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EBook Etextbook PDF For Criminal Justice in Action The Core 9Th Edition PDF Docx Kindle Full Chapter
EBook Etextbook PDF For Criminal Justice in Action The Core 9Th Edition PDF Docx Kindle Full Chapter
PA R T T WO : T H E P OL I C E A N D L AW E N FO R C E M E N T
4 Law Enforcement
Clearance Rates and Cold Cases 136
Forensic Investigations and DNA 136
Today 99 Police Strategies: What Works 139
The Responsibilities of the Police 101 Calls for Service 140
Enforcing Laws 101 Patrol Strategies 141
Providing Services 102 Predictive Policing and Crime Mapping 142
Preventing Crime 102 Arrest Strategies 144
Preserving the Peace 103 Community Policing and Problem Solving 145
A Short History of the American Police 104 Problem-Oriented Policing 146
The Evolution of American Law Enforcement 104 “Us versus Them”: Issues in Modern Policing 147
Policing Today: Intelligence, Terrorism, Police Subculture 147
and Technology 107 The Physical and Mental Dangers of Police Work 148
Recruitment and Training: Police Use of Force 149
Becoming a Police Officer 110
Police Misconduct and Ethics 152
Basic Requirements 110
Police Corruption 153
Training 111
Police Accountability 153
Women and Minorities in Policing Today 112
Issues of Race and Ethnicity 156
Antidiscrimination Law and Affirmative Action 112
Ethics in Law Enforcement 158
Working Women: Gender and Law Enforcement 114
Minority Report: Race and Ethnicity
in Law Enforcement 114
6 Police and the
Public and Private Law Enforcement 116
Constitution: The
Municipal Law Enforcement Agencies 116
Rules of Law
Sheriffs and County Law Enforcement 117
State Police and Highway Patrols 118
Enforcement 165
Federal Law Enforcement Agencies 118 The Fourth Amendment 167
Private Security 123 Reasonableness 167
Probable Cause 167
5 Problems and
The Exclusionary Rule 169
Lawful Searches and Seizures 170
Solutions in Modern The Role of Privacy in Searches 171
Policing 129 Search and Seizure Warrants 172
Police Organization and Field Operations 131 Searches and Seizures without a Warrant 173
Police on Patrol: The Backbone of the Department 132 The Plain View Doctrine 177
vi Contents
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A Stop 181 Arrests without a Warrant 185
A Frisk 181 The Interrogation Process and Miranda 186
Race and Reasonable Suspicion 181 The Legal Basis for Miranda 186
Arrests 182 When a Miranda Warning Is Required 186
Elements of an Arrest 183 When a Miranda Warning Is Not Required 188
Arrests with a Warrant 184 False Confessions 189
PA R T T H R E E : C R I M I N A L C O U R T S
8 Pretrial Procedures
and the Criminal 9 Punishment
Trial 225 and Sentencing 261
Contents vii
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Restorative Justice 265 Sentencing Reform 276
The Structure of Sentencing 267 Sentencing Guidelines 277
Legislative Sentencing Authority 267 Mandatory Sentencing Guidelines 278
Judicial Sentencing Authority 268 Victim Impact Evidence 280
The Sentencing Process 270 Capital Punishment 281
Factors of Sentencing 271 Methods of Execution 282
Inconsistencies in Sentencing 274 The Death Penalty and the Supreme Court 283
Sentencing Disparity 274 Death Penalty Sentencing 284
Sentencing Discrimination 274 Debating the Sentence of Death 285
The Future of the Death Penalty 288
PA R T F O U R : C O R R EC T IO N S
10 Probation, Parole,
The Great Penitentiary Rivalry: Pennsylvania
versus New York 326
and Intermediate The Reformers and the Progressives 327
Sanctions 295 The Reassertion of Punishment 327
Prison Organization and Management 328
The Justifications for Community
Corrections 297 Prison Administration 329
The Supervisory Role of the Probation Officer 302 The Argument against Private Prisons 339
viii Contents
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Protecting Prisoners’ Rights 365 Return to Society 369
Inside a Women’s Prison 367 Types of Prison Release 369
Characteristics of Female Inmates 367 The Challenges of Reentry 370
The Motherhood Problem 368 The Special Case of Sex Offenders 373
The Culture of Women’s Prisons 368
PA R T F IV E : S P E C I A L I S S U E S
Contents ix
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Special Features
x Special Features
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
CJ & Technology Mythvs Reality
Facial-Recognition Software Ch 1, p. 18 “Black on Black” Violence Ch 2, p. 42
Repeat Offender Tracking Ch 2, p. 47 Are Too Many Criminals Found Not Guilty by Reason of Insanity? Ch 3,
Unmanned Aerial Vehicles (UAVs) Ch 3, p. 72 p. 87
Electronic Search Warrants Ch 6, p. 173 Does Putting Criminals in Prison Reduce Crime? Ch 11, p. 337
A Battered Woman Ch 8, p. 234 The Debate over Gun Control Ch 14, p. 434
Special Features xi
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Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
Preface
Continuing a tradition established by its eight predecessors, justice professional or other CJ participant and make
the Ninth Edition of Criminal Justice in Action, The Core a difficult decision. Nine new Discretion in Action fea-
provides students with all the facts, analyses, and real-life tures drive home the pivotal role that discretion plays
examples they will need to be successful in this course. in the criminal justice system, a subject that we have
Relying on the help and advice of the many criminal justice expanded upon over the past several editions of Crimi-
professors who have adopted this best-selling textbook nal Justice in Action, The Core.
over the years, we are confident that we have established an
This expanded coverage of ethics, policy, and discretion
invaluable introduction to the field.
allows us to present a panoramic view of important criminal
Pushed by the constantly changing, constantly chal-
justice issues. Chapter 5, for example, opens with an account
lenging world of crime and justice, however, we feel that we
of a disputed police shooting in Bexar County, Texas, that
have upped the ante for ourselves and for those who study
spurred local authorities to purchase body-worn cameras
and teach this book. In this edition, we offer the criminal
for local law enforcement officers. Throughout the chapter,
justice system not simply as a subject to be learned and
the issue is revisited as we discuss policies that limit a police
taught, but as a crucial American institution to be critiqued
officer’s discretion regarding the operation of body-worn
and held to the highest moral and ethical standards.
cameras, how such cameras may influence a police officer’s
ethical decision making, the role of the cameras in ensuring
Ethics, Discretion, police accountability, and the legal ramifications of use-of-
and Public Policy force evidence gathered by this new technology.
Criminal Justice in Action, The Core provides students not
only with the tools to understand how the criminal justice Careers in Criminal Justice
system does work, but also the opportunity to express their We are well aware that many students using this text are
opinions on how the criminal justice system should work. interested in a criminal justice career. Consequently, as in
This opportunity presents itself primarily in the following previous editions, each chapter of Criminal Justice in Action,
three components, the first two of which are new to the The Core, Ninth Edition includes a Careers in CJ feature in
Ninth Edition: which a criminal justice practitioner presents a personal
• Ethics Challenges. Each chapter contains three of account of his or her occupation. These features also
these short challenges, placed at the end of a section. include a Social Media Career Tip, designed to help stu-
As well as reinforcing an important concept from that dents succeed in today’s difficult labor market by success-
section, the challenges allow students to explore their fully navigating the opportunities and pitfalls of searching
own values in the context of the criminal justice system. for employment online.
Subjects covered include the use of deception during To this same end, each chapter of the Ninth Edition
police interrogations (Chapter 6), for-profit bail (Chap- also includes a new feature entitled Getting LinkedIn.
ter 8), and the ability of juvenile suspects to understand These items focus on a profession such as computer foren-
their Miranda rights (Chapter 13). sics, victim advocacy, or homeland security, providing
students with information on how to best research the pro-
• CJ Policy—Your Take. This chapter-specific margin
fession while visiting the popular business-oriented social
feature engages students by asking them to critique
networking website.
a hot-button criminal justice policy issue. Examples
include Oregon’s Death with Dignity Act (Chapter 1),
state “stand-your-ground” self-defense laws (Chapter 3), Further Changes
and the disenfranchisement of ex-convicts (Chapter 11). to the Ninth Edition
• Discretion in Action. As in previous editions, this fea- Each chapter in the Ninth Edition begins with a new “ripped
ture asks students to step into the shoes of a criminal from the headlines” vignette that introduces the themes to
xiii
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
be covered in the pages that follow. Furthermore, the text of each chapter. Chapter-opening vignettes are followed by
continues to reflect the ever-changing nature of our topic, three critical analysis questions, which relate back to the
with hundreds of new references to research involving vignette and introduce themes important to the upcoming
crime and criminal behavior and real-life examples chapter. Other critical-thinking tools in Criminal Justice in
describing actual crimes. The Ninth Edition also includes Action, The Core, Ninth Edition, include:
dozens of new features and figures, as well as discussions
• Learning Objectives. At the beginning of each chapter,
of every relevant United States Supreme Court decision
students are introduced to up to ten learning objec-
that has been handed down since the previous edition.
tives (LOs) for that chapter. For example, in Chapter
Three other extensive changes to the Ninth Edition
10, “The Criminal Trial,” Learning Objective 2 (LO2)
involve topics crucial to the American criminal justice
asks students to “Explain what ‘taking the Fifth’ really
system:
means.” The area of text that furnishes the information
• Mental Illness. We have significantly increased our is marked with a square LO2 graphic, and, finally, the
coverage of the challenges facing the criminal jus- correct answer is found in the chapter-ending materi-
tice system involving the mentally ill. Six chapters of als. This continuous active learning will greatly expand
Criminal Justice in Action, The Core now include in-depth students’ understanding of dozens of crucial criminal
discussions of this subject, covering a variety of issues justice topics.
such as the link between mental illness and offending • CJ Controversy. Each chapter of the textbook includes
and victimization, law enforcement strategies for man- one of these features, which start with a short summary
aging mentally ill criminal suspects, and the impact of of a controversial criminal justice topic, followed by gen-
mentally ill inmates on American prisons and jails. eral “for” and “against” arguments concerning that topic.
• Public Trust in Law Enforcement. A series of high- Then, students are asked to go online and research a
profile incidents in which law enforcement agents have specific issue, event, or policy related to the controversy
either injured or killed unarmed civilians has led to surrounding the topic. Finally, students have the oppor-
increased public scrutiny of police use of force. We tunity to analyze the results of their research in a short
examine this controversial topic from the point of view writing assignment of at least two paragraphs. These
of community members who feel they are unfairly tar- features not only help students improve writing and
geted by police violence, and from the point of view of critical thinking skills, but they also act as a review of
police officers who feel they are placed in a “no win” sit- important material in the chapter.
uation when it comes to use-of-force law and practice.
• Privacy versus Security. Chapter 14 of the Ninth Edi-
tion includes a new section that covers the controver-
Chapter-by-Chapter
sies surrounding the federal government’s efforts Organization of the Text
to balance civil liberties and homeland security. This edition’s fourteen chapters blend the principles of
The section focuses on complex issues of mass sur- criminal justice with current research and high-interest
veillance and privacy in the age of terrorism, and examples of what is happening in the world of crime and
discusses how far we, the people, should allow the crime prevention right now. What follows is a summary of
government to stretch the Fourth Amendment when it each chapter, along with a description of some of the revi-
comes to collecting our personal data. sions to the Ninth Edition.
xiv Preface
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
• Students are introduced to a number of social jus- officers to trick suspects into raiding non-existent “stash
tice issues that will be revisited throughout the text- houses” full of nonexistent weapons and illegal drugs.
book, including law enforcement’s relationship with
minority communities in the United States, efforts
to help ex-inmates reintegrate into society, and the Part 2: The Police
problem of wrongful convictions. and Law Enforcement
• A new CJ Controversy feature (“Encryption and Terror- Chapter 4 acts as an introduction to law enforcement in the
ism”) that addresses the balancing act between protect- United States today. This chapter offers a detailed descrip-
ing personal information on the Internet and on devices tion of the country’s numerous local, state, and federal law
such as smartphones, and the government’s need to enforcement agencies and examines the responsibilities
access such information to prevent and investigate ter- and duties that come with a career in law enforcement.
rorist attacks. • A new Discretion in Action feature (“Handle with Care”)
Chapter 2 furnishes students with an understanding of asks students to put themselves in the shoes of two
t areas fundamental to criminal justice: (1) the various
two police officers who must decide what level of force to
methods of measuring crime, including the FBI’s Uni- use against a mentally ill suspect who may or may not
form Crime Report and the U.S. Department of Justice’s pose a threat to herself, themselves, and others.
National Crime Victimization Survey, and (2) criminology, • A new discussion of “hard”- and “soft”-power strate-
providing students with insight into why crime occurs. gies being implemented by local police departments
Then, in later chapters, they shift their attention toward to combat domestic terrorism—the “hard” strategies
combating it. focusing on “hostile surveillance” and militaristic
weaponry, and the “soft” strategies relying on commu-
• A new M Myth
yth vs. Reality feature (“‘Black on Black’
nity outreach.
Violence”) explores several misconceptions concerning
the intersections between race, offending, and victim- Chapter 5 puts students on the streets and gives them a
ization in the United States. gritty look at the many challenges of being a law enforce-
• A new discussion on the rapidly evolving drug land- ment officer. It starts with a discussion of the importance of
scape in this country, including a description of wide- discretion in law enforcement and then moves on to polic-
spread destruction caused by prescription drug and ing strategies and issues in modern policing, such as the
heroin abuse and a new CJ Policy—Your Take feature “thin blue line,” corruption, and the use of force.
asks students to consider a federal law legalizing mari- • Throughout the chapter, the emergent issue of police
juana throughout the United States. accountability is given panoramic coverage, including
a new chapter-opening vignette (“First Impressions”)
Chapter 3 lays the foundation of criminal law. It addresses
about the impact of two citizen cell phone videos on
constitutional law, statutory law, and other sources of
media coverage of a fatal police shooting in Texas, a new
American criminal law before shifting its focus to the legal
Discretion in Action feature (“Deadly Force”) based on the
framework that allows the criminal justice system to deter-
real-life killing of twelve-year-old Tamir Rice by a police
mine and punish criminal guilt.
officer in Cleveland, and a new section entitled “Issues
• A new chapter-opening vignette (“No Good Deed . . .”) uses of Race and Ethnicity,” which covers topics such as how
the example of Eddie Ray Routh, who was convicted of police use of force has impacted relations with minority
murdering “American Sniper” Chris Kyle, to highlight the communities in the United States and how the federal
difficulties of successfully offering a not-guilty-by-reason- government uses civil rights investigations to combat
of-insanity defense under American criminal law. misbehavior by local law enforcement agencies.
• The three new Ethics Challenges in this chapter con- • A new discussion of crisis intervention teams, or
front the morality of criminal laws that promote the partnerships with mental health professionals, used
good of the community over the wishes of the individ- by a growing number of local police departments to
ual, punish parents who negligently allow their children improve local law enforcement’s response to the chal-
access to firearms, and allow federal law enforcement lenges posed by mentally ill suspects.
Preface xv
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Chapter 6 examines the sometimes uneasy relationship certain Colorado jurisdictions to determine whether a
between law enforcement and the U.S. Constitution by explain- defendant will “jump bail” before trial, along with a new
ing the rules of being a police officer. Particular emphasis is Ethics Challenge that focuses on the ethical implica-
placed on the Fourth, Fifth, and Sixth Amendments, giving tions of America’s “for-profit bail industry.”
students an understanding of crucial concepts such as prob- • Three new ffigures
igures use excerpts from actual court
able cause, reasonableness, and custodial interrogation. records to give students a first-hand understand-
• A new section on cell phones and the Fourth Amend- ing of three crucial aspects of the criminal trial: jury
ment features discussions of the legality of law enforce- selection, the opening statement, and the art of the
ment efforts to track these devices and the Supreme cross-examination.
Court’s recent decision that police officers need a war- Chapter 9 links the many different punishment options for
rant to search the content of a suspect’s cell phone. those who have been convicted of a crime with the theoreti-
• A new section discusses the role that police interroga- cal justifications for those punishments. The chapter also
tion tactics may play in the troubling phenomenon of examines punishment in the policy context, weighing the
false confessions. public’s desire for ever-harsher criminal sanctions against
the consequences of such governmental strategies.
Part 3: Criminal Courts • The subject of mandatory minimum sentencing arises
Chapter 7 takes a big-picture approach in describing the
several times in this chapter. First, a new chapter-
American court system, giving students an overview of the opening vignette (“A Long Time Gone”) introduces the
basic principles of our judicial system, the state and federal growing national concern caused by such sentences
court systems, and the role of judges, prosecutors, and for nonviolent offenders. Then, a new discussion of
defense attorneys in the criminal justice system. efforts to repeal state mandatory minimum sentenc-
• The court system’s ability to live up to societal expecta
ex - ing laws shows how these laws have fallen into some
tions of truth and justice, a running theme of the third disrepute.
part of this textbook, is explored in the chapter’s new • An updated overview of the declining use of the death
chapter-opening vignette (“Minor Threat?”) on the fate penalty in the United States includes new discussions
of Anthony Elonis, whose challenge of his conviction of problems surrounding lethal injection drugs and the
for posting violent rap lyrics on the Internet eventually Supreme Court’s recent decision concerning capital
reached the United States Supreme Court. punishment of the mentally ill.
• A new discussion of the community pressures faced
by public prosecutors, including an examination of Part 4: Corrections
State’s Attorney Marilyn Mosby’s decision to charge six Chapter 10 makes an important point, and one that is
Baltimore police officers following the death of Freddie often overlooked in the larger discussion of the American
Gray while in custody and a new CJ & Technology fea- corrections system: not all of those who are punished need
ture explaining the ramifications of American’s glut of to be placed behind bars. This chapter explores the com-
untested rape kits. munity corrections options, from probation to parole to
Chapter 8 provides students with a rundown of pretrial intermediate sanctions such as intensive supervision and
procedures and highlights the role that these procedures home confinement.
play in America’s adversary system. Chapter materials also • A new chapter-opening vignette (“Family Ties”) com-
place the student in the courtroom and give her or him a pares two possible sentencing options—prison or
comprehensive understanding of the steps in the criminal probation—for a young woman who killed her cousin
trial. while driving drunk.
• To help students understand recent attempts to • Recognizing trends of innovative thinking among
improve the effectiveness of pretrial detention strate- corrections officials, we include a new discussion
gies, a new figure lists the risk factors used by courts in of risk assessment tools and “swift and certain”
xvi Preface
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
punishments designed to keep probationers from punishment. The chapter contains a strong criminologi-
recidivating. cal component as well, scrutinizing the various theories of
why certain juveniles turn to delinquency and what steps
Chapter 11 focuses on prisons and jails. Record-high
society can take to stop them from doing so before it is
rates of incarceration have pushed these institutions to the
“too late.”
forefront of the criminal justice system, and this chapter
explores the various issues—such as overcrowding and the • A new C CJJ Policy—Your Take margin feature addresses
emergence of private prisons—that have resulted from the whether juvenile sex offenders should be treated the
prison population boom. same as adult sex offenders when it comes to lifelong
legal constraints such as residency restrictions and
• Continuing our focus on mentally ill offenders
of and the
inclusion on sex-offender registries.
criminal justice system, we have updated our section on
the challenges facing jail administrators because of • A new Discretion in Action feature (“Juvenile Drunk
high rates of mental illness among inmates to include Driving”) asks students to decide whether a seventeen-
a new figure describing Miami-Dade County’s Criminal year-old who commits vehicular homicide should be
Mental Health Project. charged as a juvenile or as an adult.
• Three new Ethics Challenges ask students to comment Chapter 14 concludes the text by taking an expanded look
on ethical issues surrounding low wages for inmate at four crucial criminal justice topics: (1) privacy in the age
employment, health care in private prisons, and the of terrorism, (2) cyber crime, (3) gun conrol, and (4) white-
practice of charging pretrial detainees for their meals collar crime.
behind bars.
• Starting with a discussion of four decades’ worth of
Chapter 12 is another example of our efforts to get stu- crucial antiterrorism legislation, a new section entitled
dents “into the action” of the criminal justice system, put- “Security vs. Liberty” gives students a comprehensive
ting them in the uncomfortable position of being behind look at the current state of civil liberties in the context
bars. This chapter also answers the crucial question, “What of homeland security. The section includes discussions
happens when the inmate is released back into society?” of the constitutionality of governmental mass surveil-
lance techniques and the use of Internet speech to
• As part of our panoramic examination of the roles of
ensnare potential “known wolf ” domestic terrorists.
correctional officers in prisons and jails: a new Getting
LinkedIn feature that highlights the profession, a new • A new C CJJ & Technology feature (“Hacking the ‘Internet
Discretion in Action feature (“Downing a Duck”) that of Things’”) examines the cyber crime–related risks that
focuses on how inmates are sometimes able to manipu- emerge when hundreds of everyday objects such as auto-
late correctional officers, and a new discussion of the mobiles, refrigerators, and televisions are connected to
recent Supreme Court decision that makes correctional the Internet via tiny, weakly protected computer chips.
officers more susceptible to civil rights violation law-
suits for excessive use of force against inmates.
• A new section entitled “What Works in Reentry”
Special Features
describes strategies developed by corrections officials Supplementing the main text of Criminal Justice in Action,
to help ex-convicts succeed following release from The Core, Ninth Edition, are more than one hundred eye-
prison, including reentry courts and various laws catching, instructive, and penetrating special features.
designed to aid offenders in the difficult task of finding These features, described below with examples, have been
post-incarceration employment. designed to enhance the student’s understanding of a par-
ticular criminal justice issue.
Part 5: Special Issues Careers in CJ: As stated before, many students reading
Chapter 13 examines the juvenile justice system, giving this book are planning a career in criminal justice. We have
students a comprehensive description of the path taken provided them with an insight into some of these careers
by delinquents from first contact with police to trial and by offering first-person accounts of what it is like to work
Preface xvii
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
as a criminal justice professional. Each Career in CJ feature sometimes perplexing examples of foreign criminal justice
also includes a Social Media Career Tip to help students practices in order to give students a better understanding of
succeed in today’s competitive labor market for criminal our domestic ways.
justice professionals.
• “The Great Firewall of China” (Chapter 14), an updated
• In Chapter 13, Carl McCullough, a former professional feature, describes China’s efforts to limit and control the
football player, provides an inside look at his duties as a use of the Internet through criminal laws to an extent
resident youth worker at a juvenile detention center in that is unimaginable to most Americans.
Hennepin County, Minnesota.
CJ Controversy: Each one of these features introduces
Mastering Concepts: Some criminal justice topics students to a controversial topic related to the text of the
require additional explanation before they become crystal chapter in which it appears. Following a short introduction,
clear in the minds of students. This feature helps students students are provided with arguments “for” and “against”
to master many of the essential concepts in the textbook. a particular aspect of the topic, to give them a better idea
of the basis for the controversy. Then, they are asked to
• In Chapter 6, this feature helps students understand
research the topic online and write a short essay outlining
the legal differences between a police stop and a police
their own opinions on the relevant controversy. Not only do
arrest.
these features highlight an interesting aspect of the crimi-
Discretion in Action: This feature puts students in nal justice system, but they also help students improve their
the position of a criminal justice actor in a hypothetical case research, writing, and critical thinking skills.
or situation that is based on a real-life event. The facts of • In Chapter 3’s new ffeature,
eature, “Hate Crime Laws,” students
the case or situation are presented with alternative possible are asked to decide whether society benefits from laws
outcomes, and the student is asked to take the part of the that punish those who commit crimes motivated by bias
criminal justice professional or lay participant and make a more harshly than if no bias were present.
decision. Students can then consult Appendix B at the end
of the text to learn what actually happened in the offered Landmark Cases: Rulings by the United States
scenario. Supreme Court have shaped every area of the criminal
justice system. In this feature, students learn about and
• “The ‘Sexting’ Scandal” (Chapter 1), a new feature,
feature,
analyze the most influential of these cases.
requires students to play the role of a prosecutor who
must decide whether to expend scarce resources by • In Chapter 12 “Brown v. Plata” (2011), the Supreme
charging a large group of high school students with Court ordered California corrections officials to reduce
crimes related to child pornography for sharing inap- the state’s prison population after deciding that over-
propriate images of themselves with each other online. crowding was denying inmates satisfactory levels of
health care.
CJ & Technology: Advances in technology are con-
stantly transforming the face of criminal justice. In these Myth vs Reality: Nothing endures like a good myth.
features, which appear in nearly every chapter, students In this feature, we try to dispel some of the more enduring
learn of one such emergent technology and are asked to myths in the criminal justice system while at the same time
critically evaluate its effects. asking students to think critically about their consequences.
xviii Preface
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
student’s active learning experience. These devices include revision of Criminal Justice in Action, The Core. We believe
the following: that the Ninth Edition is even more responsive to the needs
of today’s criminal justice instructors and students alike
• Concise chapter outlines appear at the beginning of
because we have taken into account the constructive com-
each chapter. The outlines give students an idea of what
ments and criticisms of our reviewers and the helpful sug-
to expect in the pages ahead, as well as a quick source
gestions of our survey respondents.
of review when needed.
• Dozens of key terms and a running glossary focus We continue to appreciate the extensive research efforts of
students’ attention on major concepts and help them Shawn G. Miller and the additional legal assistance of Wil-
master the vocabulary of criminal justice. The chosen liam Eric Hollowell. Product Manager Carolyn Henderson-
terms are boldfaced in the text, allowing students to Meier supplied crucial guidance to the project through her
notice their importance without breaking the flow suggestions and recommendations. At the production end,
of reading. On the same page that a key term is high- we once again feel fortunate to have enjoyed the services of
lighted, a margin note provides a succinct definition of our content project manager, Ann Borman, who oversaw
the term. For further reference, a glossary at the end of virtually all aspects of this book. Additionally, we wish to
the text provides a full list of all the key terms and their thank the designers of this new edition, tani hasegawa (inte-
definitions. rior) and Irene Morris (cover), who have created what we
• Each chapter has at least four figures, which include believe to be the most dazzling and student-friendly design
graphs, charts, and other forms of colorful art that of any text in the field. We are also thankful for the services
reinforce a point made in the text. This edition includes of all those at Lachina who worked on the Ninth Edition,
eleven new figures. particularly Dane Torbeck. The eagle eyes of Sue Bradley
and Beverly Peavler, who shared the duties of copyediting
• Hundreds of photographs add to the overall readabil-
and proofreading, were invaluable.
ity and design of the text. Each photo has a caption,
A special word of thanks must also go to those respon-
and most of these captions include a critical-thinking
sible for creating the MindTap that accompanies Criminal
question dealing with the topic at hand. This edition
Justice in Action, The Core, including content developer
includes nearly one hundred new photos.
Jessica Alderman. We are also grateful to Jessica for ensur-
• At the end of each chapter, students will find five Ques- ing the timely publication of supplements, along with con-
tions for Critical Analysis. These questions will help
tent development services manager Joshua Taylor. A final
the student assess his or her understanding of the just-
thanks to all of the great people in marketing who helped
completed chapter, as well as develop critical-thinking
to get the word out about the book, including marketing
skills.
manager Mark Linton, who has been tireless in his attention
to this project.
Acknowledgments Any criminal justice text has to be considered a work
Throughout the creation of the nine editions of this text, in progress. We know that there are improvements that we
we have been aided by hundreds of experts in various can make. Therefore, write us with any suggestions that you
criminal justice fields and by professors throughout the may have.
country, as well as by numerous students who have used L. K. G.
the text. We sincerely thank all who participated on the R. L. M.
Preface xix
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Dedication
For Lorraine,
Your positive outlook about life keeps you on top.
Stay there.
R.L.M.
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1
Criminal
Justice Today
To target your study and review, look for these numbered Learning
Objective icons throughout the chapter.
The New York Times
SAM HODGSON/The
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the
Echo Chamber
leading up to his death, Elton Simpson Garland cartoon contest with assault rifles. Before driving
hardly kept his support for the Islamic State, an extremist to the event, Simpson posted a message on Twitter using
terrorist group operating out of the Middle East, a secret. In #texasattack as a hashtag. Even though the Islamic State
particular, Simpson’s Twitter contacts included Mohammed took responsibility for the incident, U.S. authorities could
Hassan, who used social media to promote the Islamic State not establish any direct contact between Simpson and the
(also called ISIS or ISIL) from a base in the African country foreign organization. Rather, counterterrorism investigators
of Somalia. On April 23, 2015, Hassan went on Twitter to believe that Simpson was an Internet enthusiast who
condemn an upcoming cartoon contest in Garland, Texas, got caught up in the “echo chamber” of recruitment
which was to feature drawings of the Prophet Mohammed, propaganda on social media. “The ISIS guys are talking to
images that are considered taboo by many Muslims. these wannabes on Twitter all day long,” said one expert.
Referring to a recent deadly attack on a French satirical “It’s like the devil is sitting on their shoulder.”
newspaper that had printed the prophet’s likeness, Hassan The difficulty for America’s counterterrorism
encouraged “our brothers in the #US to do their part.” infrastructure is determining which of “these wannabes”
Ten days later, Simpson, who had expressed online are merely spouting fantasies and which are planning
approval of Hassan’s call to arms, and a partner were actual violence. In fact, Simpson had been the subject
killed by law enforcement when they opened fire on the of intermittent Federal Bureau of Investigation (FBI)
surveillance for several months before the
Garland event. FBI agents could not, however,
find any hard evidence that he intended
to make good on his various threats. With
hundreds of suspects in the United States
constantly expressing online sympathy for
various extremist ideologies, authorities
do not have the resources to keep them all
Ben Torres/Stringer/Getty Images
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What Is Crime? crime An act that violates criminal
law and is punishable by criminal
Members of the public often wonder why terrorist sympathizers such as Elton Simpson sanctions.
are allowed to operate with impunity on the Internet. The answer is relatively straightfor- consensus model A criminal justice
model in which the majority of citizens
ward: American criminal law does not prohibit individuals from making anti-American in a society share the same values
and beliefs. Criminal acts are acts
statements or expressing sympathy with extreme terrorist organizations. At the same that conflict with these values and
time, our laws do prohibit individuals from making threats that pose a “clear and pres- beliefs and that are deemed harmful
to society.
ent danger” of harm to others.1 So, in November 2015, federal authorities arrested Ohio
hospital worker Terrence J. McNeil after he reposted a “kill list” on Tumblr that contained
detailed personal information about one hundred U.S. military members earmarked for
death by the Islamic State.
Had McNeil been content with making posts such as, “Somebody should park a car
bomb in front of a church, school, or mall” on Facebook, he likely would have avoided
arrest. By reposting the Islamic State’s list of targeted military personnel with an exhorta-
tion to “kill them wherever you find them,” McNeil crossed a legal line, and was charged
with solicitation of a crime of violence.2 As this example shows, a crime is not simply
an act that seems dishonest or dangerous or particularly appalling. A crime is a wrong
against society that is proclaimed by law and that, if committed under specific circum-
stances, is punishable by the criminal justice system.
The Consensus Model The term consensus refers to general agreement among
the majority of any particular group. Thus, the consensus model rests on the assump-
tion that as people gather together to form a society, its members will naturally come
to a basic agreement with regard to shared norms and values. Those individuals whose
actions deviate from the established norms and values are considered to pose a threat
to the well-being of society as a whole and must be sanctioned (punished). The society
passes laws to control and prevent unacceptable behavior, thereby setting the boundar-
ies for acceptable behavior within the group.4
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Comparative Criminal Justice
Central Intelligence Agency
The consensus model, to a certain extent, assumes that a diverse group of people
can have similar morals. In other words, they share an ideal of what is “right” and
“wrong.” Consequently, as public attitudes toward morality change, so do laws. In seven-
teenth-century America, a person found guilty of adultery (having sexual relations with
someone other than one’s spouse) could expect to be publicly whipped, branded, or even
executed. Furthermore, a century ago, one could walk into a pharmacy and purchase
heroin. Today, social attitudes have shifted to consider adultery a personal issue, beyond
the reach of the state, and to consider the sale of heroin a criminal act.
The Conflict Model Some people reject the consensus model on the ground that
moral attitudes are not constant or even consistent. In large, democratic societies such
as the United States, different groups of citizens have widely varying opinions on contro-
versial issues of morality and criminality such as abortion, the war on drugs, immigra-
tion, and assisted suicide. These groups and their elected representatives are constantly
coming into conflict with one another. According to the conflict model, then, the most
politically powerful segments of society—based on class, income, age, and race—have
the most influence on criminal laws and are therefore able to impose their values on the
rest of the community.
Consequently, what is deemed criminal activity is determined by whichever group
happens to be holding power at any given time. Because certain groups do not have
morals Principles of right and wrong access to political power, their interests may not be served by the criminal justice system.
behavior, as practiced by individuals or For instance, nearly eight of every ten elected prosecutors in the United States are white
by society.
men, while only five percent of these posts are held by members of minority groups.5
conflict model A criminal justice
model in which the content of criminal Given the authority of prosecutors to decide which charges will be brought against
law is determined by the groups that defendants, this lack of diversity can contribute to mistrust of law enforcement in many
hold economic, political, and social
power in a community. minority communities.
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An Integrated
Definition of Crime
Considering both the consensus and conflict
models, we can construct a definition of crime
that will be useful throughout this textbook.
For our purposes, crime is an action or activity
that is:
EthicsChallenge
Ethics Challenge
In this section, we used the example of killing animals for clothing and food as behavior that,
although deviant to some, is generally accepted by the majority. What is a widespread activity
that, although considered “normal” in modern American society, goes against your personal
values or morals? What is the likelihood that this activity eventually will become illegal in the
United States? ■
doers, to determine whether these persons have indeed committed crimes, and to punish criminal justice system
The interlocking network of law
those who are found guilty according to society’s wishes. These institutions combine to enforcement agencies, courts, and
corrections institutions designed to
form the criminal justice system. As we begin our examination of the American criminal
enforce criminal laws and protect
justice system in this introductory chapter, it is important to have an idea of its purpose. society from criminal behavior.
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Careers in CJ
Courtesy F. W. Gill
FASTFACTS F. W. Gill
Youth intervention specialist/ Gang Investigator
gang investigator
The problem, for most of these kids, is that nobody cares. Their parents don’t, or
Job description:
can’t, get involved in their children’s lives. (How many times have I heard parents
• Conducts assessments deny that their son or daughter is a gang banger, even though it’s obvious?)
and refers at-risk youth
to appropriate activities, Teachers are in the business of teaching and don’t, or can’t, take the time to get to
programs, or agencies. know their most troubled students. So, when I’m dealing with gang members, the
• Serves as a liaison between
first thing I do is listen. I don’t lecture them, I don’t tell them that they are throwing
the police department, away their lives. I just listen. You’d be amazed how effective this can be—these
schools, other agencies, and kids, who look so tough on the outside, just want an adult to care.
the community regarding Not that there is any magic formula for convincing a gang member to go
gang and other youth-related straight. It is very difficult to get someone to change his or her lifestyle. If they don’t
matters.
want to change—really want to change—then nothing I can say or do is going to
What kind of make much of a difference. Unfortunately, there are many lost causes. I’ve even
training is required?
had a couple of cases in which a juvenile was afraid to leave the gang because his
• A bachelor’s degree in father was a gang member, and he insisted that the boy stay in the gang. I have had
counseling, criminal justice,
or other social science–related some success in convincing gang members to turn their lives around by joining the
field. Bilingual (English/ military. The military provides discipline and a new outlook on life, things that these
Spanish) skills are desired. kids badly need. The way I look at it, in some cases, war is the best shot these kids
Annual salary range? have at saving their own lives.
• $60,000–$80,000
S O C I A L M E D I A C A R E E R T I P When you are posting on Facebook,
assume that your post will be published in your local newspaper and
read by a potential employer. So, if you think the post might reflect
poorly on you as a potential employee, keep it offline.
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1. To protect society from potential future crimes of the most dangerous or “risky” drug Any substance that modifies
biological, psychological, or social
offenders. behavior. In particular, an illegal
2. To determine when an offense has been committed and provide the appropriate substance with those properties.
4. To support crime victims and, to the extent possible, return them to their pre-
crime status.6
Again, though these goals may seem straightforward, they are fraught with challenges.
Throughout this textbook, we will be discussing the role that the criminal justice system
plays in controlling the use of illegal drugs in the United States. The broadest possible
definition of a drug, which includes alcohol, is any substance that modifies biological,
psychological, or social behavior. In the context of criminal law, the primary focus is on
psychoactive drugs such as cocaine and heroin, which affect the brain and alter con-
sciousness or perception.
Recently, our society has significantly changed its attitude toward one psychoactive
drug in particular: marijuana. Although marijuana production and use is still illegal under
federal law, state legislatures and voters across the nation have taken steps to lessen crimi-
nal punishments associated with the drug. As Figure 1.1 shows, thirty states now allow
the use of marijuana or THC—an active ingredient in marijuana—for medicinal purposes.
The drug has also been decriminalized in sixteen states, meaning that its use is treated as
an infraction similar to a traffic violation rather than as a crime. Finally, in 2014, Alaska,
Oregon, and Washington, D.C., joined Colorado and Washington State by legalizing small
amounts of marijuana sale and pos-
Figure 1.1 Marijuana and Criminal Law
session, a trend that is expected to
As this map shows, at the beginning of 2016 most states—representing about three-fourths of
continue in the near future. the population of the United States—allow for the use of marijuana under certain circumstances.
Proponents of this trend con- Remember that any use of the drug is outlawed under federal law.
tend that society benefits when the
criminal justice system is no longer Wash. N.H.
Maine
Vt.
required to expend scarce resources Mont. N.D. Minn.
Ore.
on arresting, trying, and incarcerating Idaho Wis. N.Y.
Mass.
S.D.
Mich.
nonviolent marijuana users. Oppo- Wyo. R.I.
Iowa Pa. Conn.
nents, however, point to the negative Nev. Neb.
Ohio N.J.
Utah Ill. Ind.
Calif. Del.
consequences of liberalized mari- Colo. Kan.
W.Va.
Md.
Mo. Va.
juana laws. These include a dramatic Ky. D.C.
N.C.
increase in the number of Americans Ariz. N.M. Okla. Ark.
Tenn.
S.C.
using the drug, which has led to a Miss. Ala. Ga.
concurrent rise in problems such as Texas La.
marijuana addiction and driving
Fla.
Alaska
under the influence of the drug.7 Both
Colorado and Washington State re-
ported a surge in marijuana-related Hawaii
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The Structure of
the Criminal Justice System
Society places the burden of maintaining justice and protecting our communities
on those who work for the three main institutions of the criminal justice system: law
enforcement, the courts, and corrections. In this section, we take an introductory look at
these institutions and their role in the criminal justice system as a whole.
Law Enforcement The ideals of federalism can be clearly seen in the local, state,
and federal levels of law enforcement. Though agencies from the different levels cooper-
ate if the need arises, they have their own organizational structures and tend to operate
independently of one another. We briefly introduce each level of law enforcement here
and cover them in more detail in Chapters 4, 5, and 6.
Learning Objective Local Law Enforcement On the local level, the duties of law enforcement agencies
Outline the three levels of 3 are split between counties and municipalities. The chief law enforcement officer of most
law enforcement. counties is the county sheriff. Those who hold the position of sheriff are typically elected,
often with a two- or four-year term. In some areas, where city and county governments
have merged, there is a county police force, headed by a chief of police. As Figure 1.2
shows, the bulk of all police officers in the United States are employed on a local level.
The majority of these work in departments that consist of fewer than 10 officers, though
a large city such as New York may have a police force of about 34,500.
federalism A form of government in
which a written constitution provides Local police are responsible for the “nuts and bolts” of law enforcement work.
for a division of powers between They investigate most crimes and attempt to deter crime through patrol activities. They
a central government and several
regional governments. apprehend criminals and participate in trial proceedings, if necessary. Local police are
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Figure 1.2 Local, State, and Federal Employees in Our Criminal Justice System
192,354 62,756 37,955 293,065
108,295
882,965 254,148 259,951 1,397,064
175,075 451,512 734,882
also charged with “keeping the peace,” a broad set of duties that includes crowd and
traffic control and the resolution of minor conflicts between citizens. In many areas,
local police have the added obligation of providing social services such as dealing with
domestic violence and child abuse.
State Law Enforcement Hawaii is the only state that does not have a state law enforce-
ment agency. Generally, there are two types of state law enforcement agencies: those des-
ignated simply as “state police” and those designated as “highway patrols.” State highway
patrols concern themselves mainly with infractions on public highways and freeways. Other
state law enforcers include fire marshals, who investigate suspicious fires and educate the
public on fire prevention; and fish, game, and watercraft wardens, who police a state’s natu-
ral resources and often oversee its firearms laws. Some states also have alcoholic beverage
control officers, as well as agents who investigate welfare and food stamp fraud.
The Courts The United States has a dual court system, which means that we have two
independent judicial systems, one at the federal level and one at the state level. In practice,
this translates into fifty-two different court systems: one federal court system and fifty
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different state court systems, plus that of the District of Columbia. In general, defendants
charged with violating federal criminal law will face trial in federal court, while those
charged with violating state law will appear in state court.
The criminal court and its work group—the judge, prosecutors, and defense
attorneys—are charged with the weighty responsibility of determining the innocence or
guilt of criminal suspects. We will cover these important participants, their roles in the
criminal trial, and the court system as a whole in Chapters 7, 8, and 9.
Corrections Once the court system convicts and sentences an offender, she or he
is delegated to the corrections system. (Those convicted in a state court will be under
the control of that state’s corrections system, and those convicted of a federal crime will
find themselves under the control of the federal corrections system.) Depending on the
seriousness of the crime and their individual needs, offenders are placed on probation,
incarcerated, or transferred to community-based correctional facilities.
Learning Objective • Probation, the most common correctional treatment, allows the offender to return
List the essential elements of 4 to the community and remain under the supervision of an agent of the court known
the corrections system. as a probation officer. While on probation, the offender must follow certain rules of
conduct. When probationers fail to follow these rules, they may be incarcerated.
• If the offender’s
of sentence includes a period of incarceration, he or she will be
remanded to a correctional facility for a certain amount of time. Jails hold those
convicted of minor crimes with relatively short sentences, as well as those awaiting
trial or involved in certain court proceedings. Prisons house those convicted of more
serious crimes with longer sentences. Generally speaking, counties and municipali-
ties administer jails, while prisons are the domain of federal and state governments.
• Community-based corrections have increased in popularity as jails and prisons have
been plagued with problems of funding and overcrowding. Community-based cor-
rectional facilities include halfway houses, residential centers, and work-release
centers. They operate on the assumption that all
convicts do not need, and are not benefited by,
incarceration in jail or prison.
The Criminal
▲ America’s state and federal prisons hold just over 1.5 million inmates, Justice Process
while, on any given day, about 740,000 inmates are locked up in the nation’s
In its 1967 report, the President’s Commission
jails. What are the basic differences between prisons and jails? View Apart/
Shutterstock.com on Law Enforcement and Administration of Jus-
tice asserted that the criminal justice system
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is not a hodgepodge of random actions. It is rather a continuum—an orderly progression of system A set of interacting parts
events—some of which, like arrest and trial, are highly visible and some of which, though of that, when functioning properly,
great importance, occur out of public view.11 achieve a desired result.
The commission’s assertion that the criminal justice system is a “continuum” is one
that many observers would challenge.12 Some liken the criminal justice system to a sports
team, which is the sum of an indeterminable number of decisions, relationships, conflicts,
and adjustments.13 Such a volatile mix is not what we generally associate with a “system.”
For most, the word system indicates a certain degree of order and discipline. That we refer
to our law enforcement agencies, courts, and correctional facilities as part of a “system” may
reflect our hopes rather than reality. Still, it will be helpful to familiarize yourself with the
basic steps of the criminal justice process, or the procedures through which the criminal jus-
tice system meets the expectations of society. These basic steps are provided in Figure 1.3.
Criminal Act
(Ch. 3)
Criminal Investigation
(Chs. 4 & 5)
Arrest (Ch. 6 )
Preliminary Hearing
or Grand Jury (Ch. 8)
Charge Dismissed
(Ch. 8)
Step 3: Adjudication
Arraignment (Ch. 8)
Plea: Guilty
Plea: Not Guilty
(Ch. 8)
Sentencing (Ch. 9)
Step 5: Corrections
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.