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Funeral
A T 3 P. M .
on September 18, 1976, Beijing’s vast Tiananmen Square
was fi lled with rows of uniformed workers and soldiers, standing
silently with heads bowed. Across this nation of almost one billion people,
in public squares, villages, factories, schools, and offices, Chinese citi-
zens assembled as part of a nationwide memorial meeting for Mao Ze-
dong, who had died nine days earlier at the age of eighty-two. All were
instructed to stand in place, heads bowed, for three minutes of silence.
Mao’s designated successor, the relatively unknown Hua Guofeng, read
a speech fi lled with extravagant praise for the deceased Chairman, who
had led the Chinese Communist Party since the early 1930s and had
thoroughly dominated the People’s Republic since its establishment in
1949. The entire party leadership lined up in a solemn show of unity.
The illusion of unity was shattered on October 6, when Hua Guofeng
moved against Mao’s radical followers. Conspiring with other senior of-
ficials, Hua ordered his security detail to arrest Mao’s key political al-
lies. Mao’s wife, Jiang Qing, was arrested in her living quarters. Three
Copyright © 2015. Harvard University Press. All rights reserved.
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
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2 China Under Mao
the apex of power in Beijing directly, and relatively effectively, with life
at the grass roots. Mao and his comrades may have viewed the victory
of the Communist Party in 1949 as part of the triumph of world socialism,
but it marked the birth of China’s fi rst modern national state.
The past century had been brutal. The vast Taiping Rebellion of 1850
to 1864 engulfed much of the southeastern quadrant of the Qing em-
pire for over a decade, and the epic battles that accompanied the rise and
fall of the Heavenly Kingdom of the Taiping resulted in the deaths of
more than 20 million.3 The weakened Qing state fought against an array
of local rebellions, while at the same time losing a series of wars against
colonial powers. The antiforeign Boxer Uprising of 1900, encouraged by
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
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Funeral 3
the Qing court, was crushed by an alliance of foreign armies, and the
empire never recovered.4 The “revolution” of 1911 was a relatively un-
eventful collapse that marked the end of what had become a nearly mor-
ibund regime.5
The effort to establish a modern Chinese republic quickly failed. Na-
tional parliamentary elections yielded a victory for the new Nationalist
Party. Song Jiaoren, the party’s founder and architect of its electoral vic-
tory, was assassinated shortly afterward by agents of Yuan Shikai, a
former Qing official who aspired to establish his own dictatorship.6 China
quickly disintegrated into a collection of regional fiefdoms ruled by rival
military overlords.7 In the 1920s two militant revolutionary parties
sought to unify the country by armed force: the Nationalist Party, led
by Sun Yatsen and later by Chiang Kai-shek, and the Communist Party,
eventually taken over by the Hunan radical and guerrilla commander
Mao Zedong. For a brief period in the mid-1920s the two movements
joined forces and enjoyed some success, but the Communist Party’s com-
mitment to social revolution repelled the propertied elites who were a
core element of the nationalist movement, and the alliance split apart
violently in 1927. Chiang Kai-shek purged Communists from the coali-
tion, executing thousands in a lightning strike.8
The bloody struggle between these two revolutionary parties was
waged for more than a decade, with the Communists driven to the edge
of extinction in the mid-1930s. Then fate intervened in the form of an
aggressive and militaristic imperial Japan, which initially conquered
the entire northeastern region known as Manchuria (the present-day
provinces of Liaoning, Jilin, and Heilongjiang) in 1931, and then in
1937 turned its attention to a massive military invasion of the Chinese
homeland. The invasion and occupation crushed the Nationalist state
Copyright © 2015. Harvard University Press. All rights reserved.
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
4 China Under Mao
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
Funeral 5
This book aims to make sense of these events and other dramatic devel-
opments of the period. Recent scholarship on Mao and his era has brought
into clear focus the confl icts and motives of actors at the top of the
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
6 China Under Mao
decade after 1947 into a powerful and cohesive new nation-state, one
with peculiar features and striking vulnerabilities. Chapter 2 is an ac-
count of the Communist Party’s long road to power and the legacy of this
struggle for subsequent developments. It underplays the legacy of guer-
rilla communism and the anti-Japanese war, so central to the founding
myth of the People’s Republic. The wartime base area of Yan’an was
where the intense Stalinization of the Chinese party began, and
where Mao absorbed the central tenets of Stalin-era communism, es-
pecially the doctrine of class struggle under socialism, long misunder-
stood as Mao’s singular innovation. In Yan’an, the party perfected its
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
Funeral 7
Soviet flavor. Chapter 5 describes the way that China rapidly installed a
version of the state socialist growth machine developed after the 1920s
in Stalin’s Soviet Union. In retrospect, this was an ill-fated choice, be-
cause that model of development was deeply flawed and eventually failed
everywhere it was installed. But in the early 1950s this was still far from
evident. The model generated rapid industrial growth in the Soviet Union,
helping it to defeat Nazi Germany, and it sustained a postwar growth
spurt that augmented the USSR’s military might and threatened the
Western powers. In the fi rst half of the 1950s, China implemented the
model with a vengeance. This was a model that dictated high rates of
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
8 China Under Mao
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
Funeral 9
These chapters set the stage for the tumultuous events of the last two
decades of Mao’s life. What is striking about these chapters is that in al-
most every instance, Mao’s initiatives backfi red, creating outcomes that
were unintended, unanticipated, and unwanted, and forcing Mao to
backtrack, compromise, and change course. These tumultuous two de-
cades begin with Chapter 7, which recounts the reverberations in China
of the post-Stalin upheavals in the Soviet bloc, and in particular the im-
pact of Nikita Khrushchev’s denunciation of Stalin at the Soviet Party
Congress in February 1956. The criticisms stung a number of leaders in
the east European satellite states, many of whom had loyally carried out
policies that imitated Stalin’s own. Mao was strongly associated with
these policies, which he had pushed very hard, and he had consciously
imitated Stalin, creating a personal cult and a regime that had many of
the now-stigmatized features. Mao sought to outflank Khrushchev and
initiate liberalization on his own terms. In February 1957, under the
slogan “Let a hundred flowers bloom, let a hundred schools of thought
contend,” he confidently encouraged ordinary citizens to criticize the
work of party cadres throughout the country in a campaign to “rectify”
the party’s behavior and head off the resentments that had undermined
new regimes elsewhere in the Eastern bloc. The move backfi red. In a
few short weeks, initially timid criticisms led to an increasing crescendo
of complaints that seemed to repudiate the party’s ideology and dicta-
torial style of rule. Students and faculty established independent jour-
nals and clubs and held rallies and gave speeches on campuses. Workers
began to agitate for wage concessions and workplace representation, and
a wave of work stoppages broke out in the cities. Farmers withdrew from
recently established collective farms. Young party members and Com-
munist Youth League activists began to join the crescendo of dissent.
Copyright © 2015. Harvard University Press. All rights reserved.
Mao’s confident assertion that the party had nothing to fear from
open criticism was a major miscalculation. In June he reversed himself
and the party struck back, and it did so with a vengeance. The critics
were targeted in a massive Antirightist Campaign that framed the critics
as antiparty reactionaries and counterrevolutionaries. Those who had
uttered virtually any kind of criticism— not just those who had offered
harsh denunciations or who had engaged in organized activities—were
put through harrowing denunciation meetings and isolated by colleagues
and friends before sentence was pronounced. They were fired from their
jobs, banished to collective farms, or sent to prison or labor camps.
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
10 China Under Mao
The aftermath of the Great Leap, and the political fallout that soon led
to the Cultural Revolution, are described in Chapter 9. Mao permitted
others to repair the damage to the economy, but he resented the blunt
assessment of the Leap’s failures by his second in command, Liu Shaoqi.
He sensed that many of his colleagues thought little of the core ideas
behind the Leap. The Soviet Union was moving in a very different di-
rection. Khrushchev articulated a vision of advanced socialism that em-
phasized scientific expertise, higher education, bureaucratic planning,
peaceful economic development and the raising of living standards, and
a relaxation of tensions with the West. Mao saw this as an unprincipled
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
Funeral 11
and military units were ordered not to interfere. The students, however,
repeatedly divided into factions, and many resisted obvious efforts to ma-
nipulate and steer the movement, and launched attacks on the officials
who did so at Mao’s bidding.
These problems led Mao to lose faith in the student rebels, and near
the end of 1966 he decided to bring industrial workers into the unfolding
campaign. Chapter 11 examines the consequences of this move. Cities
throughout China quickly became ungovernable. Some workers took up
pay and welfare demands. Others mobilized to defend local authorities
against rebel attacks. Factions began to fight one another on the streets.
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
12 China Under Mao
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
Funeral 13
in arms and successor,” was dead. The official story, revealed eventually
to the Chinese public, was that Lin had died in an airplane crash while
fleeing to the Soviet Union after an unsuccessful military coup and at-
tempt to assassinate Mao. The public rationale for the Cultural Revolu-
tion, which had justified the unparalleled destruction of the past five
years, was in tatters.
Major changes ensued. The army was gradually withdrawn from ci-
vilian administration. Premier Zhou Enlai, who somehow survived the
Cultural Revolution despite constant attacks by Mao’s colleagues for at-
tempting to blunt its destructive impact, was given authority to repair
the damage. The party organization was slowly rebuilt. The Mao cult
was scaled back and the public rituals curtailed. The universities began
to bring back faculty members and admit small entering classes. The mil-
lions of government functionaries banished to perform manual labor
were restored to office jobs. Leaders like Deng Xiaoping, who had disap-
peared in the tumult and were still alive (Liu Shaoqi had died in prison),
were restored to positions of prominence.
This was an uneasy calm, soon broken by an upsurge of confl ict
rooted in the earlier period. A campaign to criticize Lin Biao gave license
to many of the Cultural Revolution’s victims, and some of its former ac-
tivists, to criticize the movement and indirectly Chairman Mao. Former
Red Guards and rebels, and students banished to the countryside, began
to form pockets of critical independent thought. The jockeying among
leaders in Beijing over the legacy of the Cultural Revolution encouraged
their followers to resist, and factional confl icts and street protests reap-
peared in many large cities. The simmering confl icts found their most
dramatic expression in massive demonstrations in Tiananmen Square
on April 4 and 5, 1976—with counterparts in other large cities. Osten-
Copyright © 2015. Harvard University Press. All rights reserved.
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.
14 China Under Mao
1957, as had housing space for urban residents, who were crowded into
squalid apartments with shared facilities. Rationing and shortages of all
manner of basic consumer goods were still in force, and supplies in
some ways had gotten worse since the 1960s. The university system
was in shambles. So was the administration of public institutions, where
expertise was denigrated and where political animosities were always
just below the surface. Capital equipment was obsolete and in poor re-
pair; product designs had not been improved since the 1950s. Huge
pockets of dire poverty remained in rural China, where a fi fth of the
population had a standard of living that by official Chinese standards
was below subsistence level, and where the quality of the diet was later
revealed to be among the worst in Asia.
Mao left a China that was badly broken, and it would take an enor-
mous effort to fi x it. The devastation and backwardness that he left in
his wake prompted his successors to rethink the nation’s trajectory—
indeed, it was a historic opportunity. When they finally seized this op-
portunity, they rejected Mao’s core ideas and even the antipathy to
market mechanisms and private enterprise at the core of the Soviet eco-
nomic system that had been sacrosanct in China since the 1950s. When
the dust fi nally cleared, the new model would be the export-oriented
developmental states of East Asia, whose features would be grafted onto
the stock of a rebuilt and revitalized Communist Party. A reform of this
magnitude could only gain traction if leaders were forced to admit that
something in China had gone seriously wrong. This was not the legacy
that Mao had hoped to leave. It was in fact the opposite of what he
intended.
Copyright © 2015. Harvard University Press. All rights reserved.
Walder, Andrew G.. China under Mao : A Revolution Derailed, Harvard University Press, 2015. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/londonschoolecons/detail.action?docID=3301597.
Created from londonschoolecons on 2023-11-23 10:59:56.