUSBWFMJOHBUBMNPTUUIFWFMPDJUZPGMJHIU
&MFNFOU "DIFNJDBMMZIPNPHFOFPVTTVCTUBODFUIBUDBOOPUCFEFDPNQPTFECZDIFN
JDBMNFBOTѮFBUPNTPGBQBSUJDVMBSFMFNFOUBMMIBWFUIFTBNFOVNCFSPGQSPUPOTJO
UIFJSOVDMFVT CVUUIFOVNCFSPGOFVUSPOTDBOWBSZ HJWJOHSJTFUPEJĒFSFOUJTPUPQFT
PGUIFTBNFFMFNFOUѮFSFBSFOBUVSBMMZPDDVSSJOHFMFNFOUT XJUIUIFOVNCFSPG
QSPUPOT PSBUPNJDOVNCFS SBOHJOHGSPNGPSIZESPHFOUPGPSVSBOJVN4FFBUPNJD
OVNCFSBOEJTPUPQF
&MMJQTF "DMPTFE QMBOFDVSWFJOXIJDIUIFTVNPGUIFEJTUBODFTPGFBDIQPJOUBMPOHJUT
QFSJQIFSZGSPNUXPPUIFSQPJOUT JUTGPDJ JTBDPOTUBOUѮFPSCJUTPGQMBOFUT TBUFMMJUFT
BOEDPNFUTDBOCFEFTDSJCFECZFMMJQTFT
'*( %LLIPSE %ACH PLANET MOVES IN AN ELLIPSE WITH THE 3UN AT ONE
FOCUS 4HE LENGTH OF A LINE DRAWN FROM THE 3UN TO A PLANET AND THEN TO THE
EMPTY FOCUS DENOTED BY THE DASHED LINE IS ALWAYS B OR TWICE THE SEMI
MAJOR AXIS B 4HE ECCENTRICITY OR ELONGATION OF THE PLANETARY ELLIPSE HAS
BEEN GREATLY OVERDONE IN THIS lGURE PLANETARY ORBITS LOOK MUCH MORE LIKE
A CIRCLE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
&MMJQUJDBM HBMBYZ " HBMBYZ PG FMMJQUJDBM PS SPVOE TIBQF &MMJQUJDBM HBMBYJFT BSF DPN
QSJTFENPTUMZPGPMETUBSTBOEDPOUBJOWFSZMJUUMFEVTUBOEMPXUFNQFSBUVSFHBTUIBUDBO
OPXGPSNTUBST"OFYBNQMFPGBOFMMJQUJDBMHBMBYZJT. JOUIFDPOTUFMMBUJPO7JSHP
4FF7JSHPDMVTUFS
&NJTTJPOMJOF "CSJHIUTQFDUSBMGFBUVSFBUBQBSUJDVMBSXBWFMFOHUIPSOBSSPXCBOETPG
XBWFMFOHUIT FNJUUFEEJSFDUMZCZBIPU MVNJOPVTHBTFPVTTPVSDF TVDIBTBOFNJTTJPO
OFCVMBPSQMBOFUBSZOFCVMB SFWFBMJOHCZJUTXBWFMFOHUIBDIFNJDBMDPOTUJUVFOUPGJUT
HBT4FFBCTPSQUJPOMJOF FNJTTJPOOFCVMB BOEQMBOFUBSZOFCVMB
&NJTTJPOOFCVMB "EJĒVTF MVNJOPVTDMPVEPGHBTJOJOUFSTUFMMBSTQBDFUIBUEJTQMBZT
FNJTTJPOMJOFTJOJUTWJTJCMFMJHIUTQFDUSVNѮF&OHMJTIBTUSPOPNFS8JMMJBN)VHHJOT
C 4HE 4ARANTULA .EBULA IS ALSO KNOWN AS $ORADUS AND IT IS LOCATED IN THE ,ARGE -AGELLANIC #LOUD
(MPTTBSZ&
¢ EJTDPWFSFE TVDI FNJTTJPO MJOFT JO GSPN UIF 0SJPO /FCVMB ѮF
%VUDI BTUSPOPNFS )FSNBO;BOTUSB ¢ FYQMBJOFE UIF IZESPHFO FNJTTJPO
MJOFTCZTVQQPTJOHUIBUUIFIZESPHFOBUPNTBSFJPOJ[FECZUIFVMUSBWJPMFUMJHIUPGCSJHIU
TUBSTFNCFEEFEJOBOFNJTTJPOOFCVMB BOEUIBUWJTJCMFMJHIUJTFNJUUFEXIFOUIFGSFF
FMFDUSPOT SFDPNCJOF XJUI UIF QSPUPOT UP NBLF IZESPHFO BUPNT &NJTTJPO OFCVMBF
BSFUIFSFGPSFPѫFODBMMFEJPOJ[FEIZESPHFOSFHJPOT EFOPUFEBT)**SFHJPOTBOEQSP
OPVODFE)UXPSFHJPOT"TTIPXOJOCZUIF"NFSJDBOBTUSPOPNFS*SB4#PXFO
¢ PUIFSFNJTTJPOMJOFTDBOBSJTFGSPNJPOJ[FEBUPNTPGPYZHFOBOEOJUSP
HFO VOEFSHPJOH iGPSCJEEFOu USBOTJUJPOT JO UIF MPXEFOTJUZ OFCVMBF TVDI USBOTJUJPOT
BSF WFSZ JNQSPCBCMF JO UIF IJHIFSEFOTJUZ MBCPSBUPSZ TJUVBUJPO ѮF NBTT EFOTJUZ PG
UIFUFOVPVTFNJTTJPOOFCVMBFJTUZQJDBMMZPOMZBCPVUPOFHSBNJOBNJMMJPODVCJDLJMP
NFUFST BOEUIFHSFFODPMPSPGTPNFPGUIFNJTEVFUPUIFPYZHFOFNJTTJPOMJOFT4FF
#VCCMF /FCVMB $BMJGPSOJB /FCVMB $POF /FCVMB &BHMF /FCVMB &UB $BSJOBF /FCVMB
(VN/FCVMB )**SFHJPO -BHPPO/FCVMB /PSUI"NFSJDBO/FCVMB 0SJPO/FCVMB 1FMJ
DBO/FCVMB 3PTFUUF/FCVMB 5BSBOUVMB/FCVMB 5SJêE/FCVMB BOEVMUSBWJPMFUSBEJBUJPO
&NJTTJPOTQFDUSVN "TFSJFTPGCSJHIUFNJTTJPOMJOFT4FFFNJTTJPOMJOFBOEGPSCJE
EFOMJOF
&ODLFT$PNFU "QFSJPEJDDPNFUXJUIUIFTIPSUFTULOPXOQFSJPE PGZFBST*UJT
OBNFEBѫFSUIF(FSNBOBTUSPOPNFS+PIBOO&ODLF ¢ XIPêSTUDPNQVUFE
JUTPSCJUѮF'SFODIBTUSPOPNFS1JFSSF.FDIBJO ¢ EJTDPWFSFEUIFDPNFU
JO BOE'SFODIBTUSPOPNFS+FBO-PVJT1POT ¢ GPVOEJUBHBJOJO
*O UIF"NFSJDBOBTUSPOPNFS'SFE-8IJQQMF ¢ FYQMBJOFEUIFBDDFM
FSBUJPO PG $PNFU &ODLF JO UFSNT PG IJT JDZ DPOHMPNFSBUF PS EJSUZ TOPXCBMM DPNFU
NPEFM8IFOUIFDPNFUTPSCJUCSJOHTJUDMPTFUPUIF4VO JUTVCMJNBUFTJUTTVSGBDFJDF
BOEQSPEVDFTKFUTPGHBTBOEEVTUXIFOUIFDPNFUJTSPUBUJOHUIFTFKFUTXJMMFJUIFSQVTI
UIFDPNFUBIFBEPSEFMBZJUTKPVSOFZ
&OFSHZ ѮFBCJMJUZPSDBQBDJUZUPEPXPSL
&QJDZDMF "DJSDVMBSPSCJUBSPVOEBQPJOUUIBUJUTFMGPSCJUTBOPUIFSQPJOU VTFEJO1UPM
FNBJDDPTNPMPHZ4FF1UPMFNBJDDPTNPMPHZ
&QTJMPO "VSJHBF "OFDMJQTJOHCJOBSZTUBSXJUIUIFMPOHFTULOPXOQFSJPE ZFBST
XJUIBOBQQBSFOUNBHOJUVEFPG CVUEVSJOHFDMJQTFѮFQSJNBSZDPNQPOFOUJT
BZFMMPXXIJUF'TVQFSHJBOU BOEOPMJHIUJTEFUFDUFEGSPNUIFTFDPOEBSZDPNQPOFOU
4FFFDMJQTJOHCJOBSZ
&QTJMPO&SJEBOJ "OPSBOHF,EXBSGTUBSJOUIFDPOTUFMMBUJPO&SJEBOVTXJUIBOBQQBS
FOUWJTVBMNBHOJUVEFPGUIBUNBLFTJUWJTJCMFUPUIFVOBJEFEFZF"UMJHIUZFBST
BXBZ &QTJMPO&SJEBOJJTUIFOJOUIDMPTFTUTUBSUPUIF&BSUI XJUIBOBQQBSFOUBCTPMVUF
NBHOJUVEFPG"UMFBTUPOF+VQJUFSTJ[FEQMBOFUPSCJUTUIF4VOMJLFTUBS XIJDIBMTP
DPOUBJOTMBSHFTUBSTQPUTBOEFYIJCJUTBZFBSBDUJWJUZDZDMF
&RVBUPS "O JNBHJOBSZ MJOF BSPVOE UIF DFOUFS PG B CPEZ XIFSF FWFSZ QPJOU PO UIF
MJOFJTBOFRVBMEJTUBODFGSPNUIFQPMFTѮFFRVBUPSEFêOFTUIFCPVOEBSZCFUXFFOUIF
OPSUIFSOBOETPVUIFSOIFNJTQIFSFT4FFIFNJTQIFSF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
&RVJMJCSJVN ѮF VODIBOHJOH TUBUF PG B TZTUFN SFTVMUJOH GSPN UIF CBMBODF CFUXFFO
DPNQFUJOHGPSDFTPSQSPDFTTFT
&RVJOPY &JUIFSPGUIFUXPQPJOUTXIFSFUIF4VODSPTTFTUIFDFMFTUJBMFRVBUPSBOEMJFT
JOUIF&BSUITFRVBUPSJBMQMBOF XIFOUIF4VOSJTFTEVFFBTUBOETFUTEVFXFTUBOEUIF
EBZBOEOJHIUBSFFRVBMMZMPOHѮF7FSOBM PSTQSJOH &RVJOPYPDDVSTXIFOUIF4VO
DSPTTFTUIFFRVBUPSGSPNTPVUIUPOPSUIPOPSOFBS.BSDIFBDIZFBSѮF7FSOBM
&RVJOPYJTBMTPDBMMFEUIF'JSTUQPJOUPG"SJFTѮFPUIFSFRVJOPYJTUIFBVUVNOBMFRVJ
OPY XIJDIPDDVSTPOPSOFBS4FQUFNCFSXIFOUIF4VODSPTTFTUIFFRVBUPSGSPN
OPSUIUPTPVUIѮFMPDBUJPOTPGUIFTQSJOH PS7FSOBM BOEGBMM PSBVUVNOBM FRVJOPYFT
BSFTMPXMZNPWJOH PSQSFDFTTJOH XFTUXBSEBSPVOEUIFTUFMMBSCBDLHSPVOEBUUIFSBUF
PGBCPVUTFDPOETPGBSDQFSZFBS4FFBVUVNOBMFRVJOPY QSFDFTTJPO TFBTPO BOE
7FSOBM&RVJOPY
&SH "VOJUPGFOFSHZFRVBMUPUIFXPSLEPOFCZBGPSDFPGEZOFBDUJOHPWFSBEJTUBODF
PGDFOUJNFUFS"OFOFSHZPGPOF+PVMFJTFRVBMUP PSNJMMJPO FSH
&SPT "OBTUFSPJEEJTDPWFSFEPO"VHVTUCZUIF(FSNBOBTUSPOPNFS(VTUBW
8JUU ¢ BOEJOEFQFOEFOUMZQIPUPHSBQIFECZUIF'SFODIBTUSPOPNFS"VHVTUF
$IBSMPJT ¢ UIFTBNFOJHIU/VNCFSFEJOPSEFSPGBTUFSPJETXJUIFTUBC
MJTIFEPSCJUT &SPTJTUIFêSTUBTUFSPJEGPVOEUPUSBWFMNBJOMZJOTJEFUIFPSCJUPG.BST
BQQSPBDIJOHXJUIJONJMMJPOLJMPNFUFSTPGUIF&BSUI BOEBOFYBNQMFPGBOFBS&BSUI
BTUFSPJEѮF/&"34IPFNBLFSTQBDFDSBѫPSCJUFE&SPTGPSBZFBS CFHJOOJOHPO
'FCSVBSZ UBLJOHJNBHFTPGJUTCBUUFSFETIBQF FTUBCMJTIJOHJUTEJNFOTJPOTBT
LJMPNFUFST BOETIPXJOHUIBUJUJTBIPNPHFOFPVT TPMJESPDLXJUIBNBTTEFO
TJUZPGLJMPHSBNTQFSDVCJDNFUFS4FF/&"34IPFNBLFS
&4" "DSPOZNGPS&VSPQFBO4QBDF"HFODZ4FF&VSPQFBO4QBDF"HFODZ
&TDBQF WFMPDJUZ ѮF NJOJNVN PVUXBSE WFMPDJUZ UIBU B TNBMM PCKFDU NVTU BUUBJO UP
PWFSDPNFUIFHSBWJUBUJPOBMBUUSBDUJPOPGBMBSHFSCPEZBOEMFBWFPOBUSBKFDUPSZUIBU
EPFTOPUCSJOHJUCBDLBHBJOѮFFTDBQFWFMPDJUZ EFOPUFECZ7FTD EFQFOETPOUIFNBTT
EFOPUFECZ. BOEUIFSBEJVT TQFDJêFEBT3 PGUIFMBSHFSCPEZ BOEJTHJWFOCZ7FTD
<(.3> XIFSFUIFHSBWJUBUJPOBMDPOTUBOU(/NLH*GB
SPDLFUMFBWFTUIF&BSUIJUNVTUNPWFGBTUFSUIBOUIF&BSUITFTDBQFWFMPDJUZ XIJDIJT
LJMPNFUFSTQFSTFDPOE PSNJMFTQFSIPVS
&40 "DSPOZN GPS &VSPQFBO 4PVUIFSO 0CTFSWBUPSZ 4FF &VSPQFBO 4PVUIFSO
0CTFSWBUPSZ
&UB$BSJOBF 0OFPGUIFNPTUNBTTJWFTUBSTJOUIF(BMBYZ MPDBUFEBUBEJTUBODFPGBCPVU
MJHIUZFBST XJUIBOBCTPMVUFWJTVBMNBHOJUVEFPGmBOEBOJOUSJOTJDMVNJOPTJUZ
NPSFUIBONJMMJPOUJNFTCSJHIUFSUIBOUIF4VO&UB$BSJOBFJTTJUVBUFEJOUXPEVTU
MPCFT OFBSMZBMJHIUZFBSBDSPTT XIJDIBSFUPHFUIFSLOPXOBTUIFi)PNVODVMVTuGSPN
UIFJSWBHVFSFTFNCMBODFUPBIVNBOêHVSFѮFZXFSFNPTUMJLFMZGPSNFEJOXIFO
UIFTUBSQSPEVDFEUIF(SFBU&SVQUJPO SFBDIJOHBQQBSFOUWJTVBMNBHOJUVEFPGBOE
SJWBMJOH 4JSJVT JO JOUFOTJUZ &UB $BSJOBF IBT OPX GBEFE UP B SFMBUJWFMZ GBJOU BQQBSFOU
WJTVBMNBHOJUVEFPG4FF)PNVODVMVT/FCVMB
(MPTTBSZ&
FOR THE TERRESTRIAL PLANETS AND ATMOSPHERIC TEMPERATURES FOR THE GIANT PLANETS
AT THE LEVEL WHERE THE ATMOSPHERIC PRESSURE IS ONE BAR
FSJOH BOE MVCSJDBUJOH MBSHF SBѫMJLF CMPDLT PG XBUFS JDF UIBU ëPBU BDSPTT UIF TVSGBDF
&VSPQB BMTP IBT B WBSJBCMF NBHOFUJD êFME QSPCBCMZ JOEVDFE JO JUT JOUFSOBM PDFBO PG
MJRVJEXBUFSXIFO+VQJUFSTNBHOFUJDêFMETXFFQTCZ4FF(BMJMFBOTBUFMMJUFT
&VSPQFBO4PVUIFSO0CTFSWBUPSZ "OJOUFSHPWFSONFOUBM &VSPQFBOPSHBOJ[BUJPOGPS
BTUSPOPNJDBM SFTFBSDI JO UIF TPVUIFSO IFNJTQIFSF XJUI IFBERVBSUFST JO (BSDIJOH
OFBS.VOJDI (FSNBOZ*UIBTFMFWFONFNCFSDPVOUSJFT#FMHJVN %FONBSL 'JOMBOE
'SBODF (FSNBOZ *UBMZ 1PSUVHBM UIF/FUIFSMBOET 4XFEFO 4XJU[FSMBOEBOEUIF6OJUFE
,JOHEPNѮF&VSPQFBO4PVUIFSO0CTFSWBUPSZPQFSBUFTBTUSPOPNJDBMPCTFSWBUPSJFTBU
-B4JMMBBOE$FSSP1BSBOBM $IJMFѮFNBKPSUFMFTDPQFTBUUIF-B4JMMB0CTFSWBUPSZBSF
UIFNFUFS JODI BOENFUFS JODI SFëFDUPST BOEUIF/FX5FDIOPMPHZ
5FMFTDPQF XIJDIQJPOFFSFEUIFVTFPGBDUJWFPQUJDTUPDPOUJOVPVTMZTIBQFJUTNFUFS
JODI SFëFDUPS ѮF 7FSZ -BSHF 5FMFTDPQF BCCSFWJBUFE 7-5 BU $FSSP 1BSBOBM
JODMVEFTGPVSVOJUUFMFTDPQFT FBDINFUFST JODIFT JOEJBNFUFS PQFSBUJOHBU
WJTJCMFBOEJOGSBSFEXBWFMFOHUITѮFZDBOCFPQFSBUFEJOEJWJEVBMMZ PSUPHFUIFSBTBO
JOUFSGFSPNFUFS 'PVS BVYJMJBSZ UFMFTDPQFT FBDI PG NFUFS JODIFT JO EJBNFUFS
XJMMBMTPCFDPOOFDUFEUPUIJT7FSZ-BSHF5FMFTDPQF*OUFSGFSPNFUFS5XPUFMFTDPQFT
JOUFOEFEGPSJNBHJOHTVSWFZTGSPN1BSBOBMBSFUIFNFUFS JODI 7-54VSWFZ
5FMFTDPQF BCCSFWJBUFE745 BOEUIFNFUFS JODI 7JTJCMFBOE*OGSBSFE5FMF
TDPQFGPS"TUSPOPNZ PS7*45"GPSTIPSU4FF/FX5FDIOPMPHZ5FMFTDPQFBOE7FSZ
-BSHF5FMFTDPQF
&VSPQFBO4QBDF"HFODZ "OPSHBOJ[BUJPOPG&VSPQFBOOBUJPOT GPVOEFEJO
UPQSPNPUFTQBDFSFTFBSDIBOEUFDIOPMPHZGPSQFBDFGVMQVSQPTFT*UJTIFBERVBSUFSFE
JO1BSJT BOEUIFNFNCFSDPVOUSJFTBSF"VTUSJB #FMHJVN %FONBSL 'JOMBOE 'SBODF
(FSNBOZ *SFMBOE *UBMZ UIF/FUIFSMBOET /PSXBZ 4QBJO 4XFEFO 4XJU[FSMBOE BOEUIF
6OJUFE,JOHEPN
&67 "DSPOZNGPS&YUSFNF6MUSB7JPMFU BQPSUJPOPGUIFFMFDUSPNBHOFUJDTQFDUSVN
GSPNBQQSPYJNBUFMZUPNFUFST PSUP ªOHTUSÕNT JOXBWFMFOHUI
4FFFYUSFNFVMUSBWJPMFUSBEJBUJPO
F7 "CCSFWJBUJPOPGFMFDUSPOWPMU4FFFMFDUSPOWPMU
&YPQMBOFU 4FFFYUSBTPMBSQMBOFU
'
'BCFS+BDLTPOSFMBUJPO "DPSSFMBUJPOCFUXFFOUIFJOUSJOTJDMVNJOPTJUZPGBOFMMJQUJDBM
HBMBYZBOEJUTWFMPDJUZEJTQFSTJPO EJTDPWFSFEJOCZUIF"NFSJDBOBTUSPOPNFST
4BOESB.'BCFS ¢ BOE3PCFSU&+BDLTPO ¢ ѮF'BCFS+BDLTPOSFMBUJPOJT
VTFE UP EFUFSNJOF UIF EJTUBODFT PG FMMJQUJDBM HBMBYJFT UISPVHI UIF JOGFSSFE JOUSJOTJD
MVNJOPTJUZBOEUIFPCTFSWFEBQQBSFOUMVNJOPTJUZ4FFJOWFSTFTRVBSFMBX
'BDVMBF #SJHIUSFHJPOTPGUIFQIPUPTQIFSF BTTPDJBUFEXJUITVOTQPUT TFFOJOXIJUF
MJHIUBOEWJTJCMFPOMZOFBSUIFMJNCPGUIF4VOѮFZBSFCSJHIUFSUIBOUIFTVSSPVOEJOH
NFEJVNEVFUPUIFJSIJHIFSUFNQFSBUVSFTBOEHSFBUFSEFOTJUJFT'BDVMBFBQQFBSTPNF
IPVSTCFGPSFUIFBTTPDJBUFETVOTQPUT JOUIFTBNFQMBDF CVUDBOSFNBJOGPSNPOUIT
BѫFSUIFTVOTQPUTIBWFHPOFѮFXPSEGBDVMBJT-BUJOGPSiMJUUMFUPSDIu"QMBHFBQQFBST
JOUIFDISPNPTQIFSFKVTUBCPWFBGBDVMB4FFQMBHF
'BISFOIFJU "VOJUPGUFNQFSBUVSFEFOPUFECZ'PSCZ'GPSEFHSFFT'BISFOIFJU*UJT
OBNFEBѫFSUIF1PMJTICPSO%VUDIQIZTJDJTU(BCSJFM%BOJFM'BISFOIFJU ¢
XIPJOWFOUFEUIFêSTUBDDVSBUFUIFSNPNFUFSBOEEFWJTFEUIF'BISFOIFJUTDBMFPGUFN
QFSBUVSF ѮF GSFF[JOH UFNQFSBUVSF PG XBUFS JT ' BOE UIF CPJMJOH UFNQFSBUVSF PG
XBUFSJT'ѮFFRVJWBMFOUUFNQFSBUVSFJOEFHSFFTLFMWJOJT, '
BOEUIFFRVJWBMFOUUFNQFSBUVSFJOEFHSFFT$FMTJVTJT$ ' 4FF$FMTJVT
BOE,FMWJO
'FZONBO EJBHSBN "TDIFNBUJDSFQSFTFOUBUJPOPGBOJOUFSBDUJPOCFUXFFOQBSUJDMFT
JOWFOUFECZUIF"NFSJDBOQIZTJDJTU3JDIBSE'FZONBO ¢
'JCSJMT %BSL FMPOHBUFE GFBUVSFT TFFO JO IZESPHFOBMQIB TQFDUSPIFMJPHSBNT PG UIF
DISPNPTQIFSF GPSNJOH B MJOFBS QBUUFSO UIPVHIU UP EFMJOFBUF UIF NBHOFUJD êFME
4FFDISPNPTQIFSF IZESPHFOBMQIBMJOF BOETQFDUSPIFMJPHSBQI
'JFME .BUIFNBUJDBMEFTDSJQUJPOPGBGPSDFJOFBDIQPJOUPGTQBDFBSPVOEJUTTPVSDF
'JFMEPGWJFX ѮFBOHVMBSBSFBPGUIFDFMFTUJBMTQIFSFUIBUJTEFUFDUFECZBUFMFTDPQF
ѮFUFMFTDPQFDBOPOMZEFUFDUPCKFDUTJOJUTêFMEPGWJFX
1FHBTJ "ZFMMPX(EXBSGTUBSMPDBUFEBUBEJTUBODFPGMJHIUZFBSTGSPN&BSUI
JOUIFDPOTUFMMBUJPO1FHBTVT*UIBTBOBQQBSFOUWJTVBMNBHOJUVEFPGBOEBOBCTP
MVUFWJTVBMNBHOJUVEFPGѮFNBJOTFRVFODFTUBS1FHBTJJTUIFêSTU4VOMJLFTUBS
LOPXOUPIBWFBQMBOFUB+VQJUFSTJ[FEQMBOFUJOBWFSZDMPTFPSCJUBOEEJTDPWFSFEJO
CZUIF4XJTTBTUSPOPNFST.JDIFM.BZPS ¢ BOE%JEJFS2VFMP[ ¢
4FFFYUSBTPMBSQMBOFU
'JMBNFOU "NBTTPGSFMBUJWFMZDPPMBOEEFOTFNBUFSJBMTVTQFOEFEBCPWFUIFQIPUP
TQIFSFJOUIFMPXDPSPOBCZNBHOFUJDêFMET HFOFSBMMZBMPOHBNBHOFUJDJOWFSTJPO PS
OFVUSBM MJOFTFQBSBUJOHSFHJPOTPGPQQPTJUFNBHOFUJDQPMBSJUZJOUIFVOEFSMZJOHQIP
UPTQIFSF'JMBNFOUTBQQFBSBTEBSL FMPOHBUFEGFBUVSFTXIFOPCTFSWFEPOUIFEJTLJO
UIFMJHIUPGIZESPHFOBMQIBPSJPOJ[FEDBMDJVN"EBSLêMBNFOUJTTFFOJOQSPKFDUJPO
(MPTTBSZ'
BHBJOTUUIFCSJHIUTPMBSEJTL8IFOEFUFDUFEBCPWFUIFMJNCPGUIF4VO BêMBNFOUJT
TFFOJOFNJTTJPOBHBJOTUUIFEBSLTLZ BOEJUJTUIFODBMMFEBQSPNJOFODF4FFDISPNP
TQIFSF IZESPHFOBMQIBMJOF BOEQSPNJOFODF
'JSFCBMM "OFYDFQUJPOBMMZCSJHIUNFUFPS4FFNFUFPS NFUFPSJUF BOENFUFPSPJE
'JSTUQPJOUPG"SJFT 4FF7FSOBM&RVJOPY
'MBU6OJWFSTF 4FF&VDMJEFBO6OJWFSTF
'MBUOFTTQSPCMFN ѮFGBDUUIBUUIF6OJWFSTFNBZCFOFJUIFSESBNBUJDBMMZPQFOOPS
OPUJDFBCMZDMPTFE CVUBQQFBSTUPCFBMNPTUQFSGFDUMZCBMBODFECFUXFFOUIFTFUXPHFP
NFUSJDBMTIBQFTBOEEFTDSJCFECZ&VDMJEFBOHFPNFUSZ4FFDMPTFE6OJWFSTF &VDMJEFBO
6OJWFSTF BOEPQFO6OJWFSTF
'MVY ѮFSBUFPGëPXUISPVHIBSFGFSFODFTVSGBDFUIFëVYEFOTJUZJTUIFëVYNFBTVSFE
QFSVOJUBSFB
'PDBMMFOHUI ѮFEJTUBODFCFUXFFOBMFOTPSDVSWFENJSSPSBOEJUTGPDVT
BEFORE THEY WERE CHEMICALLY IDENTIlED &RAUNHOFER DID NOT RESOLVE THE NUMBERED COMPONENTS OF THE $ AND
B LINES 4HE LINES ! AND " ARE PRODUCED BY MOLECULAR OXYGEN IN THE TERRESTRIAL ATMOSPHERE
C ! 2OMAN NUMERAL ) AFTER AN ELEMENT SYMBOL DENOTES A NEUTRAL OR UN IONIZED ATOM WITH NO ELECTRONS MISS
ING WHEREAS THE 2OMAN NUMERAL )) DENOTES A SINGLY IONIZED ATOM WITH ONE ELECTRON MISSING
D 5N IONIZED HELIUM (E ) WAS DISCOVERED IN EMISSION DURING A SOLAR ECLIPSE IN AT A WAVELENGTH OF
NANOMETERS NEAR THE TWO SODIUM LINES 4HE HELIUM LINE IS SOMETIMES DESIGNATED AS $
'SBVOIPGFS MJOFT ѮF EBSL BCTPSQUJPO GFBUVSFT JO UIF TPMBS TQFDUSVN DBVTFE CZ
BCTPSQUJPOBUTQFDJêDXBWFMFOHUITJOUIFDPPMFSMBZFSTPGUIF4VOTBUNPTQIFSF JODMVE
JOHUIFQIPUPTQIFSFBOEDISPNPTQIFSF"MUIPVHIUIFZXFSFêSTUPCTFSWFEJOCZ
UIF&OHMJTIDIFNJTUBOEQIZTJDJTU8JMMJBN)ZEF8PMMBTUPO ¢ UIFZXFSF
êSTU DBSFGVMMZ TUVEJFE GSPN CZ UIF (FSNBO QIZTJDJTU BOE PQUJDJBO +PTFQI WPO
'SBVOIPGFS ¢ XIPDBUBMPHVFEUIFXBWFMFOHUITPGNPSFUIBOPGUIFN
BTTJHOJOH3PNBOMFUUFSTUPUIFNPTUQSPNJOFOU TVDIBTUIF)BOE,MJOFTPGJPOJ[FE
DBMDJVN UIF%MJOFPGOFVUSBMTPEJVN UIF&MJOFPGJSPO BOEUIF$BOE'MJOFTPGIZESP
HFO4FFBCTPSQUJPOMJOF )BOE,MJOFT IZESPHFOBMQIBMJOF BOETQFDUSVN
'SFE - 8IJQQMF 0CTFSWBUPSZ "O PCTFSWBUPSZ MPDBUFE OFBS "NBEP "SJ[POB PO
.PVOU)PQLJOT OBNFEGPSUIF"NFSJDBOBTUSPOPNFS'SFE-8IJQQMF m
*UPQFSBUFTUIFNFUFS JODI .VMUJQMF.JSSPS5FMFTDPQF OPXBTJOHMFNJSSPS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
KPJOUMZXJUIUIF6OJWFSTJUZPG"SJ[POB BOEIBTTNBMMFSUFMFTDPQFTPGBCPVUNFUFSJO
EJBNFUFS PQFSBUJOHBUWJTJCMFMJHIUPSJOGSBSFEXBWFMFOHUIT
'SFFFMFDUSPO "OFMFDUSPOUIBUIBTCSPLFOGSFFPGJUTBUPNJDCPOEBOEJTUIFSFGPSFOPU
CPVOEUPBOBUPN
'SFRVFODZ ѮFOVNCFSPGDSFTUTPGBXBWFQBTTJOHBêYFEQPJOUFBDITFDPOEVTVBMMZ
NFBTVSFEJOVOJUTPG)FSU[ XIFSFPOF)FSU[JTFRVBMUPPOFPTDJMMBUJPOQFSTFDPOE4FF
)FSU[ )[ BOE.)[
' TUBS "ZFMMPXXIJUFTUBSPGTQFDUSBMUZQF' XIJDIJTTMJHIUMZIPUUFSUIBOUIF4VO
ѮF CSJHIUFTU 'UZQF TUBST JO UIF OJHIU TLZ BSF $BOPQVT BOE 1SPDZPO 4FF $BOPQVT
1SPDZPO BOETUFMMBSDMBTTJêDBUJPO
'VTJPO ѮFKPJOJOHUPHFUIFSPGUXPPSNPSFMJHIUBUPNJDOVDMFJUPQSPEVDFBIFBWJFS
BUPNJD OVDMFVT SFMFBTJOH FOFSHZ 'VTJPO QPXFST IZESPHFO CPNCT BOE NBLFT TUBST
TIJOF JODMVEJOHUIF4VO4FFDBSCPOOJUSPHFOPYZHFODZDMF QSPUPOQSPUPODIBJO BOE
UIFSNPOVDMFBSGVTJPO
(MPTTBSZ(
(
(BMBDUJDBTUSPOPNZ ѮFTUVEZPGPVS.JMLZ8BZ(BMBYZ
(BMBDUJD DPTNJD SBZT $PTNJD SBZ QBSUJDMFT UIBU FOUFS UIF &BSUIT BUNPTQIFSF GSPN
JOUFSQMBOFUBSZTQBDF(BMBDUJDDPTNJDSBZTPSJHJOBUFGSPNPVUTJEFPVS4PMBS4ZTUFN CVU
GSPNXJUIJOPVS(BMBYZ4FFDPTNJDSBZTBOETPMBSDPTNJDSBZT
(BMBDUJDEJTL "ëBUUFOFE QMBUFTIBQFE SPUBUJOHEJTLPGHBTBOEZPVOHTUBSTJOBTQJSBM
HBMBYZ JOXIJDIUIFTQJSBMBSNTBSFGPVOE.PTUPGBTQJSBMHBMBYZTTUBSTBOEJOUFSTUFMMBS
NBUUFSSFTJEFJOUIJTEJTL4FFHBMBDUJDQMBOFBOE.JMLZ8BZ
(BMBDUJDIBMP "TQIFSJDBMBHHSFHBUJPOPGNFUBMQPPSTUBSTBOEHMPCVMBSTUBSDMVTUFST
DFOUFSFEPOUIFOVDMFVTPGUIFHBMBYZBOEFYUFOEJOHCFZPOEUIFHBMBDUJDEJTLѮFSFJT
BMTPBNPSFFYUFOTJWFEBSLIBMPUIBUDPOTJTUTPGJOWJTJCMFEBSLNBUUFSѮFTUFMMBSIBMP
PGPVS(BMBYZ DPOUBJOJOHUIFHMPCVMBSDMVTUFST JTNBJOMZDMPTFSUPUIFHBMBDUJDDFOUFS
UIBOUIF4VO XIJMFUIFSBEJVTPGUIFEBSLIBMPTVSSPVOEJOHPVS(BMBYZ UIF.JMLZ8BZ
FYUFOETTPNFMJHIUZFBSTGSPNUIFHBMBDUJDDFOUFS4FFEBSLIBMP EBSLNBUUFS
HBMBDUJDEJTL BOEHMPCVMBSDMVTUFS
(BMBDUJDQMBOF ѮFQMBOFUIBUDPOUBJOTUIFEJTLPGUIF.JMLZ8BZPSUIFEJTLPGBOZ
PUIFSTQJSBMHBMBYZ4FFHBMBDUJDEJTLBOE.JMLZ8BZ
(BMBDUJDOVDMFVT ѮFDFOUSBMDPODFOUSBUJPOPGNBUUFSJOBHBMBYZ UZQJDBMMZOPNPSF
UIBOBGFXMJHIUZFBSTBDSPTT4FFBDUJWFHBMBDUJDOVDMFVTBOETVQFSNBTTJWFCMBDLIPMF
(BMBYZ "DPMMFDUJPOPGNJMMJPOT CJMMJPOT PSUIPVTBOETPGCJMMJPOTPGTUBSTBOEWBSZJOH
BNPVOUTPGJOUFSTUFMMBSHBTBOEEVTU XIJDIBSFIFMEUPHFUIFSJOTQBDFCZUIFGPSDFPG
HSBWJUZ *O UIF "NFSJDBO BTUSPOPNFS &EXJO )VCCMF ¢ TIPXFE UIBU
DFSUBJOOFCVMBFMJFCFZPOEUIFDPOêOFTPGPVS.JMLZ8BZ XIJDIIFDBMMFEFYUSBHBMBDUJD
OFCVMBFBOEUIBUBSFOPXLOPXOBTHBMBYJFTѮFSFBSFUISFFNBKPSDMBTTJêDBUJPOTPG
HBMBYJFTmTQJSBM FMMJQUJDBMBOEJSSFHVMBS êSTUEFTDSJCFEJOCZ)VCCMF&MMJQUJDBM
HBMBYJFTBSFSPVOEPSFMMJQUJDBMTZTUFNT XIJMFTQJSBMHBMBYJFTBSFëBUUFOFEEJTLTIBQFE
TZTUFNTJOXIJDIZPVOHTUBSTBOEJOUFSTUFMMBSHBTBOEEVTUBSFDPODFOUSBUFEJOTQJSBM
BSNTDPJMJOHPVUGSPNBDFOUSBMCVMHFPSOVDMFVTѮFHBMBYZUIBUXFSFTJEFJO LOPXO
BTUIF.JMLZ8BZ(BMBYZ PSKVTU(BMBYZGPSTIPSU JTBTQJSBMHBMBYZ*UJTEFTJHOBUFEXJUI
BDBQJUBM(UPEJTUJOHVJTIJUGSPNBMMPGUIFPUIFSHBMBYJFT0VS(BMBYZJTBCPVU
MJHIUZFBSTJOEJBNFUFSѮF4VOJTMPDBUFEBUUIFFEHFPGPOFPGUIFTQJSBMBSNT BCPVU
MJHIUZFBSTGSPNUIFDFOUFSPGPVS(BMBYZ"MMPGUIFHBMBYJFTBSFQBSUJDJQBUJOH
JOUIFFYQBOTJPOPGUIF6OJWFSTF EJTDPWFSFECZ)VCCMFJO JOXIJDIUIFSFJTB
DPOUJOVPVTJODSFBTFJOUIFEJTUBODFTTFQBSBUJOHHBMBYJFTGSPNVTBOEGSPNPOFBOPUIFS
.'# H M 3!"C ))
3-# H M )M )6 6
.'# H M 3CD )) )6
.'# - H M 3C CD )) )))
.'# - H M 3!C )) FACE ON
.'# - H M 3!B )) FACE ON
.'# H M 3"A FACE ON
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
.'# H M 3"CD ))) )6
.'# H M 3!"A PEC
&ORNAX !
,-# H M 3"M )R ))) )6
.'# H M 3CD )))
.'# H M 3!"BC ) ))
2! $EC $IAM !XIAL $IST ,OG
'ALAXY 2ATIO "4 " 6 4YPE 6RB -PC -" 6ROT - TOT
.'# - H M 3!AB ) ))
.'# - H )AMORPHOUS
.'# H M 3
.'# H M 3!"BC ))
.'# - H M 3!"B ))
.'# - H M 3!"BC )) )))
.'# H M )"3M )6
.'# - H M % 3
.'# - H M C$ %P
.'# - H M 3AAB
3OMBRERO
(MPTTBSZ(
.'# H M 3"CD )))
.'# - H M 3%
.'# - H M 3!AB ))
.'# - H M 3AB ))
.'# H M 3"CD )6
.'# - H LM 3!BC )) )))
.'# H M 3P
#EN !
.'# H M 3!D )6
A !DAPTED FROM #OX !RTHUR . ED !LLENS !STROPHYSICS 1UANTITIES &OURTH %DITION .EW 9ORK 3PRINGER PG 4HE RADIAL VELOCITY 6R IS WITH RESPECT TO THE
CENTER OF OUR 'ALAXY AND IT IS IN UNITS OF KILOMETERS PER SECOND 4HE DISTANCES $IST ARE IN UNITS OF -EGAPARSEC ABBREVIATED -PC WHERE -PC MILLION LIGHT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
YEARS THE ABSOLUTE BLUE MAGNITUDE IS DENOTED BY -" THE ROTATION VELOCITY 6ROT IS IN KILOMETERS PER SECOND AND THE LOGARITHM OF THE TOTAL MASS ,OG -TOT IS IN UNITS OF
THE SUNS MASS - GRAMS
(MPTTBSZ(
ѮFEJTUBODFTCFUXFFOHBMBYJFTBSFVTVBMMZNFBTVSFEJOVOJUTPG.FHBQBSTFDT BCCSFWJ
BUFE.QDBOEFRVBMUPNJMMJPOMJHIUZFBSTѮFNFBOTQBDFEFOTJUZPGHBMBYJFTJT
BCPVUHBMBYJFTQFSDVCJD.FHBQBSTFD(BMBYJFTDBOFYJTUTJOHMZ JOTNBMMHSPVQT
PS JO SJDI DMVTUFST PG UIPVTBOET PG HBMBYJFT 4FF DMVTUFS PG HBMBYJFT FMMJQUJDBM HBMBYZ
FYQBOEJOH 6OJWFSTF JSSFHVMBS HBMBYZ .FHBQBSTFD .JMLZ 8BZ (BMBYZ TQJSBM HBMBYZ
BOETVQFSDMVTUFS
(BMBYZDMVTUFS 4FFDMVTUFSPGHBMBYJFT
("-&9 "DSPOZNGPS("-BYZ&WPMVUJPO&9QMPSFS4FF("-BYZ&WPMVUJPO&9QMPSFS
THAT OF %UROPA
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
HJBOUQMBOFUBOEWBTUMZJODSFBTJOHPVSVOEFSTUBOEJOHPG+VQJUFSBOEUIFGPVS(BMJMFBOTBU
FMMJUFT *P &VSPQB (BOZNFEFBOE$BMMJTUPѮFNJTTJPOJTOBNFEBѫFSUIF*UBMJBOBTUSPO
PNFS(BMJMFP(BMJMFJ ¢ XIPEJTDPWFSFEUIFGPVSMBSHFNPPOTPG+VQJUFS OPX
LOPXOBTUIF(BMJMFBOTBUFMMJUFT JOѮFNJTTJPOXBTUFSNJOBUFEPO4FQUFNCFS
(BNNB "VOJUPGNBHOFUJDêFMETUSFOHUIFRVBMUP(BVTT 5FTMB BOEPOF
OBOP5FTMB
(BNNBSBZ 4FFHBNNBSBZSBEJBUJPO
(BNNBSBZCVSTU *OUFOTFSBEJBUJPOPGDPTNJDHBNNBSBZTMBTUJOHGPSBGFXTFDPOET
PSNJOVUFT OFWFSDPNJOHGSPNUIFTBNFQMBDFUXJDF XIPTFEJTDPWFSZVTJOHUIF7FMB
TBUFMMJUFTPGUIF6OJUFE4UBUFT%FQBSUNFOUPG%FGFOTFXBTBOOPVODFEJOCZ3BZ
8 ,MFCFTBEFM ¢ *BO # 4USPOH ¢ BOE 3PZ " 0MTPO ¢ ѮF
HBNNBSBZ CVSTUT BSF FNJUUFE GSPN EJTUBOU HBMBYJFT TPNFUJNFT QSPEVDJOH BCPVU BT
NVDIFOFSHZJOBGFXTFDPOETBTUIFWJTJCMFMJHIUFOFSHZFNJUUFECZBMMUIFTUBSTJOBMM
UIFHBMBYJFTUIBUXFDBOPCTFSWF
(BNNBSBZ SBEJBUJPO ѮF NPTU FOFSHFUJD GPSN PG FMFDUSPNBHOFUJD SBEJBUJPO XJUI
QIPUPOFOFSHJFTJOFYDFTTPGLF7PS.F7ѮFXBWFMFOHUIPGHBNNBSBZSBEJB
UJPO JT MFTT UIBO OBOPNFUFS PS NFUFST UIF TIPSUFTU QPTTJCMF #FDBVTF UIF
&BSUITBUNPTQIFSFBCTPSCTUIFSBEJBUJPOBUUIBUFOEPGUIFFMFDUSPNBHOFUJDTQFDUSVN
HBNNBSBZTUVEJFTPGDPTNJDPCKFDUTBSFDPOEVDUFEGSPNTBUFMMJUFTTVDIBTUIF$PNQ
UPO(BNNB3BZ0CTFSWBUPSZ4FF$PNQUPO(BNNB3BZ0CTFSWBUPSZBOEFMFDUSP
NBHOFUJDTQFDUSVN
(BOZNFEF ѮFMBSHFTUPG+VQJUFST(BMJMFBOTBUFMMJUFT EJTDPWFSFEJOCZUIF*UBMJBO
BTUSPOPNFS(BMJMFP(BMJMFJ ¢ (BOZNFEFIBTBSBEJVTPGLJMPNFUFST
BOEBNBTTEFOTJUZPGLJMPHSBNTQFSDVCJDNFUFS*UJTUIFMBSHFTUTBUFMMJUFJOUIF
4PMBS4ZTUFNBOECJHHFSUIBOUIFQMBOFU.FSDVSZ(BOZNFEFIBTBOJOUSJOTJDNBHOFUJD
êFME EJTDPWFSFEXJUIJOTUSVNFOUTBCPBSEUIF(BMJMFPTQBDFDSBѫJOUIFMBUFTBOE
JUJTUIFPOMZTBUFMMJUFUIBUOPXHFOFSBUFTJUTPXONBHOFUJTN4FF(BMJMFBOTBUFMMJUFT
(BT QSFTTVSF ѮF PVUXBSE QSFTTVSF DBVTFE CZ UIF NPUJPOT PG HBT QBSUJDMFT BOE
JODSFBTJOHXJUIUIFJSUFNQFSBUVSF(BTQSFTTVSFTVQQPSUTNBJOTFRVFODFTUBSTMJLFUIF
4VOBHBJOTUUIFJOXBSEGPSDFPGUIFJSJNNFOTFHSBWJUZ
(BVTT ѮFDHT PSDFOUJNFUFSHSBNTFDPOE VOJUPGNBHOFUJDêFMETUSFOHUI OBNFE
BѫFSUIF(FSNBOQIZTJDJTUBOEBTUSPOPNFS,BSM'SJFESJDI(BVTT ¢ XIP
TIPXFEJOUIBUUIF&BSUITEJQPMBSNBHOFUJDêFMENVTUPSJHJOBUFJOTJEFUIFQMBOFU
ѮF 4* PS 4ZTUFNF *OUFSOBUJPOBM VOJU PG NBHOFUJD êFME TUSFOHUI JT UIF 5FTMB XIFSF
5FTMB (BVTT (BVTT ѮF 5FTMB JT OBNFE BѫFS UIF $SPBUJBOCPSO
"NFSJDBOFMFDUSJDBMFOHJOFFS/JLPMB5FTMB ¢ XIPXBTBQJPOFFSJOUIFVTF
PGBMUFSOBUJOHDVSSFOUFMFDUSJDJUZ4FFHBNNBBOE5FTMB
(BVTTJBOEJTUSJCVUJPO 4FF.BYXFMMJBOEJTUSJCVUJPO
(FNJOHB "CSJHIUHBNNBSBZTPVSDFEJTDPWFSFEJOJOUIFDPOTUFMMBUJPO(FN
JOJXJUIJOTUSVNFOUTBCPBSE/"4"TTFDPOE4NBMM"TUSPOPNZ4BUFMMJUF BCCSFWJBUFE
(MPTTBSZ(
4"4ѮFOBNF(FNJOHBXBTDIPTFOCFDBVTFJUJTBOBCCSFWJBUJPOGPSUIFi(FNJOJ
HBNNBSBZTPVSDFuBOECFDBVTF(FNJOHBNFBOTiOPUUIFSFuJOUIF.JMBOFTFEJBMFDU
PG *UBMZ 'PS OFBSMZ ZFBST UIF OBUVSF PG (FNJOHB XBT VOLOPXO ѮFO JO
JOTUSVNFOUT BCPBSE UIF 304"5 TBUFMMJUF EFUFDUFE WBSJBCMF 9SBZ FNJTTJPO XJUI B
QFSJPEPGTFDPOET TVHHFTUJOHUIBU(FNJOHBJTBO9SBZQVMTBSѮFQVMTF PS
SPUBUJPOBMQFSJPE BOEUIFSBUFBUXIJDI(FNJOHBJTTMPXJOHEPXO JOEJDBUFUIBUUIF
SPUBUJOHOFVUSPOTUBSGPSNFEBCPVU ZFBSTBHP QSFTVNBCMZEVSJOHBTVQFS
OPWBFYQMPTJPOѮFPQUJDBMDPVOUFSQBSUJTWFSZGBJOU PGBQQBSFOUWJTVBMNBHOJUVEF
XJUIBQSPQFSNPUJPOUIBUJTDPOTJTUFOUXJUIBEJTUBODFPGBCPVUMJHIUZFBST
/PSBEJPQVMTBSIBTCFFOEFUFDUFE
(FNJOJ 0CTFSWBUPSZ 5XJONFUFS JODI PQUJDBMJOGSBSFEUFMFTDPQFT POFJO
UIFOPSUIBOEUIFPUIFSJOUIFTPVUI XIJDIUPHFUIFSBDDFTTUIFFOUJSFTLZѮF(FNJOJ
4PVUI5FMFTDPQFJTMPDBUFEBU$FSSP1BDIÓO $IJMF BOEUIF(FNJOJ/PSUI5FMFTDPQF
JTMPDBUFEPO)BXBJJT.BVOB,FBѮFZXFSFCVJMUBOEBSFPQFSBUFECZBQBSUOFSTIJQ
PG DPVOUSJFT UIF 6OJUFE 4UBUFT 6OJUFE ,JOHEPN $BOBEB $IJMF "VTUSBMJB #SB[JM
BOE"SHFOUJOBѮFJOUFSOBUJPOBMIFBERVBSUFSTPGUIF(FNJOJ0CTFSWBUPSZJTMPDBUFEJO
)JMP )BXBJJBUUIF6OJWFSTJUZPG)BXBJJJO)JMPT6OJWFSTJUZ1BSL BOEJUJTNBOBHFECZ
UIF"TTPDJBUJPOGPS6OJWFSTJUJFTGPS3FTFBSDIGPS"TUSPOPNZ
(FNJOJUFMFTDPQFT 4FF(FNJOJ0CTFSWBUPSZ
JUFODPVOUFSTUIF&BSUI"VSPSBMBDUJWJUZBOEEJTSVQUJPOPGSBEJPDPNNVOJDBUJPOTBSF
DPNNPOEVSJOHJOUFOTFHFPNBHOFUJDTUPSNT4FFDPSPOBMNBTTFKFDUJPOBOENBHOFUJD
TUPSN
(FPNFUSZ ѮFNBUIFNBUJDTPGMJOFTESBXOUISPVHITQBDF4FF&VDMJEFBOHFPNFUSZ
BOEOPO&VDMJEFBOHFPNFUSZ
(FPTZODISPOPVTPSCJU ѮFPSCJUPGBTBUFMMJUFUIBUUSBWFMTBCPWFUIF&BSUITFRVBUPS
GSPNXFTUUPFBTUBUBOBMUJUVEFXIFSFUIFTBUFMMJUFTPSCJUBMWFMPDJUZJTFRVBMUPUIFSPUB
UJPOBMWFMPDJUZPGUIF&BSUI*OUIJTPSCJU BTBUFMMJUFSFNBJOTOFBSMZTUBUJPOBSZBCPWFB
QBSUJDVMBSQPJOUPOUIFQMBOFU4VDIBOPSCJUIBTBOBMUJUVEFPGBCPVULJMPNFUFST
4FFTZODISPOPVTPSCJU
(JBOU NPMFDVMBS DMPVE "O JOUFSTUFMMBS DMPVE PG HBT BOE EVTU DPOTJTUJOH NPTUMZ PG
NPMFDVMBS IZESPHFO CVU DPOUBJOJOH PUIFS NPMFDVMFT MJLF BNNPOJB DBSCPO NPOPY
JEF GPSNBMEFIZEFBOEXBUFS XIJDIBSFVQUPMJHIUZFBSTBDSPTTBOEBTNBTTJWFBT
UJNFTUIFNBTTPGUIF4VO4UBSTBSFOPXCFJOHCPSOJOHJBOUNPMFDVMBSDMPVET
4FFEBSLOFCVMBF JOUFSTUFMMBSNPMFDVMFT NPMFDVMBSDMPVE BOEQSPUPTUBS
(JBOUQMBOFU "MBSHFQMBOFUXJUIBTJ[FBOENBTTOPUJDFBCMZCJHHFSUIBOUIPTFPGUIF
&BSUIѮFGPVSHJBOUQMBOFUTJOPVS4PMBS4ZTUFNBSF+VQJUFS 4BUVSO 6SBOVTBOE/FQ
UVOF .PSF UIBO +VQJUFSTJ[FE QMBOFUT IBWF CFFO EJTDPWFSFE JO UJHIU PSCJU BCPVU
SFMBUJWFMZ OFBSCZ 4VOMJLF TUBST 4FF FYPQMBOFU 1FHBTJ 6STBF .BKPSJT +VQJUFS
/FQUVOF 4BUVSO BOE6SBOVT
(JBOUTUBS "MBSHF NBTTJWF IJHIMVNJOPTJUZTUBSUIBUTIJOFTSPVHIMZBIVOESFEUJNFT
NPSF CSJHIUMZ UIBO UIF 4VO BOE EFTJHOBUFE CZ MVNJOPTJUZ DMBTTFT ** *** BOE *7 GPS
CSJHIU OPSNBMBOETVCHJBOUT"HJBOUTUBSIBTFWPMWFEPĒBOEBCPWFUIFNBJOTFRVFODF
PGUIF)FSU[TQSVOH3VTTFMMEJBHSBN"HJBOUTUBSJTMBSHFSUIBOBNBJOTFRVFODF PS
EXBSG TUBSPGUIFTBNFUFNQFSBUVSF CVUHJBOUTPGJOUFSNFEJBUFUFNQFSBUVSFBSFTNBMMFS
UIBOUIFIPUUFTUNBJOTFRVFODFTUBST"NBJOTFRVFODFTUBSXJMMFWPMWFJOUPBHJBOUTUBS
XIFOJUIBTEFQMFUFEUIFIZESPHFOGVFMJOJUTDPSF(JBOUTUBSTCFMPOHUPBMBUFBOESFMB
UJWFMZTIPSUQFSJPEPGTUFMMBSFWPMVUJPO BOEBSFUIFSFGPSFSFMBUJWFMZSBSFTUBST#FDBVTF
PGUIFJSIJHIMVNJOPTJUZ HJBOUTUBSTBSFOFWFSUIFMFTTRVJUFDPNNPOBNPOHUIFCSJHIU
FTUTUBST TVDIBT"MEFCBSBO "SDUVSVTBOE$BQFMMB4FF"MEFCBSBO "SDUVSVT $BQFMMB
)FSU[TQSVOH3VTTFMMEJBHSBN NBJOTFRVFODF BOETUFMMBSDMBTTJêDBUJPO
(JPUUP .JTTJPO &4"MBVODIFEUIF(JPUUPTQBDFDSBѫPO+VMZ*UFODPVOUFSFE
$PNFU)BMMFZPO.BSDI PCUBJOJOHJNBHFTPGJUTEBSL JSSFHVMBSKFUTQFXJOH
OVDMFVTBOENFBTVSJOHUIFBNPVOUPGXBUFSBOEEVTUFNJUUFEѮFNJTTJPOJTOBNFE
BѫFSUIF'MPSFOUJOFQBJOUFS(JPUUPEJ#POEPOF D¢D XIPTFGSFTDPFTJO
UIF"SFOB$IBQFMJO1BEVB *UBMZJMMVTUSBUFUIFMJWFTPG+FTVT$ISJTUBOEPGUIF7JSHJO
.BSZ JODMVEJOHUIFCJSUIPG+FTVTXJUIBDPNFUJOUIFTLZ
(MPCBM0TDJMMBUJPO/FUXPSL(SPVQ "CCSFWJBUFE(0/( BOFUXPSLPGTJYJEFOUJDBM
TPMBSUFMFTDPQFTMPDBUFEBSPVOEUIFXPSMEBOEPQFSBUFECZUIF6OJUFE4UBUFT/BUJPOBM
4PMBS0CTFSWBUPSZѮFUFMFTDPQFTGPMMPXUIF4VOBTUIF&BSUISPUBUFT QSPWJEJOHBMNPTU
DPOUJOVPVT NPOJUPSJOH PG UIF 4VOT êWFNJOVUF PTDJMMBUJPOT PS QVMTBUJPOT BOE UIF
BTTPDJBUFETPVOEXBWFTUIBUQFOFUSBUFUIF4VOTJOUFSJPS#FHJOOJOHPQFSBUJPOTJO
(MPTTBSZ(
UIF(MPCBM0TDJMMBUJPO/FUXPSL(SPVQIBTQSPWJEFEWBMVBCMFJOGPSNBUJPOBCPVUUIF
DPNQPTJUJPO NPUJPOT TUSVDUVSFBOEUFNQFSBUVSFPGUIF4VOTJOUFSJPSVTJOHUIFUFDI
OJRVFPGIFMJPTFJTNPMPHZ4FFêWFNJOVUFPTDJMMBUJPOT IFMJPTFJTNPMPHZ BOE/BUJPOBM
4PMBS0CTFSWBUPSZ
(MPCBMXBSNJOH "QPUFOUJBMMZEBOHFSPVTJODSFBTFJOUIFUFNQFSBUVSFPGUIF&BSUIEVF
UPBOJODSFBTFPGIFBUUSBQQJOHHBTFT MJLFDBSCPOEJPYJEF JOUIFBUNPTQIFSF SFTVMUJOH
GSPNIVNBOBDUJWJUZTVDIBTUIFCVSOJOHPGUIFGPTTJMGVFMTDPBM HBTBOEPJM*OUIF
4XFEJTIDIFNJTU4WBOUF"SSIFOJVT ¢ TIPXFEUIBUBEPVCMJOHPGUIF&BSUIT
BUNPTQIFSJDDBSCPOEJPYJEFQSPEVDFTBHMPCBMXBSNJOHPGUPEFHSFFT$FOUJHSBEF
UPEFHSFFT'BISFOIFJU DPNQBSBCMFUPNPEFSOFTUJNBUFT.FBTVSFNFOUTCFHVO
JOCZUIF"NFSJDBOTDJFOUJTU$IBSMFT,FFMJOH ¢ IBWFEFNPOTUSBUFE
BOFYQPOFOUJBMSJTFJOUIF&BSUITBUNPTQIFSJDDBSCPOEJPYJEFPWFSUIFTVCTFRVFOUUXP
EFDBEFT BOEUIBUCZCVSOJOHDPBM HBTBOEPJMIVNBOTIBWFJODSFBTFEUIFBNPVOUPG
DBSCPOEJPYJEFJOUIF&BSUITBUNPTQIFSFCZQFSDFOUTJODFUIFJOEVTUSJBMSFWPMVUJPO
4FFHSFFOIPVTFFĒFDU
(MPCVMBSDMVTUFS "EFOTFMZQBDLFE HSBWJUBUJPOBMMZCPVOEBHHSFHBUJPOPGUIPVTBOE
UP B UFO NJMMJPO TUBST XJUIJO B SFHJPO UIBU JT BCPVU MJHIUZFBST BDSPTT (MPCVMBS
DMVTUFSTDPOUBJO1PQVMBUJPO**TUBSTUIBUBSFBUMFBTUCJMMJPOZFBSTPMEBOEIBWFBMPX
BCVOEBODFPGIFBWZFMFNFOUT(MPCVMBSDMVTUFSTBSFVTVBMMZTQIFSJDBMMZTIBQFE BOEDBO
CFGPVOEJOUIFIBMPTPGTQJSBMHBMBYJFT"TTIPXOJOCZUIF"NFSJDBOBTUSPOPNFS
)BSMPX4IBQMFZ ¢ UIFHMPCVMBSDMVTUFSTJOPVS.JMLZ8BZ(BMBYZBSFEJT
USJCVUFEJOBSPVHIMZTQIFSJDBMTZTUFNUIBUJTDFOUFSFEGBSGSPNUIF4VOBOEFOWFMPQT
UIFëBUUFOFETUFMMBSEJTLPGUIF.JMLZ8BZ0VS(BMBYZIBTBCPVULOPXOHMPCVMBS
DMVTUFST EJTUSJCVUFEJOBTQIFSJDBMIBMPBUEJTUBODFTBTGBSBTMJHIUZFBSTGSPN
UIFHBMBDUJDDFOUFS CVUNPTUPGUIFNMJFOPGVSUIFSGSPNUIFHBMBDUJDDFOUFSUIBOUIF
4VOѮFJSFYUSFNFBHFBOEEJTUSJCVUJPOJOUIFHBMBDUJDIBMPJOEJDBUFUIBUHMPCVMBSDMVT
UFSTPSJHJOBUFEXIFOPVS(BMBYZXBTGPSNJOHCZUIFHSBWJUBUJPOBMDPOUSBDUJPOPGBWFSZ
MBSHFDPODFOUSBUJPOPGHBTFPVTNBUFSJBM#SJHIUHMPCVMBSDMVTUFSTJOPVS(BMBYZJODMVEF
0NFHB$FOUBVSJ 5VDBOBF BOE.ѮFMBSHFTUFMMJQUJDBMHBMBYJFTNBZIBWFUIPV
TBOETPGHMPCVMBSDMVTUFST4FFHBMBDUJDIBMP 1PQVMBUJPO**TUBS BOETUFMMBSQPQVMBUJPOT
(.5 "CCSFWJBUJPOGPS(SFFOXJDI.FBO5JNF4FF(SFFOXJDI.FBO5JNF TPMBSUJNF
BOE6OJWFSTBM5JNF
(PEEBSE 4QBDF 'MJHIU $FOUFS /"4"T (PEEBSE 4QBDF 'MJHIU $FOUFS BCCSFWJBUFE
(4'$ JTMPDBUFEJO(SFFOCFMU .BSZMBOE KVTUBGFXNJMFTOPSUIFBTUPG8BTIJOHUPO
%$ ѮF DFOUFS NBOBHFT NBOZ PG /"4"T &BSUI PCTFSWBUJPO BTUSPOPNZ BOE TQBDF
QIZTJDTNJTTJPOT4FF/BUJPOBM"FSPOBVUJDTBOE4QBDF"ENJOJTUSBUJPO
(0/( "DSPOZNGPS(MPCBM0TDJMMBUJPO/FUXPSL(SPVQ4FF(MPCBM0TDJMMBUJPO/FU
XPSL(SPVQ
(SBOVMBUJPO "NPUUMFE DFMMVMBSQBUUFSOWJTJCMFBUIJHITQBUJBMSFTPMVUJPOJOUIFXIJUF
MJHIUPGUIFQIPUPTQIFSFѮFTPMBSHSBOVMBUJPOFYIJCJUTBOPOTUBUJPOBSZ PWFSUVSOJOH
NPUJPO BWJTJCMFNBOJGFTUBUJPOPGIPUHBTFTSJTJOHGSPNUIF4VOTJOUFSJPSCZDPOWFD
UJPO4FFHSBOVMFBOETVQFSHSBOVMBUJPO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UJNF4IPSUMJWFECVSTUTPGEFUFDUBCMFHSBWJUBUJPOBMXBWFT MBTUJOHKVTUBGFXNJOVUFTPS
MFTT NJHIUCFQSPEVDFECZWJPMFOUFWFOUTJOUIFEJTUBOU6OJWFSTF TVDIBTUIFDPMMJTJPO
PGUXPCMBDLIPMFT UIFDPBMFTDFODFBOENFSHJOHPGUXPOFVUSPOTUBST UIFHSBWJUBUJPOBM
DPMMBQTF BTTPDJBUFE XJUI UIF GPSNBUJPO PG B CMBDL IPMF PS OFVUSPO TUBS PS UIF TIPDL
XBWFTHFOFSBUFEEVSJOHQPXFSGVMTUFMMBSFYQMPTJPOTDBMMFETVQFSOPWBFѮFZNJHIUCF
EFUFDUFE JO UIF GVUVSF XJUI JOTUSVNFOUT MJLF UIF -BTFS *OUFSGFSPNFUFS (SBWJUBUJPOBM
XBWF0CTFSWBUPSZ BCCSFWJBUFE-*(0 XIJDICFHBOPQFSBUJPOJO4FFCJOBSZQVM
TBSBOE-BTFS*OUFSGFSPNFUFS(SBWJUBUJPOBMXBWF0CTFSWBUPSZ
(SBWJUBUJPOBMXBWFT 4FFHSBWJUBUJPOBMSBEJBUJPO
(SBWJUZ ѮFVOJWFSTBMGPSDFPGBUUSBDUJPOCFUXFFOBMMQBSUJDMFTPGNBUUFS"DDPSEJOHUP
UIF&OHMJTIQIZTJDJTU*TBBD/FXUPO ¢ UIFGPSDFPGHSBWJUBUJPOBMBUUSBDUJPO
CFUXFFOUXPPCKFDUTJTEJSFDUMZQSPQPSUJPOBMUPUIFNBTTPGFBDIPCKFDUBOEEFDSFBTFT
CZUIFTRVBSFPGUIFEJTUBODFTFQBSBUJOHUIFNѮFGPSDF EFOPUFECZ' CFUXFFOUXP
NBTTFT EFOPUFE.BOE. BOETFQBSBUFECZEJTUBODF % JTHJWFOCZ'(..%
XIFSFUIFHSBWJUBUJPOBMDPOTUBOU(/FXUPONLH*OIJT(FOFSBM
ѮFPSZ PG 3FMBUJWJUZ UIF(FSNBOQIZTJDJTU "MCFSU&JOTUFJO ¢ JOUFSQSFUFE
HSBWJUZBTBDPOTFRVFODFPGUIFDVSWBUVSFPGTQBDFJOEVDFECZUIFQSFTFODFPGBNBTTJWF
PCKFDU4FFDVSWBUVSFPGTQBDF BOE(FOFSBMѮFPSZPG3FMBUJWJUZ
(SBWJUZ 1SPCF # " HZSPTDPQF FYQFSJNFOU MBVODIFE CZ /"4" PO "QSJM
EFTJHOFEGPSQSFDJTFUFTUTPGUIF(FOFSBMѮFPSZPG3FMBUJWJUZ
(SFBU BUUSBDUPS " EJTUBOU DPODFOUSBUJPO PG FOPSNPVT NBTT EJTDPWFSFE JO CZ
UIF"NFSJDBOBTUSPOPNFS"MBO%SFTTMFS ¢ BOEIJTDPMMFBHVFT UIBUJTBQQBSFOUMZ
QVMMJOHBMMUIFHBMBYJFTXJUIJONJMMJPOMJHIUZFBSTJOUIFEJSFDUJPOPGUIFDPOTUFMMB
UJPOT)ZESBBOE$FOUBVSVTѮF(SFBU"UUSBDUPSMJFTBCPVUNJMMJPOMJHIUZFBSTBXBZ
XJUIBOFTUJNBUFENBTTFRVJWBMFOUUPBCPVUHBMBYJFTMJLFPVS.JMLZ8BZ(BMBYZ
(SFBUDJSDMF ѮFMJOFUSBDFEPVUPOUIF&BSUICZBQMBOFQBTTJOHUISPVHIUIFDFOUFSPG
UIFHMPCF EJWJEJOHJUJOUPUXPFRVBMIFNJTQIFSFTѮFOBNFDPNFTGSPNUIFGBDUUIBU
OPHSFBUFSDJSDMFTDBOCFESBXOPOBTQIFSF"HSFBUDJSDMFIBMGXBZCFUXFFOUIF/PSUI
BOE4PVUI1PMFTJTDBMMFEUIFFRVBUPS CFDBVTFJUJTFRVBMMZEJTUBOUCFUXFFOCPUIQPMFT
(SFBU0CTFSWBUPSJFT /"4"TGPVSPSCJUJOHTBUFMMJUFTDBSSZJOHUFMFTDPQFTEFTJHOFEUP
TUVEZUIF6OJWFSTFJOCPUIWJTJCMFMJHIUBOEOPOWJTJCMFGPSNT PGSBEJBUJPOѮFêSTU
JOUIFTFSJFTXBTUIF)VCCMF4QBDF5FMFTDPQF MBVODIFEPO"QSJMBOEPQFSBU
JOH NBJOMZ JO WJTJCMF MJHIU UIF TFDPOE XBT UIF $PNQUPO(BNNB3BZ0CTFSWBUPSZ
MBVODIFEJOUP&BSUIPSCJUPO"QSJM UIFUIJSEXBTUIF$IBOESB9SBZ0CTFS
WBUPSZ MBVODIFE+VMZ BOEUIFGPVSUIJTUIFJOGSBSFE4QJU[FS4QBDF5FMFTDPQF
MBVODIFEPO"VHVTU4FF$IBOESB9SBZ0CTFSWBUPSZ $PNQUPO(BNNB3BZ
0CTFSWBUPSZ )VCCMF4QBDF5FMFTDPQF BOE4QJU[FS4QBDF5FMFTDPQF
(SFBU3FE4QPU "MBSHFPWBMBSFBJOUIFTPVUIFSOIFNJTQIFSFPG+VQJUFS XIJDIJTMBSHFS
UIBO UXP &BSUI EJBNFUFST BOE IBT CFFO PCTFSWFE XJUI TNBMM UFMFTDPQFT GPS DFOUVSJFT
ѮF(SFBU3FE4QPUJTBTXJSMJOH IJHIQSFTTVSFTUPSNDMPVE LOPXOBTBOBOUJDZDMPOF
USBQQFECFUXFFODPVOUFSëPXJOHFBTUXFTUBOEXFTUFBTUKFUXJOETUIBUGVOOFMTNBMMFS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
FEEJFTUPXBSEUIFTQPU IFMQJOHUPSPMMJUBSPVOEѮF(SFBU3FE4QPUDBODPOTVNFTNBMMFS
FEEJFTUIBUQBTTJOJUTWJDJOJUZ FYUSBDUJOHUIFJSFOFSHZBOEWBSZJOHGSPNBCPVUUP
LJMPNFUFSTXJEFCZUPLJMPNFUFSTMPOHѮFFBSMJFTUTJHIUJOHTPGB
MBSHFTQPUJOUIFBUNPTQIFSFPG+VQJUFSIBWFCFFODSFEJUFEUPUIF&OHMJTIQIZTJDJTU3PCFSU
)PPLF ¢ JOBOEUP*UBMJBOCPSO'SFODIBTUSPOPNFS(JBO (JPWBOOJ
%PNFOJDP +FBO%PNJOJRVF $BTTJOJ ¢ UIFGPMMPXJOHZFBSѮFNPTUQSPN
JOFOUTUPSNDMPVEmUIF(SFBU3FE4QPUmBQQFBSTJOSFDPSETBOEESBXJOHTEBUJOHCBDLUP
CZUIF(FSNBOBTUSPOPNFS4BNVFM)FJOSJDI4DIXBCF ¢
(SFFOnBTI "NPNFOUBSZHSFFOBQQFBSBODFPGUIFVQQFSNPTUQBSUPGUIF4VOTEJTL
MBTUJOHBGFXTFDPOETKVTUCFGPSFTVOTFUPSKVTUBѫFSTVOSJTF XIJDISFTVMUTGSPNBUNP
TQIFSJDSFGSBDUJPOBOEDBOCFPCTFSWFEJOUIFUSPQJDTBUUIFPDFBOTIPSJ[PO
(SFFOIPVTFFGGFDU ѮFXBSNJOHPGBQMBOFUTTVSGBDFCZIFBUUSBQQFECZHBTFTJOJUT
BUNPTQIFSF PXJOHUPUIFJSJOGSBSFEPQBDJUZѮF'SFODINBUIFNBUJDJBO+PTFQI +FBO
#BQUJTUF 'PVSJFS ¢ êSTUQSPQPTFEUIFNFDIBOJTNJO XIJMFXPOEFSJOH
IPXUIF4VOTIFBUDPVMECFSFUBJOFEUPLFFQUIF&BSUIIPU*ODPNJOHTVOMJHIUJTBCTPSCFE
BUUIFTVSGBDFBOESFSBEJBUFEBUMPOHFSXBWFMFOHUIT BTJOGSBSFEIFBUSBEJBUJPO"TUIF
*SJTIQIZTJDJTU+PIO5ZOEBMM ¢ TIPXFEJO TJHOJêDBOUIFBUJTBCTPSCFE
JOUIF&BSUITBUNPTQIFSFCZDBSCPOEJPYJEFBOEXBUFSWBQPSѮFTFHSFFOIPVTFHBTFT
BSFOPUUSBOTQBSFOUUPUIFJOGSBSFE BOEUIFIFBUJTSFëFDUFECBDLUPUIFHSPVOEѮF
OBUVSBMHSFFOIPVTFFĒFDUXBSNTUIFTVSGBDFPGUIF&BSUICZBCPVUEFHSFFT$FMTJVT
BOELFFQTUIFPDFBOTGSPNGSFF[JOH)PXNVDIIFBUJOHUIFHSFFOIPVTFFĒFDUDBVTFT
EFQFOETPOIPXPQBRVFUIFBUNPTQIFSFJTUPJOGSBSFESBEJBUJPO0O7FOVT UIFEFOTF
DBSCPOEJPYJEFBUNPTQIFSFIBTSBJTFEUIFTVSGBDFUFNQFSBUVSFUPBSPVOELFMWJO
IPUFOPVHIUPNFMUMFBE$PODFSOIBTNPVOUFEUIBUHMPCBMXBSNJOHPGUIF&BSUIXJMM
SFTVMUGSPNJODSFBTFEDPODFOUSBUJPOTPGDBSCPOEJPYJEFBOEPUIFSTPDBMMFEiVOOBUVSBMu
HSFFOIPVTFHBTFTSFMFBTFECZIVNBOBDUJWJUZ QBSUJDVMBSMZUIFCVSOJOHPGGPTTJMGVFMTTVDI
BTDPBMBOEPJM.FBTVSFNFOUTCFHVOJOCZUIF"NFSJDBOTDJFOUJTU$IBSMFT,FFMJOH
¢ IBWFEFNPOTUSBUFEBOFYQPOFOUJBMSJTFJOUIFBNPVOUPGDBSCPOEJPYJEFJO
UIF&BSUITBUNPTQIFSFPWFSUIFTVCTFRVFOUUXPEFDBEFT4FFHMPCBMXBSNJOH
(SFFOXJDI.FBO5JNF "CCSFWJBUFE(.5 UIFNFBOTPMBSUJNFGPSUIFNFSJEJBOPG
(SFFOXJDI &OHMBOE EFTJHOBUFEJOBTUIFQSJNFNFSJEJBOPG[FSPMPOHJUVEFGPS
UJNFLFFQJOH BOE OBWJHBUJPO QVSQPTFT 'PS TDJFOUJêD QVSQPTFT UIF (SFFOXJDI .FBO
5JNFJTXJEFMZLOPXOBT6OJWFSTBM5JNF PS65GPSTIPSU4FF3PZBM(SFFOXJDI0CTFS
WBUPSZ 4PMBS5JNF BOE6OJWFSTBM5JNF
(SFHPSJBOUFMFTDPQF "SFëFDUJOHUFMFTDPQFVTJOHBQBSBCPMJDQSJNBSZNJSSPSBOEB
DPODBWF FMMJQUJDBMTFDPOEBSZNJSSPSUIBUSFëFDUTMJHIUCBDLUISPVHIBIPMFJOUIFQSJ
NBSZNJSSPS OPUJODPNNPOVTFUPEBZCVUPGIJTUPSJDBMJOUFSFTUTJODFJUXBTEFTDSJCFE
CZUIF4DPUUJTINBUIFNBUJDJBO+BNFT(SFHPSZ ¢ JO êWFZFBSTCFGPSF
UIF&OHMJTIQIZTJDJTU*TBBD/FXUPO ¢ DPOTUSVDUFEIJTêSTUSFëFDUJOHUFMF
TDPQFDPOTJTUJOHPGBTQIFSJDBMQSJNBSZNJSSPSBOEBëBUTFDPOEBSZNJSSPSUPSFëFDU
UIF MJHIU UP UIF TJEF OPX JO DPNNPO VTF XJUI B QBSBCPMJD QSJNBSZ 4FF /FXUPOJBO
UFMFTDPQF SFëFDUPS SFëFDUJOHUFMFTDPQFBOEUFMFTDPQF
(MPTTBSZ(
GASES RELATIVE TO CARBON DIOXIDE 6ALUES ARE THE RATIO OF GLOBAL WARMING FROM ONE UNIT MASS OF A GAS TO THAT OF
ONE UNIT MASS OF CARBON DIOXIDE OVER YEARS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
(4'$ "DSPOZNGPS(PEEBSE4QBDF'MJHIU$FOUFS4FF(PEEBSE4QBDF'MJHIU$FOUFS
)
)BEBS "MTPLOPXOBT#FUB$FOUBVSJѮFTFDPOECSJHIUFTUTUBSJOUIFDPOTUFMMBUJPO
$FOUBVSVT UIFTUBS)BEBSIBTBOBQQBSFOUNBHOJUVEFPG BEJTUBODFPGMJHIU
ZFBST BOEBOBCTPMVUFWJTVBMNBHOJUVEFPG¢
)BMFT MBX ѮF MFBEJOH PS XFTUFSONPTU TQPUT PG BOZ TVOTQPU HSPVQ JO POF IFNJ
TQIFSFPGUIF4VOIBWFUIFTBNFNBHOFUJDQPMBSJUZ XIJMFUIFGPMMPXJOH PSFBTUFSONPTU
TQPUTIBWFUIFPQQPTJUFNBHOFUJDQPMBSJUZѮFEJSFDUJPOPGBOZCJQPMBSHSPVQJOUIF
TPVUIFSOIFNJTQIFSFJTUIFSFWFSTFPGUIBUJOUIFOPSUIFSOIFNJTQIFSF"MMPGUIFTQPUT
NBHOFUJDQPMBSJUJFTSFWFSTFFBDIZFBSTPMBSBDUJWJUZDZDMF
)BMGMJGF ѮFUJNFJUUBLFTGPSIBMGPGBHJWFORVBOUJUZPGSBEJPBDUJWFNBUFSJBMUPEFDBZ
ѮFIBMGMJGFGPSVSBOJVN XIJDIEFDBZTJOUPMFBE JTNJMMJPOZFBST
)BMMFZT$PNFU ѮFCSJHIU QFSJPEJDDPNFUOBNFEBѫFSUIF&OHMJTIBTUSPOPNFS&ENPOE
)BMMFZ ¢ )BMMFZGPVOEUIBUUIFPSCJUPGUIFDPNFUIFPCTFSWFEJOXBT
TJNJMBSUPUIPTFPGDPNFUTPCTFSWFEJO CZUIF(FSNBOBTUSPOPNFS+PIBOOFT,FQMFS
¢ BOEJOCZBOPUIFS(FSNBOBTUSPOPNFS1FUSVT"QJBOVT ¢
"MMUISFFDPNFUTNPWFEBSPVOEUIF4VOJOSFUSPHSBEFPSCJUTXJUIBTJNJMBSPSJFOUBUJPO
)BMMFZBMTPLOFXUIBUUIF(SFBU$PNFUPGIBEUSBWFMFEJOUIFSFUSPHSBEFEJSFDUJPO
BOEJOIFDPODMVEFEUIBUBMMGPVSDPNFUTXFSFSFUVSOTPGUIFTBNFDPNFUJOBDMPTFE
FMMJQUJDBMPSCJUBSPVOEUIF4VOXJUIBQFSJPEPGBCPVU&BSUIZFBST)BMMFZDPOêEFOUMZ
QSFEJDUFEJUTSFUVSOJO OPUJOHUIBUIFXPVMEOPUMJWFUPTFFJU8FOPXLOPXUIBUUIJT
DPNFUIBTSFUVSOFEUPGBTDJOBUFUIFXPSMEPOBUMFBTUUIJSUZUXPDMPTFBQQSPBDIFTUPUIF
4VO FWFSTJODF#$*O.BSDIUIF(JPUUPTQBDFDSBѫëFXDMPTFFOPVHIUPJNBHF
UIFOVDMFVTPG)BMMFZT$PNFU TIPXJOHUIBUJUIBTBOJSSFHVMBSTIBQF XJUIEJNFOTJPOTPG
LJMPNFUFST BEBSLTVSGBDFDSVTU BOEKFUTPGEVTUBOEJDFPOJUTTVOMJUTJEF"U
UIFUJNF UIFDPNFUXBTFNJUUJOHBCPVUUPOT PSLJMPHSBNT PGHBTBOEUPOT
PGEVTUFWFSZTFDPOE4FFDPNFUBOE(JPUUP.JTTJPO
)BMP 4FFHBMBDUJDIBMP
)BMQIB 4FFIZESPHFOBMQIBMJOF
)BSE9SBZT &MFDUSPNBHOFUJDSBEJBUJPOXJUIQIPUPOFOFSHJFTPGCFUXFFOLF7BOE
LF7BOEXBWFMFOHUITCFUXFFOBCPVUBOENFUFST
)BZBTIJUSBDL ѮFFWPMVUJPOBSZQBUIJOUIF)FSU[TQSVOH3VTTFMMEJBHSBNPGBTUBSUIBU
JTGPSNJOHBTUIFSFTVMUPGHSBWJUBUJPOBMDPOUSBDUJPO MZJOHBCPWFBOEUPUIFSJHIUPGUIF
TUBSTFWFOUVBMMPDBUJPOPOUIFNBJOTFRVFODF*UXBTêSTUEFTDSJCFEJOCZUIF+BQ
BOFTFBTUSPQIZTJDJTU$IVTIJSP)BZBTIJ ¢ XIPSFBMJ[FEUIBUTUSPOHDPOWFDUJPO
XPVMEFOBCMFBDPOUSBDUJOHTUBSUPSFMFBTFJUTFOFSHZNVDIGBTUFSUIBOCZSBEJBUJPO BOE
UIBU DPOTFRVFOUMZ QSFNBJOTFRVFODFTUBSTXPVMECFDPOTJEFSBCMZNPSFMVNJOPVTUIBO
UIFJSDPVOUFSQBSUTBMSFBEZPOUIFNBJOTFRVFODF"T)BZBTIJTIPXFE UIFFWPMVUJPOBSZ
USBDLPGBDPOUSBDUJOHTUBSNPWFTWFSUJDBMMZEPXOXBSEVOUJMUIFDPOWFDUJPO[POFSFUSFBUT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UPXBSEUIFTUFMMBSTVSGBDF BOECFDPNFTTVēDJFOUMZUIJOUIBUUIFTUBSTFWPMVUJPOBSZUSBDL
UVSOTMFѫXBSEVOUJMJUSFBDIFTUIFNBJOTFRVFODF)JTUIFPSFUJDBMEFTDSJQUJPOBDDPVOUFE
GPSUIF)FSU[TQSVOH3VTTFMMEJBHSBNTPGFYUSFNFMZZPVOHDMVTUFSTPCUBJOFECZUIF"NFS
JDBO BTUSPOPNFS .FSMF ' 8BMLFS ¢ JO UP 4FF )FSU[TQSVOH3VTTFMM
EJBHSBN
)FBWZXBUFS "GPSNPGXBUFSJOXIJDIUIFBCVOEBOU MJHIU IZESPHFOBUPNT ) BSF
SFQMBDFECZMFTTBCVOEBOU EFVUFSJVNBUPNT BIFBWZGPSNPGIZESPHFOEFOPUFECZ%
UPGPSN%0IFSF0EFOPUFTBOBUPNPGPYZHFO
)FMJPDFOUSJD $FOUFSFEPOUIF4VO*OIFMJPDFOUSJDDPTNPMPHZ UIF4VOJTTJUVBUFEBU
UIFDFOUFSPGUIF6OJWFSTF
)FMJPNFUFS "SFGSBDUJOHUFMFTDPQFXJUIUIFMFOTDVUFYBDUMZJOIBMGUPHJWFUXPJNBHFT
8IFOUIFUXPIBMWFTBSFNPWFEBQBSU UIFJSTFQBSBUJPODBOCFVTFEUPQSFDJTFMZNFB
TVSFBOHMFT"IFMJPNFUFSXBTêSTUVTFEUPNFBTVSFUIFBOHVMBSEJBNFUFSPGUIF4VO
IFODFUIFOBNFIFMJPNFUFS BOEUPNFBTVSFUIFBOHMFTCFUXFFODFMFTUJBMCPEJFTѮF
#SJUJTIPQUJDJBO+PIO%PMMPOE ¢ NBEFUIFêSTUIFMJPNFUFSJOBOEPOF
XBTVTFEJOCZUIF(FSNBOBTUSPOPNFS'SJFESJDI8JMIFMN#FTTFM ¢
UPNFBTVSFUIFBOOVBMQBSBMMBYPGUIFTUBS$ZHOJ NBLJOHUIFêSTUEFUFSNJOBUJPOPG
UIFEJTUBODFPGBOZTUBSPUIFSUIBOUIF4VO4FFBOOVBMQBSBMMBYBOE$ZHOJ
)FMJPQBVTF ѮFQMBDFXIFSFUIFTPMBSXJOEQSFTTVSFCBMBODFTPUIFSQSFTTVSFTGPVOE
JOJOUFSTUFMMBSTQBDFѮFIFMJPQBVTFJTMPDBUFEBCPVUBTUSPOPNJDBMVOJUTGSPNUIF
4VOPSBUBCPVUUJNFTUIFEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VO
)FMJPTFJTNPMPHZ ѮFTUVEZPGUIFJOUFSJPSPGUIF4VOCZUIFBOBMZTJTPGTPVOEXBWFT
UIBUQSPQBHBUFUISPVHIUIFTPMBSJOUFSJPSBOENBOJGFTUUIFNTFMWFTCZPTDJMMBUJPOTBUUIF
QIPUPTQIFSFѮFTFPTDJMMBUJPOTIBWFQFSJPETPGBSPVOEêWFNJOVUFTBOEBSFPCTFSWFE
TQFDUSPTDPQJDBMMZBT%PQQMFSTIJѫTJOUIFBCTPSQUJPOMJOFTQFDUSVNѮFUFDIOJRVFPG
IFMJPTFJTNPMPHZIBTCFFOVTFEUPJOGFSUIFDPNQPTJUJPO NPUJPOT TUSVDUVSFBOEUFN
QFSBUVSFPGUIFTPMBSJOUFSJPS)FMJPTFJTNPMPHZJTBIZCSJEOBNFDPNCJOJOHUIF(SFFL
XPSET)FMJPTGPSUIFi4VOuBOETFJTNPTGPSiUSFNPSPSRVBLFu4FFêWFNJOVUFPTDJMMB
UJPOT (MPCBM0TDJMMBUJPO/FUXPSL(SPVQ BOE40MBSBOE)FMJPTQIFSJD0CTFSWBUPSZ
)FMJPTQIFSF "WBTUSFHJPO DBWJUZ PSCVCCMFDBSWFEPVUPGJOUFSTUFMMBSTQBDFCZUIF
TPMBSXJOE BOEFYUFOEJOHUPBCPVUBTUSPOPNJDBMVOJUTGSPNUIF4VOPSUPBCPVU
UJNFTUIFNFBOEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VOѮFIFMJPTQIFSFJTUIF
SFHJPO PG JOUFSTUFMMBS TQBDF TVSSPVOEJOH UIF 4VO XIFSF UIF 4VOT NBHOFUJD êFME BOE
UIF DIBSHFE QBSUJDMFT PG UIF TPMBS XJOE DPOUSPM QMBTNB QSPDFTTFT ѮF IFMJPTQIFSF JT
JNNFSTFEJOUIFMPDBMJOUFSTUFMMBSNFEJVN BOEEFêOFTUIFFYUFOUPGUIF4VOTJOëVFODF
ѮFIFMJPTQIFSFDPOUBJOTPVS4PMBS4ZTUFN BOEFYUFOETXFMMCFZPOEUIFQMBOFUTUPUIF
IFMJPQBVTF BOPVUFSCPVOEBSZUIBUNBSLTUIFQMBDFXIFSFUIFTPMBSXJOEQSFTTVSFCBM
BODFTPUIFSQSFTTVSFTGPVOEJOJOUFSTUFMMBSTQBDF4FFIFMJPQBVTF
)FMJPTUBU "NPWFBCMFëBUNJSSPSVTFEUPSFëFDUTVOMJHIUJOUPBêYFETPMBSUFMFTDPQF
)FMJVN "ѫFSIZESPHFO UIFTFDPOENPTUBCVOEBOUFMFNFOUJOUIF4VOBOEUIF6OJ
WFSTFѮFOVDMFVTPGBIFMJVNBUPNJTDBMMFEBOBMQIBQBSUJDMFJUDPOUBJOTUXPQSP
UPOTBOEUXPOFVUSPOT)FMJVNXBTêSTUPCTFSWFEBTBTQFDUSBMMJOFEVSJOHUIFTPMBS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
)FSU[TQSVOH3VTTFMMEJBHSBN "CPTPMVUFMVNJOPTJUZPGTUBSTQMPUUFEBHBJOTUUIFJSTQFD
USBM UZQF DPMPS JOEFY PS FĒFDUJWF UFNQFSBUVSF BCCSFWJBUFE )3 EJBHSBN #SJHIUOFTT
JODSFBTFTGSPNCPUUPNUPUPQ BOEUFNQFSBUVSFEFDSFBTFTGSPNMFѫUPSJHIU UISPVHIUIF
TQFDUSBMTFRVFODF0 # " ' ( , ..PTUTUBST JODMVEJOHUIF 4VO MJF PO UIF NBJO
TFRVFODF XIJDIJTBEJBHPOBMCBOEUIBUFYUFOETGSPNUIFCSJHIUCMVFTUBSTJOUIFVQQFS
MFѫUPUIFGBJOUSFEPOFTJOUIFMPXFSSJHIUPGUIF)3EJBHSBN4VDITUBSTBSFBMTPDBMMFE
EXBSGTUBSTѮFHJBOUTUBSTMJFJOBMVNJOPVTCBOEBCPWFUIFNBJOTFRVFODFѮFXIJUF
EXBSGTUBSTPDDVQZUIFCPUUPNMFѫPGUIF)3EJBHSBNUIFTFUJOZTUBSTBSFDPNQBSBCMF
UPUIF&BSUIJOTJ[FѮF"NFSJDBOBTUSPOPNFS)FOSZ/PSSJT3VTTFMM ¢ QVC
MJTIFE BO FBSMZ WFSTJPO PG UIJT EJBHSBN JO UIF %BOJTI BTUSPOPNFS &KOBS )FSU[
TQSVOH ¢ QSFWJPVTMZQMPUUFETVDIEJBHSBNTGPSUIF1MFJBEFTBOE)ZBEFTTUBS
DMVTUFSTJO4FFEXBSGTUBS HJBOUTUBS )BZBTIJUSBDL JOTUBCJMJUZTUSJQ NBJOTFRVFODF
BOEXIJUFEXBSGTUBS
)&44* "DSPOZNGPSUIF)JHI&OFSHZ4PMBS4QFDUSPTDPQJD*NBHFS4FF3)&44*
)JHIFOFSHZQIZTJDT 4FFQBSUJDMFQIZTJDT
)*HI1SFDJTJPO1"3BMMBY$0MMFDUJOH4BUFMMJUi &4"MBVODIFEJUT)*HI1SFDJTJPO1"3
BMMBY$0MMFDUJOH4BUFMMJUF BCCSFWJBUFE)*11"3$04 PO"VHVTUBOEPQFSBUFE
JUVOUJM"VHVTU*UXBTUIFêSTUTQBDFNJTTJPOEFEJDBUFEUPBTUSPNFUSZ NFBTVSJOH
UIFBDDVSBUFQPTJUJPOT EJTUBODFT NPUJPOT CSJHIUOFTTBOEDPMPSTPGTUBST*OTUSVNFOUT
BCPBSE)*11"3$04NFBTVSFEUIFQBSBMMBYBOEQSPQFSNPUJPOTPGTUBSTXJUI
BQSFDJTJPOPGUPTFDPOETPGBSD VQUPUJNFTCFUUFSUIBOQPTTJCMFGSPN
UIFHSPVOEѮFBDSPOZNBMTPBMMVEFTUPUIF(SFFLBTUSPOPNFS)JQQBSDIVTPG/JDFB
MJWFED#$ XIPSFDPSEFEBDDVSBUFTUBSQPTJUJPOTNPSFUIBOUXPNJMMFOOJBQSFWJ
PVTMZ4FFQBSBMMBYBOEQSPQFSNPUJPO
)*11"3$04 "DSPOZNGPSUIF)*HI1SFDJTJPO1"3BMMBY$0MMFDUJOH4BUFMMJUF4FF)*HI
1SFDJTJPO1"3BMMBY$0MMFDUJOH4BUFMMJUF
)*SFHJPO "DMPVEPGOFVUSBM PSVOJPOJ[FE BUPNJDIZESPHFOHBTJOJOUFSTUFMMBSTQBDF
QSPOPVODFE)POFSFHJPO4VDIDMPVETEPOPUFNJUWJTJCMFMJHIU BOEIFODFBSFJOWJTJCMF
BUPQUJDBMXBWFMFOHUIT CVUUIFZEPFNJUSBEJPXBWFTUIBUBSFDFOUJNFUFSTMPOH4FF
OFVUSBMIZESPHFOBOEUXFOUZPOFDFOUJNFUFSMJOF
) ** SFHJPO "O JOUFSTUFMMBS DMPVE PG JPOJ[FE BUPNJD IZESPHFO PS QSPUPOT BOE FMFD
USPOT QSPOPVODFE)UXPSFHJPO"O)**SFHJPOJTQSPEVDFECZUIFVMUSBWJPMFUSBEJB
UJPO PG OFBSCZ IPU TUBST 4FF FNJTTJPO OFCVMB JPOJ[FE IZESPHFO 0SJPO OFCVMB BOE
4USÕNHSFOSBEJVT
)JHIWFMPDJUZTUBS 3BSFTUBSTXJUIFYUSFNFMZIJHISBEJBMWFMPDJUJFT PWFSLJMPNF
UFST QFS TFDPOE "T êSTU FYQMBJOFE JO CZ UIF 4XFEJTI BTUSPOPNFS #FSUJM -JOE
CMBE ¢ UIFIJHIWFMPDJUZTUBSTBSFJOUIFHBMBDUJDIBMPBOESFWPMWJOHTMPXMZ
BSPVOEUIFHBMBDUJDDFOUFS JODPNQBSJTPOXJUIUIF4VOBOEOFBSCZTUBSTUIBUBSFJO
UIFQMBOFPGPVS(BMBYZBOESFWPMWJOHSBQJEMZBCPVUUIFHBMBDUJDDFOUFS$POTFRVFOUMZ
IJHIWFMPDJUZTUBSTBSFNPWJOHSFMBUJWFMZTMPXMZ BOEPOMZBQQFBSUPIBWFBIJHIWFMPDJUZ
CFDBVTFUIF4VOBOE&BSUIBSFNPWJOHGBTU"OPUIFSUZQFPGSVOBXBZTUBSIBTBOFYDFQ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
UJPOBMMZIJHIWFMPDJUZEVFUPJUTPXONPUJPOUISPVHITQBDF SBUIFSUIBOUIFNPUJPOPG
UIFPCTFSWFSPO&BSUI4FFSVOBXBZTUBS
)JSBZBNBGBNJMJFT (SPVQTPGBTUFSPJETUIBUTIBSFWFSZTJNJMBSPSCJUT XJUIDPNNPO
PSCJUBMJODMJOBUJPOTBOEEJTUBODFTGSPNUIF4VO TVHHFTUJOHUIBU UIFZBSFUIFCSPLFO
GSBHNFOUT PG MBSHFS PCKFDUT ѮFZ XFSF EJTDPWFSFE JO CZ UIF +BQBOFTF BTUSPOP
NFS,JZPUTVHV)JSBZBNB ¢ XIPDBMMFEFBDIHSPVQBGBNJMZCFDBVTFIF
CFMJFWFEUIFNFNCFSTTIBSFEBDPNNPOPSJHJOBTUIFDIJMESFOPGBCJHHFSQBSFOUCPEZ
)FBMTPOBNFEBOVNCFSPGGBNJMJFTBѫFSUIFJSMBSHFTUNFNCFSBTUFSPJET TVDIBTUIF
&PT 'MPSB ,PSPOJTBOEѮFNJTGBNJMJFT4FFBTUFSPJET
)PCCZ&CFSMZ UFMFTDPQF "OPQUJDBMPSWJTJCMFMJHIUUFMFTDPQFDPOTJTUJOHPGIFY
BHPOBM NJSSPS TFHNFOUT KPJOFE UPHFUIFS UP DSFBUF BO FĒFDUJWF BQFSBUVSF XJUI B
NFUFS JODI EJBNFUFS ѮF )PCCZ&CFSMZ UFMFTDPQF JT MPDBUFE PO .U 'PXMLFT
5FYBT BOEJUCFHBOPQFSBUJPOJO0DUPCFSѮFUFMFTDPQFJTOBNFEBѫFS8JMMJBN1
)PCCZ m BOE3PCFSU&&CFSMZ m "NFSJDBOTVQQPSUFSTPGQVCMJDFEVDB
UJPO BOEJUJTBKPJOUQSPKFDUPGêWFVOJWFSTJUJFT
)PNFTUBLF ѮF 4PVUI %BLPUB HPME NJOF XIFSF UIF DIMPSJOF OFVUSJOP EFUFDUPS JT
MPDBUFE4FFDIMPSJOFFYQFSJNFOU
)PNPHFOFJUZ )BWJOHUIFTBNFQIZTJDBMQSPQFSUJFTBUBMMQPJOUTPGTQBDF JOBTZTUFN
PSJOUIF6OJWFSTF
)PNVODVMVT /FCVMB " DMPVE PG EVTU TVSSPVOEJOH UIF TUBS &UB $BSJOBF BOE TIFE
CZUIFTUBSJOPVUCVSTUTEBUJOHCBDLUPѮF)PNVODVMVT/FCVMBIBTBOBOHVMBS
FYUFOUPGBCPVUTFDPOETPGBSDѮFOBNFIPNVODVMVTDPNFTGSPNJUTTIBQF
XIJDISFTFNCMFTBIVNBOêHVSF4FFFNJTTJPOOFCVMB &UB$BSJOBF BOE&UB$BSJOBF
/FCVMB
)PSJ[PO ѮFNBYJNVNEJTUBODFUIBUBOPCTFSWFSDBOTFF
)PSJ[POQSPCMFN 'FXPGUIFQBSUJDMFTPGUIFFBSMZ6OJWFSTFXPVMEIBWFIBEUJNFUPCF
JODBVTBMDPOUBDUXJUIPOFBOPUIFSBUUIFPVUTFUPGDPTNJDFYQBOTJPO4FFJOëBUJPO
)PSTFIFBE/FCVMB "EBSLOFCVMBJOUIFDPOTUFMMBUJPO0SJPO XJUIUIFTIBQFPGUIF
IFBEBOENBOFPGBIPSTF QSPKFDUFEJOTJMIPVFUUFBHBJOTUUIFFNJTTJPOOFCVMB*$
ѮF BOHVMBS EJNFOTJPOT PG UIF )PSTFIFBE /FCVMB BSF NJOVUFT PG BSD DPSSF
TQPOEJOHUPBCPVUMJHIUZFBSTBDSPTT4FFEBSLOFCVMB
)PU EBSL NBUUFS 4VCBUPNJDQBSUJDMFTUIBUNPWFBMNPTUBTGBTUBTMJHIU TVDIBTUIF
OFVUSJOP4FFDPMEEBSLNBUUFS EBSLNBUUFS BOEOFVUSJOP
)PVSHMBTT/FCVMB "QMBOFUBSZOFCVMBJOUIFDPOTUFMMBUJPO.VTDB EFTJHOBUFE.Z$O
*UJTPOMZTFDPOETPGBSDBDSPTTBOEIBTBOIPVSHMBTTTIBQFXIFOJNBHFEGSPNUIF
)VCCMF4QBDF5FMFTDPQF4FFQMBOFUBSZOFCVMB
)3 EJBHSBN "DSPOZN GPS )FSU[TQSVOH3VTTFMM EJBHSBN 4FF )FSU[TQSVOH3VTTFMM
EJBHSBN
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
)45 "DSPOZNGPSUIF)VCCMF4QBDF5FMFTDPQF4FF)VCCMF4QBDF5FMFTDPQF
)VCCMFDPOTUBOU ѮFSBUFBUXIJDIUIF6OJWFSTFFYQBOETBOEUIFSFDFTTJPOWFMPDJUJFT
PGHBMBYJFTJODSFBTFXJUIEJTUBODF EFOPUFECZUIFTZNCPM)XIFSFUIF[FSPTVCTDSJQU
EFOPUFTUIFWBMVFBUUIFQSFTFOUUJNFѮF)VCCMFDPOTUBOUJTBCPVULJMPNFUFSTQFS
TFDPOEQFS.FHBQBSTFD4FF)VCCMFEJBHSBN )VCCMFMBX BOE)VCCMFUJNF
)VCCMF EJBHSBN 1MPU PG UIF SBEJBM WFMPDJUJFT PS SFETIJѫT PG HBMBYJFT BHBJOTU
UIFJS EJTUBODFT êSTU NBEF JO CZ UIF "NFSJDBO BTUSPOPNFS &EXJO )VCCMF
¢ ѮJT XBT UIF êSTU FWJEFODF PG UIF FYQBOTJPO PG UIF 6OJWFSTF ѮF
)VCCMFDPOTUBOUJTFRVBMUPUIFTMPQFPGUIF)VCCMFEJBHSBN4FFFYQBOEJOH6OJWFSTF
BOE)VCCMFDPOTUBOU
)VCCMFMBX "SFMBUJPOTIJQUIBUTUBUFTUIBUUIFGBSUIFSBXBZGSPNVTBHBMBYZJT UIFGBTUFS
JUJTSFDFEJOHGSPNVTѮFMJOFBSJODSFBTFPGHBMBYZSFDFTTJPOWFMPDJUZ EFOPUFECZ7S
XJUIHBMBYZEJTUBODF TQFDJêFECZ% BDDPSEJOHUPUIFSFMBUJPO7S)% XIFSF)JT
UIF)VCCMFDPOTUBOU"MUIPVHIUIF"NFSJDBOBTUSPOPNFS&EXJO)VCCMF ¢
EJEOPUTQFDJêDBMMZTUBUFJU UIJTSFMBUJPOJTOPXLOPXOBTUIF)VCCMFMBX4FF)VCCMF
DPOTUBOUBOE)VCCMFEJBHSBN
'*( (UBBLE DIAGRAM 4HIS PLOT OF GALAXY DISTANCE VERSUS RECESSION VELOCITY IS ANALO
GOUS TO THAT OBTAINED BY %DWIN (UBBLE ¥ IN HIS DISCOVERY OF THE EXPANSION
OF THE 5NIVERSE &IG
4HE SLOPE OF THE
LINEAR lT TPMJEMJOF TO
THE DATA EPUT MEASURES
THE EXPANSION RATE OF
THE 5NIVERSE A QUAN
TITY CALLED THE (UBBLE
CONSTANT DESIGNATED (
4HE DATA SHOWN HERE
OBTAINED BY 7ENDY
&REEDMAN ¥ AND
HER COLLEAGUES SUM
MARIZE ELEVEN YEARS OF
EFFORTS TO SPECIFY THIS
CONSTANT BY USING THE
)VCCMF4QBDF5FMFTDPQF
TO MEASURE THE DIS
TANCES AND VELOCITIES OF
#EPHEID VARIABLE STARS IN
GALAXIES 4HE DISTANCE
$ IS IN UNITS OF A MILLION
PARSECS OR -PC WHERE -PC IS EQUIVALENT TO MILLION LIGHT YEARS AND THE RADIAL VELOCITY
6R IS GIVEN IN UNITS OF KILOMETERS PER SECOND DENOTED AS KM S 4HE VELOCITY AND DISTANCE ARE
RELATED BY (UBBLES LAW 6R ( $ WHERE ( IS (UBBLES CONSTANT 4HE lT TO THESE DATA
INDICATE THAT ( KM S -PC AND THAT THIS CONSTANT LIES WELL WITHIN THE LIMITS OF
AND IN THE SAME UNITS EBTIFEMJOFT
(MPTTBSZ)
TUBSTBUXBWFMFOHUITTQFDJêFECZUIF#BMNFSTFSJFT BOEBUVMUSBWJPMFUXBWFMFOHUITCZUIF
-ZNBOTFSJFT*OUFSTUFMMBSSFHJPOTPGOFVUSBM VOJPOJ[FEIZESPHFOBUPNTBSFDBMMFE)*
SFHJPOT BOEUIFZFNJUSBEJPSBEJBUJPOBUDFOUJNFUFSTXBWFMFOHUICSJHIUTUBSTJPOJ[F
OFBSCZJOUFSTUFMMBSIZESPHFO QSPEVDJOH)**SFHJPOT"IZESPHFONPMFDVMFDPOTJTUTPG
UXPIZESPHFOBUPNT BOENPMFDVMBSIZESPHFOJTUIFNPTUBCVOEBOUNPMFDVMFJOJOUFS
TUFMMBSTQBDF.PTUPGUIFNBTTPGBIZESPHFOBUPNJTJOJUTOVDMFVT UIFQSPUPO XIPTF
NBTTJTLJMPHSBNTPSUJNFTUIFNBTTPGBOFMFDUSPO"SBSF IFBWZ
JTPUPQFPGBUPNJDIZESPHFO LOPXOBTEFVUFSJVN DPOUBJOTPOFQSPUPOBOEPOFOFVUSPO
JOJUTOVDMFVT)ZESPHFOJTTPMJHIUUIBUJUJTGPVOEJOPOMZTNBMMBNPVOUTJO&BSUITBUNP
TQIFSF CVUJUJTUIFNBJODPOTUJUVFOUPGUIFNBTTJWFHJBOUQMBOFUT+VQJUFSBOE4BUVSO4FF
BMQIBQBSUJDMF #BMNFSTFSJFT #JH#BOH EFVUFSJVN FMFDUSPO 'SBVOIPGFSMJOFT )*SFHJPO
)**SFHJPO IZESPHFONPMFDVMF -ZNBOTFSJFT BOEUXFOUZPOFDFOUJNFUFSMJOF
)ZESPHFOBMQIBMJOF ѮFTQFDUSBMMJOFPGOFVUSBMIZESPHFOJOUIFSFEQBSUPGUIFWJT
JCMF TQFDUSVN EFOPUFE CZ )ʂ -JHIU FNJUUFE PS BCTPSCFE BU B XBWFMFOHUI PG
OBOPNFUFST EVSJOH BO BUPNJD USBOTJUJPO JO IZESPHFO UIF MPXFTU FOFSHZ USBOTJUJPO
JO JUT #BMNFS TFSJFT *U JT UIF EPNJOBOU FNJTTJPO GSPN UIF TPMBS DISPNPTQIFSF ѮF
XBWFMFOHUIBMTPDPSSFTQPOETXJUIBEBSLMJOFQSPEVDFECZIZESPHFOBCTPSQUJPOJOUIF
QIPUPTQIFSF EFTJHOBUFEXJUIUIFMFUUFS$JOCZUIF(FSNBOQIZTJDJTUBOEPQUJ
DJBO+PTFQIWPO'SBVOIPGFS ¢ 4FF#BMNFSTFSJFT DISPNPTQIFSF êMBNFOU
'SBVOIPGFSMJOFT QMBHF QSPNJOFODF TQFDUSBMMJOF TQFDUSPIFMJPHSBQI BOETQJDVMF
)ZESPHFOCVSOJOH ѮFUIFSNPOVDMFBSGVTJPOPGIZESPHFOOVDMFJJOUPIFMJVNOVDMFJ
BOE UIF QSPDFTT CZ XIJDI BMM NBJOTFRVFODF TUBST HFOFSBUF FOFSHZ 4UBST TQFOE NPTU
PGUIFJSMJGFUJNFCVSOJOHIZESPHFO BOETVDITUBSTBSFUIFNPTUDPNNPOLJOEPGTUBS
"TUBSXJUIUIFNBTTPGUIF4VOTQFOETBSPVOEUFOCJMMJPOZFBSTJOUIJTTUBHFNPSFNBT
TJWFTUBSTTQFOEMFTTUJNF4UBSTNPSFNBTTJWFUIBOTPMBSNBTTFTCVSOIZESPHFOCZ
UIF$/0DZDMFIZESPHFOCVSOJOHCZMFTTNBTTJWFTUBSTQSPDFFETCZUIFQSPUPOQSPUPO
*
*"4 "DSPOZNGPSUIF*OTUJUVUPEJ"TUSPêTJDB4QB[JBMF *UBMZ
*"6 "DSPOZN GPS UIF *OUFSOBUJPOBM "TUSPOPNJDBM 6OJPO 4FF *OUFSOBUJPOBM "TUSP
OPNJDBM6OJPO
*$ "CCSFWJBUJPO GPS UIF UXP *OEFY $BUBMPHVFT QSPEVDFE JO BOE CZ UIF
%BOJTICPSO *SJTI BTUSPOPNFS +PIO -PVJT &NJM i+-&u %SFZFS ¢ BT
TVQQMFNFOUT UP IJT /FX (FOFSBM $BUBMPHVF BCCSFWJBUFE /($ PG OFCVMBF BOE TUBS
DMVTUFST QVCMJTIFE JO .PEFSO BTUSPOPNFST TUJMM EFTJHOBUF HBMBYJFT BOE PUIFS
DPTNJDPCKFDUTCZUIFJSOVNCFSTJOUIF/($BOE*$DBUBMPHVFT4FF/($
*DF"HF "QFSJPEPGDPPM ESZDMJNBUFPO&BSUIDBVTJOHBMPOHUFSNCVJMEVQPGFYUFOTJWF
JDFTIFFUTGBSGSPNUIFQPMFTѮFNBKPSJDFBHFTMBTUGPSBCPVUZFBSTUIFZBSFTFQ
BSBUFECZXBSNFSJOUFSHMBDJBMQFSJPETUIBUMBTUSPVHIMZZFBSTѮFNBKPSJDFBHFT
TFFNUPCFUSJHHFSFECZSIZUINJDWBSJBUJPOTJOUIFHMPCBMEJTUSJCVUJPOPGTVOMJHIUXJUI
QFSJPETPG BOEUIPVTBOEZFBST4FFMJUUMFJDFBHFBOE.JMBOLPWJUDIDZDMFT
*NQBDUDSBUFS 4FFDSBUFS
*OEFUFSNJOBDZQSJODJQMF4FFVODFSUBJOUZQSJODJQMF
*OEFY$BUBMPHVF 4FF*$
*OFSUJB ѮFUFOEFODZPGBOZNBTTUPSFNBJOFJUIFSBUSFTUPSJODPOTUBOUNPUJPOVOMFTT
BDUFEVQPOCZBGPSDF
*OnBUJPO "IZQPUIFUJDBM FYUSFNFMZSBQJEFYQBOTJPOPGUIFWFSZFBSMZ6OJWFSTFJNNF
EJBUFMZBѫFSUIF#JH#BOHBOECFGPSFBOZNBUUFSXBTGPSNFE JOXIJDIUIFFYQBOTJPO
PDDVSSFENVDINPSFSBQJEMZUIBOJUEPFTUPEBZ BUBOFYQPOFOUJBMSBUIFSUIBOBMJOFBS
SBUF"OFYQPOFOUJBMFYQBOTJPO CBTFEPORVBOUVNHSBWJUZ XBTQSPQPTFEJOCZUIF
3VTTJBOBTUSPQIZTJDJTU"MFYFJ"4UBSPCJOTLZ ¢ *OUIF"NFSJDBOQIZTJDJTU
"MBO)(VUI ¢ OPUJDFEUIBUTVDIBOFYQBOTJPO XIJDIIFOBNFEJOëBUJPO NBZ
CFJNQMJFEGSPNFMFNFOUBSZQBSUJDMFUIFPSZ BOEUIBUUIFSBQJE FYQPOFOUJBMFYQBOTJPO
XPVMETPMWFUIFëBUOFTTBOEIPSJ[POQSPCMFNT4PNFEJēDVMUJFTXJUIUIF(VUINPEFM
XFSFPWFSDPNFJOCZUIF3VTTJBOBTUSPQIZTJDJTU"OESFJ%-JOEF ¢ XIP
QSPQPTFEBDIBPUJDJOëBUJPOUIFPSZ"OZTVDIUIFPSZSFRVJSFTUIBUUIFNBTTEFOTJUZ
PG UIF 6OJWFSTF JT FRVBM UP UIF DSJUJDBM EFOTJUZ JG UIFSF JT OP DPTNPMPHJDBM DPOTUBOU
TPUIF6OJWFSTFNVTUCFEFTDSJCFECZ&VDMJEFBOHFPNFUSZ*UBMTPSFRVJSFTTVCTUBOUJBM
RVBOUJUJFTPGOPOCBSZPOJDNBUUFS4FFDPTNPMPHJDBMDPOTUBOU DSJUJDBMEFOTJUZ ëBUOFTT
QSPCMFN IPSJ[POQSPCMFN BOEOPOCBSZPOJDNBUUFS
*OGSBSFE 4FFJOGSBSFESBEJBUJPO
NPOUIT DBUBMPHVJOHPCKFDUTBOEEJTDPWFSJOHTUBSCVSTUHBMBYJFTBOEQSPUP
QMBOFUBSZEJTLTUIBUTVSSPVOEZPVOHTUBST4FFQSPUPQMBOFUBSZEJTL TUBSCVSTUHBMBYZ
BOE7FHB
*OGSBSFESBEJBUJPO &MFDUSPNBHOFUJDSBEJBUJPOXJUIXBWFMFOHUITTMJHIUMZMPOHFSUIBO
SFEMJHIU JOUIFSBOHFCFUXFFOUIFWJTJCMFSFETQFDUSVNBOESBEJPXBWFTBOESPVHIMZ
CFUXFFOBOENFUFSTJOXBWFMFOHUIѮF(FSNBOCPSO&OHMJTIBTUSPOPNFS
8JMMJBN)FSTDIFM ¢ EJTDPWFSFESBEJBOUIFBU PSJOGSBSFESBEJBUJPO JO
XIFO IF FYBNJOFE UIF TPMBS TQFDUSVN VTJOH B QSJTN BOE UIFSNPNFUFS OPUJOH UIBU
UIF IPUUFTU SBEJBUJPO XBT GPVOE XIFO UIF UIFSNPNFUFS XBT QMBDFE CFZPOE UIF SFE
FOEPGUIFWJTJCMFTQFDUSVNPGTVOMJHIU*OGSBSFESBEJBUJPOJTJOWJTJCMFUPUIFIVNBO
FZFBOEDPTNJDJOGSBSFESBEJBUJPOJTBCTPSCFEBMNPTUDPNQMFUFMZJOUIFMPXFSMBZFSTPG
UIF&BSUITBUNPTQIFSF QSJNBSJMZCZXBUFSWBQPS'PSUIJTSFBTPO JOGSBSFEBTUSPOPNZ
PCTFSWBUJPOTIBWFUPCFDPOEVDUFEGSPNUIFIJHIFTUNPVOUBJOTJUFT PSGSPNBJSDSBѫPS
TBUFMMJUFT3FMBUJWFMZDPPMPCKFDUT TVDIBTEVTUBOEQMBOFUT SBEJBUFBHSFBUFSQFSDFOUBHF
PGUIFJSFOFSHZJOJOGSBSFESBEJBUJPOUIBOSFMBUJWFMZIPUPCKFDUTTVDIBTTUBST*OGSBSFE
SBEJBUJPOQFOFUSBUFTJOUFSTUFMMBSEVTUNVDINPSFSFBEJMZUIBOWJTJCMFMJHIUEPFT
*OTUBCJMJUZTUSJQ ѮFOBSSPXSFHJPOJOUIF)FSU[TQSVOH3VTTFMMEJBHSBNXIFSFQVM
TBUJOHTUBSTBSFMPDBUFE4FF)FSU[TQSVOH3VTTFMMEJBHSBN
*/5&(3"- "DSPOZNGPS*/5&SOBUJPOBM(BNNB3BZ"TUSPQIZTJDT-BCPSBUPSZ4FF
*/5&SOBUJPOBM(BNNB3BZ"TUSPQIZTJDT-BCPSBUPSZ
*OUFOTJUZJOUFSGFSPNFUFS "NFUIPEPGJOUFSGFSPNFUSZJOXIJDIFMFDUSPNBHOFUJDSBEJ
BUJPOGSPNBDPTNJDPCKFDUJTSFDPSEFEBUUIFTBNFUJNFBUUXPPSNPSFJOEFQFOEFOU
UFMFTDPQFT BOE DPSSFMBUFE BѫFS EFUFDUJPO UP DSFBUF BO JOUFSGFSPNFUFS ѮF UFDIOJRVF
XBTQJPOFFSFEBUSBEJPXBWFMFOHUITCZUIF&OHMJTISBEJPBTUSPOPNFS3PCFSU)BOCVSZ
#SPXO ¢ JOUIFFBSMZT#SPXOCVJMUBWJTJCMFMJHIU NJSSPSJOUFOTJUZ
JOUFSGFSPNFUFS OFBS /BSSBCSJ "VTUSBMJB BOE VTFE JU JO UP NFBTVSF UIF BOHVMBS
EJBNFUFSPGUIFTUBS4JSJVTѮFJOUFOTJUZJOUFSGFSPNFUFSXBTVTFEUPNFBTVSFUIFBOHV
MBSEJBNFUFSTPGTFWFSBMNBJOTFRVFODFTUBSTCFUXFFOBOE
*OUFSGFSPNFUFS "UFMFTDPQFUIBUDPNCJOFTUIFTJHOBMTGSPNUXPPSNPSFTNBMMFSUFMF
TDPQFT TPUIFSBEJBUJPOGSPNPOFJOUFSGFSFTXJUIUIFSBEJBUJPOGSPNUIFPUIFST IFODF
UIFOBNFJOUFSGFSPNFUFSGPSBOiJOUFSGFSFODFNFUFSu"OJOUFSGFSPNFUFSZJFMETNVDI
TIBSQFSWJFXTPGDPTNJDPCKFDUTUIBOFJUIFSPOFPGJUTDPNQPOFOUTNBMMFSUFMFTDPQFT
XJUIBOBOHVMBSSFTPMVUJPODPNQBSBCMFJOTJ[FUPUIFTFQBSBUJPOCFUXFFOJUTDPNQPOFOUT
*O UIF "NFSJDBO QIZTJDJTU "MCFSU .JDIFMTPO ¢ BOE UIF "NFSJDBO
BTUSPOPNFS 'SBODJT ( 1FBTF ¢ QVCMJTIFE UIFJS PQUJDBM PS WJTJCMFMJHIU
JOUFSGFSPNFUFS NFBTVSFNFOU PG UIF BOHVMBS TJ[F PG #FUFMHFVTF UIF êSTU EFUFSNJOB
UJPOPGUIFTJ[FPGBOZTUBSPUIFSUIBOUIF4VO.PEFSOPQUJDBMJOUFSGFSPNFUFSTJODMVEF
UIF,FDL5FMFTDPQF*OUFSGFSPNFUFSBOEUIF7FSZ-BSHF5FMFTDPQF*OUFSGFSPNFUFSѮJT
UFDIOJRVFJTBMTPVTFEUPPCUBJOBOHVMBSSFTPMVUJPOTBTêOFBTTFDPOETPGBSDBU
SBEJPXBWFMFOHUITVTJOH7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ4FF#FUFMHFVTF JOUFOTJUZ
JOUFSGFSPNFUFS ,FDL5FMFTDPQFT 7FSZ-BSHF"SSBZ 7FSZ-BSHF5FMFTDPQF 7FSZ-POH
#BTFMJOF"SSBZ BOE7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( )NTERFEROMETER 7HEN INCOMING RADIATION APPROACHES THE
%ARTH AT AN ANGLE THE CRESTS OF THE RADIATION WILL ARRIVE AT TWO SEPARATED
TELESCOPES AT SLIGHTLY DIFFERENT TIMES 4HIS DELAY IN ARRIVAL TIME IS THE
DISTANCE 8 DIVIDED BY THE VELOCITY OF LIGHT )F 8 IS AN EXACT MULTIPLE OF THE
WAVELENGTH THEN THE WAVES DETECTED AT THE TWO TELESCOPES WILL BE IN PHASE
AND ADD UP WHEN COMBINED )F NOT THEY WILL BE OUT OF PHASE AND INTERFERE
4HE ANGULAR RESOLUTION OF SUCH AN INTERFEROMETER OR INTERFERENCE METER IS
EQUAL TO THE WAVELENGTH DIVIDED BY THE EFFECTIVE BASELINE 7HEN THE OBJECT
BEING OBSERVED IS DIRECTLY OVERHEAD THE EFFECTIVE BASELINE IS EQUAL TO THE
DISTANCE BETWEEN THE TWO TELESCOPES
*OUFSGFSPNFUSZ ѮFVTFPGBOJOUFSGFSPNFUFSUPDPNCJOFUIFSBEJBUJPOSFDFJWFEGSPN
BDPTNJDPCKFDUCZUXPPSNPSFUFMFTDPQFT4FFJOUFSGFSPNFUFS
*OUFSHBMBDUJDNBUUFS .BUUFSJOUIFTQBDFCFUXFFOHBMBYJFT DSFBUJOHBCTPSQUJPOPGUIF
MJHIUGSPNEJTUBOUHBMBYJFTPSRVBTBSTBOEQSPEVDJOH9SBZFNJTTJPOGSPNDMVTUFSTPG
HBMBYJFT4FF(VOO1FUFSTPOFĒFDUBOE6IVSV.JTTJPO
*OUFSOBUJPOBM "TUSPOPNJDBM 6OJPO "CCSFWJBUFE*"6 UIF*OUFSOBUJPOBM"TUSPOPNJ
DBM6OJPOXBTGPVOEFEJO*UTNJTTJPOJTUPQSPNPUFBOETBGFHVBSEUIFTDJFODFPG
BTUSPOPNZJOBMMJUTBTQFDUTUISPVHIJOUFSOBUJPOBMDPPQFSBUJPO*UTJOEJWJEVBMNFNCFST
BSFQSPGFTTJPOBMBTUSPOPNFSTBMMPWFSUIFXPSME BUUIF1I%MFWFMPSCFZPOEBOEBDUJWF
JO QSPGFTTJPOBM SFTFBSDI BOE FEVDBUJPO JO BTUSPOPNZ ѮF TDJFOUJêD BOE FEVDBUJPOBM
BDUJWJUJFT PG UIF *"6 BSF PSHBOJ[FE JOUP 4DJFOUJêD %JWJTJPOT NPSF TQFDJBMJ[FE
$PNNJTTJPOTBOE8PSLJOHBOE1SPHSBN(SPVQT
*OUFSOBUJPOBMBUPNJDUJNF ѮFGVOEBNFOUBMVOJUPGUJNFJTUIFBUPNJDTFDPOE XIJDI
JT EFêOFE GSPN XPSMEXJEF PCTFSWBUJPOT PG BUPNJD DMPDLT DPNCJOFE CZ UIF #VSFBV
*OUFSOBUJPOBMEFM)FVSF 1BSJT#ZEFêOJUJPO BEBZIBTTFDPOETPG*OUFSOBUJPOBM
"UPNJD5JNF PSJO'SFODI 5FNQT"UPNJRVF*OUFSOBUJPOBMBOEBCCSFWJBUFE5"*4FF
6OJWFSTBM5JNF
(MPTTBSZ*
-(Z (Z OR A MILLION (ERTZ AND '(Z (Z OR A BILLION (ERTZ 4HE TRANSITION WAVELENGTHS ARE
GIVEN IN UNITS OF CENTIMETERS CM OR MILLIMETERS MM CM
*OUSJOTJD CSJHIUOFTT ѮF BNPVOU PG SBEJBUJPO BO PCKFDU FNJUT BT PQQPTFE UP IPX
CSJHIUUIFPCKFDUMPPLTGSPN&BSUI4FFBCTPMVUFMVNJOPTJUZ
*OWFSTFTRVBSFMBX ѮFBQQBSFOU PSPCTFSWFE JOUFOTJUZPGSBEJBUJPOEJNJOJTIFTCZ
UIFTRVBSFPGUIFEJTUBODFGSPNJUTTPVSDFBMTPBSFEVDUJPOJOHSBWJUBUJPOBMBUUSBDUJPO
CZUIFTBNFGBDUPS4FFBCTPMVUFMVNJOPTJUZBOEBQQBSFOUMVNJOPTJUZ
*OWJTJCMFSBEJBUJPO ѮPTFLJOETPGSBEJBUJPOUPXIJDIUIFIVNBOFZFJTOPUTFOTJUJWF
GPSFYBNQMF SBEJPXBWFT 9SBZTBOEHBNNBSBZTѮFIVNBOFZFJTTFOTJUJWFUPWJT
JCMFMJHIU BMTPLOPXOBTPQUJDBMSBEJBUJPOTJODFPQUJDTBSFVTFEUPEFUFDUJU4FFPQUJDBM
SBEJBUJPOBOEWJTJCMFMJHIU
*P ѮFJOOFSNPTUPG+VQJUFSTGPVS(BMJMFBOTBUFMMJUFT EJTDPWFSFEJOCZUIF*UBMJBO
BTUSPOPNFS (BMJMFP (BMJMFJ ¢ *P IBT B SBEJVT PG LJMPNFUFST BOE B
NBTTEFOTJUZPGLJMPHSBNTQFSDVCJDNFUFS5JEBMGPSDFTGSPN+VQJUFSTRVFF[F*PT
SPDLZJOUFSJPSJOBOEPVU NBLJOHJUNPMUFOJOTJEFBOEQSPEVDJOHWPMDBOPFTUIBUXFSF
EJTDPWFSFEJOXIFOUIF7PZBHFSTQBDFDSBѫëFXCZ+VQJUFS*PJTUIFNPTUWPMDB
OJDBMMZBDUJWFCPEZJOUIF4PMBS4ZTUFN*UTWPMDBOPFTQSPEVDFSFEBOEZFMMPXëPXTPG
TVMGVSPVTMBWBBOEFYQFMQMVNFTPGTVMGVSEJPYJEFHBT+VQJUFSTQPXFSGVMNBHOFUJDêFME
TXFFQTQBTU*P QJDLJOHVQBUPO PSLJMPHSBNT PGTVMGVSBOEPYZHFOJPOTFWFSZ
TFDPOE BOEEJSFDUJOHUIFNJOUPBEPVHIOVUTIBQFESJOHLOPXOBTBQMBTNBUPSVT*PJT
BMTPDPOOFDUFEUP+VQJUFSCZBëVYUVCFUIBUDBSSJFTBWBTUDVSSFOUPGNJMMJPOBNQFSFT
CFUXFFOUIFTBUFMMJUFBOEUIFQMBOFUTQPMFT QSPEVDJOHBVSPSBMJHIUTPOCPUIUIFTBUFMMJUF
BOEUIFHJBOUQMBOFU4FF(BMJMFBOTBUFMMJUFTBOEUJEFT
(MPTTBSZ*
'*( )OS mUX TUBE AND PLASMA TORUS !N ELECTRIC CURRENT OF lVE MILLION AMPERES
mOWS ALONG )OS mUX TUBE CONNECTING )O TO THE UPPER ATMOSPHERE OF *UPITER 4HE PLASMA
TORUS CENTERED NEAR )OS ORBIT IS lLLED WITH ENERGETIC SULFUR AND OXYGEN IONS "ECAUSE THE
PLANETS ROTATIONAL AXIS IS TILTED WITH RESPECT TO THE MAGNETIC AXIS THE ORBIT OF THE SATELLITE
)O EBTIFEMJOF IS INCLINED TO THE PLASMA TORUS
*TMBOE6OJWFSTFIZQPUIFTJT ѮFBTTFSUJPOUIBUTQJSBMOFCVMBFBSFIVHFTUFMMBSBHHSF
HBUFTTFQBSBUFEGSPNCPUIUIF.JMLZ8BZBOEFBDIPUIFSCZWBTUEJTUBODFT
*TPUPQF "UPNIBWJOHUIFTBNFOVNCFSPGQSPUPOTJOJUTOVDMFVTBTPUIFSBUPNTPGBO
FMFNFOU CVUBEJĒFSFOUOVNCFSPGOFVUSPOT XJUIUIFSFTVMUUIBUJUTNBTTEJĒFSTUIPVHI
JU NBZ IBWF UIF TBNF OVNCFS PG FMFDUSPOT 0OF PG UXP PS NPSF GPSNT PG UIF TBNF
DIFNJDBMFMFNFOU XIPTFBUPNTBMMIBWFUIFTBNFBUPNJDOVNCFS PSOVNCFSPGQSP
UPOTJOUIFJSOVDMFVT CVUBEJĒFSFOUOVNCFSPGOFVUSPOTBOEUIFSFGPSFBEJĒFSFOUNBTT
PSBUPNJDNBTTOVNCFSѮFUFSN QSPQPTFEJOCZUIF&OHMJTIDIFNJTU'SFEFSJDL
4PEEZ ¢ EFSJWFTGSPNUIF(SFFLJTPTGPSiFRVBMuBOEUPQPTGPSiQMBDF uBOE
SFëFDUTUIFGBDUUIBUTVDITQFDJFTPDDVQZUIFTBNFQPTJUJPOJOUIFQFSJPEJDUBCMFPGUIF
FMFNFOUT4FFBUPNJDOVNCFSBOEBUPNJDNBTTOVNCFS
*TPUSPQZ 2VBMJUZPGCFJOHUIFTBNFJOBMMEJSFDUJPOT XJUIJOBTZTUFNPSUIF6OJWFSTF
3BEJBUJPODPNJOHXJUIFRVBMJOUFOTJUZGSPNBMMEJSFDUJPOTJTJTPUSPQJDBDBSMJHIUBOEB
TQPUMJHIUTCFBNBSFBOJTPUSPQJD BTJTUIFEJTUSJCVUJPOPGHBMBYJFT CVUUIFUISFFEFHSFF
DPTNJD NJDSPXBWF CBDLHSPVOE SBEJBUJPO JT WFSZ JTPUSPQJD XJUI POMZ B MPX MFWFM PG
BOJTPUSPQZ4FFBOJTPUSPQZ
*6& "DSPOZNGPS*OUFSOBUJPOBM6MUSBWJPMFU&YQMPSFS4FF*OUFSOBUJPOBM6MUSBWJPMFU
&YQMPSFS
(MPTTBSZ+
+
+BNFT $MFSL .BYXFMM 5FMFTDPQF "CCSFWJBUFE +$.5 B TVCNJMMJNFUFSXBWF UFMF
TDPQF XJUIBEJBNFUFSPGNFUFST JODIFT MPDBUFEOFBSUIFTVNNJUPG.BVOB
,FB )BXBJJBOEDBQBCMFBUXPSLJOHBUXBWFMFOHUITCFUXFFOBOENFUFST
PSCFUXFFOBOENJMMJNFUFST*UJTOBNFEGPSUIF4DPUUJTIQIZTJDJTU+BNFT$MFSL
.BYXFMM ¢ XIPJOMBJEUIFGPVOEBUJPOGPSBMMTVCTFRVFOUTUVEJFTPG
FMFDUSPNBHOFUJD SBEJBUJPO TIPXJOH UIBU JU DPOTJTUT PG FMFDUSJD BOE NBHOFUJD XBWFT
UIBUPTDJMMBUFBUSJHIUBOHMFTUPFBDIPUIFSBOEUPUIFEJSFDUJPOPGUSBWFMѮF+$.5
JTBGBDJMJUZPGUIF6OJUFE,JOHEPN $BOBEB BOEUIF/FUIFSMBOET PQFSBUFEPOUIFJS
CFIBMG CZ UIF +PJOU "TUSPOPNZ $FOUFS JO )JMP )BXBJJ 4FF .BVOB ,FB 0CTFSWBUP
SJFT
+BNFT8FCC4QBDF5FMFTDPQF "OPSCJUJOHJOGSBSFEPCTFSWBUPSZ BCCSFWJBUFE+845
XJUIBNFUFS JODI QSJNBSZNJSSPS VOEFSTUVEZCZ/"4"XJUIBQSPQPTFE
MBVODIEBUFPG"VHVTU*UJTCFJOHQMBOOFEBTBDPMMBCPSBUJWFQSPKFDUXJUI&4" BOE
JTGPSFTFFOBTBTVDDFTTPSUPUIF)VCCMF4QBDF5FMFTDPQF*OJUJBMMZOBNFEUIF/FYU(FO
FSBUJPO4QBDF5FMFTDPQF PS/(45GPSTIPSU JUIBTCFFOSFOBNFEGPS+BNFT&8FCC
¢ UIF /"4" BENJOJTUSBUPS XIP HVJEFE UIF BHFODZ EVSJOH UIF "QPMMP
NPPOMBOEJOHT
+FU1SPQVMTJPO-BCPSBUPSZ ѮF+FU1SPQVMTJPO-BCPSBUPSZ BCCSFWJBUFE+1- NBOBHFT
NPTU/"4"4PMBS4ZTUFNNJTTJPOT TVDIBTUIF$BTTJOJ)VZHFOT (BMJMFP .BST&YQMP
SBUJPO3PWFST0QQPSUVOJUZBOE4QJSJU .BST(MPCBM4VSWFZPS BOE.BST0EZTTFZ
.JTTJPOT BTXFMMBT/"4"T%FFQ4QBDF/FUXPSL BOE/"4"T4QJU[FS4QBDF5FMFTDPQF
BOE ("-BYZ&WPMVUJPO&9QMPSFS ѮF +FU 1SPQVMTJPO -BCPSBUPSZ JT MPDBUFE JO 1BTB
EFOB $BMJGPSOJB BOEJUJTNBOBHFEGPS/"4"CZUIF$BMJGPSOJB*OTUJUVUFPG5FDIOPMPHZ
4FF/BUJPOBM"FSPOBVUJDTBOE4QBDF"ENJOJTUSBUJPO
+FXFM#PY ѮFPQFOTUBSDMVTUFS/($MPDBUFEMJHIUZFBSTBXBZJOUIFEJSFD
UJPOPGUIFDPOTUFMMBUJPO$SVY XJUITUBSTPGWBSJFEDPMPSTMJLFKFXFMT4FF$SVY
+PESFMM#BOL0CTFSWBUPSZ ѮF+PESFMM#BOL0CTFSWBUPSZJTQBSUPGUIF6OJWFSTJUZPG
.BODIFTUFS &OHMBOE BOEXBTGPVOEFECZ&OHMJTISBEJPBTUSPOPNFS#FSOBSE-PWFMM
¢ JO*UJODMVEFTBNFUFS GFFU SBEJPUFMFTDPQF XIJDICFHBOPQFSB
UJPOJO XBTVQHSBEFEJOBOE BOEOBNFEUIF-PWFMM5FMFTDPQFJO
*UIBTQMBZFEBOJNQPSUBOUSPMFJOUIFFBSMZZFBSTPGSBEJPBTUSPOPNZBOEIFMQFEQJP
OFFSMPOHCBTFMJOFJOUFSGFSPNFUSZ4FF.&3-*/ SBEJPJOUFSGFSPNFUFS SBEJPUFMFTDPQF
BOE7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ
+1- "DSPOZNGPSUIF+FU1SPQVMTJPO-BCPSBUPSZ4FF+FU1SPQVMTJPO-BCPSBUPSZ
+VMJBODFOUVSZ ѮF+VMJBODFOUVSZIBTEBZTJOZFBST
+VMJBO EBZ OVNCFS ѮF OVNCFS PG EBZT UIBU IBWF FMBQTFE TJODF OPPO (SFFOXJDI
.FBO5JNFPO+BOVBSZ#$ XIJDIJTEFêOFEBTEBZ[FSPѮFTUBOEBSEFQPDI
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( *UPITERS WIND BLOWN CLOUDS 4HE TRADITIONAL NOMENCLATURE OF *UPITERS LIGHT AND
DARK BANDS OF CLOUDS MFѫ IS GIVEN IN ABBREVIATED FORM DFOUFS 4HE DARK BANDS ARE CALLED
BELTS DENOTED BY h"v THE LIGHT BANDS ARE KNOWN AS ZONES OR h:v AND THE REST OF EACH NAME
IS BASED ON CLIMATIC REGIONS AT THE CORRESPONDING LATITUDES ON %ARTH .ORTH LETTER h.v IS AT
THE TOP AND SOUTH DENOTED BY h3v IS AT THE BOTTOM 4HE EQUATORIAL OR h%v BANDS ARE IN THE
MIDDLE THE TROPICAL h42v BANDS ON EACH SIDE OF THE EQUATOR AND THE TEMPERATE h4v ONES
AT MID LATITUDES &AR NORTHERN LATITUDES ARE DENOTED BY h..v FAR SOUTHERN LATITUDES BY h33v
AND THE POLAR REGIONS BY h0v 4HE IMAGE OF *UPITER SJHIU WAS TAKEN FROM THE $BTTJOJ SPACE
CRAFT ON $ECEMBER WHEN *UPITERS MOON %UROPA CAST A SHADOW ON THE PLANET 4HE
ARROWS POINT IN THE DIRECTION OF WIND mOW AND THEIR LENGTH CORRESPONDS TO THE WIND VELOCITY
WHICH CAN REACH METERS PER SECOND NEAR THE EQUATOR
UIBUJTOPXVTFEJOOFXTUBSDBUBMPHVFTJTXJUIB+VMJBO%BUFPG4FF
(SFFOXJDI.FBO5JNFBOEQSFDFTTJPO
+VQJUFS ѮFêѫINBKPSQMBOFUGSPNUIF4VO BOEUIFMBSHFTUQMBOFUJOUIF4PMBS4ZT
UFN XJUI B NBTT FRVBM UP UJNFT UIF NBTT PG UIF &BSUI BOE TPMBS NBTTFT
ѮFQMBOFU+VQJUFSPSCJUTUIF4VOBUBNFBOEJTUBODFPGBTUSPOPNJDBMVOJUTXJUIBO
PSCJUBMQFSJPEPG&BSUIZFBSTBOEBOPSCJUBMTQFFEPGNFUFSTQFSTFDPOE"MM
XFTFFPO+VQJUFSBSFDMPVET TXFQUJOUPQBSBMMFMCBOETPGCSJHIU[POFTBOEEBSLCFMUT
CZ UIF QMBOFUT SBQJE SPUBUJPO BOE DPVOUFSëPXJOH FBTUXFTU XJOET BT XFMM BT BOUJ
DZDMPOJD TUPSNT TVDI BT UIF (SFBU 3FE 4QPU XIJUF PWBMT BOE TNBMMFS FEEJFT +VQJUFS
JTBOJODBOEFTDFOUHMPCFUIBUSBEJBUFTUJNFTUIFFOFSHZJUSFDFJWFTGSPNUIF4VO
QSPCBCMZBTIFBUMFѫPWFSGSPNXIFOUIFHJBOUQMBOFUGPSNFEѮFNPTUBCVOEBOUFMF
NFOUJO+VQJUFSJTIZESPHFO XIJDIFYJTUTJOMJRVJENPMFDVMBSBOEMJRVJENFUBMMJDGPSN
XJUIJOUIFQMBOFU3PUBUJPOBMMZESJWFO FMFDUSJDBMDVSSFOUTXJUIJOBTIFMMPGMJRVJENFUBM
MJDIZESPHFOHFOFSBUF+VQJUFSTQPXFSGVMNBHOFUJDêFME UIFMBSHFTUQFSNBOFOUTUSVDUVSF
JO UIF 4PMBS 4ZTUFN FWFO TVSQBTTJOH UIF 4VO JO TJ[F ѮF QMBOFU BOE JUT GPVS MBSHFTU
NPPOTXFSFFYBNJOFEJODMPTFVQEFUBJMJO XIFOUIF7PZBHFSBOETQBDFDSBѫ
ëFXCZUIFQMBOFU BOEGSPNUPXIFOUIF(BMJMFPTQBDFDSBѫPSCJUFE+VQJUFS
*OTUSVNFOUTBCPBSE7PZBHFSDPODMVTJWFMZEFNPOTUSBUFEUIBU+VQJUFSIBTBUIJOSJOH
(MPTTBSZ+
4!",% *UPITER A
DPNQPTFEPGWFSZTNBMMQBSUJDMFT*O+VMZ$PNFU4IPFNBLFS-FWZDPMMJEFEXJUI
+VQJUFS 4FF $BMMJTUP &VSPQB (BMJMFBO TBUFMMJUFT (BOZNFEF (SFBU 3FE 4QPU *P BOE
4IPFNBLFS-FWZ$PNFU
+845 "DSPOZNGPS+BNFT8FCC4QBDF5FMFTDPQF4FF+BNFT8FCC4QBDF5FMFTDPQF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
,
,PS, "CCSFWJBUJPOGPSEFHSFFTPOUIF,FMWJOTDBMFPGUFNQFSBUVSF4FF,FMWJO
,BNJPLBOEF " NBTTJWF VOEFSHSPVOE OFVUSJOP EFUFDUPS JO +BQBO êMMFE XJUI XBUFS
SFQMBDFECZUIF4VQFS,BNJPLBOEFEFUFDUPS4FF4VQFS,BNJPLBOEF
,BQUFZOT4UBS "GBJOUSFE.EXBSGTUBSXJUIBOBQQBSFOUWJTVBMNBHOJUVEFPG
MPDBUFEJOUIFTPVUIFSODPOTUFMMBUJPOPG1JDUPS"TUIFOBNFJNQMJFT UIF%VUDI"TUSPO
PNFS+BDPCVT,BQUFZO ¢ EJTDPWFSFE,BQUFZOT4UBSJO*UIBTUIFTFD
POEMBSHFTUQSPQFSNPUJPOLOPXO BUTFDPOETPGBSDQFSZFBS*UJTPOFPGUIFDMPTFTU
TUBSTUPUIF4VO XJUIBEJTUBODFPGMJHIUZFBST BQBSBMMBYPGTFDPOETPGBSD
BOEBOBCTPMVUFWJTVBMNBHOJUVEFPG4FFQBSBMMBYBOEQSPQFSNPUJPO
,FDL0CTFSWBUPSZ 4FF,FDLUFMFTDPQFT
,FDLUFMFTDPQFT 5XPUFMFTDPQFTMPDBUFEPOUIFTVNNJUPG)BXBJJTEPSNBOU.BVOB
,FBWPMDBOP&BDIUFMFTDPQFIBTBNJSSPSUIBUJTNFUFST JODIFT JOEJBNFUFS
DPOTJTUJOHPGIFYBHPOBMTFHNFOUT BOEUIFZBSFUIFMBSHFTUPQUJDBM PSWJTJCMFMJHIU
UFMFTDPQFTJOUIFXPSME XJUIUIFHSFBUFTUMJHIUHBUIFSJOHQPXFSѮF,FDL*UFMFTDPQF
CFHBOTDJFODFPCTFSWBUJPOTJO.BZ ,FDL**CFHBOJO0DUPCFSѮF,FDL
JOUFSGFSPNFUFS XJMM DPNCJOF UIF MJHIU PG UIF UXP UFMFTDPQFT UP PCUBJO UIF SFTPMWJOH
QPXFSPGBTJOHMFPQUJDBMUFMFTDPQFXJUIBNFUFS JODI NJSSPSBOEBOBOHVMBS
SFTPMVUJPOBTêOFBTTFDPOETPGBSDѮFUFMFTDPQFTBSFOBNFEBѫFSUIF"NFSJDBO
QIJMBOUISPQJTU8JMMJBN.ZSPO,FDL ¢ GPVOEFSPGUIF4VQFSJPS0JM$PN
QBOZ XIPJOFTUBCMJTIFEUIF8.,FDL'PVOEBUJPOUIBUGVOEFEUIFDPOTUSVDUJPO
BOETVQQPSUTUIFPQFSBUJPOPGUIFUFMFTDPQFTѮF$BMJGPSOJB"TTPDJBUJPOGPS3FTFBSDI
JO"TUSPOPNZPQFSBUFTUIF8.,FDL0CTFSWBUPSZ4FF.BVOB,FB0CTFSWBUPSJFT
,FMWJO "VOJUGPSNFBTVSJOHBCTPMVUFUFNQFSBUVSFBCCSFWJBUFE,PS,GPSEFHSFFTPO
UIF,FMWJOTDBMF BOEOBNFEGPSUIF*SJTIQIZTJDJTU8JMMJBNѮPNTPO ¢
-PSE,FMWJOPG-BSHT0OUIF,FMWJOTDBMF UIFDPMEFTUQPTTJCMFUFNQFSBUVSFJTEFHSFFT
LFMWJO XIFSF BUPNJD PS NPMFDVMBS NPUJPO TUPQT 8BUFS GSFF[FT BU LFMWJO SPPN
UFNQFSBUVSFJTBCPVULFMWJO BOEUIFCPJMJOHQPJOUPGXBUFSJTLFMWJO5PDPO
WFSUBUFNQFSBUVSFJOLFMWJOUPUIFFRVJWBMFOUUFNQFSBUVSFJOEFHSFFT$FMTJVT TVCUSBDU
PS$, BOEUIFFRVJWBMFOUUFNQFSBUVSFJOEFHSFFT'BISFOIFJUJT
' , 4FFBCTPMVUFUFNQFSBUVSF $FMTJVT BOE'BISFOIFJU
,FQMFS.JTTJPO "NJTTJPO DVSSFOUMZVOEFSTUVEZCZ/"4" EFTJHOFEUPEFUFDUSPDLZ
&BSUITJ[FEQMBOFUTBSPVOEPUIFSTUBST*UXBTOBNFEGPS+PIBOOFT,FQMFS ¢
UIF(FSNBOBTUSPOPNFSXIPEJTDPWFSFEUIFUISFFMBXTPGQMBOFUBSZNPUJPOUIBUOPX
IBWFIJTOBNF
,FQMFSTMBXT ѮFUISFFGVOEBNFOUBMMBXTHPWFSOJOHUIFNPUJPOTPGUIFQMBOFUTBSPVOE
UIF4VO êSTUXPSLFEPVUCZUIF(FSNBOBTUSPOPNFS+PIBOOFT,FQMFS ¢
CFUXFFOBOE BOECBTFEPOPCTFSWBUJPOTNBEFCZUIF%BOJTIBTUSPOPNFS
(MPTTBSZ,
'*( +EPLERS lRST AND SECOND LAWS 4HE 'ERMAN ASTRONOMER
*OHANNES +EPLER ¥ PUBLISHED HIS lRST TWO LAWS OF PLANETARY
ORBITAL MOTION IN (IS lRST LAW STATES THAT THE ORBIT OF A PLANET ABOUT
THE 3UN IS AN ELLIPSE WITH THE 3UN AT ONE FOCUS 4HE OTHER FOCUS OF THE
ELLIPSE IS EMPTY !CCORDING TO +EPLERS SECOND LAW THE LINE JOINING A PLANET
TO THE 3UN SWEEPS OUT EQUAL AREAS IN EQUAL TIMES 4HIS IS ALSO KNOWN AS
THE LAW OF EQUAL AREAS )T IS REPRESENTED BY THE EQUALITY OF THE THREE SHADED
AREAS !"3 #$3 AND %&3 )T TAKES AS LONG TO TRAVEL FROM ! TO " AS FROM #
TO $ AND FROM % TO & ! PLANET MOVES MOST RAPIDLY WHEN IT IS NEAREST THE
3UN BUQFSJIFMJPO A PLANETS SLOWEST MOTION OCCURS WHEN IT IS FARTHEST
FROM THE 3UN BUBQIFMJPO
'*( +EPLERS THIRD LAW 4HE ORBITAL PERIODS OF THE PLANETS ARE
PLOTTED AGAINST THEIR SEMI MAJOR AXES USING A LOGARITHMIC SCALE
4HE STRAIGHT LINE THAT CONNECTS THE POINTS HAS A SLOPE OF THEREBY
VERIFYING +EPLERS THIRD LAW THAT STATES THAT THE SQUARE OF THE ORBITAL
PERIODS INCREASES WITH THE CUBES OF THE PLANETARY DISTANCES 4HE
'ERMAN ASTRONOMER *OHANNES +EPLER ¥ PUBLISHED THIS
THIRD LAW IN 4HIS TYPE OF RELATION APPLIES TO ANY SET OF BODIES
IN ELLIPTICAL ORBITS INCLUDING *UPITERS FOUR LARGEST SATELLITES SHOWN
IN THE INSET
,JOFUJDFOFSHZ ѮFFOFSHZUIBUBOPCKFDUQPTTFTTFTBTBSFTVMUPGJUTNPUJPO
,JSDIIPGGTMBX ѮFSBUJPPGUIFFNJTTJPOBOEBCTPSQUJPODPFēDJFOUTPGBCMBDLCPEZ
JTFRVBMUPJUTCSJHIUOFTTBSFMBUJPOOBNFEGPSUIF(FSNBOQIZTJDJTU(VTUBW,JSDIIPĒ
¢ XIPBOOPVODFEJUJO
,JSLXPPE HBQT 3FHJPOT JO UIF BTUFSPJE CFMU CFUXFFO UIF PSCJUT PG .BST BOE +VQJ
UFS XIJDI DPOUBJO WFSZ GFX BTUFSPJET ѮF "NFSJDBO BTUSPOPNFS %BOJFM ,JSLXPPE
¢ EJTDPWFSFEUIFTFHBQTJOѮF,JSLXPPEHBQTBSFMPDBUFEBUQMBDFT
XIFSFBOBTUFSPJEXPVMEIBWFBOPSCJUBMQFSJPEUIBUJTBSBUJPOBMGSBDUJPO TVDIBT
BOE PG +VQJUFST PSCJUBM QFSJPE BOE SFQFBUFE HSBWJUBUJPOBM JOUFSBDUJPOT XJUI
+VQJUFSTFFNTUPIBWFUPTTFEUIFBTUFSPJETPVUPGUIFTFQMBDFT"DPNQMFUFFYQMBOBUJPO
(MPTTBSZ,
(!%# &'%#&
%#"&($'%
("%&
&
%'
%&
&'"%#!("
'*( +IRKWOOD GAPS 4HE NUMBER OF ASTEROIDS AT DIFFERENT DIS
TANCES FROM THE 3UN -OST OF THE ASTEROIDS ARE FOUND IN THE ASTEROID
BELT THAT LIES BETWEEN AND !5 FROM THE 3UN 4HE GAPS OF
MISSING ASTEROIDS ARE NAMED FOR THE !MERICAN ASTRONOMER $ANIEL
+IRKWOOD ¥ WHO DISCOVERED THEM IN 2EPEATED
GRAVITATIONAL INTERACTIONS WITH *UPITER SEEM TO HAVE TOSSED ASTEROIDS
OUT OF THE +IRKWOOD GAPS WITH ORBITAL PERIODS OF
AND OF *UPITERS ORBITAL PERIOD 4HESE FRACTIONS ARE PLACED
ABOVE THE RELEVANT GAP IN THE lGURE
PG UIF ,JSLXPPE HBQT XBT PCUBJOFE JO UIF T XIFO UIF "NFSJDBO TDJFOUJTU +BDL
8JTEPN ¢ TIPXFE UIBU +VQJUFS JOEVDFT B DIBPUJD [POF JO UIF WJDJOJUZ PG UIF
,JSLXPPEHBQT FWFOUVBMMZSFNPWJOHBOBTUFSPJEGSPNUIFN
,JUU1FBL/BUJPOBM0CTFSWBUPSZ 'PVOEFEJO UIF,JUU1FBL/BUJPOBM0CTFS
WBUPSZ BCCSFWJBUFE ,1/0 TVQQPSUT UFMFTDPQFT GPS OJHIUUJNF PQUJDBM BOE JOGSBSFE
BTUSPOPNZBOEEBZUJNFTUVEZPGUIF4VO*UJTMPDBUFEOFBS5VDTPO "SJ[POB BOEJT
QBSUPGUIF6OJUFE4UBUFT/BUJPOBM0QUJDBM"TUSPOPNZ0CTFSWBUPSZѮFMBSHFTUUFMF
TDPQFBU,1/0JTUIFNFUFS JODI .BZBMMUFMFTDPQF PQFOFEJO,1/0
JT BMTP UIF TJUF PG UIF .D.BUI 4PMBS 5FMFTDPQF UIF XPSMET MBSHFTU TPMBS UFMFTDPQF
PQFOFE JO JU IBT B NFUFS JODI NJSSPS BOE JT QBSU PG UIF /BUJPOBM
4PMBS0CTFSWBUPSZ4FF/BUJPOBM0QUJDBM"TUSPOPNZ0CTFSWBUPSZBOE/BUJPOBM4PMBS
0CTFSWBUPSZ
LQD "CCSFWJBUJPOGPSLJMPQBSTFDT PSPOFUIPVTBOEQBSTFD BVOJUPGEJTUBODFXJUILQD
NFUFST
,1/0 "CCSFWJBUJPO PG ,JUU 1FBL /BUJPOBM 0CTFSWBUPSZ 4FF ,JUU 1FBL /BUJPOBM
0CTFSWBUPSZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
-
-BHPPO/FCVMB "CSJHIUFNJTTJPOOFCVMB EFTJHOBUFE.PS/($ JOUIFDPO
TUFMMBUJPO4BHJUUBSJVT TVSSPVOEJOHUIFTUBSDMVTUFS/($#PUIUIFOFCVMBBOETUBS
DMVTUFSBSFMPDBUFEBUBEJTUBODFPGBCPVUMJHIUZFBSTѮF-BHPPO/FCVMBNFBTVSFT
CZNJOVUFTPGBSDBDSPTT*USFDFJWFTJUTOBNFGSPNBEBSLMBOFUIBUDVUTBDSPTTUIF
CSJHIUOFCVMBXJUIUIFTIBQFPGBMBHPPOѮFCSJHIU)PVSHMBTT/FCVMBJTGPVOEJOUIF
DFOUSBMSFHJPOTPGUIF-BHPPO/FCVMB4FFFNJTTJPOOFCVMBBOE)PVSHMBTT/FCVMB
-BHSBOHJBOQPJOU 0OFPGUIFêWFQPJOUTBUXIJDIBOBSUJêDJBMTBUFMMJUFPSBTNBMMDPTNJD
PCKFDU TVDIBTBOBTUFSPJEPSOBUVSBMTBUFMMJUF DBOSFNBJOJOBQPTJUJPOPGFRVJMJCSJVN
XJUISFTQFDUUPUXPNVDINPSFNBTTJWFCPEJFTPSCJUJOHFBDIPUIFSѮF*UBMJBOCPSO
'SFODINBUIFNBUJDJBO+PTFQI-BHSBOHF ¢ êSTUEFSJWFEUIFêWF-BHSBOHJBO
QPJOUTJOXIFOJOWFTUJHBUJOHUIFNVUVBMHSBWJUBUJPOPGUIF&BSUI 4VOBOE.PPO
ѮF5SPKBOBTUFSPJETBSFMPDBUFEBMPOH+VQJUFSTPSCJUBUUIFGPVSUIBOEêѫI-BHSBOHJBO
QPJOUT EFOPUFE-BOE- XIFSFUIFHSBWJUZPG+VQJUFSBOEUIF4VOBSFFRVBMѮF40MBS
BOE)FMJPTQIFSJD0CTFSWBUPSZJTMPDBUFEBUUIFJOOFS-BHSBOHJBOQPJOU EFTJHOBUFE-
PGUIF&BSUI4VOTZTUFN*UJTMPDBUFEBUBEJTUBODFGSPNUIF&BSUIPGBCPVU PS
CJMMJPO NFUFSTUPXBSETUIF4VO PSBCPVUPOFPOFIVOESFEUIPGUIFXBZGSPNUIF
&BSUIUPUIF4VO XIFSFUIFHSBWJUBUJPOBMQVMMPGUIF&BSUIBOE4VOCBMBODF"TQBDF
DSBѫBUUIFJOOFS-BHSBOHJBOQPJOUXJMMPSCJUUIF4VOXJUIUIF&BSUIXJUIPVUSFWPMWJOH
BCPVUUIF&BSUI BOEUIFSFGPSFOFWFSFYQFSJFODFTOJHIU4FF40MBSBOE)FMJPTQIFSJD
0CTFSWBUPSZBOE5SPKBOBTUFSPJE
-"/- "DSPOZNGPSUIF-PT"MBNPT/BUJPOBM-BCPSBUPSZ
-BSHF .BHFMMBOJD $MPVE "CCSFWJBUFE -.$ UIF OFBSFTU JSSFHVMBS HBMBYZ UIBU PSCJUT
UIF .JMLZ 8BZ MPDBUFE MJHIUZFBST BXBZ /BNFE GPS UIF 1PSUVHVFTF FYQMPSFS
'FSEJOBOE .BHFMMBO ¢ XIPTF DSFX SFQPSUFE TFFJOH UIF UXP .BHFMMBOJD
$MPVETGSPNUIF4PVUIFSO)FNJTQIFSFEVSJOHUIFêSTUDJSDVNOBWJHBUJPOPGUIF&BSUI
DPNQMFUFE JO ѮF -BSHF .BHFMMBOJD $MPVE DPOUBJOT UIF MBSHFTU LOPXO FNJTTJPO
OFCVMB UIF5BSBOUVMB/FCVMB BOEUIF-.$JTBMTPUIFTJHIUPG4VQFSOPWB" UIFêSTU
OBLFEFZFTVQFSOPWBTJODF4FF.BHFMMBOJD$MPVET 4VQFSOPWB" BOE5BSBO
UVMB/FCVMB
-BT$BNQBOBT0CTFSWBUPSZ "OPQUJDBM PSWJTJCMFMJHIU PCTFSWBUPSZOFBS-B4FSFOB
$IJMF SVOCZUIF$BSOFHJF*OTUJUVUJPOPG8BTIJOHUPOѮFMBSHFTUUFMFTDPQFTOPXJO
PQFSBUJPO BSF UIF UXP NFUFS JODI .BHFMMBO 5FMFTDPQFT CVJMU VOEFS DPM
MBCPSBUJPO CFUXFFO UIF $BSOFHJF 0CTFSWBUPSJFT UIF 6OJWFSTJUZ PG "SJ[POB )BSWBSE
6OJWFSTJUZ UIF6OJWFSTJUZPG.JDIJHBOBOEUIF.BTTBDIVTFUUT*OTUJUVUFPG5FDIOPMPHZ
ѮFêSTU.BHFMMBO5FMFTDPQFCFHBOPQFSBUJPOJO4FQUFNCFSBOEUIFTFDPOEJO
4FQUFNCFS"(JBOU.BHFMMBO5FMFTDPQF DPOTJTUJOHPGNJSSPST FBDINFUFST
JODIFT JOEJBNFUFS JTQMBOOFE
-BTFS *OUFSGFSPNFUFS (SBWJUBUJPOBM8BWF 0CTFSWBUPSZ "CCSFWJBUFE -*(0 B
GBDJMJUZEFEJDBUFEUPUIFEFUFDUJPOPGDPTNJDHSBWJUBUJPOBMXBWFT DPOTJTUJOHPGUXP
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( ,AGRANGIAN POINTS 4HERE ARE lVE ,AGRANGIAN POINTS WHERE
A CELESTIAL BODY CAN REMAIN IN POSITION OF EQUILIBRIUM WITH RESPECT TO TWO
MUCH MORE MASSIVE BODIES DESIGNATED - AND - ORBITING EACH OTHER
4HESE POINTS ARE NAMED FOR THE )TALIAN BORN &RENCH MATHEMATICIAN *OSEPH
,OUIS DE ,AGRANGE ¥ WHO INVESTIGATED THEM IN !T
THESE POINTS THE FORCES ACTING ON THE SMALLER BODY CANCEL OUT "ODIES AT
POINTS , , AND , ON THE LINE JOINING - AND - ARE LESS STABLE THAN
BODIES AT , AND , WHICH FORM EQUILATERAL TRIANGLES WITH - AND -
XJEFMZTFQBSBUFEJOTUBMMBUJPOTXJUIJOUIF6OJUFE4UBUFT PQFSBUFEJOVOJTPOBTBTJOHMF
PCTFSWBUPSZ&BDIGBDJMJUZIBTMBTFSCFBNTUIBUNFBTVSFUIFEJTUBODFCFUXFFONBTTFT
XJUI TVēDJFOU QSFDJTJPO UP QPTTJCMZ NFBTVSF B EJTQMBDFNFOU DBVTFE CZ B QBTTJOH
HSBWJUBUJPOBMXBWF
-BUJUVEF %JTUBODFOPSUIPSTPVUIPGUIF&BSUITFRVBUPSBMPOHBHSFBUDJSDMFDPOOFDU
JOHUIFQPMFT"HSFBUDJSDMFEJWJEFTUIFTQIFSFPGUIF&BSUIJOIBMG BOEUIFOBNFDPNFT
GSPNUIFGBDUUIBUOPHSFBUFSDJSDMFDBOCFESBXPOUIFTQIFSF
-BX "XJEFMZUFTUFEUIFPSZUIBUJTUIPVHIUUPCFBMXBZTWBMJE
OJB -FHJTMBUVSF ѮF NFUFS JODI SFGSBDUPS IBT CFFO JO PQFSBUJPO TJODF UIF
PCTFSWBUPSZPQFOFEJO*OUIF"NFSJDBOBTUSPOPNFS+BNFT&EXBSE,FFMFS
¢ CFHBOTZTUFNBUJDQIPUPHSBQIZPGOFCVMBFVTJOHUIFNFUFSSFGSBD
UPS FTUJNBUJOHUIBUPWFSPOFIVOESFEUIPVTBOETQJSBMOFCVMBFDPVMECFEFUFDUFEUIJT
XBZѮFUFMFTDPQFXBTTVCTFRVFOUMZVTFEJOBDPPQFSBUJWFQSPKFDUXJUIUIFJODI
.PVOU 8JMTPO UFMFTDPQF UP EFUFSNJOF UIF SFETIJѫT BOE NBHOJUVEFT PG IVOESFET PG
FYUSBHBMBDUJDOFCVMBF QVCMJTIFEJO0CTFSWBUJPOTBU-JDL0CTFSWBUPSZIBWFNPTU
SFDFOUMZQMBZFEBSPMFJOUIFEJTDPWFSZPGFYUSBTPMBSQMBOFUT
-JHIU ѮFLJOEPGSBEJBUJPOUPXIJDIUIFIVNBOFZFJTTFOTJUJWF4FFPQUJDBMSBEJBUJPO
WFMPDJUZPGMJHIU BOEWJTJCMFTQFDUSVN
--/- "DSPOZNGPSUIF-BXSFODF-JWFSNPSF/BUJPOBM-BCPSBUPSZ
'ALAXY /THER .AME $ISCOVERY 4YPE 3UBGROUP -LY 6R ,b -b
- .'# H M 3B) )) -
-ILKY 7AY -7 H M 3BC -7
- .'# H M 3C)) ))) -
,-# H M )RR))) )6 -7
3-# .'# H M )RR)6 6 -7
7,- $$/ H M )RR)6 6 ,'#
- .'# H M % -
.'# - H M %PD3PH . -
.'# $$/ H M )RR)6 6 .
)# 5'# H M D)RR -
.'# 5'# H M D3PHD%P -
.'# $$/ H M D3PHD% -
.'# $$/ H M RR)6 6 ,'#
)# H M D)RR ,'#
)# $$/ H M )RR6 -
3EXTANS ! $$/ H M D)RR .
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
3EXTANS " $$/ H M D)RR .
3AGITTARIUS H M D3PH . -7
&ORNAX H M D3PH -7
0EGASUS $$/ H M D)RRD3PH ,'#
%'" 5'#! H M D)RR -
3AG$)' 5+3 H M D)RR ,'#
!ND 6)) #ASSIOPEIA H M D3PH -
!ND ))) H M D3PH -
!ND 6 H L M D3PH -
0HOENIX H M D)RRD3PH -7
$$/ !QUARIUS H M D)RRD3PH ,'#
4UCANA H M D3PH ,'#
,EO )) $$/ H M D3PH -7
3EXTANS H M D3PH -7
#ARINA H M D3PH -7
5RSA -INOR $$/ H M D3PH -7
$RACO $$/ H M D3PH -7
A !DAPTED FROM 0AUL -URDIN ED %NCYCLOPEDIA OF !STRONOMY AND !STROPHYSICS .EW 9ORK .ATURE 0UBLISHING 'ROUP P 4HE MEMBERS OF THE ,OCAL 'ROUP
ARE LISTED IN ORDER OF DECREASING INTRINSIC BRIGHTNESS /THER THAN !NDROMEDA OR - 4RIANGULUM OR - AND THE ,ARGE AND 3MALL -AGELLANIC #LOUDS ,-# AND
3-# MOST OF THE MEMBERS OF THE ,OCAL 'ROUP ARE DWARF GALAXIES DESIGNATED BY A hDv IN THE 4YPE COLUMN AND THE ABSOLUTE OR INTRINSIC LUMINOSITY AND MASS ARE IN
UNITS OF A MILLION TIMES THE SOLAR VALUES OF ,b ERG S AND -b GRAMS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
SBEJVT JT 3 BOE UIF FĒFDUJWF UFNQFSBUVSF JT 5FGG ѮF CSJHIUOFTT PG SBEJBUJPO GBMMT PĒ
XJUIUIFJOWFSTFTRVBSFPGUIFEJTUBODF % TPUIFBQQBSFOUMVNJOPTJUZM-% BOEBO
(MPTTBSZ-
'*( ,UNAR ECLIPSE $URING A LUNAR ECLIPSE THE INITIALLY FULL -OON PASSES
THROUGH THE %ARTHS SHADOW ! TOTAL LUNAR ECLIPSE OCCURS WHEN THE ENTIRE -OON
MOVES INTO THE UMBRA ! PARTIAL LUNAR ECLIPSE OCCURS WHEN THE -OONS ORBIT
TAKES IT ONLY PARTIALLY THROUGH THE UMBRA OR ONLY THROUGH THE PENUMBRA
PCKFDUPGBHJWFOBCTPMVUFMVNJOPTJUZMPPLTGBJOUFSXIFOJUJTMPDBUFEGBSUIFSBXBZ4FF
BCTPMVUFMVNJOPTJUZ BQQBSFOUMVNJOPTJUZ CSJHIUOFTT JOWFSTFTRVBSFMBX BOE4UFGBO
#PMU[NBOOMBX
-VOB .JTTJPOT " TFSJFT PG MVOBS QSPCFT MBVODIFE CZ UIF 4PWJFU 6OJPO -VOB
MBVODIFEPO4FQUFNCFS XBTUIFêSTUTQBDFDSBѫUPEJSFDUMZTBNQMFUIFTPMBS
XJOE BOE-VOB MBVODIFEPO0DUPCFS PCUBJOFEUIFêSTUQIPUPHSBQITPGUIF
JOWJTJCMF CBDLTJEFPGUIF.PPO*O -VOBBOE-VOBSFTQFDUJWFMZCFDBNFUIF
êSTUTQBDFDSBѫUPBDIJFWFBTPѫMBOEJOHPOUIF.PPOBOEUPFOUFSJOUPMVOBSPSCJU*O
-VOBNBEFUIFêSTUBVUPNBUJDSFUVSOPGBMVOBSTPJMTBNQMFUP&BSUI
-VOBSFDMJQTF %VSJOHBMVOBSFDMJQTF UIF.PPOTPSCJUBMNPUJPODBSSJFTUIFJOJUJBMMZ
GVMM.PPOUISPVHIUIF&BSUITTIBEPXѮJTPDDVSTPODFPSUXJDFJOBUZQJDBMZFBS BOE
DBOCFTFFOGSPNBOZXIFSFPO&BSUIXIFSFUIF.PPOJTBCPWFUIFIPSJ[PO PSGSPN
BCPVU IBMG UIF &BSUI ѮF .PPO EPFT OPU CFDPNF UPUBMMZ EBSL EVSJOH B UPUBM MVOBS
FDMJQTF CVU JOTUFBE UVSOT SFE TJODF JU JT QBSUJBMMZ JMMVNJOBUFE CZ TVOMJHIU SFGSBDUFE
UISPVHIUIF&BSUITBUNPTQIFSF
-VOBS 1SPTQFDUPS /"4" MBVODIFE UIF -VOBS 1SPTQFDUPS TQBDFDSBѫ PO +BOVBSZ
XIJDIPSCJUFEUIF.PPOGSPN+BOVBSZUP+VMZ EFUFSNJOJOHUIF
HMPCBMEJTUSJCVUJPOPGJUTFMFNFOUT NBHOFUJDêFMEBOEHSBWJUZ EFUFDUJOHUIFMVOBSDPSF
BOEPCUBJOJOHTPNFFWJEFODFGPSXBUFSJDFBUUIF.PPOTQPMFT4FF.PPO
-ZNBOTFSJFT "TFSJFTPGVMUSBWJPMFUTQFDUSBMMJOFTPGUIFIZESPHFOBUPN OBNFEBѫFS
UIF"NFSJDBOQIZTJDJTUѮFPEPSF-ZNBO ¢ XIPêSTUPCTFSWFEUIFVMUSB
WJPMFUTQFDUSVNPGIZESPHFOJOBOEBOOPVODFEJOUIBUUIFXBWFMFOHUITPG
UISFF PG UIFN BSF EFTDSJCFE CZ UIF TBNF GPSNVMB UIBU TQFDJêFT UIF #BMNFS TFSJFT PG
IZESPHFOUSBOTJUJPOT TFFOJOWJTJCMFMJHIUѮFRVBOUJ[FEFMFDUSPOPSCJUTPGUIF#PIS
BUPNFYQMBJOUIF#BMNFSBOE-ZNBOTFSJFT*OUIFTQFDUSBPGRVBTBST UIF-ZNBOTFSJFT
JTSFETIJѫFEJOUPWJTJCMFMJHIUXBWFMFOHUIT4FF#BMNFSTFSJFTBOE#PISBUPN
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
.
. "CCSFWJBUJPOGPSUIF.FTTJFSDBUBMPHVFPGKVTUPWFSCSJHIUOFCVMPVTPCKFDUTBOE
TUBSDMVTUFST QVCMJTIFEJOBOECZUIF'SFODIBTUSPOPNFS$IBSMFT.FTTJFS
¢
."$)0 "DSPOZNGPS."TTJWF$PNQBDU)BMP0CKFDU EBSLTUBSTPSQMBOFUTUIBUNBZ
NBLFVQUIF.JMLZ8BZTEBSLIBMP4FFEBSLIBMPBOEEBSLNBUUFS
.BHFMMBOJD $MPVET 5XP OFBSCZ JSSFHVMBS HBMBYJFT UIBU PSCJU PVS (BMBYZ UIF .JMLZ
8BZѮFZBSFLOPXOBTUIF-BSHF.BHFMMBOJD$MPVE BCCSFWJBUFE-.$ BOEUIF4NBMM
.BHFMMBOJD $MPVE PS 4.$ GPS TIPSU ѮF -BSHF .BHFMMBOJD $MPVE JT MJHIU
ZFBSTGSPN&BSUI#PUIHBMBYJFTDBOCFPCTFSWFEXJUIUIFVOBJEFEFZFGSPNUIF&BSUIT
4PVUIFSO )FNJTQIFSF CVU DBOOPU CF TFFO GSPN UIF 6OJUFE 4UBUFT ѮFZ BSF OBNFE
GPSUIF1PSUVHVFTFFYQMPSFS'FSEJOBOE.BHFMMBO ¢ XIPTFDSFXSFQPSUFE
TFFJOH UIFN EVSJOH UIF êSTU DJSDVNOBWJHBUJPO PG UIF HMPCF DPNQMFUFE JO ѮF
-BSHF .BHFMMBOJD $MPVE DPOUBJOT UIF 5BSBOUVMB /FCVMB POF PG UIF MBSHFTU FNJTTJPO
OFCVMBFLOPXO BOEUIF-.$JTBMTPUIFTJHIUPG4VQFSOPWB" UIFêSTUOBLFEFZF
TVQFSOPWBTJODF4FFJSSFHVMBSHBMBYZ -BSHF.BHFMMBOJD$MPVE 4NBMM.BHFMMBOJD
$MPVE 4VQFSOPWB" BOE5BSBOUVMB/FCVMB
.BHFMMBO.JTTJPO /"4"MBVODIFEJUT.BHFMMBOTQBDFDSBѫUP7FOVTPO.BZ
*UBSSJWFEBUUIFQMBOFUPO"VHVTUBOEPSCJUFEUIFQMBOFUGPVSZFBST VTJOHSBEBS
UPNBQQFSDFOUPGUIFQMBOFUTTVSGBDFXJUIBOVOQSFDFEFOUFEEFUBJMPGNFUFS
WFSUJDBMSFTPMVUJPOBOELJMPNFUFSIPSJ[POUBMSFTPMVUJPOѮF.BHFMMBOSBEBSJNBHFT
SFWFBMFESVHHFEIJHIMBOET QMBJOTTNPPUIFEPVUCZHMPCBMMBWBëPXT VCJRVJUPVTWPMDB
OPFT BOETQBSTF QSJTUJOFJNQBDUDSBUFST
.BHFMMBO5FMFTDPQFT 4FF-BT$BNQBOBT0CTFSWBUPSZ
.BHOFUJDEZOBNP 4FFEZOBNP
A 4HE MAGNETIC lELD STRENGTHS ARE GIVEN AT THE SURFACE OF -ERCURY AND THE %ARTH AND AT THE CLOUD TOPS FOR THE GIANT PLANETS6ENUS AND -ARS HAVE NO DETECTED GLOBAL
DIPOLAR MAGNETIC lELD WITH RESPECTIVE UPPER LIMITS OF AND TESLA
B MAGNETIC DIPOLE MOMENT " 2 IS GIVEN IN UNITS OF THE %ARTHgS MAGNETIC DIPOLE MOMENT OF 4 M (ERE WE USE THE 3) UNIT FOR MAG
O 0
NETIC lELD STRENGTH THE TESLA ABBREVIATED 4 4HE CGS UNIT OF MAGNETIC lELD STRENGTH THE GAUSS OR ' FOR SHORT CAN BE COMPUTED FROM ONE TESLA
4 GAUSS '4HE NANOTESLA OR N4 IS ALSO USED WITH N4 4 AND THE NANOTESLA HAS HISTORICALLY ALSO BEEN CALLED THE GAMMA ! DIPOLE MOMENT
OF 4 M ' CM WHERE M AND CM RESPECTIVELY DENOTE METER AND CENTIMETER 4HE EQUIVALENT UNIT OF ' CM ! M IS ALSO USED WHERE THE CURRENT
IS IN UNITS OF AMPERES ABBREVIATED !
C 4HE TILT IS THE ANGLE BETWEEN THE MAGNETIC AXIS AND THE ROTATION AXIS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
.BHOFUJD SFDPOOFDUJPO " DIBOHF JO UIF UPQPMPHZ PG UIF NBHOFUJD êFME XIFSF UIF
NBHOFUJDêFMEMJOFTSFPSJFOUUIFNTFMWFTWJBOFXDPOOFDUJPOT%VSJOHNBHOFUJDSFDPO
OFDUJPO TPNFNBHOFUJDêFMEMJOFTBSFCSPLFOBOEUIFOSFKPJOFEJOBOFXDPOêHVSB
UJPOѮJTDBOPDDVSXIFOUXPPQQPTJUFMZEJSFDUFENBHOFUJDêFMETNPWFUPXBSEFBDI
PUIFSBOESFDPOOFDUBUUIFQMBDFUIBUUIFZUPVDI.BHOFUJDSFDPOOFDUJPOJTBOJNQPS
UBOUNFDIBOJTNGPSSFMFBTJOHNBHOFUJDFOFSHZUPIFBUUIF4VOTDPSPOBBOEUPQPXFS
FYQMPTJWFQIFOPNFOBPOUIF4VO TVDIBTDPSPOBMNBTTFKFDUJPOTBOETPMBSëBSFT
.BHOFUJD TUPSN " EJTUVSCBODF JO UIF &BSUIT NBHOFUJD êFME PCTFSWFE BMM PWFS UIF
&BSUIEVFUPDPMMJTJPOCZBDPSPOBMNBTTFKFDUJPO"TVCTUPSNJTBNBHOFUJDEJTUVSCBODF
PCTFSWFEJO1PMBS3FHJPOTPOMZ4FFHFPNBHOFUJDBDUJWJUZBOEHFPNBHOFUJDTUPSN
.BHOFUJTN 0OFBTQFDUPGFMFDUSPNBHOFUJTN BGVOEBNFOUBMGPSDFPGOBUVSF XIFSFCZ
BNBHOFUJ[FEPCKFDUDBOGPSDFBDIBSHFEQBSUJDMFJOUPBOFXEJSFDUJPOPGNPUJPOBOE
BUUSBDUPSSFQFMPUIFSNBHOFUJ[FEPCKFDUT
.BHOFUPHSBN "DPNQVUFSJNBHF QJDUVSFPSNBQPGUIFTUSFOHUI EJSFDUJPOBOEEJT
USJCVUJPOPGNBHOFUJDêFMETBDSPTTUIFTPMBSQIPUPTQIFSF CBTFEPO;FFNBOFĒFDUNFB
TVSFNFOUT4FFNBHOFUPHSBQIBOE;FFNBOFĒFDU
.BHOFUPHSBQI "OJOTUSVNFOUVTFEUPNBQUIFTUSFOHUI EJSFDUJPOBOEEJTUSJCVUJPO
PGNBHOFUJDêFMETBDSPTTUIFTPMBSQIPUPTQIFSFVTJOHUIF;FFNBOFĒFDU/PSNBMMZ UIF
MPOHJUVEJOBM PSMJOFPGTJHIU NBHOFUJDêFMEJTNFBTVSFE CVUUIFUSBOTWFSTFDPNQP
OFOUJTBMTPNFBTVSFEXJUIBWFDUPSNBHOFUPHSBQI"NBHOFUPHSBNJTBNBQPGUIF
NFBTVSFENBHOFUJDêFME4FFNBHOFUPHSBNBOE;FFNBOFĒFDU
.BHOFUPTQIFSF ѮFSFHJPOPGTQBDFTVSSPVOEJOHBQMBOFUJOXIJDIUIFQMBOFUTNBH
OFUJDêFMEQSFEPNJOBUFTPWFSUIFTPMBSXJOE BOEDPOUSPMTUIFNPUJPOTPGDIBSHFEQBS
UJDMFTJOJUѮFNBHOFUPTQIFSFJTTIBQFECZJOUFSBDUJPOTCFUXFFOBQMBOFUTNBHOFUJD
êFMEBOEUIFTPMBSXJOEѮFNBHOFUPTQIFSFTIJFMETUIFQMBOFUGSPNUIFTPMBSXJOE
QSFWFOUJOHPSJNQFEJOHUIFEJSFDUFOUSZPGUIFTPMBSXJOEQBSUJDMFTJOUPUIFNBHOFUJD
DBWJUZ 4FF CPX TIPDL NBHOFUPQBVTF NBHOFUPTIFBUI NBHOFUPUBJM BOE 7BO "MMFO
CFMUT
.BHOFUPUBJM ѮF QPSUJPO PG B QMBOFUT NBHOFUPTQIFSF GPSNFE PO UIF QMBOFUT EBSL
OJHIU TJEF CZ UIF QVMMJOH BDUJPO PG UIF TPMBS XJOE ѮF NBHOFUPUBJM JT BO FMPOHBUFE
FYUFOTJPOPGUIFQMBOFUTNBHOFUJDêFMETPOUIFTJEFPGUIFQMBOFUPQQPTJUFUPUIF4VO
.BHOFUPUBJMTDBOFYUFOEIVOESFETPGQMBOFUBSZSBEJJ
.BHOJmDBUJPO ѮFJODSFBTFJOBOHVMBSTJ[FPGBOPCKFDUXIFOWJFXFEXJUIBUFMFTDPQF
ѮFNBHOJêDBUJPOPGBUFMFTDPQFJTVTVBMMZQSFDFEFECZBNVMUJQMJDBUJPOTJHO
.BHOJUVEF " NFBTVSF PG UIF CSJHIUOFTT PG B TUBS PS PUIFS DFMFTUJBM PCKFDU 0O UIF
NBHOJUVEFTDBMF UIFMPXFTUNBHOJUVEFTSFGFSUPPCKFDUTPGHSFBUFTUCSJHIUOFTT*OUIF
OE DFOUVSZ #$ UIF (SFFL BTUSPOPNFS )JQQBSDIVT D ¢D #$ DMBTTJêFE
UIFTUBSTJOUPTJYNBHOJUVEFTUIFCSJHIUFTUTUBSTBSFPGUIFêSTUNBHOJUVEFXIJMFUIPTF
PGTJYUINBHOJUVEFBSFKVTUWJTJCMFUPUIFVOBJEFEIVNBOFZF*OUIFUIDFOUVSZBTDBMF
PGNBHOJUVEFTXBTBEPQUFEJOXIJDIBTUBSPGêSTUNBHOJUVEFJTFYBDUMZUJNFTBT
CSJHIUBTPOFPGTJYUINBHOJUVEFѮFSBUJPPGCSJHIUOFTTCFUXFFOPOFNBHOJUVEFBOE
(MPTTBSZ.
'*( -AGNETOSPHERE 4HE %ARTHS MAGNETIC lELD CARVES OUT A HOLLOW IN THE SOLAR WIND
CREATING A PROTECTIVE CAVITY CALLED THE MAGNETOSPHERE 4HE %ARTH ITS ATMOSPHERE AND IONO
SPHERE AND THE TWO 6AN !LLEN RADIATION BELTS ALL LIE WITHIN THIS MAGNETIC COCOON 3IMILAR MAG
NETOSPHERES ARE FOUND AROUND OTHER MAGNETIZED PLANETS ! BOW SHOCK FORMS AT ABOUT TEN %ARTH
RADII ON THE SUNLIT SIDE OF OUR PLANET )TS LOCATION IS HIGHLY VARIABLE SINCE IT IS PUSHED IN AND OUT
BY THE GUSTY SOLAR WIND 4HE MAGNETOPAUSE MARKS THE OUTER BOUNDARY OF THE MAGNETOSPHERE
AT THE PLACE WHERE THE SOLAR WIND TAKES CONTROL OF THE MOTIONS OF CHARGED PARTICLES 4HE SOLAR
WIND IS DEmECTED AROUND THE %ARTH PULLING THE TERRESTRIAL MAGNETIC lELD INTO A LONG MAGNETO
TAIL ON THE NIGHT SIDE %LECTRONS AND PROTONS IN THE SOLAR WIND ARE DEmECTED AT THE BOW SHOCK
MFѫ AND mOW ALONG THE MAGNETOPAUSE INTO THE MAGNETIC TAIL SJHIU %LECTRIlED PARTICLES CAN
BE INJECTED BACK TOWARD THE %ARTH AND 3UN WITHIN THE PLASMA SHEET DFOUFS
UIFOFYUJTUIVTUIFêѫISPPUPG PSѮFBQQBSFOUNBHOJUVEFJTUIFCSJHIUOFTT
PGBOPCKFDUBTTFFOGSPN&BSUI"CTPMVUFNBHOJUVEFJTUIFUSVFCSJHIUOFTTPGBOPCKFDU
UBLJOHJOUPBDDPVOUJUTEJTUBODFGSPN&BSUIJUJTEFêOFEBTUIFBQQBSFOUNBHOJUVEF
BOPCKFDUXPVMEIBWFBUUIFBSCJUSBSZEJTUBODFPGUFOQBSTFDTѮFCSJHIUOFTTPGBTUBS
BTPCTFSWFEGSPNUIF&BSUI BOEIFODFJUTBQQBSFOUNBHOJUVEF EFQFOETPOCPUIJUT
BCTPMVUFNBHOJUVEFBOEJUTEJTUBODFѮFBCTPMVUFWJTVBMNBHOJUVEFPGUIF4VOJT
NBHOJUVEFTBOEJUTBQQBSFOUWJTVBMNBHOJUVEFJTNBHOJUVEFT4FFBCTPMVUF
NBHOJUVEF BQQBSFOUNBHOJUVEF BOEWJTVBMNBHOJUVEF
.BJOTFRVFODF ѮFSFHJPOJOUIF)FSU[TQSVOH3VTTFMMEJBHSBNUIBUFYUFOETEJBHP
OBMMZGSPNUIFVQQFSMFѫUPUIFMPXFSSJHIU PSGSPNUIFIJHIMVNJOPTJUZ IJHIUFN
QFSBUVSF TUBST UP UIF MPXMVNJOPTJUZ MPXUFNQFSBUVSF TUBST ѮF TUBST PO UIF NBJO
TFRVFODFBSFLOPXOBTEXBSGTUBST CVUUIFZBSFBMTPDBMMFENBJOTFRVFODFTUBSTѮFZ
BSFUIFNPTUDPNNPOUZQFTPGTUBSJOUIF(BMBYZ DPOTUJUVUJOHQFSDFOUPGJUTTUBST
BOEQFSDFOUPGJUTNBTTѮF4VOJTBNBJOTFRVFODF PSEXBSG TUBS4UBSTTQFOEUIF
NBKPSJUZPGUIFJSMJGFUJNFTPOUIFNBJOTFRVFODF EVSJOHXIJDIUIFZQSPEVDFFOFSHZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
GSPNUIFGVTJPOPGIZESPHFOJOUPIFMJVNJOUIFJSDPSFTѮF[FSPBHFNBJOTFRVFODF
JTXIFSFTUBSTMJFXIFOUIFZêSTUTUBSUUPCVSOIZESPHFOѮFQPTJUJPOPGBTUBSPOUIF
NBJOTFRVFODFEFQFOETPOJUTNBTT UIFNPTUNBTTJWFTUBSTCFJOHUIFCSJHIUFTUѮF
NPSFNBTTJWFBTUBS UIFTPPOFSJUFWPMWFTPĒUIFNBJOTFRVFODF4FFEXBSGTUBSBOE
)FSU[TQSVOH3VTTFMMEJBHSBN
.BJOTFRVFODF TUBS " TUBS MJLF UIF 4VO UIBU GVTFT IZESPHFO OVDMFJ JOUP IFMJVN
OVDMFJJOJUTDPSF BOEMJFTPOUIFNBJOTFRVFODFPGUIF)FSU[TQSVOH3VTTFMMEJBHSBN
ѮFNBJOTFRVFODFTUBSTDBOIBWFBOZTQFDUSBMUZQF BOEBSFEFTJHOBUFECZMVNJOPTJUZ
DMBTT7ѮFZBSFBMTPLOPXOBTEXBSGT PSEXBSGTUBST TJODFUIFZBSFTNBMMFSUIBOUIF
HJBOUPSTVQFSHJBOUTUBST/JOFUZQFSDFOUPGBMMTUBSTBSFNBJOTFRVFODFTUBST4FF"MQIB
$FOUBVSJ "MUBJS )FSU[TQSVOH3VTTFMMEJBHSBN NBJOTFRVFODF 4JSJVT TUFMMBSDMBTTJêDB
UJPO BOE7FHB
.BKPS QMBOFU "OZ POF PG UIF FJHIU MBSHFTU QMBOFUT PG UIF 4PMBS 4ZTUFN JOPSEFS PG
JODSFBTJOHEJTUBODFGSPNUIF4VOUIFZBSF.FSDVSZ 7FOVT &BSUI .BST +VQJUFS 4BUVSO
6SBOVTBOE/FQUVOFѮFBTUFSPJETBSFLOPXOBTNJOPSQMBOFUT"MUIPVHI1MVUPXBT
PODFSFHBSEFEBTBNBKPSQMBOFU XFOPXLOPXUIBUJUJTKVTUPOFPGNBOZTNBMMFSCPEJFT
PSCJUJOHUIF4VOJOUIF,VJQFSCFMUPVUTJEFUIFPSCJUPG/FQUVOF4FF,VJQFSCFMU
.BSJB -BSHFEBSL TNPPUIGFBUVSFTPOUIF.PPO DSFBUFECFUXFFOBOECJMMJPO
ZFBST BHP XIFO NBHNB GSPN UIF .PPOT JOUFSJPS êMMFE MBSHF JNQBDU CBTJOT GPSNFE
CFUXFFOBOECJMMJPOZFBSTBHP BOETPMJEJêFEJOUPMBWBѮFXPSENBSJBJT-BUJO
GPSiTFBTu BOEUIFTJOHVMBSGPSNPGUIFXPSEJTNBSF4FF.PPOBOEWPMDBOJTN
.BSJOFS .JTTJPOT " TFSJFT PG 6OJUFE 4UBUFT /"4" TQBDF QSPCFT UP UIF QMBOUT ѮF
.BSJOFSTQBDFDSBѫ MBVODIFEPO"VHVTU NFBTVSFEUIFEFOTJUZBOEWFMPDJUZ
PGUIFTPMBSXJOEPOJUTXBZUP7FOVT BOEJO%FDFNCFSDPOêSNFEUIFFNJTTJPOPG
(MPTTBSZ.
JOUFOTFNJDSPXBWFTGSPNUIFQMBOFUTFYDFQUJPOBMMZIPUTVSGBDFѮF.BSJOFSTQBDF
DSBѫëFXCZ.BSTJO+VMZ QIPUPHSBQIJOHDSBUFSTPOUIFSFEQMBOFUTTVSGBDF.BSJ
OFSëFXCZ7FOVTJO0DUPCFS DPOêSNJOHUIFIJHIUFNQFSBUVSFBOEQSFTTVSF
BUUIFTVSGBDFPGUIFQMBOFU/"4"MBVODIFEUIF.BSJOFSTQBDFDSBѫUP.BSTPO
.BZ*UCFDBNFUIFêSTUTQBDFDSBѫUPPSCJUBQMBOFU DJSDMJOHBSPVOEUIFSFEQMBOFU
GPSOFBSMZBZFBS GSPN/PWFNCFSUP0DUPCFS BOEPCUBJOJOHDMPTFVQ
JNBHFTPGUPXFSJOHWPMDBOPFT WBTUDBOZPOT TVDIBTUIF7BMMFT.BSJOFSJTOBNFEGPSUIF
TQBDFDSBѫ BOEUIFQMBOFUTUXPTNBMMTBUFMMJUFT 1IPCPTBOE%FJNPT.BSJOFSëFXCZ
7FOVTJO'FCSVBSZ BOEDPOUJOVFEUP.FSDVSZ XIJDIJUFODPVOUFSFEUISFFUJNFT
JO.BSDIBOE4FQUFNCFSBOE.BSDI SFWFBMJOHJUTIFBWJMZDSBUFSFE .PPO
MJLFTVSGBDF4FF%FJNPT .BST 1IPCPT TPMBSXJOE 7BMMFT.BSJOFSJT BOE7FOVT
.BSJOFS7BMMFZ 4FF7BMMFT.BSJOFSJT
.BST ѮFGPVSUINBKPSQMBOFUGSPNUIF4VOѮFSFEQMBOFU.BSTJTBCPVUIBMGUIFTJ[F
PGUIF&BSUIBOEMPDBUFEUJNFTBTGBSGSPNUIF4VOBTUIF&BSUIJT.BSTOPXIBT
BUIJO DPMEDBSCPOEJPYJEFBUNPTQIFSF BOEBGSP[FOTVSGBDF CVUUIFSFJTBCVOEBOU
FWJEFODFUIBUMJRVJEXBUFSPODFëPXFEBDSPTTUIFQMBOFU*UIBTQPXFSGVMBOEQFSWB
TJWF XJOET QPMBS DBQT SFNOBOU NBHOFUJTN BOE UPXFSJOH WPMDBOPFT .BST IBT UXP
TNBMMNPPOT OBNFE1IPCPTBOE%FJNPT1IPCPTJTIFBEJOHUPXBSEFWFOUVBMDPMMJTJPO
XJUI.BST4FF%FJNPT .BSJOFS .BSJOFS7BMMFZ .BST&YQMPSBUJPO3PWFS.JTTJPOT
.BST(MPCBM4VSWFZPS .BST0EZTTFZ .BST1BUIêOEFS 0MZNQVT.POT 1IPCPT SFE
QMBOFU 4ZSUJT.BKPS BOE7JLJOH.JTTJPOT
.BST &YQMPSBUJPO 3PWFS .JTTJPOT /"4"T UXJO SPWFST 4QJSJU BOE 0QQPSUVOJUZ
MBVODIFEPO+VOFBOE+VMZ SFTQFDUJWFMZ4QJSJUMBOEFEJO(VTFW$SBUFSPO
+BOVBSZ BOE 0QQPSUVOJUZ MBOEFE JO .FSJEJBOJ 1MBOVN PO +BOVBSZ
PCUBJOJOHFWJEFODFUIBUMJRVJEXBUFSPODFëPXFEBDSPTT.BST
.BST&YQSFTT &4"MBVODIFEJUT.BST&YQSFTTTQBDFDSBѫUP.BSTPO+VOF XJUI
BOPSCJUFSUIBUIBTPCUBJOFEJNBHFTPGUIFQMBOFUTTVSGBDFBOEBOVOTVDDFTTGVM#FBHMF
MBOEFS
.BST (MPCBM 4VSWFZPS /"4" MBVODIFE JUT .BST (MPCBM 4VSWFZPS PO /PWFNCFS
QMBDJOHJUJOUPPSCJUBSPVOEUIFSFEQMBOFUPO4FQUFNCFS)JHISFTPMVUJPO
JNBHFT CFHJOOJOHPO"QSJM QSPWJEFEBCVOEBOUFWJEFODFGPSQBTUBOESFDFOU
XBUFSëPX EVTUTUPSNTBOEWPMDBOJDBDUJWJUZѮFHMPCBMUPQPHSBQIZXBTEFUFSNJOFE
XJUI B MBTFS BMUJNFUFS BOE B NBHOFUPNFUFS EFUFSNJOFE UIF HMPCBM EJTUSJCVUJPO PG
SFNOBOUNBHOFUJDêFMETQSFTFSWFEJOUIFBODJFOUIJHIMBOEDSVTU
.BST0EZTTFZ /"4"MBVODIFEJUT.BST0EZTTFZTQBDFDSBѫPO"QSJM QMBDJOH
JUJOUPPSCJUBSPVOEUIFSFEQMBOFUPO0DUPCFS*UIBTNBQQFEUIFBNPVOUBOE
EJTUSJCVUJPOPGDIFNJDBMFMFNFOUTBOENJOFSBMTPOUIF.BSUJBOTVSGBDF BOEQSPWJEFE
FWJEFODFGPSTVCTUBOUJBMTVCTVSGBDFXBUFSJDF
.BST1BUImOEFS ѮF.BST1BUIêOEFSMBOEFSBOEJUTSPWJOHWFIJDMF 4PKPVSOFS XFSF
MBVODIFECZ/"4"PO%FDFNCFS BOEMBOEFEPO$ISZTF1MBOJUJBOFBSUIFNPVUI
PGBOPVUëPXDIBOOFMPO+VMZ êOEJOHFWJEFODFUIBUMJRVJEXBUFSPODFëPXFE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4!",% -ARSA
-ASS KILOGRAMS -%
-EAN 2ADIUS KILOMETERS 2%
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
3URFACE !REA SQUARE METERS !%
2OTATION 0ERIOD OR ,ENGTH OF HOURS MINUTES SECONDS
3IDEREAL $AY SECONDS
/RBITAL 0ERIOD %ARTH DAYS -ARS SOLAR DAYS
-EAN $ISTANCE FROM 3UN METERS !5
/RBITAL %CCENTRICITY
4ILT OF 2OTATIONAL !XIS THE /BLIQUITY DEGREES
$ISTANCE FROM %ARTH METERS TO METERS
!NGULAR $IAMETER AT #LOSEST !PPROACH TO SECONDS OF ARC
!GE YEARS
!TMOSPHERE PERCENT CARBON DIOXIDE PERCENT NITRO
GEN PERCENT ARGON
!VERAGE 'LOBAL 3URFACE 0RESSURE BARS 0ASCALS
3URFACE 0RESSURE AT 6IKING AND TO BARS AND TO
3ITES BARS
3URFACE 4EMPERATURE 2ANGE TO KELVIN
!VERAGE 3URFACE 4EMPERATURE KELVIN
-AGNETIC &IELD 3TRENGTH 2EMNANT ¥ TESLA "%
-AGNETIC $IPOLE -OMENT LESS THAN ¥ THAT OF %ARTH
A !DAPTED FROM ( ( +IEFFER " - *AKOSKY # 7 3NYDER AND - 3 -ATTHEWS EDS -ARS 5NIVERSITY OF
!RIZONA 0RESS 4UCSON 4HE SYMBOLS - % 2 % ! % AND " % RESPECTIVELY DENOTE THE MASS RADIUS SURFACE
AREA AND MAGNETIC lELD STRENGTH OF THE %ARTH
BDSPTT.BSTBOETVHHFTUJOHUIBUUIFQMBOFUTBUNPTQIFSFXBTPODFUIJDLFS XBSNFSBOE
XFUUFSUIBOBUQSFTFOU CVUQFSIBQTTFWFSBMCJMMJPOZFBSTBHP
.BTDPO "O BCCSFWJBUJPO GPS NBTT DPODFOUSBUJPOT PO UIF .PPO EJTDPWFSFE GSPN
QSFDJTFSBEJPUSBDLJOHPGTQBDFDSBѫXIPTFPSCJUTXFSFEFëFDUFEXIFOQBTTJOHPWFSUIF
NBTDPOT.BTDPOTBSFCVSJFEVOEFSWJSUVBMMZBMMPGUIFNBSJBPOUIFOFBSTJEFPGUIF
.PPO BOEUIFZBSFBMTPGPVOECFOFBUIJNQBDUCBTJOTPOCPUIUIFOFBSBOEGBSTJEF
PGUIF.PPOѮFNBTDPOTBSFNPTUMJLFMZUIFVQXBSECVMHJOHPGIJHIEFOTJUZNBOUMF
SPDLTUIBUSPTFBѫFSJNQBDUTGSPNMBSHFNFUFPSJUFTCMBTUFEBXBZUIFMJHIUFSDSVTU
.BTFS "DSPOZN GPS NJDSPXBWF BNQMJêDBUJPO CZ TUJNVMBUFE FNJTTJPO PG SBEJBUJPO
)ZESPYZM 0) BOEXBUFS )0 NPMFDVMFTJOJOUFSTUFMMBSTQBDFDBOBDUBTNBTFST
.BTT "NFBTVSFPGUIFUPUBMBNPVOUPGNBUUFSDPOUBJOFEXJUIJOBOPCKFDU1IZTJDJTUT
EJTUJOHVJTICFUXFFOXFJHIU XIJDIEFQFOETPOUIFHSBWJUBUJPOBMQVMMPGBMBSHFSNBTT
BOENBTT XIJDIEPFTOPUWBSZѮFNPSFNBTTBOPCKFDUIBT UIFTUSPOHFSJTJUTHSBWJUB
UJPOBMQVMMPOPUIFSPCKFDUT*OFSUJBMNBTTJOEJDBUFTBOPCKFDUTSFTJTUBODFUPDIBOHFTJO
JUTTUBUFPGNPUJPO XIJMFHSBWJUBUJPOBMNBTTJOEJDBUFTJUTSFTQPOTFUPUIFHSBWJUBUJPOBM
(MPTTBSZ.
HOURS MINUTES SECONDS AND HOURS MINUTES SECONDS RESPECTIVELY "OTH SATELLITES ARE
LOCKED INTO SYNCHRONOUS ROTATION WITH A ROTATION PERIOD EQUAL TO THEIR ORBITAL PERIODS
-ARTIAN ORBIT IS MORE ELLIPTICAL THAN %ARTHS THE DISTANCE BETWEEN THE TWO PLANETS AT DIFFERENT OPPOSITIONS
VARIES AS MUCH AS BILLION METERS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
GPSDF*OUIF(FOFSBMѮFPSZPG3FMBUJWJUZHSBWJUBUJPOBMBOEJOFSUJBMNBTTBSFFRVBMUP
FBDIPUIFS4FF(FOFSBMѮFPSZPG3FMBUJWJUZBOETPMBSNBTT
.BTTEFOTJUZ ѮFBNPVOUPGNBUUFSQFSVOJUWPMVNF PSBOPCKFDUTNBTTEJWJEFECZ
JUTWPMVNF TPNFUJNFTKVTUDBMMFEUIFEFOTJUZѮFNBTTEFOTJUZPGXBUFSJTLJMP
HSBNTQFSDVCJDNFUFS"JSIBTBMPXEFOTJUZ XIJMFSPDLTIBWFBIJHIPOF(JBOUTUBST
IBWFBMPXNBTTEFOTJUZ XIJMFDPNQBDUXIJUFEXBSGTPSOFVUSPOTUBSTIBWFBWFSZMBSHF
NBTTEFOTJUZ
.BTTFOFSHZFRVJWBMFODF .BTT EFOPUFECZN DBOCFUSBOTGPSNFEJOUPFOFSHZ &
BOEFWFSZFOFSHZIBTBNBTT BDDPSEJOHUPUIFGPSNVMB&ND XIFSFDJTUIFWFMPD
JUZ PG MJHIU êSTU EFSJWFE JO JUT FYBDU GPSN CZ UIF (FSNBO QIZTJDJTU "MCFSU &JOTUFJO
¢ JO
.BTTMVNJOPTJUZSFMBUJPO ѮFSFMBUJPOCFUXFFOUIFBCTPMVUFMVNJOPTJUZ EFOPUFECZ
- BOEUIFNBTT TQFDJêFECZ. GPSTUBSTPOUIFNBJOTFRVFODFPGUIF)FSU[TQSVOH
3VTTFMMEJBHSBN êSTUEFSJWFEJOCZUIF&OHMJTIBTUSPOPNFS"SUIVS&EEJOHUPO
¢ *UJTFYQSFTTFEBT-DPOTUBOU.Y XIFSFUIFFYQPOFOUYMJFTCFUXFFO
BOE
.BTTOVNCFS 4FFBUPNJDNBTTOVNCFS
.BTTUPMJHIUSBUJP ѮFBNPVOUPGNBTTPGBOPCKFDUEJWJEFECZJUTBCTPMVUFMVNJOPT
JUZ VTVBMMZNFBTVSFEJOTPMBSVOJUT
.BVOB,FB0CTFSWBUPSJFT "UMFBTUUIJSUFFOXPSLJOHUFMFTDPQFTBSFMPDBUFEOFBSUIF
TVNNJUPGUIFFYUJODU.BVOB,FBWPMDBOPBUBIFJHIUPGBCPVU NFUFSTBCPWFTFB
MFWFM PO UIF JTMBOE PG )BXBJJ /JOF PG UIF UFMFTDPQFT PQFSBUF BU PQUJDBM BOE JOGSBSFE
XBWFMFOHUIT UISFFPGUIFNBSFGPSTVCNJMMJNFUFSBTUSPOPNZ BOEPOFJTGPSSBEJPBTUSPO
PNZ ѮF VOJRVF FYUSFNFMZ ESZ BOE DMPVEGSFF TJUF JT PO MBOE MFBTFE GSPN UIF 4UBUF
PG )BXBJJ CZ UIF 6OJWFSTJUZ PG )BXBJJ BOE EFWFMPQFE GPS BTUSPOPNZ PCTFSWBUJPOT CZ
JUT*OTUJUVUFPG"TUSPOPNZѮFUFMFTDPQFTJODMVEFUIFUXJO,FDLNFUFS JODI
UFMFTDPQFT UIFMBSHFTUWJTJCMFMJHIUUFMFTDPQFTJOUIFXPSME BOEUIFNFUFS JODI
+BNFT$MFSL.BYXFMM5FMFTDPQFXIJDIPQFSBUFTJOUIFTVCNJMMJNFUFSXBWFMFOHUISFHJPO
PGUIFFMFDUSPNBHOFUJDTQFDUSVN0UIFSMBSHFPQUJDBMJOGSBSFEUFMFTDPQFTPO.BVOB,FB
JODMVEFUIFNFUFS JODI +BQBOFTF4VCBSV5FMFTDPQFBOEPOFPGUIFNFUFS
JODI (FNJOJ UFMFTDPQFT m UIF PUIFS POF JT JO $FSSP 1BDIÓO $IJMF 4FF (FNJOJ
0CTFSWBUPSZ +BNFT$MFSL.BYXFMM5FMFTDPQF ,FDLUFMFTDPQFT BOE7FSZ-POH#BTFMJOF
"SSBZ
.BVOEFS .JOJNVN ѮF ZFBS QFSJPE CFUXFFO BOE XIFO GFX TVO
TQPUT XFSF PCTFSWFE *U JT OBNFE BѫFS UIF &OHMJTI BTUSPOPNFS & 8BMUFS .BVOEFS
¢ XIPJOQSPWJEFEBGVMMBDDPVOUPGUIFNJTTJOHTVOTQPUT QSFWJPVTMZ
OPUJDFECZUIF(FSNBOBTUSPOPNFS(VTUBW'84QÕSFS ¢ "QSPMPOHFE
QFSJPEPGVOVTVBMMZDPMEXFBUIFSJO&VSPQF LOPXOBTUIF-JUUMF*DF"HF PWFSMBQTUIF
.BVOEFS.JOJNVNBOEBOPUIFSQFSJPEPGVOVTVBMMZMPXTVOTQPUOVNCFST UIF4QÕSFS
.JOJNVNGSPNUP TVHHFTUJOHUIBUBEFDSFBTFJOTVOTQPUTBOEBTTPDJBUFE
TPMBSBDUJWJUZNBZCFBTTPDJBUFEXJUIDPMEFSUFNQFSBUVSFTPO&BSUI4FF-JUUMF*DF"HF
(MPTTBSZ.
.BYXFMMJBOEJTUSJCVUJPO %JTUSJCVUJPOPGQBSUJDMFWFMPDJUJFTGPSBHBTJOUIFSNBMFRVJ
MJCSJVN DIBSBDUFSJ[FECZBXFMMEFêOFEUFNQFSBUVSF 5 BOESPPUNFBOTRVBSFWFMPDJUZ
7SNT L5. GPSBQBSUJDMFPGNBTT. XIFSF#PMU[NBOOTDPOTUBOUL
+PVMF QFS EFHSFF LFMWJO ѮF EJTUSJCVUJPO JT OBNFE GPS UIF 4DPUUJTI QIZTJDJTU
+BNFT$MFSL.BYXFMM ¢ XIPEFSJWFEJUJO
.D%POBME 0CTFSWBUPSZ ѮF BTUSPOPNJDBM PCTFSWBUPSZ PG UIF 6OJWFSTJUZ PG 5FYBT
MPDBUFE JO UIF %BWJT .PVOUBJOT OFBS "VTUJO 5FYBT ѮF PCTFSWBUPSZ JODMVEFT UIF
)PCCZ&CFSMZUFMFTDPQF4FF)PCCZ&CFSMZUFMFTDPQF
.EXBSG "NBJOTFRVFODFTUBSPGTQFDUSBMUZQF.4FF.TUBS
4!",% -ERCURYA
-ASS KILOGRAMS -%
-EAN 2ADIUS KILOMETERS 2%
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
2OTATION 0ERIOD %ARTH DAYS
/RBITAL 0ERIOD %ARTH DAYS
-EAN $ISTANCE FROM 3UN METERS !5
!GE YEARS
!TMOSPHERE 6ERY TENUOUS HELIUM SODIUM POTASSIUM
3URFACE 0RESSURE BARS
3URFACE 4EMPERATURE TO KELVIN
-AGNETIC &IELD 3TRENGTH TESLA AT THE EQUATOR "%
-AGNETIC $IPOLE -OMENT TESLA METERS CUBED
A 4HE SYMBOLS -% 2% AND "% RESPECTIVELY DENOTE THE MASS RADIUS AND MAGNETIC lELD STRENGTH OF THE %ARTH
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
. "HJBOUFMMJQUJDBMHBMBYZJOUIF7JSHPDMVTUFS4FFSBEJPHBMBYZBOETVQFSNBT
TJWFCMBDLIPMF
.FUBM *OBTUSPOPNZ BNFUBMJTBOZFMFNFOUIFBWJFSUIBOIFMJVN*OUIJTEFêOJUJPO
FMFNFOUTMJLFPYZHFOBOEOFPOBSFNFUBMT BTJTJSPO
.FUBMMJDJUZ "OPCKFDUTBCVOEBODFPGNFUBMT PѫFOUIFBCVOEBODFPGJSPOTJODFJUJT
FBTZUPNFBTVSF4FFNFUBM
.FUFPS ѮFCSJMMJBOUUSBJMPGMJHIUBDSPTTUIFOJHIUTLZQSPEVDFEXIFOBTNBMM TPMJE
PCKFDU GSPN TQBDF B NFUFPSPJE FOUFST UIF &BSUIT VQQFS BUNPTQIFSF BU IJHI TQFFE
.PTUNFUFPSTBSFGSBHJMFGSBHNFOUTPGDPNFUTBOEOFWFSSFBDIUIFHSPVOEѮPTFUIBU
EPSFBDIUIFHSPVOEBSFDBMMFENFUFPSJUFT BOEUIFZBSFSPDLZGSBHNFOUTPGBTUFSPJET
"UDFSUBJOUJNFTPGUIFZFBS NFUFPSTBSFNPSFOVNFSPVTUIBOVTVBM BOEUIFTFNFUFPS
TIPXFSTPDDVSXIFOUIF&BSUIQBTTFTUISPVHIUIFPSCJUPGBDPNFU4FFNFUFPSTIPXFS
BOENFUFPSJUF
.FUFPS$SBUFS "DSBUFSOFBS'MBHTUBĒ "SJ[POB BMTPLOPXOBTUIF"SJ[POB.FUFPS
$SBUFSBOEUIF#BSSJOHFS.FUFPSJUF$SBUFS BѫFSUIFNJOJOHFOHJOFFS%BOJFM.PSFBV
#BSSJOHFS ¢ XIP VOTVDDFTTGVMMZ USJFE UP NJOF UIF TJUF GPS MBSHF RVBOUJ
UJFT PG JSPO *O UIF FBSMZ T UIF "NFSJDBO BTUSPOPNFS &VHFOF . 4IPFNBLFS
¢ EFNPOTUSBUFEUIFTJNJMBSJUZCFUXFFOUIFDSBUFSBOEUIPTFQSPEVDFEEVS
JOHOVDMFBSUFTUFYQMPTJPOTJO/FWBEB EFNPOTUSBUJOHJUTPSJHJOCZFYUFSOBMJNQBDUѮF
DJSDVMBSDSBUFSJTBCPVUNFUFSTJOEJBNFUFSBOENFUFSTEFFQ*UJTBUUSJCVUFEUP
(MPTTBSZ.
4!",% CONTINUED
2! $EC
-ESSIER .'#
- )# 4YPEB #ON H M M6 .AME
/P #L #-A n
.EB /RI n /RION .EBULA
.EB /RI n /RION .EBULA
/P #L #NC 0RAESEPE "EEHIVE
/P #L 4AU 0LEIADES
/P #L 0UP
/P #L 0UP
/P #L (YA
'AL % 6IR
/P #L -ON
'AL 3C #6N 7HIRLPOOL
/P #L #AS
'LOB #OM
'LOB 3GR
'LOB 3GR
'LOB ,YR
0LAN ,YR 2ING .EBULA
'AL 3"B ,YR
'AL % 6IR
'AL % 6IR
'AL 3C 6IR
'LOB /PH
'AL 3B #6N 3UNmOWER
'AL 3B #OM "LACK %YE
'AL 3A ,EO
'AL 3B ,EO
/P #L #NC
'LOB (YA
'LOB 3GR
'LOB 3GR
'LOB 3GE
'LOB !QR
/P #L !QR STARS
'AL 3C 0SC
'LOB 3GR
0LAN 0ER ,ITTLE $UMBBELL
'AL 3B #ET
.EB /RI
'LOB ,EP
'LOB 3CO
(MPTTBSZ.
4!",% CONTINUED
2! $EC
-ESSIER .'#
- )# 4YPEB #ON H M M6 .AME
UIFJNQBDUPGBOJDLFMJSPONFUFPSJUFBCPVUNFUFSTBDSPTT XIJDIDPMMJEFEXJUIUIF
&BSUIBCPVUZFBSTBHP
.FUFPSJUF "OFYUSBUFSSFTUSJBMDIVOLPGSPDLBOENFUBM XIJDITVSWJWFTJUTêFSZEFTDFOU
UISPVHIUIFBUNPTQIFSFUPSFBDIUIFHSPVOE.PSFUIBOUIPVTBOENFUFPSJUFTIBWF
CFFOSFDPWFSFEGSPNUIFJDFBU"OUBSDUJDB NBOZPGUIFNTQFOEJOHBCPVUIBMGBNJMMJPO
ZFBSTFNCFEEFEJOUIFJDFNBOZGFXFSNFUFPSJUFTIBWFCFFOGPVOEBUPUIFSMPDBUJPOT
PO&BSUI3BEJPBDUJWFEBUJOHJOEJDBUFTUIBUNFUFPSJUFTGPSNFEBCPVUCJMMJPOZFBST
BHP.PTUNFUFPSJUFTBSFGSBHNFOUTPGBTUFSPJET CVUBTNBMMOVNCFSBSFGSPN.BST
DBMMFE4/$NFUFPSJUFT PSGSPNUIF.PPOѮFSFBSFUISFFNBJODMBTTFTPGNFUFPSJUFT
UIFTUPOZNFUFPSJUFT NBJOMZDPNQPTFEPGTJMJDBUFT UIFJSPONFUFPSJUFT DPOTJTUJOHPG
JSPOBOEOJDLFM BOETUPOZJSPOT DPNQPTFEPGBCPVUIBMGTJMJDBUFTBOEIBMGJSPOBOE
OJDLFM"MNPTUBMMPGUIFTFLJOETPGNFUFPSJUFTIBWFBHSFBUFSNBTTEFOTJUZUIBOBUZQJDBM
SPDLPOUIF&BSUITTVSGBDF.PTUPGUIFNFUFPSJUFTBSFTUPOFT BOEBCPVUQFSDFOUPG
UIFTFBSFDMBTTJêFEBTDIPOESJUFT BOBNFEFSJWFEGSPNUIFBODJFOU(SFFLXPSE DIPO
ESPT NFBOJOHiHSBJOuPSiTFFEuѮFDIPOESJUFTDPOUBJOTNBMMTQIFSJDBMNBTTFTPGNBUF
SJBMLOPXOBTDIPOESVMFTѮFPUIFSQFSDFOUPGUIFTUPOZNFUFPSJUFTBSFBDIPOESJUFT
XIJDITIPXTJHOTPGQBTUJHOFPVTBDUJWJUZѮFSBSFDBSCPOBDFPVTDIPOESJUFNFUFPSJUFT
BSFDPNQPTFEPGGSBHJMF MPXEFOTJUZNBUFSJBMBOEDPOUBJOBQQSFDJBCMFBNPVOUTPGDBS
CPOBOEXBUFS4FFDBSCPOBDFPVTDIPOESJUFNFUFPSJUF JSPONFUFPSJUF 4/$NFUFPSJUF
TUPOZNFUFPSJUF BOE8JENBOTUÅUUFOQBUUFSO
.FUFPSPJE "TPMJEPCKFDUJOTQBDF TNBMMFSUIBOBOBTUFSPJE"NFUFPSPJECFDPNFT
BNFUFPSXIFOJUMJHIUTVQJOUIF&BSUITBUNPTQIFSFBOEBNFUFPSJUFJGJUSFBDIFTUIF
HSPVOE
.FUFPSTIPXFS $PNFUTTUSFXQBSUJDMFTBMPOHUIFJSPSCJUBMQBUIBTUIFZMPPQBSPVOE
UIF4VO BOEXIFOUIF&BSUIQBTTFTUISPVHIPOFPGUIFTFNFUFPSTUSFBNTBNFUFPS
TIPXFSPDDVST SFDVSSJOHBUBCPVUUIFTBNFUJNFFWFSZZFBSѮF*UBMJBOBTUSPOPNFS
(JPWBOOJ4DIJBQBSFMMJ ¢ êSTUQSPQPTFEJOUIBUNFUFPSTIPXFSTBSF
UIFSFTVMUPGUIFEJTJOUFHSBUJPOPGDPNFUT FTUBCMJTIJOHBDPOOFDUJPOCFUXFFOUIF1FS
TFJE NFUFPS TIPXFS BOE $PNFU 4XJѫ5VUUMF EJTDPWFSFE JO ѮF NFUFPST JO B
TIPXFSBQQFBSUPDPNFGSPNUIFTBNFQPJOUJOUIFTLZ UIFSBEJBOU BOEUIFNFUFPS
TIPXFSJTOBNFEBѫFSUIFDPOTUFMMBUJPOJOXIJDIJUTSBEJBOUMJFT.FUFPSTIPXFSTBSF
TPNFUJNFT DBMMFE TIPPUJOH TUBST PS GBMMJOH TUBST CVU UIFZ IBWF OPUIJOH UP EP XJUI
TUBSTBOEBSFDPNQPTFEPGGSBHJMFDPNFUNBUFSJBMUIBUCVSOTVQ JOUIFBUNPTQIFSF
BOE OFWFS SFBDIFT UIF HSPVOE 4FF -FPOJET NFUFPS 1FSTFJET 2VBESBOUJET BOE
4XJѫ5VUUMF$PNFU
.FUFPSTUSFBN .FUFPSPJETDJSDMJOHUIF4VOJOBDPNNPOPSCJU VTVBMMZUIFEFCSJTPG
BDPNFUXJUIUIFTBNFPSCJU"NFUFPSTIPXFSPDDVSTXIFOUIF&BSUIQBTTFTUISPVHIB
NFUFPSTUSFBN4FFNFUFPSPJE
.FUIBOF "NPMFDVMFEFOPUFECZUIFTZNCPM$) XIFSF$JTBOBUPNPGDBSCPOBOE
)JTBIZESPHFOBUPN8FDPPLBOEIFBUTPNFIPNFTXJUIHBTFPVTNFUIBOF BOEJUJT
GPVOEJOBCVOEBODFXJUIJO6SBOVT /FQUVOF BOEJOUFSTUFMMBSTQBDF
(MPTTBSZ.
RATE CAN VARY FROM YEAR TO YEAR BECAUSE OF THE NON UNIFORM DISTRIBUTION OF THE RELEVANT METEOROID STREAM
.F7 "VOJUPGFOFSHZFRVBMUPPOFNJMMJPOFMFDUSPOWPMUTBOE+PVMF
ѮJT VOJU JT VTFE UP EFTDSJCF UIF UPUBM FOFSHZ PG IJHIWFMPDJUZ QBSUJDMFT PS FOFSHFUJD
SBEJBUJPOQIPUPOT4FFDPTNJDSBZT FMFDUSPOWPMU BOEHBNNBSBZSBEJBUJPO
.)[ "CCSFWJBUJPOGPS.FHB)FSU[ PSBNJMMJPO)FSU[4FF)FSU[BOE.FHBIFSU[
.JDIFMTPO.PSMFZFYQFSJNFOU (FSNBOCPSO"NFSJDBOQIZTJDJTU"MCFSU.JDIFMTPO
¢ BOE"NFSJDBODIFNJTU&EXBSE.PSMFZ ¢ VTFBOJOUFSGFSPN
FUFSJOUPUSZUPEFUFDUBOZEJĒFSFODFJOUIFWFMPDJUZPGMJHIUJOUXPEJSFDUJPOTBU
SJHIUBOHMFTUPFBDIPUIFS GBJMJOHUPNFBTVSFBOZEJĒFSFODFBOETIPXJOHUIBUUIFWFMPD
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
JUZPGMJHIUJTOPUBĒFDUFECZUIFNPUJPOPGUIF&BSUIUISPVHIBIZQPUIFUJDBMBFUIFS4FF
BFUIFS FUIFS MVNJOJGFSPVTFUIFS BOE4QFDJBMѮFPSZPG3FMBUJWJUZ
.JDSPMFOTJOH ѮFHSBWJUBUJPOBMEJTUPSUJPOBOEBNQMJêDBUJPOPGBTUBSTMJHIUDBVTFECZBO
PCKFDU TVDIBTBQMBOFU QBTTJOHCFUXFFOUIFTUBSBOEBOPCTFSWFSѮFPCKFDUDVSWFTMJHIU
SBZTGSPNUIFTUBSBOEDPODFOUSBUFTUIFNUPXBSETUIFPCTFSWFS4FFHSBWJUBUJPOBMMFOT
.JDSPO " VOJU PG MFOHUI FRVBM UP B NJMMJPOUI PS PG B NFUFS 7JTJCMF MJHIU IBT
XBWFMFOHUITPGCFUXFFOBOENJDSPOT
.JDSPXBWF &MFDUSPNBHOFUJD SBEJBUJPO XJUI XBWFMFOHUIT CFUXFFO BOE DFOUJ
NFUFST PSGSFRVFODJFTGSPNUP()[ BUUIFTIPSUXBWFMFOHUIFOEPGUIFSBEJP
TQFDUSVN
.JDSPXBWFCBDLHSPVOE 4FFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO
.JMBOLPWJUDIDZDMFT ѮSFFSIZUINJDëVDUVBUJPOTJOUIFXPCCMFBOEUJMUPGUIF&BSUIT
SPUBUJPOBMBYJTBOEUIFTIBQFPGUIF&BSUITPSCJUUIBUTFUUIFNBKPSJDFBHFTJONPUJPO
CZBMUFSJOHUIFTFBTPOBMEJTUSJCVUJPOPGUIF4VOTMJHIUBOEIFBUPO&BSUIѮFZBSFUIF
ZFBSQSFDFTTJPOBMXPCCMFPGUIF&BSUITSPUBUJPOBMBYJT UIFZFBSWBSJB
UJPOJOUIF&BSUITBYJBMUJMU BOEUIFZFBSDIBOHFJOUIFFDDFOUSJDJUZPSTIBQF
PGUIF&BSUITPSCJUѮFTFDZDMFTBSFOBNFEBѫFSUIF:VHPTMBWJBOBTUSPOPNFS.JMVUJO
(MPTTBSZ.
.JMLZ 8BZ ѮF CBOE PG MJHIU UIBU TUSFUDIFT BDSPTT PVS OJHIU TLZ QSPEVDFE CZ UIF
MJHIUPGOVNFSPVTTUBSTBTXFMPPLPVUUISPVHIUIFEJTLPGPVS(BMBYZѮFTUBSMJHIUJT
PCTDVSFEJOQMBDFTCZDMPVETPGJOUFSTUFMMBSHBTBOEEVTU
.JMLZ 8BZ (BMBYZ ѮF (BMBYZ UIBU DPOUBJOT UIF .JMLZ 8BZ BOE UIF 4VO EJTUJO
HVJTIFEGSPNPUIFSHBMBYJFTCZBDBQJUBM(ѮF.JMLZ8BZ(BMBYZJTBTQJSBMHBMBYZ
XJUIBNBTTJWFDFOUFSMPDBUFEBCPVUMJHIUZFBSTGSPNUIF4VO XIJDIJTMPDBUFEJO
POFPGUIFTQJSBMBSNTѮF(BMBYZDPOUBJOTIVOESFETPGCJMMJPOTPGTUBST NPTUMZMPDBUFE
JOBEJTLUIBUJTBCPVUMJHIUZFBSTBDSPTT"EBSLIBMPUIBUTVSSPVOETUIFEJTL
PGPVS(BMBYZBDDPVOUTGPSBCPVUUFOUJNFTBTNVDINBTTBTUIFEJTLJUTFMGѮF.JMLZ
8BZ(BMBYZ PS(BMBYZGPSTIPSU CFMPOHTUPUIF-PDBM(SPVQPGHBMBYJFT4FFEBSLIBMP
HBMBDUJDEJTL (BMBYZ BOE-PDBM(SPVQ
.JMMJPO 0OFUIPVTBOEUIPVTBOE XSJUUFOBTPS
.JMMJTFDPOE QVMTBS " QVMTBS XJUI B SBQJE QFSJPE PG BCPVU POF NJMMJTFDPOE PS
TFDPOE *O UIF "NFSJDBO SBEJP BTUSPOPNFS %POBME $ #BDLFS ¢ EJTDPW
FSFE UIF êSTU NJMMJTFDPOE QVMTBS EFTJHOBUFE 143 XJUI B QFSJPE PG
NJMMJTFDPOET"OPUIFSNJMMJTFDPOEQVMTBS 143XJUIBQFSJPEPGNJMMJTFD
POET XBT EJTDPWFSFE JO CZ UIF "NFSJDBO BTUSPOPNFS "MFLTBOEFS 8PMT[D[BO
¢ BDDVSBUFUJNJOHPCTFSWBUJPOTPGUIJTQVMTBSSFTVMUFEJOUIFEJTDPWFSZPGUXP
&BSUITJ[FEQMBOFUTPSCJUJOH143ѮFQVMTBS143 XJUIBTPNFXIBU
MPOHFSQFSJPEPGNJMMJTFDPOET XBTEJTDPWFSFEJOCZ"NFSJDBOSBEJPBTUSPOPNFST
3VTTFMM")VMTF ¢ BOE+PTFQI)5BZMPS+S ¢ QSFDJTFUJNJOHPCTFSWBUJPOT
PGJUTSBEJPQVMTFTJOEJDBUFEUIBUUIFCJOBSZQVMTBSJTMPTJOHFOFSHZBUUIFSBUFFYQFDUFECZ
HSBWJUBUJPOBMSBEJBUJPO"MMUISFFQVMTBSTXFSFEJTDPWFSFEBUUIF"SFDJCP0CTFSWBUPSZ
4FF"SFDJCP0CTFSWBUPSZ FYUSBTPMBSQMBOFU HSBWJUBUJPOBMSBEJBUJPO 143 143
BOE143
.JNPTB "MTP LOPXO BT #FUB $SVDJT B CMVFXIJUF HJBOU TUBS PG TQFDUSBM UZQF #
BQQBSFOUNBHOJUVEF BEJTUBODFPGMJHIUZFBST BOEBOBCTPMVUFNBHOJUVEF
PG4FFTUBST
.JOLPXTLJNFUSJD ѮFMJOFFMFNFOU ET JOTQBDFUJNFXJUIPVUHSBWJUZ EFSJWFEJO
CZUIF-JUIVBOJBOCPSO(FSNBONBUIFNBUJDJBO)FSNBOO.JOLPXTLJ ¢
BOEHJWFOCZETDEUEYEZE[ XIFSFDJTUIFWFMPDJUZPGMJHIU EUJTUIF
UJNF BOEEY EZ BOEE[BSFUIFUISFFTQBDFDPPSEJOBUFT4FF4QFDJBMѮFPSZPG3FMBUJWJUZ
BOEWFMPDJUZPGMJHIU
.JOPSQMBOFU 4FFBTUFSPJE
.JOVUFPGBSD 4FFBSDNJOVUF
4OTAL MASS - -b WITHIN 2 KPC OR LIGHT YEARS
WITH A TOTAL MASS ABOUT TEN TIMES THE MASS OF THE VISIBLE STELLAR COMPONENT AND A DARK
INVISIBLE HALO OF ABOUT PERCENT OF THE TOTAL MASS
OBNFE0NJDSPO$FUJ BOEIBTCFFOBEEJUJPOBMMZQSPDMBJNFEiUIF"NB[JOH0OFuBOE
iUIF8POEFSGVMuѮF(FSNBOBTUSPOPNFS%BWJE'BCSJDJVT ¢ EJTDPWFSFE
UIFTUBSTWBSJBUJPOJOXIFOCSJHIUFTU .JSBJTWJTJCMFUPUIFOBLFEFZFBOEXIFO
EJNNFTUJUDBOOPUCFTFFOXJUIUIFVOBJEFEFZF"UJUTEJTUBODFPGMJHIUZFBST JUT
BOHVMBSEJBNFUFSPGTFDPOETPGBSDDPSSFTQPOETUPBQIZTJDBMSBEJVTPG"6PS
UJNFTUIFBWFSBHFEJTUBODFCFUXFFOUIF&BSUIBOEUIF4VOBOEBCPVUEPVCMFUIFTJ[FPG
UIFPSCJUPG.BSTѮFBCTPMVUFWJTVBMNBHOJUVEFPG.JSBWBSJFTGSPNmUPm XJUIBO
BCTPMVUFMVNJOPTJUZSBOHJOHGSPNUPOFBSMZUJNFTUIF4VOTMVNJOPTJUZ.JSB
JTUIFQSPUPUZQFGPSUIPVTBOETPGMPOHQFSJPE.JSBWBSJBCMFT XIJDIWBSZJOCSJHIUOFTT
BTUIFTUBSTQVMTBUFTMPXMZ
.JTTJOHNBTT "MUFSOBUJWFUFSNGPSEBSLNBUUFS4FFEBSLNBUUFS
.PVOU1BMPNBS0CTFSWBUPSZ 4FF1BMPNBS0CTFSWBUPSZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4!",% -OONA
-ASS KILOGRAMS -%
-EAN 2ADIUS KILOMETERS 2%
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
2OTATION 0ERIOD DAYS SIDEREAL MONTH
/RBITAL 0ERIOD THE 3IDEREAL -ONTH DAYS lXED STAR TO lXED STAR
3YNODIC -ONTH DAYS NEW -OON TO NEW -OON
-EAN $ISTANCE FROM %ARTH METERS
)NCREASE IN -EAN $ISTANCE METERS PER YEAR
-EAN /RBITAL 3PEED METERS PER SECOND
!NGULAR 2ADIUS AT -EAN $ISTANCE 'EOCENTRIC MINUTES SECONDS OF ARC
!NGULAR 2ADIUS AT -EAN $ISTANCE 4OPOCENTRIC MINUTES SECONDS OF ARC
!GE YEARS
A (ERE -% AND 2% RESPECTIVELY DENOTE THE MASS AND RADIUS OF THE %ARTH
.PVOU 4USPNMP 0CTFSWBUPSZ -PDBUFE PO .PVOU 4USPNMP OFBS $BOCFSSB "VTUSB
MJB UIFPCTFSWBUPSZXBTFTUBCMJTIFEJOBTѮF$PNNPOXFBMUI4PMBS0CTFSWBUPSZ
BOEPQFSBUFETJODFCZUIF"VTUSBMJBO/BUJPOBM6OJWFSTJUZBTUIF.PVOU4USPNMP
0CTFSWBUPSZ"EFWBTUBUJOHXJMEêSFPO+BOVBSZEFTUSPZFEBMMPGJUTNBKPSUFMF
TDPQFT CVUSFEFWFMPQNFOUJTOPXVOEFSXBZ
.PVOU 8JMTPO 0CTFSWBUPSZ -PDBUFEPO.PVOU8JMTPO BQFBLJOUIF4BO(BCSJFM
NPVOUBJOTOFBS1BTBEFOB $BMJGPSOJB UIF.PVOU8JMTPO0CTFSWBUPSZJTUIFTJUFPGUIF
.PVOU 8JMTPO 4PMBS 0CTFSWBUPSZ GPVOEFE JO UIF JODI NFUFS SFëFDU
JOH UFMFTDPQF DPNQMFUFE JO BOE UIF JODI NFUFS SFëFDUJOH UFMFTDPQF
XIJDIXBTGVOEFECZUIF"NFSJDBOCVTJOFTTNBO+PIO%)PPLFS ¢ BOE
DPNQMFUFEJOѮF"NFSJDBOBTUSPOPNFS&EXJO)VCCMF ¢ VTFEUIF
JODI)PPLFSUFMFTDPQFUPTIPXUIBUTQJSBMBOEFMMJQUJDBMOFCVMBFBSFHBMBYJFT BOE
UPPCUBJOUIFêSTUFWJEFODFGPSUIFFYQBOTJPOPGUIF6OJWFSTF
.4'$ "DSPOZNGPSUIF.BSTIBMM4QBDF'MJHIU$FOUFS4FF.BSTIBMM4QBDF'MJHIU$FOUFS
. TUBS " SFE TUBS PG TQFDUSBM UZQF . XIPTF WJTJCMF EJTL JT DPMEFS BOE SFEEFS UIBO
UIF4VO.UZQFTUBSTPOUIFNBJOTFRVFODFBSFDBMMFESFEEXBSGT BOEUIFZBSFUIF
NPTUDPNNPODMBTTPGTUBSJOUIF.JMLZ8BZ BDDPVOUJOHGPSBCPVUQFSDFOUPGBMM
TUBSTJOPVS(BMBYZѮFWJTJCMFTQFDUSVNPGBO.TUBSJTDIBSBDUFSJ[FECZBCTPSQUJPO
CBOET PG UJUBOJVN PYJEF NPMFDVMFT . TUBST PO UIF NBJO TFRVFODF BSF TNBMMFS MFTT
NBTTJWFBOEDPPMFSUIBOUIF4VOѮFZIBWFNBTTFTMFTTUIBOTPMBSNBTTFT CVSO
IZESPHFOJOUIFJSDPSFCZUIFQSPUPOQSPUPODIBJO BOEIBWFDPOWFDUJWF[POFTUIBUDBO
FYUFOEUISPVHIPVUUIFFOUJSFTUBSGPSUIFMPXFTUNBTTѮFZBMTPFNJUMFTTMJHIUUIBO
UIF4VO BOEBSFTPEJNUIBUOPUBTJOHMFPOFJTWJTJCMFUPUIFVOBJEFE OBLFEFZF3FE
.UZQFHJBOUPSTVQFSHJBOUTUBSTBSFIVOESFETPSUIPVTBOETPGUJNFTCSJHIUFSUIBOUIF
4VO1SPYJNB$FOUBVSJJTBSFEEXBSGTUBS .JSBJTBSFEHJBOUTUBS BOE"OUBSFTBOE
#FUFMHFVTFBSFSFETVQFSHJBOUTUBST4FF"OUBSFT #FUFMHFVTF E.TUBS ëBSFTUBS HJBOU
(MPTTBSZ.
% $
&!!
'
"# $ "# $
"#$ "
%"$" %"$"
"$
'
!%# !%#
%!!
## "! "$
'*( -OON PHASES ,IGHT FROM THE 3UN ILLUMINATES ONE HALF OF THE -OON
WHILE THE OTHER HALF IS DARK !S THE -OON ORBITS THE %ARTH WE SEE VARYING AMOUNTS
OF ITS ILLUMINATED SURFACE 4HE PHASES SEEN BY AN OBSERVER ON %ARTH CPUUPN COR
RESPOND TO THE NUMBERED POINTS ALONG THE LUNAR ORBIT 4HE PERIOD FROM NEW -OON TO
NEW -OON IS DAYS THE LENGTH OF THE MONTH !S THE %ARTH COMPLETES ITS DAILY
ROTATION ALL NIGHTTIME OBSERVERS SEE THE SAME PHASE OF THE -OON
DPSFPGUIF4VOPTDJMMBUFJOUPNVPOPSUBVOFVUSJOPTPOUIFJSXBZPVUPGUIF4VO UIFSFCZ
CFDPNJOHJOWJTJCMFUPNPTUOFVUSJOPEFUFDUPST4FFOFVUSJOPPTDJMMBUJPO BOETPMBSOFV
USJOPQSPCMFN
.VMMBSE3BEJP"TUSPOPNZ0CTFSWBUPSZ "SBEJPBTUSPOPNZPCTFSWBUPSZPGUIF6OJ
WFSTJUZPG$BNCSJEHFBU-PSET#SJEHFOFBS$BNCSJEHF &OHMBOE SFOPXOFEGPSJUTEJTDPW
FSZPGQVMTBSTBOEJUTQJPOFFSJOHXPSLJOBQFSUVSFTZOUIFTJTѮF3ZMF5FMFTDPQF OBNFE
GPSUIF&OHMJTISBEJPBTUSPOPNFS.BSUJO3ZMF ¢ JTBOBSSBZPGFJHIUQBSB
CPMJDEJTIFTFBDINFUFST GFFU JOEJBNFUFS POBLJMPNFUFS FBTUXFTUCBTFMJOF
PSJHJOBMMZCVJMUJOGPSIJHISFTPMVUJPOJNBHJOHPGSBEJPHBMBYJFTBOERVBTBSTBOE
VQHSBEFEGPSNBQQJOHUIFNJDSPXBWFCBDLHSPVOEѮFOBNFBDLOPXMFEHFTGVOEJOH
CZ.VMMBSE-JNJUFE4FFBQFSUVSFTZOUIFTJTBOEQVMTBS
.VMUJQMF .JSSPS 5FMFTDPQF "CCSFWJBUFE ..5 B WJTJCMFMJHIU UFMFTPDQF XJUI B QSJ
NBSZ NJSSPS PG NFUFS JODI EJBNFUFS MPDBUFE PO .U )PQLJOT "SJ[POB *U
PSJHJOBMMZDPOTJTUFEPGTFWFSBMTNBMMFSNJSSPST CVUJTOPXBTJOHFNJSSPSѮF'SFE-
8IJQQMF 0CTFSWBUPSZ BOE UIF 6OJWFSTJUZ PG "SJ[POB PQFSBUF UIF ..5 4FF 'SFE -
8IJQQMF0CTFSWBUPSZ
.VPO "O FMFNFOUBSZ QBSUJDMF EFOPUFE CZ UIF TZNCPM ʍ " NVPO JT TJNJMBS UP BO
FMFDUSPOFYDFQUUIBUUIFNVPOIBTBNBTTUIBUJTUJNFTUIBUPGBOFMFDUSPO BOEB
CSJFGMJGF"NVPOEFDBZTJOUPOFVUSJOPTBOEBOFMFDUSPOJOKVTUTFDPOET
.VPOTNBZIBWFBQPTJUJWFPSBOFHBUJWFDIBSHF.VPOOFVUSJOPTJOUFSBDUXJUINVPOT
BOEUIFBOUJNVPOJTUIFBOUJQBSUJDMFPGUIFNVPO
(MPTTBSZ/
/
/BLFEFZFPCTFSWBUJPO 7JTVBMPCTFSWBUJPOPGDPTNJDPCKFDUTXJUIPVUBUFMFTDPQFPS
PUIFSPQUJDBMJOTUSVNFOU BMTPDBMMFEVOBJEFEPCTFSWBUJPOT
/BOP5FTMB "VOJUPGNBHOFUJDêFMETUSFOHUI BCCSFWJBUFEO5*UJTFRVBMUP5FTMB
UP(BVTT BOEUPHBNNB4FF(BVTTBOE5FTMB
/"4" "DSPOZN GPS UIF /BUJPOBM "FSPOBVUJDT BOE 4QBDF "ENJOJTUSBUJPO 6OJUFE
4UBUFT4FF/BUJPOBM"FSPOBVUJDTBOE4QBDF"ENJOJTUSBUJPO
/BUJPOBM "FSPOBVUJDT BOE 4QBDF "ENJOJTUSBUJPO "CCSFWJBUFE /"4" UIF 6OJUFE
4UBUFTHPWFSONFOUTQBDFBHFODZGPSNFEJO*UJTSFTQPOTJCMFGPSDJWJMJBONBOOFE
BOESPCPUJDBDUJWJUJFTJOTQBDF JODMVEJOHMBVODIWFIJDMFT TDJFOUJêDTBUFMMJUFT BOETQBDF
QSPCFT/"4")FBERVBSUFSTBSFJO8BTIJOHUPO %$/"4"PQFSBUFTUIF"NFT3FTFBSDI
$FOUFSOFBS4BO'SBODJTDP $BMJGPSOJBUIF(PEEBSE4QBDF'MJHIU$FOUFS BCCSFWJBUFE
(4'$ JO(SFFOCFMU.BSZMBOEUIF+FU1SPQVMTJPO-BCPSBUPSZ PS +1-GPSTIPSU OFBS
1BTBEFOB $BMJGPSOJBUIF+PIO',FOOFEZ4QBDF$FOUFSBU$BQF$BOBWFSBM 'MPSJEB
UIF-ZOEPO#+PIOTPO4QBDF$FOUFS JO)PVTUPO 5FYBTBOEUIF.BSTIBMM4QBDF'MJHIU
$FOUFS BCCSFWJBUFE.4'$ JO)VOUTWJMMF "MBCBNBѮF"NFT3FTFBSDI$FOUFSTQFDJBM
J[FTJOSFTFBSDIUIBUTQBOTUIFTQFDUSVNPG/"4"JOUFSFTUT JODMVEJOHBFSPOBVUJDTBOE
QMBOFUBSZTDJFODF(4'$GPDVTFTPOPCTFSWBUJPOTGSPNTQBDFSFMBUFEUPUIF&BSUIBOE
JUTFOWJSPONFOU UIF4PMBS4ZTUFNBOEUIF6OJWFSTF+1-JODMVEFTSPCPUJDFYQMPSBUJPOPG
UIF4PMBS4ZTUFNBOEEFFQTQBDFUSBDLJOHUIF+PIOTPO4QBDF$FOUFSJODMVEFTNJTTJPO
DPOUSPM GPS NBOOFE TQBDF NJTTJPOT BOE TQFDJBMJ[FT JO IVNBO TQBDF FYQMPSBUJPO UIF
,FOOFEZ4QBDF$FOUFSQSFQBSFTBOEMBVODIFTTQBDFNJTTJPOT BOEUIF.BSTIBMM4QBDF
'MJHIU$FOUFSEFWFMPQTTQBDFUSBOTQPSUBUJPOBOEQSPQVMTJPOUFDIOPMPHJFTBOEJODMVEFT
UIF VTF PG TQBDF SFTFBSDI BOE EFWFMPQNFOU UP CFOFêU IVNBOJUZ 4FF(PEEBSE 4QBDF
'MJHIU$FOUFSBOE+FU1SPQVMTJPO-BCPSBUPSZ
/BUJPOBM 0QUJDBM "TUSPOPNZ 0CTFSWBUPSZ "CCSFWJBUFE /0"0 JU XBT GPSNFE JO
UP DPOTPMJEBUF VOEFS POF EJSFDUPS TFWFSBM HSPVOECBTFE BTUSPOPNJDBM PQUJDBM
PCTFSWBUPSJFT UIF,JUU1FBL/BUJPOBM0CTFSWBUPSZ UIF$FSSP5PMPMP*OUFS"NFSJDBO
0CTFSWBUPSZ BOEUIF/BUJPOBM4PMBS0CTFSWBUPSZ XJUIGBDJMJUJFTBU4BDSBNFOUP1FBL
/FX .FYJDP BOE ,JUU 1FBL "SJ[POB 5PEBZ UIF /BUJPOBM 4PMBS 0CTFSWBUPSZ IBT JUT
PXOEJSFDUPS/0"0IBTJUTIFBERVBSUFSTJO5VDTPO "SJ[POB JTGVOEFECZUIF6OJUFE
4UBUFT/BUJPOBM4DJFODF'PVOEBUJPOBOEPQFSBUFECZUIF"TTPDJBUJPOPG6OJWFSTJUJFTGPS
3FTFBSDIJO"TUSPOPNZ
/BUJPOBM3BEJP"TUSPOPNZ0CTFSWBUPSZ "CCSFWJBUFE/3"0 XJUIJUTIFBERVBSUFST
BU (SFFO #BOL 8FTU 7JSHJOJB UIF /BUJPOBM 3BEJP "TUSPOPNZ 0CTFSWBUPSZ PQFSBUFT
UIF7FSZ-BSHF"SSBZJO/FX.FYJDP BOEPUIFSQPXFSGVM BEWBODFESBEJPUFMFTDPQF
GBDJMJUJFTJOUIFXFTUFSOIFNJTQIFSFTVDIBTUIF7FSZ-POH#BTFMJOF"SSBZBOEB
NFUFS GFFU EJTI GPS NJMMJNFUFSXBWFMFOHUI JOWFTUJHBUJPOT MPDBUFE BU ,JUU 1FBL
"SJ[POB /3"0T 3PCFSU $ #ZSE (SFFO #BOL 3BEJP 5FMFTDPQF IBT EJNFOTJPOT PG
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
#ASSINI (UYGENS -ISSION .!3! LAUNCHED THE #ASSINI (UYGENS SPACECRAFT ON /CTOBER
)NSTRUMENTS ABOARD THE SPACECRAFT WHICH REACHED 3ATURN IN *ULY WILL IMPROVE
OUR UNDERSTANDING OF THE PLANET 3ATURN ITS RINGS ITS MAGNETOSPHERE AND ITS SATELLITES .!3!S
#ASSINI /RBITERWILL ORBIT 3ATURN AND ITS MOONS FOR FOUR YEARS /N *ANUARY %3!S
(UYGENS 0ROBE DOVE INTO THE THICK HAZY ATMOSPHERE OF 3ATURNS MOON 4ITAN AND LANDED ON
ITS SURFACE DISCOVERING SIGNS OF mOWING LIQUID PROBABLY METHANE 4HE SPACECRAFT IS NAMED FOR
THE )TALIAN BORN &RENCH ASTRONOMER 'IAN 'IOVANNI $OMENICO *EAN $OMENIQUE #AS
SINI n WHO DISCOVERED #ASSINIS GAP IN 3ATURNS RINGS AND THE $UTCH ASTRONOMER
#HRISTIAAN (UYGENS n WHO DISCOVERED 4ITAN 3ATURNS LARGEST MOON
#HANDRA 8 RAY /BSERVATORY .!3! DEPLOYED THE #HANDRA 8 RAY /BSERVATORY ABBREVIATED
#8/ ON *ULY FROM THE 3PACE 3HUTTLE #OLUMBIA )T INVESTIGATES THE HIGH ENERGY
8 RAY REGIONS OF THE 5NIVERSE FROM COSMIC OBJECTS SUCH AS ACTIVE GALACTIC NUCLEI BLACK HOLES
CLUSTERS OF GALAXIES DARK MATTER GALAXIES NEUTRON STARS PULSARS QUASARS SUPERNOVA REMNANTS
SUPERNOVAE AND WHITE DWARFS 4HE 8 RAY OBSERVATORY WAS NAMED AFTER THE )NDIAN BORN !MERI
CAN ASTROPHYSICIST AND .OBEL LAUREATE 3UBRAHMANYAN #HANDRASEKHAR ¥
#OMPTON 'AMMA 2AY /BSERVATORY .!3! LAUNCHED THE #OMPTON 'AMMA 2AY /BSERVA
TORY ABBREVIATED #'2/ ON !PRIL FROM THE 3PACE 3HUTTLE !TLANTIS AND IT RE ENTERED
THE %ARTHS ATMOSPHERE ON *UNE )T WAS THE SECOND OF .!3!S FOUR GREAT OBSERVATORIES
IN SPACE DESIGNED TO STUDY THE 5NIVERSE IN AN INVISIBLE HIGH ENERGY FORM OF RADIATION KNOWN
AS GAMMA RAYS )T DETECTED MORE THAN GAMMA RAY BURSTS AS WELL AS GAMMA RAYS FROM
BLACK HOLES PULSARS QUASARS AND SUPERNOVAE 4HE GAMMA RAY OBSERVATORY WAS NAMED AFTER THE
!MERICAN PHYSICIST !RTHUR #OMPTON n WHO IS REMEMBERED FOR DISCOVERING THE
#OMPTON EFFECT A PHENOMENON IN WHICH ELECTROMAGNETIC WAVES SUCH AS 8 RAYS UNDERGO AN
INCREASE IN WAVELENGTH AFTER HAVING BEEN SCATTERED BY ELECTRONS
%INSTEIN /BSERVATORY .!3! LAUNCHED THE%INSTEIN /BSERVATORY THE lRST FULLY IMAGING 8 RAY
TELESCOPE PUT IN SPACE ON .OVEMBER WHERE IT ORBITED %ARTH AND OBTAINED DATA UNTIL
!PRIL )T PROVIDED THE lRST HIGH RESOLUTION 8 RAY STUDIES OF SUPERNOVA REMNANTS DISCOV
ERED UNEXPECTEDLY INTENSE CORONAL EMISSION FROM MAIN SEQUENCE STARS RESOLVED NUMEROUS
8 RAY SOURCES IN NEARBY GALAXIES AND DETECTED 8 RAY JETS FROM #ENTAURUS ! AND - ALIGNED
WITH RADIO JETS 4HE OBSERVATORY IS NAMED AFTER THE 'ERMAN BORN !MERICAN PHYSICIST !LBERT
%INSTEIN n WHO REVOLUTIONIZED OUR UNDERSTANDING OF SPACE MATTER AND TIME
'ALILEO -ISSION 4HE 'ALILEO SPACECRAFT WAS LAUNCHED BY .!3! ONBOARD THE 3PACE 3HUTTLE
!TLANTIS ON /CTOBER AND ARRIVED AT *UPITER ON $ECEMBER ORBITING THE GIANT
PLANET AND VASTLY INCREASING OUR UNDERSTANDING OF *UPITER AND THE FOUR 'ALILEAN SATELLITES )O
%UROPA 'ANYMEDE AND #ALLISTO 4HE MISSION IS NAMED AFTER THE )TALIAN ASTRONOMER 'ALILEO
'ALILEI n WHO DISCOVERED *UPITERS FOUR LARGEST MOONS NOW KNOWN AS THE 'ALILEAN
SATELLITES 4HE MISSION WAS TERMINATED ON 3EPTEMBER
CONTINUED
(MPTTBSZ/
()GH 0RECISION 0!2ALLAX #/LLECTING 3ATELLITE %3! LAUNCHED ITS ()GH 0RECISION 0!2ALLAX
#/LLECTING 3ATELLITE ABBREVIATED ()00!2#/3 ON !UGUST AND OPERATED IT UNTIL !UGUST
)T WAS THE lRST SPACE MISSION DEDICATED TO ASTROMETRY MEASURING THE ACCURATE POSITIONS
DISTANCES MOTIONS BRIGHTNESS AND COLORS OF STARS ()00!2#/3 MEASURED THE PARALLAX AND PROPER
MOTIONS OF STARS WITH A PRECISION OF TO SECONDS OF ARC UP TO TIMES BETTER
THAN POSSIBLE FROM THE GROUND 4HE ACRONYM ALSO ALLUDES TO (IPPARCHUS OF .ICAEA C "#n
C "# WHO RECORDED ACCURATE STAR POSITIONS MORE THAN TWO MILLENNIA PREVIOUSLY
(UBBLE 3PACE 4ELESCOPE 4HE WORLDS lRST SPACE BASED OPTICAL OR VISIBLE LIGHT ASTRONOMI
CAL TELESCOPE THE (UBBLE 3PACE 4ELESCOPE WITH A METER INCH PRIMARY MIRROR WAS
LAUNCHED ON !PRIL FROM THE 3PACE 3HUTTLE $ISCOVERY WITH SERVICING MISSIONS BY
SHUTTLE ASTRONAUTS IN $ECEMBER &EBRUARY $ECEMBER AND &EBRUARY )T
HAS OBSERVED NEWLY FORMED GALAXIES WHEN THE 5NIVERSE WAS HALF ITS PRESENT AGE CONTRIBUTING TO
OUR UNDERSTANDING OF THE AGE AND EVOLUTION OF THE #OSMOS WATCHED SUPER MASSIVE BLACK HOLES
CONSUMING THE MATERIAL AROUND THEM AND HELPED ASTRONOMERS DETERMINE HOW A MYSTERIOUS
hDARK ENERGYv HAS TAKEN OVER THE EXPANSION OF THE 5NIVERSE 4HE TELESCOPE WAS NAMED FOR THE
!MERICAN ASTRONOMER %DWIN (UBBLE n WHO DEMONSTRATED THAT SPIRAL NEBULAE ARE
GALAXIES LIKE OUR OWN -ILKY 7AY AND FOUND THE lRST EVIDENCE FOR THE EXPANSION OF THE 5NIVERSE
-AGELLAN -ISSION .!3! LAUNCHED ITS -AGELLAN SPACECRAFT TO 6ENUS ON -AY )T AR
RIVED AT THE PLANET ON !UGUST AND ORBITED THE PLANET FOR FOUR YEARS USING RADAR TO MAP
PERCENT OF THE PLANETS SURFACE WITH METER VERTICAL RESOLUTION AND KILOMETER SPATIAL
RESOLUTION 4HE -AGELLAN RADAR IMAGES REVEALED RUGGED HIGHLANDS PLAINS SMOOTHED OUT BY
GLOBAL LAVA mOWS UBIQUITOUS VOLCANOES AND SPARSE PRISTINE IMPACT CRATERS )T IS NAMED FOR THE
0ORTUGUESE EXPLORER &ERDINAND -AGELLAN n WHOSE SHIP 6ICTORIA COMPLETED THE
lRST CIRCUMNAVIGATION OF THE %ARTH IN
-ARS %XPLORATION 2OVER -ISSIONS .!3!S TWIN ROVERS 3PIRIT AND /PPORTUNITY LAUNCHED ON
*UNE AND *ULY RESPECTIVELY 3PIRIT LANDED IN 'USEV #RATER ON *ANUARY AND
/PPORTUNITY LANDED IN -ERIDIANI 0LANUM ON *ANUARY OBTAINING EVIDENCE THAT LIQUID
WATER ONCE mOWED ACROSS -ARS
-ARS 'LOBAL 3URVEYOR .!3! LAUNCHED ITS -ARS 'LOBAL 3URVEYOR ON .OVEMBER PLACING
IT INTO ORBIT AROUND THE RED PLANET ON 3EPTEMBER (IGH RESOLUTION IMAGES BEGINNING ON
!PRIL OBTAINED ABUNDANT EVIDENCE FOR PAST AND RECENT WATER mOW DUST STORMS AND VOLCANIC
ACTIVITY 4HE GLOBAL TOPOGRAPHY WAS DETERMINED WITH A LASER ALTIMETER AND A MAGNETOMETER DETER
MINED THE GLOBAL DISTRIBUTION OF REMNANT MAGNETIC lELDS PRESERVED IN THE ANCIENT HIGHLAND CRUST
-ARS /DYSSEY .!3! LAUNCHED ITS -ARS /DYSSEY SPACECRAFT ON !PRIL
PLACING IT INTO ORBIT AROUND THE RED PLANET ON /CTOBER )T HAS MAPPED THE AMOUNT AND
DISTRIBUTION OF CHEMICAL ELEMENTS AND MINERALS ON THE -ARTIAN SURFACE AND PROVIDED EVIDENCE
FOR SUBSTANTIAL SUBSURFACE WATER ICE
.EAR %ARTH !STEROID 2ENDEZVOUS 3HOEMAKER -ISSION .!3! LAUNCHED ITS .EAR %ARTH
!STEROID 2ENDEZVOUT ABBREVIATED .%!2 MISSION ON &EBRUARY AND IT ARRIVED AT THE
NEAR %ARTH ASTEROID %ROS ON 6ALENTINES DAY &EBRUARY )T WAS RENAMED .%!2
3HOEMAKER AFTER LAUNCH IN HONOR OF THE ASTRONOMER GEOLOGIST %UGENE - 3HOEMAKER
n A PIONEERING EXPERT ON ASTEROID AND COMET IMPACT .%!2 3HOEMAKER CIRCLED THE
ASTEROID %ROS FOR A YEAR DETERMINING ITS DETAILED SIZE SHAPE MASS AND MASS DENSITY AND
SHOWING THAT IT HAS A BATTERED HOMOGENEOUS STRUCTURE
CONTINUED
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
3/LAR AND (ELIOSPHERIC /BSERVATORY .!3! LAUNCHED THE 3/LAR AND (ELIOSPHERIC /BSERVA
TORY ABBREVIATED 3/(/ ON $ECEMBER WITH OPERATIONS CONTINUING INTO )T IS A
COOPERATIVE PROJECT BETWEEN %3! AND .!3! TO STUDY THE 3UN FROM ITS DEEP CORE THROUGH ITS
OUTER ATMOSPHERE AND THE SOLAR WIND OUT TO A DISTANCE TEN TIMES BEYOND THE %ARTHS ORBIT )T HAS
OBTAINED IMPORTANT NEW INFORMATION ABOUT THE STRUCTURE AND DYNAMICS OF THE SOLAR INTERIOR THE
HEATING MECHANISM OF THE 3UNS MILLION DEGREE OUTER ATMOSPHERE THE SOLAR CORONA AND THE
ORIGIN AND ACCELERATION OF THE SOLAR WIND
3PITZER 3PACE 4ELESCOPE .!3! LAUNCHED THE 3PITZER 3PACE 4ELESCOPE ABBREVIATED 334 ON
!UGUST WITH AN EXPECTED MINIMUM YEAR MISSION LIFETIME )T IS AN INFRARED TELE
SCOPE WITH AN METER INCH PRIMARY MIRROR OBTAINING IMAGES AND SPECTRA OF THE IN
FRARED ENERGY OR HEAT RADIATED BY COSMIC OBJECTS AT WAVELENGTHS BETWEEN AND MICRONS
WHERE MICRON IS ONE MILLIONTH OF A METER AND PROVIDING INFORMATION ON THE FORMATION
COMPOSITION AND EVOLUTION OF PLANETS STARS AND GALAXIES 4HE MISSION WAS INITIALLY DESIGNATED
THE 3PACE )NFRA 2ED 4ELESCOPE &ACILITY OR 3)24& FOR SHORT AND RENAMED FOR THE !MERICAN
ASTROPHYSICIST ,YMAN 3PITZER *R
5HURU -ISSION 4HE 5HURU SATELLITEWAS LAUNCHED FROM +ENYA ON $ECEMBER ON THE
SEVENTH ANNIVERSARY OF +ENYAN INDEPENDENCE WHEN IT WAS NAMED 5HURU THE 3WAHILI WORD
FOR hFREEDOMv )T PROVIDED A COMPREHENSIVE ALL SKY SURVEY OF COSMIC 8 RAY SOURCES INCLUD
ING BLACK HOLES AND NEUTRON STARS IN BINARY STELLAR SYSTEMS SUPERNOVA REMNANTS 3EYFERT GALAX
IES AND CLUSTERS OF GALAXIES )T DISCOVERED 8 RAY EMISSION FROM BLACK HOLES AND PULSARS AND
THE DIFFUSE 8 RAY EMISSION FROM CLUSTERS OF GALAXIES WHICH ACCOUNTS FOR SOME OF THE SO CALLED
DARK MATTER IN THE 5NIVERSE 4HE MISSION ENDED IN -ARCH
5LYSSES -ISSION 4HE 5LYSSESSPACECRAFT WAS A JOINT UNDERTAKING OF %3! AND .!3! LAUNCHED
BY THE 3PACE 3HUTTLE $ISCOVERY ON /CTOBER $URING AN ENCOUNTER WITH *UPITER ON
&EBRUARY THE GIANT PLANETS GRAVITATIONAL lELD WAS USED TO ACCELERATE THE SPACECRAFT
AND HURL IT ABOVE THE 3UNS POLES BUT NEVER AT A DISTANCE CLOSER TO THE 3UN THAN THE %ARTH IS
5LYSSES PASSED OVER THE SOLAR SOUTH POLE IN 3EPTEMBER AND THE NORTH POLE IN *ULY
AND THEN AGAIN OVER THE SOUTH POLE IN .OVEMBER AND THE NORTH POLE IN $ECEMBER
#OMPARISONS OF 6MZTTFT OBSERVATIONS WITH THOSE FROM OTHER SPACECRAFT SUCH AS 9OHKOH AND
3/(/ SHOWED THAT MUCH IF NOT ALL OF THE HIGH SPEED SOLAR WIND COMES FROM OPEN MAG
NETIC lELDS IN POLAR CORONAL HOLES AT LEAST DURING THE MINIMUM OF THE 3UNS YEAR CYCLE OF
MAGNETIC ACTIVITY
6IKING -ISSION .!3!S 6IKING -ISSION TO -ARS WAS COMPOSED OF TWO SPACECRAFT 6IKING
AND 6IKING EACH CONSISTING OF AN ORBITER AND A LANDER 4HE ORBITERS IMAGED THE ENTIRE
SURFACE OF -ARS AT A RESOLUTION OF TO METERS SHOWING VOLCANOES LAVA PLAINS IMMENSE
CANYONS CRATERED AREAS WIND FORMED FEATURES AND EVIDENCE FOR CATASTROPHIC mOODS OF WATER
ACROSS THE -ARTIAN SURFACE IN THE PAST 4HE LANDERS FOUND NO DETECTABLE ORGANIC MOLECULES ON
THE -ARTIAN SURFACE WHICH MEANS THAT THIS PART OF THE SURFACE NOW CONTAINS NO CELLS LIVING
DORMANT OR DEAD
CONTINUED
(MPTTBSZ/
9OHKOH -ISSION 4HE *APANESE )NSTITUTE OF 3PACE AND !STRONAUTICAL 3CIENCE ABBREVIATED
)3!3 LAUNCHED ITS 3OLAR ! SPACECRAFT ON !UGUST RENAMING IT 9OHKOH WHICH MEANS
hSUNBEAMv IN %NGLISH 9OHKOH COLLECTED HIGH ENERGY RADIATION FROM THE 3UN AT SOFT 8 RAY AND
HARD 8 RAY WAVELENGTHS WITH HIGH ANGULAR AND SPECTRAL RESOLUTION FOR MORE THAN A DECADE
PROVIDING NEW INSIGHTS TO THE MECHANISMS OF SOLAR mARE ENERGY RELEASE AND THE HEATING OF THE
MILLION DEGREE SOLAR CORONA )T WAS A COLLABORATIVE EFFORT OF *APAN THE 5NITED 3TATES AND THE
5NITED +INGDOM
A 4HISABBREVIATED LIST DOES NOT INCLUDE ALL .!3! OR %3! -ISSIONS BUT THESE PAST CURRENT AND FUTURE
SPACECRAFT ARE LISTED ALPHABETICALLY IN OUR (MPTTBSZ
NFUFST GFFU BOE CFHBO PQFSBUJPO JO "VHVTU *U JT UIF
XPSMETMBSHFTUGVMMZTUFFSBCMFSBEJPUFMFTDPQFBOEJTOBNFEGPSB6OJUFE4UBUFT4FOBUPS
GSPN8FTU7JSHJOJB 3PCFSU$#ZSE ¢ 4FF&ĒFMTCFSH3BEJP5FMFTDPQF SBEJP
JOUFSGFSPNFUFS SBEJPUFMFTDPQF 7FSZ-BSHF"SSBZ BOE7FSZ-POH#BTFMJOF"SSBZ
/BUJPOBM 4PMBS 0CTFSWBUPSZ "CCSFWJBUFE /40 UIF 6OJUFE 4UBUFT /BUJPOBM 4PMBS
0CTFSWBUPSZJODMVEFTUISFFGBDJMJUJFTEFEJDBUFEUPPCTFSWJOHUIF4VOXJUIIJHISFTPMV
UJPOBUPQUJDBM PSWJTJCMFMJHIU XBWFMFOHUITmUIF4BDSBNFOUP1FBL0CTFSWBUPSZJO/FX
.FYJDP XJUIJUTNFUFS JODI 3JDIBSE#%VOO7BDVVN5PXFS5FMFTDPQF UIF
,JUU1FBL/BUJPOBM0CTFSWBUPSZTNFUFS JODI .D.BUI1JFSDF4PMBS5FMFTDPQF
BMTPJO"SJ[POB BOEUIF(MPCBM0TDJMMBUJPO/FUXPSL(SPVQPGTJYTPMBSUFMFTDPQFTUIBU
QSPWJEFOFBSMZDPOUJOVPVTXPSMEXJEFPCTFSWBUJPOTPGUIF4VO4FF(MPCBM0TDJMMBUJPO
/FUXPSL (SPVQ ,JUU 1FBL /BUJPOBM 0CTFSWBUPSZ BOE /BUJPOBM 0QUJDBM "TUSPOPNZ
0CTFSWBUPSZ
/FBS&BSUIBTUFSPJE "MUIPVHIUIFWBTUNBKPSJUZPGBTUFSPJETUSBWFMJOUIFNBJOCFMU
MZJOHCFUXFFOUIFPSCJUTPG.BSTBOE+VQJUFS UIFOFBS&BSUIBTUFSPJETNPWFDMPTFSUP
QMBOFU&BSUIѮFSFBSFUISFFQPQVMBUJPOTPGOFBS&BSUIBTUFSPJET UIF"UFOT "QPM
MPTBOE"NPST OBNFEGPSBSFQSFTFOUBUJWFBTUFSPJEJOFBDIDMBTT "NPS
"QPMMPBOE"UFO#PUIUIF"UFOBOE"QPMMPBTUFSPJETNPWFPOFDDFOUSJDPSCJUT
UIBUDBODSPTTUIF&BSUITQBUIJOTQBDFѮF"UFOTBSFBMXBZTDMPTFUPUIF4VO OFWFS
NPWJOHPVUBTGBSBTUIFPSCJUPG.BSTѮFFMPOHBUFEPSCJUTPGUIF"QPMMPPCKFDUTMPPQ
GSPNUIFNBJOCFMUUPXJUIJOUIF&BSUITPSCJUѮF"NPSTDPNFDMPTFTUUPUIF4VO BU
UIFJSPSCJUQFSJIFMJPO CFUXFFOUIFPSCJUTPG.BSTBOEUIF&BSUI4FFBTUFSPJE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
/FBS &BSUI "TUFSPJE 3FOEF[WPVT 4IPFNBLFS .JTTJPO /"4" MBVODIFE JUT /FBS
&BSUI"TUFSPJE3FOEF[WPVT BCCSFWJBUFE/&"3 TQBDFDSBѫPO'FCSVBSZ BOEJU
BSSJWFEBUUIFOFBS&BSUIBTUFSPJE&SPTPO7BMFOUJOFT%BZ'FCSVBSZ*UXBT
UIFêSTUTQBDFDSBѫUPPSCJUBOBTUFSPJE BOEUIFêSTUUPMBOEPOPOFѮFTQBDFDSBѫXBT
SFOBNFE/&"34IPFNBLFSBѫFSMBVODI JOIPOPSPGUIFBTUSPOPNFSHFPMPHJTU&VHFOF
. 4IPFNBLFS ¢ B QJPOFFSJOH FYQFSU PO BTUFSPJE BOE DPNFU JNQBDU
/&"3 4IPFNBLFS DJSDMFE UIF BTUFSPJE &SPT GPS B ZFBS EFUFSNJOJOH JUT EFUBJMFE
TJ[F TIBQF NBTTBOENBTTEFOTJUZ BOETIPXJOHUIBUJUIBTBCBUUFSFE IPNPHFOFPVT
TUSVDUVSF4FF&SPT
/&"3 4IPFNBLFS "DSPOZN GPS /FBS &BSUI "TUFSPJE 3FOEF[WPVT 4IPFNBLFS
4FF/FBS&BSUI"TUFSPJE3FOEF[WPVT4IPFNBLFS.JTTJPO
/FCVMB "SFHJPOPGHBTBOEEVTUJOJOUFSTUFMMBSTQBDF JODMVEJOHUIFFNJTTJPOOFCVMBF
UIFQMBOFUBSZOFCVMBFBOEUIFSFëFDUJPOOFCVMBFѮFXPSEOFCVMBJT-BUJOGPSiDMPVEu
"OFNJTTJPOOFCVMBFNJUTCSJHIUTQFDUSBMMJOFTBUWJTJCMFXBWFMFOHUIT QMBOFUBSZOFCV
MBFBSFTIFMMTPGHBTFKFDUFECZTUBST BOEBSFëFDUJPOOFCVMBTIJOFTCZSFëFDUJOHUIFMJHIU
PGOFBSCZTUBST&NJTTJPOOFCVMBF TVDIBTUIF0SJPO/FCVMB BSFUIFTJUFTPGDVSSFOU
TUBSBOEQMBOFUGPSNBUJPO%BSLOFCVMBFBSFOPUJMMVNJOBUFEFJUIFSFYUFSOBMMZPSJOUFS
OBMMZѮFSFNOBOUTPGFYQMPEJOHTUBST DBMMFETVQFSOPWBSFNOBOUT BSFBMTPLOPXOBT
OFCVMBFѮF$SBC/FCVMBJTBGBNPVTFYBNQMFPGBTVQFSOPWBSFNOBOU(BMBYJFTXFSF
BMTPPODFDBMMFETQJSBMOFCVMBFPSFMMJQUJDBMOFCVMBF CFGPSFUIFJSFOPSNPVTTJ[FTBOE
EJTUBODFTXFSFEJTDPWFSFE BOEUIFOGPSBCSJFGUJNFLOPXOBTFYUSBHBMBDUJDOFCVMBF
4FF$SBC/FCVMB FNJTTJPOOFCVMB )**SFHJPO 0SJPO/FCVMB QMBOFUBSZOFCVMB SFëFD
UJPOOFCVMB BOETVQFSOPWBSFNOBOU
/FQUVOF ѮFFJHIUINBKPSQMBOFUGSPNUIF4VO BOEUIFTNBMMFTUBOENPTUEJTUBOUPG
UIFGPVSHJBOUQMBOFUTJUNBSLTUIFJOOFSFEHFPGUIF,VJQFS#FMU/FQUVOFJTJOWJTJCMF
UPUIFOBLFEFZF BOEDBOPOMZCFTFFOUISPVHIBUFMFTDPQF*O UIF7PZBHFS
TQBDFDSBѫëFXCZ/FQUVOF EJTDPWFSJOHUIFQMBOFUTFYDFTTIFBU SBHJOHXJOET HSFBU
EBSLTQPU BOEUIJO EBSL XJEFMZTQBDFESJOHT/FQUVOFSBEJBUFTUJNFTUIFFOFSHZ
JUSFDFJWFTGSPNUIF4VO BOEUIJTJOUFSOBMIFBUESJWFTBOBDUJWFBUNPTQIFSFXJUIIJHI
TQFFEXJOETBOEBTIPSUMJWFE(SFBU%BSL4QPU.PTUPGUIFJOUFSJPSPG/FQUVOFQSPCBCMZ
DPOTJTUTPGBWBTUJOUFSOBMPDFBOPGXBUFS NFUIBOFBOEBNNPOJBѮFQMBOFUTNBHOFUJD
BYJTJTUJMUFECZEFHSFFTGSPNUIFSPUBUJPOBMBYJT QFSIBQTCFDBVTFJUJTHFOFSBUFE
JOBOJOUFSOBMTIFMMPGJPOJ[FEXBUFS/FQUVOFTMBSHFTUTBUFMMJUF 5SJUPO SFWPMWFTBCPVU
UIFQMBOFUJOBEJSFDUJPOPQQPTJUFUPUIBUJOXIJDI/FQUVOFTQJOT BOENJHIUIBWFCFFO
GPSNFEFMTFXIFSFCFGPSFCFJOHDBQUVSFECZ/FQUVOF5SJUPOIBTCSJHIUQPMBSDBQTPG
OJUSPHFOBOENFUIBOFJDF BOEHFZTFSTPSWPMDBOPFTPGJDFUIBUNBZOPXCFFSVQUJOH
POJUTTVSGBDF/FQUVOFXBTEJTDPWFSFEJOXIFOUIF(FSNBOBTUSPOPNFS+PIBOO
(PUUGSJFE(BMMF ¢ BOEIJTTUVEFOU)FJOSJDI-PVJTE"SSFTU ¢
MPDBUFEJUOFBSUIFQPTJUJPOQSFEJDUFECZUIF'SFODIBTUSPOPNFS6SCBJO+FBO+PTFQI
-FWFSSJFS ¢ POUIFCBTJTPGJUTHSBWJUBUJPOBMQFSUVSCBUJPOPGUIFPSCJUPGUIF
QMBOFU6SBOVTѮF&OHMJTIBTUSPOPNFS+PIO$PVDI"EBNT ¢ QFSGPSNFE
TJNJMBSDBMDVMBUJPOT BMTPQSFEJDUJOHUIFFYJTUFODFPGUIFVOLOPXOQMBOFUBUBCPVUUIF
TBNFUJNFBT-FWFSSJFS4FF,VJQFSCFMUBOE5SJUPO
(MPTTBSZ/
4!",% .EPTUNE A
-ASS KILOGRAMS -%
2ADIUS KILOMETERS 2%
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
2OTATION 0ERIOD HOURS
/RBITAL 0ERIOD %ARTH YEARS
-EAN $ISTANCE FROM 3UN !5
!TMOSPHERE PERCENT HYDROGEN
PERCENT HELIUM
%NERGY "ALANCE
%FFECTIVE 4EMPERATURE KELVIN
4EMPERATURE AT BAR LEVEL KELVIN
#ENTRAL 4EMPERATURE KELVIN
-AGNETIC $IPOLE -OMENT $%
%QUATORIAL -AGNETIC &IELD 3TRENGTH TESLA
A 4HE %ARTHS MASS - IS KILOGRAMS THE %ARTHS EQUATORIAL RADIUS 2 IS KILOMETERS
% %
THE ASTRONOMICAL UNIT DENOTED !5 IS THE MEAN DISTANCE BETWEEN THE %ARTH AND THE 3UN WITH A VALUE OF
METERS 4HE ENERGY BALANCE IS THE RATIO OF TOTAL RADIATED ENERGY TO THE TOTAL ENERGY ABSORBED FROM
SUNLIGHT THE EFFECTIVE TEMPERATURE IS THE TEMPERATURE OF A BLACKBODY THAT WOULD RADIATE THE SAME AMOUNT OF
ENERGY PER UNIT AREA A PRESSURE OF ONE BAR IS EQUAL TO THE ATMOSPHERIC PRESSURE AT SEA LEVEL ON %ARTH AND $%
IS THE MAGNETIC DIPOLE MOMENT OF THE %ARTH
/FVUSJOPPTDJMMBUJPO ѮFDIBOHFPGPOFUZQFPSëBWPSPGOFVUSJOPUPBOPUIFSXIJMF
USBWFMJOHUISPVHINBUUFSPSBWBDVVN/FVUSJOPTDPNFJOUISFFëBWPST UIFFMFDUSPO
NVPOBOEUBVOFVUSJOPT4FF.48FĒFDUBOETPMBSOFVUSJOPQSPCMFN
/FVUSPO "TVCBUPNJDQBSUJDMFXJUIOPFMFDUSJDDIBSHFGPVOEJOBMMBUPNJDOVDMFJFYDFQU
UIBUPGIZESPHFOѮF&OHMJTIQIZTJDJTU+BNFT$IBEXJDL ¢ EJTDPWFSFEUIF
OFVUSPO JO XIFO CPNCBSEJOH BUPNT XJUI FOFSHFUJD QBSUJDMFT ѮF OFVUSPO IBT
TMJHIUMZNPSFNBTTUIBOBQSPUPOѮFNBTTPGUIFOFVUSPOJTBUPNJDNBTT
VOJUTBOELJMPHSBNTѮFOFVUSPOJTUJNFTIFBWJFSUIBOBOFMFD
USPO8IFOTFUGSFFGSPNBOBUPNJDOVDMFVT PSDSFBUFEPVUTJEFPOF BOFVUSPOEFDBZT
JOUPBQSPUPO BOFMFDUSPOBOEBOBOUJFMFDUSPOOFVUSJOPXJUIBOFVUSPOIBMGMJGFPGPOMZ
TFDPOETPSNJOVUFT BOEBNFBOMJGFPGKVTUTFDPOET4FFNBTTOVNCFS
BOEOVDMFPO
/FVUSPO TUBS " WFSZ EFOTF TUBS XJUI B SBEJVT PG BCPVU LJMPNFUFST BOE B UZQJDBM
NBTTPGUJNFTUIFNBTTPGUIF4VO DPOTJTUJOHPGOFVUSPOTBOETVQQPSUFECZEFHFO
FSBUF OFVUSPO QSFTTVSF /FVUSPO TUBST BSF UIF DPMMBQTFE DPSFT PG TUBST NPSF NBTTJWF
UIBOUIF4VO QSPEVDFEJOUIFêOBMFWPMVUJPOBSZTUBHFTPGUIFTFTUBSTBOEBTTPDJBUFE
XJUITVQFSOPWBFYQMPTJPOT3PUBUJOHOFVUSPOTUBSTBSFPCTFSWFEBTSBEJPQVMTBST BOE
BSFBMTPUIPVHIUUPCFDPNQPOFOUTPGTPNF9SBZCJOBSZTUBST4FF$SBC/FCVMB QVMTBS
BOETVQFSOPWB
/FX(FOFSBM$BUBMPHVF 4FF/($
TUBST BOEDBTUJOUPJOUFSTUFMMBSTQBDFXIFOSFEHJBOUTUBSTFYQBOEBOEGPSNQMBOFUBSZ
OFCVMBF4FFHJBOUTUBSBOEQMBOFUBSZOFCVMB
/0"" "DSPOZNGPSUIF/BUJPOBM0DFBOJDBOE"UNPTQIFSJD"ENJOJTUSBUJPO 6OJUFE
4UBUFT
/0"0 "DSPOZNGPSUIF/BUJPOBM0QUJDBM"TUSPOPNZ0CTFSWBUPSZ 6OJUFE4UBUFT4FF
/BUJPOBM0QUJDBM"TUSPOPNZ0CTFSWBUPSZ
/PCFM1SJ[F "OJOUFSOBUJPOBMBXBSEHJWFOZFBSMZTJODFGPSBDIJFWFNFOUTJOQIZT
JDT DIFNJTUSZ QIZTJPMPHZPSNFEJDJOF MJUFSBUVSFBOEQFBDF4JHOJêDBOUBDDPNQMJTI
NFOUTJOBTUSPOPNZBOEBTUSPQIZTJDTIBWFCFFOBXBSEFEUIF/PCFM1SJ[FJO1IZTJDT
ѮFBXBSETBSFCFTUPXFECZUIF/PCFM'PVOEBUJPO XIJDIXBTFOEPXFEPO/PWFN
CFSJOUIFMBTUXJMMPGUIF4XFEJTIJOEVTUSJBMDIFNJTUBOEQIJMBOUISPQJTU"MGSFE
/PCFM ¢ XIPJOWFOUFEEZOBNJUF
/PCMF HBTFT ѮF SBSF BOE JOFSU HBTFT PS FMFNFOUT IFMJVN OFPO BSHPO LSZQUPO
YFOPO BOESBEPO XIJDIBSFBMNPTUBMXBZTNPOPBUPNJDBOESBSFMZVOEFSHPDIFNJDBM
SFBDUJPOT
/POCBSZPOJD NBUUFS )ZQPUIFUJDBM NBUFSJBM UIBU DPOTJTUT PG FYPUJD TVCBUPNJD QBS
UJDMFTUIBUBSFOPUCBSZPOT%BSLNBUUFSNJHIUCFDPNQPTFEPGOPOCBSZPOJDQBSUJDMFT
UIBUDPVMECFDPMEBOETMPXPSIPUBOEGBTU*OëBUJPOSFRVJSFTTVCTUBOUJBMRVBOUJUJFTPG
OPOCBSZPOJDNBUUFS"CPVUQFSDFOUPGUIFFOFSHZNBUUFSDPOUFOUPGUIF6OJWFSTF
DPVMEDPOTJTUPGDPME OPOCBSZPOJDEBSLNBUUFS4FFCBSZPO DPMEEBSLNBUUFS EBSL
NBUUFS JOëBUJPO BOEIPUEBSLNBUUFS
/PO&VDMJEFBO HFPNFUSZ (FPNFUSZ UIBU EFTDSJCFT DVSWFE TQBDF UIF UISFF
EJNFOTJPOBMBOBMPHPGBTQIFSFPSBIZQFSCPMB4FF&VDMJEFBOHFPNFUSZ
/POUIFSNBMQBSUJDMF "QBSUJDMFUIBUJTOPUQBSUPGBUIFSNBMHBT"TJOHMFUFNQFSB
UVSFDBOOPUEFTDSJCFUIFTFQBSUJDMFT4FFUIFSNBMHBT
/POUIFSNBM SBEJBUJPO ѮF FMFDUSPNBHOFUJD SBEJBUJPO QSPEVDFE CZ B OPOUIFSNBM
FMFDUSPOUSBWFMJOHBUBTQFFEDMPTFUPUIBUPGMJHIUJOUIFQSFTFODFPGBNBHOFUJDêFME
4VDISBEJBUJPOJTDBMMFETZODISPUSPOSBEJBUJPOBѫFSUIFNBONBEFQBSUJDMFBDDFMFSBUPS
XIFSFJUXBTêSTUTFFO.PSFHFOFSBMMZ UIFUFSNOPOUIFSNBMSBEJBUJPOEFOPUFTBOZ
FMFDUSPNBHOFUJDSBEJBUJPOGSPNBOBTUSPOPNJDBMCPEZUIBUJTOPUUIFSNBMJOPSJHJO4FF
CMBDLCPEZSBEJBUJPOBOEUIFSNBMSBEJBUJPO
/PSUI"NFSJDB/FCVMB "OFNJTTJPOOFCVMB EFTJHOBUFE/($ JOUIFDPOTUFM
MBUJPO$ZHOVT BOEOBNFEGPSUIFSFTFNCMBODFPGJUTTIBQFUPUIFDPOUJOFOUPG/PSUI
"NFSJDBѮF/PSUI"NFSJDB/FCVMBNFBTVSFTNJOVUFTPGBSDBDSPTT BOE
JTBCPVUMJHIUZFBSTEJTUBOU"OBTTPDJBUFEFNJTTJPOOFCVMBJTUIF1FMJDBO/FCVMB
4FFFNJTTJPOOFCVMBBOE1FMJDBO/FCVMB
/PSUIFSOMJHIUT "QPQVMBSOBNFGPSBOBVSPSBXIFOPCTFSWFEGSPNOPSUIFSOMBUJUVEFT
/PSUI4UBS ѮFCSJHIUTUBSUPXBSEXIJDIUIF&BSUITOPSUIFSOSPUBUJPOBMBYJTQPJOUT
ѮF/PSUI4UBSJTOPX1PMBSJT CVUUIF&BSUITBYJTQPJOUTJOPUIFSEJSFDUJPOTEVSJOHJUT
TMPXZFBSQSFDFTTJPO4FF1PMBSJTBOEQSFDFTTJPO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
CONTINUED
(MPTTBSZ/
CONTINUED
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
/VDMFBS FOFSHZ ѮF FOFSHZ PCUBJOFE CZ OVDMFBS SFBDUJPOT UIF TPVSDF PG UIF 4VOT
MVNJOPTJUZ
/VDMFBSmTTJPO "SFBDUJPOJOXIJDIBIFBWZBUPNJDOVDMFVTJTCSPLFOBQBSUJOUPUXP
PSNPSFMJHIUFSOVDMFJ SFMFBTJOHFOFSHZѮJTQSPDFTTQPXFSTNBONBEFOVDMFBSSFBD
UPSTPO&BSUI4FFêTTJPO
/VDMFBSGPSDF ѮFGPSDFUIBUCJOETQSPUPOTBOEOFVUSPOTXJUIJOBUPNJDOVDMFJ BOE
XIJDIJTFĒFDUJWFPOMZBUEJTUBODFTMFTTUIBONFUFST
/VDMFBSGVTJPO ѮFQSPDFTTCZXIJDIUXPPSNPSFMJHIUBUPNJDOVDMFJGVTFUPHFUIFSUP
NBLFBIFBWJFSBUPNJDOVDMFVT SFMFBTJOHFOFSHZѮJTQSPDFTTPDDVSTBUUIFIJHIUFN
QFSBUVSFTBOEQSFTTVSFTGPVOEOFBSUIFDFOUFSTPGTUBST BOEJUNBLFTNPTUTUBSTTIJOF
JODMVEJOHUIF4VO"MMNBJOTFRVFODFTUBSTTIJOFCZUIFOVDMFBSGVTJPOPGMJHIUIZESP
HFOOVDMFJJOUPIFBWJFSIFMJVNOVDMFJ XJUIUIFNBTTEJĒFSFODFSFMFBTFEBTFOFSHZ4FF
DBSCPOOJUSPHFOPYZHFODZDMF GVTJPO BOEQSPUPOQSPUPODIBJO
/VDMFPO "QBSUJDMFJOPSGSPNUIFOVDMFVTPGBOBUPN FJUIFSBQSPUPOPSBOFVUSPO
4FFBUPNJDNBTTOVNCFS
/VDMFPTZOUIFTJT ѮF USBOTGPSNBUJPO PG POF DIFNJDBM FMFNFOU PS JTPUPQF JOUP
BOPUIFSCZOBUVSBMMZPDDVSSJOHOVDMFBSSFBDUJPOT)FBWJFSFMFNFOUTBSFCVJMUVQGSPN
MJHIUFSPOFTCZGVTJPOSFBDUJPOT XIJMFêTTJPOSFBDUJPOTCSFBLVQIFBWZFMFNFOUTJOUP
MJHIUFSPOFT'VTJPOSFBDUJPOTJOTJEFTUBSTIBWFDSFBUFEFMFNFOUTIFBWJFSUIBOIFMJVN
"MUIPVHIIFMJVNJTBMTPTZOUIFTJ[FEGSPNIZESPHFOJOTJEFTUBST NPTUPGUIFIFMJVNJO
UIF6OJWFSTFXBTDSFBUFECZOVDMFPTZOUIFTJTEVSJOHUIFêSTUGFXNJOVUFTGPMMPXJOHUIF
#JH#BOH4FF#JH#BOHOVDMFPTZOUIFTJTBOEQSJNPSEJBMOVDMFPTZOUIFTJT
/VDMFVT ѮFDFOUSBM NBTTJWFQBSUPGBOBUPNѮFBUPNJDOVDMFVTJTDPNQPTFEPGQSP
UPOTBOE FYDFQUGPSIZESPHFO OFVUSPOTCPVOEUPHFUIFSCZUIFTUSPOHOVDMFBSGPSDF
BOEDPOUBJOJOHOFBSMZBMMPGBOBUPNTNBTT"OBUPNTOFHBUJWFMZDIBSHFEFMFDUSPOTTVS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
SPVOEUIFOVDMFVT XIJDIIBTBQPTJUJWFFMFDUSJDBMDIBSHFѮFDFOUSBMSFHJPOPGBHBMBYZ
JTBMTPLOPXOBTUIFOVDMFVTPGUIFHBMBYZ
/VMMJOH ѮFVTFPGJOUFSGFSPNFUSZUPSFNPWFUIFCSJHIUMJHIUPGBTUFMMBSEJTLJOPSEFS
UPMPPLGPSQPTTJCMFQMBOFUTDMPTFUPJU4FFJOUFSGFSPNFUFSBOEJOUFSGFSPNFUSZ
/VUBUJPO *OUIF&OHMJTIBTUSPOPNFS+BNFT#SBEMFZ ¢ BOOPVODFE
IJTEJTDPWFSZPGBQFSJPEJDPTDJMMBUJPOPGUIF&BSUITSPUBUJPOBMBYJT XIJDIJTTVQFSJN
QPTFEPOUIFQSFDFTTJPOPGUIFBYJT#SBEMFZDBMMFEUIFPTDJMMBUJPOBOVUBUJPOBOEBUUSJC
VUFEJUUPUIFHSBWJUBUJPOBMJOUFSBDUJPOPGUIF.PPOXJUIUIF&BSUITFRVBUPSJBMCVMHF
/VUBUJPOIBTBWBSJFUZPGQFSJPETVQUPZFBST BOEUIFZFBSUFSNIBTBWBMVFPG
BCPVUTFDPOETPGBSD4IPSUFSQFSJPEJDJUJFTPGTNBMMFSBNQMJUVEFBSFBUUSJCVUFEUP
UIFHSBWJUBUJPOBMJOUFSBDUJPOPGUIF4VOXJUIUIF&BSUITFRVBUPSJBMCVMHFѮFDFMFTUJBM
DPPSEJOBUFTPGBOPCKFDUIBWFUPCFDPSSFDUFEGPSOVUBUJPOBTXFMMBTQSFDFTTJPO4FF
DFMFTUJBMDPPSEJOBUFTBOEQSFDFTTJPO
(MPTTBSZ0
0
0#BTTPDJBUJPO "HSPVQPGNBTTJWF MVNJOPVT0BOE#TUBST*OUIF"SNFOJBO
BTUSPOPNFS7JLUPS"NCBSUTVNJBO ¢ OPUJDFEUIBUUIFTFBTTPDJBUJPOTDBO
OPUCFCPVOEUPHFUIFSCZUIFJSPXOHSBWJUBUJPO BOEUIBUUIFZNVTUCFTMPXMZEJTQFST
JOHBOEIBWFBSFMBUJWFMZZPVOHBHFѮF%VUDIBTUSPOPNFS"ESJBOO#MBBVX ¢
TVCTFRVFOUMZ NFBTVSFE UIF FYQBOTJPO WFMPDJUJFT PG TPNF 0# BTTPDJBUJPOT JOGFSSJOH
UIBUJUUPPLBCPVUBNJMMJPOZFBSTGPSUIFNUPEJTQFSTFUPUIFJSQSFTFOUTJ[F4JODFUIJT
JTDPNQBSBCMFUPUIFBHFPGUIFJOEJWJEVBMTUBST UIFBTTPDJBUJPOTBOEUIFJSDPNQPOFOU
TUBSTNVTUIBWFGPSNFEUPHFUIFS
0CMJRVJUZPGUIFFDMJQUJD ѮFBOHMFCFUXFFOUIFQMBOFPGUIFFDMJQUJDBOEUIFDFMFTUJBM
FRVBUPS BCPVUEFHSFFT4FFDFMFTUJBMDPPSEJOBUFTBOEFDMJQUJD
0DDVMUBUJPO ѮF UFNQPSBSZ EJTBQQFBSBODF FJUIFS DPNQMFUF PS QBSUJBM PG B DFMFTUJBM
CPEZXIFOBOPUIFSOFBSFSPOFNPWFTCFUXFFOJUBOEBOPCTFSWFSBOEDVUTPĒJUTMJHIU
"QMBOFUNBZPDDVMUBTUBSPSJUTPXOTBUFMMJUFT BOEUIF.PPOPDDVMUTOFCVMBF TUBSTBOE
DPTNJDSBEJPTPVSDFT*OUIF%BOJTIBTUSPOPNFS0MF3ÕNFS ¢ VTFEUIF
JODPOTUBOUJOUFSWBMCFUXFFO+VQJUFSTPDDVMUBUJPOPGJUTTBUFMMJUF*PUPFTUJNBUFUIFWFMPDJUZ
PGMJHIU*OUIF"NFSJDBOBTUSPOPNFS+BNFT-&MMJPU ¢ VOFYQFDUFEMZEJTDPW
FSFEUIFSJOHTPG6SBOVTKVTUCFGPSFBOEBѫFSPCTFSWJOHUIFQMBOFUTPDDVMUBUJPOPGBTUBS
0MCFSTQBSBEPY "DDPSEJOHUP0MCFSTQBSBEPY UIFTLZJOBOJOêOJUF VOJGPSN6OJ
WFSTFTIPVMECFDPWFSFECZTUBSTTIJOJOHBTCSJHIUMZBTPVS4VO TPUIFEBSLOJHIUTLZ
TIPVME CF BT CSJHIU BT UIF EBZ ѮF QBSBEPY JT OBNFE GPS UIF (FSNBO BTUSPOPNFS
)FJOSJDI8JMIFMN0MCFST ¢ XIPEJTDVTTFEJUJO*UJTSFTPMWFECZUIF
FYQBOTJPOPGUIF6OJWFSTF XIJDISFETIJѫTUIFNPTUJOUFOTFMJHIUPGEJTUBOUHBMBYJFTPVU
PGUIFWJTJCMFQBSUPGUIFTQFDUSVN4FF%PQQMFSFĒFDU
0MZNQVT.POT ѮFMBSHFTUWPMDBOPPO.BST SJTJOHNPSFUIBOLJMPNFUFSTBCPWFJUT
TVSSPVOEJOHT BMNPTUUISFFUJNFTUIFFMFWBUJPOPG.PVOU&WFSFTUBOEêWFUJNFTIJHIFS
UIBO)BXBJJT.BVOB-PBWPMDBOPѮFXPSE.POTJT-BUJOGPSiNPVOUBJOu BOE0MZN
QVTXBTUIFBCPEFPGUIF(PETJO(SFFLNZUIPMPHZ
0NFHB " QBSBNFUFS EFTJHOBUFE CZ UIF DBQJUBM (SFFL MFUUFS PNFHB PS ձ UIBU DBO
EFTDSJCFUIFDPTNJDNBUUFSEFOTJUZBOEUIFTIBQFPGTQBDFJOTPNFTJUVBUJPOT0NFHBJT
UIFSBUJPCFUXFFOUIFBDUVBMEFOTJUZPGNBUUFSJOUIF6OJWFSTFBOEUIFDSJUJDBMNBTTEFO
TJUZOFFEFEUPDMPTFBIPNPHFOFPVT JTPUSPQJD6OJWFSTFBOEFWFOUVBMMZIBMUJUTFYQBO
TJPOJGUIFDPTNPMPHJDBMDPOTUBOUJT[FSPBOEUIFSFJTOPEBSLFOFSHZ"OPNFHBFRVBM
UPPOFPSNPSFDPSSFTQPOETUPBOPQFO FWFSFYQBOEJOH6OJWFSTF JOXIJDIUIF6OJ
WFSTFEPFTOPUIBWFFOPVHINBTTUPSFWFSTFJUTFYQBOTJPOBOEXJMMFYQBOEGPSFWFS*G
PNFHBJTFYBDUMZFRVBMUPPOFBOEUIFSFJTOPDPTNPMPHJDBMDPOTUBOU UIFODPTNJDTQBDF
JTEFTDSJCFECZOPODVSWFE&VDMJEFBOHFPNFUSZ4QBDFDVSWBUVSFJTOFFEFEGPSPUIFS
WBMVFTPGPNFHBXJUIOPEBSLFOFSHZPSDPTNPMPHJDBMDPOTUBOU4FFDMPTFE6OJWFSTF
DPTNPMPHJDBMDPOTUBOU DSJUJDBMNBTTEFOTJUZ BOEPQFO6OJWFSTF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
0NFHB$FOUBVSJ "HMPCVMBSTUBSDMVTUFSBCPVUMJHIUZFBSTBXBZJOUIFEJSFD
UJPOPGUIFDPOTUFMMBUJPO$FOUBVSVT8JUIBOBQQBSFOUWJTVBMNBHOJUVEFPG JUJTUIF
CSJHIUFTUHMPCVMBSTUBSDMVTUFSJOUIFTLZ DPOUBJOJOHQFSIBQTBNJMMJPOTUBSTJOBWPMVNF
MJHIUZFBSTBDSPTT
0NFHB /FCVMB "OFNJTTJPOOFCVMB EFTJHOBUFE/($PS. MPDBUFEJOUIF
DPOTUFMMBUJPO4BHJUUBSJVT0UIFSOBNFTGPSUIF0NFHB/FCVMBBSFUIF)PSTFIFBE/FC
VMBBOEUIF4XBO/FCVMB BMMJOUFSQSFUBUJPOTPGJUTTIBQFѮF0NFHB/FCVMBNFBTVSFT
CZNJOVUFTPGBSDBDSPTTBOEMJFTBUBEJTUBODFPGBCPVUMJHIUZFBSTѮF4XJTT
BTUSPOPNFS1IJMJQQF-PZTEF$IÊTFBVY ¢ EJTDPWFSFEJUJO BOEUIF
'SFODIBTUSPOPNFS$IBSMFT.FTTJFS ¢ SFEJTDPWFSFEJUJO4FFFNJT
TJPOOFCVMBBOE)PSTFIFBE/FCVMB
0PSUDPNFUDMPVE "WBTUTQIFSJDBMDMPVEPGDPNFUTCFMPOHJOHUPUIFPVUFSQBSUTPG
UIF4PMBS4ZTUFNѮF0PSUDPNFUDMPVEDPOUBJOTBNJMMJPONJMMJPO PS UPUFONJM
MJPONJMMJPO PS DPNFUTBOEFYUFOETPVUUPSPVHIMZBTUSPOPNJDBMVOJUT
PSQBSTFDT GSPNUIF4VO GBSCFZPOEUIF,VJQFSCFMUѮF0PSUDPNFUDMPVETVQ
QMJFTUIF4PMBS4ZTUFNXJUIMPOHQFSJPEDPNFUT XIJDISFWPMWFBSPVOEUIF4VOXJUI
QFSJPETHSFBUFSUIBO&BSUIZFBST*UJTOBNFEGPSUIF%VUDIBTUSPQIZTJDJTU+BO0PSU
¢ XIPVTFEUIFPSCJUTPGMPOHQFSJPEDPNFUTUPEFNPOTUSBUF JO UIBU
UIFZPSJHJOBUFEJOTVDIBDMPVEѮF&TUPOJBOBTUSPOPNFS &SOTU¸QJL ¢
IBEQSFWJPVTMZTIPXO JO UIBUTVDIBSFNPUFDPNFUDMPVEJTTUBUJTUJDBMMZTUBCMF
BHBJOTUTUFMMBSQFSUVSCBUJPOT4FFDPNFU ,VJQFSCFMU BOEMPOHQFSJPEDPNFU
'*( /ORT COMET CLOUD -ORE THAN BILLION COMETS HIBERNATE IN
THE REMOTE /ORT COMET CLOUD SHOWN HERE IN CROSS SECTION )T IS LOCATED
IN THE OUTER FRINGES OF THE SOLAR SYSTEM AT DISTANCES OF ABOUT
!5 FROM THE 3UN "Y COMPARISON THE DISTANCE TO THE NEAREST STAR
0ROXIMA #ENTAURI IS MILLION !5 WHILE .EPTUNE ORBITS THE 3UN AT
A MERE !5 4HE PLANETARY REALM THEREFORE APPEARS AS AN INSIGNIlCANT
DOT WHEN COMPARED TO THE COMET CLOUD AND HAS TO BE MAGNIlED BY A
FACTOR OF IN ORDER TO BE SEEN 4HIS COMET RESERVOIR IS NAMED AFTER
THE $UTCH ASTRONOMER *AN ( /ORT n WHO IN lRST
POSTULATED ITS EXISTENCE
(MPTTBSZ0
0QBDJUZ " NFBTVSF PG UIF BCJMJUZ PG B HBTFPVT BUNPTQIFSF UP BCTPSC SBEJBUJPO BOE
CFDPNFPQBRVFUPJU"USBOTQBSFOUHBTIBTMJUUMFPSOPPQBDJUZ0QBDJUZBMTPEFOPUFT
UIFNFBOBCTPSQUJPOPGSBEJBUJPO XIJDIJTVTFEXJUIBEJĒVTJPOFRVBUJPOUPDBMDVMBUF
UIFQIPUPOMVNJOPTJUZëPXJOUIF4VOPSPUIFSTUBST
0QFO DMVTUFS " HSPVQ PG ZPVOH TUBST JO UIF TQJSBM BSNT PG PVS .JMLZ 8BZ (BMBYZ
XIJDIUZQJDBMMZDPOUBJOTTFWFSBMIVOESFE1PQVMBUJPO*TUBSTJOBWPMVNFUIBUJTTFWFSBM
MJHIUZFBSTBDSPTT"OPQFODMVTUFSJTBMTPLOPXOBTBHBMBDUJDDMVTUFS TJODFJUJTMPDBUFE
JOUIFHBMBDUJDQMBOFѮF)ZBEFT 1MFJBEFTBOE1SBFTFQFBSFPQFODMVTUFST*OUIF
4XJTTCPSO"NFSJDBOBTUSPOPNFS3PCFSU+5SVNQMFS ¢ VTFEPCTFSWBUJPOT
PGUIFEJTUBODFT TJ[FTBOESFEEFOJOHPGPQFOTUBSDMVTUFSTUPDPOWJODJOHMZEFNPOTUSBUF
UIFJOUFSTUFMMBSBCTPSQUJPOPGTUBSMJHIUUISPVHIPVUUIFHBMBDUJDQMBOF4FF)ZBEFT 1MFJB
EFT 1PQVMBUJPO*TUBS 1SBFTFQF BOETUFMMBSQPQVMBUJPOT
0QFO6OJWFSTF "OFWFSFYQBOEJOH6OJWFSTFJOXIJDIUIFNBTTEFOTJUZPGUIF6OJ
WFSTFJTMFTTUIBOUIFDSJUJDBMEFOTJUZ PSPNFHBJTMFTTUIBOPOF4QBDFIBTIZQFSCPMJD
DVSWBUVSFJOBOPQFO6OJWFSTF4FFDSJUJDBMNBTTEFOTJUZBOEPNFHB
0QQPSUVOJUZ3PWFS 4FF.BST&YQMPSBUJPO3PWFSNJTTJPO
0QQPTJUJPO " NBKPS QMBOFU JT JO PQQPTJUJPO XIFO JU JT BMJHOFE XJUI UIF &BSUI BOE
UIF4VO BOEUIFEJSFDUJPOPGUIFQMBOFUJTFYBDUMZPQQPTJUFUPUIFEJSFDUJPOPGUIF4VO
7FOVTBOE.FSDVSZDBOOPUCFJOPQQPTJUJPO CFDBVTFUIFJSPSCJUTBSFDMPTFSUPUIF4VO
UIBOUIF&BSUITPSCJUѮFPUIFSQMBOFUT TVDIBT.BST BSFDMPTFTUUPUIF&BSUIBUPQQP
TJUJPO NBLJOHJUBGBWPSBCMFUJNFGPSPCTFSWBUJPOT4FFTZ[ZHZ
0QUJDBMBTUSPOPNZ ѮFTUVEZPGWJTJCMFMJHIUGSPNPCKFDUTJOTQBDF4FFWJTJCMFMJHIU
0QUJDBMEFQUI "NFBTVSFPGUIFSBEJBUJPOBCTPSCFEBTJUQBTTFTUISPVHIBNFEJVN
"USBOTQBSFOUNFEJVNIBTBOPQUJDBMEFQUIPG[FSPѮFNFEJVNJTPQUJDBMMZUIJOXIFO
UIFPQUJDBMEFQUIJTMFTTUIBOPOF BOEPQUJDBMMZUIJDLXIFOHSFBUFSUIBOPOF
0QUJDBM SBEJBUJPO &MFDUSPNBHOFUJD SBEJBUJPO UIBU JT WJTJCMF UP UIF IVNBO FZF XJUI
XBWFMFOHUIT PG BQQSPYJNBUFMZ UP OBOPNFUFST 4FF PQUJDBM TQFDUSVN PQUJDT
QIPUPTQIFSF BOEWJTJCMFMJHIU
0QUJDBM TQFDUSVN 4QFDUSVN PG B TPVSDF UIBU TQBOT UIF WJTJCMF XBWFMFOHUI SBOHF
BQQSPYJNBUFMZGSPNUPOBOPNFUFST4FFWJTJCMFMJHIU
0QUJDT ѮFTDJFODFUIBUEFTDSJCFTUIFMFOTFTBOENJSSPSTUIBUBSFVTFEUPGPDVTBOE
DPMMFDUWJTJCMFMJHIU
0SCJU ѮFQBUIPGBDFMFTUJBMCPEZNPWJOHVOEFSUIFHSBWJUBUJPOBMJOëVFODFPGBMBSHFS
DFMFTUJBMCPEZ4BUFMMJUFTPSCJUUIFJSQMBOFU UIFQMBOFUTPSCJUUIF4VO BOEUIFUXPDPN
QPOFOUTPGBCJOBSZTUBSTZTUFNPSCJUUIFJSDPNNPODFOUFSPGNBTT
0SCJUBM QFSJPE ѮF UJNF B CPEZ UBLFT UP SFWPMWF BSPVOE BOPUIFS POF ѮF &BSUIT
PSCJUBMQFSJPEBSPVOEUIF4VOJTPOFZFBS BOENPSFEJTUBOUQMBOFUTSFWPMWFXJUIMPOHFS
PSCJUBMQFSJPETJOBDDPSEBODFXJUI,FQMFSTUIJSEMBX4FF,FQMFSTMBXT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
TVCTUBOUJBMBNPVOUTPGP[POFJOBQMBOFUTBUNPTQIFSFXPVMETVHHFTUUIFQSFTFODFPG
MJGF XIJDINJHIUCFOFFEFEUPQSPEVDFUIFPYZHFO4FFP[POFIPMFBOEP[POFMBZFS
0[POFEFQMFUJPO 4FFP[POFIPMF
0[POFIPMF "OFYDFQUJPOBMMZMPXDPODFOUSBUJPOPGP[POFUIBUGPSNTBCPWFUIF4PVUI
1PMFJOUIFMPDBMXJOUFSѮFP[POFIPMFXBTDPODMVTJWFMZEFNPOTUSBUFEJO BTUIF
SFTVMUPGZFBSTPGDPOUJOVPVTNFBTVSFNFOUTPGUIFP[POFDPOUFOUBCPWF)BMMFZ#BZ
"OUBSDUJDB CFHVOCZUIF#SJUJTITDJFOUJTU(PSEPO.JMMFS#PVSOFi(.#u%PCTPO
¢ JO5XP"NFSJDBODIFNJTUT .BSJP+.PMJOB ¢ BOE'4IFS
XPPE 3PXMBOE ¢ TIPXFE JO UIBU UIF DIPSJOF JO NBONBEF DIFNJDBMT
DBMMFEDIMPSPëVPSPDBSCPOT PS$'$TGPSTIPSU XPVMEEFTUSPZFOPSNPVTBNPVOUTPG
P[POFJOUIFBUNPTQIFSFѮF$'$TXFSFMJNJUFEBOEFWFOUVBMMZCBOOFECZBOJOUFSOB
UJPOBMUSFBUZLOPXOBTUIF.POUSFBM1SPUPDPM êSTUTJHOFEJOBOETUSFOHUIFOFEJO
MBUFSZFBST4FFP[POFMBZFS
0[POFMBZFS "SFHJPOJOUIFMPXFSQBSUPG&BSUITTUSBUPTQIFSF MPDBUFEBUBCPVU
UPLJMPNFUFSTBCPWFTFBMFWFM XIFSFUIFHSFBUFTUDPODFOUSBUJPOPGP[POFBQQFBST
ѮFP[POFMBZFSTIJFMETUIF&BSUITTVSGBDFGSPNUIF4VOTFOFSHFUJDVMUSBWJPMFUSBZT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
1
1BJSBOOJIJMBUJPO .VUVBMEFTUSVDUJPOPGBOFMFDUSPOBOEQPTJUSPOXJUIUIFGPSNBUJPO
PGFOFSHFUJDHBNNBSBZTUIBUIBWFBQIPUPOFOFSHZPGLF7
1BMMBT ѮF TFDPOE BTUFSPJE UP CF EJTDPWFSFE CZ UIF (FSNBO BTUSPOPNFS )FJOSJDI
8JMIFMN 0MCFST ¢ XJUI EJNFOTJPOT PG LJMPNFUFST B
NFBOSBEJVTPGLJMPNFUFST BOEBNBTTEFOTJUZPGLJMPHSBNTQFSDVCJDNFUFS
4FFBTUFSPJE
1BMPNBS 0CTFSWBUPSZ "OPCTFSWBUPSZMPDBUFEPO.PVOU1BMPNBS NJMFTTPVUI
FBTUPGUIF.PVOU8JMTPO0CTFSWBUPSZ XIJDIJTPXOFEBOEPQFSBUFECZUIF$BMJGPS
OJB *OTUJUVUF PG 5FDIOPMPHZ ѮF MBSHFTU UFMFTDPQF BU UIF 1BMPNBS 0CTFSWBUPSZ JT UIF
NFUFS JODI )BMFUFMFTDPQF DPNQMFUFE JO BOE OBNFE BѫFS UIF "NFSJ
DBOBTUSPOPNFS(FPSHF&MMFSZ)BMF ¢ ѮFJODIUFMFTDPQFQMBZFEBO
JNQPSUBOUSPMFJOUIFEJTDPWFSZPGRVBTBST"XJEFêFMENFUFS JODI 4DINJEU
UFMFTDPQFPO.PVOU1BMPNBSXBTVTFEGPSUIFBMMTLZ1BMPNBS0CTFSWBUPSZ4LZ4VSWFZ
TQPOTPSFE CZ UIF /BUJPOBM (FPHSBQIJD *OTUJUVUF BOE DPNQMFUFE JO JUT SFE BOE
CMVFQMBUFTXFSFJNQPSUBOUJOJEFOUJGZJOHUIFWJTJCMFMJHIUDPVOUFSQBSUTPGUIFêSTUSBEJP
HBMBYJFTBOERVBTBST4FFRVBTBSTBOE4DINJEUUFMFTDPQF
1BSBMMBY ѮFTNBMMBOHVMBSEJTQMBDFNFOUPGUIFBQQBSFOUQPTJUJPOPGBQMBOFUPSTUBS
XIFOWJFXFEGSPNEJĒFSFOUMPDBUJPOT PѫFOEFTJHOBUFECZUIFTZNCPMPѮFEJTUBODF
PGBQMBOFUDBOCFJOGFSSFEGSPNQBSBMMBYPCTFSWBUJPOTBUXJEFMZTFQBSBUFEMPDBUJPOTPO
UIF&BSUIѮFHFPDFOUSJDQBSBMMBYJTEFêOFEBTUIFBOHVMBSTJ[FPGUIF&BSUITFRVBUP
SJBMSBEJVTBUUIFEJTUBODFPGUIFPCKFDUVOEFSDPOTJEFSBUJPOѮFTPMBSQBSBMMBYJTUIF
4VOTHFPDFOUSJDQBSBMMBY EFêOFEBTUIFBOHVMBSTJ[FPGUIF&BSUITFRVBUPSJBMSBEJVT
GSPNBEJTUBODFPGBTUSPOPNJDBMVOJU XJUIBWBMVFPGTFDPOETPGBSD4UFMMBS
QBSBMMBYJTEFUFSNJOFEGSPNUIFBOHVMBSEJTQMBDFNFOUPGBOFBSCZTUBSXJUISFTQFDUUP
EJTUBOUPOFTXIFOPCTFSWFEBUJOUFSWBMTPGTJYNPOUITPOPQQPTJUFTJEFTPGUIF&BSUIT
PSCJU4VDIBQBSBMMBYJTLOPXOBTUIFBOOVBMQBSBMMBYѮFEJTUBODFPGUIFTUBSDBOCF
JOGFSSFEGSPNUIFNFBTVSFEBOOVBMQBSBMMBYBOEUIFBTUSPOPNJDBMVOJUѮFMBSHFSUIF
QBSBMMBY UIFDMPTFSUIFTUBSMJFTUP&BSUIѮFQBSBMMBY PSEJTUBODF PGBTUBSDBOBMTPCF
JOGFSSFEGSPNJUTTQFDUSBMUZQF XIJDIJOEJDBUFTJUTBCTPMVUFPSJOUSJOTJDMVNJOPTJUZ BOE
BQQBSFOUMVNJOPTJUZVTJOHUIFJOWFSTFTRVBSFMBXѮFQBSBMMBYPGBCPVUTUBST
IBTCFFONFBTVSFEXJUIJOTUSVNFOUTBCPBSEUIF)*11"3$04TBUFMMJUF XJUIBQSFDJ
TJPOPGTFDPOETPGBSD4FFBCTPMVUFMVNJOPTJUZ "MQIB$FOUBVSJ BOOVBMQBSBMMBY
BQQBSFOUMVNJOPTJUZ BTUSPOPNJDBMVOJU #BSOBSET4UBS )*11"3$04 JOWFSTFTRVBSF
MBX ,BQUFZOT 4UBS 1SPYJNB $FOUBVSJ $ZHOJ TPMBS QBSBMMBY BOE TQFDUSPTDPQJD
QBSBMMBY
1BSLFT 0CTFSWBUPSZ " SBEJP BTUSPOPNZ PCTFSWBUPSZ JO /FX 4PVUI 8BMFT XIPTF
NBJOUFMFTDPQF BNFUFS GFFU EJTI XBTDPNQMFUFEJOBOEVTFEUPSFDFJWF
SBEJPDPNNVOJDBUJPOTEVSJOHUIFIJTUPSJD"QPMMPMBOEJOHPOUIF.PPO PO+VMZ
(MPTTBSZ1
BOEUIF)VZHFOT1SPCFMBOEJOHPO5JUBOPO+BOVBSZѮFSBEJPUFMFTDPQF
IBTBMTPCFFOBDUJWFJOQVMTBSSFTFBSDI EJTDPWFSJOHBCPVUPGUIFN BOEBTBDPN
QPOFOUJO7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZѮF"VTUSBMJB5FMFTDPQF/BUJPOBM'BDJM
JUZ BEJWJTJPOPGUIF$PNNPOXFBMUI4DJFOUJêDBOE*OEVTUSJBM3FTFBSDI0SHBOJ[BUJPO
PQFSBUFT UIF 1BSLFT 0CTFSWBUPSZ 4FF "QPMMP .JTTJPOT "VTUSBMJB 5FMFTDPQF /BUJPOBM
'BDJMJUZ )VZHFOT1SPCF QVMTBS SBEJPJOUFSGFSPNFUFS SBEJPUFMFTDPQF BOE7FSZ-POH
#BTFMJOF*OUFSGFSPNFUSZ
1BSTFD "VOJUPGEJTUBODFVTFEJOTUFMMBSBTUSPOPNZ EFêOFEBTUIFEJTUBODFBUXIJDI
POFBTUSPOPNJDBMVOJU PSUIFNFBO&BSUI4VOTFQBSBUJPO TVCUFOETBOBOHMFPGPOFTFD
POEPGBSDѮFEJTUBODFPGBOFBSCZTUBSJOQBSTFDTJTHJWFOCZUIFSFDJQSPDBMPGJUTBOOVBM
QBSBMMBYJOTFDPOETPGBSD0OFQBSTFDJTFRVJWBMFOUUPNFUFST
MJHIU ZFBST BOE BTUSPOPNJDBM VOJUT ѮF OFBSFTU TUBS PUIFS UIBO UIF 4VO JT
1SPYJNB$FOUBVSJXJUIBEJTUBODFPGQBSTFDT%JTUBODFTDPNQBSBCMFUPUIFFYUFOU
PGPVS(BMBYZBSFNFBTVSFEJOVOJUTPGLJMPQBSTFDT BCCSFWJBUFELQD XIFSFLQD
POFUIPVTBOEQBSTFDTQBSTFDT BOEJOUFSHBMBDUJDEJTUBODFTBSFTQFDJêFEJOVOJUT
PG.FHBQBSTFDT BCCSFWJBUFE.QD XJUI.QDQBSTFDTNJMMJPOQBSTFDT
4FFBOOVBMQBSBMMBY
1BSUJDMF 'VOEBNFOUBMVOJUPGNBUUFSBOEFOFSHZ JODMVEJOHTVCBUPNJDQBSUJDMFTUIBU
BSFTNBMMFSUIBOUIFBUPN
1BSUJDMFBDDFMFSBUPS "EFWJDFUIBUVTFTFMFDUSJDêFMETUPQSPQFMDIBSHFE TVCBUPNJD
QBSUJDMFTUPHSFBUFOFSHJFT*OUIF&OHMJTIQIZTJDJTU+PIO$PDLDSPѫ ¢
BOE UIF *SJTI QIZTJDJTU &SOFTU 8BMUPO ¢ VTFE B QBSUJDMF BDDFMFSBUPS UP
QSPEVDFUIFêSTUUSBOTNVUBUJPOPGBOBUPNJDOVDMFVTXJUIBSUJêDJBMMZBDDFMFSBUFEBUPNJD
QBSUJDMFT GPSXIJDIUIFZTIBSFEUIF/PCFM1SJ[FJO1IZTJDT*OUIF"NFSJDBO
QIZTJDJTU&SOFTU0-BXSFODF ¢ JOWFOUFEUIFêSTUDJSDVMBSQBSUJDMFBDDFMFSB
UPS LOPXOBTUIFDZDMPUSPO DBQBCMFPGBDDFMFSBUJOHQBSUJDMFTUPWFSZIJHIFOFSHZ BOE
MFBEJOHUPUIFEJTDPWFSZPGOVNFSPVTSBEJPBDUJWFJTPUPQFT"UWFMPDJUJFTOFBSUIFWFMPD
JUZPGMJHIU UIFQBSUJDMFTJODSFBTFUIFJSNBTTBOEMPTFTZODISPOJ[BUJPOXJUIUIFBDDFM
FSBUJPOQSPDFTT XIJDIJTDPSSFDUFEJOTZODISPUSPOQBSUJDMFBDDFMFSBUPSTJOEFQFOEFOUMZ
JOWFOUFECZ7MBEJNFS7FLTMFS ¢ BOE&EXJO.D.JMMBO ¢ 4FF
TZODISPUSPOSBEJBUJPO
1BSUJDMFQIZTJDT ѮFCSBODIPGQIZTJDTUIBUEFBMTXJUIUIFTNBMMFTULOPXOTUSVDUVSFT
PGNBUUFSBOEFOFSHZ
1BUImOEFS 4FF.BST1BUIêOEFS
1BVMJFYDMVTJPOQSJODJQMF 4FFFYDMVTJPOQSJODJQMF
1FMJDBO/FCVMB "OFNJTTJPOOFCVMB EFTJHOBUFE*$ JOUIFDPOTUFMMBUJPO$ZHOVT
BEKBDFOUUPUIF/PSUI"NFSJDB/FCVMB EFTJHOBUFE/($4FFFNJTTJPOOFCVMBBOE
/PSUI"NFSJDB/FCVMB
1FOVNCSB ѮF MJHIUFS QFSJQIFSZ PG B TVOTQPU TFFO JO XIJUF MJHIU TVSSPVOEJOH UIF
EBSLFSVNCSB"MTPUIFPVUFSQBSUPGBTIBEPXDBTUEVSJOHBOFDMJQTF XIFSFPOMZB
QBSUJBMFDMJQTFJTTFFO4FFMVOBSFDMJQTF TPMBSFDMJQTF TVOTQPUBOEVNCSB
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
1FSGFDUDPTNPMPHJDBMQSJODJQMF 0OBTVēDJFOUMZMBSHFTDBMFUIF6OJWFSTFJTUIFTBNF
JOBMMEJSFDUJPOTBOEGPSBMMUJNFTѮJTQFSGFDUDPTNPMPHJDBMQSJODJQMFXBTJOUSPEVDFE
JOCZ)FSNBOO#POEJ ¢ BOEѮPNBT(PME ¢ UXP"VT
USJBOCPSOBTUSPQIZTJDJTUTUIFOBU$BNCSJEHF6OJWFSTJUZ XIFOQSPQPTJOHUIF4UFBEZ
4UBUF DPTNPMPHZ XIJDI IBT TJODF CFFO EJTDPVOUFE 4FF DPTNPMPHJDBM QSJODJQMF BOE
4UFBEZ4UBUF
1FSJBTUSPO 4FFQFSJIFMJPO
FOFSHZDPSSFTQPOEJOHUPUIFJPOJ[BUJPOQPUFOUJBMPGUIFBUPNѮFJPOJ[BUJPOQPUFOUJBM
JTUIFNJOJNVNFOFSHZSFRVJSFEUPPWFSDPNFUIFGPSDFCJOEJOHUIFFMFDUSPOXJUIJOUIF
BUPN4FFJPOJ[BUJPOBOEJPOJ[BUJPOQPUFOUJBM
1IPUPO "DPSQVTDMF QBSUJDMF PSRVBOUVN PGMJHIUPSPUIFSFMFDUSPNBHOFUJDSBEJBUJPO
"QIPUPOJTBEJTDSFUFVOJUPSRVBOUJUZPGFMFDUSPNBHOFUJDFOFSHZBTTPDJBUFEXJUIXBWFT
PGFMFDUSPNBHOFUJDSBEJBUJPO1IPUPOTIBWFOPFMFDUSJDDIBSHFBOEUSBWFMBUUIFTQFFEPG
MJHIU4IPSUXBWFMFOHUI PSIJHIGSFRVFODZ QIPUPOTDBSSZNPSFFOFSHZUIBOMPOHXBWF
MFOHUI PSMPXGSFRVFODZ QIPUPOT4FFQIPUPOFOFSHZBOE1MBODLTDPOTUBOU
1IPUPOEFDPVQMJOH 4FFEFDPVQMJOH
1IPUPOFOFSHZ ѮFFOFSHZPGSBEJBUJPOPGBQBSUJDVMBSGSFRVFODZPSXBWFMFOHUIѮF
QIPUPOFOFSHZJTFRVBMUPUIFQSPEVDUPG1MBODLTDPOTUBOU +T BOEUIF
GSFRVFODZPGUIFSBEJBUJPO4IPSUXBWFMFOHUI PSIJHIGSFRVFODZ QIPUPOTIBWFNPSF
FOFSHZUIBOMPOHXBWFMFOHUI PSMPXGSFRVFODZ QIPUPOT4FF1MBODLTDPOTUBOU
1IPUPTQIFSF ѮBU QBSU PG UIF 4VO GSPN XIJDI WJTJCMF MJHIU PSJHJOBUFT ѮF QIPUP
TQIFSFFNJUTXIJUFMJHIU PSBMMUIFDPMPSTDPNCJOFE*UJTUIFJOUFOTFMZCSJHIU WJTJCMF
QPSUJPOPGUIF4VO BOEUIFQMBDFXIFSFNPTUPGUIF4VOTFOFSHZFTDBQFTJOUPTQBDF UIF
MPXFTUMBZFSPGUIF4VOTBUNPTQIFSFWJFXFEJOXIJUFMJHIUѮFQIPUPTQIFSFPGBOZTUBS
JTUIFSFHJPOUIBUHJWFTSJTFUPJUTWJTJCMFDPOUJOVVNSBEJBUJPO"CPVULJMPNFUFST
UIJDL UIFTPMBSQIPUPTQIFSFJTB[POFXIFSFUIFHBTFPVTMBZFSTDIBOHFGSPNCFJOHDPN
QMFUFMZPQBRVFUPSBEJBUJPOUPCFJOHUSBOTQBSFOUѮFFĒFDUJWFUFNQFSBUVSFPGUIF4VOT
QIPUPTQIFSFJTLFMWJOѮFDPOUJOVVNSBEJBUJPOPGUIFQIPUPTQIFSFJTBCTPSCFE
BUDFSUBJOXBWFMFOHUITCZTMJHIUMZDPPMFSHBTKVTUBCPWFJU QSPEVDJOHUIFEBSL'SBVO
IPGFSMJOFT4VOTQPUT GBDVMBF HSBOVMFTBOEUIFTVQFSHSBOVMBUJPOBSFPCTFSWFEJOUIF
QIPUPTQIFSF BOENBHOFUPHSBNTEFTDSJCFUIFNBHOFUJDêFMEJOUIFQIPUPTQIFSFѮF
JOBOEPVUIFBWJOHNPUJPOT PSPTDJMMBUJPOT PGUIFQIPUPTQIFSFBSFVTFEUPEFDJQIFS
UIFJOUFSOBMEZOBNJDTBOETUSVDUVSFPGUIF4VOѮFUSBOTQBSFOUDISPNPTQIFSFMJFTKVTU
BCPWFUIFQIPUPTQIFSF BOEUIFUSBOTQBSFOUDPSPOBJTGPVOEBCPWFUIFDISPNPTQIFSF
4FFDISPNPTQIFSF DPSPOB 'SBVOIPGFSMJOF HSBOVMF IFMJPTFJTNPMPHZ NBHOFUPHSBN
TVOTQPU TVQFSHSBOVMBUJPO BOEXIJUFMJHIU
1IPUPTZOUIFTJT ѮFDIFNJDBMQSPDFTTXIFSFCZHSFFOQMBOUTVTFTVOMJHIUUPNBOVGBD
UVSFDBSCPIZESBUFTGSPNDBSCPOEJPYJEFBOEXBUFSBOESFMFBTFPYZHFOBTBCZQSPEVDU
1JD EV .JEJ 0CTFSWBUPSZ "O PCTFSWBUPSZ MPDBUFE JO UIF 'SFODI 1ZSÊOÊFT BU BO
BMUJUVEFPGNFUFST GFFU BOEPQFSBUFECZUIF6OJWFSTJUZPG5PMPVTF*UIBTB
NFUFS JODI SFëFDUPS XIJDIXBTVTFEGPSJNQPSUBOUFBSMZJOWFTUJHBUJPOTPGUIF
.PPOBOEQMBOFUT
1JOXIFFM(BMBYZ "GBDFPOTQJSBMHBMBYZEFTJHOBUFE.BOE/($ MPDBUFE
BUBEJTUBODFPGBCPVUNJMMJPOMJHIUZFBSTѮF5SJBOHVMVNTQJSBMHBMBYZ EFTJHOBUFE
. JTBMTPTPNFUJNFTDBMMFEUIF1JOXIFFM(BMBYZ4FF.FTTJFS0CKFDUTBOE5SJBOHV
MVN(BMBYZ
1MBHF 'SPNUIF'SFODIXPSEGPSiCFBDIu BQMBHFJTBCSJHIU EFOTFSFHJPOJOUIFDISP
NPTQIFSFGPVOEBCPWFTVOTQPUTPSPUIFSBDUJWFBSFBTPGUIFTPMBSQIPUPTQIFSF*UBMXBZT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BDDPNQBOJFTBOEPVUMJWFTTVOTQPUHSPVQT1MBHFTBQQFBSNVDICSJHIUFSJOUIFNPOP
DISPNBUJDMJHIUPGUIFIZESPHFOBMQIBMJOFPSUIFDBMDJVN)BOE,MJOFTUIBOUIFTVS
SPVOEJOHQBSUTPGUIFDISPNPTQIFSF1MBHFTBSFBTTPDJBUFEXJUIGBDVMBF XIJDIPDDVS
KVTUCFMPXUIFNJOUIFQIPUPTQIFSF BOEBSFGPVOEJOSFHJPOTPGFOIBODFENBHOFUJD
êFME4FFDBMDJVN)BOE,MJOFT DISPNPTQIFSF GBDVMBF )BOE,MJOFT BOEIZESPHFO
BMQIBMJOF
1MBODL FQPDI "MTP DBMMFE UIF 1MBODL UJNF UIF êSTU JOTUBOU GPMMPXJOH UIF #JH #BOH
XIFO UIF DPTNJD NBUUFS EFOTJUZ XBT TP IJHI UIBU UIF HSBWJUBUJPOBM GPSDF BDUFE BT
TUSPOHMZBTUIFPUIFSGVOEBNFOUBMGPSDFT
1MBODL.JTTJPO "DPMMBCPSBUJWF&4"BOE/"4"NJTTJPOUIBUJTJOEFWFMPQNFOU XJUI
B QSPKFDUFE MBVODI JO UIF ZFBS 1MBODL XJMM TVSWFZ UIF FOUJSF TLZ BOE QSPEVDF
NBQTPGJUBUOJOFEJĒFSFOUGSFRVFODJFT QSPWJEJOHEFUBJMFEJOGPSNBUJPOPOUIFUISFF
EFHSFFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPOBTXFMMBTUIFPSJHJOBOEFWPMVUJPOPG
UIFPCTFSWBCMF6OJWFSTFѮFNJTTJPOJTOBNFEBѫFSUIF(FSNBOUIFPSFUJDBMQIZTJDJTU
.BY1MBODL ¢ XIPEFSJWFEUIFTQFDUSVNPGCMBDLCPEZSBEJBUJPO JOUSP
EVDJOHUIFRVBOUBPGFOFSHZIFXBTBXBSEFEUIF/PCFM1SJ[FJO1IZTJDTGPSUIJT
BDIJFWFNFOU
1MBODLUJNF 4FF1MBODLFQPDI
1MBODLTDPOTUBOU "GVOEBNFOUBMDPOTUBOUHJWJOHUIFSBUJPCFUXFFOUIFFOFSHZBOE
GSFRVFODZPGBOFMFDUSPNBHOFUJDQIPUPO PSRVBOUVNPGMJHIU êSTUVTFECZUIF(FSNBO
QIZTJDJTU.BY1MBODL ¢ JOEFSJWJOHUIFGPSNVMBGPSUIFSBEJBUJPOTQFDUSVN
PGBQFSGFDUBCTPSCFS PSCMBDLCPEZ1MBODLTDPOTUBOUJTEFOPUFECZUIFTZNCPMI BOE
IBTBWBMVFPGI+PVMFTFDPOEPSIFSHTFDPOE
1MBOFU "OPCKFDUPSCJUJOHUIF4VOPSBOPUIFSTUBS XIJDISFëFDUTUIFMJHIUUIBUTUSJLFT
JU"QMBOFUJTOPUMBSHFFOPVHIUPHFOFSBUFFOFSHZUISPVHIOVDMFBSGVTJPOBUJUTDPSF
XIJDINFBOTUIBUJUIBTUPCFMFTTNBTTJWFUIBOBCPVUUFOUJNFT+VQJUFSTNBTT5PCF
DBMMFEBQMBOFU UIFPCKFDUNVTUIBWFBMBSHFFOPVHINBTTUPCFGPSDFECZJUTHSBWJUZJOUP
CFDPNJOHNPSFPSMFTTTQIFSJDBMJOTIBQF XIJDINFBOTUIFPCKFDUNVTUCFNPSFNBT
TJWFUIBOUIFMBSHFTUBTUFSPJECVUBTUFSPJETBSFTPNFUJNFTDBMMFENJOPSQMBOFUT4PNF
EFêOJUJPOTEFNBOEUIBUBQMBOFUTIPVMEIBWFBOBUNPTQIFSF"QMBOFUJTGPSNFECZUIF
BDDSFUJPOPGQMBOFUFTJNBMTXJUIJOBQSPUPQMBOFUBSZEJTD UIFSPUBUJOHEFCSJTMFѫBѫFSB
TUBSIBTGPSNFE4FFBTUFSPJE QMBOFUFTJNBM BOEQSPUPQMBOFUBSZEJTL
1MBOFUBSZOFCVMB "TIFMMPGJMMVNJOBUFEHBTUIBUTVSSPVOETPMEBOEEZJOHTUBSTѮF
êSTUQMBOFUBSZOFCVMB EFTJHOBUFE/($ XBTEJTDPWFSFEJOCZUIF(FSNBO
CPSO&OHMJTIBTUSPOPNFS8JMMJBN)FSTDIFM ¢ EFTDSJCJOHJUBTiQMBOFUBSZu
CFDBVTFJUTSPVOE EJTLMJLFTIBQFSFTFNCMFEBQMBOFUBTTFFOJOBTNBMMUFMFTDPQF CVU
UIFSF JT OP QIZTJDBM DPOOFDUJPO XJUI QMBOFUT *O UIF &OHMJTI BTUSPOPNFS 8JM
MJBN)VHHJOT ¢ EJTDPWFSFEUISFFFNJTTJPOMJOFTSBEJBUFEGSPNUIFQMBO
FUBSZOFCVMBOPXLOPXOBT/($ TIPXJOHUIBUJUJTNBEFPGMPXEFOTJUZHBT
0OF PG MJOFT XBT BUUSJCVUFE UP IZESPHFO CVU UIF PUIFS UXP TVHHFTUFEUIFFYJTUFODF
PGBOVOEJTDPWFSFEFMFNFOUUIBUCFDBNFLOPXOBTiOFCVMJVNu*U XBTOUVOUJM
UIBUUIF%VUDIBTUSPOPNFS)FSNBO;BOTUSB ¢ VTFERVBOUVNUIFPSZUP
FYQMBJOUIFIZESPHFOMJOFTPGEJĒVTFOFCVMBF JODMVEJOHUIFQMBOFUBSZOFCVMBF XIPTF
IZESPHFOBUPNTBSFJPOJ[FECZUIFVMUSBWJPMFUMJHIUPGCSJHIU DFOUSBMTUBSTGPMMPXFE
CZ UIF SFDPNCJOBUJPO PG GSFF FMFDUSPOT BOE QSPUPOT UP SBEJBUF IZESPHFO MJOFT BOE
NBLFIZESPHFOBUPNT*OUIF"NFSJDBOBTUSPOPNFS*SB4#PXFO ¢
TIPXFE UIBU UIF OFCVMJVN MJOFT BSJTF GSPN JPOJ[FE BUPNT PG PYZHFO BOE OJUSPHFO
VOEFSHPJOHiGPSCJEEFOuUSBOTJUJPOTJOUIFMPXEFOTJUZHBT"QMBOFUBSZOFCVMBJTVTV
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BMMZFKFDUFEGSPNBEZJOHSFEHJBOUTUBS3BEJBUJPOGSPNUIFOFXMZFYQPTFE IPUCMVF
DPSFFYDJUFTUIFHBTJOUIFQMBOFUBSZOFCVMB DBVTJOHJUUPHMPXѮFDFOUSBMTUBSTPG
QMBOFUBSZOFCVMBFBSFIPUBOECMVF JOUSBOTJUJPOCFUXFFOBSFEHJBOUTUBSBOEBXIJUF
EXBSG $PNNPOMZ LOPXO QMBOFUBSZ OFCVMBF BSF UIF %VNCCFMM /FCVMB m . BOE
/($ UIF)FMJY/FCVMBm/($ UIF0XM/FCVMBm.BOE/($ UIF
3JOH/FCVMBJO-ZSBm.BOE/($BOEUIF4BUVSO/FCVMBm/($4FF
$BUT&ZF/FCVMB %VNCCFMM/FCVMB )FMJY/FCVMB )PVSHMBTT/FCVMB 0XM/FCVMB
3JOH/FCVMBBOE4BUVSO/FCVMB
1MBOFUFTJNBM "TNBMMCPEZGSPNBGFXNFUFSTUPTFWFSBMLJMPNFUFSTJOTJ[F GPSNFE
GSPNEVTUBOEJDF JGQSFTFOU DPOUBJOFEJOBQSPUPQMBOFUBSZEJTL UIFSPUBUJOHEFCSJT
MFѫBѫFSBTUBSIBTGPSNFE1MBOFUTGPSNGSPNUIFBDDSFUJPOPSHBUIFSJOHUPHFUIFSPG
QMBOFUFTJNBMTBOECZDPMMJTJPOBOEHSBWJUBUJPOBMBUUSBDUJPOPGQSPUPQMBOFUTGPSNFECZ
UIFQMBOFUFTJNBMT4FFQSPUPQMBOFU QSPUPQMBOFUBSZEJTL BOETPMBSOFCVMB
1MBTNB "DPNQMFUFMZJPOJ[FEHBT DPOTJTUJOHPGFMFDUSPOTUIBUIBWFCFFOQVMMFEGSFF
PG BUPNT BOE JPOT JO XIJDI UIF UFNQFSBUVSF JT UPP IJHI GPS OFVUSBM VOJPOJ[FE
BUPNTUPFYJTUѮFIJHIUFNQFSBUVSFTSFTVMUJOBUPNTMPTJOHUIFJSOPSNBMDPNQMF
NFOUPGFMFDUSPOTUPMFBWFQPTJUJWFMZDIBSHFEJPOTCFIJOE BOEJUJTUPPIPUGPSUIFGSFF
FMFDUSPOTBOEJPOTUPKPJOUPHFUIFSBOEGPSNQFSNBOFOUBUPNTѮFJOUFSJPSPGUIF
4VOBOEPUIFSNBJOTFRVFODFTUBSTJTBQMBTNBDPOTJTUJOHNBJOMZPGFMFDUSPOTBOE
QSPUPOT UIF OVDMFJ PG IZESPHFO BUPNT 1MBTNB IBT CFFO DBMMFE UIF GPVSUI TUBUF PG
NBUUFS JOBEEJUJPOUPTPMJE MJRVJE BOEHBT4JODFUIFUPUBMOFHBUJWFFMFDUSJDBMDIBSHF
PGUIFGSFFFMFDUSPOTJTFRVBMUPUIFUPUBMQPTJUJWFDIBSHFPGUIFJPOT QMBTNBJTFMFDUSJ
DBMMZOFVUSBMPWFSBTVēDJFOUMZMBSHFWPMVNF.PTUPGUIFNBUUFSJOUIF6OJWFSTFJTJO
UIFQMBTNBTUBUF
1MBTNB CFUB ѮF SBUJP PG HBT QSFTTVSF UP UIF QSFTTVSF PG UIF NBHOFUJD êFME XJUIJO
BQMBTNBѮFHBTQSFTTVSFJODSFBTFTXJUIUFNQFSBUVSF BOEUIFNBHOFUJDQSFTTVSFJT
QSPQPSUJPOBMUPUIFTRVBSFPGUIFNBHOFUJDêFMETUSFOHUI
1MBTNBTQIFSF "SFHJPOPGIJHIEFOTJUZ DPMEQMBTNB DPOTJTUJOHPGQSPUPOTBOEFMFD
USPOT XIJDITVSSPVOETUIF&BSUIBCPWFUIFJPOPTQIFSFBUBMUJUVEFTHSFBUFSUIBO
LJMPNFUFSTѮFQMBTNBTQIFSFFYUFOETPVUUPCFUXFFOUISFFBOETFWFO&BSUISBEJJ
1MBUFUFDUPOJDT "DDPSEJOHUPUIJTUIFPSZ UIF&BSUITPVUFSTIFMMJTTVCEJWJEFEJOUPB
NPTBJDPGMBSHFSJHJEQMBUFTUIBUBSFJODPOUJOVBMNPUJPO QSPEVDJOHFBSUIRVBLFTBOE
CVJMEJOHNPVOUBJOTBUUIFJSCPVOEBSJFTCZUFDUPOJDT GSPNUIF(SFFLXPSEGPSiDBSQFO
UFSuPSiCVJMEJOHuѮFNPWJOHQMBUFTDBSSZDPOUJOFOUTPOUIFJSCBDLT BDDPVOUJOHGPS
DPOUJOFOUBMESJѫ BOEBSFQVTIFEBMPOHCZUIFTQSFBEJOHTFBëPPSѮF$BOBEJBOHFPMP
HJTU+PIO5V[P8JMTPO ¢ JOUSPEVDFEUIFDPODFQUPGQMBUFUFDUPOJDTJO
4FFDPOUJOFOUBMESJѫBOETFBëPPSTQSFBEJOH
1MFJBEFT "OFBSCZPQFODMVTUFSPGTUBSTJOUIFDPOTUFMMBUJPO5BVSVTUIBUMJFTBCPVU
MJHIUZFBSTBXBZѮF1MFJBEFTJTBMTPLOPXOBTUIF4FWFO4JTUFSTXIPTFTFWFOCSJHIU
CMVFXIJUF#TUBSTBSFOBNFEBѫFSUIFTFWFOEBVHIUFSTPGUIFHPE"UMBTBOEUIFNPSUBM
1MFJPOFJO(SFFLNZUIPMPHZ*OPSEFSPGCSJHIUOFTT UIFZBSF"MDZPOF &MFDUSB .BJB
.FSPQF 5BZHFUB $FMBFOP BOE4FSPQFѮFCSJHIUTUBSTBSFSFMBUJWFMZZPVOH XJUIBO
(MPTTBSZ1
FTUJNBUFE BHF PG BCPVU NJMMJPO ZFBST TUJMM FONFTIFE JO B DMPVE PG EVTUZ HBT UIBU
SFëFDUT UIF TUBSMJHIU BOE DSFBUFT UIF 1MFJBEFT PS .FSPQF SFëFDUJPO OFCVMB 4FF PQFO
DMVTUFSBOESFëFDUJPOOFCVMB
1MVSBMJUZ PG XPSMET )ZQPUIFTJT UIBU UIF 6OJWFSTF DPOUBJOT JOIBCJUFE QMBOFUT PUIFS
UIBOUIF&BSUI
1MVUP " TNBMM QMBOFU EJTDPWFSFE BU UIF PVUFS FEHF PG UIF QMBOFUBSZ TZTUFN PO
'FCSVBSZCZ$MZEF8JMMJBN5PNCBVHI ¢ VTJOHUIFNFUFS
JODI QIPUPHSBQIJDUFMFTDPQFBUUIF-PXFMM0CTFSWBUPSZ1MVUPNPWFTJOBIJHIMZFMPO
HBUFEPSCJUUIBUDBSSJFTJUCFUXFFOBOE"6GSPNUIF4VO XJUIJOBOEPVUTJEFUIF
PSCJUPG/FQUVOFѮF"NFSJDBOBTUSPOPNFS8JMMJBN)FOSZ1JDLFSJOH ¢
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
1PMBSJTJTOPXUIF/PSUI1PMFTUBS CVUJOBCPVUZFBSTJUXJMMCF7FHB4FF1PMBSJT
BOEQSFDFTTJPO
1PMMVY "HJBOU,TUBSMJHIUZFBSTBXBZJOUIFEJSFDUJPOPGUIFDPOTUFMMBUJPO(FN
JOJ1PMMVY BMTPOBNFE#FUB(FNJOPSVN IBTBOBQQBSFOUWJTVBMNBHOJUVEFPG
BOBCTPMVUFWJTVBMNBHOJUVEFPG BOEIBTBOJOUSJOTJDMVNJOPTJUZUJNFTUIBUPG
UIF4VO
1PQVMBUJPO*TUBS "SFMBUJWFMZZPVOHTUBSDPOUBJOJOHBIJHIBCVOEBODFPGNFUBMTUIBU
UFOETUPCFMPDBUFEJOUIFBSNTBOEEJTLPGTQJSBMHBMBYJFTѮF4VOJTB1PQVMBUJPO*TUBS
4FFTUFMMBSQPQVMBUJPOT
1PQVMBUJPO**TUBS "SFMBUJWFMZPMETUBSXIPTFBCVOEBODFPGIFBWZFMFNFOUTJTNVDI
MFTTUIBOUIBUPGUIF4VOBOEPUIFS1PQVMBUJPO*TUBST DPOTJTUJOHBMNPTUTPMFMZPGIZESP
HFOBOEIFMJVNѮFZUFOEUPCFMPDBUFEJOFMMJQUJDBMHBMBYJFT UIFDFOUSBMSFHJPOTPG
TQJSBMHBMBYJFTBOEHMPCVMBSTUBSDMVTUFST4FFHMPCVMBSDMVTUFS BOETUFMMBSQPQVMBUJPOT
1PTJUSPO " QPTJUJWFMZ DIBSHFE BOUJQBSUJDMF PG UIF FMFDUSPO OBNFE B QPTJUSPO GPS B
iQPTJUJWFFMFDUSPOuѮFQPTJUSPOJTBTVCBUPNJDQBSUJDMFXJUIUIFNBTTPGUIFFMFDUSPO
CVUBOFRVBMQPTJUJWFFMFDUSJDDIBSHF4FFBOUJNBUUFSBOECFUBEFDBZ
1PUFOUJBMFOFSHZ ѮFFOFSHZUIBUBOPCKFDUQPTTFTTFTBTBSFTVMUPGJUTQPTJUJPO
'*( 0RECESSION 4HE POLE OF THE %ARTHS ROTATION TRACES OUT A CIRCLE ON THE SKY ONCE EVERY
YEARS SWEEPING OUT A CONE WITH AN ANGULAR RADIUS OF ABOUT DEGREES 4HE 'REEK
ASTRONOMER (IPPARCHUS LIVED C
"# DISCOVERED THIS PRECESSION IN THE
ND CENTURY "# 4HE NORTH CELESTIAL
POLE NOW LIES NEAR THE BRIGHT STAR
0OLARIS BUT AS THE RESULT OF PRECESSION
THE ROTATIONAL AXIS WILL POINT TOWARDS
ANOTHER BRIGHT NORTH STAR 6EGA IN
ROUGHLY YEARS 4HIS MOTION
OF THE %ARTHS ROTATIONAL AXIS ALSO
CAUSES A PRECESSION OF THE EQUINOXES
AND THEREFORE A SLOW CHANGE IN THE
CELESTIAL COORDINATES OF ANY COSMIC
OBJECT 4HE 6ERNAL %QUINOX WILL MOVE
THROUGH ALL THE SIGNS OF THE ZODIAC IN
ABOUT YEARS
UPUIFMJOFPGTJHIUUPUIFTUBS8IFOBTUBSTEJTUBODFJTLOPXO UIFQSPQFSNPUJPODBO
CFDPOWFSUFEJOUPBUSBOTWFSTFWFMPDJUZѮFUXPTUBSTXJUIUIFMBSHFTUQSPQFSNPUJPOT
BSF#BSOBSETTUBSBOE,BQUFZOTTUBS CPUISFEEXBSGTUBST XJUIQSPQFSNPUJPOTPG
BOETFDPOETPGBSDQFSZFBS SFTQFDUJWFMZ"GFXIVOESFETUBSTIBWFQSPQFSNPUJPOT
HSFBUFSUIBOTFDPOEPGBSDQFSZFBS CVUNPTUPGUIFNIBWFQSPQFSNPUJPOTPGMFTTUIBO
TFDPOETPGBSDQFSZFBS*OTUSVNFOUTBCPBSEUIF)*11"3$04TBUFMMJUFIBWFEFUFS
NJOFEUIFQSPQFSNPUJPOTPGTUBSTXJUIBQSFDJTJPOPGTFDPOETPGBSD4FF
#BSOBSET4UBS )*11"3$04 BOE,BQUFZOT4UBS
1SPUPHBMBYZ .BUUFSUIBUJTCFHJOOJOHUPDPNFUPHFUIFSUPGPSNBHBMBYZ
1SPUPO "TVCBUPNJDQBSUJDMFXJUIQPTJUJWFFMFDUSJDDIBSHFMPDBUFEJOUIFOVDMFVTPG
FWFSZBUPNPSTFUGSFFGSPNJU*OUIF/FX;FBMBOECPSO#SJUJTIQIZTJDJTU&SOFTU
3VUIFSGPSE ¢ BOOPVODFE UIBU UIF NBTTJWF OVDMFJ PG BMM BUPNT BSF DPN
QPTFEPGUIFQPTJUJWFMZDIBSHFEIZESPHFOOVDMFJ XIJDIIFOBNFEQSPUPOTѮFOVDMFVT
PGBIZESPHFOBUPNJTBQSPUPOѮFBUPNJDOVNCFS EFOPUFECZ; TQFDJêFTUIFOVN
CFSPGQSPUPOTJOUIFOVDMFVTPGBOZBUPNѮFQSPUPOIBTBNBTTPG
LJMPHSBNT BOEBNBTTFOFSHZFRVJWBMFOUUP.F7"QSPUPOJTUJNFTNPSF
NBTTJWFUIBOBOFMFDUSPO4FFBUPNJDOVNCFSBOEOVDMFPO
1SPUPOQSPUPODIBJO "CCSFWJBUFEQQDIBJO BTFRVFODFPGUIFSNPOVDMFBSSFBDUJPOTJO
XIJDIIZESPHFOOVDMFJ PSQSPUPOT BSFUSBOTGPSNFEJOUPIFMJVNOVDMFJѮF(FSNBOCPSO
"NFSJDBOQIZTJDJTU)BOT#FUIF ¢ QSPQPTFEUIFEFUBJMTPGUIFQSPUPOQSPUPO
DIBJOPGUIFSNPOVDMFBSSFBDUJPOTJOm*UJTUIFNBJOTPVSDFPGFOFSHZJOUIF4VOBOE
PGBMMNBJOTFRVFODFTUBSTXJUIBNBTTMFTTUIBOUJNFTUIF4VOTNBTT*OUIFêSTUTUBHF
PGUIFQSPUPOQSPUPODIBJO UXPQSPUPOTDPNCJOFUPGPSNBEFVUFSJVNOVDMFVT SFMFBTJOH
BQPTJUSPO BOFVUSJOPBOESBEJBUJPO*OUIFTFDPOETUBHFUIFEFVUFSJVNOVDMFVTDPNCJOFT
XJUIBQSPUPOUPGPSNBOJTPUPQFPGIFMJVN EFOPUFE )F BHBJOSFMFBTJOHSBEJBUJPO*O
UIFMBTUTUBHF UXP)FOVDMFJDPNCJOFUPGPSNUIFOPSNBMIFMJVNOVDMFVT EFOPUFE)F
SFMFBTJOHUXPQSPUPOTBOESBEJBUJPO0WFSBMM GPVSQSPUPOTBSFDPOWFSUFEJOUPPOFIFMJVN
OVDMFVT XJUIUIFNBTTEJĒFSFODFSFMFBTFEBTFOFSHZ4FFIZESPHFOCVSOJOH
1SPUPOQSPUPOSFBDUJPO 4FFQSPUPOQSPUPODIBJO
1SPUPQMBOFU " CPEZ GPSNFE CZ UIF BDDSFUJPO PG QMBOFUFTJNBMT XJUIJO B QSPUPQMBO
FUBSZEJTLѮFDPMMJTJPOBOEHSBWJUBUJPOBMDPBMFTDFODFPGQSPUPQMBOFUTSFTVMUFEJOUIF
GPSNBUJPOPGQMBOFUT XJUIJOPVS4PMBS4ZTUFNBOEBSPVOEPUIFSTUBST4FFQMBOFUFTJNBM
BOEQSPUPQMBOFUBSZEJTL
1SPUPQMBOFUBSZEJTL "EJTLPGEVTUBOEHBTSPUBUJOHBCPVUBZPVOHTUBS SFQSFTFOU
JOHUIFFBSMZTUBHFTPGQMBOFUGPSNBUJPOUISPVHIUIFHBUIFSJOHUPHFUIFSPGQMBOFUFTJ
NBMTBOEQSPUPQMBOFUTѮFQSPUPQMBOFUBSZEJTLPGUIF4PMBS4ZTUFNJTLOPXOBTUIF
TPMBSOFCVMB1SPUPQMBOFUBSZEJTLTIBWFCFFOEFUFDUFEBUJOGSBSFEXBWFMFOHUIT êSTU
JOXJUIUIF*OGSB3FE"TUSPOPNJDBM4BUFMMJUF BOETJODFXJUIUIF4QJU[FS
4QBDF 5FMFTDPQF *OTUSVNFOUT BCPBSE UIF )VCCMF 4QBDF 5FMFTDPQF IBWF EJTDPWFSFE
OVNFSPVTQSPUPQMBOFUBSZEJTLTBUWJTJCMFMJHIUXBWFMFOHUIT QBSUJDVMBSMZTVSSPVOE
JOHZPVOHTUBSTJOUIF0SJPO/FCVMB4FF0SJPO/FCVMB QMBOFUFTJNBM QSPUPQMBOFU
TPMBSOFCVMBBOE7FHB
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
SFRVJSJOHBUPNJDDMPDLTUPEFUFDUBOZDIBOHFTѮF*SJTIBTUSPOPNFSBOEHSBEVBUFTUV
EFOU +PDFMZO #FMM ¢ BOE IFS SFTFBSDI BEWJTPS UIF &OHMJTI SBEJP BTUSPOPNFS
"OUPOZ )FXJTI ¢ EJTDPWFSFE UIF êSTU QVMTBS JO BU UIF .VMMBSE 3BEJP
"TUSPOPNZ 0CTFSWBUPSZ JO $BNCSJEHF &OHMBOE ѮFZ XFSF TUVEZJOH SBQJE ëVDUVB
UJPOTPGFYUSBHBMBDUJDSBEJPTPVSDFTUIJTUXJOLMJOHPSTDJOUJMMBUJPOJTQSPEVDFECZUIF
TPMBSXJOEѮFêSTUSBEJPQVMTBSUPCFEJTDPWFSFEJTEFTJHOBUFE143GPSJUT
DFMFTUJBMDPPSEJOBUFT BOEJUIBEBQFSJPEPGTFDPOET*O"NFSJDBO
BTUSPQIZTJDJTU ѮPNBT (PME ¢ QSPQPTFE UIBU QVMTBST BSF IJHIMZ NBHOF
UJ[FE SBQJEMZSPUBUJOHOFVUSPOTUBST QSFEJDUJOHUIBUQVMTBSTXJUINVDITIPSUFSQFSJPET
XPVMECFGPVOEBOEUIBUUIFJSQVMTBSQFSJPETXJMMMFOHUIFOBTUIFOFVUSPOTUBSMPTFT
SPUBUJPOBMFOFSHZ)JTQSFEJDUJPOTXFSFDPOêSNFEJOXIFOBQVMTBSXBTEJTDPW
FSFETQJOOJOHUJNFTBTFDPOEJOUIF$SBC/FCVMBTVQFSOPWBSFNOBOU BOETVCTF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( 0ULSAR n 8 RAY -ATERIAL FROM A NORMAL VISIBLE LIGHT STAR SPILLS OVER ONTO ITS
COMPANION AN INVISIBLE NEUTRON STAR 4HE mOW OF GAS IS DIVERTED BY THE POWERFUL MAGNETIC
lELDS OF THE NEUTRON STAR WHICH CHANNELS THE IN FALLING MATERIAL ONTO THE MAGNETIC POLAR CAPS
4HE IMPACT OF THE GAS ON THE STARS SURFACE CREATES A PAIR OF 8 RAY HOTSPOTS ALIGNED ALONG
THE MAGNETIC AXIS AT EACH MAGNETIC CAP "ECAUSE THE MAGNETIC lELD AXIS IS INCLINED TO THE
NEUTRON STARS ROTATION AXIS THE 8 RAY RADIATION FROM THE HOT SPOTS SWEEPS ACROSS THE SKY ONCE
PER REVOLUTION PRODUCING THE APPEARANCE OF PERIODIC 8 RAY PULSATIONS IF ONE OF THE HOT SPOTS
INTERSECTS THE OBSERVERS LINE OF SIGHT
RVFOUMZGPVOEUPIBWFBOJODSFBTJOHQFSJPE*OUIF"NFSJDBOSBEJPBTUSPOPNFST
3VTTFMM")VMTF ¢ BOE+PTFQI)5BZMPS+S ¢ EJTDPWFSFEUIFCJOBSZ
SBEJPQVMTBS143 XIJDIDPOTJTUTPGUXPOFVUSPOTUBST POFSBEJPMPVEBOEUIF
PUIFSSBEJPRVJFU JOPSCJUBCPVUBDPNNPODFOUFSPGNBTT"DDVSBUFUJNJOHPCTFSWB
UJPOTPGUIFSBEJPQVMTBSJOEJDUFEUIBUUIFUXPOFVUSPOTUBSTBSFTMPXMZBQQSPBDIJOH
FBDIPUIFS MPTJOHPSCJUBMFOFSHZBUUIFSBUFFYQFDUFEJGUIFZBSFFNJUUJOHHSBWJUBUJPOBM
XBWFT*OUIF"NFSJDBOSBEJPBTUSPOPNFS%POBME$#BDLFS ¢ EJTDPWFSFE
UIFêSTUNJMMJTFDPOEQVMTBS EFTJHOBUFE143 XJUIBQFSJPEPGNJMMJTFD
POET "OPUIFS NJMMJTFDPOE QVMTBS 143 XJUI B QFSJPE PG NJMMJTFDPOET
XBTEJTDPWFSFEJOCZUIF"NFSJDBOBTUSPOPNFS"MFLTBOEFS8PMT[D[BO ¢
BDDVSBUFUJNJOHPCTFSWBUJPOTPGUIJTQVMTBSSFTVMUFEJOUIFEJTDPWFSZPGUXP&BSUI
TJ[FEQMBOFUTPSCJUJOH143*OTUSVNFOUTBCPBSEUIF6IVSVTBUFMMJUF MBVODIFE
JO EJTDPWFSFESFQFBUJOHQVMTFTPG9SBZSBEJBUJPO XJUIQFSJPETPGBCPVUBTFDPOE
ѮFTF9SBZQVMTBST TVDIBT$FOUBVSVT9BOE)FSDVMFT9 BSFCJOBSZTUBSTXJUI
UIFOFVUSPOTUBSDPNQPOFOUQVMMJOHJONBUUFSGSPNBOFBSCZWJTJCMFMJHIUDPNQBOJPO
9SBZTBSFFNJUUFECZUIFHBTGBMMJOHJOUPUIFOFVUSPOTUBS"TUIFSFTVMUPGUIJTBDDSFUJPO
PG NBUUFS UIF SPUBUJOH OFVUSPO TUBST BSF HBJOJOH SPUBUJPOBM FOFSHZ BOE TQFFEJOH VQ
XJUITIPSUFSQVMTBUJPOQFSJPEBTUJNFHPFTPO*OEJWJEVBMSBEJPQVMTBSTTVDIBTUIF$SBC
/FCVMB BOE 7FJM /FCVMB QVMTBST IBWF BMTP CFFO EFUFDUFE BU 9SBZ XBWFMFOHUIT XJUI
UIF$IBOESB9SBZ0CTFSWBUPSZ4FF"SFDJCP0CTFSWBUPSZ CJOBSZQVMTBS $FOUBVSVT
9 $SBC /FCVMB FYUSBTPMBS QMBOFU HSBWJUBUJPOBM SBEJBUJPO )FSDVMFT 9 NJMMJTFD
POEQVMTBS .VMMBSE3BEJP"TUSPOPNZ0CTFSWBUPSZ OFVUSPOTUBS 143 143
143 BOE6IVSV.JTTJPO
(MPTTBSZ1
2
2VBOESBOUJET "TUSPOHNFUFPSTIPXFSPDDVSSJOHEVSJOHUIFêSTUXFFLPG+BOVBSZ
XJUI B NBYJNVN PO UP +BOVBSZ BOE B SBEJBOU JO UIF DPOTUFMMBUJPO #PÕUFT ѮF
NFUFPSTIPXFSTOBNFJTEFSJWFEGSPNBOPMEDPOTUFMMBUJPO2VBESBOT.VSBMJT XIJDIJT
OPMPOHFSPēDJBMMZSFDPHOJ[FE4FFNFUFPSTIPXFS
2VBOUVN NFDIBOJDT ѮF UIFPSZ PG BUPNJD BOE TVCBUPNJD TZTUFNT CBTFE PO UIF
OPUJPOPGRVBOUJ[FEFOFSHZJOSBEJBUJPO UIFQIPUPOT BOEJOUIFBOHVMBSNPNFOUVN
BOEFOFSHZMFWFMTPGFMFDUSPOTJOBUPNT BSJTJOHGSPNUIFGBJMVSFPGDMBTTJDBMDPODFQUTPG
XBWFTPSQBSUJDMFTJOEJWJEVBMMZUPEFTDSJCFTVDITZTUFNT4FFVODFSUBJOUZQSJODJQMF
2VBOUVNUVOOFMJOH 4FFUVOOFMFĒFDU
3
3BEBS "GPSNPGSBEJPPCTFSWBUJPOJOXIJDIBTJHOBMJTFNJUUFEBOEUIFSFëFDUFETJH
OBMJTSFDFJWFEBOETUVEJFE"DSPOZNGPS3"EJP%FUFDUJPO"OE3BOHJOHѮF4DPUUJTI
FOHJOFFS3PCFSU8BUTPO8BUU ¢ QBUFOUFEIJTêSTUiSBEJPMPDBUPSuJO
BOEQBSUJDJQBUFEJOUIFTVCTFRVFOUEFWFMPQNFOUPGSBEBS XIJDICFDBNFGVMMZSFBMJ[FE
CZ"NFSJDBOBOE#SJUJTITDJFOUJTUTEVSJOH8PSME8BS** m "ѫFSUIFXBS
SBEBS XBT VTFE UP NFBTVSF UIF EJTUBODF SPUBUJPO BOE UPQPHSBQIZ PG UIF .PPO BOE
OFBSCZQMBOFUT4FF.FSDVSZ SBEBSBTUSPOPNZ BOE7FOVT
3BEBSBTUSPOPNZ ѮFVTFPGSBEBSUPEFUFSNJOFUIFEJTUBODF SPUBUJPO BOESBEJPSFëFD
UJPODIBSBDUFSJTUJDTPGDPTNJDPCKFDUT%JTUBODFDBOCFEFUFSNJOFEGSPNUIFUJNFEFMBZ
CFUXFFOUIFUSBOTNJTTJPOPGBSBEBSQVMTFBOEUIFSFDFQUJPOPGUIFiFDIPuKVTUNVMUJQMZ
UIFUJNFEFMBZCZUIFWFMPDJUZPGMJHIUBOEEJWJEFCZUXP3PUBUJPODBOCFJOGFSSFEGSPN
UIF%PQQMFSFĒFDUCSPBEFOJOHPGUIFXBWFMFOHUIPGUIFSFUVSOFESBEBSTJHOBM3BEJPFOHJ
OFFSTXJUIUIF6OJUFE4UBUFT"SNZ4JHOBM$PSQT-BCPSBUPSZêSTUSFDPSEFESBEBSFDIP
TJHOBMTGSPNUIF.PPOPO+BOVBSZ BQQSPYJNBUFMZTFDPOETBѫFSUSBOTNJTTJPO
UIF )VOHBSJBO FMFDUSJDBM FOHJOFFS ;PMUBO #BZ ¢ SFQFBUFE UIF BDDPNQMJTI
NFOUBNPOUIMBUFS3BEBSNFBTVSFNFOUTPGUIFQMBOFUT7FOVTBOE.FSDVSZGSPNUIF
"SFDJCP0CTFSWBUPSZ êSTUSFQPSUFECZUIF"NFSJDBOTDJFOUJTU*SXJO*4IBQJSP ¢
JOGPS7FOVTBOECZUIF"NFSJDBOTDJFOUJTUT(PSEPO)1FUUFOHJMM ¢ BOE
3PMG#%ZDF ¢ JOGPS.FSDVSZ JOEJDBUFUIBU.FSDVSZSPUBUFTXJUIBQFSJPE
PG&BSUIEBZT KVTUPGJUTPSCJUBMQFSJPEPG&BSUIEBZTBOEUIBU7FOVT
SPUBUFT XJUI B QFSJPE PG &BSUI EBZT JO UIF SFUSPHSBEF EJSFDUJPO MPOHFS UIBO
7FOVTPSCJUBMQFSJPEPG&BSUIEBZTѮFEJTUBODFPG7FOVT BOEIFODFUIFBTUSP
OPNJDBM VOJU PS NFBO EJTUBODF GSPN UIF &BSUI UP UIF 4VO XBT BMTP BDDVSBUFMZ EFUFS
NJOFE CZ SBEBS NFBTVSFNFOUT JO UIF T GSPN UIF "SFDJCP 0CTFSWBUPSZ BOE GSPN
/"4"T(PMETUPOFUSBDLJOHTUBUJPOBOEUIF+PESFMM#BOL0CTFSWBUPSZ#FHJOOJOHJO
UIFSBEBSJOTUSVNFOUBCPBSEUIF.BHFMMBOTQBDFDSBѫTQFOUNPSFUIBOGPVSZFBSTNBQ
QJOHPVUUIFTVSGBDFPG7FOVTJOHSFBUEFUBJM4FF"SFDJCP0CTFSWBUPSZ BTUSPOPNJDBMVOJU
.BHFMMBO.JTTJPO .FSDVSZ SBEBS BOE7FOVT
3BEJBMWFMPDJUZ ѮFTQFFEBUXIJDIBOPCKFDUJTBQQBSFOUMZNPWJOHFJUIFSUPXBSE
PSBXBZGSPNBOPCTFSWFSBMPOHUIFMJOFPGTJHIUѮF%PQQMFSFĒFDUNFBTVSFTUIF
SBEJBMWFMPDJUZ BOEUIFMBSHFSUIF%PQQMFSTIJѫJOXBWFMFOHUIUIFHSFBUFSUIFSBEJBM
WFMPDJUZѮFSBEJBMWFMPDJUZJTBSFMBUJWFWFMPDJUZ DPOTJTUJOHPGCPUIUIFPCTFSWFST
NPUJPO BMPOH UIF MJOF PG TJHIU BOE UIF PCKFDUT NPUJPO BMPOH UIF MJOF PG TJHIU 5P
EFUFSNJOFBOPCKFDUTUSVFWFMPDJUZJOTQBDF JUJTOFDFTTBSZUPLOPXUIFPCTFSWFST
NPUJPO BMPOH UIF MJOF PG TJHIU BOE BMTP UP LOPX UIF PCKFDUT USBOTWFSTF WFMPDJUZ
XIJDIJTBDSPTTUIFMJOFPGTJHIU4FF%PQQMFSFĒFDU %PQQMFSTIJѫ QSPQFSNPUJPO
BOESFETIJѫ
3BEJBO "EJNFOTJPOMFTTVOJUPGBOHVMBSNFBTVSFFRVBMUPTFDPOETPG
BSDѮFSFBSFPSBEJBOTJOBGVMMDJSDMFPGEFHSFFT XIFSFP
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
3BEJBOU ѮFQPJOUPOUIFDFMFTUJBMTQIFSFGSPNXIJDIBNFUFPSTIPXFSTFFNTUPDPNF
EFTJHOBUFECZUIFDPOTUFMMBUJPOUIBUQPJOUJTJO
3BEJBUJPO " QSPDFTT UIBU DBSSJFT FOFSHZ UISPVHI TQBDF 4FF FMFDUSPNBHOFUJD
SBEJBUJPO
3BEJBUJPO CFMU "SJOHTIBQFESFHJPOBSPVOEBQMBOFUJOXIJDIFMFDUSJDBMMZDIBSHFE
QBSUJDMFTmFMFDUSPOT QSPUPOT BOEPUIFSJPOTmBSFUSBQQFE GPMMPXJOHTQJSBMUSBKFDUPSJFT
BSPVOEUIFEJSFDUJPOPGUIFNBHOFUJDêFMEPGUIFQMBOFUѮFNBJOSBEJBUJPOCFMUTTVS
SPVOEJOHUIF&BSUIBSFLOPXOBTUIF7BO"MMFOCFMUT DPOUBJOJOHFMFDUSPOTPSQSPUPOT
UIBUBSFNBJOMZGSPNUIFTPMBSXJOE4JNJMBSSFHJPOTFYJTUBSPVOEPUIFSQMBOFUTXJUI
NBHOFUJD êFMET TVDI BT +VQJUFS ѮF &BSUI BMTP IBT BO JOOFS SBEJBUJPO CFMU DPOUBJO
JOH JPOT PG NBUFSJBM GSPN JOUFSTUFMMBS TQBDF 4FF 7BO "MMFO CFMUT BOE 4PVUI "UMBOUJD
"OPNBMZ
3BEJBUJPOQSFTTVSF ѮFQSFTTVSFFYFSUFECZFMFDUSPNBHOFUJDSBEJBUJPOPSQIPUPOT
3BEJBUJPO QSFTTVSF DBO DPNQFUF XJUI HBT QSFTTVSF JO TVQQPSUJOH HJBOU TUBST BOE JU
CMPXT UIF EVTU UBJMT PG DPNFUT BXBZ GSPN UIF 4VO *O UIF &OHMJTI BTUSPOPNFS
"SUIVS &EEJOHUPO ¢ TIPXFE UIBU SBEJBUJPO QSFTTVSF NVTU TUBOE XJUI
HSBWJUBUJPOBOEHBTQSFTTVSFBTUIFUIJSENBKPSGBDUPSJONBJOUBJOJOHUIFFRVJMJCSJVN
PGBTUBS*OIFEFSJWFEUIFNBTTMVNJOPTJUZSFMBUJPOPGTUBSTBTTVNJOHUIBUUIFZ
XFSFTVQQPSUFECZHBTBOESBEJBUJPOQSFTTVSF4FFHBTQSFTTVSFBOENBTTMVNJOPTJUZ
SFMBUJPO
3BEJBUJWF [POF "O JOUFSJPS MBZFS PG UIF 4VO MZJOH CFUXFFO UIF FOFSHZHFOFSBUJOH
DPSFBOEUIFDPOWFDUJWF[POF XIFSFFOFSHZUSBWFMTPVUXBSECZSBEJBUJPO
(MPTTBSZ3
3BEJP 4FFSBEJPSBEJBUJPO
3BEJPBDUJWFEFDBZ 4FFSBEJPBDUJWJUZ
3BEJPBDUJWJUZ ѮFTQPOUBOFPVTEFDBZPGDFSUBJOSBSF VOTUBCMF IFBWZOVDMFJJOUPNPSF
TUBCMFMJHIUOVDMFJ XJUIUIFSFMFBTFPGFOFSHZBOEUIFFNJTTJPOPGQBSUJDMFT JODMVEJOH
FMFDUSPOT IFMJVNOVDMFJBOEOFVUSJOPTѮFQSPDFTTCZXIJDIDFSUBJOLJOETPGBUPNJD
OVDMFJOBUVSBMMZEFDPNQPTFPSEFDBZ XJUIUIFTQPOUBOFPVTFNJTTJPOPGTVCBUPNJDQBS
UJDMFTBOEHBNNBSBZT BOEHPWFSOFECZUIFXFBLOVDMFBSGPSDF4FFBMQIBEFDBZ CFUB
EFDBZ HBNNBSBZSBEJBUJPO JTPUPQF OFVUSJOP BOEXFBLOVDMFBSGPSDF
3BEJPBTUSPOPNZ ѮFJOWFTUJHBUJPOPGUIFSBEJPSBEJBUJPOPGDPTNJDPCKFDUT4FFDPT
NJDNJDSPXBWFCBDLHSPVOESBEJBUJPO RVBTBS SBEJPHBMBYZ SBEJPSBEJBUJPO TZODISP
USPOSBEJBUJPO BOEUXFOUZPOFDFOUJNFUFSMJOF
3BEJPHBMBYZ "HBMBYZUIBUFNJUTJOUFOTFSBEJPSBEJBUJPO PѫFOGSPNUXPMPCFTBQQBS
FOUMZIVSMFEPVUGSPNBDFOUSBMFMMJQUJDBMHBMBYZѮFCJHHFTUSBEJPHBMBYJFTIBWFMPCFT
TFQBSBUFECZBCPVUNJMMJPOMJHIUZFBST DPNQBSBCMFJOTJ[FUPBUZQJDBMDMVTUFSPGHBM
BYJFT"SBEJPHBMBYZTIJOFTCZUIFTZODISPUSPOSBEJBUJPOPGFOFSHFUJDFMFDUSPOTTQJSBM
JOHBCPVUBNBHOFUJDêFMEBOEUSBWFMJOHOFBSUIFTQFFEPGMJHIU*OUIF"NFSJDBO
BTUSPOPNFS3PHFS%#MBOEGPSE ¢ BOE&OHMJTIBTUSPOPNFS.BSUJO3FFT ¢
QSPQPTFEUIBUUIFSBEJPMPCFTPGSBEJPHBMBYJFTBSFGFECZKFUTPGIJHIFOFSHZFMFDUSPOT
TFOUPVUBMPOHUIFSPUBUJPOBYJTPGBSPUBUJOH TVQFSNBTTJWFCMBDLIPMFJOUIFFMMJQUJDBM
HBMBYZ4FFCMBDLIPMF $ZHOVT" TVQFSNBTTJWFCMBDLIPMF BOETZODISPUSPOSBEJBUJPO
3BEJPJOUFSGFSPNFUFS ѮFFMFDUSPOJDDPNCJOBUJPOPGSBEJPTJHOBMTEFUFDUFECZUXPPS
NPSFSBEJPUFMFTDPQFTGSPNUIFTBNFDPTNJDPCKFDUBUUIFTBNFUJNF VTJOHUIFJOUFSGFS
FODFPGUIFTJHOBMTUPDSFBUFUIFBOHVMBSSFTPMVUJPOPGBSBEJPUFMFTDPQFBTMBSHFBTUIF
TFQBSBUJPO PG UIF UXP PS NPSF DPNQPOFOU SBEJP UFMFTDPQFT4FF "VTUSBMJB 5FMFTDPQF
JOUFSGFSPNFUSZ +PESFMM#BOL0CTFSWBUPSZ .&3-*/ .VMMBSE3BEJP"TUSPOPNZ0CTFS
WBUPSZ /BUJPOBM3BEJP"TUSPOPNZ0CTFSWBUPSZ 1BSLFT0CTFSWBUPSZ 7FSZ-BSHF"SSBZ
7FSZ-POH#BTFMJOF"SSBZ BOE7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ
3BEJP SBEJBUJPO ѮF QBSU PG UIF FMFDUSPNBHOFUJD TQFDUSVN XIPTF SBEJBUJPO IBT UIF
MPOHFTU XBWFMFOHUIT BOE TNBMMFTU GSFRVFODJFT PG BMM UZQFT XJUI XBWFMFOHUIT SBOHJOH
GSPN BCPVU NFUFS UP NFUFST BOE GSFRVFODJFT SBOHJOH CFUXFFO .)[ BOE
()[ ѮF (FSNBO QIZTJDJTU )FJOSJDI 3VEPMG )FSU[ ¢ EJTDPWFSFE
MPOHXBWFMFOHUISBEJPXBWFTJO HFOFSBUJOHUIFNXJUIBOPTDJMMBUJOHFMFDUSJDDVS
SFOU BOE EFNPOTUSBUJOH UIBU UIFZ DBO CF TFOU UISPVHI UIF BJS USBWFMJOH BU UIF WFMPD
JUZPGMJHIUѮF"NFSJDBOSBEJPFOHJOFFS,BSM+BOTLZ ¢ EJTDPWFSFEDPTNJD
SBEJPFNJTTJPOJO BOEUIF"NFSJDBOSBEJPFOHJOFFS(SPUF3FCFS ¢
SFQPSUFEIJTEJTDPWFSZPGEJTDSFUF DPTNJDSBEJPTPVSDFTJOѮFSBEJPXBWFMFOHUI
TQFDUSVN JODMVEFT NJMMJNFUFS XBWFT GSPN UP NFUFST JO XBWFMFOHUI BOE
NJDSPXBWFTXJUIXBWFMFOHUITGSPNUPNFUFST6OMJLFWJTJCMFMJHIU SBEJPXBWFT
QFOFUSBUFJOUFSTUFMMBSEVTUBOEDBOCFEFUFDUFEGSPNUISPVHIPVUPVS(BMBYZ FTQFDJBMMZ
BUUIFDFOUJNFUFSMJOFPGOFVUSBMIZESPHFO%JTUBOUHBMBYJFTBMTPFNJUJOUFOTFSBEJP
SBEJBUJPO4FFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO RVBTBS SBEJPHBMBYZ SBEJPSBEJ
BUJPO TZODISPUSPOSBEJBUJPO BOEUXFOUZPOFDFOUJNFUFSMJOF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
3BEJPUFMFTDPQF "MBSHFSBEJPBOUFOOBEFTJHOFEUPDPODFOUSBUFSBEJPXBWFTBOEQFS
NJUEFUFDUJPOPGGBJOUSBEJPTJHOBMTSFBDIJOHVTGSPNFNJTTJPOOFCVMBF HBMBYJFT JOUFS
TUFMMBSIZESPHFO QMBOFUT QVMTBST RVBTBST SBEJPHBMBYJFTBOEUIF4VOBOEPUIFSTUBST
"MBSHFTJOHMFEJTIPSQBSBCPMJDSFëFDUPSTFOETUIFJODPNJOHSBEJPXBWFTUPBGPDVT
XIFSFUIFZBSFDPOWFSUFEJOUPFMFDUSPOJDTJHOBMT"MBSHFSSBEJPUFMFTDPQFDPMMFDUTNPSF
FOFSHZ EFUFDUJOH GBJOUFS TPVSDFT BOE IBT HSFBUFS BOHVMBS SFTPMVUJPO QFSNJUUJOH UIF
EFUFDUJPO PG êOFS EFUBJM #FUUFS SFTPMVUJPO DBO CF PCUBJOFE CZMJOLJOH UIF FMFDUSPOJD
TJHOBMTPGUXPPSNPSFEJTIFTUPGPSNBSBEJPJOUFSGFSPNFUFSXJUIBOBOHVMBSSFTPMV
UJPODPNQBSBCMFUPBTJOHMFBOUFOOBBTCJHBTUIFMBSHFTUTFQBSBUJPOPGUIFEJTIFT"O
FYBNQMFJTUIF7FSZ-BSHF"SSBZ4FF&ĒFMTCFSH3BEJP5FMFTDPQF JOUFSGFSPNFUSZ +PESFMM
#BOL0CTFSWBUPSZ .VMMBSE3BEJP"TUSPOPNZ0CTFSWBUPSZ /BUJPOBM3BEJP"TUSPOPNZ
0CTFSWBUPSZ 1BSLFT0CTFSWBUPSZ BOE7FSZ-BSHF"SSBZ
3BNBUZ)JHI&OFSHZ4PMBS4QFDUSPTDPQJD*NBHFS /"4"MBVODIFEUIF3BNBUZ)JHI
&OFSHZ 4PMBS 4QFDUSPTDPQJD *NBHFS BCCSFWJBUFE 3)&44* PO 'FCSVBSZ XJUI
BOBOUJDJQBUFEUXPZFBSMJGFUJNF*UPCUBJOFEIJHISFTPMVUJPOJNBHJOHTQFDUSPTDPQZPG
TPMBSëBSFTBUIBSE9SBZTBOEHBNNBSBZXBWFMFOHUIT JOPSEFSUPTUVEZTPMBSëBSF
QBSUJDMF BDDFMFSBUJPO BOE ëBSF FOFSHZ SFMFBTF *U EFUFSNJOFE UIF GSFRVFODZ MPDBUJPO
BOEFWPMVUJPOPGJNQVMTJWFëBSFFOFSHZSFMFBTFJOUIFDPSPOBBOEMPDBUFEUIFTJUFTPG
QBSUJDMFBDDFMFSBUJPOBOEFOFSHZEFQPTJUJPOBUBMMQIBTFTPGTPMBSëBSFTѮFTQBDFDSBѫ
XBTOBNFEBѫFS3FVWFO3BNBUZ ¢ BQJPOFFSJOUIFêFMETPGTPMBSQIZTJDT
HBNNBSBZBTUSPOPNZ OVDMFBSQIZTJDTBOEDPTNJDSBZT
3FDPNCJOBUJPO ѮFDBQUVSFPGBOFMFDUSPOCZBQSPUPOPSBOZPUIFSJPOXJUIBQPTJ
UJWFFMFDUSJDBMDIBSHF*UJTUIFJOWFSTFQSPDFTTUPJPOJ[BUJPO
3FEEFOJOH ѮFTDBUUFSJOHBXBZPGCMVFMJHIUUIBUPDDVSTXIFOMJHIUQBTTFTUISPVHI
EVTU DBVTJOH UIF PCTFSWFE MJHIU UP CF SFEEFS UIBO UIBU FNJUUFE 3FEEFOJOH CZ UIF
&BSUITBUNPTQIFSFJTSFTQPOTJCMFGPSUIFSFEDPMPSPGBTVOTFU BTXFMMBTUIFGVMMSFE
.PPOTFFOEVSJOHBUPUBMMVOBSFDMJQTF BOESFEEFOJOHCZJOUFSTUFMMBSEVTUNBLFTNPSF
EJTUBOUTUBSTBQQFBSSFEEFS8IFOSBEJBUJPOQBTTFTUISPVHIBMPOHFSQBUI DPOUBJOJOHB
HSFBUFSBNPVOUPGEVTU UIFBNPVOUPGSFEEFOJOHJTJODSFBTFE
3FEEXBSG 4FFSFEEXBSGTUBS
3FE HJBOU " TUBS XJUI B WBTU FYQBOEFE MPXEFOTJUZ BUNPTQIFSF PѫFO B IVOESFE
UJNFTBTMBSHFBTUIF4VO XJUIBSFMBUJWFMZDPPMEJTLUFNQFSBUVSFXIFODPNQBSFEXJUI
PUIFSHJBOUTUBST3FEHJBOUTMJFJOUIFVQQFSSJHIUIBOEQBSUPGUIF)FSU[TQSVOH3VTTFMM
EJBHSBN3FEHJBOUTUBSTIBWFBTQFDUSBMUZQFPG. BOEIFODFBSFEDPMPS.JSBJTBSFE
(MPTTBSZ3
3FHVMVT " CMVFXIJUF NBJO TFRVFODF PS EXBSG TUBS PG BQQBSFOU WJTVBM NBHOJUVEF
BOETQFDUSBMUZQF#*UJTBMTPOBNFE"MQIB-FPOJT CFJOHUIFCSJHIUFTUTUBSJOUIF
EJSFDUJPOPGUIFDPOTUFMMBUJPO-FPѮFOBNF3FHVMVTNFBOTi-JUUMF,JOHu BEFTJHOBUJPO
BQQBSFOUMZHJWFOCZUIF1PMJTIBTUSPOPNFS/JDPMBVT$PQFSOJDVT ¢ "UB
EJTUBODFPGMJHIUZFBST JUIBTBQBSBMMBYPGTFDPOETPGBSD BOBCTPMVUFNBHOJ
UVEFPGmBOEBOJOUSJOTJDMVNJOPTJUZBCPVUUJNFTUIBUPGUIF4VO
3FMBUJWJTUJD "QQSPBDIJOHUIFWFMPDJUZPGMJHIU1BSUJDMFTNPWJOHBUSFMBUJWJTUJDTQFFET
EFNPOTUSBUFFĒFDUTQSFEJDUFECZUIF4QFDJBMѮFPSZPG3FMBUJWJUZ TVDIBTMFOHUIDPO
USBDUJPO NBTTJODSFBTFBOEUJNFEJMBUJPO4FF4QFDJBMѮFPSZPG3FMBUJWJUZ
3FMBUJWJUZ 4FF(FOFSBMѮFPSZPG3FMBUJWJUZBOE4QFDJBMѮFPSZPG3FMBUJWJUZ
3FTPMVUJPO ѮFEFHSFFUPXIJDIUIFêOFEFUBJMTJOBOJNBHFBSFTFQBSBUFEBOEEFUFDUFE
PSTFFO"MTPLOPXOBTBOHVMBSSFTPMVUJPOBOESFTPMWJOHQPXFS UIFTNBMMFTUBOHVMBS
TJ[FEJTUJOHVJTIBCMFCZBUFMFTDPQF XIJDIEFUFSNJOFTUIFBCJMJUZPGBUFMFTDPQFUPEJT
DFSOêOFEFUBJMPGBDFMFTUJBMPCKFDUѮFBOHVMBSSFTPMVUJPO EFOPUFECZʉ JOSBEJBOT
JTHJWFOCZUIFSBUJPPGUIFXBWFMFOHUI ʌ UPUIFEJBNFUFS % PGUIFQSJNBSZNJSSPSPS
SFëFDUPS XJUIʉʌ%SBEJBOT5PDPOWFSUUPTFDPOETPGBSD PSBSDTFDPOET SBEJBO
TFDPOETPGBSDѮFIVNBOFZFIBTBOBOHVMBSSFTPMVUJPO PSSFTPMWJOH
QPXFS PGBCPVUNJOVUFPGBSDѮFSFTPMWJOHQPXFSPGBOPQUJDBMUFMFTDPQF PQFSBUJOH
BUWJTJCMFMJHIUXBWFMFOHUIT JTGPVOECZEJWJEJOHCZUIFBQFSUVSFJONJMMJNFUFST PS
CZEJWJEJOHCZUIFBQFSUVSFJOJODIFTUIFBQFSUVSFJTUIFEJBNFUFSPGUIFPCKFD
UJWFMFOTPSUIFQSJNBSZNJSSPS)PXFWFS UIFSFTPMVUJPOPGTVDIBOPQUJDBMUFMFTDPQFJT
MJNJUFEUPBCPVUTFDPOEPGBSDEVFUPBUNPTQIFSJDUVSCVMFODF BOEUIJTNFBOTUIBUB
UFMFTDPQFXJUIBNJSSPSPSMFOTMBSHFSUIBOBCPVUNFUFSTJOEJBNFUFSIBTBOFĒFD
UJWFBOHVMBSSFTPMVUJPOPGTFDPOEPGBSDXIFOPCTFSWJOHGSPNUIFHSPVOE CVUUIFGVMM
BOHVMBSSFTPMVUJPOJTQPTTJCMFJGUIFUFMFTDPQFJTJOTQBDFѮFBUNPTQIFSFEPFTOPUMJNJU
UIFSFTPMVUJPOPGBSBEJPUFMFTDPQF4FFTDJOUJMMBUJPOBOETFFJOH
3FTPMWJOHQPXFS 4FFSFTPMVUJPO
3FUSPHSBEFMPPQ ѮFUFNQPSBSZBQQBSFOUNPUJPOPGBQMBOFUJOBEJSFDUJPOPQQPTJUF
UP JUT OPSNBM QSPHSFTT BDSPTT UIF TLZ ѮJT SFWFSTBM JT DBMMFE B SFUSPHSBEF MPPQ *U JT
FYQMBJOFECZUIF&BSUIDBUDIJOHVQBOEPWFSUBLJOHUIFTMPXFSPSCJUBMNPUJPOPGBQMBOFU
UIBUJTNPSFEJTUBOUGSPNUIF4VO
3FUSPHSBEFPSCJUBMNPUJPO "OPSCJUBMNPUJPOJOUIFEJSFDUJPOPQQPTJUFUPUIBUPGUIF
&BSUITPSCJUBSPVOEUIF4VO PSDMPDLXJTFBTPQQPTFEUPBOUJDMPDLXJTFXIFOWJFXFEGSPN
BCPWFUIF4VOTOPSUIQPMF4PNFPGUIFTNBMM PVUFSTBUFMMJUFTPG+VQJUFS TPNFDPNFUTTVDI
BT)BMMFZT$PNFU BOE5SJUPO UIFMBSHFTUTBUFMMJUFPG/FQUVOF IBWFSFUSPHSBEFPSCJUT
3FUSPHSBEF SPUBUJPO " SPUBUJPOBM NPUJPO JO UIF EJSFDUJPO PQQPTJUF UP UIBU PG UIF
&BSUITPSCJUBSPVOEUIF4VO PSDMPDLXJTFBTPQQPTFEUPBOUJDMPDLXJTFXIFOWJFXFE
GSPNBCPWFUIF4VOTOPSUIQPMF7FOVTBOE6SBOVTIBWFSFUSPHSBEFSPUBUJPO CVUBMM
UIFPUIFSQMBOFUTSPUBUFJOUIFTBNFEJSFDUJPOUIBUUIFZPSCJUUIF4VOBOEBMMUIFNBKPS
QMBOFUTPSCJUJOUIFTBNFEJSFDUJPOBTUIF&BSUI
3FWPMWF ѮFPSCJUBMNPUJPOPGPOFPCKFDUBSPVOEBOPUIFSѮF.PPOSFWPMWFTBSPVOE
UIF&BSUI BOEUIF&BSUISFWPMWFTBSPVOEUIF4VO
(MPTTBSZ3
3)&44* "DSPOZNGPS3BNBUZ)JHI&OFSHZ4QFDUSPTDPQJD*NBHFS4FF3BNBUZ)JHI
&OFSHZ4QFDUSPTDPQJD*NBHFS
3JHFM " CMVFXIJUF # TVQFSHJBOU TUBS UIF TFWFOUI CSJHIUFTU TUBS JO UIF TLZ BOE UIF
CSJHIUFTUTUBSJOUIFDPOTUFMMBUJPO0SJPO3JHFMJTBMTPLOPXOBT#FUB0SJPOJT BMUIPVHI
JUJTCSJHIUFSUIBO#FUFMHFVTF EFTJHOBUFE"MQIB0SJPOJT UIFTFDPOECSJHIUFTUTUBSJO
0SJPO3JHFMJTMJHIUZFBSTEJTUBOU XJUIBQBSBMMBYPGTFDPOETPGBSD*UIBTBO
BQQBSFOUWJTVBMNBHOJUVEFPG BOEBOBCTPMVUFWJTVBMNBHOJUVEFPGm XJUIBO
JOUSJOTJDMVNJOPTJUZPGBCPVUUJNFTUIBUPGUIF4VOBOEUIFNPTUJOUSJOTJDBMMZ
MVNJOPVTTUBSLOPXO4FF#TUBSBOETUFMMBSDMBTTJêDBUJPO
3JHIUBTDFOTJPO ѮFDFMFTUJBMMPOHJUVEFPGBDPTNJDPCKFDUNFBTVSFEFBTUXBSEBMPOHUIF
DFMFTUJBMFRVBUPSGSPNUIF7FSOBM&RVJOPY BMTPLOPXOBTUIF'JSTU1PJOUPG"SJFT UPUIF
GPPUPGUIFHSFBUDJSDMFUIBUJOUFSTFDUTUIFPCKFDUѮFSJHIUBTDFOTJPOJTPѫFOEFOPUFECZ
ʂ UIFMPXFSDBTF(SFFLMFUUFSBMQIB PSCZ3"ѮFSJHIUBTDFOTJPOJTFYQSFTTFEJOIPVST
NJOVUFTBOETFDPOETPGUJNF XJUIUXFOUZGPVSIPVSTJOUIFDPNQMFUFDJSDMFPGEFHSFFT
ѮFMPDBMTJEFSFBMUJNFJTFRVBMUPUIFSJHIUBTDFOTJPOPGBOPCKFDUPOUIFPCTFSWFSTNFSJE
JBO"TUIFSFTVMUPGQSFDFTTJPO UIFSJHIUBTDFOTJPOJODSFBTFTXJUIUJNFBUUIFSBUFPGBCPVU
TFDPOETPGUJNFQFSZFBS4FFDFMFTUJBMDPPSEJOBUFT EBZ QSFDFTTJPO BOETJEFSFBMUJNF
3JHJM,FOUBVSVT 4FF"MQIB$FOUBVSJ
PGBWBTUOVNCFSPGTNBMMQBSUJDMFT FBDIQVSTVJOHJUTJOEJWJEVBMPSCJUBSPVOE4BUVSO
JOUIFQMBOFPGUIFQMBOFUTFRVBUPS*OUIF"NFSJDBOBTUSPOPNFS+BNFT,FFMFS
¢ VTFEUIF%PQQMFSFĒFDUUPTIPXUIBUUIFJOOVNFSBCMFQBSUJDMFTUIBUNBLF
VQ 4BUVSOT SJOHT BDU BT UJOZ TBUFMMJUFT XJUI UIF JOOFS QBSUT NPWJOH BU B GBTUFS TQFFE
UIBOUIFPVUFSPOFTѮFUIJOSJOHPG+VQJUFSXBTEJTDPWFSFEJOXIFOBDBNFSB
BCPBSEUIFSFUSFBUJOH7PZBHFSTQBDFDSBѫMPPLFECBDLBUUIFTIBEPXFETJEFPG+VQJUFS
ѮF"NFSJDBOBTUSPOPNFS+BNFT-&MMJPU ¢ EJTDPWFSFEUIFUIJO XJEFMZTQBDFE
SJOHTPG6SBOVTJO XIFOBTUBSQBTTFECFIJOEUIFQMBOFU4JNJMBSTUFMMBSPDDVMUB
UJPOTQSPWJEFEDPOUSPWFSTJBMFWJEFODFGPSUIJO XJEFMZTQBDFESJOHTPG/FQUVOF XIJDI
XFSFDPODMVTJWFMZEJTDPWFSFEJOCZUIFDBNFSBTBCPBSEUIF7PZBHFSTQBDFDSBѫ
4FF+VQJUFS /FQUVOF 3PDIFMJNJU 4BUVSO BOE6SBOVT
3JOH/FCVMB "QMBOFUBSZOFCVMBEFTJHOBUFE.BOE/($ JOUIFDPOTUFMMBUJPO
-ZSB*UIBTBOBQQBSFOUWJTVBMNBHOJUVEFPG NFBTVSFTCZTFDPOETPGBSD BOE
IBTBEJTUBODFPGBCPVUMJHIUZFBSTѮF3JOH/FCVMBEFSJWFTJUTOBNFGSPNJUT
IPMMPXBQQFBSBODFMJLFBTNPLFSJOH*UTCMVFDFOUSBMTUBSJTPOMZêѫFFOUINBHOJUVEF
4FFQMBOFUBSZOFCVMB
3.POPDFSPUJT 4FF)VCCMFTWBSJBCMFOFCVMB
3PTFUUF /FCVMB "O FNJTTJPO OFCVMB EFTJHOBUFE /($ m BOE /($
MPDBUFEBCPVUMJHIUZFBSTBXBZJOUIFDPOTUFMMBUJPO.POPDFSPTѮF3PTFUUF/FC
(MPTTBSZ3
VMBTVSSPVOETUIFTUBSDMVTUFSLOPXOBT/($ XIPTFTUBSTJMMVNJOBUFUIFOFCVMB
BOEIBWFCMBTUFEPVUBDBWJUZBCPVUMJHIUZFBSTBDSPTTJOUIFDFOUSBMQBSUPGUIFOFC
VMB4FFFNJTTJPOOFCVMB
3PTTJ 9SBZ 5JNJOH &YQMPSFS /"4" MBVODIFE UIF 3PTTJ 9SBZ 5JNJOH &YQMPSFS
BCCSFWJBUFE 395& PO %FDFNCFS PCUBJOJOH BCPVU B EFDBEF PG TVCTFRVFOU
PCTFSWBUJPOTPGWBSJBCMFDPTNJD9SBZTPVSDFTXJUIIJHIUJNFSFTPMVUJPOBOEQSPWJEJOH
OFXJOTJHIUTUPCMBDLIPMFT HBNNBSBZCVSTUT OFVUSPOTUBSTBOEQVMTBSTѮFTQBDFDSBѫ
JTOBNFEGPSUIF*UBMJBOCPSO 6OJUFE4UBUFTQIZTJDJTU#SVOP#3PTTJ m B
QJPOFFSJOTUVEJFTPGDPTNJDSBZT 9SBZBTUSPOPNZBOETQBDFQMBTNBQIZTJDT
3PUBUJPO ѮFTQJOPGBOPCKFDUBCPVUJUTPXOBYJTѮF&BSUISPUBUFTPODFBEBZ
3PZBM (SFFOXJDI 0CTFSWBUPSZ ѮF 3PZBM 0CTFSWBUPSZ PG &OHMBOE GPVOEFE CZ
$IBSMFT** ¢ JOBU(SFFOXJDI &OHMBOE BQQPJOUJOH+PIO'MBNTUFFE
¢ BTIJTêSTU"TUSPOPNFS3PZBMJO.BSDIPGUIBUZFBSѮF0CTFSWBUPSZXBT
CVJMUUPJNQSPWFOBWJHBUJPOBUTFBBOEUPêOEUIFFBTUXFTUQPTJUJPO PSMPOHJUVEF XIJMF
BUTFBBOEPVUPGTJHIUPGMBOE CZBTUSPOPNJDBMNFBOT*O UIF(SFFOXJDI.FSJE
JBOXBTDIPTFOUPCFUIF1SJNF.FSJEJBOPGUIF8PSME XJUIFYBDUMZ[FSPEFHSFFTMPO
HJUVEF EJWJEJOHUIFFBTUFSOBOEXFTUFSOIFNJTQIFSFTPGUIF&BSUI*UJTEFêOFECZUIF
QPTJUJPOPGUIF0CTFSWBUPSZTMBSHF5SBOTJU$JSDMFUFMFTDPQFCVJMUJOCZUIFTFWFOUI
"TUSPOPNFS3PZBM(FPSHF#JEEFMM"JSZ ¢ 4JODFUIFMBUFUIDFOUVSZ UIF
1SJNF.FSJEJBOBU(SFFOXJDIIBTTFSWFEBTUIFDPPSEJOBUFCBTFGPSUIFDBMDVMBUJPOPG
(SFFOXJDI.FBO5JNF BMTPDBMMFE6OJWFSTBM5JNF"ѫFS8PSME8BS** m
UIF3PZBM0CTFSWBUPSZNPWFEUP)FSTUNPODFVYJO4VTTFYJOJUNPWFEUP$BN
CSJEHF BOEXBTDMPTFEJOXJUIJUTGVODUJPOTUSBOTGFSSFEUPUIF3PZBM0CTFSWBUPSZ
&EJOCVSHI4FFDISPOPNFUFS (SFFOXJDI.FBO5JNF MPOHJUVEF BOE6OJWFSTBM5JNF
3PZBM0CTFSWBUPSZ &EJOCVSHI "OPCTFSWBUPSZJO&EJOCVSHI 4DPUMBOE XIJDIJTBO
BENJOJTUSBUJWFDFOUFSGPSBTUSPOPNZJOUIF6OJUFE,JOHEPN
33-ZSBF "QVMTBUJOH IFMJVNCVSOJOHHJBOUTUBSPGTQFDUSBMUZQF' XIPTFBQQBS
FOU WJTVBM NBHOJUVEF DIBOHFT CFUXFFO BOE XJUI B QFSJPE PG IPVST
NJOVUFT BOE TFDPOET "U JUT EJTUBODF PG MJHIUZFBST 33 -ZSBF TIJOFT XJUI
BOBWFSBHFMVNJOPTJUZUJNFTUIBUPGUIF4VO*UJTUIFQSPUPUZQFGPSUIF33-ZSBF
WBSJBCMFTUBST
3VOBXBZ4UBS "TUBSPGTQFDUSBMUZQF0PS#XJUIBOFYDFQUJPOBMMZIJHIWFMPDJUZ*O
UIF%VUDIBTUSPOPNFS"ESJBBO#MBBVX ¢ QSPQPTFEUIBUUIFTFTUBSTBSF
FTDBQFENFNCFSTPGCJOBSZTUBSTZTUFNTJOXIJDIPOFTUBSIBTCFDPNFBTVQFSOPWB
)FOPUFEUIBUUIFSVOBXBZTUBSTBSFNBTTJWFTUBSTXIPTFIJHIWFMPDJUJFTBSFDPNQBSBCMF
UPUIFPSCJUBMWFMPDJUJFTFYQFDUFEGSPNNBTTJWFCJOBSZTUBSTZTUFNT BOEUIBUUIFNPSF
NBTTJWFDPNQPOFOUXPVMERVJDLMZFWPMWFUPUIFTVQFSOPWBTUBHFBOEUIFSFCZSFMFBTF
UIFPUIFSNFNCFSBTBIJHIWFMPDJUZTUBS
395& "DSPOZNGPS3PTTJ9SBZ5JNJOH&YQMPSFS4FF3PTTJ9SBZ5JNJOH&YQMPSFS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4
4BHJUUBSJVT" "TUSPOHSBEJPTPVSDFBUUIFDFOUFSPGPVS(BMBYZ BOEQSPCBCMZBNBT
TJWFCMBDLIPMF"TUIFOBNFTVHHFTUT JUJTMPDBUFEJOUIFDPOTUFMMBUJPO4BHJUUBSJVT
4BUFMMJUF " OBUVSBM PS BSUJêDJBM PCKFDU PSCJUJOH BOPUIFS PCKFDU PG MBSHFS TJ[F BOE
NBTT"OBUVSBMTBUFMMJUFUIBUPSCJUTBQMBOFUJTBMTPLOPXOBTBNPPO BOENBONBEF
4!",% 3ATELLITES n LARGEA
$ISTANCE
-EAN -EAN -ASS FROM 0LANET 0ERIOD OF
2ADIUSB -ASS $ENSITY #ENTER 2EVOLUTIONC 9EAR OF
.AME KM KG KG M M DAYS $ISCOVERY
%!24(
-OON
*50)4%2
)O
%UROPA
'ANYMEDE
#ALLISTO
3!452.
-IMAS
%NCELADUS
4ETHYS
$IONE
2HEA
4ITAN
(YPERION
)APETUS
0HOEBE 2
52!.53
-IRANDA
!RIEL
5MBRIEL
4ITANIA
/BERON
.%045.%
4RITON 2
.EREID
A 4HE PHYSICAL PARAMETERS OF THE NATURAL SATELLITES ARE GIVEN ON THE 7EB AT HTTPSSDJPLNASAGOVSATPROPSHTML
B 4HE RADII ARE GIVEN IN UNITS OF KILOMETERS ABBREVIATED KM THE MASS IS IN KILOGRAMS ABBREVIATED KG AND THE
MASS DENSITY IN KILOGRAMS PER CUBIC METER ABBREVIATED KG M "Y WAY OF COMPARISON THE EQUATORIAL RADIUS
OF THE PLANET -ERCURY IS KILOMETERS SO 'ANYMEDE AND 4ITAN ARE BOTH BIGGER THAN -ERCURY
C 4HE LETTER 2 FOLLOWING THE PERIOD DENOTES A SATELLITE REVOLVING ABOUT ITS PLANET IN THE RETROGRADE DIRECTION
OPPOSITE TO THAT OF THE PLANETS ROTATION AND ORBITAL MOTION ABOUT THE 3UN
(MPTTBSZ4
&BSUIPSCJUJOH TBUFMMJUFT BSF DBMMFE BSUJêDJBM TBUFMMJUFT " TBUFMMJUF HBMBYZ PSCJUT B
MBSHFSHBMBYZ.FSDVSZBOE7FOVTIBWFOPTBUFMMJUFT UIF&BSUIIBTPOF UIF.PPO
XJUIBDBQJUBM. BOE.BSTIBTUXPTNBMMTBUFMMJUFT OBNFE1IPCPTBOE%FJNPTѮF
GPVSMBSHFTUTBUFMMJUFTPG+VQJUFSBSFLOPXOBTUIF(BMJMFBOTBUFMMJUFT OBNFE$BMMJTUP
&VSPQB (BOZNFEFBOE*P4BUVSOTMBSHFTUTBUFMMJUFJTOBNFE5JUBO BOE/FQUVOFT
MBSHFTU TBUFMMJUF JT DBMMFE 5SJUPO ѮF HJBOU QMBOFUT IBWF NBOZ TNBMM TBUFMMJUFT 4FF
$BMMJTUP %FJNPT &VSPQB (BMJMFBOTBUFMMJUFT (BOZNFEF *P .PPO 1IPCPT 5JUBO
BOE5SJUPO
4BUVSO ѮFTJYUINBKPSQMBOFUGSPNUIF4VO BOEUIFSFNPUFTUQMBOFULOPXOCFGPSF
UIFJOWFOUJPOPGUIFUFMFTDPQF4BUVSOJTUIFTFDPOEMBSHFTUPGUIFGPVSHJBOUQMBOFUT
BOEUIFPOMZQMBOFUXJUITVDINBHOJêDFOUSJOHT4BUVSOIBTUIFMPXFTUNBTTEFOTJUZ
PGBOZQMBOFUJOUIF4PMBS4ZTUFN BOEJUJTQSJNBSJMZDPNQPTFEPGUIFMJHIUFTUFMFNFOU
IZESPHFO JOMJRVJENPMFDVMBSBOEMJRVJENFUBMMJDGPSN4BUVSOSBEJBUFTBMNPTUUXJDF
UIFFOFSHZJUSFDFJWFTGSPNUIF4VO BOENPTUPGUIFQMBOFUTFYDFTTIFBUJTHFOFSBUFECZ
IFMJVNSBJOJOHEPXOJOUPJUTJOOFSNFUBMMJDIZESPHFOTIFMM*OUIF%VUDIBTUSPOP
NFS$ISJTUJBBO)VZHFOT ¢ EJTDPWFSFE5JUBO 4BUVSOTMBSHFTUNPPO BOE
JO IF SFBMJ[FE UIBU 4BUVSO JT TVSSPVOEFE CZ B SJOH QVCMJTIJOH JO B -BUJO
BOBHSBNUIBU XIFOJOUFSQSFUFE FYQMBJOFE4BUVSOTWBSZJOH IBOEMFTIBQFEBQQFBSBODF
CZi*UJTTVSSPVOEFECZBUIJO ëBUSJOH OPXIFSFUPVDIJOHJUBOEJODMJOFEUPUIFFDMJQ
UJDu*OUIF*UBMJBOCPSO 'SFODIBTUSPOPNFS(JBO (JPWBOOJ %PNFOJDP +FBO
%PNJOJRVF $BTTJOJ ¢ XBTUIFêSTUUPEJTUJOHVJTIUXP[POFTXJUIJOXIBU
XBTUIPVHIUUPCFBTJOHMFSJOHBSPVOE4BUVSO EJWJEFECZBEBSLHBQOPXLOPXOBT
4!",% 3ATURNA
-ASS KILOGRAMS -%
%QUATORIAL 2ADIUS AT BAR KILOMETERS 2%
0OLAR 2ADIUS AT BAR KILOMETERS
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
2OTATION 0ERIOD HOURS MINUTES SECONDS HOURS
/RBITAL 0ERIOD %ARTH YEARS
-EAN $ISTANCE FROM 3UN METERS !5
!GE YEARS
!TMOSPHERE PERCENT MOLECULAR HYDROGEN PERCENT HELIUM
%NERGY "ALANCE
%FFECTIVE 4EMPERATURE KELVIN
4EMPERATURE AT BAR LEVEL KELVIN
#ENTRAL 4EMPERATURE KELVIN
-AGNETIC $IPOLE -OMENT $%
%QUATORIAL -AGNETIC &IELD 3TRENGTH ¥ TESLA OR "%
A 4HE SYMBOLS - 2 $ " DENOTE RESPECTIVELY THE MASS RADIUS MAGNETIC DIPOLE MOMENT AND MAGNETIC lELD
% % 0 %
STRENGTH OF THE %ARTH /NE BAR IS EQUIVALENT TO THE ATMOSPHERIC PRESSURE AT SEA LEVEL ON %ARTH 4HE ENERGY BALANCE
IS THE RATIO OF TOTAL RADIATED ENERGY TO THE TOTAL ENERGY ABSORBED FROM SUNLIGHT AND THE EFFECTIVE TEMPERATURE IS
THE TEMPERATURE OF A BLACKBODY THAT WOULD RADIATE THE SAME AMOUNT OF ENERGY PER UNIT AREA
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
$BTTJOJTEJWJTJPO$BTTJOJBMTPDPSSFDUMZTVHHFTUFEUIBU4BUVSOTSJOHTBSFDPNQPTFEPG
NZSJBEUJOZTBUFMMJUFT BMUIPVHIJUXBTOPUVOUJMUIFNBUIFNBUJDBMXPSLPG+BNFT$MFSL
.BYXFMM ¢ JOUIBUIFXBTQSPWFEUPCFDPSSFDU4BUVSOBOEJUTSJOHT
XFSFFYQMPSFEJODMPTFVQEFUBJMVTJOHJOTUSVNFOUTBCPBSEUIF7PZBHFSBOETQBDF
DSBѫ XIJDI SFTQFDUJWFMZ ëFX CZ UIF QMBOFU JO BOE ѮF $BTTJOJ)VZHFOT
TQBDFDSBѫBSSJWFEBU4BUVSOJO+VMZ UPCFHJOBGPVSZFBSTUVEZXJUIUIF$BTTJOJ
0SCJUFSѮF)VZHFOT1SPCFMBOEFEPOUIFTVSGBDFPG5JUBOPO+BOVBSZ4FF
$BTTJOJ)VZHFOT.JTTJPO )VZHFOT1SPCF SJOHT BOE5JUBO
4BUVSO /FCVMB ѮFQMBOFUBSZOFCVMBEFTJHOBUFE/($MPDBUFEJOUIFDPOTUFM
MBUJPO"RVBSJVT XJUIIBOEMFMJLFQSPUVCFSBODFTUIBUHJWFJUUIFBQQFBSBODFPG4BUVSO
ѮF4BUVSO/FCVMBIBTBOBQQBSFOUWJTVBMNBHOJUVEFPG4FFQMBOFUBSZOFCVMB
4"9 "DSPOZNGPSUIF4BUFMMJUFQFS"TUSPOPNJB9
4%44 "DSPOZNGPS4MPBO%JHJUBM4LZ4VSWFZ4FF4MPBO%JHJUBM4LZ4VSWFZ
4FBnPPSTQSFBEJOH ѮFTFBëPPSJTGPSNFEJOBWPMDBOJDSJѫJOBNJEPDFBOSJEHF
TQSFBETTJEFXBZT BOEUVSOTDPMEBOEIFBWZBTJUNPWFTBXBZGSPNJUTTPVSDFJOUXP
EJSFDUJPOT FWFOUVBMMZTJOLJOHBOEEJTBQQFBSJOHJOBEFFQPDFBOUSFODIѮF"NFSJDBO
HFPMPHJTU)BSSZ))FTT ¢ êSTUTVHHFTUFEUIFOPUJPOPGTFBëPPSTQSFBEJOH
JOUIFFBSMZTѮF#SJUJTIHFPQIZTJDJTUT'SFEFSJDL7JOF ¢ BOE%SVN
NPOE .BUUIFXT ¢ QSPWJEFE DPODSFUF FWJEFODF PG TFBëPPS TQSFBEJOH
XIFOUIFZEJTDPWFSFEBTZNNFUSJDQBUUFSOPGNBHOFUJDêFMESFWFSTBMTJOUIFSPDLTPO
UIFëPPSPGUIF"UMBOUJD0DFBOPOFJUIFSTJEFPGUIFNJEPDFBOSJEHF
4FBTPO "QFSJPEJDDIBOHFJOUIFXFBUIFSDPOEJUJPOTPOBQMBOFUDBVTFECZUIFUJMUPG
JUTSPUBUJPOBMBYJTBOEJUTPSCJUBSPVOEUIF4VOѮFBOOVBMPSCJUPGUIF&BSUIBSPVOE
UIF4VOQSPEVDFTTVNNFSBOEXJOUFSXIFOUIFSFMFWBOUIFNJTQIFSFJTQPJOUFEUPXBSE
PSBXBZGSPNUIF4VO.BSTIBTTJNJMBSTFBTPOT XIJDIMBTUBCPVUUXJDFBTMPOHBTUIF
&BSUIT TFBTPOT TJODF UIF .BSUJBO ZFBS PS UIF PSCJUBM QFSJPE PG .BST JT OFBSMZ UXP
&BSUIZFBST0O&BSUIXFUSBEJUJPOBMMZEJWJEFUIFZFBSJOUPGPVSTFBTPOT TQSJOH TVN
NFS BVUVNOBOEXJOUFS FBDIMBTUJOHBCPVUUISFFNPOUIT*OUIFOPSUIFSOIFNJTQIFSF
UIFêSTUEBZTPGTQSJOH TVNNFS BVUVNOBOEXJOUFSSFTQFDUJWFMZPDDVSPO.BSDI
UIF7FSOBM&RVJOPY +VOFUIFTVNNFSTPMTUJDF 4FQUFNCFSUIFBVUVNOBMFRVJOPY
BOE%FDFNCFSUIFXJOUFSTPMTUJDF4FFFRVJOPYBOETPMTUJDF
4FDPOEBSZDPTNJDSBZT 4VCBUPNJDQBSUJDMFTQSPEVDFECZDPMMJTJPOTCFUXFFOQSJNBSZ
DPTNJDSBZTBOEBUPNTPSNPMFDVMFTJO&BSUITBUNPTQIFSF
4FDPOEPGBSD "VOJUPGBOHVMBSNFBTVSFPGXIJDIUIFSFBSFJOBSDNJOVUFBOE
UIFSFGPSFJOBSDEFHSFF0OFBSDTFDPOEJTFRVBMUPLJMPNFUFSTPOUIFWJTJCMF
EJTLPGUIF4VO"TFDPOEPGBSDJTEFOPUFECZUIFTZNCPM BOEJUJTBMTPDBMMFEBOBSD
TFDPOEѮFSFBSF¤TFDPOETPGBSDJOPOFSBEJBO BOEPSBEJBOTJOBGVMM
DJSDMFPGEFHSFFT XIFSFUIFDPOTUBOUP
4FFJOH 'MVDUVBUJPOTJOBWJTJCMFMJHIUJNBHFEVFUPSFGSBDUJWFJOIPNPHFOFJUJFTJOUIF
&BSUITBUNPTQIFSF4FFJOHJTDBVTFECZUIFSBOEPNUVSCVMFOUNPUJPOJOUIF&BSUIT
BUNPTQIFSF*ODPOEJUJPOTPGHPPETFFJOH JNBHFTBSFTIBSQBOETUFBEZJOQPPSTFFJOH
UIFZ BSF FYUFOEFE BOE CMVSSFE BOE BQQFBS UP CF JO DPOTUBOU NPUJPO 4FFJOH VTVBMMZ
MJNJUTUIFBOHVMBSSFTPMVUJPOPGHSPVOECBTFEPQUJDBMUFMFTDPQFTUPBCPVUPOFTFDPOE
PGBSD4FFTDJOUJMMBUJPO
4FWFO 4JTUFST ѮF TFWFO CSJHIUFTU TUBST JO UIF 1MFJBEFT BO PQFO TUBS DMVTUFS JO UIF
DPOTUFMMBUJPO5BVSVT4FF1MFJBEFT
4FYUBOU *OTUSVNFOUFNQMPZFEUPNFBTVSFUIFFMFWBUJPOPGBTUSPOPNJDBMPCKFDUTBCPWF
UIFIPSJ[PO
4FZGFSUHBMBYZ "TQJSBMHBMBYZDIBSBDUFSJ[FECZIJHITQFFENPUJPOTJOJUTDFOUFSѮF
êSTUTVDIHBMBYJFTXFSFEJTDPWFSFEJOCZUIF"NFSJDBOBTUSPOPNFS$BSM,4FZ
GFSU ¢ "4FZGFSUHBMBYZIBTBNPEFSBUFMZCSJHIU DPNQBDUBDUJWFHBMBDUJD
OVDMFVT QSFTVNBCMZQPXFSFECZBTVQFSNBTTJWFCMBDLIPMF"OFYBNQMFPGB4FZGFSU
HBMBYZJTUIFTQJSBMHBMBYZEFTJHOBUFE.PS/($4FFBDUJWFHBMBDUJDOVDMFVTBOE
TVQFSNBTTJWFCMBDLIPMF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( 3EASONS !S THE %ARTH ORBITS THE 3UN THE %ARTHS ROTATIONAL AXIS IN A
GIVEN HEMISPHERE IS TILTED TOWARD OR AWAY FROM THE 3UN 4HIS VARIABLE TILT PRO
DUCES THE SEASONS BY CHANGING THE ANGLE AT WHICH THE 3UNS RAYS STRIKE DIFFERENT
PARTS OF THE %ARTHS SURFACE 4HE GREATEST SUNWARD TILT OCCURS IN THE SUMMER
WHEN THE 3UNS RAYS STRIKE THE SURFACE MOST DIRECTLY )N THE WINTER THE RELEVANT
HEMISPHERE IS TILTED AWAY FROM THE 3UN AND THE 3UNS RAYS OBLIQUELY STRIKE THE
SURFACE 7HEN IT IS SUMMER IN THE NORTHERN HEMISPHERE IT IS WINTER IN THE SOUTH
ERN HEMISPHERE AND WJDFWFSTB .OTICE THAT THE RADIUS OF THE %ARTH AND 3UN AND
THE %ARTHS ORBIT ARE NOT DRAWN TO SCALE
4IPDLXBWF "TVEEFOEJTDPOUJOVPVTDIBOHFJOEFOTJUZBOEQSFTTVSFQSPQBHBUJOHJO
BHBTPSQMBTNBBUTVQFSTPOJDWFMPDJUZѮFSFJTBMTPBDIBOHFJOQBSUJDMFëPXTQFFEBOE
JOUIFNBHOFUJDBOEFMFDUSJDêFMETUSFOHUITBTTPDJBUFEXJUIBTIPDL
4IPFNBLFS-FWZ$PNFU "DPNFUEJTDPWFSFEPO.BSDICZ$BSPMZO4IPF
NBLFS ¢ &VHFOF4IPFNBLFS ¢ BOE%BWJE)-FWZ ¢ UIF
OJOUI JO B TFSJFT PG PCKFDUT UIF USJP GPVOE USBWFMJOH BSPVOE UIF 4VO JO TIPSUQFSJPE
PSCJUT ѮFZ XFSF PCTFSWJOH UIF GSBHNFOUT PG B DPNFU UIBU QBTTFE UPP DMPTF UP +VQJ
UFSPO+VMZ BOEXBTCSPLFOJOUPQJFDFTCZUIFEJĒFSFOUJBMHSBWJUBUJPOBMGPSDFT
PG UIF HJBOU QMBOFU 0SCJUBM DBMDVMBUJPOT JOEJDBUFE UIBU UIF USBJO PG DPNFU GSBHNFOUT
XPVMEQMVOHFJOUP+VQJUFSCFUXFFOBOE+VMZ BOEBTUSPOPNFSTUISPVHIPVU
UIFXPSMEXJUOFTTFEUIFDPMMJTJPOT XIJDIDSFBUFEFYQMPTJWFêSFCBMMTBOEEBSLTDBSTPO
+VQJUFS
4IPSUQFSJPEDPNFU "DPNFUXIPTFPSCJUBMQFSJPEBSPVOEUIF4VOJTMFTTUIBO
ZFBST.BOZTIPSUQFSJPEDPNFUTPSJHJOBUFJOUIF,VJQFSCFMU4FFDPNFUBOE,VJQFS
CFMU
(MPTTBSZ4
4JEFSFBM .FBTVSFEPSEFUFSNJOFEXJUISFGFSFODFUPUIFTUBST
4JOHVMBSJUZ "QMBDFJOTQBDFPSJOUJNFXIFSFUIFGPSNVMBGPSTPNFQIZTJDBMRVBOUJUZ
CFDPNFTJOêOJUF*UXBTPODFUIPVHIUUIBUUIF4DIXBS[TDIJMESBEJVTNBSLFEBTJOHVMBS
JUZPGBCMBDLIPMF CVUJUXBTSFNPWFEUPUIFDFOUFSPGUIFIPMFCZBDIBOHFJODPPSEJ
OBUFTZTUFNT4FFCMBDLIPMFBOE4DIXBS[TDIJMESBEJVT
4JSJVT ѮF BQQBSFOUMZ CSJHIUFTU TUBS JO UIF OJHIU TLZ B XIJUF " EXBSG PS NBJO
TFRVFODF TUBS XJUI BO BQQBSFOU WJTVBM NBHOJUVEF PG m ѮF (SFFL OBNF 4JSJVT
NFBOT iTFBSJOHu iTDPSDIJOHu BOE iTQBSLMJOHu ѮF PUIFS OBNFT GPS 4JSJVT BSF "MQIB
$BOJT.BKPSJTBOEUIFi%PH4UBSu EVFUPJUTMPDBUJPOJOUIFDPOTUFMMBUJPO$BOJT.BKPSJT
0SJPOTCJHHFS)VOUJOH%PHѮFêSTUHMJNQTFPG4JSJVTJOUIFNPSOJOHUXJMJHIUGPSF
UPMEUIFSJTJOHPGUIF/JMFJO&HZQUT0ME,JOHEPN XIPTFTZNCPMXBTBEPH4JSJVT
TIJOFTXJUIBOBCTPMVUFWJTVBMNBHOJUVEFPG PSBCPVUUJNFTNPSFMVNJOPVT
UIBO UIF 4VO TP 4JSJVT BQQFBST TP CSJHIU CFDBVTF JU JT SFMBUJWFMZ OFBSCZ MPDBUFE BU B
EJTUBODFPGKVTUMJHIUZFBST4JSJVTJTBMTPBEPVCMFTUBS XIPTFGBJOUDPNQPOFOUJT
BXIJUFEXBSGTUBSEFTJHOBUFEBT4JSJVT#*OUIF(FSNBOBTUSPOPNFS'SJFESJDI
8JMIFMN #FTTFM ¢ BUUSJCVUFE QFSJPEJD WBSJBUJPO JO UIF QSPQFS NPUJPO PG
UIFCSJHIUDPNQPOFOU EFTJHOBUFE4JSJVT" UPUIFHSBWJUBUJPOBMBUUSBDUJPOPGBOVOTFFO
DPNQBOJPO TUBS DBMMFE 4JSJVT # XIJDI XBT êSTU EFUFDUFE JO CZ UIF "NFSJDBO
BTUSPOPNFS"MWBO$MBSL ¢ *UXBTTPIBSEUPêOECFDBVTF4JSJVT#JT
UJNFTGBJOUFSUIBOOFBSCZ4JSJVT"*OUIF"NFSJDBOBTUSPOPNFS8BMUFS4"EBNT
¢ TIPXFEUIBU4JSJVT#JTBIPUTUBSPGTQFDUSBMUZQF"ѮFIJHIUFNQFSB
UVSFBOEMPXJOUSJOTJDMVNJOPTJUZNFBOUUIBUUIFGBJOUDPNQBOJPOTUBSIBEUPCFWFSZ
TNBMM POMZBCPVUUIFTJ[FPGUIF&BSUI4VDITUBSTCFDBNFLOPXOBTXIJUFEXBSGTUBST
4FF4UFGBO#PMU[NBOOMBXBOEXIJUFEXBSG
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4*35' "DSPOZNGPSUIF4QBDF*OGSB3FE5FMFTDPQF'BDJMJUZ4FF4QJU[FS4QBDF5FMFTDPQF
$ZHOJ ѮFêSTUTUBSPUIFSUIBOUIF4VOUPIBWFJUTEJTUBODFNFBTVSFE,OPXOBT
UIF i'MZJOH 4UBSu EVF UP JUT MBSHF QSPQFS NPUJPO PG NPSF UIBO TFDPOET PG BSD QFS
ZFBS $ZHOJ XBT QSFTVNBCMZ OFBSCZ ѮF QBSBMMBY BOE IFODF UIF EJTUBODF PG
$ZHOJXBTBOOPVODFEJOCZUIF(FSNBOBTUSPOPNFS'SJFESJDI8JMIFMN#FTTFM
¢ XIPPCUBJOFEBQBSBMMBYPGTFDPOETPGBSD WFSZDMPTFUPUIFNPEFSO
WBMVFPGTFDPOETPGBSD DPSSFTQPOEJOHUPUIFEJTUBODFPGMJHIUZFBSTѮF
TUBSJTBEPVCMFPSBOHFEXBSGUIBUMJFTJOUIFDPOTUFMMBUJPO$ZHOVT XIPTFDPNQPOFOU,
TUBSTIBWFBQQBSFOUWJTVBMNBHOJUVEFTPGBOE
4MPBO %JHJUBM 4LZ 4VSWFZ ѮF 4MPBO %JHJUBM 4LZ 4VSWFZ BCCSFWJBUFE 4%44 VTFT
TPQIJTUJDBUFE FMFDUSPOJD JOTUSVNFOUT XJUI B EFEJDBUFE NFUFS JODI SFëFDUPS
MPDBUFEBUUIF"QBDIF1PJOU0CTFSWBUPSZJOUIF4BDSBNFOUP.PVOUBJOTPG/FX.FYJDP
UPNBQPOFRVBSUFSPGUIFFOUJSFTLZ EFUFSNJOJOHUIFQPTJUJPOBOEBCTPMVUFCSJHIUOFTT
PGNPSFUIBONJMMJPODFMFTUJBMPCKFDUTѮF4%44BMTPEFUFSNJOFTUIFEJTUBODFT PS
SFETIJѫT UPNPSFUIBOBNJMMJPOHBMBYJFTBOERVBTBSTѮFEJTUSJCVUJPOPGHBMBYJFTJO
EJĒFSFOU EJSFDUJPOT BOE EFQUIT PS SFETIJѫT SFWFBMT B DIBJO PG HBMBYJFT EVCCFE UIF
4MPBO(SFBU8BMM UIBUJTCJMMJPOMJHIUZFBSTBDSPTT UPHFUIFSXJUIIVHFWPJET PS
TFFNJOHMZFNQUZQMBDFTXJUIGFXHBMBYJFT
4NJUITPOJBO"TUSPQIZTJDBM0CTFSWBUPSZ ѮF4NJUITPOJBO"TUSPQIZTJDBM0CTFSWB
UPSZ BCCSFWJBUFE 4"0 JT B SFTFBSDI JOTUJUVUF PG UIF 4NJUITPOJBO *OTUJUVUJPO KPJOFE
XJUIUIF)BSWBSE$PMMFHF0CTFSWBUPSZUPGPSNUIF)BSWBSE4NJUITPOJBO$FOUFSGPS
"TUSPQIZTJDT BCCSFWJBUFE$G"*UJTIFBERVBSUFSFEBU$BNCSJEHF .BTTBDIVTFUUT4FF
$FOUFSGPS"TUSPQIZTJDT
4.. "DSPOZNGPS4PMBS.BYJNVN.JTTJPO4FF4PMBS.BYJNVN.JTTJPO
4/ "DSPOZNGPS4VQFS/PWB4FFTVQFSOPWB
4/$NFUFPSJUF "CPVUBEP[FOJHOFPVTNFUFPSJUFTJEFOUJêFEUPIBWFDPNFGSPN.BST
POUIFCBTJTPGUIFJSFMFNFOUBCVOEBODFBOEUSBQQFEHBTFT.PTUPGUIFNTPMJEJêFE
GSPNNPMUFONBUFSJBMMFTTUIBOCJMMJPOZFBSTBHPѮFZIBWFCFFODPMMFDUJWFMZOBNFE
UIF4/$NFUFPSJUFTBѫFSUIFJOJUJBMTPGUIFMPDBUJPOTXIFSFUIFZXFSFêSTUPCTFSWFEUP
GBMMGSPNUIFTLZmOFBS4IFSHPUUZ *OEJBJO /BLIMB &HZQUJO BOE$IBTTJHOZ
'SBODFJO
4/" 4FF4VQFSOPWB"
(MPTTBSZ4
4/0 "DSPOZN GPS UIF 4VECVSZ /FVUSJOP 0CTFSWBUPSZ $BOBEB 4FF 4VECVSZ /FV
USJOP0CTFSWBUPSZ
4/3 "DSPOZNGPS4VQFS/PWB3FNOBOU4FFTVQFSOPWBSFNOBOU
4PGU9SBZT &MFDUSPNBHOFUJDSBEJBUJPOXJUIQIPUPOFOFSHJFTPGUPLF7BOEXBWF
MFOHUITCFUXFFOBCPVUBOENFUFST
40)0 "DSPOZNGPSUIF40MBSBOE)FMJPTQIFSJD0CTFSWBUPSZ4FF40MBSBOE)FMJP
TQIFSJD0CTFSWBUPSZ
4PMBSBDUJWJUZDZDMF "DZDMJDBMWBSJBUJPOJOTPMBSBDUJWJUZXJUIBQFSJPEPGBCPVU
ZFBSTCFUXFFONBYJNB PSNJOJNB PGTPMBSBDUJWJUZ8BYJOHBOEXBOJOHPGWBSJPVT
GPSNTPGTPMBSBDUJWJUZ TVDIBTTVOTQPUT ëBSFT BOEDPSPOBMNBTTFKFDUJPOT DIBSBDUFS
J[FUIFTPMBSBDUJWJUZDZDMF0WFSUIFDPVSTFPGBOZFBSDZDMF TVOTQPUTWBSZCPUI
JOOVNCFS BOE MBUJUVEF ѮF DPNQMFUF DZDMF PG UIF TPMBS NBHOFUJD êFME JT ZFBST
"EZOBNPESJWFOCZEJĒFSFOUJBMSPUBUJPOBOEDPOWFDUJPONBZNBJOUBJOUIFTPMBSDZDMF
"DUJWJUZDZDMFTTJNJMBSUPUIFTPMBSDZDMFBSFBQQBSFOUMZUZQJDBMPGTUBSTXJUIDPOWFDUJPO
[POFT4FFCVUUFSëZEJBHSBN )BMFMBX TPMBSNBYJNVN TPMBSNJOJNVN 4QÕSFSTMBX
BOETVOTQPUDZDMF
40MBS BOE )FMJPTQIFSJD 0CTFSWBUPSZ /"4"MBVODIFEUIF40MBSBOE)FMJPTQIFSJD
0CTFSWBUPSZ BCCSFWJBUFE40)0 PO%FDFNCFS*USFBDIFEJUTQFSNBOFOUQPTJ
UJPOPO'FCSVBSZ XJUIPQFSBUJPOTDPOUJOVJOHJOUP40)0PSCJUTUIF4VO
BUUIFêSTU - -BHSBOHJBOQPJOUXIFSFUIFHSBWJUBUJPOBMGPSDFTPGUIF&BSUIBOE4VO
BSFFRVBM*UJTBDPPQFSBUJWFQSPKFDUCFUXFFO&4"BOE/"4"UPTUVEZUIF4VOGSPNJUT
EFFQDPSF UISPVHIJUTPVUFSBUNPTQIFSFBOEUIFTPMBSXJOEPVUUPBEJTUBODFUFOUJNFT
CFZPOEUIF&BSUITPSCJU*UIBTPCUBJOFEJNQPSUBOUOFXJOGPSNBUJPOBCPVUIFMJPTFJT
NPMPHZ UIFTUSVDUVSFBOEEZOBNJDTPGUIFTPMBSJOUFSJPS UIFIFBUJOHNFDIBOJTNPGUIF
4VOTNJMMJPOEFHSFFPVUFSBUNPTQIFSF UIFTPMBSDPSPOB BOEUIFPSJHJOBOEBDDFMFSB
UJPOPGUIFTPMBSXJOE4FF-BHSBOHJBOQPJOU
4PMBS BUNPTQIFSF ѮF PVUFS MBZFST PG UIF 4VO GSPN UIF QIPUPTQIFSF UISPVHI UIF
DISPNPTQIFSF USBOTJUJPOSFHJPOBOEDPSPOBѮFUFSNBUNPTQIFSFJTVTFEUPEFTDSJCF
UIFPVUFSNPTUHBTFPVTMBZFSTPGUIF4VOCFDBVTFUIFZBSFSFMBUJWFMZUSBOTQBSFOUBUWJT
JCMFXBWFMFOHUIT4FFBUNPTQIFSF
4PMBS# "NJTTJPOPGUIF+BQBOFTFTQBDFBHFODZ UIF*OTUJUVUFPG4QBDFBOE"TUSPOBV
UJDBM 4DJFODF BCCSFWJBUFE *4"4 QSPQPTFE BT B GPMMPXPO UP UIF +BQBO6OJUFE 4UBUFT
6OJUFE ,JOHEPN :PILPI PS 4PMBS" DPMMBCPSBUJPO *4"4 IBT TDIFEVMFE UIF MBVODI
PG4PMBS#GPS4FQUFNCFSѮFTQBDFDSBѫDPOTJTUTPGBDPPSEJOBUFETFUPGPQUJDBM
FYUSFNFVMUSBWJPMFUBOE9SBZJOTUSVNFOUTUPNFBTVSFUIFEFUBJMFEEFOTJUZ UFNQFSB
UVSFBOEWFMPDJUZTUSVDUVSFTJOUIFQIPUPTQIFSF USBOTJUJPOSFHJPOBOEMPXDPSPOBXJUI
IJHITQBUJBM TQFDUSBMBOEUFNQPSBMSFTPMVUJPO SFTVMUJOHJOOFXJOGPSNBUJPOBCPVUUIF
4VOTWBSZJOHNBHOFUJDêFMETBOEUIFJSSFMBUJPOTIJQUPTPMBSFSVQUJPOTBOEBUNPTQIFSF
FYQBOTJPO
4PMBS DPOTUBOU ѮF UPUBM BNPVOU PG TPMBS FOFSHZ JOUFHSBUFE PWFS BMM XBWFMFOHUIT
SFDFJWFEQFSVOJUUJNFBOEVOJUBSFBBUUIFNFBO4VO&BSUIEJTUBODFPVUTJEFUIF&BSUIT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BUNPTQIFSF*UTWBMVFJT+PVMFQFSTFDPOEQFSTRVBSFNFUFS XIJDIJTFRVJWBMFOUUP
XBUUQFSTRVBSFNFUFS XJUIBOVODFSUBJOUZPGJOUIFTBNFVOJUTѮFTPMBS
DPOTUBOUJTOPUDPOTUBOU CVUJOTUFBEWBSJFTJOUBOEFNXJUIUIFZFBSTPMBSBDUJWJUZDZDMF
CZBCPVUQFSDFOUGSPNNBYJNVNUPNJOJNVN5FNQPSBSZEJQTPGVQUPQFSDFOU
BOEBGFXEBZTEVSBUJPOBSFEVFUPUIFQSFTFODFPGMBSHFTVOTQPUTPOUIFWJTJCMFTPMBSEJTL
ѮFMBSHFOVNCFSPGTVOTQPUTOFBSUIFQFBLJOUIFZFBSDZDMFJTBDDPNQBOJFECZB
SJTFJONBHOFUJDBDUJWJUZ XIJDIDSFBUFTBOJODSFBTFJOUIFMVNJOPVTPVUQVUPGQMBHFTUIBU
FYDFFETUIFDPPMJOHFĒFDUTPGTVOTQPUT4FFQMBHF TPMBSBDUJWJUZDZDMF BOETVOTQPU
4PMBS DPSF ѮFSFHJPOBUUIFDFOUFSPGUIF4VOXIFSFOVDMFBSSFBDUJPOTSFMFBTFWBTU
RVBOUJUJFTPGFOFSHZ
4PMBSDPSPOB 4FFDPSPOB
4PMBSFDMJQTF "CMPDLBHFPGMJHIUGSPNUIF4VOXIFOUIF.PPOJTQPTJUJPOFEQSFDJTFMZ
CFUXFFOUIF4VOBOEUIF&BSUI"UPUBMTPMBSFDMJQTFJTTFFOBUQMBDFTXIFSFUIFVNCSB
PGUIF.PPOTTIBEPXDPOFGBMMTPOBOENPWFTPWFSUIF&BSUITTVSGBDF"MUIPVHIUIF
UPUBMEVSBUJPOPGBTPMBSFDMJQTFDBOCFBTNVDIBTGPVSIPVST UIF4VOJTDPNQMFUFMZ
DPWFSFECZUIF.PPO BUUPUBMJUZ GPSBUNPTUNJOVUFT%VSJOHUIFCSJFGNPNFOUTPG
BUPUBMTPMBSFDMJQTF EBSLOFTTGBMMT BOEUIFPVUFSQBSUTPGUIF4VO UIFDISPNPTQIFSF
BOE UIF DPSPOB BSF TFFO "U BOZ HJWFO QPJOU PG &BSUIT TVSGBDF B UPUBM TPMBS FDMJQTF
PDDVST POUIFBWFSBHF PODFFWFSZZFBST4FF#BJMZTCFBET DISPNPTQIFSF DPSPOB
BOEQSPNJOFODF
4PMBSnBSF "TVEEFOBOEWJPMFOUSFMFBTFPGNBUUFSBOEFOFSHZXJUIJOBTPMBSBDUJWF
SFHJPO JO UIF GPSN PG FMFDUSPNBHOFUJD SBEJBUJPO FOFSHFUJD QBSUJDMFT XBWF NPUJPOT
BOETIPDLXBWFT MBTUJOHNJOVUFTUPIPVST"TVEEFOCSJHIUFOJOHJOBOBDUJWFSFHJPO
PCTFSWFEJODISPNPTQIFSJDBOEDPSPOBMFNJTTJPOTUIBUUZQJDBMMZMBTUTUFOTPGNJOVUFT
ѮFGSFRVFODZBOEJOUFOTJUZPGTPMBSëBSFTJODSFBTFOFBSUIFNBYJNVNPGUIFZFBS
TPMBSBDUJWJUZDZDMF4PMBSëBSFTBDDFMFSBUFDIBSHFEQBSUJDMFTJOUPJOUFSQMBOFUBSZTQBDF
ѮF JNQVMTJWF PS ëBTI QIBTF PG ëBSFT VTVBMMZ MBTUT GPS B GFX NJOVUFT EVSJOH XIJDI
NBUUFS DBO SFBDI UFNQFSBUVSFT PG IVOESFET PG NJMMJPOT PG EFHSFFT ѮF ëBSF TVCTF
RVFOUMZ GBEFT EVSJOH UIF HSBEVBM PS EFDBZ QIBTF MBTUJOH BCPVU BO IPVS .PTU PG UIF
SBEJBUJPO JT FNJUUFE BT 9SBZT CVU ëBSFT BSF BMTP PCTFSWFE BU WJTJCMF IZESPHFOBMQIB
XBWFMFOHUITBOESBEJPXBWFMFOHUITѮFZBSFQSPCBCMZDBVTFECZUIFTVEEFOSFMFBTFPG
MBSHFBNPVOUT VQUP+PVMF PGNBHOFUJDFOFSHZJOBSFMBUJWFMZTNBMMWPMVNFJOUIF
TPMBSDPSPOB4FFBDUJWFSFHJPO ëBSF BOETPMBSBDUJWJUZDZDMF
4PMBSNBTT ѮFBNPVOUPGNBTTJOUIF4VO FRVBMUPLJMPHSBNT BOEUIF
VOJUJOXIJDITUFMMBSBOEHBMBYZNBTTFTBSFFYQSFTTFE
4PMBS.BYJNVN.JTTJPO /"4"MBVODIFEUIF4PMBS.BYJNVN.JTTJPO BCCSFWJBUFE
4.. PO'FCSVBSZ XJUIBOJOPSCJUSFQBJSGSPNUIF4QBDF4IVUUMF$IBMMFOHFS
(MPTTBSZ4
CONTINUED
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
PO"QSJMBOEBNJTTJPOFOEPO/PWFNCFS4..PCUBJOFEJNQPSUBOU
OFXJOTJHIUTUPQPXFSGVMFSVQUJPOTPOUIF4VOLOPXOBTTPMBSëBSFTBOEDPSPOBMNBTT
FKFDUJPOT EVSJOHBNBYJNVNJOUIFZFBSTPMBSBDUJWJUZDZDMF
4PMBSOFCVMB ѮFEJTLTIBQFEDMPVEPGHBTBOEEVTUPVUPGXIJDIUIF4VOBOEQMBO
FUBSZTZTUFNGPSNFE
4PMBS OFVUSJOP QSPCMFN .BTTJWF TVCUFSSBOFBO OFVUSJOP EFUFDUPST êOE POMZ POF
UIJSEUPPOFIBMGUIFOVNCFSPGTPMBSOFVUSJOPTUIBUUIFPSFUJDBMDBMDVMBUJPOTQSFEJDU
ѮFTPMBSOFVUSJOPQSPCMFNIBTCFFOFYQMBJOFECZBUSBOTGPSNBUJPOPGTPMBSOFVUSJOPT
JOUPBOVOEFUFDUBCMFGPSNPOUIFJSXBZPVUPGUIF4VO4FF.48FĒFDU OFVUSJOPPTDJM
MBUJPO BOE4VECVSZ/FVUSJOP0CTFSWBUPSZ
4PMBSQBSBMMBY ѮFBOHVMBSTJ[FPGUIF&BSUITSBEJVTBUBEJTUBODFPGPOFBTUSPOPNJDBM
VOJU BNPVOUJOHUPTFDPOETPGBSD4FFBTUSPOPNJDBMVOJUBOEQBSBMMBY
4PMBS 4ZTUFN ѮF 4PMBS 4ZTUFN DPOTJTUT PG UIF 4VO JUT QMBOFUT UIF JOUFSQMBOFUBSZ
NFEJVN UIFTPMBSXJOE BOEUIFTNBMMFSCPEJFTPSCJUJOHUIF4VO JODMVEJOHBTUFSPJET
(MPTTBSZ4
'*( 3OLAR ECLIPSE $URING A SOLAR ECLIPSE THE -OON CASTS ITS SHADOW
UPON THE %ARTH .O PORTION OF THE 3UNS PHOTOSPHERE CAN BE SEEN FROM THE
UMBRAL REGION OF THE -OONS SHADOW TNBMMHSBZTQPU BUT THE 3UNS LIGHT
IS ONLY PARTIALLY BLOCKED IN THE PENUMBRAL REGION MBSHFSIBMGDJSDMF ! TOTAL
SOLAR ECLIPSE OBSERVABLE ONLY FROM THE UMBRAL REGION TRACES A NARROW PATH
ACROSS THE %ARTHS SURFACE
'*( 3OLAR mARE MODEL ! SOLAR mARE IS POWERED BY MAGNETIC ENERGY RELEASED FROM A
MAGNETIC INTERACTION SITE ABOVE THE TOP OF THE CORONAL LOOP SHOWN HERE %LECTRONS ARE ACCEL
ERATED TO HIGH SPEED
GENERATING A BURST OF RADIO
ENERGY AS WELL AS IMPUL
SIVE LOOP TOP HARD 8 RAY
" EMISSION 3OME OF THESE
NON THERMAL ELECTRONS
! ARE CHANNELED DOWN THE
MAGNETIC LOOP AND STRIKE
THE CHROMOSPHERE AT
NEARLY THE SPEED OF LIGHT
EMITTING HARD 8 RAYS AT
THE LOOP FOOTPOINTS 7HEN
BEAMS OF ACCELERATED
PROTONS ENTER THE DENSE
LOWER ATMOSPHERE THEY
CAUSE NUCLEAR REACTIONS
" THAT RESULT IN GAMMA RAY
SPECTRAL LINES AND ENER
GETIC NEUTRONS -ATERIAL
" IN THE CHROMOSPHERE IS
HEATED VERY QUICKLY AND
RISES INTO THE LOOP ACCOM
PANIED BY A SLOW GRADUAL INCREASE IN SOFT 8 RAY RADIATION 4HIS UPWELLING OF HEATED MATERIAL IS
CALLED CHROMOSPHERIC EVAPORATION
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
DPNFUT BOEPCKFDUTJOUIF,VJQFSCFMUBOEUIF0PSUDPNFUDMPVEѮFQMBOFUTBOE4VO
XFSFGPSNFEUPHFUIFSGSPNUIFDPMMBQTFPGBSPUBUJOH JOUFSTUFMMBSDMPVEPGHBTBOEEVTU
LOPXOBTUIFTPMBSOFCVMB4FFBTUFSPJE DPNFU ,VJQFSCFMU 0PSUDPNFUDMPVE QMBOFU
TPMBSOFCVMB BOETPMBSXJOE
4PMBS 5&SSFTUSJBM 3&MBUJPOT 0CTFSWBUPSZ /"4" QMBOT UP MBVODI UIF UXP JEFOUJDBM
TQBDFDSBѫPGUIF4PMBS5&SSFTUSJBM3&MBUJPOT0CTFSWBUPSZ BCCSFWJBUFE45&3&0 JO
0OFTQBDFDSBѫXJMMMFBE&BSUIJOJUTPSCJU BOEPOFXJMMCFMBHHJOHUIFDPNCJOFE
JNBHFTBOESBEJPUSBDLJOHGSPNUIFUXPTQBDFDSBѫXJMMQSPWJEFBUISFFEJNFOTJPOBM
WJFXPGDPSPOBMNBTTFKFDUJPOTGSPNUIFJSPOTFUBUUIF4VOUPUIFPSCJUPGUIF&BSUI
JNQSPWJOHPVSVOEFSTUBOEJOHPGUIFTFTPMBSFYQMPTJPOTBOEBJEJOHTQBDFXFBUIFSGPSF
DBTUDBQBCJMJUJFT
4PMBS 5JNF 5JNF LFQU CZ UIF SJTJOH BOE TFUUJOH PG UIF 4VO WJFXFE GSPN UIF SPUBU
JOH&BSUI NPSFUFDIOJDBMMZLOPXOBT(SFFOXJDI.FBO5JNFBOE6OJWFSTBM5JNF4FF
(SFFOXJDI.FBO5JNF 3PZBM(SFFOXJDI0CTFSWBUPSZ BOE6OJWFSTBM5JNF
4PMBSXJOE "TUFBEZëPXPGFOFSHFUJDDIBSHFEQBSUJDMFT NBJOMZFMFDUSPOTBOEQSPUPOT
BOEFOUSBJOFENBHOFUJDêFMETNPWJOHPVUGSPNUIF4VOJOBMMEJSFDUJPOTJOUPJOUFSQMBO
FUBSZTQBDFBUTVQFSTPOJDTQFFE*OUIF(FSNBOBTUSPOPNFS-VEXJH#JFSNBOO
¢ QSPQPTFEUIBUUIFTUSBJHIUJPOUBJMTPGDPNFUT XIJDIBMXBZTQPJOUBXBZ
GSPNUIF4VO BSFBDDFMFSBUFECZBDPOUJOVPVT FMFDUSJêFEëPXPGDIBSHFEQBSUJDMFTGSPN
UIF4VO*OUIF"NFSJDBOQIZTJDJTU&VHFOF/1BSLFS ¢ TIPXFEUIBUUIF
NJMMJPOEFHSFFFMFDUSPOTBOEQSPUPOTJOUIFDPSPOBXJMMPWFSDPNFUIF4VOTHSBWJUZBOE
BDDFMFSBUF UP TVQFSTPOJD TQFFET OBNJOH UIF SFTVMUBOU SBEJBM PVUëPX UIF TPMBS XJOE
)FBMTPQSPQPTFEUIBUUIFTPMBSXJOEDBSSJFTUIF4VOTNBHOFUJDêFMEXJUIJU GPSNJOH
B TQJSBM NBHOFUJD QBUUFSO JO JOUFSQMBOFUBSZ TQBDF BT UIF 4VO SPUBUFT .FBTVSFNFOUT
GSPNUIF4PWJFU-VOBTQBDFDSBѫJODPOêSNFEUIFFYJTUFODFPGUIFTPMBSXJOECZ
EJSFDUNFBTVSFNFOUTPGJUTQSPUPOT BOEJOmUIF"NFSJDBO.BSJOFSTQBDFDSBѫ
EFUFSNJOFEJUTEFOTJUZ BCPVUNJMMJPOFMFDUSPOTBOENJMMJPOQSPUPOTQFSDVCJDNFUFS
OFBS &BSUI BOE NFBTVSFE JUT TQFFE ѮF TPMBS XJOE IBT B GBTU DPNQPOFOU PS IJHI
TQFFETUSFBN XJUIBWFMPDJUZPGBCPVULJMPNFUFSTQFSTFDPOE BOEBTMPXTQFFE
DPNQPOFOUNPWJOHBUBCPVUIBMGUIJTTQFFE*O DPNQBSJTPOTPGPCTFSWBUJPOTXJUI
UIF6MZTTFTTQBDFDSBѫ XIJDIQBTTFEPWFSUIF4VOTQPMFT XJUIUIPTFPGUIF:PILPIBOE
40)0TPMBSTQBDFDSBѫEFNPOTUSBUFEUIBUNVDI JGOPUBMM PGUIFIJHITQFFETPMBSXJOE
DPNFTGSPNPQFONBHOFUJDêFMETJOQPMBSDPSPOBMIPMFT BUMFBTUEVSJOHUIFNJOJNVN
JOUIF4VOTZFBSBDUJWJUZDZDMF BOEUIBUUIFTMPXXJOEJTDPOêOFEUPMPXMBUJUVEFT
OFBSBOFRVBUPSJBMTUSFBNFSCFMUѮFTPMBSXJOEDBSSJFTBXBZBCPVUPGUIF4VOT
NBTTQFSZFBS"MUIPVHIUIFTPMBSXJOEJTEJWFSUFEBSPVOEUIF&BSUITNBHOFUPTQIFSF
TPNFPGJUTQBSUJDMFTFOUFSUIFNBHOFUPTQIFSF4FFBVSPSB DPSPOB DPSPOBMIPMF DPSPOBM
TUSFBNFS IFMJPTQIFSF IJHITQFFETUSFBN NBHOFUPTQIFSF BOE7BO"MMFOCFMUT
4PMTUJDF ѮF TVNNFS BOE XJOUFS TPMTUJDFT BSF UIF FYUSFNF OPSUIFSO BOE TPVUIFSO
QPTJUJPOPGUIF4VOEVSJOHJUTZFBSMZQBUIBNPOHUIFTUBST XIFOUIF4VOSFBDIFTJUT
HSFBUFTUEFDMJOBUJPOPGEFHSFFTOPSUIBOETPVUIѮFUXPEBUFTXIFOUIF4VOJT
GBSUIFTUGSPNUIFFRVBUPS0OUIFTVNNFSTPMTUJDF PDDVSSJOHBSPVOE+VOF UIF4VO
JTGBSUIFTUOPSUIBOEUIFEBZMJHIUIPVSTJOUIFOPSUIFSOIFNJTQIFSFBSFMPOHFTU0O
(MPTTBSZ4
CAL UNIT !5 WHERE !5 M THE 3UNS RADIUS 2b IS 2b M "OLTZMANNS
CONSTANT K * + RELATES TEMPERATURE AND THERMAL ENERGY 4HE PROTON MASS MP
KG
4PVOEXBWFT 4FFBDPVTUJDXBWFT
4PVUIFSODSPTT 1PQVMBSOBNFGPSUIFTPVUIFSOIFNJTQIFSFDPOTUFMMBUJPO$SVY4FF
"DSVY BOE$SVY
4QBDF *OGSB3FE 5FMFTDPQF 'BDJMJUZ "CCSFWJBUFE 4*35' BOE SFOBNFE UIF 4QJU[FS
4QBDF5FMFTDPQF4FF4QJU[FS4QBDF5FMFTDPQF
4QBDF *OUFSGFSPNFUSZ .JTTJPO /"4"T 4QBDF *OUFSGFSPNFUFSZ .JTTJPO BCCSFWJ
BUFE4*. JTJOEFWFMPQNFOU XJUIBMBVODITDIFEVMFEGPS*UXJMMVTFBTQBDF
JOUFSGFSPNFUFSUPQSPCFOFBSCZTUBSTGPS&BSUITJ[FEQMBOFUTBOEUPNFBTVSFUIFQPTJ
UJPOT BOE EJTUBODFT PG TUBST IVOESFET PG UJNFT NPSF BDDVSBUFMZ UIBO BOZ QSFWJPVT
QSPHSBN
4QBDF5FMFTDPQF4DJFODF*OTUJUVUF ѮF4QBDF5FMFTDPQF4DJFODF*OTUJUVUF BCCSFWJBUFE
454D* JTUIFBTUSPOPNJDBMSFTFBSDIDFOUFSSFTQPOTJCMFGPSPQFSBUJOHUIF)VCCMF4QBDF
5FMFTDPQFBTBOJOUFSOBUJPOBMPCTFSWBUPSZѮF454D*JTMPDBUFEBUUIF)PNFXPPEDBN
QVTPG+PIOT)PQLJOT6OJWFSTJUZ
4QBDFUJNF "GPVSEJNFOTJPOBMEFTDSJQUJPOXJUIUISFFEJNFOTJPOTPGTQBDFBOEPOF
PGUJNF FNQMPZFEJOUIF4QFDJBMBOE(FOFSBMѮFPSZPG3FMBUJWJUZ4FF4QFDJBMѮFPSZPG
3FMBUJWJUZBOE(FOFSBMѮFPSZPG3FMBUJWJUZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4QBDFXFBUIFS 7BSZJOHDPOEJUJPOTJOJOUFSQMBOFUBSZTQBDFBOEUIF&BSUITNBHOFUP
TQIFSFDPOUSPMMFECZUIFWBSJBCMFTPMBSXJOE
4QFDJBM5IFPSZPG3FMBUJWJUZ &YQMBOBUJPOPGUIFQSPQFSUJFTPGPCKFDUTNPWJOHBUIJHI
TQFFET BQQSPBDIJOHUIFWFMPDJUZPGMJHIU QSPQPTFEJOCZUIF(FSNBOQIZTJDJTU
"MCFSU&JOTUFJO ¢ ѮFIJHITQFFEPCKFDUTFYIJCJUBOJODSFBTFJONBTT B
-PSFOU[DPOUSBDUJPOPGMFOHUI BOEBTMPXJOHPGUJNF PSUJNFEJMBUJPO XIFODPNQBSFE
UPOPONPWJOHPCKFDUTBUSFTUѮF4QFDJBMѮFPSZPG3FMBUJWJUZSFTUTVQPOUIFQPTUVMBUFT
ѮF 1SJODJQMF PG 3FMBUJWJUZ XIJDI TUBUFT UIBU UIF MBXT PG OBUVSF BOE UIF SFTVMUT PG
FYQFSJNFOUTQFSGPSNFEJOBOJOFSUJBMGSBNFBSFJOEFQFOEFOUPGUIFVOJGPSNWFMPDJUZPG
UIFTZTUFNѮFSFFYJTUTJOOBUVSFBMJNJUJOH JOWBSJBOUTQFFE UIFTQFFEPGMJHIU BVOJ
WFSTBM DPOTUBOU 4FF -PSFOU[ DPOUSBDUJPO .JDIFMTPO.PSMFZ FYQFSJNFOU .JOLPXTLJ
NFUSJD UJNFEJMBUJPO BOEWFMPDJUZPGMJHIU
4QFDUSBMDMBTTJmDBUJPO 4FFTUFMMBSDMBTTJêDBUJPO
4QFDUSBMMJOF "GFBUVSFPCTFSWFEJOUIFTQFDUSBPGTUBSTBOEPUIFSMVNJOPVTPCKFDUTBUB
TQFDJêDGSFRVFODZPSXBWFMFOHUI FJUIFSJOCSJHIUFNJTTJPOPSJOEBSLBCTPSQUJPO"TQFD
USBMMJOFMPPLTMJLFBMJOFJOBEJTQMBZPGSBEJBUJPOJOUFOTJUZBTBGVODUJPOPGXBWFMFOHUIPS
GSFRVFODZ"UPNTQSPEVDFUIJTTQFDUSBMGFBUVSFBTUIFZBCTPSCPSFNJUMJHIU BOEJUDBOCF
VTFEUPEFUFSNJOFUIFDIFNJDBMJOHSFEJFOUTPGUIFSBEJBUJOHTPVSDF4QFDUSBMMJOFTBSFBMTP
VTFEUPJOGFSUIFSBEJBMWFMPDJUZBOENBHOFUJDêFMEPGUIFSBEJBUPS4FFBCTPSQUJPOMJOF
%PQQMFSFĒFDU FNJTTJPOMJOF SBEJBMWFMPDJUZ TQFDUSVN BOE;FFNBOFĒFDU
4QFDUSBMUZQF 4FFTQFDUSBMDMBTTJêDBUJPO
4QFDUSVN ѮFEJTUSJCVUJPOPGUIFJOUFOTJUZPGFMFDUSPNBHOFUJDSBEJBUJPOXJUIXBWF
MFOHUI&MFDUSPNBHOFUJDSBEJBUJPO BSSBOHFEJOPSEFSPGXBWFMFOHUIGSPNMPOHXBWF
MFOHUI MPX GSFRVFODZ SBEJP FNJTTJPOT UP TIPSU XBWFMFOHUI IJHI GSFRVFODZ HBNNB
SBZTBMTP BOBSSPXFSCBOEPGXBWFMFOHUIT DBMMFEUIFWJTJCMFTQFDUSVN BTXIFOTVO
MJHIUJTEJTQFSTFECZBQSJTNPSSBJOCPXJOUPJUTDPNQPOFOUDPMPST"DPOUJOVPVTTQFD
USVNJTBOVOCSPLFOEJTUSJCVUJPOPGSBEJBUJPOPWFSBCSPBESBOHFPGXBWFMFOHUIT TVDI
BTUIFTFQBSBUJPOPGXIJUFMJHIUJOUPJUTDPNQPOFOUDPMPSTGSPNSFEUPWJPMFU$POUJOV
PVTTQFDUSBBSFPѫFOQVODUVBUFEXJUIFNJTTJPOPSBCTPSQUJPOMJOFT DBMMFEMJOFTQFD
USB XIJDIDBOCFFYBNJOFEUPSFWFBMUIFDPNQPTJUJPO NPUJPOBOENBHOFUJDêFMEPG
UIFSBEJBUJOHTPVSDF4FFBCTPSQUJPOMJOF %PQQMFSFĒFDU %PQQMFSTIJѫ FNJTTJPOMJOF
'SBVOIPGFSMJOFT TQFDUSBMMJOF TQFDUSPIFMJPHSBQI BOE;FFNBOFĒFDU
4QFFEPGMJHIU 4FFWFMPDJUZPGMJHIU
4QFFEPGTPVOE 4FFWFMPDJUZPGTPVOE
4UBS " TFMGMVNJOPVT CBMM PG HBT MJLF UIF 4VO XIPTF SBEJBOU FOFSHZ JT QSPEVDFE CZ
OVDMFBSGVTJPOSFBDUJPOTJOUIFTUFMMBSDPSF PSBOBTUSPOPNJDBMPCKFDUUIBUPODFSBEJ
BUFEUIJTXBZ TVDIBTBXIJUFEXBSGPSOFVUSPOTUBS.PTUTUBSTBSFGPVOEPOUIFNBJO
TFRVFODFPGUIF)FSU[TQSVOH3VTTFMMEJBHSBNUIFZTIJOFCZUIFDPOWFSTJPOPGIZESPHFO
OVDMFJJOUPIFMJVNOVDMFJJOFJUIFSUIFDBSCPOOJUSPHFOPYZHFO DZDMFPSUIFQSPUPO
QSPUPODIBJO8IFOUIFDPSFIZESPHFOJTEFQMFUFE BNBJOTFRVFODFTUBSFWPMWFTJOUP
BHJBOUTUBS PCUBJOJOHJUTSBEJBOUFOFSHZCZUIFOVDMFBSCVSOJOHPGIFMJVNPSIFBWJFS
FMFNFOUT ѮF UFNQFSBUVSF BOE MVNJOPTJUZ PG B TUBS JT EFUFSNJOFE CZ JUT NBTT ѮF
NPTU NBTTJWF TUBST BSF BCPVU TPMBS NBTTFT PS POF IVOESFE UJNFT IFBWJFS UIBO
UIF4VOѮFNJOJNVNTUFMMBSNBTTJTBCPVUTPMBSNBTTFT PSBCPVUUJNFTUIF
NBTTPG+VQJUFSMFTTNBTTJWFTUBSTEPOPUIBWFFOPVHINBTTBOETVēDJFOUQSFTTVSFBOE
UFNQFSBUVSF UP JOJUJBUF OVDMFBS SFBDUJPOT JO UIFJS DPSFT 4FF DBSCPOOJUSPHFOPYZHFO
DZDMF GVTJPO HJBOUTUBS )FSU[TQSVOH3VTTFMMEJBHSBN NBJOTFRVFODF NBTTMVNJOPTJUZ
SFMBUJPO BOEQSPUPOQSPUPODIBJO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( 33 4HE BIZARRE AND UNIQUE OBJECT 33 CONSISTS OF A NEUTRON STAR AND A
MASSIVE VISIBLE LIGHT STAR IN ORBIT ABOUT EACH OTHER WITH A DAY PERIOD 4HE MASSIVE STAR IS
LOSING GAS IN A STELLAR WIND AND THE NEUTRON STAR PULLS SOME OF THIS MATERIAL INTO AN ACCRETION
DISK THAT EMITS 8 RAYS (OWEVER THE IN FALLING MATTER CANNOT BE ACCRETED FAST ENOUGH AND
THE EXCESS MATERIAL IS SHOT OUT FROM THE CENTER OF THE ACCRETION DISK IN TWO OPPOSITELY DIRECTED
JETS "ULLET LIKE CONCENTRATIONS OF GAS SPEW OUT ALONG THE JETS MOVING AT A QUARTER THE SPEED
OF LIGHT 4HE SPECTRAL LINES OF 33 COME FROM THE TWIN HIGH SPEED JETS OF GAS WHICH CREATE
SIMULTANEOUS RED AND BLUE WAVELENGTH SHIFTS AND MAKE THE STAR LOOK LIKE IT IS COMING AND
GOING AT THE SAME TIME 4HE ACCRETION DISK IS TIPPED SLIGHTLY AND PRECESSES LIKE A TOP MAKING
THE JETS SWING STEADILY AROUND A CONE EVERY DAYS 4HE COMPONENT OF VELOCITY DIRECTED
ALONG AN OBSERVERS LINE OF SIGHT VARIES WITH THE SAME PERIOD SO THE OBSERVER SEES BOTH A
REDSHIFTED AND A BLUESHIFTED LINE WITH WAVELENGTHS THAT CHANGE WITH TIME
4UBSCVSTUHBMBYZ "HBMBYZVOEFSHPJOHBOFYDFQUJPOBMMZIJHISBUFPGTUBSGPSNBUJPO
%JTDPWFSFE JO XJUI JOTUSVNFOUT BCPBSE UIF *OGSB3FE "TUSPOPNJDBM 4BUFMMJUF
BCCSFWJBUFE*3"4 TUBSCVSTUHBMBYJFTBSFNVDICSJHIUFSBUJOGSBSFEXBWFMFOHUIT XIFO
DPNQBSFEUPUIFJSWJTJCMFMJHIUPVUQVU UIBOPUIFSHBMBYJFT
4UBS DMVTUFS (SBWJUBUJPOBMMZ CPVOE BHHSFHBUJPO PG TUBST NVDI TNBMMFS BOE NVDI
MFTTNBTTJWFUIBOBHBMBYZ4UBSDMVTUFSTBSFPGUXPUZQFTUIFPQFODMVTUFST DPOUBJOJOH
IVOESFETPG1PQVMBUJPOT*TUBST BOEUIFNPSFNBTTJWFHMPCVMBSDMVTUFSTDPOTJTUJOHPG
CFUXFFOUFOUIPVTBOEBOEUFONJMMJPOPMEFS1PQVMBUJPOT**TUBSTXJUIJOBWPMVNFUIBU
JTBCPVUMJHIUZFBSTBDSPTT0QFODMVTUFSTBSFGPVOEJOUIFEJTLPGPVS(BMBYZBOE
HMPCVMBSDMVTUFSTJOUIFHBMBDUJDIBMP4FFHMPCVMBSDMVTUFSBOEPQFODMVTUFS
4UBSEVTU /"4"MBVODIFEUIF4UBSEVTUTQBDFDSBѫPO'FCSVBSZ"ѫFSOFBSMZ
GPVSZFBSTPGTQBDFUSBWFM JUFODPVOUFSFE$PNFU8JME PO+BOVBSZ XIFSFJU
PCUBJOFEDMPTFVQJNBHFTPGUIFDPNFUOVDMFVTBOEDPMMFDUFEEVTUBOEDBSCPOCBTFE
TBNQMFTVTJOHBTVCTUBODFDBMMFEBFSPHFMѮFDBSHPXBTQBSBDIVUFEJOBSFFOUSZDBQTVMF
UPUIF&BSUITTVSGBDFPO+BOVBSZ
2IGEL "ETA /RI " )A "
0ROCYON !LPHA #-I & )6 WD
!CHERNAR !LPHA %RI " 6
"ETELGEUSE !LPHA /RI - )A V
4!",% 3TARS n BRIGHTESTA
(ADAR "ETA #EN " )))
!LTAIR !LPHA !QL ! )6 6
!LDEBARAN !LPHA 4AU + ))) -6
!NTARES !LPHA 3CO - )B " 6
3PICA !LPHA 6IR " 6
0OLLUX "ETA 'EM + )))
&OMALHAUT !LPHA 0S! ! 6 + 6
$ENEB !LPHA #YG ! )A
-IMOSA "ETA #RU " )))
!CRUX !LPHA #RU " )6 " 6
A !DAPTED FROM +ALER *AMES " 3TARS .EW 9ORK 3CIENTIlC !MERICAN ,IBRARY !PPENDIX P 4HE (UNDRED
'REATEST 3TARS .EW 9ORK #OPERNICUS "OOKS 3PRINGER 6ERLAG !PPENDIX # P ,ANG +ENNETH 2
!STROPHYSICAL $ATA .EW 9ORK 3PRINGER P AND -URDIN 0AUL ED %NCYCLOPEDIA OF !STRONOMY AND
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
!STROPHYSICS .EW 9ORK .ATURE 0UBLISHING 'ROUP 3EE ALSO 34!23 AT HTTPWWWASTROUIUCEDU^ KALERSOWSOWLISTHTML
B 4HE DISTANCES $ ARE IN LIGHT YEARS ABREVIATED LYR
C 4HE LUMINOSITY CLASSES ARE )A 3UPERGIANT OF HIGH LUMINOSITY )B 3UPERGIANT OF LOWER LUMINOSITY )) n BRIGHT GIANT
4UBS TUSFBNJOH *O UIF %VUDI BTUSPOPNFS +BDPCVT ,BQUFZO ¢
BOOPVODFEUIBUUIFOFBSCZTUBSTBSFBQQBSFOUMZNPWJOHJOUXPMBSHF JOUFSNJOHMFEBOE
PQQPTJUFMZ EJSFDUFE TUSFBNT QBTTJOH UISPVHI FBDI PUIFS BU B SFMBUJWF WFMPDJUZ PG BCPVU
LJMPNFUFSTQFSTFDPOE0OFTUBSTUSFBNDBSSJFTSPVHIMZIBMGUIFOFBSCZTUBSTUPXBSE
UIFDPOTUFMMBUJPO4BHJUUBSJVTBUBTQFFEPGBCPVULJMPNFUFSTQFSTFDPOE XIJMFUIFPUIFS
TUSFBNDBSSJFTUIFSFNBJOJOHDMPTFTUTUBSTBXBZGSPNUIJTEJSFDUJPOBUBDPNQBSBCMFTQFFE
"TFYQMBJOFECZUIF4XFEJTIBTUSPOPNFS#FSUJM-JOECMBE ¢ JO UIFUXP
TUBSTUSFBNTBSFFYQMBJOFEJGBMMUIFTUBSTJOUIF.JMLZ8BZBSFXIJSMJOHJOEJĒFSFOUJBMSPUB
UJPOBCPVUBSFNPUFHBMBDUJDDFOUFSJO4BHJUUBSJVT4FFEJĒFSFOUJBMSPUBUJPO
4UFBEZ4UBUF$PTNPMPHZ ѮFPSZPGBOFYQBOEJOH6OJWFSTFXIPTFPWFSBMMQSPQFSUJFT
BSFVODIBOHJOHJOTQBDFBOEUJNF BOEXIJDIXBTUIFSFGPSFOFWFSJOBTUBUFPGBQQSF
DJBCMZIJHIFSEFOTJUZBOEIBEOP#JH#BOH"MUIPVHIUIF6OJWFSTFEPFTOPUFWPMWFBOE
NVTUSFNBJOGPSFWFSJOUIFTBNF4UFBEZ4UBUF XJUIPVUCFHJOOJOHPSFOE JOEJWJEVBM
HBMBYJFTDBOFWPMWFBOEUIF6OJWFSTFDBOFYQBOE.BUUFSJTDPOTUBOUMZCFJOHDSFBUFE
PVU PG BQQBSFOUMZ FNQUZ TQBDF JO PSEFS UP NBJOUBJO BO VODIBOHJOH NBTT EFOTJUZ BT
UIF6OJWFSTFFYQBOETѮJTUIFPSZ QSPQPTFEJOCZUXP"VTUSJBOCPSOTDJFOUJTUT
UIFO BU $BNCSJEHF 6OJWFSTJUZ )FSNBOO #POEJ ¢ BOE ѮPNBT (PME
¢ BOEUIF&OHMJTIBTUSPQIZTJDJTU'SFE)PZMF ¢ JTOPUDPOTJT
UFOUXJUIUIFPCTFSWFEUISFFEFHSFFDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPOBOEUIF
PCTFSWFEDPTNJDBCVOEBODFPGIFMJVN XIJDIBSFCPUIBUUSJCVUFEUPUIF#JH#BOH4FF
#JH#BOH #JH#BOHOVDMFPTZOUIFTJT BOEDPTNJDNJDSPXBWFCBDLHSPVOESBEJBUJPO
4UFGBO#PMU[NBOODPOTUBOU ѮFDPOTUBOUPGQSPQPSUJPOBMJUZ EFOPUFECZUIFTZNCPM
S SFMBUJOHUIFSBEJBOUëVYQFSVOJUBSFBGSPNBCMBDLCPEZUPUIFGPVSUIQPXFSPGJUT
FĒFDUJWFUFNQFSBUVSFѮFDPOTUBOUS+PVMFN,T4FF4UF
GBO#PMU[NBOOMBX
4UFGBO#PMU[NBOO MBX ѮF BCTPMVUF MVNJOPTJUZ PG UIF UIFSNBM FNJTTJPO GSPN B
CMBDLCPEZJTHJWFOCZUIF4UFGBO#PMU[NBOOMBXJOXIJDI-PS35 FGG XIFSFP
UIFSBEJVTJT3BOEUIFFĒFDUJWFUFNQFSBUVSFJT5FGG ѮJTMBXJTOBNFEGPSUIF"VTUSJBO
QIZTJDJTU+PTFG4UFGBO ¢ XIPTIPXFEJOUIBUUIFSBEJBOUFOFSHZPGB
UIFSNBMTPVSDFJODSFBTFTXJUIUIFGPVSUIQPXFSPGUIFUFNQFSBUVSF BOEUIF"VTUSJBO
QIZTJDJTU-VEXJH#PMU[NBOO ¢ XIPEFSJWFEUIFFYQSFTTJPOJO CBTFE
POUIFUIFPSZPGBCMBDLCPEZ4FFBCTPMVUFMVNJOPTJUZ CMBDLCPEZ BOEMVNJOPTJUZ
4UFMMBSBDUJWJUZ &NJTTJPOGSPNBTUBSJOFYDFTTPGUIBUFYQFDUFEGSPNBQVSFMZSBEJBUJWF
BUNPTQIFSF TVHHFTUJOHBEEJUJPOBMIFBUJOHTPVSDFTSFMBUFEUPNBHOFUJDêFMET4FFëBSFT
ëBSFTUBS BOETPMBSBDUJWJUZDZDMF
4UFMMBS CMBDL IPMF " CMBDL IPMF GPSNFE GSPN UIF EFBUI PG B NBTTJWF TUBS EVSJOH B
TVQFSOPWBFYQMPTJPO4FFCMBDLIPMF
4UFMMBS DMBTTJmDBUJPO ѮF TFRVFODF PG TUFMMBS TQFDUSBM UZQFT BSSBOHFE BDDPSEJOH UP
UIFQSFTFODFPSBCTFODFPGDFSUBJOMJOFTJOUIFTQFDUSB EFTJHOBUFEBT0 # " ' ( ,
BOE.*UEFTDSJCFTBTFRVFODFPGUFNQFSBUVSFBOEDPMPS GSPNUIFIPU CMVF0BOE#
TUBSTUPUIFDPPM SFE.POFT*OUIF*UBMJBOBTUSPOPNFS"OHFMP1JFUSP4FDDIJ
(MPTTBSZ4
¢ DMBTTJêFE BCPVU TUBST CZ UIFJS DPMPS BOE WJTVBM TQFDUSB EJWJEJOH
UIFNJOUPGPVSNBJOHSPVQTXJUIUIFDPMPSTXIJUF ZFMMPX PSBOHFBOESFE BOEXJUI
UIFSFTQFDUJWFTQFDUSBMGFBUVSFTPGTUSPOHBCTPSQUJPOMJOFTPGIZESPHFO TUSPOHDBMDJVN
MJOFT TUSPOHNFUBMMJDMJOFTBOECSPBEBCTPSQUJPOMJOFTJOUIFWJPMFU*Om UIF
"NFSJDBOBTUSPOPNFS"OOJF+VNQ$BOOPO ¢ XPSLJOHPOQIPUPHSBQIJD
QMBUFTVOEFSUIFEJSFDUJPOPG&EXBSE$1JDLFSJOH ¢ DMBTTJêFEPWFS
TUBST GPS UIF )FOSZ %SBQFS $BUBMPHVF EJTUJOHVJTIJOH UIF TUBST PO UIF CBTJT PG
UIFBCTPSQUJPOMJOFTJOUIFJSQIPUPHSBQIJDTQFDUSB BOEBSSBOHJOHNPTUPGUIFNJOB
TNPPUIBOEDPOUJOVPVTTQFDUSBMTFRVFODF0 # " ' ( , .)FSDPMMFBHVF "OUPOJB
$ .BVSZ ¢ FWFOUVBMMZ FYBNJOFE BCPVU BT NBOZ TUBST BT $BOOPO BOE
JOUIFQSPDFTTEJTDPWFSFEUIBUUIFTQFDUSBMDMBTTJêDBUJPOSFRVJSFEBUXPEJNFOTJPOBM
TDIFNF8IFOUIFEJTUBODFTBOEBCTPMVUFMVNJOPTJUJFTPGTUBSTXFSFEFUFSNJOFE UIF
"NFSJDBOBTUSPOPNFS)FOSZ/PSSJT3VTTFMM ¢ EJTDPWFSFE JO UIBU
UXP XFMMEFêOFE DMBTTFT PG TUBST UIF EXBSGT BOE HJBOUT BSF EFTDSJCFE CZ B QMPU PG
UIFBCTPMVUFMVNJOPTJUJFTPGTUBSTBHBJOTUTQFDUSBMUZQF4VDIBQMPUJTOPXLOPXOBT
UIF)FSU[TQSVOH3VTTFMMEJBHSBN"MTPJO UIF"NFSJDBOBTUSPOPNFS8BMUFS4
"EBNT ¢ BOEUIF(FSNBOBTUSPOPNFS"SOPME,PIMTDIÛUUFS ¢
JOUSPEVDFETQFDUSBMDSJUFSJBGPSUIFEFUFSNJOBUJPOPGBCTPMVUFTUFMMBSMVNJOPTJUZ NBL
JOHJUQPTTJCMFUPEFUFSNJOFUIFMVNJOPTJUJFTPGCPUIEXBSG PSNBJOTFRVFODF BOE
HJBOUTUBST BOEUPFTUJNBUFUIFEJTUBODFTPGNJMMJPOTPGTUBSTGSPNUIFJSTQFDUSBBOE
BQQBSFOUCSJHIUOFTTBMPOF*OUIF"NFSJDBOBTUSPOPNFST8JMMJBN8.PSHBO
¢ 1IJMJQ$,FFOBO ¢ BOE&EJUI,FMMNBO ¢ QVCMJTIFE
"O"UMBTPG4UFMMBS4QFDUSBUIBUFTUBCMJTIFEGPSNBMSVMFTGPSEFTDSJCJOHBTUBSCZTQFDUSBM
UZQF XIJDIEFêOFTUIFEJTLUFNQFSBUVSF BOEMVNJOPTJUZDMBTT XJUIUIFEFTJHOBUJPO*
GPSTVQFSHJBOUT **GPSCSJHIUHJBOUT ***GPSOPSNBMHJBOUT *7GPSTVCHJBOUT 7GPSEXBSG
PSNBJOTFRVFODFTUBST BOE7*GPSTVCEXBSGTѮJTTZTUFN LOPXOBTUIF.,TZTUFN
JT OPX XJEFMZ VTFE 4FF " TUBS # TUBS ' TUBS ( TUBS )FSU[TQSVOH3VTTFMM EJBHSBN
,TUBS .TUBSBOE0TUBS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4UFMMBS FWPMVUJPO )PX B TUBS DIBOHFT XJUI UJNF QSPEVDJOH IFBWJFS BUPNJD OVDMFJ
GSPNMJHIUPOFTJOUIFQSPDFTTѮFQSFTFOUEBZCJSUIQMBDFPGTUBSTJTEBSL HJBOUDMPVET
PGNPMFDVMBSIZESPHFOXIPTFUPUBMNBTTJTCFUXFFOBOEPOFNJMMJPOUJNFTUIF
NBTTPGUIF4VO*GTVDIBDMPVECFDPNFTTVēDJFOUMZNBTTJWFBOEEFOTF UIFNVUVBM
HSBWJUBUJPOPGJUTQBSUTXJMMPWFSDPNFUIFPVUXBSEQSFTTVSFGSPNJOTJEF BOEUIFDMPVE
XJMMTUBSUGBMMJOHJOPOJUTFMG0ODFDPMMBQTFJTVOEFSXBZ UIFHJBOUDMPVEXJMMGSBHNFOU
BOEUIFQJFDFTXJMMUIFNTFMWFTDPMMBQTFVOUJMUIFJSDPSFTCFDPNFIPUFOPVHIUPJHOJUF
OVDMFBSGVTJPO CVSOJOHIZESPHFOUPNBLFUIFTUBSTIJOF*UIBTUIFOTFUUMFEEPXOGPS
BMPOH SBUIFSVOFWFOUGVMMJGFBTBNBJOTFRVFODFTUBS UIFMPOHFTUTUPQJOJUTMJGFIJT
UPSZ#PUIUIFUPUBMOVNCFSPGTUBSTBOEUIFJSMJGFUJNFSBQJEMZJODSFBTFEPXOUIFNBJO
TFRVFODFGSPNUIFIJHINBTT MVNJOPVTVQQFSFOEUPUIFMPXNBTTEJNNFSMPXFSFOE
/JOFUZ QFSDFOU PG BMM NBJOTFRVFODF TUBST IBWF B NBTT CFMPX TPMBS NBTTFT BOE
IBWFCFFOPOUIFNBJOTFRVFODFFWFSTJODFUIFZXFSFCPSOѮFZUIVTQSPWJEFVTXJUI
OPJOGPSNBUJPOBCPVUTUFMMBSFWPMVUJPO4PNFPGUIFNBTTJWFTUBST UIBUXFSFCPSOMPOH
BHP IBWFIBEFOPVHIUJNFUPCVSOVQUIFJSBWBJMBCMFIZESPHFOGVFMBOEBEWBODFUPUIF
OFYUTUBHFPGUIFTUFMMBSMJGFDZDMF8IBUIBQQFOTOFYUJTEFTDSJCFEJOUIF)FSU[TQSVOH
3VTTFMMEJBHSBNTPGHMPCVMBSTUBSDMVTUFST XIPTFWBSJPVTLJOLTBOECFOETIBWFCFFO
EFDJQIFSFEVTJOHDPNQMFYUIFPSFUJDBMNPEFMTBOEIJHITQFFEDPNQVUFST"ѫFSTQFOE
JOHNPTUPGJUTMJGFPOUIFNBJOTFRVFODF BUFTTFOUJBMMZDPOTUBOUFĒFDUJWFUFNQFSBUVSF
BOEMVNJOPTJUZ BOBHJOHTUBSDPOTVNFTUIFBWBJMBCMFIZESPHFOJOJUTDPSF DPOWFSUJOHJU
BMMJOUPIFMJVNѮFDPSFUIFODPOUSBDUT MJCFSBUJOHHSBWJUBUJPOBMFOFSHZ BOEUIFFOWF
MPQFFYQBOETJOUPBHJBOUTUBSѮFTUBSTPVUFSMBZFSTDPPMBOECFDPNFSFEPSZFMMPX CVU
JUTDFOUSBMUFNQFSBUVSFJODSFBTFTVOUJMJUJTIPUFOPVHIUPCVSOIFMJVN7FSZNBTTJWF
TUBSTOFBSUIFUPQPGUIFNBJOTFRVFODFCFDPNFTVQFSHJBOUTUIPTFXJUINBTTFTDPNQB
SBCMFUPUIF4VOCFDPNFSFEHJBOUTѮFTVQFSHJBOUTRVJDLMZDPOTVNFUIFJSTVDDFTTJWF
JOUFSOBMGVFMTPVSDFTBUFWFSJODSFBTJOHDFOUSBMUFNQFSBUVSFTBOESBUFTUIFIFMJVNJT
DPOWFSUFEJOUPDBSCPO BOEUIFOUIFDBSCPOBTITFSWFTBTGVFM BOETPPOVQUIFDIBJOPG
UIFOVDMFBSTQFDJFTѮFHJBOUTBSFOPUTVēDJFOUMZNBTTJWFUPCVSOBOZUIJOHCVUIFMJVN
*OUFOTFXJOETGSPNBHJBOUTUBSCMPXTPNFPGJUTPVUFSBUNPTQIFSFCBDLJOUPJOUFSTUFM
MBSTQBDFѮFVMUJNBUFGBUFPGBTUBSBMTPEFQFOETVQPOJUTNBTT8IFOHJBOUTUBSTXJUI
BNPEFSBUF 4VOMJLFNBTTVTFVQUIFJSIFMJVNGVFM UIFZDPMMBQTFVOUJMUIFZBSFBCPVU
UIFTJ[FPGUIF&BSUI PSPOMZBCPVUPOFIVOESFEUI PS PGUIF4VOTSBEJVTѮF
DPMMBQTFETUBSJTDBMMFEBXIJUFEXBSGTUBS GPSJUIBTBTNBMMTJ[FBOEJUJTJOJUJBMMZXIJUF
JODPMPS%ZJOHTUBSTXJUINPEFSBUFNBTTDBOCMPXPĒBTQIFSJDBMQVĒPGHBT LOPXO
BTBQMBOFUBSZOFCVMB CFGPSFTFUUMJOHEPXOUPUIFJSêOBMTUBUF.PSFNBTTJWFTUBSTIBWF
BOFYQMPTJWFEFBUI"ѫFSUIFJSDPSFIBTCFDPNFIPUFOPVHIUPQSPEVDFJSPO UIFSFJT
OPUIJOHMFѫUPTVQQPSUUIFTUBSѮFDPSFDPMMBQTFTUPCFDPNFBOFVUSPOTUBSPSBCMBDL
IPMF BOEUIFPVUFSMBZFSTBSFCMPXOPVUXBSEEVSJOHBTVQFSOPWBFYQMPTJPO TFFEJOH
JOUFSTUFMMBSTQBDFXJUIIFBWZFMFNFOUTUIBUBSFJODPSQPSBUFEJOUPUIFOFYUHFOFSBUJPO
PGTUBST4FFHJBOUNPMFDVMBSDMPVE HJBOUTUBS HMPCVMBSDMVTUFS HSBWJUBUJPOBMDPMMBQTF
)BZBTIJ USBDL )FSU[TQSVOH3VTTFMM EJBHSBN NBJO TFRVFODF OVDMFPTZOUIFTJT QMBO
FUBSZOFCVMB TUBS TVQFSHJBOU TVQFSOPWB BOEXIJUFEXBSG
4UFMMBSQBSBMMBY 4FFQBSBMMBY
(MPTTBSZ4
4USJOH UIFPSZ )ZQPUIFTJT UIBU TVCBUPNJD QBSUJDMFT IBWF FYUFOTJPO BMPOH POF BYJT
BOE UIBU UIFJS QSPQFSUJFT BSF EFUFSNJOFE CZ UIF BSSBOHFNFOU BOE WJCSBUJPO PG UIFTF
TUSJOHT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
4USPOHOVDMFBSGPSDF 'VOEBNFOUBMGPSDFPGOBUVSFUIBUIPMETOFVUSPOTBOEQSPUPOT
UPHFUIFS GPSNJOHUIFOVDMFVTPGBOBUPN
454D* "DSPOZNGPSUIF4QBDF5FMFTDPQF4DJFODF*OTUJUVUF4FF4QBDF5FMFTDPQF4DJFODF
*OTUJUVUF
4VCBSV UFMFTDPQF " +BQBOFTF PQUJDBM BOE JOGSBSFE UFMFTDPQF XJUI B QSJNBSZ NJSSPS
UIBU JT NFUFST JODIFT JO EJBNFUFS MPDBUFE OFBS UIF TVNNJU PG .BVOB ,FB
)BXBJJѮF4VCBSVUFMFTDPQFJTBQSPKFDUPGUIF"TUSPOPNJDBM0CTFSWBUPSZPG+BQBO BOE
JUJTOBNFEGPSUIFZPVOHTUBSDMVTUFSUIF1MFJBEFT XIPTF+BQBOFTFOBNFJTi4VCBSVu
4VCBUPNJD 4NBMMFSJOTJ[FUIBOBOBUPN
4VCBUPNJDQBSUJDMF 4FFQBSUJDMFBOETVCBUPNJD
4VCNJMMJNFUFS SBEJBUJPO &MFDUSPNBHOFUJDSBEJBUJPOBUXBWFMFOHUITMFTTUIBOBNJM
MJNFUFS PSNFUFST BOEMPOHFSUIBONJMMJNFUFSPSNFUFST
4VCTPOJD .PWJOHBUBTQFFEMFTTUIBOUIBUPGTPVOE PSXJUIBWFMPDJUZUIBUJTTMPXFS
UIBOUIFWFMPDJUZPGTPVOE*OBJSPO&BSUI UIFWFMPDJUZPGTPVOEJTBCPVUNFUFST
QFSTFDPOE CVUUIFWFMPDJUZPGTPVOEEFQFOETPOCPUIUIFUFNQFSBUVSFBOEDPNQPTJ
UJPOPGUIFHBT4FFWFMPDJUZPGTPVOE
4VECVSZ/FVUSJOP0CTFSWBUPSZ "CCSFWJBUFE4/0 BNBTTJWFVOEFSHSPVOEOFVUSJOP
EFUFDUPSJO$BOBEBêMMFEXJUIIFBWZXBUFS0CTFSWBUJPOTGSPN4/0IBWFDPOêSNFE
UIBUTPMBSOFVUSJOPTDIBOHFGPSNPOUIFXBZGSPNUIF4VOUPUIF&BSUI BOEUIBUUIF
BNPVOUPGOFVUSJOPTFNJUUFECZUIF4VOJTJOBDDPSEBODFXJUIUIFPSFUJDBMFYQFDUBUJPOT
4FF.48FĒFDUBOETPMBSOFVUSJOPQSPCMFN
4VO ѮFDFOUSBMTUBSPGUIF4PMBS4ZTUFN BSPVOEXIJDIBMMUIFQMBOFUT BTUFSPJETBOE
DPNFUTSFWPMWFJOUIFJSPSCJUT GPSNFEUPHFUIFSXJUIUIFQMBOFUTCJMMJPOZFBSTBHP
ѮF4VOJTBZFMMPXEXBSGTUBSPOUIFNBJOTFRVFODF PGTQFDUSBMUZQF(XJUIBOFĒFD
UJWFUFNQFSBUVSFPGLFMWJOѮFBCTPMVUFWJTVBMNBHOJUVEFPGUIF4VOJT BOE
JUTBQQBSFOUWJTVBMNBHOJUVEFJTѮF4VOIBTBSBEJVTPGNJMMJPOLJMPNFUFST
PSUJNFTUIF&BSUITSBEJVT BNBTTPGLJMPHSBNT PSUJNFTUIF
NBTTPGUIF&BSUI BOEBNFBONBTTEFOTJUZPGLJMPHSBNTQFSDVCJDNFUFSѮF4VO
IBTBOBCTPMVUFMVNJOPTJUZPG+PVMFQFSTFDPOE BOEJTNVDINPSFMVNJ
OPVTUIBOUIFBWFSBHFTUBS PVUTIJOJOHQFSDFOUPGUIFTUBSTJOUIF.JMLZ8BZѮF
UPUBMBNPVOUPGTPMBSFOFSHZSFDFJWFEQFSVOJUUJNFBOEVOJUBSFBBUUIFNFBO&BSUI
4VOEJTUBODF PSBUPOFBTUSPOPNJDBMVOJU JTDBMMFEUIFTPMBSDPOTUBOUBOEBNPVOUTUP
+PVMFQFSTFDPOEQFSTRVBSFNFUFSѮFNFBOEJTUBODFPGUIF4VOGSPNUIF&BSUIJT
POFBTUSPOPNJDBMVOJU XIJDIJTNJMMJPOLJMPNFUFSTѮFWJTJCMFMJHIUTQFDUSVN
PG UIF QIPUPTQIFSF FYIJCJUT EBSL BCTPSQUJPO MJOFT BMTP LOPXO BT 'SBVOIPGFS MJOFT
XIJDIDBOCFFYBNJOFEUPEFUFSNJOFUIFJOHSFEJFOUTPGUIF4VO*UTQSJODJQBMDIFNJDBM
DPOTUJUVFOUTBSFIZESPHFOBOEIFMJVN XIJDIBDDPVOUGPSBOEQFSDFOUPGUIF
BUPNT SFTQFDUJWFMZ BOEGPSSFTQFDUJWFNBTTGSBDUJPOTPGBOEQFSDFOUѮF
4VOTFOFSHZTPVSDFJTUIFOVDMFBSGVTJPOPGIZESPHFOJOUPIFMJVNCZUIFQSPUPOQSPUPO
DIBJO UBLJOHQMBDFOFBSUIFDFOUFSPGUIF4VO XIJDIIBTBUFNQFSBUVSFPGNJMMJPO
LFMWJO0WFSMZJOHUIJTDPSFJTUIFSBEJBUJWF[POFXIFSFUIFIJHIFOFSHZSBEJBUJPO QSP
(MPTTBSZ4
4!",% 3UNA
-EAN DISTANCE !5 M
FROM RADAR MEASUREMENTS OF THE DISTANCE TO 6ENUS AND +EPLERS THIRD LAW
,IGHT TRAVEL TIME FROM 3UN TO %ARTH SECONDS
2ADIUS 2b M %ARTH RADII
FROM DISTANCE AND ANGULAR EXTENT
6OLUME M MILLION %ARTHS
-ASS -b KG %ARTH MASSES
FROM DISTANCE AND %ARTHS ORBITAL PERIOD USING +EPLERS THIRD LAW
%SCAPE VELOCITY AT PHOTOSPHERE M S
-EAN DENSITY KG M
3OLAR CONSTANT Fb * S M 7 M
,UMINOSITY ,b * S 7
ERG S
FROM SOLAR CONSTANT DISTANCE AND 3TEFAN "OLTZMANN LAW
0RINCIPAL CHEMICAL CONSTITUENTS "Y .UMBER "Y -ASS
FROM ANALYSIS OF &RAUNHOFER LINES OF !TOMS FRACTION
(YDROGEN PERCENT 8 PERCENT
(ELIUM PERCENT 9 PERCENT
!LL OTHERS PERCENT : PERCENT
!GE FROM AGE OF OLDEST METEORITES BILLION YEARS
$ENSITY CENTER KG M
0RESSURE CENTER 0A
PHOTOSPHERE 0A BAR
4EMPERATURE CENTER +
PHOTOSPHERE +
CHROMOSPHERE +
TRANSITION REGION +
CORONA +
2OTATION 0ERIOD EQUATOR DAYS
LATITUDE DAYS
LATITUDE DAYS
-AGNETIC lELD SUNSPOTS FROM :EEMAN EFFECT TO 4 '
POLAR 4 '
A -ASS DENSITY IS GIVEN IN KILOGRAMS PER CUBIC METER OR KG M THE DENSITY OF WATER IS KG M 4HE
UNIT OF PRESSURE IS 0ASCAL ABBREVIATED 0A WHERE 0A BAR AND ONE BAR IS THE PRESSURE OF THE
%ARTHS ATMOSPHERE AT SEA LEVEL
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
EVDFEJOUIFDPSFGVTJPOSFBDUJPOT DPMMJEFTXJUIFMFDUSPOTBOEJPOTUPCFSFSBEJBUFEJO
UIFGPSNPGMFTTFOFSHFUJDSBEJBUJPO0VUTJEFUIFSBEJBUJWF[POFJTBDPOWFDUJWF[POFJO
XIJDIDVSSFOUTPGHBTëPXVQXBSEUPSFMFBTFFOFSHZBUUIFQIPUPTQIFSFCFGPSFëPXJOH
EPXOXBSEUPCFSFIFBUFEѮFWJTJCMFEJTL PSQIPUPTQIFSF GSPNXIJDIUIFMJHIUXF
TFFDPNFT JTTPNFIVOESFETPGLJMPNFUFSTUIJDL BOEXIJUFMJHIUJNBHFTPGUIFQIPUP
TQIFSFSFWFBMUIFHSBOVMFTBOETVQFSHSBOVMBUJPOUIBUNBSLUIFUPQPGDPOWFDUJPODFMMT
*UUBLFTBCPVUUIPVTBOEZFBSTGPSSBEJBUJPOUPXPSLJUTXBZPVUGSPNUIF4VOTDPSF
UPUIFCPUUPNPGUIFDPOWFDUJWF[POF BOEPOMZBCPVUEBZTGPSUIFIFBUFENBUFSJBM
UPDBSSZFOFSHZUISPVHIUIFDPOWFDUJWF[POFUPUIFQIPUPTQIFSF4VOMJHIUUSBWFMTGSPN
UIFQIPUPTQIFSFUPUIF&BSUIJOTFDPOETѮFJOUFSOBMTUSVDUVSFPGUIF4VODBOCF
EFUFSNJOFE CZ PCTFSWJOH UIF êWFNJOVUF PTDJMMBUJPOT JO UIF QIPUPTQIFSF VTJOH UIF
UFDIOJRVF PG IFMJPTFJTNPMPHZ ѮF (0/( OFUXPSL PG &BSUICBTFE JOTUSVNFOUT BOE
JOTUSVNFOUTBCPBSEUIF40MBSBOE)FMJPTQIFSJD0CTFSWBUPSZ BCCSFWJBUFE40)0 IBWF
CFFOVTFEJOIFMJPTFJTNPMPHZѮFDPOWFDUJWF[POFBOEQIPUPTQIFSFVOEFSHPEJĒFSFO
UJBMSPUBUJPO JOXIJDIUIFFRVBUPSJBMNJEEMFSFHJPOTSPUBUFGBTUFSUIBOUIFQPMBSSFHJPOT
BUUIFFRVBUPSUIFSPUBUJPOQFSJPEJTEBZTBOEBUEFHSFFTMBUJUVEFJUJTEBZT
ѮFBUNPTQIFSJDMBZFSJNNFEJBUFMZBCPWFUIFQIPUPTQIFSFJTUIFDISPNPTQIFSFѮF
UFOVPVT NJMMJPOEFHSFFPVUFSNPTUMBZFST GPSNJOHUIFTPMBSDPSPOB FYQBOEPVUXBSE
UPGPSNUIFTPMBSXJOEѮF6MZTTFTTQBDFDSBѫIBTFYBNJOFEUIFTPMBSXJOEBMMBSPVOE
UIF 4VO JODMVEJOH BCPWF JUT QPMBS SFHJPOT GPS UIF êSTU UJNF TIPXJOH UIBU UIF IJHI
TQFFEXJOEFNBOBUFTGSPNQPMBSDPSPOBMIPMFTѮFDPSPOBJTWJTJCMFFEHFPOEVSJOHB
UPUBMFDMJQTFPGUIF4VOPSXJUIBDPSPOBHSBQIJUDBOCFTFFOBDSPTTUIFGBDFPGUIF4VO
BU9SBZXBWFMFOHUIT BTXBTEPOFXJUIUIF:PILPITQBDFDSBѫ40)0IBTCFFOVTFEUP
FYBNJOFUIFTPMBSBUNPTQIFSFGSPNUIFQIPUPTQIFSFUPUIF&BSUI JODMVEJOHQPXFSGVM
FYQMPTJPOTPOUIF4VO LOPXOBTDPSPOBMNBTTFKFDUJPOTBOEëBSFT XIJDIUSBWFMPVU
JOUPJOUFSQMBOFUBSZTQBDFBOEBSFUSJHHFSFEBOEQPXFSFECZUIF4VOTNBHOFUJDêFMET
ѮFTFNBHOFUJDêFMETBSFHFOFSBUFECZEZOBNPBDUJPOJOTJEFUIF4VO BUUIFCBTFPG
UIFDPOWFDUJWF[POF SJTJOHUPQFSWBEFUIFTPMBSBUNPTQIFSFBOEQSPEVDFTVOTQPUTBOE
UIFDPSPOBMMPPQTUIBUDPOOFDUUIFNѮF;FFNBOFĒFDUJTVTFEUPNFBTVSFUIFEJSFD
UJPOBOETUSFOHUIPGUIFNBHOFUJDêFMEJOUIFQIPUPTQIFSF TIPXJOHUIBUUIFNBHOF
UJTNJOTVOTQPUTJTUIPVTBOETPGUJNFTNPSFJOUFOTFUIBOUIF&BSUITNBHOFUJDêFME
4FF BCTPSQUJPO MJOF DISPNPTQIFSF DPOWFDUJWF [POF DPSPOB DPSPOBHSBQI DPSPOBM
IPMF DPSPOBMMPPQ DPSPOBMNBTTFKFDUJPO ëBSF 'SBVOIPGFSMJOF (0/( HSBOVMBUJPO
IFMJPTFJTNPMPHZ )FSU[TQSVOH3VTTFMMEJBHSBN NBJOTFRVFODF QIPUPTQIFSF QSPUPO
QSPUPODIBJO TPMBSBDUJWJUZDZDMF 40MBSBOE)FMJPTQIFSJD0CTFSWBUPSZ TPMBSDPOTUBOU
TPMBSFDMJQTF TPMBSXJOE TQFDUSPIFMJPHSBQI TVOTQPU TVOTQPUDZDMF TVQFSHSBOVMBUJPO
6MZTTFT :PILPI BOE;FFNBOFĒFDU
4VOTQPU " EBSL UFNQPSBSZ DPODFOUSBUJPO PG TUSPOH NBHOFUJD êFMET JO UIF 4VOT
QIPUPTQIFSF"TVOTQPUJTDPPMFSUIBOJUTTVSSPVOEJOHTBOEUIFSFGPSFBQQFBSTEBSLFS
"UZQJDBMTQPUIBTBDFOUSBMVNCSBTVSSPVOEFECZBQFOVNCSB BMUIPVHIFJUIFSGFB
UVSFDBOFYJTUXJUIPVUUIFPUIFS*OUIFVNCSB UIFFĒFDUJWFUFNQFSBUVSFDBOCFBCPVU
LFMWJODPNQBSFEXJUILFMWJOJOUIFTVSSPVOEJOHQIPUPTQIFSF4VOTQPUTBSF
BTTPDJBUFEXJUITUSPOHNBHOFUJDêFMETPGUP5FTMB BOEWBSZJOTJ[FGSPNBCPVU
UPLJMPNFUFSTBDSPTTѮFZPDDBTJPOBMMZHSPXUPBCPVULJMPNFUFST
(MPTTBSZ4
OF )NDIRECT SOLAR ESTIMATES ARE MARKED WITH ; = 4HE DATA ARE COURTESY OF .ICOLAS 'REVESSE
5NIVERSITÏ DE ,IÒGE
B (ELIUM WAS DISCOVERED ON THE 3UN IN BUT IT WAS NOT FOUND ON %ARTH UNTIL
JOTJ[F CFDPNJOHWJTJCMFUPUIFVOBJEFEFZFѮFJSEVSBUJPOWBSJFTGSPNBGFXIPVST
UPBGFXXFFLT PSNPOUITGPSUIFWFSZCJHHFTUѮFOVNCFSBOEMPDBUJPOPGTVOTQPUT
EFQFOEPOUIFZFBSTPMBSBDUJWJUZDZDMFPSTVOTQPUDZDMFѮFZVTVBMMZPDDVSJOQBJST
PSHSPVQTPGPQQPTJUFNBHOFUJDQPMBSJUZUIBUNPWFJOVOJTPOBDSPTTUIFGBDFPGUIF4VO
BTJUSPUBUFTѮFMFBEJOH PSQSFDFEJOH TQPUJTDBMMFEUIF1TQPUUIFGPMMPXJOHPOFJT
UFSNFEUIF'TQPU4FF)BMFTMBX QFOVNCSB TPMBSBDUJWJUZDZDMF 4QÕSFSTMBX TVOTQPU
DZDMF VNCSB BOE;FFNBOFĒFDU
4VOTQPUDZDMF ѮFSFDVSSJOH FMFWFOZFBSSJTFBOEGBMMJOUIFOVNCFSBOEQPTJUJPOPG
TVOTQPUTEJTDPWFSFEJOCZUIF(FSNBOBTUSPOPNFS4BNVFM)FJOSJDI4DIXBCF
¢ ѮFDPOWFOUJPOBMPOTFUGPSUIFTUBSUPGBTVOTQPUDZDMFJTUIFUJNFXIFO
UIF TNPPUIFE OVNCFS PG TVOTQPUT UIF NPOUI NPWJOH BWFSBHF IBT EFDSFBTFE UP
JUTNJOJNVNWBMVF"UUIFDPNNFODFNFOUPGBOFXDZDMFTVOTQPUTFSVQUBSPVOEMBUJ
UVEFTPGUPEFHSFFTOPSUIBOETPVUI0WFSUIFDPVSTFPGUIFDZDMF TVCTFRVFOU
TQPUTFNFSHFDMPTFSUPUIFFRVBUPS DPOUJOVJOHUPBQQFBSJOCFMUTPOFBDITJEFPGUIF
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( 3UNSPOT CYCLE 4HE LOCATION OF SUNSPOTS VQQFSQBOFM AND THEIR TOTAL AREA CPUUPN
QBOFM HAVE VARIED IN AN YEAR CYCLE FOR THE PAST YEARS BUT THIS ACTIVITY CYCLE VARIES
BOTH IN CYCLE LENGTH AND MAXIMUM AMPLITUDE )N THE 'ERMAN ASTRONOMER 3AMUEL (EIN
RICH 3CHWABE ¥ lRST MEASURED THE PERIODICITY AT ABOUT TEN YEARS !S SHOWN IN THE
UPPER PANEL THE SUNSPOTS FORM AT ABOUT DEGREES LATITUDE AT THE BEGINNING OF THE CYCLE AND
THEN MIGRATE TO NEAR THE 3UNS EQUATOR AT THE END OF THE CYCLE 3UCH AN ILLUSTRATION IS SOME
TIMES CALLED A hBUTTERmY DIAGRAMv BECAUSE OF ITS RESEMBLANCE TO THE WINGS OF A BUTTERmY 4HE
TOTAL AREA OF THE SUNSPOTS CPUUPNQBOFM GIVEN HERE AS A PERCENT OF THE VISIBLE HEMISPHERE
FOLLOWS A SIMILAR YEAR CYCLE #OURTESY OF $AVID (ATHAWAY .!3!-3&#
FRVBUPSBOEêOJTIJOHBUBSPVOEEFHSFFTOPSUIBOETPVUIѮJTQBUUFSODBOCFEFNPO
TUSBUFEHSBQIJDBMMZBTBCVUUFSëZEJBHSBN"MMGPSNTPGTPMBSBDUJWJUZWBSZJOTUFQXJUI
UIFFMFWFOZFBSTVOTQPUDZDMF JODMVEJOHUIFOVNCFSBOEGSFRVFODZPGDPSPOBMNBTT
FKFDUJPOTBOETPMBSëBSFTBOEUIF9SBZJOUFOTJUZPGUIF4VO4FFDPSPOBMNBTTFKFDUJPO
ëBSF TPMBSBDUJWJUZDZDMF TPMBSëBSFT 4QÕSFSTMBX BOE9SBZT
4VQFSDMVTUFS "DPMMFDUJPOPGDMVTUFSTPGHBMBYJFT UZQJDBMMZBCPVUPOFIVOESFENJMMJPO
PS MJHIUZFBSTBDSPTTBOEDPOUBJOJOHUFOTPGUIPVTBOETPGHBMBYJFTѮF.JMLZ8BZ
BOEUIFFOUJSF-PDBM(SPVQBSFQBSUPGUIF-PDBM4VQFSDMVTUFS XIJDIBMTPJODMVEFTUIF
7JSHPDMVTUFS4FFDMVTUFSPGHBMBYJFTBOE-PDBM(SPVQ
4VQFSHJBOU 0OF PG UIF MBSHFTU BOE CSJHIUFTU TUBST EFTJHOBUFE CZ MVNJOPTJUZ DMBTT *
BOEVQUPUIPVTBOETPGUJNFTCSJHIUFSUIBOBHJBOUTUBSPGUIFTBNFTQFDUSBMUZQFѮFZ
BSF MPDBUFE BU UIF UPQ PG UIF )FSU[TQSVOH3VTTFMM EJBHSBN 4FF "OUBSFT #FUFMHFVTF
%FOFC )FSU[TQSVOH3VTTFMMEJBHSBN BOE3JHFM
4VQFSHSBOVMBUJPO "TZTUFNPGDPOWFDUJWFDFMMT DBMMFETVQFSHSBOVMFT XJUIEJBNFUFST
PGBCPVULJMPNFUFSTBOEMJGFUJNFTPGUPEBZT XIJDIDPWFSUIFWJTJCMFEJTLPG
UIF4VO UIFQIPUPTQIFSFѮFTVQFSHSBOVMBUJPOXBTEJTDPWFSFEJOCZUIF"NFSJ
DBOQIZTJDJTU3PCFSU-FJHIUPO ¢ BOEIJTDPMMFBHVFTVTJOHBOJOTUSVNFOU
EFWFMPQFECZUIFN XIJDIQSPEVDFEBOJNBHF DBMMFEB%PQQMFSHSBN PGNPUJPOTJO
UIFQIPUPTQIFSFѮFHBTëPXTIPSJ[POUBMMZGSPNUIFDFOUFSUPUIFFEHFPGFBDITVQFS
(MPTTBSZ4
HSBOVMF DBSSZJOHUIFQIPUPTQIFSFNBHOFUJDêFMEUPUIFFEHFTPGUIFTVQFSHSBOVMFTBOE
GPSNJOHQPMZHPOBMTIBQFETUSVDUVSFTDBMMFEUIFNBHOFUJDOFUXPSLUIBUJTBMTPEFUFDUFE
BTCSJHIUDBMDJVNFNJTTJPOJOUIFPWFSMZJOHDISPNPTQIFSFѮFTQJDVMFTBSFBMTPDPO
DFOUSBUFEBUUIFCPVOEBSJFTPGUIFTVQFSHSBOVMFDFMMT4FFDISPNPTQIFSJDOFUXPSLBOE
TQJDVMF
4VQFS ,BNJPLBOEF "NBTTJWFVOEFSHSPVOEOFVUSJOPEFUFDUPSJO+BQBOêMMFEXJUI
QVSFXBUFS SFQMBDJOHUIF,BNJPLBOEFEFUFDUPS4FF,BNJPLBOEF
4VQFSMVNJOBMNPUJPO "OBQQBSFOUNPUJPOPGBDPTNJDPCKFDUUIBUFYDFFETUIFWFMPDJUZ
PGMJHIU7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZPGRVBTBSTBOESBEJPHBMBYJFTIBWFSFWFBMFE
TVQFSMVNJOBMNPUJPO XIJDIJTBUUSJCVUFEUPSFMBUJWJTUJDIJHITQFFEKFUTUIBUBSFEJSFDUFE
UPXBSEUIFPCTFSWFSBOENPWJOHBUOFBSMZUIFTQFFEPGMJHIU CVUOPUFYDFFEJOHJU4FF
7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ
4VQFSNBTTJWFCMBDLIPMF "CMBDLIPMFQPTTFTTJOHBTNVDINBTTBTBNJMMJPOUPBCJM
MJPOTUBSTMJLFUIF4VO4VQFSNBTTJWFCMBDLIPMFTSFTJEFJOUIFDFOUFSTPGHBMBYJFTBOE
BSFUIFFOHJOFTUIBUQPXFSBDUJWFHBMBDUJDOVDMFJ SBEJPHBMBYJFTBOERVBTBST"TVQFS
NBTTJWFCMBDLIPMFJTMPDBUFEJOUIFFMMJQUJDBMHBMBYZ. XIJDIJTBTTPDJBUFEXJUIUIF
SBEJPHBMBYZOBNFE7JSHP"PS$ѮFTVQFSNBTTJWFCMBDLIPMFJO.GFFETUIF
SBEJPHBMBYZXJUIKFUTUIBUBSFEFUFDUFEBUWJTJCMFMJHIU SBEJPBOE9SBZXBWFMFOHUIT
4FFBDUJWFHBMBDUJDOVDMFVT CMBDLIPMF SBEJPHBMBYZ RVBTBS BOE7JSHPDMVTUFS
4VQFSOPWB "CCSFWJBUFE4/ UIFFYQMPTJPOPGBTUBSUIBUEFTUSPZTUIFTUBS'PSBXFFL
PSTP BTVQFSOPWBNBZPVUTIJOFBMMUIFPUIFSTUBSTJOJUTHBMBYZ CFDPNJOHBUIPVTBOE
NJMMJPO PSBCJMMJPO UJNFTCSJHIUFSUIBOUIF4VOBOEBUIPVTBOEUJNFTCSJHIUFSUIBO
BOPWB5ZQF*BTVQFSOPWBFBSFFYQMPTJPOTPGXIJUFEXBSGTUBSTUIBUSFDFJWFNBUFSJBM
GSPNBOFBSCZDPNQBOJPOTUBSBOEFYDFFEUIF$IBOESBTFLIBSMJNJU5ZQF*C *DBOE**
TVQFSOPWBFBSFFYQMPTJPOTPGNBTTJWFTUBSTUIBUIBWFEFQMFUFEUIFJSOVDMFBSGVFMѮF
JOXBSEDPMMBQTFBOEJNNFOTFIFBUBOEQSFTTVSFBUUIFDPSFSFTVMUJOBTUFMMBSFYQMPTJPO
UIBUFKFDUTNPTUPGUIFNBTTPGUIFTUBSJOUPJOUFSTUFMMBSTQBDF GPSNJOHBTVQFSOPWBSFN
OBOU"OFVUSPOTUBSDBOCFGPSNFEBUUIFDFOUFSPGTVDIBTVQFSOPWBѮF$SBC/FCVMB
. JTUIFFYQBOEJOHSFNOBOUPGBTVQFSOPWBPCTFSWFEJOCZ$IJOFTFBTUSPOP
NFSTUIFTVQFSOPWBSFNOBOUJTDFOUFSFEPOBOFVUSPOTUBS XIJDIJTBMTPBQVMTBS4UBST
HSFBUFSUIBOSPVHIMZTJYTPMBSNBTTFTNBZFWPMWFTPGBTUUIBUUIFZCFDPNFVOTUBCMFBOE
FYQMPEFUPGPSNB5ZQF*C *DPS5ZQF**TVQFSOPWB5ZQF*B *C BOE*DTVQFSOPWBFIBWF
OPIZESPHFOJOUIFJSTQFDUSB XIFSFBTUZQF**TVQFSOPWBFEPIBWFIZESPHFOJOUIFJS
TQFDUSB*OUIF%BOJTIBTUSPOPNFS5ZDIP#SBIF ¢ PCTFSWFEBTVQFS
OPWBJOUIFEJSFDUJPOPGUIFDPOTUFMMBUJPO$BTTJPQFJB BOEJOUIF(FSNBOBTUSPOP
NFS+PIBOOFT,FQMFS ¢ PCTFSWFEPOFJO0QIJVDIVTѮFêSTUTVQFSOPWB
UPCFWJTJCMFUPUIFVOBJEFEFZFTJODFPDDVSSFEPO'FCSVBSZJOUIF-BSHF
.BHFMMBOJD$MPVE BOEJTEFTJHOBUFE4VQFSOPWB" PS4/"4VQFSOPWBFDBO
OFWFSUIFMFTT CF SPVUJOFMZ PCTFSWFE JO PUIFS HBMBYJFT VTJOH EFEJDBUFE UFMFTDPQFT BOE
FMFDUSPOJDEFUFDUJPOFRVJQNFOU4FF$IBOESBTFLIBSMJNJU $SBC/FCVMB ,FQMFSTTUBS
BOE TVQFSOPWB SFNOBOU OFVUSPO TUBS OPWB TVQFSOPWB " TVQFSOPWB SFNOBOU
5ZDIPTTUBSBOETVQFSOPWBSFNOBOU UZQF*BTVQFSOPWBBOEUZQF**TVQFSOPWB
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
ESTIMATES HAVE THEIR UNCERTAINTIES GIVEN WHILE LESS CERTAIN BUT REASONABLE DISTANCES DO NOT HAVE THE ERRORS
GIVEN
C 4HE RADIUS IS IN PARSECS ABBREVIATED PC WHERE PC LIGHT YEARS KILOMETERS
D 4HE RADIO SOURCE #ASSIOPEIA ! ALSO KNOWN AS # IS THOUGHT TO BE A SUPERNOVA REMNANT WHOSE
EXPLOSION DATE IS INFERRED FROM A BACKWARD EXTRAPOLATION OF ITS EXPANSION VELOCITY OF KM S ITS RA
DIUS AND THE ASSUMPTION THAT IT HAS NOT DECELERATED .O SUPERNOVA EXPLOSION HAS BEEN RECORDED IN HISTORICAL
DOCUMENTS PERHAPS BECAUSE IT WAS HIDDEN BY INTERSTELLAR DUST
4VQFSOPWB" ѮFUZQF**TVQFSOPWBFYQMPTJPOPGBCMVFTVQFSHJBOUTUBSJOUIF
-BSHF.BHFMMBOJD$MPVEPO'FCSVBSZ UIFêSTUTVQFSOPWBUPCFWJTJCMFUPUIF
VOBJEFE PSOBLFE FZFTJODF%VCCFE4/" UIFTVQFSOPWBXBTEJTDPWFSFE
CZ*BO4IFMUFO ¢ ѮFTPMBSNBTTTUBSFYQMPEFEXJUIBQFBLBQQBSFOUWJTVBM
NBHOJUVEFPG"UJUTEJTUBODFPGMJHIUZFBST UIFNBYJNVNBCTPMVUFWJTJCMF
MVNJOPTJUZXBTmBOEUIFQFBLJOUSJOTJDWJTJCMFMVNJOPTJUZXBTNJMMJPOUJNFT
UIBUPGUIF4VO6OEFSHSPVOEOFVUSJOPEFUFDUPSTSFDPSEFEOFVUSJOPTSFMFBTFEEVSJOH
UIFDPMMBQTFPGUIFTUFMMBSDPSF BCPVUUISFFIPVSTCFGPSFUIFêSTUWJTJCMFTJHIUJOHPGUIF
TVQFSOPWBѮFOFVUSJOPMVNJOPTJUZCSJFëZFRVBMFEUIFWJTJCMFMVNJOPVTPVUQVUPGBMM
UIFTUBSTJOUIF6OJWFSTF4FFTVQFSOPWBBOEUZQF**TVQFSOPWB
4VQFSOPWB SFNOBOU "CCSFWJBUFE 4/3 UIF FYQBOEJOH TIFMM PG NBUUFS UISPXO PĒ
JOUPTQBDFEVSJOHUIFPVUCVSTUPGBTVQFSOPWBѮFTFSFNOBOUTBSFPѫFOTUSPOHSBEJP
TPVSDFT FNJUUJOH TZODISPUSPO SBEJBUJPO UIF FKFDUFE NBUFSJBM BMTP DPMMJEFT XJUI UIF
TVSSPVOEJOHJOUFSTUFMMBSHBTBOEIFBUTJUVQUPBCPVUBNJMMJPOLFMWJO FNJUUJOHJOUFOTF
9SBZT4FF$SBCOFCVMB TVQFSOPWBBOETZODISPUSPOSBEJBUJPO
4VQFSTPOJD .PWJOH BU B TQFFE HSFBUFS UIBO UIBU PG TPVOE PS XJUI B WFMPDJUZ UIBU
FYDFFETUIFWFMPDJUZPGTPVOE*OBJSPO&BSUI UIFWFMPDJUZPGTPVOEJTBCPVUNFUFST
QFSTFDPOE CVUUIFWFMPDJUZPGTPVOEEFQFOETPOCPUIUIFUFNQFSBUVSFBOEDPNQPTJ
UJPOPGUIFHBT4FFWFMPDJUZPGTPVOE
(MPTTBSZ4
0ROGENITOR 3TAR
.AME 3K 3ANDULEAK
,OCATION ,-# ,ARGE -AGELLANIC #LOUD
2IGHT !SCENSION 2! H M S
$ECLINATION $EC
$ISTANCE $ KPC LIGHT YEARS
$ISTANCE -ODULUS M - MAG
3PECTRAL 4YPE 3P " )A BLUE SUPERGIANT
!PPARENT 6ISUAL -AGNITUDE 6 MAG
#OLOR )NDEX " 6 MAG
6ISUAL !BSORPTION !V MAG
"OLOMETRIC #ORRECTION "#
"OLOMETRIC !BSOLUTE -AGNITUDE -BOL
!BSOLUTE ,UMINOSITY , X ERG Sy ,b
%FFECTIVE 4EMPERATURE 4EFF +
2ADIUS 2 CM 2b
)NITIAL -AIN 3EQUENCE -ASS - -b
%VOLVED (ELIUM #ORE -ASS -(E -b
%VOLVED (YDROGEN %NVELOPE -ASS -( -b
.EUTRINO "URST
+AMIOKANDE )) $ETECTOR
%VENT 3TART 4IME T H M S 54 MIN ON
&EB
.UMBER OF !NTI .EUTRINOS $ETECTED .
%NERGY 2ANGE OF !NTI .EUTRINOS $% TO -E6
"URST $URATION $T S
)RVINE n -ICHIGAN n "ROOKHAVEN )-" $ETECTOR
%VENT 3TART 4IME T H M S 54 MS ON
&EB
.UMBER OF !NTI .EUTRINOS $ETECTED .
%NERGY 2ANGE OF !NTI .EUTRINOS $% TO -E6
"URST $URATION $T S
.EUTRINO "URST
4OTAL !NTI .EUTRINO %NERGY % ERG
4OTAL .EUTRINO %NERGY % ERG
4OTAL .EUTRINO ,UMINOSITY , ERG S ,b
!VERAGE .EUTRINO 4EMPERATURE 4 -E6 +
.UMBER OF .EUTRINOS 0RODUCED . NEUTRINOS
.EUTRINO &LUX AT %ARTH & X CM
DPOUJOVFE
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
PP (ERE ,b 2b -b RESPECTIVELY DENOTE THE ABSOLUTE LUMINOSITY RADIUS AND MASS OF THE 3UN
B 4IME T FROM NEUTRINO BURST AT T &EB
4XJGU /"4"MBVODIFEUIF4XJѫTQBDFDSBѫPO/PWFNCFS*UTUISFFJOTUSV
NFOUTXPSLUPHFUIFSUPPCTFSWFHBNNBSBZCVSTUTBOEBѫFSHMPXTBUHBNNBSBZ 9SBZ
BOE WJTJCMF MJHIU XBWFMFOHUIT QSPWJEJOH OFX JOTJHIUT UP UIF PSJHJO BOE FWPMVUJPO PG
UIFTFQPXFSGVM FYQMPTJWFCVSTUT
4XJGU5VUUMF$PNFU "ѫFS)BMMFZT$PNFU UIFTFDPOECSJHIUFTUQFSJPEJDDPNFU EJT
DPWFSFEJOCZUIF"NFSJDBOBTUSPOPNFST-FXJT4XJѫ ¢ BOE)PSBDF
5VUUMF ¢ "TOPUJDFEJOCZUIF*UBMJBOBTUSPOPNFS(JPWBOOJ4DIJBQB
SFMMJ ¢ UIF1FSTFJENFUFPSTIPXFSPDDVSTXIFOUIF&BSUITPSCJUJOUFSTFDUT
UIFPSCJUPG$PNFU4XJѫ5VUUMF XIJDIIBTEJTUSJCVUFENFUFPSPJETBMPOHJUTPSCJU4FF
NFUFPSTIPXFSBOENFUFPSTUSFBN
4ZNCJPUJDTUBS "CJOBSZTUBSTZTUFNJOXIJDIBDPPM SFEHJBOUTUBSTIFETNBTTPOUPB
NPSFDPNQBDU IPUUFSDPNQBOJPOTUBSѮFHJBOUTUBSTBSFPGMBUFTQFDUSBMUZQF( ,PS.
BOEUIFIPUDPNQPOFOUTNBZCFNBJOTFRVFODFTUBSTPSBOBDDSFUJOHXIJUFEXBSGTUBS
4ZODISPOPVTPSCJU ѮFPSCJUPGBTBUFMMJUFXIPTFPSCJUBMQFSJPEJTFRVBMUPUIFSPUBUJPO
QFSJPEPGUIFQMBOFUJUJTSPUBUJOH"SUJêDJBMTBUFMMJUFTJOTZODISPOPVTPSCJUBSPVOEUIF
&BSUISFNBJOBCPWFUIFTBNFMPDBUJPOPOUIFQMBOFU4FFHFPTZODISPOPVTPSCJU
4ZODISPOPVTSPUBUJPO "TBUFMMJUFJOTZODISPOPVTSPUBUJPOIBTBSPUBUJPOQFSJPEUIBU
JTFRVBMUPJUTPSCJUBMQFSJPE BOEJUBMXBZTQSFTFOUTUIFTBNFGBDFUPXBSEUIFQMBOFUJU
(MPTTBSZ4
JTSFWPMWJOHBSPVOE0VS.PPOJTJOTZODISPOPVTSPUBUJPO BMXBZTQSFTFOUJOHJUTOFBS
TJEFUPUIF&BSUIѮFGPVSMBSHFTUNPPOTPG+VQJUFS UIF(BMJMFBOTBUFMMJUFT BSFBMTPJO
TZODISPOPVTSPUBUJPO
4ZODISPUSPOQBSUJDMFBDDFMFSBUPS 4FFQBSUJDMFBDDFMFSBUPS
4ZODISPUSPOSBEJBUJPO &MFDUSPNBHOFUJDSBEJBUJPOFNJUUFECZBOFMFDUSPOUSBWFMJOH
BMNPTUBUUIFTQFFEPGMJHIUJOUIFQSFTFODFPGBNBHOFUJDêFME4VDISBEJBUJPOJTMJO
FBSMZQPMBSJ[FEѮFOBNFBSJTFTCFDBVTFJUXBTêSTUPCTFSWFEJOXIFOFMFDUSPOT
XFSFBDDFMFSBUFEJOUIF(FOFSBM&MFDUSJDTZODISPUSPOQBSUJDMFBDDFMFSBUPSѮF&OHMJTI
QIZTJDJTU(FPSHF"4DIPUU ¢ EJTDVTTFETVDIBSBEJBUJPOQSPDFTTCZFMFD
USPOTJOBQBQFSQVCMJTIFEJOBOEJOIJTCPPLPO&MFDUSPNBHOFUJD3BEJB
UJPOѮFBDDFMFSBUJPOPGUIFFMFDUSPOTDBVTFTUIFNUPFNJUSBEJBUJPOUIBUJTTUSPOHMZ
QPMBSJ[FEBOEJODSFBTFTJOJOUFOTJUZBUMPOHFSXBWFMFOHUITѮFXBWFMFOHUISFHJPOJO
XIJDIUIFFNJTTJPOPDDVSTEFQFOETPOUIFFOFSHZPGUIFFMFDUSPO¢.F7FMFDUSPOT
SBEJBUFNPTUMZJOUIFSBEJPSFHJPO*OUIF(FSNBOBTUSPOPNFS,BSM0,JFQFO
IFVFS ¢ DPSSFDUMZ QSPQPTFE UIBU UIF SBEJP FNJTTJPO PG UIF .JMLZ 8BZ
JT EVF UP UIF OPOUIFSNBM TZODISPUSPO SBEJBUJPO PG DPTNJD SBZ FMFDUSPOT TQJSBMJOH
BCPVU BO JOUFSTUFMMBS NBHOFUJD êFME ѮF 3VTTJBO BTUSPQIZTJDJTU*PTJG 4 4ILMPWTLJJ
¢ QSPQPTFEUIBUCPUIUIFPQUJDBM PSWJTJCMFMJHIU BOESBEJPFNJTTJPOPG
UIF $SBC /FCVMB TVQFSOPWB SFNOBOU BSF EVF UP TZODISPUSPO SBEJBUJPO BOE UISFF
ZFBST MBUFS IJT 3VTTJBO DPMMFBHVF 7JUBMJJ - (JO[CVSH ¢ QSPQPTFE UIBU DPT
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
NJDSBZTBSFBDDFMFSBUFEJOUIFTUFMMBSFYQMPTJPOTLOPXOBTTVQFSOPWBF4ZODISPUSPO
SBEJBUJPOXBTTVCTFRVFOUMZVTFEUPFYQMBJOUIFJOUFOTFSBEJPFNJTTJPOPGSBEJPHBM
BYJFTBOERVBTBST*OUIF"NFSJDBOBTUSPOPNFS3PHFS%#MBOEGPSE ¢
BOE&OHMJTIBTUSPOPNFS.BSUJO3FFT ¢ QSPQPTFEUIBUUIFSBEJPMPCFTPGSBEJP
HBMBYJFTBSFGFECZKFUTPGIJHIFOFSHZFMFDUSPOTTFOUPVUBMPOHUIFSPUBUJPOBYJTPGB
SPUBUJOH TVQFSNBTTJWFCMBDLIPMF4FFCMBDLIPMF $SBC/FCVMB QBSUJDMFBDDFMFSBUPS
SBEJPHBMBYZ BOETVQFSOPWBSFNOBOU
4ZOPEJD NPOUI ѮF QFSJPE CFUXFFO UXP JEFOUJDBM QIBTFT PG UIF .PPO FRVBM UP
NFBOTPMBSEBZT
4ZOPEJD QFSJPE ѮF QFSJPE PG BQQBSFOU SPUBUJPO PS PSCJUBM SFWPMVUJPO BT PCTFSWFE
GSPNUIF&BSUI
4ZSUJT .BKPS "EBSLUSJBOHVMBSGFBUVSF OPXLOPXOBT4ZSUJT.BKPS1MBOJUJB PSUIF
(VMGPG4JSUF1MBJOT UIBUFYUFOETGSPNUIFTPVUIQPMBSDBQPO.BSTUPBDSPTTJUTFRVBUPS
ѮF%VUDIBTUSPOPNFS$ISJTUJBBO)VZHFOT ¢ êSTUTLFUDIFE4ZSUJT.BKPS
JO BOEVTFEIJTPCTFSWBUJPOTPGUIFGFBUVSFUPDPODMVEFUIBUUIFSPUBUJPOQFSJPE
PG.BSTJTBCPVUIPVST
4Z[ZHZ "TZ[ZHZPDDVSTXIFOUIF&BSUIBOE4VOBSFBMJHOFEXJUIBUIJSEDFMFTUJBM
CPEZ TVDIBTUIF.PPOPSBQMBOFU"TZ[ZHZPDDVSTBUUIFDPOKVODUJPOPSPQQPTJUJPO
PGBQMBOFUBOEBUGVMMBOEOFX.PPO4FFDPOKVODUJPOBOEPQQPTJUJPO
(MPTTBSZ5
5
5"* "DSPOZNGPS5FNQT"UPNJRVF*OUFSOBUJPOBM4FFJOUFSOBUJPOBMBUPNJDUJNF
'*( 4ELESCOPES ,IGHT WAVES THAT FALL ON THE %ARTH FROM A DISTANT OBJECT ARE PARALLEL TO
ONE ANOTHER AND ARE FOCUSED TO A POINT BY THE LENS OR MIRROR OF A TELESCOPE %ARLY TELESCOPES
WERE REFRACTORS MFѫ 4HE CURVED SURFACES OF THE CONVEX OBJECTIVE LENS BEND THE INCOMING
PARALLEL LIGHT RAYS BY REFRACTION AND BRING THEM TO A FOCUS AT THE CENTER OF THE FOCAL PLANE
WHERE THE LIGHT RAYS MEET AND AN IMAGE IS CREATED ! SECOND SMALLER LENS CALLED THE EYE
PIECE WAS USED TO MAGNIFY THE IMAGE IN THE EARLY REFRACTORS LATER VERSIONS PLACED PHOTO
GRAPHIC OR ELECTRONIC DETECTORS AT THE FOCAL PLANE )N THE %NGLISH PHYSICIST )SAAC .EWTON
¥ CONSTRUCTED THE lRST REmECTING TELESCOPE SJHIU WHICH USES A LARGE CONCAVE OR
PARABOLIC PRIMARY MIRROR TO COLLECT AND FOCUS LIGHT ! SMALL mAT SECONDARY MIRROR INCLINED AT
AN ANGLE OF DEGREES TO THE TELESCOPE AXIS REmECTS THE LIGHT SIDEWAYS AT A PLACE NOW KNOWN
AS THE .EWTONIAN FOCUS /THER LIGHT DEmECTING MIRROR ARRANGEMENTS CAN BE USED TO OBTAIN ANY
DESIRED FOCAL LENGTH WHICH VARIES WITH THE CURVATURE AND POSITION OF SMALL CONVEX MIRRORS
4!",% 4ELESCOPES n BIGGEST OPTICALA
-IRROR $IAMETER B .AME ,OCATION#OMMENTS
METER +ECK ) -AUNA +EA (AWAIITWO TELESCOPES THAT OPERATE INDEPENDENTLY AND CAN BE
METER INCH +ECK )) CONNECTED AS AN INTERFEROMETER %ACH TELESCOPE MIRROR CONSISTS OF HEXAGONAL
SEGMENTS 4HE 7 - +ECK /BSERVATORY IS OPERATED BY THE #ALIFORNIA !SSOCIATION
FOR 2ESEARCH IN !STRONOMY
METER INCH (OBBY %BERLY -T &OWLKES 4EXAS! JOINT PROJECT OF lVE UNIVERSITIES
METER INCH 3UBARU -AUNA +EA (AWAII! PROJECT OF THE
.ATIONAL !STRONOMICAL /BSERVATORY OF *APAN
METER INCH !NTU +UEVEN #ERRO 0ARANAL #HILE%UROPEAN 3OUTHERN /BSERVATORY FOUR INDEPENDENT TELESCOPES
-ELIPAL 9EPUN THAT WILL BE CONNECTED AS AN INTERFEROMETER CALLED THE 6ERY ,ARGE 4ELESCOPE
METER 'ILLETT -AUNA +EA (AWAII'EMINI .ORTH #ERRO 0ACHØN #HILE 'EMINI 3OUTH 4WIN
METER INCH 'EMINI 3OUTH TELESCOPES MANAGED BY THE !SSOCIATION OF 5NIVERSITIES FOR 2ESEARCH FOR
!STRONOMY
METER INCH --4 -T (OPKINS !RIZONA&ORMERLY THE -ULTIPLE -IRROR 4ELESCOPE OR --4 NOW A
SINGLE MIRROR OPERATED BY THE &RED , 7HIPPLE /BSERVATORY AND THE 5NIVERSITY OF
(MPTTBSZ5
!RIZONA
METER INCH 7ALTER "AADE ,A 3ERENA #HILE-AGELLAN )
,ANDON #LAY ,A 3ERENA #HILE-AGELLAN ))
4WIN TELESCOPES AT THE ,AS #AMPANAS /BSERVATORY
METER INCH "OLSHOI 4ELESKOP -OUNT 0ASTUKHOV:ELENCHUKSKA /BSERVATORY 3PECIAL !STROPHYSICAL /BSERVATORY
!ZIMUTALNYI 2USSIAN !CADEMY OF 3CIENCES
METER INCH (ALE 0ALOMAR -OUNTAIN #ALIFORNIA
METER INCH 7ILLIAM (ERSCHEL ,A 0ALMA #ANARY )SLANDS/SSERVATORIO DEL 2OQUE DE LOS -UCHACHOS 3PAIN
METER INCH 3/UTHERN !STROPHYSICAL #ERRO 0ACHØN #HILE#ERRO 4OLOLO )NTER !MERICAN /BSERVATORY "RAZIL 53
2ESEARCH 3/!2
METER INCH 6ICTOR "LANCO #ERRO 4OLOLO #HILE#ERRO 4OLOLO
)NTER !MERICAN /BSERVATORY
DPOUJOVFE
5IFSNBMCSFNTTUSBIMVOH &NJTTJPOPGSBEJBUJPOCZFOFSHFUJDFMFDUSPOTFODPVOUFSJOH
UIFêFMEPGBQPTJUJWFJPOJOBHBTUIBUJTJOUIFSNBMFRVJMJCSJVN4FFCSFNTTUSBIMVOH
BOEUIFSNBMFRVJMJCSJVN
5IFSNBMFOFSHZ &OFSHZBTTPDJBUFEXJUIUIFNPUJPOTPGNPMFDVMFT BUPNT PSJPOT
5IFSNBMFRVJMJCSJVN "QIZTJDBMTZTUFNJOXIJDIBMMQBSUTIBWFFYDIBOHFEIFBUBOE
BSFDIBSBDUFSJ[FECZUIFTBNFUFNQFSBUVSFBUBMMQPJOUT*OTVDIFRVJMJCSJVN BTJOHMF
UFNQFSBUVSF DIBSBDUFSJ[FT UIF WFMPDJUZ EJTUSJCVUJPO 4FF (BVTTJBO EJTUSJCVUJPO BOE
.BYXFMMJBOEJTUSJCVUJPO
5IFSNBM HBT " DPMMFDUJPO PG QBSUJDMFT UIBU DPMMJEF XJUI FBDI PUIFS BOE FYDIBOHF
FOFSHZGSFRVFOUMZ HJWJOHBEJTUSJCVUJPOPGQBSUJDMFFOFSHJFTUIBUDBOCFDIBSBDUFSJ[FE
CZBTJOHMFUFNQFSBUVSF4FFOPOUIFSNBMQBSUJDMF
5IFSNBMQBSUJDMF "QBSUJDMFUIBUJTQBSUPGBUIFSNBMHBT4FFOPOUIFSNBMQBSUJDMF
5IFSNBM SBEJBUJPO &MFDUSPNBHOFUJD SBEJBUJPO FNJUUFE CZ B HBT JO UIFSNBM FRVJMJC
SJVNѮFSNBMSBEJBUJPOBSJTFTCZWJSUVFPGBOPCKFDUTIFBU PSUFNQFSBUVSF&OFSHFUJD
FMFDUSPOT UIBU BSF OPU OFDFTTBSJMZ JO UIFSNPEZOBNJD FRVJMJCSJVN FNJU OPOUIFSNBM
SBEJBUJPO4FFCMBDLCPEZSBEJBUJPOBOEOPOUIFSNBMSBEJBUJPO
5IFSNPEZOBNJDT ѮFTUVEZPGUIFCFIBWJPSPGIFBUBOEPUIFSSFMBUFEGPSNTPGFOFSHZ
JODIBOHJOHTZTUFNT
5IFSNPOVDMFBS GVTJPO ѮF GVTJPO PG BUPNJD OVDMFJ BU IJHI UFNQFSBUVSFT UP GPSN
NPSFNBTTJWFOVDMFJXJUIUIFTJNVMUBOFPVTSFMFBTFPGFOFSHZѮFSNPOVDMFBSGVTJPOJT
UIFQPXFSTPVSDFBUUIFDPSFPGUIF4VO4FFGVTJPO
5JEFT ѮF.PPOTHSBWJUBUJPOBMBUUSBDUJPOESBXTUIF&BSUITPDFBOTJOUPUIFTIBQFPG
BOFHH DBVTJOHUXPIJHIUJEFTBTUIFQMBOFUTSPUBUJPODBSSJFTUIFDPOUJOFOUTQBTUUIF
UXPUJEBMCVMHFTFBDIEBZѮF4VOTHSBWJUZBMTPDPOUSJCVUFTUPUIFUJEFT CVUUIF.PPOT
DPOUSJCVUJPOJTUJNFTUIBUPGUIF4VO"TUIFUJEFTëPPEBOEFCC UIFZQSPEVDFGSJD
UJPOBOEEJTTJQBUFFOFSHZBUUIFFYQFOTFPGUIF&BSUITSPUBUJPO DBVTJOHUIFMFOHUIPG
UIFEBZUPJODSFBTFCZBCPVUTFDPOETQFSDFOUVSZѮJTJOUFSBDUJPOBMTPSFTVMUTJO
BOPVUXBSENPUJPOPGUIF.PPOPGBCPVUNFUFSTQFSZFBSѮFIFJHIUPGUIFUJEFT
BOEUIFQIBTFPGUIF.PPOEFQFOEPOUIFSFMBUJWFPSJFOUBUJPOTPGUIF&BSUI .PPOBOE
4VO8IFOUIFUJEFSBJTJOHGPSDFTPGUIF4VOBOE.PPOBSFJOUIFTBNFEJSFDUJPO UIFZ
SFJOGPSDF FBDI PUIFS NBLJOH UIF IJHIFTU IJHI UJEFT BOE UIF MPXFTU MPX UJEFT ѮFTF
TQSJOHUJEFTPDDVSBUOFXPSGVMM.PPOѮFSBOHFPGUJEFTJTMFBTUXIFOUIF.PPOJTBU
êSTUPSUIJSERVBSUFS QSPEVDJOHUIFOFBQUJEFTXIFOUIFUJEFSBJTJOHGPSDFTPGUIF4VO
BOE.PPOBSFBUSJHIUBOHMFTUPFBDIPUIFS5JEFTDBOBMTPCFQSPEVDFEJOUIFTPMJE
CPEZPGBOPCKFDU TVDIBT+VQJUFSTUJEBMJOBOEPVUëFYJOHPGJUTTBUFMMJUF*P IFBUJOHUIF
TBUFMMJUFTJOUFSJPSBOEQSPEVDJOHJUTWPMDBOPFT4FF*P BOE.PPO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
'*( 4IDES 4HE HEIGHT OF THE TIDES AND THE PHASE OF THE -OON DEPEND
ON THE RELATIVE POSITIONS OF THE %ARTH -OON AND 3UN 7HEN THE TIDE RAIS
ING FORCES OF THE 3UN AND -OON ARE IN THE SAME DIRECTION THEY REINFORCE
EACH OTHER MAKING THE HIGHEST HIGH TIDES AND THE LOWEST LOW TIDES 4HESE
SPRING TIDES UPQ OCCUR AT NEW OR FULL -OON 4HE RANGE OF TIDES IS LEAST
WHEN THE -OON IS AT lRST OR THIRD QUARTER AND THE TIDE RAISING FORCES OF THE
3UN AND -OON ARE AT RIGHT ANGLES TO EACH OTHER 4HE TIDAL FORCES ARE THEN
IN OPPOSITION PRODUCING THE LOWEST HIGH TIDES AND THE HIGHEST LOW TIDES OR
THE NEAP TIDES CPUUPN 4HE HEIGHT OF THE TIDES HAS BEEN GREATLY EXAGGER
ATED IN COMPARISON TO THE SIZE OF THE %ARTH
5JNF " EJNFOTJPO UIBU EJTUJOHVJTIFT CFUXFFO QBTU QSFTFOU BOE GVUVSF 4FF EBZ
(SFFOXJDI.FBO5JNF *OUFSOBUJPOBM"UPNJD5JNF NPOUI 6OJWFSTBM5JNF BOEZFBS
5JNF EJMBUJPO ѮF TMPXJOH EPXO PG UIF UJNF TFQBSBUJOH UXP FWFOUT PO B NPWJOH
PCKFDU BTEFUFDUFECZBOFYUFSOBMPCTFSWFSOPUQBSUJDJQBUJOHJOUIFNPUJPO5JNFEJMB
UJPOXPVMENBLFBNPWJOHDMPDLBQQFBSUPHPTMPXFS BOEJUDBOOPUJDFBCMZMFOHUIFO
UIFBQQBSFOUMJGFUJNFPGFMFNFOUBSZQBSUJDMFTѮFFĒFDUCFDPNFTJNQPSUBOUBUTQFFET
BQQSPBDIJOHUIFWFMPDJUZPGMJHIU4FF4QFDJBMѮFPSZPG3FMBUJWJUZ
5JUBO ѮF MBSHFTU TBUFMMJUF PG 4BUVSO EJTDPWFSFE JO CZ UIF %VUDI BTUSPOPNFS
$ISJTUJBBO )VZHFOT ¢ 5JUBO IBT B SBEJVT PG LJMPNFUFST KVTU PWFS
UXJDFUIFSBEJVTPGUIF&BSUIT.PPOBOEJUJTUIFTFDPOEMBSHFTUTBUFMMJUFJOUIF4PMBS
4ZTUFNѮFNBTTEFOTJUZPG5JUBOJTLJMPHSBNTQFSDVCJDNFUFS OFBSMZUXJDFUIBU
PGXBUFS TPJUJTNPTUMJLFMZDPNQPTFEPGOFBSMZFRVBMBNPVOUTPGXBUFSJDFBOESPDL
*OJOTUSVNFOUTBCPBSEUIF7PZBHFSTQBDFDSBѫTIPXFEUIBU5JUBOIBTBTVCTUBO
UJBMBUNPTQIFSFXIPTFTVSGBDFQSFTTVSFJTBCPVUUJNFTUIFBJSQSFTTVSFBUTFBMFWFM
PO&BSUI/JUSPHFONPMFDVMFTBSFUIFNBJODPOTUJUVFOUTPG5JUBOTBUNPTQIFSF BTUIFZ
(MPTTBSZ5
BSFJOUIF&BSUITBJS BOENFUIBOFJTUIFTFDPOENPTUBCVOEBOUJOHSFEJFOUPG5JUBOT
BUNPTQIFSF BUUPQFSDFOUѮFTVSGBDFUFNQFSBUVSFPG5JUBOJTLFMWJO BUXIJDI
NFUIBOFDBOCFTPMJE MJRVJEPSHBT TPNFUIBOFDPVMEQMBZUIFTBNFSPMFPO5JUBOBT
XBUFSEPFTPO&BSUI QSPEVDJOHDMPVET SBJOT SJWFSTBOETFBT"WFJMPGPSBOHFTNPH
IJEFTUIFTVSGBDFPG5JUBOGSPNWJFX CVUUIF)VZHFOT1SPCFEFTDFOEFEUPJUTTVSGBDF
PO+BOVBSZ PCUBJOJOHFWJEFODFGPSëPXJOHMJRVJE QFSIBQTEVFUPSJWFSTPSTFBT
PGNFUIBOF4FF)VZHFOT1SPCF
5JUJVT#PEFMBX ѮFBQQSPYJNBUF SFMBUJWFEJTUBODFTPGUIFQMBOFUTGSPNUIF4VOJT
HJWFOCZUIFTFRVFODF w BEEJOHBOEEJWJEJOHCZѮF(FSNBO
NBUIFNBUJDJBO+PIBOO%BOJFM5JUJVT ¢ êSTUOPUJDFEUIFMBXJO BOE
UIF(FSNBOBTUSPOPNFS+PIBOO&MFSU#PEF ¢ TVCTFRVFOUMZQPQVMBSJ[FE
JUѮFGPSNVMBQSFEJDUFEUIFEJTUBODFPG6SBOVTBOEUIFêSTUBTUFSPJET XIJDIXFSF
EJTDPWFSFEBѫFSUIFMBXXBTTUBUFE BOEJUBMTPQSFEJDUFEUIFBQQSPYJNBUFEJTUBODFPG
/FQUVOF
53"$& "DSPOZNGPS5SBOTJUJPO3FHJPO"OE$PSPOBM&YQMPSFS4FF5SBOTJUJPO3FHJPO
"OE$PSPOBM&YQMPSFS
5SBOTJU ѮFTMJHIUEJNNJOHPGTUBSMJHIUDBVTFECZBQMBOFUQBTTJOHCFUXFFOJUBOEUIF
&BSUIѮFQMBOFUT.FSDVSZBOE7FOVTPDDBTJPOBMMZUSBOTJUUIF4VOѮFXPSEUSBOTJU
JTBMTPVTFEGPSUIFQBTTBHFPGBDFMFTUJBMPCKFDUBDSPTTUIFPCTFSWFSTNFSJEJBOPSUIF
QBTTBHFPGBTBUFMMJUFBDSPTTBQMBOFU XIFOWJFXFEGSPN&BSUI
5SBOTJUJPO3FHJPO"OE$PSPOBM&YQMPSFS /"4"MBVODIFEJUT5SBOTJUJPO3FHJPO"OE
$PSPOBM&YQMPSFS BCCSFWJBUFE53"$& TQBDFDSBѫJO"QSJM*UQSPWJEFEJNBHFTPG
UIFTPMBSBUNPTQIFSFBUUFNQFSBUVSFTGSPNUIPVTBOEUPNJMMJPOLFMWJOXJUIIJHI
UFNQPSBMSFTPMVUJPOBOETFDPOEPGBSDBOHVMBSSFTPMVUJPOVTJOHPCTFSWBUJPOTBUVMUSB
WJPMFU BOE FYUSFNF VMUSBWJPMFU XBWFMFOHUIT 53"$& TIPXFE UIBU UIF NJMMJPOEFHSFF
DPSPOBJTDPNQSJTFEPGUIJONBHOFUJDMPPQTUIBUBSFOBUVSBMMZEZOBNJDBOEDPOUJOV
PVTMZFWPMWJOH
5SBQF[JVN " NVMUJQMF TUBS TZTUFN UIBU MJFT BU UIF DFOUFS PG UIF 0SJPO /FCVMB BOE
JMMVNJOBUFTJUѮFOBNFDPNFTGSPNUIFQBUUFSOGPSNFECZGPVSPGJUTCSJHIUFTUTUBST
XIJDIIBWFBQQBSFOUWJTVBMNBHOJUVEFTPG BOEBOEBSFWJTJCMFJOBTNBMM
UFMFTDPQFѮF5SBQF[JVNTUBSTBSFWFSZIPU BCPVULFMWJO BOEFNJUNPTUPGUIFJS
FOFSHZBTVMUSBWJPMFUSBEJBUJPOUIBUNBLFTUIF0SJPO/FCVMBHMPX"MBSHFSUFMFTDPQF
SFWFBMTUIFQSFTFODFPGUXPPUIFS GBJOUFSTUBSTѮFUFDIOJDBMEFTJHOBUJPOGPSUIF5SBQF
[JVNJTѮFUB0SJPOJT PSʉ0SJPOJT4FF0SJPO/FCVMB
5SJBOHVMBUJPO .FBTVSFNFOUPGUIFEJTUBODFPGBQMBOFUPSOFBSCZTUBSCZTJHIUJOHJUT
BQQBSFOUQPTJUJPOBHBJOTUCBDLHSPVOEPCKFDUTGSPNUXPPSNPSFTFQBSBUFMPDBUJPOT4FF
QBSBMMBY
5SJBOHVMVN (BMBYZ " OFBSCZ TQJSBM HBMBYZ JO UIF DPOTUFMMBUJPO 5SJBOHVMVN EFTJH
OBUFE.BOETPNFUJNFTDBMMFEB1JOXIFFM(BMBYZѮF5SJBOHVMVN(BMBYZMJFT
NJMMJPOMJHIUZFBSTBXBZ IBTBEJBNFUFSPGBCPVUMJHIUZFBST DPOUBJOJOHBCPVU
CJMMJPOTUBST BCPVUIBMGUIFTJ[FBOEPOFUFOUIUIFUPUBMNBTTPGUIF.JMLZ8BZ(BM
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BYZѮF5SJBOHVMVN(BMBYZJTUIFUIJSEMBSHFTUNFNCFSPGUIF-PDBM(SPVQ BѫFSUIF
"OESPNFEBHBMBYZBOEPVS.JMLZ8BZ(BMBYZ4FF-PDBM(SPVQBOE.FTTJFS0CKFDUT
5SJmE/FCVMB "OFNJTTJPOOFCVMB EFTJHOBUFE.PS/($ MPDBUFEBCPVU
MJHIUZFBST BXBZ JO UIF EJSFDUJPO PG UIF DPOTUFMMBUJPO 4BHJUUBSJVT ѮF 5SJêE /FCVMB
NFBTVSFTCZNJOVUFTPGBSDBDSPTT BOEJUHFUTJUTOBNFGSPNUIFEBSLMBOFTUIBU
USJTFDUJU4FFFNJTTJPOOFCVMB
5SJHPOPNFUSJDQBSBMMBY "OPUIFSOBNFGPSBOOVBMQBSBMMBY*UJTBNFUIPEPGEFUFS
NJOJOH UIF EJTUBODF UP B OFBSCZ TUBS CZ USJBOHVMBUJPO GSPN B CBTFMJOF PG UXJDF UIF
BTUSPOPNJDBM VOJU VTJOH PCTFSWBUJPOT TFQBSBUFE CZ TJY NPOUIT 4FF BOOVBM QBSBMMBY
BTUSPOPNJDBMVOJU BOEQBSBMMBY
5SJMMJPO "NJMMJPONJMMJPO BOEBUIPVTBOECJMMJPOPS
5SJQMFBMQIB QSPDFTT /VDMFBS SFBDUJPOT UIBU QFSNJU UIF GPSNBUJPO PG DBSCPO OVDMFJ
GSPNUSJQMFDPMMJTJPOTPGIFMJVNOVDMFJ PSBMQIBQBSUJDMFT JOUIFDPSFTPGHJBOUTUBSTѮF
QSPDFTTXBTêSTUTVHHFTUFECZUIF&TUPOJBOBTUSPOPNFS&SOTU¸QJL ¢ JO
BOEJOEFQFOEFOUMZQSFTFOUFEJOHSFBUFSEFUBJMUIFGPMMPXJOHZFBS JO CZUIF
"NFSJDBOBTUSPQIZTJDJTU&EXJO&4BMQFUFS ¢ *OUIF&OHMJTIBTUSPQIZTJ
DJTU'SFE)PZMF ¢ TIPXFEUIBUDBSCPODBOPOMZCFQSPEVDFEJOTVCTUBOUJBM
BNPVOUTXJUIJOHJBOUTUBSTJGBSFTPOBOUSFBDUJPOJTJOWPMWFE BOEUIFQSFEJDUFEFYDJUFE
TUBUFPGDBSCPOXBTPCTFSWFEJOUIFUFSSFTUSJBMMBCPSBUPSZBGFXZFBSTMBUFSCZUIF"NFSJ
DBOBTUSPQIZTJDJTU8JMMJBN"i8JMMZu'PXMFS m BOEIJTDPMMFBHVFT
5SJUPO ѮFMBSHFTUTBUFMMJUFPG/FQUVOF EJTDPWFSFEJOCZUIF&OHMJTIBTUSPOPNFS
8JMMJBN-BTTFMM ¢ TPPOBѫFSUIFEJTDPWFSZPGUIFQMBOFUJOUIFTBNFZFBS
5SJUPOJTUIFPOMZMBSHFTBUFMMJUFJOUIF4PMBS4ZTUFNUPDJSDMFBQMBOFUJOUIFSFUSPHSBEF
EJSFDUJPO PQQPTJUFUPUIFQMBOFUTEJSFDUJPOPGSPUBUJPO BOEJUTPSCJUBMQMBOFJTIJHIMZ
JODMJOFECZEFHSFFTUPUIFQMBOFUTFRVBUPSJBMQMBOFѮFSFUSPHSBEFBOEJODMJOFE
PSCJU TVHHFTU UIBU 5SJUPO EJE OPU PSJHJOBUF XJUI /FQUVOF CVU XBT DBQUVSFE JOUP JUT
VOVTVBM PSCJU GSPN UIF OFBSCZ ,VJQFS CFMU CZ /FQUVOFT HSBWJUBUJPOBM GPSDFT XIJDI
BSFOPXTMPXMZQVMMJOH5SJUPOJOUPXBSEBDPMMJTJPOXJUIUIFQMBOFUJOUIFWFSZEJTUBOU
GVUVSF8JUIBSBEJVTPGLJMPNFUFST 5SJUPOJTBCPVUUISFFRVBSUFSTUIFTJ[FPGUIF
&BSUIT.PPO BOEJUTNBTTEFOTJUZJTLJMPHSBNTQFSDVCJDNFUFS.FBTVSFNFOUT
GSPNUIF7PZBHFSTQBDFDSBѫJOJOEJDBUFEUIBU5SJUPOIBTBTVSGBDFUFNQFSBUVSF
PGLFMWJO UIFDPMEFTUNFBTVSFETVSGBDFPGBOZOBUVSBMCPEZJOUIF4PMBS4ZTUFN BOE
UIBU5SJUPOIBTBWFSZUFOVPVT OJUSPHFOSJDIBUNPTQIFSF CSJHIUQPMBSDBQTPGOJUSPHFO
BOENFUIBOFJDF GSP[FOMBLFTëPPEFECZQBTUWPMDBOPFTPGJDF BOEUPXFSJOHHFZTFST
UIBUNBZOPXCFFSVQUJOHPOJUTTVSGBDF4FF,VJQFSCFMU
5SPKBO BTUFSPJE 0OF PG UIF BTUFSPJET UIBU NPWF BMPOH +VQJUFST PSCJU QSFDFEJOH BOE
GPMMPXJOHUIFHJBOUQMBOFUOFBSPOFPGUIFUXPQPJOUTXIFSFUIFHSBWJUBUJPOBMGPSDFPG
+VQJUFSBOEUIF4VOBSFFRVBM LOPXOBTUIFGPSUIBOEêѫI-BHSBOHJBOQPJOUTѮFHSBWJ
UBUJPOBMQFSUVSCBUJPOTPGUIFJOOFSQMBOFUTQSPEVDFTMJHIUTXJOHJOHNPUJPOTBCPVUUIFTF
UXP QPJOUT ѮF êSTU LOPXO 5SPKBO BTUFSPJE XBT "DIJMMFT EJTDPWFSFE JO CZ
UIF(FSNBOBTUSPOPNFS.BYJNJMJBO8PMG ¢ )VOESFETPGUIFNBSFOPX
(MPTTBSZ5
5XFOUZPOFDFOUJNFUFSMJOF *OUIF%VUDIBTUSPOPNFS)FOESJL$i)FOLuWBO
EF)VMTU ¢ QSFEJDUFEUIBUUIFFMFDUSPOJOFBDIDPME JOUFSTUFMMBSIZESPHFO
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
BUPNDPVMEVOEFSHPBUSBOTJUJPOCFUXFFOUIFUXPQPTTJCJMJUJFTPGJUTTQJO HJWJOHSJTF
UP FNJTTJPO PS BCTPSQUJPO MJOFT BU B XBWFMFOHUI PG UXFOUZPOF DFOUJNFUFST *O
)BSWBSEHSBEVBUFTUVEFOU)BSPME*i%PDu&XFO ¢ BOEIJTBEWJTPS"NFSJDBO
QIZTJDJTU &EXBSE . 1VSDFMM ¢ EFUFDUFE UIF UXFOUZPOF DFOUJNFUFS MJOF
GSPNJOUFSTUFMMBSOFVUSBMIZESPHFOVTJOHBOPWFMiTXJUDIFEGSFRVFODZuEFUFDUJPONPEF
TVHHFTUFECZ1VSDFMMѮFZEFMBZFEQVCMJDBUJPOPGUIFJSEJTDPWFSZVOUJMJUXBTDPOêSNFE
CZUIF%VUDIBTUSPOPNFST,BSM.ÛMMFS ¢ BOE+BO0PSU ¢ BOEJOB
DBCMFGSPN"VTUSBMJBOSBEJPBTUSPOPNFST0CTFSWBUJPOTPGUIFUXFOUZPOFDFOUJNFUFS
MJOFIBWFUSBDFEPVUUIFTQJSBMBSNTPGPVS.JMLZ8BZ(BMBYZBOEVTFEUPJOGFSTVC
TUBOUJBMBNPVOUTPGEBSLNBUUFSJOUIFFYUFOTJWFIBMPTPGPVS(BMBYZBOEPUIFSTQJSBM
HBMBYJFT4FFEBSLNBUUFS
5ZDIPTTUBSBOETVQFSOPWBSFNOBOU "iOFXTUBSuPCTFSWFEJOCZUIF%BOJTI
BTUSPOPNFS5ZDIP#SBIF ¢ JOUIFDPOTUFMMBUJPO$BTTJPQFJBBUBQMBDFXIFSF
OPTUBSIBECFFOTFFOCFGPSF*UXBTCSJHIUFSUIBO7FOVT OFBSBQQBSFOUWJTVBMNBHOJ
UVEFPGm BOEWJTJCMFJOGVMMEBZMJHIU NPTUMJLFMZBTVQFSOPWBPGUZQF*B"MUIPVHI
UIFFYQMPEFETUBSGBEFEGSPNWJTJCJMJUZJO BTUSPOPNFSTTUJMMPCTFSWFUIFSBEJPBOE
9SBZFNJTTJPOPGUIFFYQBOEJOHEFCSJT DBMMFE5ZDIPTTVQFSOPWBSFNOBOU4FFTVQFS
OPWB TVQFSOPWBSFNOBOU BOEUZQF*TVQFSOPWB
5ZQF*BTVQFSOPWB ѮFFYQMPTJPOPGBXIJUFEXBSGTUBSUIBUSFDFJWFTNBUFSJBMGSPN
BOFBSCZDPNQBOJPOTUBS FYDFFETUIF$IBOESBTFLIBSMJNJU BOECMPXTVQ DPNQMFUFMZ
BOOJIJMBUJOHJUTFMG5ZQF*BTVQFSOPWBFIBWFOPIZESPHFOJOUIFJSTQFDUSB*OUXP
HSPVQTPGBTUSPOPNFSTSFQPSUFEUIBUPCTFSWBUJPOTPGUZQF*BTVQFSOPWBFJOEJDBUFUIBU
UIFFYQBOTJPOPGUIF6OJWFSTFJTOPXTQFFEJOHVQ XJUITPNFTPSUPGNZTUFSJPVTEBSL
FOFSHZDPVOUFSBDUJOHUIFQVMMPGHSBWJUZ4FF$IBOESBTFLIBSMJNJU EBSLFOFSHZ TVQFS
OPWBBOE5ZDIPTTUBSBOETVQFSOPWBSFNOBOU
5ZQF ** TVQFSOPWB ѮFFYQMPTJPOPGBOJTPMBUFE NBTTJWFTUBSXJUINPSFUIBOFJHIU
TPMBSNBTTFT XIJDISVOTPVUPGGVFM IVSMJOHNPTUPGUIFTUBSJOUPJOUFSTUFMMBSTQBDFBT
BTVQFSOPWBSFNOBOUѮFDPMMBQTJOHDPSFPGUIFUZQF**TVQFSOPWBDBOCFDPNFBOFV
USPOTUBSPSBCMBDLIPMF5ZQF**TVQFSOPWBFIBWFIZESPHFOJOUIFJSTQFDUSB4FF$SBC
/FCVMB OFVUSPOTUBS TVQFSOPWB TVQFSOPWB" BOETVQFSOPWBSFNOBOU
(MPTTBSZ6
6
6IVSV.JTTJPO ѮF6IVSVTBUFMMJUFXBTMBVODIFEGSPN,FOZBPO%FDFNCFS
POUIFTFWFOUIBOOJWFSTBSZPG,FOZBOJOEFQFOEFODF XIFOJUXBTOBNFE6IVSV UIF
4XBIJMJXPSEGPSiGSFFEPNu6IVSVQSPWJEFEBDPNQSFIFOTJWF BMMTLZTVSWFZPGDPT
NJD9SBZTPVSDFT JODMVEJOHCMBDLIPMFTBOEOFVUSPOTUBSTJOCJOBSZTUFMMBSTZTUFNT
TVQFSOPWBSFNOBOUT 4FZGFSUHBMBYJFT BOEDMVTUFSTPGHBMBYJFT*UEJTDPWFSFEUIFEJĒVTF
9SBZFNJTTJPOGSPNDMVTUFSTPGHBMBYJFT XIJDIBDDPVOUTGPSTPNFPGUIFTPDBMMFEEBSL
NBUUFSJOUIF6OJWFSTFѮFNJTTJPOFOEFEJO.BSDI4FF$FOUBVSVT9 $ZHOVT
9 )FSDVMFT9BOE4DPSQJVT9
6MUSBWJPMFU SBEJBUJPO "CCSFWJBUFE 67 FMFDUSPNBHOFUJD SBEJBUJPO XJUI B TMJHIUMZ
IJHIFSGSFRVFODZBOETPNFXIBUTIPSUFSXBWFMFOHUIUIBOWJTJCMFCMVFMJHIUѮF(FS
NBO QIZTJDJTU +PIBOO 8JMIFMN 3JUUFS ¢ EJTDPWFSFE VMUSBWJPMFU MJHIU
JO XIFO FYBNJOJOH UIF TQFDUSVN PG TVOMJHIU BU XBWFMFOHUIT KVTU B CJU TIPSUFS
UIBO UIF XBWFMFOHUI PG WJPMFU MJHIU 6MUSBWJPMFU SBEJBUJPO IBT XBWFMFOHUIT CFUXFFO
BCPVU¢BOENFUFST PSGSPNUPOBOPNFUFST XJUIUIFFYUSFNF
VMUSBWJPMFU MZJOH JO UIF TIPSU XBWFMFOHUI QBSU PG UIJT SBOHF ѮF &BSUIT BUNPTQIFSF
BCTPSCTNPTUDPTNJDVMUSBWJPMFUSBEJBUJPO TPUIPSPVHITUVEJFTPGUIFVMUSBWJPMFUPVUQVU
PGDPTNJDPCKFDUTNVTUCFDPOEVDUFEGSPNTQBDF4VDIPCTFSWBUJPOTIBWFOPUMFEUP
BTNBOZEJTDPWFSJFTPGUPUBMMZOFXDPTNJDPCKFDUTBTUIFêSTUEFUFDUJPOTPGUIFSBEJP
BOE9SBZ6OJWFSTF0CTFSWBUJPOTPGUIFFYUSFNFVMUSBWJPMFUSBEJBUJPOGSPNUIF4VO
XFSFQJPOFFSFECZ/"4"T0SCJUJOH4PMBS0CTFSWBUPSJFT MBVODIFEGSPNUP
BOEDPOUJOVFEUPUIFDPOUFNQPSBSZJOTUSVNFOUTBCPBSEUIF40MBSBOE)FMJPTQIFSJD
0CTFSWBUPSZ PS 40)0 GPS TIPSU ѮF *OUFSOBUJPOBM 6MUSBWJPMFU &YQMPSFS MBVODIFE
JOBOEBCCSFWJBUFE*6& NBEFZFBSTPGVMUSBWJPMFUPCTFSWBUJPOTPGTUBSTBOEPUIFS
DPTNJDPCKFDUT GPMMPXFECZUIF&YUSFNF6MUSB7JPMFU&YQMPSFS BCCSFWJBUFE&67&BOE
MBVODIFEJO)PU CMVFTUBSTQSPEVDFTVCTUBOUJBMBNPVOUTPGVMUSBWJPMFUSBEJBUJPO
XIJDIJPOJ[FTUIFTVSSPVOEJOHJOUFSTUFMMBSIZESPHFO QSPEVDJOHBOFNJTTJPOOFCVMBPS
)**SFHJPO4FFFNJTTJPOOFCVMB &YUSFNF6MUSB7JPMFU&YQMPSFS FYUSFNFVMUSBWJPMFU
SBEJBUJPO ) ** SFHJPO *OUFSOBUJPOBM6MUSBWJPMFU&YQMPSFS 0SCJUJOH4PMBS0CTFSWB
UPSZ 40MBSBOE)FMJPTQIFSJD0CTFSWBUPSZ BOE4USÕNHSFOSBEJVT
6MZTTFT.JTTJPO ѮF6MZTTFTTQBDFDSBѫXBTBKPJOUVOEFSUBLJOHPG&4"BOE/"4"
MBVODIFECZUIF4QBDF4IVUUMF%JTDPWFSZPO0DUPCFSUPTUVEZUIFJOUFSQMBOFUBSZ
NFEJVNBOEUIFTPMBSXJOEBUEJĒFSFOUTPMBSMBUJUVEFT*UQSPWJEFEUIFêSTUPQQPSUVOJUZ
GPSNFBTVSFNFOUTUPCFNBEFPWFSUIFQPMFTPGUIF4VO VTJOHUIFHSBWJUZBTTJTUUFDI
OJRVFUPUBLFJUPVUPGUIFQMBOFPGUIF4PMBS4ZTUFN"ѫFSBOFODPVOUFSXJUI+VQJUFS
JO'FCSVBSZ UIFTQBDFDSBѫNPWFECBDLUPXBSETUIF4VOUPQBTTPWFSUIFTPMBS
TPVUIQPMFJO4FQUFNCFSBOEUIFOPSUIQPMFJO+VMZ BOEUIFOBHBJOPWFS
UIFTPVUIQPMFJO/PWFNCFSBOEUIFOPSUIQPMFJO%FDFNCFS$PNQBSJTPOT
PG6MZTTFTPCTFSWBUJPOTXJUIUIPTFGSPNPUIFSTQBDFDSBѫ TVDIBT:PILPIBOE40)0
TIPXFEUIBUNVDI JGOPUBMM PGUIFIJHITQFFETPMBSXJOEDPNFTGSPNPQFONBHOFUJD
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
êFMETJOQPMBSDPSPOBMIPMFT BUMFBTUEVSJOHUIFNJOJNVNPGUIF4VOTZFBSDZDMFPG
NBHOFUJDBDUJWJUZ
6NCSB ѮFEBSLJOOFSDPSFPGBTVOTQPUXJUIBQFOVNCSB PSBTVOTQPUMBDLJOHBQFO
VNCSB WJTJCMFJOXIJUFMJHIU"MTPUIFJOOFSQBSUPGUIFTIBEPXDBTUEVSJOHBOFDMJQTF
XIFSFBUPUBMFDMJQTFJTWJTJCMF4FFMVOBSFDMJQTF QFOVNCSB TPMBSFDMJQTF BOETVOTQPU
6ODFSUBJOUZ QSJODJQMF 1SPQPTFE JO CZ UIF (FSNBO QIZTJDJTU8FSOFS)FJTFO
CFSH ¢ UIFVODFSUBJOUZQSJODJQMFTUBUFTUIBUUIFQPTJUJPOBOENPNFOUVN
PSWFMPDJUZ PGBRVBOUVNNFDIBOJDBMQBSUJDMFDBOOPUCFTJNVMUBOFPVTMZLOPXOXJUI
DPNQMFUFDFSUBJOUZPSQSFDJTJPO4FFRVBOUVNNFDIBOJDT
6OJUFE ,JOHEPN *OGSB3FE 5FMFTDPQF "CCSFWJBUFE 6,*35 B NFUFS JODI
JOGSBSFEUFMFTDPQFJOPQFSBUJPOTJODFBOEMPDBUFEOFBSUIFTVNNJUPG.BVOB,FB
)BXBJJ
6OJUFE 4UBUFT /BWBM 0CTFSWBUPSZ "CCSFWJBUFE 64/0 UIF 6OJUFE 4UBUFT /BWBM
0CTFSWBUPSZXBTFTUBCMJTIFEJOUPBTTJTUUJNJOHBOEOBWJHBUJPOBUTFB5PEBZUIF
NJTTJPOPGUIF64/0JODMVEFTBTUSPNFUSZBOEUJNJOHEBUBFTTFOUJBMGPSBDDVSBUFOBWJ
HBUJPOBOEUIFTVQQPSUPGDPNNVOJDBUJPOTPO&BSUIBOEJOTQBDF*UJODMVEFTEFUFS
NJOJOHUIFQPTJUJPOTBOENPUJPOTPGUIF&BSUI 4VO .PPO QMBOFUT TUBSTBOEPUIFS
DFMFTUJBM PCKFDUT QSPWJEJOH BTUSPOPNJDBM EBUB EFUFSNJOJOH QSFDJTF UJNF NFBTVSJOH
UIF&BSUITSPUBUJPOBOENBJOUBJOJOHUIF.BTUFS$MPDLGPSUIF6OJUFE4UBUFT64/0
TDJFOUJTUTIBWFBMTPQMBZFEJNQPSUBOUQJPOFFSJOHBOEDPOUJOVJOHSPMFTJOFYUSFNFVMUSB
WJPMFUBOE9SBZPCTFSWBUJPOTPGUIF4VO64/0TDJFOUJTUTEJTDPWFSFEBOEDPOêSNFE
UIFFYJTUFODFPG1MVUPTTBUFMMJUF$IBSPO4FF1MVUP
6OJWFSTBMUJNF ѮF&BSUITSPUBUJPOXJUISFTQFDUUPUIF4VOJTUIFCBTJTPG6OJWFSTBM
5JNF BCCSFWJBUFE65 BOEBMTPDBMMFE4PMBS5JNF6OJWFSTBM5JNFJTVTFEGPSBTUSP
OPNJDBMQVSQPTFTUISPVHIPVUUIFXPSME BOEJTQPQVMBSMZLOPXOBT(SFFOXJDI.FBO
5JNF PS(.5GPSTIPSUѮFUJNF65JTUIFPCTFSWFESPUBUJPOPGUIF&BSUISFMBUJWFUP
UIF4VO BOE65JT65DPSSFDUFEGPSUIF&BSUITQPMBSNPUJPO5JNFTJHOBMTEJTUSJCVUF
B$PPSEJOBUFE6OJWFSTBM5JNFBCCSFWJBUFE65$GPSUIF'SFODIXPSEJOHѮF65$JT
BSFHVMBSTZTUFNPGUJNFCBTFEPOPCTFSWBUJPOTPGBUPNJDDMPDLTBOESPVUJOFMZLFQUJO
TUFQXJUI65UPUIFOFBSFTUTFDPOE4FF(SFFOXJDI.FBO5JNFBOE3PZBM(SFFOXJDI
0CTFSWBUPSZ
6OJWFSTF "MMPCTFSWBCMFBOEQPUFOUJBMMZPCTFSWBCMFQIFOPNFOB
4!",% 5RANUSA
-ASS KILOGRAMS -%
2ADIUS KILOMETERS 2%
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
2OTATION 0ERIOD HOURS
/RBITAL 0ERIOD %ARTH YEARS
-EAN $ISTANCE FROM 3UN !5
!TMOSPHERE PERCENT HYDROGEN
PERCENT HELIUM
%NERGY "ALANCE LESS THAN
%FFECTIVE 4EMPERATURE KELVIN
4EMPERATURE AT BAR LEVEL KELVIN
#ENTRAL 4EMPERATURE KELVIN
-AGNETIC $IPOLE -OMENT $%
%QUATORIAL -AGNETIC &IELD 3TRENGTH TESLA
A 4HE %ARTHS MASS -% IS KILOGRAMS THE %ARTHS EQUATORIAL RADIUS 2% IS KILOMETERS
THE ASTRONOMICAL UNIT DENOTED !5 IS THE MEAN DISTANCE BETWEEN THE %ARTH AND THE 3UN WITH A VALUE OF
METERS 4HE ENERGY BALANCE IS THE RATIO OF TOTAL RADIATED ENERGY TO THE TOTAL ENERGY ABSORBED FROM
SUNLIGHT THE EFFECTIVE TEMPERATURE IS THE TEMPERATURE OF A BLACKBODY THAT WOULD RADIATE THE SAME AMOUNT OF
ENERGY PER UNIT AREA AND $% IS THE MAGNETIC DIPOLE MOMENT OF THE %ARTH
CZEFHSFFTUPUIFSPUBUJPOBYJT QFSIBQTEVFUPUIFPSJHJOPGJUTNBHOFUJTNJOBO
JOUFSOBM TIFMM PG JPOJ[FE XBUFS ѮF "NFSJDBO BTUSPOPNFS +BNFT - &MMJPU ¢
VOFYQFDUFEMZEJTDPWFSFEUIFUIJO XJEFMZTQBDFESJOHTPG6SBOVTJO KVTUCFGPSF
BOEBѫFSPCTFSWJOHBTUBSQBTTCFIJOEUIFQMBOFUѮFTFOBSSPX EBSLSJOHTXFSFDPO
êSNFEXIFOUIF7PZBHFSTQBDFDSBѫBSSJWFEBU6SBOVTJO XIJMFBMTPEJTDPWFSJOH
NPSFPGUIFN
65 "CCSFWJBUJPOGPS6OJWFSTBM5JNF4FF(SFFOXJDI.FBO5JNFBOE6OJWFSTBM5JNF
67 "CCSFWJBUJPOGPSVMUSBWJPMFUSBEJBUJPO4FFVMUSBWJPMFUSBEJBUJPO
7
7BDVVN ѮF TVQQPTFEMZ FNQUZ TQBDF CFUXFFO DPTNJD PCKFDUT PS GVOEBNFOUBM
QBSUJDMFT "DDPSEJOH UP RVBOUVN QIZTJDT UIF WBDVVN NJHIU CF PDDVQJFE CZ WJSUVBM
QBSUJDMFT4FFWJSUVBMQBSUJDMFT
7BMMFT .BSJOFSJT "O FOPSNPVT TZTUFN PG JOUFSDPOOFDUFE DBOZPOT TUSFUDIJOH
LJMPNFUFSTBDSPTT.BST KVTUTPVUIPGJUTFRVBUPS
7BO"MMFOCFMUT 5XPDPODFOUSJD SJOHTIBQFESFHJPOTPGIJHIFOFSHZDIBSHFEQBSUJDMFT
UIBUHJSEMFUIF&BSUITFRVBUPSXJUIJOUIF&BSUITNBHOFUPTQIFSF OBNFEBѫFSUIF"NFS
JDBOTDJFOUJTU+BNFT"7BO"MMFO ¢ XIPEJTDPWFSFEUIFNXJUIIJTDPMMFBHVFTJO
m VTJOHUIFêSTUUXPTVDDFTTGVM6OJUFE4UBUFTBSUJêDJBMTBUFMMJUFT&YQMPSFSBOE
ѮFJOOFSCFMUMJFTCFUXFFOBOE&BSUISBEJJ NFBTVSFEGSPNUIF&BSUITDFOUFS BOE
UIFPVUFSCFMUJTMPDBUFECFUXFFOBOE&BSUISBEJJѮFJOOFS7BO"MMFOCFMUDPO
UBJOTQSPUPOTXJUIFOFSHJFTHSFBUFSUIBO.F7BOEFMFDUSPOTFYDFFEJOH.F7ѮF
PVUFSCFMUBMTPDPOUBJOTQSPUPOTBOEFMFDUSPOT NPTUPGXIJDIIBWFFOFSHJFTVOEFS
.F7ѮFPVUFSCFMUDPOUBJOTNBJOMZFMFDUSPOTGSPNUIFTPMBSXJOE BOEUIFJOOFSCFMU
NBJOMZQSPUPOTGSPNUIFTPMBSXJOE"OPUIFSTPVSDFPGSBEJBUJPOCFMUQBSUJDMFTJTOFV
USPOTQSPEVDFEXIFODPTNJDSBZTBOEFOFSHFUJDQBSUJDMFTCPNCBSE&BSUITBUNPTQIFSF
TPNFPGUIFTFOFVUSPOTEFDBZJOUPQSPUPOTBOEFMFDUSPOTUIBUBSFUSBQQFECZUIF&BSUIT
NBHOFUJDêFME8JUIJOUIFJOOFSCFMUJTBSBEJBUJPOCFMUDPOTJTUJOHPGQBSUJDMFTQSPEVDFE
CZJOUFSBDUJPOTCFUXFFOUIFTPMBSXJOEBOEIFBWJFSDPTNJDSBZQBSUJDMFT#FDBVTFUIF
&BSUITNBHOFUJDêFMEJTPĒTFUGSPNUIFQMBOFUTDFOUFSCZBCPVULJMPNFUFST UIFJOOFS
CFMUEJQTEPXOUPXBSETUIF&BSUITTVSGBDFJOUIFSFHJPOPGUIF4PVUI"UMBOUJD0DFBO PĒ
UIFDPBTUPG#SB[JM4FFSBEJBUJPOCFMUBOE4PVUI"UMBOUJD"OPNBMZ
7BSJBCMFTUBS "TUBSXIPTFCSJHIUOFTTWBSJFTXJUIUJNFѮFWBSJBUJPONBZCFJOUSJOTJD
UPUIFTUBS TVDIBTBQVMTBUJOHTUBSXJUISFHVMBSDIBOHFTJOCSJHIUOFTT PSJUNJHIUCF
EVFUPQFSJPEJDFDMJQTFTGSPNBDPNQBOJPOTUBS*OCPUIPGUIFTFDBTFT UIFSFJTBSFHV
MBSWBSJBUJPOJOUIFMJHIUXFTFF XJUIBXFMMEFêOFEQFSJPE&SVQUJWF PSDBUBDMZTNJD
WBSJBCMFTUBST TVDIBTOPWBF ëBSFTUBSTBOETVQFSOPWBFCSJFëZCSJHIUFOXJUIPVUBXFMM
EFêOFEQFSJPEJDJUZ4FF"MHPM $FQIFJEWBSJBCMF %FMUB$FQIFJ FDMJQTJOHCJOBSZ ëBSF
TUBS .JSB OPWBF 33-ZSBF BOETVQFSOPWBF
7FHB ѮF TFDPOE CSJHIUFTU TUBS TFFO GSPN UIF /PSUIFSO )FNJTQIFSF BOE UIF êѫI
CSJHIUFTUTUBSJOUIFOJHIUTLZ7FHBJTUIFCSJHIUFTUTUBSJOUIFDPOTUFMMBUJPO-ZSB BOE
IFODFBMTPOBNFE"MQIB-ZSBF*UJTBXIJUF "EXBSG PSNBJOTFRVFODF TUBSXJUIBO
BQQBSFOUWJTVBMNBHOJUVEFPG XIJDIBQQFBSTTPCSJHIUCFDBVTFJUJTSFMBUJWFMZ
OFBSCZ BUBEJTUBODFPGPOMZMJHIUZFBST*UTBCTPMVUFWJTVBMNBHOJUVEFJTBOE
JUTJOUSJOTJDMVNJOPTJUZJTBCPVUUJNFTUIBUPGUIF4VO*O UIF"NFSJDBOBTUSPO
PNFST )BSUNVU i(FPSHFu "VNBOO ¢ BOE 'SFEFSJDL (JMMFUU ¢
SFQPSUFEUIBU/"4"T*OGSB3FE"TUSPOPNJDBM4BUFMMJUF BCCSFWJBUFE*3"4 IBEEJTDPW
FSFEJOGSBSFESBEJBUJPOGSPNBDJSDVNTUFMMBSEJTLBSPVOE7FHB FYUFOEJOHPVUUP"6
BOEQFSIBQTUIFTJUFPGQMBOFUBSZTZTUFNTJOGPSNBUJPO
(MPTTBSZ7
4!",% 6ENUS A
-ASS KILOGRAMS -%
-EAN 2ADIUS KILOMETERS 2%
-EAN -ASS $ENSITY KILOGRAMS PER CUBIC METER
2OTATION 0ERIOD %ARTH DAYS RETROGRADE
/RBITAL 0ERIOD %ARTH DAYS
-EAN $ISTANCE FROM 3UN METERS !5
!GE YEARS
!TMOSPHERE PERCENT CARBON DIOXIDE PERCENT NITROGEN
3URFACE 0RESSURE BAR
3URFACE 4EMPERATURE KELVIN
-AGNETIC &IELD 3TRENGTH LESS THAN TESLA OR "%
A 4HE SYMBOLS -% 2% AND "% DENOTE RESPECTIVELY THE MASS RADIUS AND MAGNETIC lELD STRENGTH OF THE %ARTH
7JSUVBMQBSUJDMFT 4IPSUMJWFEQBSUJDMFTUIBUBSJTFGSPNBWBDVVN
7JTJCMFMJHIU ѮFGPSNPGFMFDUSPNBHOFUJDSBEJBUJPOUIBUDBOCFTFFOCZIVNBOFZFT
PDDVQZJOH B OBSSPX SBOHF PG XBWFMFOHUIT JO UIF FMFDUSPNBHOFUJD TQFDUSVN 7JTJCMF
MJHIUJTBMTPLOPXOBTPQUJDBMSBEJBUJPOTJODFPQUJDTJTVTFEUPEFUFDUJU7JTJCMFMJHIU
FYUFOETSPVHIMZGSPNWJPMFUXBWFMFOHUITBUOBOPNFUFST PSNFUFST UP
SFEXBWFMFOHUITBUOBOPNFUFST PSNFUFST BOEMJFTCFUXFFOUIFVMUSB
WJPMFUBOEJOGSBSFEQBSUTPGUIFFMFDUSPNBHOFUJDTQFDUSVN4FFFMFDUSPNBHOFUJDSBEJB
UJPO JOWJTJCMFSBEJBUJPO PQUJDBMBTUSPOPNZ PQUJDBMSBEJBUJPO BOEPQUJDT
7JTJCMFSBEJBUJPO 4FFWJTJCMFMJHIU
7JTVBM NBHOJUVEF ѮF BCTPMVUF PS BQQBSFOU NBHOJUVEF PG B DFMFTUJBM PCKFDU JO UIF
DPMPSSFHJPOUPXIJDIUIFIVNBOFZFJTNPTUTFOTJUJWF BUXBWFMFOHUITOFBSOBOP
NFUFSTPSNFUFSTѮFBCTPMVUFWJTVBMNBHOJUVEFPGUIF4VOJTNBHOJ
UVEFTBOEJUTBQQBSFOUWJTVBMNBHOJUVEFJTNBHOJUVEFT4FFBCTPMVUFNBHOJUVEF
BQQBSFOUNBHOJUVEF BOENBHOJUVEF
7-" "DSPOZNGPSUIF7FSZ-BSHF"SSBZ 6OJUFE4UBUFT4FF7FSZ-BSHF"SSBZ
7-#" "DSPOZNGPS7FSZ-POH#BTFMJOF"SSBZ4FF7FSZ-POH#BTFMJOF"SSBZ
7-#* "DSPOZNGPS7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZ4FF7FSZ-POH#BTFMJOF*OUFS
GFSPNFUSZ
7-5 "DSPOZN GPS 7FSZ -BSHF 5FMFTDPQF 4FF &VSPQFBO 4PVUIFSO 0CTFSWBUPSZ BOE
7FSZ-BSHF5FMFTDPQF
7PMDBOJTN ѮF SFMFBTF PG NPMUFO NBUFSJBM DBMMFE NBHNB GSPN UIF JOUFSJPS UP UIF
TVSGBDFPGBQMBOFUPSTBUFMMJUFѮFNBHNBDPPMTUPCFDPNFMBWB7PMDBOJTNëPPEFEUIF
NBSJBPOUIF.PPO BOEUIFWBTUQMBJOTPG7FOVT7PMDBOPFTBSFVCJRVJUPVTUISPVHIPVU
UIF4PMBS4ZTUFN GSPN&BSUI .BSTBOE7FOVTUP+VQJUFSTTBUFMMJUF*P/FQUVOFTTBUFMMJUF
5SJUPONBZDPOUBJOWPMDBOJDHFZTFSTPGJDF4FF*P NBSJB .BST .PPO BOE7FOVT
7PZBHFSBOE 5XPBMNPTUJEFOUJDBMQMBOFUBSZQSPCFTMBVODIFECZUIF6OJUFE4UBUFT
JO7PZBHFSQBTTFE+VQJUFSJO EJTDPWFSJOHUIFWPMDBOPFTPG*PBOE+VQJUFST
SJOH BOENFU4BUVSOJO EJTDPWFSJOHUIFUIJDLOJUSPHFOBUNPTQIFSFBSPVOE5JUBO
7PZBHFSBMTPQBTTFEOFBS+VQJUFSBOE4BUVSO BOEXFOUPOUPQBTT6SBOVTJOBOE
/FQUVOFJO DPOêSNJOHUIFUIJO XJEFMZTQBDFESJOHTPG6SBOVTBOE/FQUVOF BOE
EJTDPWFSJOHTUPSNTPO/FQUVOFBOEHFZTFSTPO/FQUVOFTTBUFMMJUF5SJUPO4FF*P +VQJUFS
/FQUVOF SJOHT 4BUVSO BOE6SBOVT
7VMDBO " IZQPUIFUJDBM QMBOFU TVQQPTFEMZ SFWPMWJOH BSPVOE UIF 4VO BU TPNFXIBU
MFTTUIBOIBMGPG.FSDVSZTNFBOPSCJUBMEJTUBODF7VMDBOXBTQSPQPTFECZUIF'SFODI
NBUIFNBUJDJBO6SCBJO+FBO+PTFQI-FWFSSJFS ¢ BSHVJOHUIBUJUTHSBWJUB
UJPOBMBUUSBDUJPOXPVMEQVMM.FSDVSZBIFBEJOJUTPSCJUBOEBDDPVOUGPSJUTVOFYQMBJOFE
NPUJPOѮFQMBOFU7VMDBOXBTOFWFSGPVOE BOEJOUIF(FSNBOQIZTJDJTU"MCFSU
&JOTUFJO ¢ FYQMBJOFEUIFBOPNBMPVTNPUJPOPG.FSDVSZBTBDPOTFRVFODF
PGUIF4VOTDVSWBUVSFPGOFBSCZTQBDF4FF(FOFSBMѮFPSZPG3FMBUJWJUZBOE.FSDVSZ
(MPTTBSZ8
8
8BUFS "TVCTUBODF EFOPUFECZ)0 DPNQPTFEPGBUPNTPGIZESPHFO ) BOEPYZHFO
0 UXPPGUIFNPTUBCVOEBOUFMFNFOUTJOUIF6OJWFSTF8BUFSDBOFYJTUPO&BSUIBTB
MJRVJE HBTPSJDF BOEJOJUTMJRVJEGPSNJUJTWJUBMGPSMJGF8BUFSNPMFDVMFTIBWFCFFO
PCTFSWFEJOUIFBUNPTQIFSFPG.BSTBOEMBSHFBNPVOUTPGGSP[FOXBUFSBSFOPXGPVOE
JOUIFTVSGBDFPG.BST8BUFSNPMFDVMFTBSFBMTPGPVOEJOJOUFSTUFMMBSTQBDF
8BWFMFOHUI ѮFEJTUBODFCFUXFFOTVDDFTTJWFDSFTUTPSUSPVHITPGBOFMFDUSPNBHOFUJD
PS PUIFS XBWF 8BWFMFOHUIT BSF JOWFSTFMZ QSPQPSUJPOBM UP GSFRVFODZ ѮF MPOHFS UIF
XBWFMFOHUI UIFMPXFSUIFGSFRVFODZѮFQSPEVDUPGUIFXBWFMFOHUIBOEUIFGSFRVFODZ
PGFMFDUSPNBHOFUJDSBEJBUJPOJTFRVBMUPUIFWFMPDJUZPGMJHIU4FFWFMPDJUZPGMJHIU
8BWFT 1SPQBHBUJPOPGFOFSHZCZNFBOTPGDPIFSFOUWJCSBUJPO
8FBLOVDMFBSGPSDF 'VOEBNFOUBMGPSDFPGOBUVSFUIBUHPWFSOTUIFQSPDFTTPGSBEJPBD
UJWJUZ4FFOFVUSJOPBOESBEJPBDUJWJUZ
8FTUFSCPSL4ZOUIFTJT3BEJP5FMFTDPQF "CCSFWJBUFE8435 BLJMPNFUFSFBTUXFTU
BSSBZPGGPVSUFFONFUFS GFFU SBEJPUFMFTDPQFTDPNCJOFEUPBDIJFWFUIFSFTPMV
UJPO PG B TJOHMF MBSHF SBEJP UFMFTDPQF VTJOH UIF UFDIOJRVF PG BQFSUVSF TZOUIFTJT *U JT
BMTPQBSUPGUIF&VSPQFBO7FSZ-POH#BTFMJOF*OUFSGFSPNFUSZOFUXPSLPGSBEJPUFMF
TDPQFTѮF8435JTMPDBUFEOFBS(SPOJOHFOJOUIF/FUIFSMBOET BOEJTPQFSBUFECZUIF
/FUIFSMBOET'PVOEBUJPOGPS3FTFBSDIJO"TUSPOPNZ4FFBQFSUVSFTZOUIFTJTBOE7FSZ
-POH#BTFMJOF*OUFSGFSPNFUSZ
8IJSMQPPM HBMBYZ ѮF TQJSBM HBMBYZ EFTJHOBUFE BT . BOE /($ MPDBUFE
BCPVUNJMMJPOMJHIUZFBSTBXBZJOUIFDPOTUFMMBUJPO$BOFT7FOBUJDJ*UTTQJSBMTIBQF
XBTEJTDPWFSFEJOCZUIF*SJTIBTUSPOPNFS8JMMJBN1BSTPOT ¢ UIF
UIJSE&BSMPG3PTTFVTJOHIJTNFUFS JODI UFMFTDPQFLOPXOBTUIF-FWJBUIBOPG
1BSTPOTUPXO
8IJUFEXBSG "WFSZTNBMM EFOTFTUBS BCPVUUIFTJ[FPGUIF&BSUI CVUXJUIBNBTT
BCPVUUIBUPGUIF4VOѮFêSTUUXPXIJUFEXBSGTUBST &SJEBOJ#BOE4JSJVT# XFSF
EJTDPWFSFEJOBOE SFTQFDUJWFMZ XIFOUIF"NFSJDBOBTUSPOPNFS8BMUFS4
"EBNT ¢ TIPXFEUIBUUIFTFGBJOUTUBSTBSFIPU XIJUFTUBSTPGTQFDUSBMUZQF
" ѮF IJHI EJTL UFNQFSBUVSF BOE MPX JOUSJOTJD MVNJOPTJUZ NFBOU UIBU UIFTF TUBST
IBEUPCFWFSZTNBMM POMZBCPVUUIFTJ[FPGUIF&BSUI*OUIF&OHMJTIQIZTJDJTU
3BMQI)'PXMFS ¢ TIPXFEUIBUBXIJUFEXBSGTUBSJTTVQQPSUFEBHBJOTU
HSBWJUZCZEFHFOFSBUFFMFDUSPOQSFTTVSF XIJDIEPFTOPUEFQFOEPOUIFUFNQFSBUVSF
BOEJTSFMBUFEUPUIFFYDMVTJPOQSJODJQMFQSPQPTFEJOCZUIF"VTUSJBOQIZTJDJTU
8PMGHBOH1BVMJ ¢ 8IFOêSTUGPSNFE BXIJUFEXBSGJTBGBJOU IPUTUBS
XJUIBOFĒFDUJWFUFNQFSBUVSFTJNJMBSUPPSIPUUFSUIBOUIBUPGUIF4VO CVUCFDBVTF
JU DBOOPU TVTUBJO UIFSNPOVDMFBS SFBDUJPOT JU TIJOFT CZ MFѫPWFS IFBU BOE HSBEVBMMZ
DPPMTJOUPBOJOWJTJCMFCMBDLEXBSG"XIJUFEXBSGJTUIFFOEQPJOUPGUIFFWPMVUJPOGPS
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
TUBSTXJUIBNBTTDPNQBSBCMFUPUIBUPGUIF4VO4VDIBTUBSFWPMWFTGSPNUIFNBJO
TFRVFODFJOUPBSFEHJBOU UIFOTIFETJUTBUNPTQIFSFBOEFYQPTFTJUTIPUDPSF XIJDI
CFDPNFTBXIJUFEXBSG"XIJUFEXBSGTUBSDBOOPUIBWFBNBTTHSFBUFSUIBOTPMBS
NBTTFT UIFTPDBMMFE$IBOESBTFLIBSMJNJUNPSFNBTTJWFTUBSTDPMMBQTFVOEFSUIFJS
PXOXFJHIUUPGPSNBOFVUSPOTUBSPSCMBDLIPMFBUUIFFOEQPJOUTPGTUFMMBSFWPMVUJPO
"UZQF*BTVQFSOPWBPDDVSTXIFONBUFSJBMGSPNBOFBSCZDPNQBOJPOBEETNBTTUPB
XIJUFEXBSG GPSDJOHJUBCPWFUIF$IBOESBTFLIBSMJNJUBOEDBVTJOHUIFFOUJSFTUBSUP
FYQMPEF4FFCMBDLIPMF $IBOESBTFLIBSMJNJU EFHFOFSBUFNBUUFS FYDMVTJPOQSJODJQMF
&SJEBOJ )FSU[TQSVOH3VTTFMMEJBHSBN OFVUSPOTUBS QMBOFUBSZOFCVMB 4JSJVT BOE
UZQF*BTVQFSOPWB
8IJUFMJHIU ѮFWJTJCMFQPSUJPOPGTVOMJHIUUIBUJODMVEFTBMMPGJUTDPMPST4VOMJHIUJOUF
HSBUFEPWFSUIFWJTJCMFQPSUJPOPGUIFTQFDUSVN GSPNUPOBOPNFUFST TPUIBUBMM
DPMPSTBSFCMFOEFEUPBQQFBSXIJUFUPUIFFZF
8IJUFMJHIUnBSF "OFYDFQUJPOBMMZJOUFOTFBOESBSFTPMBSëBSFUIBUCFDPNFTWJTJCMFJO
XIJUFMJHIU PSJOBMMUIFDPMPSTPGUIF4VODPNCJOFE
8JENBOTUÊUUFOQBUUFSO 8IFOBOJSPONFUFPSJUFJTDVUBOEQPMJTIFEBOEUIFOFUDIFE
XJUI BDJE B 8JENBOTUÅUUFO QBUUFSO PG DSZTUBMMJOF TUSVDUVSF FNFSHFT ѮF TJ[FT BOE
TIBQFTPGUIFTFDSZTUBMTJOEJDBUFUIBUUIFZHSFXWFSZTMPXMZ BOEUIBUUIFNBUFSJBMNVTU
IBWFCFFOIPU BMNPTUUPUIFNFMUJOHQPJOU GPSUFOTPGNJMMJPOTPGZFBST TVHHFTUJOHUIBU
UIFNFUFPSJUFXBTPODFJOTJEFBQBSFOUCPEZBGFXIVOESFELJMPNFUFSTJOSBEJVTBOE
UIFTJ[FPGBMBSHFBTUFSPJEѮFQBUUFSOJTOBNFEGPS"MPJT+PTFQWPO8JENBOTUÅUUFO
¢ B7JFOOFTFTDJFOUJTUXIPEJTDPWFSFEJUJO
8JMLJOTPO.JDSPXBWF"OJTPUSPQZ1SPCF /"4"MBVODIFEJUT8JMLJOTPO.JDSPXBWF
"OJTPUSPQZ1SPCF BCCSFWJBUFE8."1 PO+VOF QVCMJTIJOHEFêOJUJWFGVMMTLZ
NBQTPGUIFGBJOUBOJTPUSPQZ PSUFNQFSBUVSFWBSJBUJPOT PGUIFDPTNJDNJDSPXBWFCBDL
HSPVOESBEJBUJPOJOFBSMZ8IFODPNCJOFEXJUIUIFSFTVMUTPGPUIFSEJWFSTFDPTNJD
NFBTVSFNFOUT UIF8."1EBUBTVHHFTUUIBUUIF6OJWFSTFJTCJMMJPOZFBSTPME UIBU
UIFêSTUTUBSTJHOJUFEBCPVUNJMMJPOZFBSTBѫFSUIF#JH#BOH UIBUUIFSBEJBUJPOJOUIF
8."1JNBHFTJTGSPNZFBSTBѫFSUIF#JH#BOH UIBUUIF)VCCMFDPOTUBOUIBTB
WBMVFPGLJMPNFUFSTQFSTFDPOEQFS.FHBQBSTFD BOEUIBUUIF6OJWFSTFJTDPNQPTFEPG
QFSDFOUBUPNT QFSDFOUDPMEEBSLNBUUFSBOEQFSDFOUEBSLFOFSHZѮFQSPCFJT
OBNFEJOIPOPSPG"NFSJDBOBTUSPOPNFS%BWJE58JMLJOTPO ¢ BQJPOFFS
JODPTNJDNJDSPXBWFCBDLHSPVOESFTFBSDIBOEUIF."1JOTUSVNFOUTDJFOUJTU
8JMMJBN )FSTDIFM 5FMFTDPQF " NFUFS JODI UFMFTDPQF BU -B 1BMNB JO UIF
$BOBSZ*TMBOET*UXBTVTFEJOUPEJTDPWFSUIFêSTUPQUJDBMDPVOUFSQBSUPGBHBNNB
SBZCVSTUѮFUFMFTDPQFJTOBNFEGPSUIFGBNPVT&OHMJTIBTUSPOPNFS8JMMJBN)FSTDIFM
¢ BOEJUJTPXOFEBOEPQFSBUFECZUIF3PZBM0CTFSWBUPSZ &EJOCVSHI
8*.1 "DSPOZN GPS 8FBLMZ *OUFSBDUJOH .BTTJWF 1BSUJDMF B IZQPUIFUJDBM TVCBUPNJD
QBSUJDMFUIBUDPVMEFYQMBJOEBSLNBUUFSBOEBDDPVOUGPSNPTUPGUIFNBTTPGUIF6OJ
WFSTF4FFEBSLNBUUFS
8."1 "DSPOZNGPS8JMLJOTPO.JDSPXBWF"OJTPUSPQZ1SPCF4FF8JMLJOTPO.JDSP
XBWF"OJTPUSPQZ1SPCF
(MPTTBSZ8
8PMG3BZFUTUBST "UZQFPGTUBSTXIPTFWJTJCMFMJHIUTQFDUSBDPOUBJOCSPBEBOEJOUFOTF
FNJTTJPOMJOFT JOEJDBUJOHWFSZIPUEJTLUFNQFSBUVSFTPG UP EFHSFFTLFMWJO
BOEJOUSJOTJDMVNJOPTJUJFTCFUXFFOUIPVTBOEBOENJMMJPOUJNFTUIBUPGUIF4VO
ѮF'SFODIBTUSPOPNFST$IBSMFT8PMG ¢ BOE(FPSHFT3BZFU ¢
EJTDPWFSFEUIFêSTUFYBNQMFTPGUIJTUZQFPGTUBSJO OPUJOHUIFJSFNJTTJPOMJOFT
PGIZESPHFOBOEIFMJVN TPUIFZBSFOPXLOPXOBT8PMG3BZFUTUBST&NJTTJPOMJOFT
PGOJUSPHFO DBSCPOBOEPYZHFOIBWFBMTPCFFOEJTDPWFSFE.BOZPGUIFDFOUSBMTUBSTPG
QMBOFUBSZOFCVMBFBSF8PMG3BZFUTUBST
8PSMEMJOF ѮFQBUIUSBDFEPVUJOGPVSEJNFOTJPOBMTQBDFUJNFCZBHJWFOPCKFDUPS
QBSUJDMF4FF.JOLPXTLJNFUSJD BOE4QFDJBMѮFPSZPG3FMBUJWJUZ
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
9
9 ѮFNBTTGSBDUJPOPGIZESPHFO0CTFSWBUJPOTPGTVOMJHIUBOENFUFPSJUFTJOEJDBUF
UIBU8GPSUIFTPMBSNBUFSJBMPVUTJEFJUTDPSF0XJOHUPOVDMFBSSFBD
UJPOT UIFSFJTOPXMFTTIZESPHFOJOUIF4VOTDPSF
9.. "DSPOZNGPS9SBZ.VMUJ.JSSPS4FF9SBZ.VMUJ.JSSPS¢/FXUPO
9SBZ 4FF9SBZSBEJBUJPO
9SBZCJOBSZ "EPVCMFTUBSTZTUFNUIBUPѫFODPOUBJOTBOFVUSPOTUBSPSCMBDLIPMFBOE
BOFBSCZPQUJDBM PSWJTJCMFMJHIU DPNQBOJPO BOEJTBOJOUFOTFTPVSDFPG9SBZTѮF
UXPTUBSTBSFJOBDMPTFPSCJU TPNBTTGSPNUIFWJTJCMFDPNQPOFOUTQJMMTPWFSJUT3PDIF
MPCFPOUPUIFPUIFSPOF IFBUJOHVQBOEFNJUUJOH9SBZTBTJUJTBDDSFUFECZUIFJOWJT
JCMFDPNQBOJPOѮFIJHINBTT9SBZCJOBSZTZTUFNTDPOUBJOBNBTTJWF CSJHIUWJTJCMF
MJHIU TUBS BT UIF NBTT EPOBUJOH DPNQPOFOU BOE UIFJS JOWJTJCMF DPNQPOFOUT JODMVEF
CMBDLIPMFT TVDIBT$ZHOVT9 BOE9SBZQVMTBST MJLF$FOUBVSVT9BOE)FSDVMFT
9-PXNBTT9SBZCJOBSJFTBSFCJOBSZTZTUFNTXJUIBOBDDSFUJOHDPNQPOFOUUIBU
JTUIPVHIUUPCFBOFVUSPOTUBS BOEBNBTT EPOBUJOHPQUJDBMTFDPOEBSZUIBUJTBMPX
NBTTTUBS FRVBMUPPSMFTTUIBOUIFNBTTPGUIF4VOUIFZFYIJCJUOPOQFSJPEJD CVSTUJOH
CFIBWJPSBU9SBZXBWFMFOHUIT4FFBDDSFUJPO CMBDLIPMF $FOUBVSVT9 $ZHOVT9
)FSDVMFT9 QVMTBS BOE3PDIFMPCF
9SBZ.VMUJ.JSSPS¦/FXUPOPCTFSWBUPSZ &4"MBVODIFEJUT9SBZ.VMUJ.JSSPS¢
/FXUPO BCCSFWJBUFE9..¢/FXUPO TQBDFDSBѫPO%FDFNCFS XJUIBEFTJHOFE
ZFBSMJGFUJNF*UQSPWJEFT9SBZJNBHFTBOETQFDUSPTDPQZPGTFMFDUFE9SBZPCKFDUT
TVDIBTBDDSFUJOHCMBDLIPMFT BDUJWFHBMBDUJDOVDMFJ DMVTUFSTPGHBMBYJFT BOETVQFSOPWBF
*UJTOBNFEBѫFSUIF&OHMJTINBUIFNBUJDJBOBOEBTUSPOPNFS*TBBD/FXUPO ¢
XIPJOWFOUFETQFDUSPTDPQZBOEJTCFTUSFNFNCFSFEGPSIJTMBXTPGNPUJPOBOEHSBWJUZ
9SBZSBEJBUJPO "OFOFSHFUJDGPSNPGFMFDUSPNBHOFUJDSBEJBUJPOUIBUIBTTIPSUXBWF
MFOHUIT CFUXFFOUIPTFPGHBNNBSBZTBOEVMUSBWJPMFUSBEJBUJPO9SBZTXFSFEJTDPWFSFE
JOCZUIF(FSNBOQIZTJDJTU8JMIFMN,POSBE3ÕOUHFO ¢ XIJMFDPT
NJD9SBZTPVSDFTXFSFEJTDPWFSFEJOCZUIF*UBMJBOCPSO"NFSJDBOBTUSPOPNFS
3JDDBSEP(JBDDPOJ ¢ BOEIJTDPMMFBHVFTXJUIJOTUSVNFOUTBCPBSEBêWFNJOVUF
SPDLFUëJHIU9SBZSBEJBUJPODPWFSTUIFXBWFMFOHUISBOHFGSPNBCPVUUP
NFUFSTBOEBQIPUPOFOFSHZSBOHFCFUXFFOBOELF74Pѫ9SBZTIBWFMPXFS
FOFSHZ CFUXFFOBOELF7 BOEIBSE9SBZTIBWFIJHIFSFOFSHJFTSBOHJOHGSPN
UPLF7#FDBVTF9SBZTBSFBCTPSCFECZUIF&BSUITBUNPTQIFSF 9SBZBTUSPOPNZ
JTQFSGPSNFEJOTQBDFVTJOHTBUFMMJUFTTVDIBTUIF$IBOESB9SBZ0CTFSWBUPSZ 6IVSV
BOE:PILPI4FF$IBOESB9SBZ0CTFSWBUPSZ FMFDUSPNBHOFUJDTQFDUSVN IBSE9SBZT
TPѫ9SBZT 6IVSV.JTTJPO BOE:PILPI.JTTJPO
(MPTTBSZ:
:
: ѮFNBTTGSBDUJPOPGIFMJVN0CTFSWBUJPOTPGTVOMJHIUBOENFUFPSJUFTJOEJDBUFUIBU
:GPSTPMBSNBUFSJBMPVUTJEFUIFDPSF0XJOHUPOVDMFBSSFBDUJPOT UIFSF
JTOPXNPSFIFMJVNJOUIF4VOTDPSF
:FBS ѮFMFOHUIPGUJNFUIBUBQMBOFUUBLFTUPSFWPMWFBSPVOEJUTTUBSѮF&BSUITZFBS
JT&BSUIEBZT XIFSFPOF&BSUIEBZJTIPVSTMPOH UIFUJNFUPDPNQMFUFPOF
SPUBUJPOPGPVSQMBOFU*ODPOUSBTU .FSDVSZTZFBSJTPOMZ&BSUIEBZT BOE+VQJUFST
ZFBS JT &BSUI ZFBST #Z EFêOJUJPO POF +VMJBO DFOUVSZ IBT EBZT TP UIF
+VMJBO ZFBS PO &BSUI IBT EBZT XIJDI JT FRVBM UP IPVST BOE UP
NJOVUFTѮFTJEFSFBMZFBSJTUIFUJNFSFRVJSFEGPSUIF&BSUIUPDPNQMFUFPOFSFWPMVUJPO
BSPVOEUIF4VOSFMBUJWFUPUIFêYFETUBST BOEJUJTFRVBMUPNFBOTPMBSEBZT
ѮFUSPQJDBMZFBS EFêOFEBTUIFNFBOJOUFSWBMCFUXFFO7FSOBM&RVJOPYFT JTFRVBMUP
NFBOTPMBSEBZTѮF(SFHPSJBODBMFOEBSZFBSJTEBZTMPOH4FF
QSFDFTTJPO TJEFSFBMUJNF USPQJDBMZFBS BOE7FSOBM&RVJOPY
:FSLFT 0CTFSWBUPSZ *O UIF T UIF "NFSJDBO BTUSPOPNFS (FPSHF &MMFSZ )BMF
¢ QFSTVBEFEBXFBMUIZ$IJDBHPêOBODJFS$IBSMFT5:FSLFT ¢
UPQSPWJEF UPCVJMEBNFUFS JODI EJBNFUFSSFGSBDUPSUFMFTDPQFGPSUIF
6OJWFSTJUZPG$IJDBHP XIJDIXPVMECFUIFMBSHFTUJOUIFXPSME*UXBTêOJTIFEJO
BOEJTMPDBUFEBUUIF6OJWFSTJUZPG$IJDBHPT:FSLFT0CTFSWBUPSZJO8JMMJBNT#BZ 8JT
DPOTJO SFNBJOJOHUIFXPSMETMBSHFTUSFGSBDUPSFWFOUPEBZ
:PILPI.JTTJPO ѮF+BQBOFTF*OTUJUVUFPG4QBDFBOE"TUSPOBVUJDBM4DJFODF BCCSFWJ
BUFE*4"4 MBVODIFEJUT4PMBS"TQBDFDSBѫPO"VHVTU SFOBNJOHJU :PILPI
XIJDINFBOTiTVOCFBNuJO&OHMJTI:PILPIDPMMFDUFEIJHIFOFSHZSBEJBUJPOGSPNUIF
4VOBUTPѫ9SBZBOEIBSE9SBZXBWFMFOHUIT XJUIIJHIBOHVMBSBOETQFDUSBMSFTPMV
UJPO GPSNPSFUIBOBEFDBEF QSPWJEJOHOFXJOTJHIUTUPUIFNFDIBOJTNTPGTPMBSëBSF
FOFSHZSFMFBTFBOEUIFIFBUJOHPGUIFNJMMJPOEFHSFFTPMBSDPSPOB*UXBTBDPMMBCPSBUJWF
FĒPSUPG+BQBO UIF6OJUFE4UBUFTBOEUIF6OJUFE,JOHEPN4FFIBSE9SBZT )95 TPѫ
9SBZTBOE495
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
;
; ѮFNBTTGSBDUJPOPGFMFNFOUTIFBWJFSUIBOIZESPHFOBOEIFMJVN0CTFSWBUJPOTPG
TVOMJHIUBOENFUFPSJUFTJOEJDBUFUIBU;GPSTPMBSNBUFSJBM"DBQJUBM
;BMTPEFOPUFTUIFBUPNJDOVNCFS4FFBUPNJDOVNCFS
;FFNBODPNQPOFOUT ѮFMJOFBSMZQPMBSJ[FE P BOEDJSDVMBSMZQPMBSJ[FE S DPNQP
OFOUTXIJDIDPNQSJTFBMJOFTQMJUJOUIFQSFTFODFPGBTUSPOHNBHOFUJDêFME4FF;FFNBO
FĒFDUBOE;FFNBOTQMJUUJOH
;FFNBO FGGFDU "TQMJUUJOHPGBTQFDUSBMMJOFJOUPDPNQPOFOUTCZBTUSPOHNBHOFUJD
êFME OBNFEBѫFSUIF%VUDIQIZTJDJTU1JFUFS;FFNBO ¢ XIPEJTDPWFSFE
UIFFĒFDUJO*GUIFDPNQPOFOUTDBOOPUCFSFTPMWFE UIFSFJTBOBQQBSFOUCSPBE
FOJOHPSXJEFOJOHPGUIFTQFDUSBMMJOFѮFBNPVOUPGTQMJUUJOHNFBTVSFTUIFTUSFOHUI
PGUIFNBHOFUJDêFME BOEUIFEJSFDUJPOPGUIFNBHOFUJDêFMEDBOCFJOGFSSFEGSPNUIF
QPMBSJ[BUJPOPGUIFDPNQPOFOUTѮF;FFNBOFĒFDUJTUIFSFCZVTFEUPEFUFSNJOFUIF
EJSFDUJPO EJTUSJCVUJPOBOETUSFOHUIPGUIFMPOHJUVEJOBMNBHOFUJDêFMETJOUIFQIPUP
TQIFSF*UIBTBMTPCFFOVTFEUPNFBTVSFUIFNBHOFUJDêFMETJOPUIFSTUBSTBOEJOUIF
JOUFSTUFMMBSNFEJVN*OUIFTJNQMFTUDBTF EFOPUFEBTOPSNBM;FFNBOTQMJUUJOH BMJOF
TQMJUTJOUPUISFFDPNQPOFOUT0OFDPNQPOFOU UIFPDPNQPOFOU JTOPUEJTQMBDFEJO
XBWFMFOHUI PS GSFRVFODZ BOE JT MJOFBSMZ QPMBSJ[FE 5XP DPNQPOFOUT UIF S DPNQP
OFOUT BSFTIJѫFECZFRVBMBNPVOUTUPMPXFSBOEIJHIFSXBWFMFOHUITPSGSFRVFODJFT UIF
NBHOJUVEFPGUIFTIJѫCFJOHQSPQPSUJPOBMUPUIFNBHOFUJDêFMETUSFOHUI*OUIFHFOFSBM
DBTF UIFSDPNQPOFOUTBSFCPUIDJSDVMBSMZBOEMJOFBSMZQPMBSJ[FE4FFNBHOFUPHSBQI
;FFNBODPNQPOFOUT BOE;FFNBOTQMJUUJOH
;FFNBOTQMJUUJOH ѮFTQMJUUJOHPGBUPNJDTQFDUSBMMJOFTJOBNBHOFUJDêFME4FF;FF
NBODPNQPOFOUTBOE;FFNBOFĒFDU
;FMFODIVLTLBZB 0CTFSWBUPSZ -PDBUFE OFBS UIF ;FMFODIVLTLBZB 3JWFS JO UIF $BV
DBTVT.PVOUBJOTPGTPVUIFSO3VTTJB UIF;FMFODIVLTLBZB0CTFSWBUPSZJODMVEFTUIF
NFUFS JODI WJTJCMFMJHIU#PMTIPJ5FMFTLPQ"[JNVUBMOZJPO.PVOU1BTUVLIPWBOE
UIF SFMBUJWFMZ OFBSCZ 3"5"/ SBEJP UFMFTDPQF DPOTJTUJOH PG B SJOH PG SFëFDUJOH
QBOFMTNFUFST GFFU JOEJBNFUFS3"5"/JTBOBDSPOZNGPS3BEJP"TUSPOPN
JDBM5FMFTDPQF"DBEFNZ/BVLѮF4QFDJBM"TUSPQIZTJDBM0CTFSWBUPSZPGUIF3VTTJBO
"DBEFNZPG4DJFODFTPQFSBUFTCPUIUFMFTDPQFT
;PEJBD "OJNBHJOBSZCBOEJOUIFOJHIUTLZBCPVUEFHSFFTUPFBDITJEFPGUIFFDMJQUJD
XIJDIFODPNQBTTFTUIFQBUITPGBMMUIFNBKPSQMBOFUTBOEJTEJWJEFEJOUPDPOTUFM
MBUJPOT FBDIEFHSFFTXJEF"RVBSJVT UIFXBUFSCFBSFS "SJFT UIFSBN $BODFS UIF
DSBC $BQSJDPSO UIF HPBU (FNJOJ UIF UXJOT -FP UIF MJPO -JCSB UIF TDBMFT 1JTDFT
UIFêTI 4BHJUUBSJVT UIFBSDIFS 4DPSQJVT UIFTDPSQJPO 5BVSVT UIFCVMM BOE7JSHP UIF
WJSHJO"UIJSUFFOUIDPOTUFMMBUJPO 0QIJVDIVT DSPTTFTUIFFDMJQUJDCFUXFFO4DPSQJPBOE
4BHJUUBSJVTѮFBODJFOU(SFFLTOBNFEUIFTJHOTPGUIF[PEJBDGPSUIFTFDPOTUFMMBUJPOT
(MPTTBSZ;
CVUCFDBVTFPGQSFDFTTJPOUIFZOPMPOHFSDPJODJEFXJUIUIFDPOTUFMMBUJPOTPGUIFTBNF
OBNF4FFQSFDFTTJPO
;PEJBDBM DMPVE $MPVEPGJOUFSQMBOFUBSZEVTUJOUIF4PMBS4ZTUFN MZJOHDMPTFUPUIF
FDMJQUJDQMBOFѮFEVTUJOUIF[PEJBDBMDMPVEDPNFTGSPNCPUIDPNFUTBOEBTUFSPJET
;PEJBDBMMJHIU "GBJOUDPOJDBMHMPXJOUIFOJHIUTLZDBVTFECZTVOMJHIUTDBUUFSJOHPĒ
JOUFSQMBOFUBSZ EVTU OFBS UIF QMBOF PG UIF FDMJQUJD " MVNJOPVT QZSBNJE PG MJHIU UIBU
BQQFBSTCSJHIUFTUBOEXJEFTUJOUIFEJSFDUJPOPGUIF4VO TUSFUDIJOHBMPOHUIFFDMJQUJD
PS[PEJBDGSPNUIFXFTUFSOIPSJ[POBѫFSFWFOJOHUXJMJHIUPSGSPNUIFFBTUFSOIPSJ
[POCFGPSFNPSOJOHUXJMJHIU*UJTWJTJCMFBUBMMTFBTPOTJOUIFUSPQJDTJOUIFBCTFODF
PG NPPOMJHIU ѮF [PEJBDBM MJHIU JT BO FYUFOTJPO PG UIF EVTU DPNQPOFOU PG UIF TPMBS
DPSPOB BOE SFTVMUT GSPN TDBUUFSJOH PG TVOMJHIU CZ EVTU QBSUJDMFT JO UIF QMBOF PG UIF
FDMJQUJDѮF[PEJBDBMEVTUDMPVEQSPCBCMZPSJHJOBUFTGSPNCPUINBUUFSFKFDUFECZUIF
4VOBOEGSPNUIFEFDBZPGDPNFUTBOEBTUFSPJET
;POFPGBWPJEBODF ѮFSFHJPODPJODJEJOHXJUIUIFQMBOFPGPVS.JMLZ8BZ(BMBYZJO
XIJDIWFSZGFXHBMBYJFTBSFGPVOE EVFUPBCTPSQUJPOPGUIFJSMJHIUCZJOUFSTUFMMBSEVTU
3&'&3&/$&4
ѮJTCPPLIBTCFFOQSFQBSFECZSFGFSFODFUPUIFGPMMPXJOHCPPLT
%SFZFS +PIO " )JTUPSZ PG "TUSPOPNZ GSPN ѮBMFT UP ,FQMFS êSTU QVCMJTIFE JO SFQSPEVDFE
/FX:PSL %PWFS1VCMJDBUJPOT
%VIFN 1JFSSF5P4BWFUIF1IFOPONFOB"O&TTBZPOUIF*EFBPG1IZTJDBMѮFPSZGSPN1MBUPUP(BMJMFP
êSTUQVCMJTIFEJO'SFODIJO &OHMJTIUSBOTMBUJPO$IJDBHP 6OJWFSTJUZPG$IJDBHP1SFTT
)PTLJO .JDIBFM FE ѮF $BNCSJEHF *MMVTUSBUFE )JTUPSZ PG "TUSPOPNZ /FX :PSL $BNCSJEHF
6OJWFSTJUZ1SFTT
-BOH ,FOOFUI 3 ѮF $BNCSJEHF &ODZDMPQFEJB PG UIF 4VO /FX :PSL $BNCSJEHF 6OJWFSTJUZ
1SFTT
1BSL %BWJE ѮF )PX BOE UIF 8IZ "O &TTBZ PO UIF 0SJHJOT BOE %FWFMPQNFOU PG 1IZTJDBM ѮFPSZ
1SJODFUPO /FX+FSTFZ 1SJODFUPO6OJWFSTJUZ1SFTT
1PSUFS 3PZ BOE 0HJMWJF .BSJMZO FET ѮF #JPHSBQIJDBM %JDUJPOBSZ PG 4DJFOUJTUT * ** /FX :PSL
0YGPSE6OJWFSTJUZ1SFTT
3FGFSFODFT
.BOZPGUIFTFNJOBMBSUJDMFTJOBTUSPOPNZBOEBTUSPQIZTJDTDBOCFGPVOEJO-BOH ,FOOFUI3BOE
(JOHFSJDI 0XFO FET "4PVSDF#PPLJO"TUSPOPNZBOE"TUSPQIZTJDT m $BNCSJEHF .BTT
)BSWBSE6OJWFSTJUZ1SFTT BOE)FMNVU""CU FE ѮF"TUSPQIZTJDBM+PVSOBM "NFSJDBO"TUSP
OPNJDBM4PDJFUZ$FOUFOOJBM*TTVF $IJDBHP 6OJWFSTJUZPG$IJDBHP1SFTTѮFZDBOBMTPCFGPVOE
PO UIF 8FC BU UIF /"4" "TUSPQIZTJDT %BUB 4ZTUFN BU UIF 63- IUUQBETXXXIBSWBSEFEVJOEFY
IUNM
"65)03*/%&9
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT
$IBEXJDL +BNFT ¢ %VODBO +PIO$ ¢
$IBNCFSMBJO 0XFO ¢ %VOIBN ѮFPEPSF+S ¢
$IBOESBTFLIBS 4VCSBINBOZBO ¢ %ZDF 3PMG# ¢
%ZTPO 'SBOL8 ¢
$IBQNBO 4ZEOFZ m
$IBSMFT** ¢ &CFSMZ 3PCFSU& ¢
$IBSMJFS $BSM7JMIFMN-VEXJHi$7-u &EEJOHUPO "SUIVS4 m
¢
$IBSMPJT "VHVTUF ¢ &EHFXPSUI ,FOOFUI& ¢
$IFSFOLPW 1BWFM" ¢ &EMÊO #FOHU ¢
$ISJTUZ +BNFT8 ¢ >UBUIJPV (FPSHF ¢
$MBSL "MWBO ¢ &JDIMFS %BWJE m
$MBVTJVT 3VEPMG ¢ &JOBTUP +BBO m
$MBZUPO %POBME% ¢ &JOTUFJO "MCFSU ¢
$PDLDSPѫ +PIO ¢
$PMHBUF 4UJSMJOH" ¢
$PMVNCVT $ISJTUPQIFS ¢ &MMJPU +BNFT- ¢
$PNQUPO "SUIVS) ¢ &NQFEPDMFT DmD#$
&ODLF +PIBOO ¢
$PQFSOJDVT /JDPMBVT ¢ &QJDVSVTPG4BNPT ¢#$
$PXBO $MZEF- ¢ &SBUPTUIFOFT D¢D#$
$SJDL 'SBODJT ¢ &VDMJEPG"MFYBOESJB MJWFED#$
$SJUDIêFME $IBSMFT ¢ &VEPYVTPG$OJEVT ¢#$
$SPPLFT 8JMMJBN ¢ &WFSTIFE +PIO ¢
$SVU[FO 1BVM+ ¢ &XFO )BSPME*i%PDu ¢
$VSJF .BSJF ¢ &XJOH 8JMMJBN.BVSJDF ¢
$VSJF 1JFSSF m
$VSUJT )FCFS% m 'BCFS 4BOESB. m
$VTB /JLPMBTPG ¢ 'BCSJDJVT %BWJE ¢
'BISFOIFJU (BCSJFM%BOJFM ¢
%"SSFTU )FJOSJDI-PVJT ¢ 'FSNJ &OSJDP ¢
%BMUPO +PIO m
%BSXJO $IBSMFT m 'FSSBSP 7JODFOU m
%BT(VQUB .SJOBM ¢ 'FZONBO 3JDIBSE ¢
%BWJETFO "SUIVS' ¢ 'JFME (FPSHF ¢
%BWJETPO $IBSMFT ¢ 'JTIFS +3JDIBSE m
%BWJT -FWFSFUU+S m 'JTINBO (FSBME+ ¢
%BWJT .BSD ¢ 'JU[(FSBME (FPSHF ¢
%BWJT 3BZNPOE+S ¢ 'MBNNBSJPO $BNJMMF ¢
%F#SPHMJF -PVJT m 'MBNTUFFE +PIO ¢
%F$IÊTFBVY 1IJMJQQF-PZT ¢ 'PMMJO +BNFT8 m
%F'POUFOFMMF #FSOBSE m 'POUFOFMMF #FSOBSEEF ¢
%F4JUUFS 8JMMFN m 'PSCVTI 4DPUU& m
%F7BVDPVMFVST (ÊSBSE) m 'PSE 8,FOU ¢
%FNPDSJUVT D¢D#$ 'PVDBVMU +FBO#FSOBSE-ÊPO ¢
%FTMBOESFT )FOSJ ¢ 'PVSJFS +PTFQI +FBO#BQUJTUF ¢
%J#POEPOF (JPUUP D¢D
%JDLF 3PCFSU ¢ 'PXMFS 3BMQI) ¢
%JSBD 1BVM". m 'PXMFS 8JMMJBN"i8JMMZu ¢
%KPSHPWTLJ 4(FPSHF m
%PCTPO (PSEPO.JMMFS#PVSOFi(.#u 'SBJM %BMF" ¢
¢ 'SBOL -PVJT" m
%PMMPOE +PIO ¢ 'SBOLMJO ,FOOFUI- m
%PQQMFS $ISJTUJBO+PIBOO ¢ 'SBVOIPGFS +PTFQIWPO ¢
%SBLF 'SBOL ¢
%SBQFS )FOSZ ¢ 'SFFENBO 8FOEZ- m
%SFTTMFS "MBO m 'SFFNBO ,FOOFUI$ ¢
%SFZFS +PIO-PVJT&NJMi+-&u m 'SFOL $BSMPT4 ¢
'SFVOEMJDI &SXJO ¢
"VUIPS*OEFY
,BQUFZO +BDPCVT ¢ -PSFOU[ )FOESJL ¢
,FDL 8JMMJBN.ZSPO ¢ -PVJT9*7iѮF4VO,JOHu ¢
,FFMFS +BNFT&EXBSE ¢ -PWFMM #FSOBSE ¢
-PXFMM 1FSDJWBM ¢
,FFMJOH $IBSMFT ¢ -VDSFUJVT ¢#$
,FFOBO 1IJMJQ$ ¢ -VEXJH (FPSHF) ¢
,FMMNBO &EJUI ¢ -VV +BOF9 ¢
,FMWJO -PSE 4FFѮPNTPO 8JMMJBN -ZFMM $IBSMFT m
,FNQ +BNFT$ m -ZNBO ѮFPEPSF m
,FOOFEZ +PIO' m -ZOEFO#FMM %POBME ¢
,FOOFMMZ "SUIVS ¢ -ZOET 3PHFS ¢
,FQMFS +PIBOOFT ¢ -ZPU #FSOBSE m
,FSS 'SBOL m .BHFMMBO 'FSEJOBOE m
,FSS 3PZ m
,IBZZBN 0NBS ¢ .BSDPOJ (VHMJFMNP ¢
,JFQFOIFVFS ,BSM0 m .BSDZ (FPĒSFZ8 ¢
,JSDIIPĒ (VTUBW ¢ .BSHPO #SVDF m
,JSLXPPE %BOJFM ¢ .BSJVT 4JNPO ¢
,JSTIOFS 3PCFSU1 ¢ .BSUZO %BWJE' m
,MFCFTBEFM 3BZ8 m .BUIFS +PIO$ m
,PIMTDIÛUUFS "SOPME m .BUUIFXT %SVNNPOE ¢
,PQFSOJL .JLPMBK 4FF$PQFSOJDVT /JDPMBVT .BUUIFXT ѮPNBT ¢
,PTIJCB .BTBUPTIJ ¢ .BUVZBNB .PUPOPSJ m
,SBѫ 3PCFSU1 m .BVOEFS &8BMUFS m
,SVTLBM .BSUJO% m .BVSZ "OUPOJB$ ¢
,VJQFS (FSBSE ¢ .BYXFMM +BNFT$MFSL ¢
,VMLBSOJ 4ISJOJWBT3 m
.BZBMM /JDIPMBT6 m
-BHSBOHF +PTFQI ¢ .BZFS $PSOFMM) ¢
-BOEBV -FW m .BZPS .JDIFM ¢
-BQMBDF 1JFSSF4JNPO.BSRVJTEF .D%POBME "SUIVSi"SUu m
¢ .D*MXBJO $BSM& ¢
-BQQBSFOU 7BMÊSJFEF m .D,FMMBS "OESFX ¢
-BSNPS +PTFQI m .D.JMMBO &EXJO ¢
-BTTFMM 8JMMJBN ¢ .FDIBJO 1JFSSF ¢
-BWPJTJFS "OUPJOF-BVSFOU ¢ .FFHBO $IBSMFT" m
-BXSFODF &SOFTU0 ¢ .FJUOFS -JTF ¢
-FBWJUU )FOSJFUUB4XBO ¢ .FO[FM %POBME ¢
.FTTJFS $IBSMFT ¢
-FINBOO *OHF ¢
-FJHIUPO 3PCFSU# ¢ .ÊT[ÃSPT 1FUFS m
-FNBÏUSF (FPSHFT ¢ .FUJVT +BDPC
-FVDJQQVTPG.JMFUVT DmD#$ .FZFS 1FUFS m
-FWFSSJFS 6SCBJO+FBO+PTFQI ¢ .JDIFMM +PIO ¢
.JDIFMTPO "MCFSU ¢
-FWZ %BWJE) m
-JDL +BNFT ¢ .JLIFZFW 4UBOTJMBW ¢
-JGTIJU[ &WHFOJK. ¢ .JMBOLPWJUDI .JMVUJO m
-JO $IJB$ m
-JOECMBE #FSUJM m .JMMFS 4UBOMFZ ¢
-JOEF "OESFJ% ¢ .JMMJLBO 3PCFSU ¢
-JOEFNBO 'SFEFSJDL"i-PSE$IFSXFMMu .JMOF &EXBSE" ¢
m .JOLPXTLJ )FSNBOO ¢
-JQQFSTIFZ )BOT D¢ .JOLPXTLJ 3VEPMQI m
-PCBDIFWTLZ /JLPMBJ ¢ .PIPSPWJDJD "OESJKB ¢
-PDLZFS +PTFQI/PSNBO m .PMJOB .BSJP+ ¢
-PPNJT &MJBT m .POUBOBSJ (FNJOJBOP ¢
"VUIPS*OEFY
"$PNQBOJPOUP"TUSPOPNZBOE"TUSPQIZTJDT