Professional Documents
Culture Documents
vi
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Contents vii
20
• Japanese Elite Decline and Social Crisis 532
Between Europe and China, • Choson Korea 533
1500–1750 498 From Ming to Qing 534
Ming Economic Growth, 1500–1644 534 • Ming Collapse
The Ottoman Empire, to 1750 500 and the Rise of the Qing 536 • Emperor Kangxi 537
Expansion and Frontiers 500 • Central Institutions 502 Tea and Diplomacy 537 • Population Growth and
• Crisis of the Military State, 1585–1650 503 • Economic Environmental Stress 540
Change and Growing Weakness 506 Conclusion 542
The Safavid Empire, 1502–1722 508 Key Terms 543 • Suggested Reading 543
Safavid Society and Religion 508 • A Tale of Two Cities: ● E
NVIRONMENT + TECHNOLOGY: East Asian
Isfahan and Istanbul 510 • Economic Crisis and Political
Porcelain 532
Collapse 511
● M
ATERIAL CULTURE: Four-Wheeled Vehicles 535
The Mughal Empire, 1526–1739 512
● D IVERSITY + DOMINANCE: Korean Envoys Meet with
Political Foundations 512 • Hindus and Muslims 513
Hideyoshi Toyotomi 538
• Central Decay and Regional Challenges 513
● I ssues in World History: The Little Ice Age 544
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viii Contents
New Economic and Political Ideas 568 The Russian Empire 610
Laissez Faire and Its Critics 568 • Protests and Russia and Europe 610 • Russia and Asia 611 • Cultural
Reforms 569 Trends 611
The Limits of Industrialization Outside The Qing Empire 613
the West 570 Economic and Social Disorder 613 • The Opium War and
Egypt 570 • India 571 • China 571 Its Aftermath, 1839–1850 613 • The Taiping Rebellion,
1850–1864 616 • Decentralization at the End of the Qing
Conclusion 572
Empire, 1864–1875 619
Key Terms 573 • Suggested Reading 573
Conclusion 622
● D
IVERSITY + DOMINANCE: Adam Smith and the Division
of Labor 556 Key Terms 623 • Suggested Reading 623
● E
NVIRONMENT + TECHNOLOGY: Gas Lighting 566 ● E
NVIRONMENT + TECHNOLOGY: The Web of War 609
● IVERSITY + DOMINANCE: Chinese Responses to
D
Imperialism 620
23 Revolutionary Changes in the
Atlantic World, 1750–1850 574
25 Nation Building and Economic
Prelude to Revolution: Transformation in the Americas,
The Eighteenth-Century Crisis 576 1800–1890 624
Colonial Wars and Fiscal Crises 576 • The Enlightenment
and the Old Order 576 • Folk Cultures and Popular Independence in Latin America,
Protest 578 1800–1830 626
The American Revolution, 1775–1800 580 Roots of Revolution, to 1810 626 • Spanish South America,
Frontiers and Taxes 580 • The Course of Revolution, 1810–1825 626 • Mexico, 1810–1823 628
1775–1783 581 • The Construction of Republican • Brazil, to 1831 630
Institutions, to 1800 583 The Problem of Order, 1825–1890 630
The French Revolution, 1789–1815 584 Constitutional Experiments 631 • Personalist
French Society and Fiscal Crisis 585 • Protest Leaders 631 • The Threat of Regionalism 634 • Foreign
Turns to Revolution, 1789–1792 586 • The Terror, Interventions and Regional Wars 636 • Native Peoples and
1793–1794 588 • Reaction and the Rise of Napoleon, the Nation-State 637
1795–1815 589 The Challenge of Social and Economic
Revolution Spreads, Conservatives Change 639
Respond, 1789–1850 592 The Abolition of Slavery 639 • Immigration 641
The Haitian Revolution, 1789–1804 593 • The Congress • American Cultures 643 • Women’s Rights and the
of Vienna and Conservative Retrenchment, 1815–1820 596 Struggle for Social Justice 644 • Development and
• Nationalism, Reform, and Revolution, 1821–1850 596 Underdevelopment 645 • Altered Environments 648
Conclusion 598 Conclusion 649
Key Terms 598 • Suggested Reading 599 Key Terms 650 • Suggested Reading 651
● E
NVIRONMENT + TECHNOLOGY: The Guillotine 589 ● D
IVERSITY + DOMINANCE: The Afro-Brazilian
● IVERSITY + DOMINANCE: Robespierre and
D Experience, 1828 632
Wollstonecraft Defend and Explain the Terror 590 ● E
NVIRONMENT + TECHNOLOGY: Industrializing Sugar
Agriculture in Cuba 646
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Contents ix
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x Contents
● D
IVERSITY + DOMINANCE:
War I 730
The Middle East After World
30 The Collapse of the Old Order,
● E
NVIRONMENT + TECHNOLOGY: Oil and War 734 1929–1949 762
● M
ATERIAL CULTURE: Bells, Gongs, and Drums 740 ● I ssues in World History: Famines and Politics 788
PART VIII Perils and Promises of a Global Community, 1945 to the Present 790
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Contents xi
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Maps
16.1 Exploration and Settlement in the Indian and Pacific 25.4 The Expansion of the United States, 1850–1920 647
Oceans Before 1500 392 26.1 Africa in the Nineteenth Century 660
16.2 Middle America to 1533 393 26.2 Asia in 1914 672
16.3 European Exploration, 1420–1542 397 26.3 The Mexican Revolution 676
17.1 Religious Reformation in Europe 421 27.1 Unification of Italy, 1860–1870 699
17.2 The European Empire of Charles V 433 27.2 Unification of Germany, 1866–1871 701
17.3 Europe in 1740 438 27.3 Expansion and Modernization of Japan,
18.1 Colonial Latin America in the Eighteenth 1868–1918 704
Century 450 28.1 Europe in 1913 716
18.2 European Claims in North America, 1755–1763 465 28.2 The First World War in Europe 718
19.1 The Atlantic Economy 484 28.3 Territorial Changes in Europe After
19.2 The African Slave Trade, 1500–1800 486 World War I 723
19.3 West African States and Trade, 1500–1800 488 28.4 Territorial Changes in the Middle East After
20.1 Muslim Empires in the Sixteenth and Seventeenth World War I 732
Centuries 502 29.1 The Partition of India, 1947 748
20.2 The Expansion of Russia, 1500–1800 515 30.1 Chinese Communist Movement and the
20.3 European Colonization in the Indian Ocean, Sino-Japanese War, to 1938 774
to 1750 520 30.2 World War II in Europe and North Africa 777
21.1 The Qing Empire, 1644–1783 536 30.3 World War II in Asia and the Pacific 779
21.2 Climate and Diversity in the Qing Empire 541 31.1 Cold War Confrontation 799
22.1 The Industrial Revolution in Britain, ca. 1850 553 31.2 Decolonization, 1947–1990 803
22.2 Industrialization in Europe, ca. 1850 563 31.3 Middle East Oil and the Arab-Israeli Conflict,
23.1 The American Revolutionary War 583 1947–1973 814
23.2 Napoleon’s Europe, 1810 594 32.1 The End of the Soviet Union 831
23.3 The Haitian Revolution 595 32.2 World Population Growth 836
24.1 The Ottoman and Russian Empires, 1829–1914 604 32.3 Fresh Water Resources 844
24.2 Conflicts in the Qing Empire, 1839–1870 615 33.1 Global Distribution of Wealth 853
25.1 Latin America by 1830 629 33.2 Regional Trade Associations, 2004 854
25.2 Dominion of Canada, 1873 634 33.3 World Religions 862
25.3 Territorial Growth of the United States,
1783–1853 635
xii
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Features
E N VIR ON ME N T + TE C HN O LO GY
Vasco da Gama’s Fleet 398 Industrializing Sugar Agriculture in Cuba 646
Mapping the World 429 Imperialism and Tropical Ecology 680
A Silver Refinery at Potosí, Bolivia, 1700 453 Railroads and Immigration 692
Hurricanes and the Caribbean Plantation Economy 477 Oil and War 734
Tobacco and Waterpipes 508 New Materials 747
East Asian Porcelain 532 The Magnetophon 783
Gas Lighting 566 The Green Revolution 796
The Guillotine 589 Connected 841
The Web of War 609 Global Warming 864
D IVE R S IT Y + D OMIN AN C E
Chinese Responses to Imperialism 620
Kongo’s Christian King 402 The Afro-Brazilian Experience, 1828 632
Commercial Expansion and Risk 436 Two Africans Recall the Arrival of the Europeans 662
Race and Ethnicity in the Spanish Colonies: Negotiating Giuseppe Mazzini on Revolutionary Nationalism 702
Hierarchy 456 The Middle East After World War I 730
Slavery in West Africa and the Americas 492 Gandhi and the Media 752
Islamic Law and Ottoman Rule 504 Women, Family Values, and the Russian Revolution 768
Korean Envoys Meet with Hideyoshi Toyotomi 538 Race and the Struggle for Justice in South Africa 808
Adam Smith and the Division of Labor 556 The Struggle for Women’s Rights in an Era of Global
Robespierre and Wollstonecraft Defend and Explain Political and Economic Change 826
the Terror 590 Conflict and Civilization 860
Material C ultu re
Four-Wheeled Vehicles 535
Cotton Clothing 695
Bells, Gongs, and Drums 740
Fast Food 842
I ss u es in World History
Climate and Population to 1500 412
The Little Ice Age 544
State Power, the Census, and the Question of Identity 652
Famines and Politics 788
xiii
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Preface
In preparing the sixth edition of this book, we examined the flow of they could. We believe that our efforts will help students see where
topics from chapter to chapter and decided that certain rearrange- their world has come from and learn thereby something useful for
ments within chapters and in the order of chapters would accommo- their own lives.
date the needs of instructors and students better than the template
they had followed since the first edition. The first change was revers-
ing the order of the third and fourth chapters to have early Mediter- CENTRAL THEMES AND GOALS
ranean and Middle Eastern history directly follow the discussion of
the origins of civilization in the Nile Valley and Mesopotamia. We subtitled The Earth and Its Peoples “A Global History” because
The second change addressed the problem of when and how to the book explores the common challenges and experiences that
discuss the history of pre-Columbian America. The time span to be unite the human past. Although the dispersal of early humans to
covered, ranging from roughly 1500 b.c.e. to 1500 c.e., was too long every livable environment resulted in a myriad of different eco-
to fit easily into the book’s division into eight parts. The new struc- nomic, social, political, and cultural systems, all societies displayed
ture we have adopted relocates the long pre-Aztec and pre-Inka analogous patterns in meeting their needs and exploiting their
narrative from Part III, Growth and Interaction of Cultural Com- environments. Our challenge was to select the particular data and
munities, to the end of Part II, The Formation of New Cultural Com- episodes that would best illuminate these global patterns of human
munities. This change puts the status of the earliest civilizations in experience.
the Western Hemisphere on the same footing as the civilizations of To meet this challenge, we adopted two themes for our history:
early Greece, China, and South and Southeast Asia. It has the added “technology and the environment” and “diversity and dominance.”
benefit of making the history of East Asia in the Tang and Song peri- The first theme represents the commonplace material bases of all
ods directly precede the history of the Mongol empire, which allows human societies at all times. It grants no special favor to any cultural
instructors to have an uninterrupted focus on East Asia. The his- group even as it embraces subjects of the broadest topical, chrono-
tories of the Aztecs and Inkas have been shifted to the chapter on logical, and geographical range. The second theme expresses the
tropical history located in Part IV, Interregional Patterns of Culture reality that every human society has constructed or inherited struc-
and Contact. This allows for a discussion of the overall influence of tures of domination. We examine practices and institutions of many
tropical environments and places them in close proximity to our sorts: military, economic, social, political, religious, and cultural,
treatment of the coming of Europeans to the New World. as well as those based on kinship, gender, and literacy. Simultane-
A third structural change has shortened the length of the book ously we recognize that alternative ways of life and visions of soci-
from 34 to 33 chapters. To lessen the impression that Europe’s domi- etal organization continually manifest themselves both within and
nation of the world should always be the primary focus of student in dialogue with every structure of domination.
attention between the eighteenth and mid-twentieth centuries we With respect to the first theme, it is vital for students to under-
have combined the two separate chapters on European imperial- stand that technology, in the broad sense of experience-based
ism, Chapters 26 and 28 in previous editions, into one. We feel that knowledge of the physical world, underlies all human activity. Writ-
this change provides a better balance between the saga of European ing is a technology, but so is oral transmission from generation to
imperialism, accounts of resistance to imperialism, and the rise of generation of lore about medicinal or poisonous plants. The mag-
independence movements in different parts of the world. netic compass is a navigational technology, but so is Polynesian
In a related change, we have relocated the chapter dealing with mariners’ hard-won knowledge of winds, currents, and tides that
the histories of India, Latin America, and Africa in the first half of made possible the settlement of the Pacific islands.
the twentieth century from after World War II, the old Chapter 31, All technological development has come about in interac-
to a position between the world wars. The aim of this chapter, titled tion with environments, both physical and human, and has, in
“Revolutions in Living,” is to portray that period not only as a time of turn, affected those environments. The story of how humanity has
political change in parts of the world subjected to European impe- changed the face of the globe is an integral part of our first theme.
rialism, but also as one of transformation of daily lives of people in Yet technology and the environment do not explain or underlie all
both the industrialized and nonindustrialized worlds. The added important episodes of human experience. The theme of “diversity
focus of the chapter fills a gap between discussion of the Indus- and dominance” informs all our discussions of politics, culture, and
trial Revolution in the eighteenth and nineteenth centuries and the society. Thus when narrating the histories of empires, we describe a
advent of major technological changes in the post-World War II era. range of human experiences within and beyond the imperial fron-
Finally in this new edition, contributor and East Asian specialist tiers without assuming that imperial institutions are a more fit topic
Michael Wert of Marquette University brought a fresh perspective to for discussion than the economic and social organization of pastoral
many of our chapters dealing with East Asia, helping ensure that our nomads or the lives of peasant women. When religion and culture
coverage is at the forefront of emerging scholarship. occupy our narrative, we focus not only on the dominant tradition
The authors believe that these changes, along with myriad but also on the diversity of alternative beliefs and practices.
smaller changes detailed below, significantly enhance the over-
all goal of The Earth and Its Peoples, namely, to be a textbook that
speaks not only for the past but also to today’s student and teacher. ORGANIZATION
Students and instructors alike should take away from this text a
broad, and due to the changes, more flowing impression of human The Earth and Its Peoples uses eight broad chronological divisions to
societies beginning as sparse and disconnected communities react- define its conceptual scheme of global historical development.
ing creatively to local circumstances; experiencing ever more inten- In Part One: The Emergence of Human Communities, to 500
sive stages of contact, interpenetration, and cultural expansion and b.c.e., we examine important patterns of human communal orga-
amalgamation; and arriving at a twenty-first-century world in which nization primarily in the Eastern Hemisphere. Small, dispersed
people increasingly visualize a single global community. human communities living by foraging spread to most parts of the
Process, not progress, is the keynote of this book: a steady pro- world over tens of thousands of years. They responded to enor-
cess of change over time, at first experienced differently in various mously diverse environmental conditions, at different times in
regions, but eventually connecting peoples and traditions from all different ways, discovering how to cultivate plants and utilize the
parts of the globe. Students should come away from this book with products of domestic animals. On the basis of these new modes of
a sense that the problems and promises of their world are rooted in sustenance, population grew, permanent towns appeared, and
a past in which people of every sort, in every part of the world, con- political and religious authority, based on collection and control of
fronted problems of a similar character and coped with them as best agricultural surpluses, spread over extensive areas.
Copyright 2013 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xvi Preface
Copyright 2013 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Preface xvii
Chapter 17 includes a new feature devoted to the first joint stock com- student effort and engagement. Founded by a professor to enhance
pany and foreign trade. Coverage of early capitalism is expanded to his own courses, Aplia provides automatically graded assignments
include a discussion of stock markets and speculative bubbles like with detailed, immediate explanations on every question. The
the Tulip, South Sea, and Mississippi Company frenzies. interactive assignments have been developed to address the major
Chapter 19 includes a new feature, “Hurricanes and the Carib- concepts covered in The Earth and Its Peoples and are designed to
bean Plantation Economy.” promote critical thinking and engage students more fully in learn-
Chapter 20 has expanded to include the history of Russia, hence a ing. Question types include questions built around animated maps,
new opening that features a Russian popular hero and the change of primary sources such as newspaper extracts, or imagined scenarios,
title to “Territorial Empires Between Europe and China.” like engaging in a conversation with a historical figure or finding a
Chapter 21 has a new discussion of Korean history and the diary and being asked to fill in some blanks; more in-depth primary
Imjin War. source question sets address a major topic with a number of related
Chapters 22–23 have been reversed in sequence to provide better primary sources and questions that promote deeper analysis of his-
continuity to discussions of revolutions in Europe and parallel torical evidence. Many of the questions incorporate images, video
changes in the Americas. clips, or audio clips. Students get immediate feedback on their work
Chapter 22 includes a new discussion of proto-industrialization (not only what they got right or wrong, but why), and they can choose
as well as augmented discussions of the spread of industrializa- to see another set of related questions if they want more practice. A
tion to continental Europe and North America and the early searchable eBook is available inside the course as well so that stu-
dents can easily reference it as they work. Map-reading and writing
career of Karl Marx. The section “Protest and Reform” has been
tutorials are also available to get students off to a good start.
broadly revised to include machine breaking in the textile sector
Aplia’s simple-to-use course management interface allows
and rural resistance to mechanization in the Captain Swing riots.
instructors to post announcements, upload course materials, host stu-
Chapter 25 has a new feature: “Industrializing Sugar Agriculture
dent discussions, e-mail students, and manage the gradebook; a knowl-
in Cuba.” edgeable and friendly support team offers assistance and personalized
Chapter 26 combines accounts of European imperialism that support in customizing assignments to the instructor’s course sched-
were previously contained in this chapter and in Chapter 28. ule. To learn more and view a demo for this book, visit www.aplia.com.
Chapter 27 features a revised discussion of early Japanese indus-
trialization as well as an expanded treatment of Marx and Marx- MindTap Reader for The Earth and Its Peoples is an eBook specifi-
ism and a new discussion of Mikhail Bakunin and anarchism. cally designed to address the ways students assimilate content and
The chapter also includes a new feature: “Giuseppe Mazzini on media assets. MindTap Reader combines thoughtful navigation
Revolutionary Nationalism.” ergonomics, advanced student annotation, note-taking, and search
Chapter 29 combines in a new chapter a discussion of technol- tools, and embedded media assets such as video and MP3 chapter
ogy and lifestyle changes that occurred between 1900 and 1945 summaries, primary source documents with critical thinking ques-
with accounts of political movements in India, Latin America, tions, and interactive (zoomable) maps. Students can use the eBook
and Africa that were previously located in Chapter 31. Highlights as their primary text or as a multimedia companion to their printed
include a Diversity and Dominance feature, “Gandhi and the book. The MindTap Reader eBook is available within the MindTap
Media,” an Environment and Technology feature, “New Materi- and Aplia online offerings found at www.cengagebrain.com.
als,” and a Material Culture essay, “Bells, Gongs, and Drums.” Online PowerLecture with Cognero® [ISBN: 9781285455013]
Chapter 30 includes a new Environment and Technology feature, This PowerLecture is an all-in-one online multimedia resource for
“The Magnetophon.” class preparation, presentation, and testing. Accessible through
Chapter 31 includes an updated discussion about the Cold War Cengage.com/login with your faculty account, you will find avail-
confrontation between West and East plus a revised discussion of able for download: book-specific Microsoft® PowerPoint® presenta-
apartheid and South Africa’s struggle for independence. tions; a Test Bank in both Microsoft® Word® and Cognero® formats; an
Chapter 32 contains a thoroughly updated feature, “Connected” to Instructor Manual; Microsoft® PowerPoint® Image Slides; and a JPEG
include discussion and pictures of the latest technology. The best Image Library.
current data are included in the demographic tables and discussion. The Test Bank, offered in Microsoft® Word® and Cognero® for-
Chapter 33 updates world affairs through the first half of 2013 and mats, contains multiple-choice and essay questions for each chapter.
incorporates new statistical information on maps. Cognero® is a flexible, online system that allows you to author, edit,
and manage test bank content for The Earth and Its People, sixth edi-
FORMATS tion. Create multiple test versions instantly and deliver through your
LMS from your classroom, or wherever you may be, with no special
installs or downloads required.
To accommodate different academic calendars and approaches to The Instructor’s Manual contains for each chapter: an out-
the course, The Earth and Its Peoples is available in three formats. line and summary; critical thinking questions; in-class activities;
There is a one-volume hardcover version containing all 33 chap- lecture launching suggestions; a list of key terms with definitions;
ters, along with a two-volume paperback edition: Volume I: To 1550 and suggested readings and Web resources. The Microsoft® Power-
(Chapters 1–16) and Volume II: Since 1500 (Chapters 16–33). For Point® presentations are ready-to-use, visual outlines of each chap-
readers at institutions with the quarter system, we offer a three- ter. These presentations are easily customized for your lectures and
volume paperback version: Volume A: To 1200 (Chapters 1–12), offered along with chapter-specific Microsoft® PowerPoint® Image
Volume B: From 1200 to 1870 (Chapters 12–25), and Volume C: Since Slides and JPEG Image Libraries. Access your Online PowerLecture
1750 (Chapters 22–33). Volume II includes an Introduction that at www.cengage.com/login.
surveys the main developments set out in Volume I and provides a
groundwork for students studying only the period since 1500. History CourseMate Cengage Learning’s History CourseMate
brings course concepts to life with interactive learning, study tools,
ANCILLARIES and exam preparation tools that support the printed textbook. Use
Engagement Tracker to monitor student engagement in the course
and watch student comprehension soar as your class works with the
A wide array of supplements accompany this text to assist students printed textbook and the textbook-specific website. An interactive
with different learning needs and to help instructors master today’s eBook allows students to take notes, highlight, search, and interact
various classroom challenges. with embedded media (such as quizzes, flashcards, primary sources,
and videos). Learn more at www.cengage.com/coursemate.
Instructor Resources CourseReader CourseReader is an online collection of primary
Aplia™ [ISBN: 9781285768113] is an online interactive learning and secondary sources that lets you create a customized electronic
solution that improves comprehension and outcomes by increasing reader in minutes. With an easy-to-use interface and assessment
Copyright 2013 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xviii Preface
tool, you can choose exactly what your students will be assigned— ate for writing and research methods courses in other departments.
simply search or browse Cengage Learning’s extensive document Barzun and Graff thoroughly cover every aspect of research, from the
database to preview and select your customized collection of read- selection of a topic through the gathering, analysis, writing, revision,
ings. In addition to print sources of all types (letters, diary entries, and publication of findings, presenting the process not as a set of rules
speeches, newspaper accounts, etc.), their collection includes a but through actual cases that put the subtleties of research in a useful
growing number of images and video and audio clips. context. Part One covers the principles and methods of research; Part
Each primary source document includes a descriptive headnote Two covers writing, speaking, and getting one’s work published.
that puts the reading into context and is further supported by both crit-
Rand McNally Historical Atlas of the World, second edition
ical thinking and multiple-choice questions designed to reinforce key
[ISBN: 9780618841912] This valuable resource features over 70
points. For more information visit www.cengage.com/coursereader.
maps that portray the rich panoply of the world’s history from prelit-
Cengagebrain.com Save your students time and money. Direct them erate times to the present. They show how cultures and civilization
to www.cengagebrain.com for choice in formats and savings and a were linked and how they interacted. The maps make it clear that
better chance to succeed in your class. Cengagebrain.com, Cengage history is not static. Rather, it is about change and movement across
Learning’s online store, is a single destination for more than 10,000 time. The maps show change by presenting the dynamics of expan-
new textbooks, eTextbooks, eChapters, study tools, and audio supple- sion, cooperation, and conflict. This atlas includes maps that display
ments. Students have the freedom to purchase a-la-carte exactly what the world from the beginning of civilization; the political develop-
they need when they need it. Students can save 50% on the electronic ment of all major areas of the world; expanded coverage of Africa,
textbook, and can pay as little as $1.99 for an individual eChapter. Latin America, and the Middle East; the current Islamic World; and
the world population change in 1900 and 2000.
Reader Program Cengage Learning publishes a number of read-
ers, some containing exclusively primary sources, others a combina-
tion of primary and secondary sources, and some designed to guide
students through the process of historical inquiry. Visit Cengage.
ACKNOWLEDGMENTS
com/history for a complete list of readers. In preparing the sixth edition, we benefited from the critical readings
Custom Options Nobody knows your students like you, so why not of many colleagues. Our sincere thanks go in particular to contributor
give them a text that is tailor-fit to their needs? Cengage Learning Michael Wert of Marquette University who lent his fresh perspective
offers custom solutions for your course—whether it’s making a small to our coverage of East Asia. We thank Beatrice Manz of the History
modification to The Earth and Its Peoples to match your syllabus or Department at Tufts University who provided guidance on the new
combining multiple sources to create something truly unique. You Pastoral Nomads section in Part I. We are also indebted to the follow-
can pick and choose chapters, include your own material, and add ing instructors who lent their insight over various editions: Hedrick
additional map exercises along with the Rand McNally Atlas to cre- Alixopuilos, Santa Rosa Junior College; Hayden Bellenoit, U.S. Naval
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ropolitan State College of Denver; Percy Murray, Shaw University;
Student Resources Dave Price, Santa Fe College; Anthony Steinhoff, University of Ten-
nessee-Chattanooga; Anara Tabyshalieva, Marshal University; Susan
Writing for College History, first edition [ISBN: 9780618306039] Autry, Central Piedmont Community College; Christopher Cameron,
Prepared by Robert M. Frakes, Clarion University. This brief hand- University of North Carolina at Charlotte; Anna Collins, Arkansas
book for survey courses in American history, Western Civilization/ Tech University; William Connell, Christopher Newport University;
European history, and world civilization guides students through Gregory Crider, Winthrop University; Shawn Dry, Oakland Commu-
the various types of writing assignments they encounter in a his- nity College; Nancy Fitch, California State University, Fullerton; Chris-
tory class. Providing examples of student writing and candid assess- tine Haynes, University of North Carolina at Charlotte; Mark Herman,
ments of student work, this text focuses on the rules and conventions Edison College; Ellen J. Jenkins, Arkansas Tech University; Frank Kar-
of writing for the college history course. piel, The Citadel; Ken Koons, Virginia Military Institute; David Long-
The History Handbook, second edition [ISBN: 9780495906766] fellow, Baylor University; Heather Lucas, Georgia Perimeter College;
Prepared by Carol Berkin of Baruch College, City University of New Jeff Pardue, Gainesville State College; Craig Patton, Alabama A & M
York and Betty Anderson of Boston University. This book teaches University; Amanda Pipkin, University of North Carolina at Charlotte;
students both basic and history-specific study skills such as how Linda Scherr, Mercer County Community College; Robert Sherwood,
to read primary sources, research historical topics, and correctly Georgia Military College; Brett Shufelt, Copiah-Lincoln Community
cite sources. Substantially less expensive than comparable skill- College; Peter Thorsheim, University of North Carolina at Charlotte;
building texts, The History Handbook also offers tips for Internet Kristen Walton, Salisbury University; Christopher Ward, Clayton State
research and evaluating online sources. University; William Wood, Point Loma Nazarene University.
When textbook authors set out on a project, they are inclined to
Doing History: Research and Writing in the Digital Age, second edi- believe that 90 percent of the effort will be theirs and 10 percent that
tion [ISBN: 9781133587880] Prepared by Michael J. Galgano, J. of various editors and production specialists employed by their pub-
Chris Arndt, and Raymond M. Hyser of James Madison University. lisher. How very naïve. This book would never have seen the light of
Whether you’re starting down the path as a history major, or simply day had it not been for the unstinting labors of the great team of profes-
looking for a straightforward and systematic guide to writing a suc- sionals who turned the authors’ words into beautifully presented print.
cessful paper, you’ll find this text to be an indispensible handbook to Our debt to the staff of Cengage Learning remains undiminished in the
historical research. This text’s “soup to nuts” approach to research- sixth edition. Brooke Barbier, product manager, has offered us firm but
ing and writing about history addresses every step of the process, sympathetic guidance throughout the revision process. Tonya Lobato,
from locating your sources and gathering information, to writing senior content developer, offered astute and sympathetic assistance as
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able to you—especially the technology that helps you conduct the work through the production stages to meet a challenging schedule.
process efficiently and effectively. Abbey Stebing did an outstanding job of photo research.
The Modern Researcher, sixth edition [ISBN: 9780495318705] We thank also the many students whose questions and concerns,
Prepared by Jacques Barzun and Henry F. Graff of Columbia Univer- expressed directly or through their instructors, shaped much of this
sity. This classic introduction to the techniques of research and the art revision. We continue to welcome all readers’ suggestions, queries, and
of expression is used widely in history courses, but is also appropri- criticisms. Please contact us at our respective institutions.
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About the Authors
RICHARD W. BULLIET Professor of Middle Eastern History at STEVEN W. HIRSCH Steven W. Hirsch holds a Ph.D. in Clas-
Columbia University, Richard W. Bulliet received his Ph.D. from sics from Stanford University and is currently Associate Profes-
Harvard University. He has written scholarly works on a number of sor of Classics and History at Tufts University. He has received
topics: the social and economic history of medieval Iran (The Patri- grants from the National Endowment for the Humanities and the
cians of Nishapur and Cotton, Climate, and Camels in Early Islamic Massachusetts Foundation for Humanities and Public Policy. His
Iran), the history of human-animal relations (The Camel and the research and publications include The Friendship of the Barbar-
Wheel and Hunters, Herders, and Hamburgers), the process of con- ians: Xenophon and the Persian Empire, as well as articles and
version to Islam (Conversion to Islam in the Medieval Period), and reviews in the Classical Journal, the American Journal of Philology,
the overall course of Islamic social history (Islam: The View from the and the Journal of Interdisciplinary History. He is currently com-
Edge and The Case for Islamo-Christian Civilization). He is the edi- pleting a comparative study of ancient Greco-Roman and Chinese
tor of the Columbia History of the Twentieth Century. He has pub- civilizations.
lished four novels, coedited The Encyclopedia of the Modern Middle
East, and hosted an educational television series on the Middle East. LYMAN L. JOHNSON Professor Emeritus of History at the Uni-
He was awarded a fellowship by the John Simon Guggenheim Memo- versity of North Carolina at Charlotte, Lyman L. Johnson earned
rial Foundation and was named a Carnegie Corporation Scholar. his Ph.D. in Latin American History from the University of Con-
necticut. A two-time Senior Fulbright-Hays Lecturer, he also
PAMELA KYLE CROSSLEY Pamela Kyle Crossley received her has received fellowships from the Tinker Foundation, the Social
Ph.D. in Modern Chinese History from Yale University. She is cur- Science Research Council, the National Endowment for the
rently the Robert and Barbara Black Professor of History at Dart- Humanities, and the American Philosophical Society. His recent
mouth College. Her books include The Wobbling Pivot: An Inter- books include Workshop of Revolution: Plebeian Buenos Aires
pretive History of China Since 1800; What Is Global History?; A and the Atlantic World, 1776-1810; Death, Dismemberment, and
Translucent Mirror: History and Identity in Qing Imperial Ideology; Memory; The Faces of Honor (with Sonya Lipsett-Rivera); After-
The Manchus; Orphan Warriors: Three Manchu Generations and shocks: Earthquakes and Popular Politics in Latin America (with
the End of the Qing World; and (with Lynn Hollen Lees and John W. Jürgen Buchenau); Essays on the Price History of Eighteenth-
Servos) Global Society: The World Since 1900. Century Latin America (with Enrique Tandeter); and Colonial
Latin America (with Mark A. Burkholder). He also has published
DANIEL R. HEADRICK Daniel R. Headrick received his Ph.D. in in journals, including the Hispanic American Historical Review,
History from Princeton University. Professor of History and Social the Journal of Latin American Studies, the International Review
Science, Emeritus, at Roosevelt University in Chicago, he is the of Social History, Social History, and Desarrollo Económico. He
author of several books on the history of technology, imperialism, has served as president of the Conference on Latin American
and international relations, including The Tools of Empire: Tech- History.
nology and European Imperialism in the Nineteenth Century; The
Tentacles of Progress: Technology Transfer in the Age of Imperial- DAVID NORTHRUP David Northrup earned his Ph.D. in African
ism; The Invisible Weapon: Telecommunications and International and European History from the University of California, Los Ange-
Politics; Technology: A World History; Power Over Peoples: Tech- les. He has published scholarly works on African, Atlantic, and
nology, Environments and Western Imperialism, 1400 to the Pres- world history. His most recent books are How English Became the
ent; and When Information Came of Age: Technologies of Knowl- Global Language, the third edition of Africa’s Discovery of Europe,
edge in the Age of Reason and Revolution, 1700–1850. His articles 1450–1850, and the Diary of Antera Duke, an Eighteenth-Century
have appeared in the Journal of World History and the Journal African Slave Trader. He taught at a rural secondary school on
of Modern History, and he has been awarded fellowships by the Nigeria, Tuskegee Institute in Alabama, Boston College, and Ven-
National Endowment for the Humanities, the John Simon Guggen- ice International University and is a past president of the World
heim Memorial Foundation, and the Alfred P. Sloan Foundation. History Association.
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Note on Spelling and Usage
Where necessary for clarity, dates are followed by the letters c.e. Before 1492 the inhabitants of the Western Hemisphere had no
or b.c.e. The abbreviation c.e. stands for “Common Era” and is single name for themselves. They had neither a racial consciousness
equivalent to a.d. (anno Domini, Latin for “in the year of the Lord”). nor a racial identity. Identity was derived from kin groups, language,
The abbreviation b.c.e. stands for “before the Common Era” and cultural practices, and political structures. There was no sense that
means the same as b.c. (“before Christ”). In keeping with our goal physical similarities created a shared identity. America’s original
of approaching world history without special concentration on one inhabitants had racial consciousness and racial identity imposed on
culture or another, we chose these neutral abbreviations as appro- them by conquest and the occupation of their lands by Europeans
priate to our enterprise. Because many readers will be more famil- after 1492. All of the collective terms for these first American peoples
iar with English than with metric measurements, however, units are tainted by this history. Indians, Native Americans, Amerindians,
of measure are generally given in the English system, with metric First Peoples, and Indigenous Peoples are among the terms in com-
equivalents following in parentheses. mon usage. In this book the names of individual cultures and states
In general, Chinese has been Romanized according to the pinyin are used wherever possible. Amerindian and other terms that sug-
method. Exceptions include proper names well established in Eng- gest transcultural identity and experience are used most commonly
lish (e.g., Canton, Chiang Kaishek) and a few English words borrowed for the period after 1492.
from Chinese (e.g., kowtow). Spellings of Arabic, Ottoman Turkish, There is an ongoing debate about how best to render Amerin-
Persian, Mongolian, Manchu, Japanese, and Korean names and terms dian words in English. It has been common for authors writing in
avoid special diacritical marks for letters that are pronounced only English to follow Mexican usage for Nahuatl and Yucatec Maya
slightly differently in English. An apostrophe is used to indicate when words and place-names. In this style, for example, the capital of the
two Chinese syllables are pronounced separately (e.g., Chang’an). Aztec state is spelled Tenochtitlán, and the important late Maya city-
For words transliterated from languages that use the Arabic state is spelled Chichén Itzá. Although these forms are still com-
script—Arabic, Ottoman Turkish, Persian, Urdu—the apostrophe mon even in the specialist literature, we have chosen to follow the
indicating separately pronounced syllables may represent either of scholarship that sees these accents as unnecessary. The exceptions
two special consonants, the hamza or the ain. Because most English- are modern place-names, such as Mérida and Yucatán, which are
speakers do not hear the distinction between these two, they have accented. A similar problem exists for the spelling of Quechua and
not been distinguished in transliteration and are not indicated when Aymara words from the Andean region of South America. Although
they occur at the beginning or end of a word. As with Chinese, some there is significant disagreement among scholars, we follow the
words and commonly used place-names from these languages are emerging consensus and use the spellings khipu (not quipu), Tiwa-
given familiar English spellings (e.g., Quran instead of Qur’an, Cairo naku (not Tiahuanaco), and Wari (not Huari). In this edition we
instead of al-Qahira). Arabic romanization has normally been used have introduced the now common spelling Inka (not Inca) but keep
for terms relating to Islam, even where the context justifies slightly Cuzco for the capital city (not Cusco), since this spelling facilitates
different Turkish or Persian forms, again for ease of comprehension. locating this still-important city on maps.
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Introduction The World Before 1500
H
istory occurs in a continuous stream. Because new events are the
products of their past, each historical period is intimately linked
to what preceded it. As a Roman historian put it, “History doesn’t
make leaps.” Nevertheless, modern historians find it useful to divide the
past into eras or ages to make sense of the sweep of history. The longest
historical eras are antiquity, the Middle Ages, and modern times. Volume II
of The Earth and Its Peoples is devoted to the third of these—modern world
history, the five centuries since about 1500.
World historians largely agree that the intensity of interaction around
the world during the modern period distinguishes it from all earlier times.
European maritime exploration opened up or intensified these contacts.
The modern era is also characterized by the steady expansion of European
political, economic, and cultural leadership in every part of the world.
How and when different parts of the world felt the impact of the West
varied. By 1500 parts of the Americas were already reeling under the impact
of their first contacts with Europeans, but in most other parts of the world
the West did not make a big difference until the century after 1750 or even
later. Thus, while in hindsight Western ascendancy seems to be a defining
theme of modern history, for the people of Asia, Africa, and elsewhere the
modern era was a time in which the internal patterns of historical change
only gradually became altered by the growing influence of Westerners and
by their own reactions to these influences.
In order to explain how the modern era came into being, the first chap-
ter of Volume II of The Earth and Its Peoples (Chapter 16) begins in about
1450. To help the reader understand the broader sweep of history, this
Introduction provides an overview of earlier eras. The Introduction reviews
three periods of decreasing temporal length. The first is the very long
period from human origins until the end of ancient history in about 400
c.e. Next comes the early medieval period down to about 1200; and, finally,
the three hundred years immediately preceding 1500. Because the centuries
after 1200 were most important for shaping the transition to the modern
era, they receive the most detailed treatment. xxi
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xxii Introduction
Agricultural Civilizations
Beginning about 10,000 years ago, the transition from food gathering to food production marked
a major turning point in history. Human communities in many different parts of the world
learned to alter the natural food supply. Some people promoted the growth of foods they liked
by scattering seeds on good soils and restricting the growth of competing plants. In time some
people became full-time farmers. Other communities tamed wild animals whose meat, milk,
fur, and hides they desired, and they controlled their breeding to produce animals with the
most desired characteristics. Promoted by a warmer world climate, these agricultural revolu-
tions slowly spread from the Middle East around the Mediterranean. People in South and East
Asia, Africa, and the Americas domesticated other wild plants and animals for their use. Just as
humans had ceased to rely on evolution to enable them to adjust to new surroundings, so too
they had bypassed evolution in bringing new species of plants and animals into existence (see
Map I.1).
The agricultural revolutions greatly enhanced people’s chances for survival in two ways.
One was a rapid increase in population fostered by the ability to grow and store more food (see
Issues in World History: Climate and Population, to 1500). A second change was taking place in
the composition of human communities. The earliest communities consisted of small bands of
biologically related people and their spouses from other bands. However, more complex societ-
ies made their first appearances as more and more unrelated people concentrated in lush river
valleys, where the soils, temperatures, and potential to irrigate with river water produced condi-
tions suitable for farming.
In the Fertile Crescent of the Middle East, Egypt, India, and China the existence of a regular
food surplus enabled a few people to develop highly specialized talents and tools that were not
tied to food production. Some talented military leaders became rulers of large areas and headed
government with specialized administrators. Specialists constructed elaborate irrigation sys-
tems, monumental palaces, and temples. Others made special metal tools and weapons, first of
bronze, then of iron. Because of the value of their talents these specialists acquired privileges. It
was grandest to be a king, queen, or head priest. For the average person, life was harder in com-
plex societies than in parts of the world where such specialization had not yet occurred.
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Introduction xxiii
Scene from the Egyptian Book of the Dead, ca. 1300 B.C.E.
The mummy of a royal scribe named Hunefar is approached
by members of his household before being placed in the
tomb. Behind Hunefar is jackel-headed Anubis, the god
who will conduct the spirit of the deceased to the afterlife.
The Book of the Dead provided Egyptians with the instruc-
tions they needed to complete this arduous journey and
gain a blessed existence in the afterlife.
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
60°N Barley
Lentils
Wheat
Cattle
Dog
EUROPE Goat
Pig
NORTH Sheep
ASIA
AMERICA
CENTR A L
WESTER N A SI A
A SIA EAST ASIA
30°N Millet
Rice
SAHARA Soybeans
Tropic of SOUTH
Cancer Pearl millet Pig?
Sorghum ASIA PACIFIC
M ESOAM ER I C A Rice
SOUTH
OCEAN
Beans ASIA
Maize WEST A F R IC A AFRICA Finger millet
Squash Manioc Sesame
Sweet potato Yam Sorghum
Turkey Tef Banana
LOW L AN D Cattle Rice
0° Equator Yam
SO UTH Water buffalo
Beans AM ER IC A Chicken
AND
Peanuts Zebu cattle
ES
Potato
Quinoa
Guinea pig SOUTH AT L A N T I C
Llama AMERICA INDIAN
PACIFIC OCEAN
OCEAN
OCEAN
Tropic of Capricorn
AUSTR ALIA
30°S
N Spread of agriculture
By 8,000 B.C.E.
By 6,000 B.C.E.
0 1,500 3,000 Km.
By 4,000 B.C.E.
0 1,500 3,000 Mi.
By 3,000 B.C.E.
By 500 B.C.E.
60°S
Antarctic Circle
120°W 90°W 60°W 30°W 0° 30°E 60°E 90°E 120°E 150°E 180°
© Cengage Learning
Map I.1 Early Centers of Plant and Animal Domestication Many different parts of the world made original contributions to
domestication during the Agricultural Revolutions that began about 10,000 years ago. Later interactions helped spread these domes-
Cengage Learning
ticated animals and plants to new locations. In lands less suitable BROADSIDE MAP
for crop cultivation, pastoralism and hunting remained more impor-
Ms00003a
supplying
tant for Early food. Map bleeds top, left, right
Agriculture
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Align top map trim at left page trim
Trim 65p6 x 39p6
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Center map left and righrt on top and bottom of page trim
Final: 9/3/08
Hansen 1e, Lockard WORLD, Bulliet variant
for tools and weapons. In the Middle East and China soldiers on horseback played important
military roles. In most places there were advances in the fighting techniques and in defensive
strategies and fortifications.
Empires encouraged the growth of cities to serve as administrative, economic, and cultural
centers. Temples, palaces, monuments, markets, and public amenities advertised the glory of
these imperial centers. Large states regularly mobilized large pools of labor for massive con-
struction projects. By late antiquity, a few cities had populations in the hundreds of thousands—
Alexandria in Egypt, Rome in Italy, Chang’an in China, Pataliputra in India—though such large
numbers strained cities’ capacities to supply food and water and dispose of waste. Such archi-
tectural monuments established “classical” styles that were frequently imitated and affected
wide areas even after the empires were gone.
Other imperial building projects were more practical. The Roman and Chinese govern-
ments built thousands of miles of paved roads for moving troops and communication; long bar-
rier walls and strings of forts defended frontier areas from invasion. Trade often flourished on
these political frontiers, and good roads further encouraged trade. Improvements in shipping
also encouraged the movement of goods over long distances and allowed transport of bulkier
goods. Much long-distance trade in antiquity was in luxury goods for the privileged classes
in urban civilizations. The search for exotic items tied remote parts of the world together and
gave rise to new specialists both within the urban civilizations and in less stratified parts of the
world. Gold, ivory, animal pelts, and exotic feathers from inner Africa reached Egypt. Phoeni-
cian mariners marketed lumber, papyrus (for paper), wine, and fish around the Mediterranean
Sea. Other merchants carried silk from China across arid Central Asia to the Middle East and
lands to the west. The advent of coinage in the first millennium b.c.e. stimulated local and
regional economies.
The routes that carried goods also helped spread religions, inventions, and ideas. The Zoro-
astrian religion of the Persians became one of the great ethical creeds of antiquity. The dias-
pora of Jews from Palestine after their southern kingdom was destroyed by the Neo-Babylonian
Empire in the seventh century b.c.e. also helped spread monotheistic beliefs. The beliefs and
culture of the Greeks and Romans spread throughout their empires, largely because many of
their subjects saw the advantages in adopting the ways of the ruling elite. Similarly, Indian trad-
ers introduced Hinduism and Buddhism to Southeast Asia.
World Religions
The first religious tradition to experience widespread growth in this period was Buddhism,
which spread from the Indian homeland where it had arisen around 500 b.c.e. One direction
of growth was eastward into Southeast Asia. After 500 c.e. there were particular strongholds of
the faith on the large islands of Ceylon, Sumatra, and Java, whose kings supported the growth of
schools and monasteries and constructed temple complexes. Traders also carried Buddhism to
China and from there to Korea, Japan, and Tibet. In some places Buddhism’s growing strength
led to political reactions. In China the Tang emperors reduced the influence of the monasteries
in 840 by taking away their tax exemption and by promoting traditional Confucian values. A
similar effort by the Tibetan royal family to curtail Buddhism failed, and Buddhist monks estab-
lished their political dominance in mountainous Tibet. In India, however, Buddhism gradu-
ally lost support during this period and by 1200 had practically disappeared from the land of its
origin.
Meanwhile, people in western Eurasia were embracing two newer religious systems. In
the fourth century, Christianity became the official religion of the Roman Empire, adding new
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xxvi Introduction
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Introduction xxvii
Political and religious expansion helped stimulate regional and long-distance trade. The
challenge of moving growing quantities of goods over long distances produced some important
innovations in land and sea travel. Two of the most important land-based, long-distance routes
in this period depended on pack animals, especially the camel. One was the Silk Road, a cara-
van route across Central Asia. On the other trade route, between sub-Saharan Africa and North
Africa, camels carried goods across the Sahara, the world’s largest desert.
The Silk Road took its name from the silk textiles that were carried from eastern China to
the Mediterranean Sea. In return, the Chinese received horses and other goods from the West.
In existence since about 250 b.c.e., this series of roads nearly 6,000-miles (9,000-kilometers) in
length passed through arid lands whose pastoral populations provided guides, food, and fresh
camels (specially bred for caravan work).
After 900 c.e. the Silk Road declined for a time. By coincidence, the trans-Saharan caravan
routes were growing more important during the period from 700 to 1200. Here, too, horses were
an important trade purchased by African rulers to the south in return for gold, slaves, and other
goods. The pastoralists who controlled the Saharan oases became essential guides for the camel
caravans.
Since ancient times sea travel had been important in moving goods over relatively short dis-
tances, usually within sight of land, as around the Mediterranean Sea, the Red Sea, the Persian
Gulf, and among the islands of the East Indies. During this period the water links around and
through the Indian Ocean were increasing enough to make it an alternative to moving goods
from China to the Middle East. Shipments went from port to port and were exchanged many
times. Special ships known as dhows made use of the seasonal shifts in the winds across the
Indian Ocean to plan their voyages in each direction. These centuries also saw remarkable mar-
itime voyages in the Pacific (see Chapter 16).
Interregional Conquests
and Exchanges, 1200–1500
Between 1200 and 1500, cultural and commercial contacts grew rapidly across wide expanses
of Eur asia, Africa, the Americas, and the Indian Ocean. In part, the increased contacts were the
product of an unprecedented era of empire building around the world. The Mongols conquered
a vast empire spanning Eurasia from the Pacific to eastern Europe. Muslim peoples created new
empires in India, the Middle East, and sub- Saharan Africa. Amerindian empires united exten-
sive regions of the Americas. Most of Europe continued to lack political unity, but unusually
powerful European kingdoms were expanding their frontiers.
Empires stimulated commercial exchanges. The Mongol conquests revived the Silk Road
across Central Asia, while a complex maritime network centered on the Indian Ocean stretched
around southern Eurasia from the South China Sea to the North Atlantic, with overland con-
nections in all directions (see Map I.2). Trade in the Americas and Africa also expanded. In the
fifteenth century, Portuguese and Spanish explorers began an expansion southward along the
Atlantic coast of Africa that by 1500 had opened a new all-water route to the riches of the Indian
Ocean and set the stage for transoceanic routes that for the first time were to span the globe.
Mongol, Muslim, and European expansion promoted the spread of technologies. Printing,
compasses, crossbows, gunpowder, and firearms—all East Asian inventions found broader
applications and new uses in western Eurasia. Both the Ottomans and the kingdoms of western
Europe made extensive use of gunpowder technologies. However, the highly competitive and
increasingly literate peoples of the Latin West surpassed all others of this period in their use of
technologies that they borrowed from elsewhere or devised themselves. Europeans mined and
refined more metals, produced more books, built more kinds of ships, and made more weapons
than did people in any other comparable place on earth.
Why was so much change taking place all at once? Historians attribute many of the changes
in South and Central Asia directly or indirectly to the empire building of the Mongols. But other
changes took place far from that area. The role of simple coincidence, of course, should never be
overlooked in history. And some historians believe that larger environmental factors were also
at work—changes in climate that promoted population growth, trade, and empire building.
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xxviii Introduction
0° 20°E
40°E
60°E 80°E
Extent of Islamic world in 850
Kazan
N
Islamic areas reconquered by
E U ROPE
Dni e
Antwerp R .
Christian kingdoms by 1500
R
hin
a
Kiev rR
pe
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© Cengage Learning
Map I.2 Arteries of Trade and Travel in the Islamic World, to 1500 I bn Battuta’s journeys across Africa and Asia made use
of land and sea routes along which Muslim traders and the Islamic faith had long traveled.
Bleeds top, right, left.
Cengage Learning Ms00059
Align top at page trim
Major Trade Routes, ca 1500 C.E.
Align right and left at page trims
Ms00059
Trim 51p0 x 36p0 Mongols and Turks
Final proof 4/15/08
Revised to correct Muscat: 4/18/08—cm The earliest and largest of the new empires was the work of the Mongols of northeastern Asia.
Using their extraordinary command of horses and refinements in traditional forms of military
and social organization, Mongols and allied groups united under Genghis Khan overran north-
ern China in the early thirteenth century and spread their control westward across Central Asia
to eastern Europe. By the later part of the century, the Mongol Empire stretched from Korea to
Poland. It was ruled initially in four separate khanates: one in Russia, one in Iran, one in Central
Asia, and one in China.
By ensuring traders protection from robbers and excessive tolls, the Mongol Empire revi-
talized the Silk Road. Never before had there been such a volume of commercial exchanges
between eastern and western Eurasia. Easier travel also helped Islam and Buddhism spread to
new parts of Central Asia.
The strains of holding such vast territories together caused the Mongol Empire to disinte-
grate over the course of the fourteenth and early fifteenth centuries. The Ming rulers of China
overthrew Mongol rule in 1368 and began an expansionist foreign policy to reestablish China’s
predominance and prestige. Their armies repeatedly invaded Mongolia, reestablished dominion
over Korea, and occupied northern Vietnam (Annam). One by one the other khanates collapsed.
The Mongols left a formidable legacy, but it was not Mongolian. Instead, Mongol rulers tended
to adopt and promote the political systems, agricultural practices, and local customs of the
peoples they ruled. Their encouragement of local languages helped later literary movements to
xxviii
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Introduction xxix
Mediterranean Exchanges
The Mediterranean Sea, which since antiquity had been a focus of commerce and cultural
exchange for the peoples of Europe, the Middle East, and Africa, saw increased activity in the
later Middle Ages. Part of the Mediterranean’s importance derived from its trading links to the
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xxx Introduction
Indian Ocean by land and water routes. Another area that contributed to expanded trade was
northern Africa. Camel caravans brought great quantities of gold and large numbers of slaves
to the Mediterranean from the lands below the Sahara. This trade facilitated the growth of the
powerful empire of Mali, which controlled some of the main gold-producing regions of West
Africa. The rulers of Mali became rich and Muslim. Their wars and those of other states pro-
duced the captives that were sold north. In the fourteenth century the disruption of supplies of
slaves from the eastern Mediterranean led to more slaves being purchased in southern Europe.
Another part of the expansion of Mediterranean trade was tied to the revival of western Europe.
In 1204 the Italian city-state of Venice had shown its determination to be a dominant player in the
eastern Mediterranean by attacking the Greek city of Constantinople and ensuring access to the
Black Sea. Trade routes from the Mediterranean spread northward to the Netherlands and con-
nected by sea to the British Isles, the Baltic Sea, and the Atlantic. The growth of trade in Europe
accompanied a revival of urban life and culture. Both the cities and the countryside saw increased
use of energy, minerals, and technologies from printing to gunpowder. Despite a high level of war-
fare among European states and devastating population losses in the fourteenth century, much of
Europe was exhibiting cultural and economic vitality that was to have great consequences for the
entire world in the centuries that followed.
The Mesoamerican Ball Game From Guatemala to Arizona, archaeologists have found evidence of an ancient ball game
played with a solid rubber ball on slope-sided courts shaped like a capital T. Among the Maya the game was associated with
a creation myth and thus had deep religious meaning. There is evidence that some players were sacrificed. In this scene from
a ceramic jar, players wearing elaborate ritual clothing—which includes heavy, protective pads around the chest and waist—
play with a ball much larger than the ball actually used in such games. Some representations show balls drawn to suggest a
human head. Chrysler Museum of Art/Justin Kerr
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Introduction xxxi
themselves at the service of strong indigenous residents, but after 1300 they began to build their
own empire. Relying on their military skills, members of the Aztec warrior elite were able to con-
quer territories and reduce peasants to their ser vice. The growth of a servile class at the bottom
of society was paralleled by the growth of a powerful ruling class housed in well-constructed
two-story dwellings in the Aztec capital cities. The servile laborers supplied the food needs of
the growing cities and were impressed into building elaborate canals and land reclamation proj-
ects. Underpinning the power of the Aztec rulers were religious rituals that emphasized human
sacrifice, mostly captives of the armies. By 1500 the Aztecs ruled a densely populated empire of
subject and allied peoples.
Meanwhile, in the Andean highlands of western South America another powerful Amerin-
dian empire was forming. Like central Mexico this region already had a rich agricultural base
and a dense population when, in the fifteenth century, the Inca began using military skills to
expand from a chiefdom into an empire. The Inca rulers, like the Aztecs, built impressive cities,
promoted irrigation projects, and relied on religious rituals to bolster their authority. Tribute in
goods and labor from their subject peoples supported their projects, and a network of mountain
roads tied together the pieces of an empire that stretched for more than 3,000 miles (nearly 5,000
kilometers) north to south.
Both empires were cultural and commercial centers as well as political ones. In the Aztec
Empire, well-armed private merchants controlled a long-distance trade in luxuries for the elites,
including gold, jewels, feathered garments, and animal skins. There was also a network of local
markets, large and small, that supplied the needs of more ordinary folks. State direction fea-
tured more prominently in Inca-ruled areas and promoted a vast exchange of specialized goods
and a huge variety of foodstuffs grown at different altitudes.
Suggested Reading
A fuller treatment of all these topics can be found in the first (1990); John E. Kicza, The Peoples and Civilizations of the
volume of The Earth and Its Peoples. Richard Bulliet pro- Americas Before Contact (1998); Xinru Liu, The Silk Road:
vides a brief overview of world history both before and Overland Trade and Cultural Interactions in Eur asia (1998);
after 1500 in “Themes, Conquerors, and Commerce,” in Sarah Shaver Hughes and Brady Hughes, Women in Ancient
Heidi Roupp, ed., World History: A Resource Book (1997). Civilizations (1998); Jonathan S. Walters, Finding Buddhists
For summaries of the latest scholarship on some select topics in Global History (1998); Peter B. Golden, Nomads and
see these pamphlets in the American Historical Associa- Sedentary Societies in Medieval Eurasia (1998); and Janet
tion’s series “Essays in Global and Comparative History”: Lippman Abu-Lughod, The World System in the Thirteenth
John A. Mears, Agricultural Origins in Global Perspective Century: Dead-End or Precursor? (1993). Sarah Hughes and
(2003); Christopher Ehret, Sudanic Civilization (2003); Brady Hughes have also edited a useful work correcting
Stanley M. Burstein, The Hellenistic Period in World History the dominance of patriarchal themes: Women in World
(1996); Richard M. Eaton, Islamic History as World History History, vol. 1 (1995).
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Copyright 2013 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
CHAPTER
16 Chapter Outline
Global Maritime Expansion Before 1450
➤ What were the objectives and major accomplishments of the voyages of exploration
undertaken by Chinese, Polynesians, and other non-Western peoples?
European Expansion, 1400–1550
➤ In this era of long-distance exploration, did Europeans have any special advantages over
other cultural regions?
Encounters with Europe, 1450–1550
➤ What explains the different nature of Europe’s interactions with Africa, India, and the
Americas?
Conclusion
● ENVIRONMENT + TECHNOLOGY Vasco da Gama’s Fleet
● DIVERSITY + DOMINANCE Kongo’s Christian King
INTERFOTO/Alamy
Ferdinand Magellan Navigating the Straits Connecting the Atlantic and Pacific Oceans This late-
sixteenth-century print uses fanciful representations of native peoples and creatures to embellish Magel-
386 lan’s circumnavigation of the globe.
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.