Professional Documents
Culture Documents
brief contents
PART 1 FUNDAMENTALS OF INTERPERSONAL COMMUNICATION
Chapter 1 About Communication 2
contents
Preface xiv
3 Communication
Characteristics of Competent Communicators 26
Competent Online Communication 30
Learn It Apply It Reflect on It 32 and the Self 70
Master the Chapter 32
Understanding the Self: Self-Concept 71
What Is a Self-Concept? 71
6 Nonverbal
Effective Listening Online 227
Learn It Apply It Reflect on It 229
Communication 176
Common Barriers to Effective Listening 229
Noise 230
The Nature of Nonverbal Communication 177 Pseudolistening and Selective Attention 230
What Is Nonverbal Communication? 177 Information Overload 231
Five Characteristics of Nonverbal Communication 178 Glazing Over 233
Functions of Nonverbal Communication 183 Rebuttal Tendency 233
Learn It Apply It Reflect on It 188 Closed-Mindedness 234
Competitive Interrupting 235
Ten Channels of Nonverbal
Communication 189 Learn It Apply It Reflect on It 236
Facial Displays 189 Becoming a Better Listener 236
Eye Behaviors 191 Becoming a Better Informational Listener 236
Movement and Gestures 192 Becoming a Better Critical Listener 238
Touch Behaviors 193 Becoming a Better Empathic Listener 240
Vocal Behaviors 197
The Use of Smell 198 Learn It Apply It Reflect on It 242
The Use of Space 199 Master the Chapter 243
Physical Appearance 200
The Use of Time 200
The Use of Artifacts 201
Learn It Apply It Reflect on It 202
Culture, Sex, and Nonverbal Communication 202
8 Emotion 244
boxes
ASSES S YOUR SKILLS When Making Perceptions, More Information Is
Are You a High Self-Monitor? 27 Always Better 137
How Culturally Sensitive Are You? 50 Texting Reduces the Ability to Use Language
Google Yourself: Managing Your Online Image 74 Properly 145
Being Altercentric 121 In the Eye of Which Beholder? Cultures Vary Widely in
How Well Can You Spot a Confirming Message? 167 Perceptions of Beauty 191
Sharpening Your Videoconferencing Skills 211 Communication Technology Can Impair Listening
People, Action, Content, Time: What’s Your Listening Ability 231
Style? 216 Women Are More Emotional than Men 266
How Emotionally Intelligent Are You? 267 When Forming Relationships, Opposites Attract 288
How Much Positivity Do You Communicate? 295 Half of All Marriages End in Divorce 321
Identifying Sexual Harassment in the Workplace 336 If You Try Hard Enough, You Can Resolve Any
Avoid Online Disinhibition 356 Conflict 351
Knowing the Truth about Lying 391 Most People Can’t Look You in the Eye While Lying 388
(Continued )
M C G R A W - H I L L C O N N E C T: A N O V E R V I E W xv
Connect • Connect Insight for Instructors • Connect Insight for Instructors offers
Insight for is an analytics resource that a series of visual data displays that
Instructors
produces quick feedback provide analysis on five key insights:
related to learner performance • How are my students doing?
and learner engagement. • How is this one student doing?
• Designed as a dashboard • How is my section doing?
for both quick check-ins and • How is this assignment doing?
detailed performance and • How are my assignments doing?
engagement views.
Connect • Connect Insight for Students • Connect Insight for Students offers
Insight for is a powerful data analytics the learner details on each Connect
Students
tool that provides at-a- assignment. When possible, it offers
glance visualizations to help suggestions for the learner on how he or
a learner understand his or she can improve scores. These data can
her performance on Connect help guide the learner to behaviors that
assignments. will lead to better scores in the future.
Student • Student Reports allow learners • Learners can keep track of their
Reports to review their performance for performance and identify areas they
specific assignments or for the are struggling with.
course.
Simple LMS • Seamlessly integrates with • Learners have automatic single sign-on.
Integration every learning management • Connect assignment results sync to the
system. LMS’s gradebook.
Pre- and • Instructors can generate their • Instructors have access to two sets
Post-Tests own pre- and post-tests from of pre- and post-tests (at two levels).
the Test Bank. Instructors can use these tests to create
• Pre- and post-tests demonstrate a diagnostic and post-diagnostic exam
what learners already know via Connect.
before class begins and what
they have learned by the end.
(Continued )
xvi M C G R A W - H I L L C O N N E C T: A N O V E R V I E W
Tailored to you.
Connect offers on-demand, single sign-on access to learners—wherever they are and
whenever they have time. With a single, one-time registration, learners receive access
to McGraw-Hill’s trusted content. Learners also have a courtesy trial period during
registration.
Easy to use.
Connect seamlessly supports all major learning management systems with content,
assignments, performance data, and SmartBook, the leading adaptive learning system. With
these tools, you can quickly make assignments, produce reports, focus discussions, intervene
on problem topics, and help at-risk learners—as needed and when needed.
SmartBook highlights the key concepts of every chapter, offering learners a high-impact learning experience.
Here, highlighted text and an illustration together explain a communication model. Highlights change color
(right) when a learner has demonstrated his or her understanding of the concept.
Interpersonal Communication
bridges theory and practice
New! Over 70 percent new scholarly references.
A thorough update of the entire text, including new theories and research on
electronically mediated communication, immerses learners and instructors alike in
the latest and best knowledge about interpersonal communication available today.
Interpersonal Communication
promotes competence
Whether online or face-to-face, learners will understand how to be an effective
communicator and learn the skills needed to make competent choices in their
own lives.
Skills self-assessment.
The Assess Your Skills feature in the text and the Skills Assessment feature in
Connect ask learners to evaluate their tendencies and competence in specific
interpersonal skills.
Data Analytics
Connect Insight provides at-a-glance analysis on five key insights, available
at a moment’s notice from your tablet device. You can see, in real time, how
individual learners or sections are doing (or how well your assignments have
been received) so you can take action early and keep struggling learners from
falling behind.
Connect Reports
Instructor Reports allow instructors to quickly monitor learner activity, making
it easy to identify which learners are struggling and to provide immediate
help to ensure those learners stay enrolled in the course and improve their
performance. The Instructor Reports also highlight the concepts and learning
objectives that the class as a whole is having difficulty grasping. This essential
information lets you know exactly which areas to target for review during your
limited class time.
Speech Capture
Designed for use in face-to-face, real-time classrooms, as well
as online courses, Speech Capture allows you to evaluate your
learners’ speeches using fully customizable rubrics. You can
also create and manage peer review assignments and upload
videos on behalf of learners for optimal flexibility.
Learners can access rubrics and leave comments when
preparing self-reviews and peer reviews. They can easily
upload a video of their speech from their hard drive or use
Connect’s built-in video recorder. Learners can even attach and
upload additional files or documents, such as a works-cited
page or a PowerPoint presentation.
PEER REVIEW
Peer review assignments are easier than ever. Create and manage peer review
assignments and customize privacy settings.
SPEECH ASSESSMENT
Connect Speech Capture lets you customize the assignments, including self-reviews
and peer reviews. It also saves your frequently used comments, simplifying your
efforts to provide feedback.
SELF-REFLECTION
The self-review feature allows learners to revisit their own presentations and
compare their progress over time.
INSTRUCTOR’S MANUAL
The IM provides outlines, discussion questions, key terms and their definitions,
a research library, and examples of in-class and out-of-class assignments for
every chapter.
xxiv I N S T R U C T O R ’ S G U I D E T O C O N N E C T F O R I N T E R P E R S O N A L C O M M U N I C AT I O N
TEST BANK
Test Bank offers multiple-choice questions, true/false questions, short-answer
questions, and essay questions for each chapter.
POWERPOINT SLIDES
The PowerPoint presentations provide chapter highlights that help instructors
create focused yet individualized lesson plans.
CHAPTER 5: LANGUAGE
• New “Fact or Fiction?” box explores the impact of texting on our ability to use
language.
• Updated discussion of loaded language examines language choices by
proponents and critics of the Patient Protection and Affordable Care Act.
• New section on criticism of the Sapir-Whorf hypothesis.
xxvi I N S T R U C T O R ’ S G U I D E T O C O N N E C T F O R I N T E R P E R S O N A L C O M M U N I C AT I O N
CHAPTER 7: LISTENING
• New opening vignette about veterans with PTSD.
• New “Assess Your Skills” box on identifying listening styles.
• Revised section on the effect of culture and sex on listening.
• New section “Effective Listening Online.”
• New “Communication: Light Side” box on online listening groups.
• New “Fact or Fiction?” box on whether technology impairs listening abilities.
• New section on managing information overload during EMC.
CHAPTER 8: EMOTION
• New opening vignette examines emotions and communication on TV’s The
Walking Dead.
• New “Got Skills?” box on expressing anger constructively.
• New “Communication: Light Side” box about the life benefits of
experiencing joy.
• New section explores relationship between emotion and EMC.
• Revised discussion of emotional contagion now covers online communication.
Contributors
I am most grateful to have had exceptional, astute groups Rise Lara, Austin Community College
of instructors across the country who served as reviewers Lee Lavery, Ivy Tech Community College of Indiana
and offered insights and suggestions that improved Inter- Sheryl Lidzy, Emporia State University
personal Communication, Third Edition, immeasurably: Kim Long, Valencia College, East Campus
Ron Mace, Somerset Community College
Shae Adkins, Lone Star College Sujanet Mason, Luzerne County Community College
Julie Allee, Ivy Tech Community College of Indiana Julie Mayberry, North Carolina State University;
Courtney Allen, University of Florida Meredith College
Jacob Arndt, Kalamazoo Valley Community College Katherine Maynard, Community College of Vermont
Cameron Basquiat, College of Southern Nevada Nathan Miczo, Western Illinois University
Isabelle Bauman, Missouri State University Kristi Mingus, North Dakota State University
Carol Benton, University of Central Missouri Mark Morman, Baylor University
Angela Blais, University of Minnesota Simone Mullinax, Jamestown Community College
Gary Edward Brown, Ivy Tech Community College of Jan Muto, Norco College
Indiana Sorin Nastasia, Southern Illinois University
Leah Bryant, Lead Subject Matter Expert, DePaul University Laura Nunn, South Texas College
Stefne Broz, Wittenberg University Steve Ott, Kalamazoo Valley Community College
Paul Cero, Inver Hills Community College Melanie Parrish, Luzerne County Community College
Thomas Chester, Ivy Tech East Central Fiona Patin, Ivy Tech Community College of Indiana
Michelle Coleman, Clark State Community College Carol Paulnock, Saint Paul College
Janet Colvin, Utah Valley University Kaitlin Phillips, University of Nebraska
Angela Cordova, Oregon State University Leighann Rechtin, Ivy Tech Community College
Karen Coyle, Pikes Peak Community College of Indiana
Tasha Davis, Austin Community College Amber Reinhart, University of Missouri
Douglas Deiss, Glendale Community College Loretta Rivers, New Orleans Baptist Theological Seminary
Melanie Finney, DePauw University Stephanie Rolain-Jacobs, University of Wisconsin
Edie Gaythwaite, Valencia College Sudeshna Roy, Stephen F. Austin State University
Michelle Givertz, California State University Kelly Schutz, Ivy Tech Community College of Indiana
Donna Goodwin, Tulsa Community College Toni Shields, Ivy Tech Community College of Indiana
Maya Greene, Columbia Greene Community College Julie Simanski, Des Moines Area Community College
Trey Guinn, University of the Incarnate Word Carolyn Sledge, Delta State University
Karen Hamburg, Camden County College Lynn Stewart, Cochise College
Annette Hamel, Western Michigan University Kelly Stockstad, Austin Community College
Heidi Hamilton, Emporia State University Charee Thompson, Ohio University
April Hebert, College of Southern Nevada Mary Tripp, Wisconsin Indianhead Technical College
Cheryl Hebert, Estrella Mountain Community College Stephanie Van Stee, University of Missouri
Colin Hesse, Oregon State University Shawn Wahl, Missouri State University
Dawn Hines, Clark State Community College Julie Williams, San Jacinto College
Gary Iman, Missouri State University Stacie Williams, Clark College
Jacob Isaacs, Ivy Tech Community College of Indiana Lori Wisdom-Whitley, Everett Community College
Deborah Johnson, Metropolitan State University Joansandy Wong, Austin Community College
Melissa Hernandez Katz, The University of Texas at Dallas Alesia Woszidlo, University of Kansas
Cynthia King, California State University Christina Yoshimura, The University of Montana
David Kosloski, Clark College Kent Zimmerman, Sinclair Community College
A C K N O W L E D G M E N T S 1
Acknowledgments
One of my favorite parts about writing books is that so many people play key roles in
helping a new book come together. This one was no exception, and it’s my pleasure to
thank those whose contributions and support are responsible for the book you are now
reading.
First and foremost, my sincere gratitude goes to everyone at McGraw-Hill Higher
Education. They are a true joy to work with and to know. David Patterson, Lisa Pinto,
Nancy Huebner, Sally Constable, Laura Kennedy, Kim Taylo, Noel Hohnstine, and
Linda Su have been a constant source of inspiration, energy, humor, and warmth, and
I value immensely my relationship with each of them. Special thanks also to project
managers Lisa Bruflodt and Sam Donisi-Hamm and the design team led by Matt Dia-
mond, as well as to lead digital product analyst Janet Byrne Smith.
Ann Kirby-Payne was a truly excellent development editor. She has devoted countless
hours to making this book as fresh and interesting as possible, and she has done so
with an extraordinary measure of grace. Every page of this book is better because of
her involvement, and I cannot thank her enough.
I also want to express enthusiastic thanks to the entire sales team at McGraw-Hill
Higher Education. These are the professionals who visit your campus and make sure
students and instructors have everything they need to succeed in the classroom. It’s
a demanding and sometimes thankless job, but the McGraw-Hill representatives are
truly dedicated to your success, and I appreciate all they do.
Finally, I will always be grateful for the support of my family and friends. The more
I learn about interpersonal communication, the more appreciative I become of the
people who accept, value, challenge, and love me. You know who you are, and
I thank you.
About Communication
1
CHAPTER
I
t is nearly impossible to overestimate the importance of close relationships.
Our families can make us laugh, keep us sane, and pick us up when we’re
feeling down. Our romantic partners can make us feel as though we’re the
only person in the world who matters. And, on occasion, we meet people who
become close working partners as well as valuable friends.
At the same time, relationships can be profoundly challenging. Even our
closest friends can get under our skin. Sometimes our romantic partners aren’t
completely honest with us. And from time to time, we don’t quite know how to
support those who need our help. It’s pretty remarkable that human relation-
ships can be the source of such joy and such heartache. What makes the differ-
ence between a relationship that’s going well and one that’s going poorly? One
of the biggest factors is how we communicate. To understand why that’s true,
let’s look first at the critical role of communication in our lives.
1 Why We Communicate
Asking why we communicate may seem about as useful as asking why we breathe.
After all, could you imagine your life without communication? We all have times,
of course, when we prefer to be alone. Nevertheless, most of us would find it nearly
impossible—and very unsatisfying—
to go through life without the chance
to interact with others. Perhaps that’s
TA B LE 1
why we spend so much of our time
communicating, whether face-to-face Life Online: Communicating in Cyberspace
or electronically (see Table 1). 23 Number of hours per week the average
You might think that communicat- American spends on the Internet
ing as much as we do would make us 81 Percentage of American teenagers who sleep
all communication experts. In truth, with, or next to, their cell phone
however, we often don’t recognize how
678 Number of text messages the average
many communication challenges we
American sends per month
face. Learning to overcome those chal-
143,199 Number of messages received daily on
lenges starts with appreciating why
Snapchat
we communicate in the first place. As
we’ll discover in this section, com- 400,000,000 Number of active blogs online
munication touches many aspects of 196,400,000,000 Average number of e-mail messages sent
our lives, from our physical and other per day
everyday needs to our experiences Sources: The Mobile Youth Report; Business News Daily; Computerworld; B usiness
with relationships, spirituality, and Insider; Nielsen; Radicati Group. Statistics are from 2011–2015.
identity.
4 C H A P T E R 1 A b o u t C o m m u n icati o n
Communication Meets
Physical Needs
Communication keeps us healthy. Human beings are
such inherently social beings that when we are denied
the opportunity for interaction, our mental and physi-
cal health can suffer. That is a major reason why soli-
tary confinement is such a harsh punishment. Several
studies have shown that when people are cut off from
others for an extended period, their health can quickly
deteriorate.2 A recent study even showed that feel-
ing rejected reduces the rate at which a person’s heart
beats.3 Similarly, individuals who feel socially isolated
because of poverty, homelessness, mental illness, or
obesity can also suffer from a lack of quality interac-
tion with others.4
It may sound like an exaggeration to say that we
can’t survive without human contact, but that state-
ment isn’t far from the truth, as a bizarre experiment in
the thirteenth century helps to show. German emperor
The need for social contact has fueled debates in cities such
as New York over the use of solitary confinement for juvenile
Frederick II wanted to know what language humans
offenders. © Tinnapong/Getty Images, RF would speak naturally if they weren’t taught any par-
ticular language. To find out, he placed 50 newborns
in the care of nurses who were instructed only to feed and bathe them but not to speak
to or hold them. The emperor never discovered the answer to his question because all
the infants died.5 That experiment was clearly unethical, meaning that it did not follow
established principles that guide people in judging whether something is morally right
or wrong. Such an experiment fortunately wouldn’t be repeated today. But as touch
expert Tiffany Field reports, more recent studies conducted in orphanages and adoption
centers have convincingly shown that human interaction, especially touch, is critical for
infants’ survival and healthy development.6
Social interaction keeps adults healthy too. Research shows that people without
strong social ties, such as close friendships and family relationships, are more likely
to suffer from major ailments, including heart disease and high blood pressure, and to
die prematurely than people who have close, satisfying relationships.7 They are also
more likely to suffer from lesser ailments, such as colds, and they often take longer to
recover from illnesses or injuries.8 Communication researchers Chris Segrin and Stacey
Passalacqua have even found that loneliness is related to sleep disturbances and stress.9
The importance of social interaction is often particularly evident to people who are
stigma A characteristic stigmatized. A stigma is a characteristic that discredits a person, causing him or her to
that discredits a person, be seen as abnormal or undesirable.10 It isn’t the attribute itself that stigmatizes a per-
making him or her be seen son, however, but the way that attribute is viewed by others in that person’s society. In
as abnormal or undesirable. the United States, for instance, being HIV-positive has been widely stigmatized because
of its association with two marginalized populations—gay men and intravenous drug
users—even though many individuals with HIV do not belong to either group.11 U.S.
Americans don’t tend to stigmatize people with asthma or diabetes or even cancer to
the same extent as they do people with HIV, even though those other illnesses can also
be serious and even life-threatening.
Stigmatized people might frequently feel like outsiders who “don’t fit in” with oth-
ers. As a result, they may be more likely to suffer the negative physical effects of lim-
ited social interaction. Going further, the less social interaction they have, the more
W h y W e C o m m u n icat e 5
Communication Meets
Relational Needs
Besides our physical needs, we have several
relational needs, such as needs for compan-
ionship and affection, relaxation and escape.12
We don’t necessarily have the same needs in
all our relationships—you probably value your
friends for somewhat different reasons than
you value your co-workers, for instance. The
bottom line, though, is that we need relation- Imagine how challenging it would be to communicate if you couldn’t speak the
ships, and communication is a large part of language everyone else was using. That is a common experience for many
how we build and keep those relationships.13 immigrants. © Erik Freeland/Corbis saba/Corbis News/Corbis
Think about how many structures in our
lives are designed to promote social interaction. Neighborhoods, schools, workplaces,
malls, theaters, and restaurants are all social settings in which we interact with people.
In addition, the Internet offers innumerable ways of connecting with others, and many
people have made new friends—or even met romantic partners—online.14 Imagine
how challenging it would be to form and maintain strong social relationships if you
lacked the ability to communicate with people. This is a common experience for many
immigrants, who often struggle to learn the cultural values, as well as the language, of
their new environments and may feel lonely or ignored by others in the process.15
Some scholars believe our need for relationships is so fundamental that we can hardly get
by without them.16 For example, research has shown that having a rich social life is one of the
most powerful predictors of a person’s overall happiness.17 Mere interaction isn’t enough,
though: Studies show that having meaningful conversations leads to happiness, whereas
“small talk” can be associated with reduced well-being.18 Casual conversation online
can spark a new relationship, but deeper, more meaningful conversation helps it grow.
Studies have shown that the most important predictor of happiness in life—by far—
is marital happiness.19 Being happily married is more important than income, job sta-
tus, education, leisure time, or anything else in accounting for how content people are.
On the negative side, people in distressed marriages are much more likely to suffer
from major depression, and they report being in worse physical health than their hap-
pily married counterparts.20
The cause-and-effect relationship between marriage and happiness isn’t a simple
one. It may be that strong marriages promote happiness and well-being, or it may be
that happy, healthy people are more likely than others to be married. Whatever the
association, personal relationships clearly play an important role in our lives, and com-
munication helps us form and maintain them.
How we communicate with others, and how others communicate with us, play a big role in shaping how we see ourselves—whether
it’s as intelligent, as popular, or as altruistic. © Digital Vision/Getty Images, RF, © McGraw-Hill Education, Lars A. Niki photographer, © McGraw-Hill
Education, Christopher Kerrigan photographer
The ways we communicate with others—and the ways others communicate with us—
play a major role in shaping how we see ourselves.21 As you’ll learn in the Communica-
tion and the Self chapter, people form their identities partly by comparing themselves
with others. If you consider yourself intelligent, for instance, what that really means is
that you see yourself as more intelligent than most other people. If you think you’re shy,
you see most other people as more outgoing than you are. If you think of yourself as
attractive, that translates into viewing yourself as better looking than most others.
One way we learn how we compare with others is through our communication with
those around us. If people treat you as intelligent, shy, or attractive, you may begin to
believe you have those characteristics. In other words, those qualities will become part
of how you view yourself. Communication plays a critical role in driving that process,
and good communicators have the ability to emphasize different aspects of their identi-
ties in different situations. During a job interview it might be most important for you to
portray your organized, efficient side; when you’re hanging out with friends, you might
emphasize your fun-loving nature and sense of humor.
Besides expressing personal identity, communication also helps us express our cultural
identity. As you’ll discover in the Culture and Gender chapter, culture includes the sym-
bols, beliefs, practices, and languages that distinguish groups of people. The ways you
speak, dress, gesture, and entertain yourself all reflect the cultural values you hold dear.
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.